36167257 anand rathi securities ltd

8/3/2019 36167257 Anand Rathi Securities Ltd

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Summer Internship

At

Palak Bhatia(Roll No. 201)Pgdm Batch 2012


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INTRODUCTIONLeading full service investment bank.

Founders:

Mr. Anand Rathi & Mr. Pradeep Gupta

Founded in 1994.

Presence in over 350 locations across India.

Group employees over 2,500 professionals.


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Philosophy is entirely

Citigroup venture capital joined the group as financial partner

in 2007

Research teams across the firm continuously track various

markets and products

Leading underwriter of public offerings and private placements

for middle market companies in India

Their economic research team has been ranked among top 20

in Asia


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MANAGEMENT TEAM

ANAND RATHI

FOUNDER AND

CHAIRMAN

P.G.KAKODKAR

DIRECTOR

DR.S.A.DAVE

DIRECTOR

C.D.ARTHA

DIRECTOR

PRADEEP GUPTA

CO-FOUNDER&

VICE-CHAIRMAN

AMIT RATHI

MANAGING

DIRECTOR

AJIT BHUSHAN

DIRECTOR


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MANAGEMENT

REGIONAL HEADS FUNCTIONAL HEADS


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y ANAND RATHI SECURITIES PROVIDES THEIRSERVICES BROADLY UNDER 4 PILLARS.


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SERVICES

PRIVATE

WEALTHMANAGE-

MENT

INVESTMENTBANKING

PERSONALFINANCIAL

SERVICES

I

NSTI

TU-TIONAL

EQUITY


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WEALTH MANAGEMENT:

y A Type of financial service that combines personal

investments,tax planning strategies ,estate planningand legal counsel.

y It can encompass all parts of a persons financial life.


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PRIVATE WEALTH MANAGEMENTy Their philosophy says that wealth management needs

to be far more holistic than just investment advisory.

y Separation of advisory from product manufacturing iscritical to offer conflict -free and truly objective adviceto the clients.

y They therefore offer only third party products and donot manufacture any in-house products and hencethey do not hold any proprietary stake in the market.


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SERVICES:y Creation of a customized financial strategy.

y Diversification of assets based on formal process ofasset allocation.

y

Active tracking, monitoring &review of portfolios.y Creation of private trusts.

y Tax planning.

y Estate planning.

y Structuring of family wealth.


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INVESTMENT BANKING

SERVICE

OFFERING

ADVISORYRESTRUCTU-

RING

CAPITAL

MARKET

PRIVATE

EQUITY


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Advisory services:y Exploring, evaluating &recommending financial

and strategic alternatives.

y Negotiating and consummating transactions.

y

Advising on transactionstructuring,timing,pricing & potential financing.


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Private equity services:y Developing company positioning & all

documentation for potential buyers.

y Developing buyers lists and managing allcommunica-tion with potential buyers.

y Evaluating bids and negotiating and executingfinal transactions & documentations.


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Restructuring services:y Developing the comprehensive restructuring and

reorganization plans and assisting in the courtadministered approval process.

yAdvising on the ultimate structuring of apotential sale or recapitalization.


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Capital market services:y Developing a target investor group & effectively

positioning the companys story to the investorcommunity.

y

Assisting with necessary documentation toexecute a successful capital raising.

yAssessing the most appropriate group ofinvestors to assist the company in its long term

plan.


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Industry coverage:sectors covered:

y Industrial goods.

y Consumer services.

y Technology.

y Telecom.

y Media.

y Retail.

y Natural resources.

y Financial institutions.

y Professional services.

y Education.

y Clean energy.

y Healthcare.


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INSTITUTIONAL EQUITIESyAnand rathi institutional equity team has been

providing India investment ideas and tradingservices to leading institutional investors from allover the world.


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Research:y Their research team contains 25 members

comprising 15 analysts (including sectorspecialist, macro economist ,strategist) and 10associates.. most analysts have more than 10

years of industry experience.

y a specialist technical & derivative research team.


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Research Products:

y Elections 2009.

y Budget FY 2010.

y India auto sector.

y India banks.

y India capital goods.

y India IT services.

y India monsoons.

y India oil& gas.

y India wireless.

y India cement sector.


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PERSONAL FINANCIAL SERVICES:

SERVICES

EQUITYMUTUAL

FUND

NRI

SERVICESCOMMODITYIPO


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Equity services:y Cash and carry.y Margin financing.

y Digital contract notes.

y

Research calls through multiple channels.y Phone trade.

y Personal investment advisory.


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Mutual fund services:

y They offer both types ofmutual fund servicesnamely:

1.Lumpsum investment.2.SIP.

MUTUAL FUND

LUMPSUM

INVESTMENT

SYSTEMATIC

INVESTMENT

PLAN


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IPO (initial public offer) services:y They have been constantly ranked among top 10

distributors of IPOs on all major offerings.

y Their IPO research team provides in-depthoverview of forthcoming IPOs as well asinvestment recommen-dations.


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Commodities services:y Regular news & updates through e-mails,

through daily,weekly,monthly,quartrlypublications.

y Strategies for corporates for their riskmanagement.


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NRI Services:

y Equity trading on NSE& BSE.

y Derivative trading on

NSE & BSE.

y Mutual funds.

y IPO Applications.

y PAN Procurement.

y Capital gains tax andincome tax return.

yAdvisory services.


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Online services:

y Online services includes the following services:1.Trading platforms.

y Trade x press.

y

Trade x press pro.y Phone trade.

2.Portfolio tracker.

3.Research information.


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Trading platform:

y Trade x press: It is a browser based systemdesigned for customers who transact occasionally.It works even over a low bandwidth connectivity.

y Trade x press pro:It is a software designed for

active traders who transact frequently to capturefaorable short term price movements. It requiressuperior bandwidth connectivity. It helps them tomake critical decision with confidence.

y Phone trade: through this facility one can accesshis account from anywhere without STD charges.


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y Research information:

Through their research team they update theinformation on the website for following.

1.Equity.

2.Commodity.

3.Insurance.

4.Mutual fund.

5.Investment strategy.


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Online trade customer privileges.y Online trade execution.

y Phone trade facility using toll free.

y Centralized customer care desk.

y

24/7 account access.y Quality advice and research reports.

y Rich contents with tools.

y Mail services.


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THANK

YOU.

36167257 anand rathi securities ltd

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