2014 state cio survey

36
The 2014 State CIO Survey SEPTEMBER 2014 Leading Collaboration During Uncertain T imes

Upload: dstegon2

Post on 02-Jun-2018

216 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 1/36

The 2014 State CIO Survey

SEPTEMBER 2014

Leading Collaboration During Uncertain Times

Page 2: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 2/36

About the National Association of State Chief Information Of cers

Founded in 1969, the National Association of State Chief Information Of cers (NASCIO) represents state chief informatio(CIOs) and information technology (IT) executives and managers from the states, territories and District of Columbia. NASmission is to foster government excellence through quality business practices, information management and technology polNASCIO provides state CIOs and state members with products and services designed to support the challenging role of thestimulate the exchange of information and promote the adoption of IT best practices and innovations. From national conferpeer networking, research and publications, brie ngs and government affairs, NASCIO is the premier network and resourceCIOs. For more information, visit www.NASCIO.org.

About Gran t Thornton LLP

Grant Thornton LLP is the U.S. member rm of Grant Thornton International Ltd. Grant Thornton International Ltd and itsare not a worldwide partnership, as each member rm is a separate and distinct legal entity. In the U.S., visit Grant Thorntowww.GrantThornton.com.

Grant Thornton’s Global Public Sector, based in Alexandria, Va., is a global management consulting business with the missproviding responsive and innovative nancial, performance management and systems solutions to governments and internaorganizations. We have provided comprehensive, cutting-edge solutions to the most challenging business issues facing govorganizations. Our in-depth understanding of government operations and guiding legislation represents a distinct bene t to Many of our professionals have previous civilian and military public sector experience and understand the operating envirogovernment. Visit Grant Thornton’s Global Public Sector at www.grantthornton.com/publicsector.

About TechA meric aTechAmerica, the public sector and public policy department of CompTIA, champions member-driven business and policy that impact the entire continuum of technology companies – from small IT service providers and software developers to larequipment manufacturers and communications service providers. We focus our policy priorities along three main practice afederal commercial policy, state government affairs and international policy. Of particular interest are those issues that accethe innovation cycle, build a 21st century workforce and maintain secure, open access to the Internet. In addition, our publiteam helps members provide technology to governments. From unraveling harmful regulations to creating key relationshipsTechAmerica public sector team connects you to federal, state and local government markets. CompTIA gives eyes, ears anour members and allows them to quickly and comprehensively understand policy developments – and then do something abfoster an environment for our members to succeed through comprehensive global, national and regional advocacy as well abusiness intelligence that delivers an edge in the marketplace.

Page 3: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 3/36

Table of contents

Executive summary 1 About the survey 3Planning and Oversight of Large, Critical Projects Sourcing 13Managing Data as a Strategic Asset 19

Consolidation 23Mobility 24Cloud Services 25Public Safety Broadband 26Cybersecurity 27Drones 29Conclusion 30List of states and territories participating in the survey

Page 4: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 4/36

a third of respondents stated that in general all theirrecent larger projects had been successful.

Although perceptions of success may also differdepending on the perspective of the stakeholder,almost all other responding CIOs characterized theirresults as mixed. While states may not be uniformly

achieving success in their most critical projects,these results do indicate that broad generalizationsabout the inability of states to successfully completeprojects are overblown.

When CIOs were asked what factors they felthad the greatest impact on project success, byfar the most common responses were executivesponsorship, effectiveness of governance, andeffectiveness of project management. CIOs alsoemphasized the need for strong procurement and

vendor management practices, and the need to

transition to a more incremental approach to projectimplementation.

Sourcing While the ownership and operation of the datacenter is characterized by heightened consolidationand CIO ownership, outsourcing of some ITapplications and services has grown at a strongpace - nearly doubling from 42% of states to81% in the last four years. To keep up with thechallenge of the changing technology serviceslandscape, CIOs are increasingly examining and

adopting varied IT sourcing and service deliverymodels. The 2013 survey indicated that CIOs nolonger feel that there are signi cant barriers to useof different sourcing and business models, and the2014 survey data re ects an uptick in use of novelarrangements. In assessing their ability to moveforward with a sourcing strategy to implementmanaged services, most CIOs felt that they had theappropriate policies, including security in place, as

well as the contractual Service Level Agreements

As major changes continue to sweep through thestate IT landscape, we asked state CIOs to share theirperspective on the status and future direction of thestate CIO organization and the overall enterprise.

While the survey covered a wide variety of topics, we asked CIOs to focus particularly on three main

topics - the planning and oversight of critical projects,sourcing and the use of data as a strategic asset. These topics share a common theme in that they allrequire the CIO to establish priorities, collaborate

with stakeholders and integrate with multiple externalorganizations. Whether dealing with large SystemIntegrators, with Cloud services vendors, or withother state agencies, CIOs more than ever beforeare challenged to seamlessly coordinate the activitiesmultiple diverse entities.

Planning and Oversight of Critical

ProjectsGiven the continued legislative and media attentiondevoted to large state IT projects, we began this year’ssurvey with several questions relating to the maturityand effectiveness of IT project planning and oversightpractices for high-visibility projects. In the realmof large IT projects, half the states on average aremanaging at least ve projects that they consider tobe large or critical with almost three quarters of thestates having recent experience overseeing projects

with budgets exceeding $100M. In several states thelarge, critical IT projects account for over 90% of

total project spending. At this point, a large majorityof states have some type of criteria for identifying andassessing their largest, most critical projects, even ifcost is sometimes the only criterion.

When it comes to oversight, CIOs play a variety ofroles with around two thirds either having formaloversight and control, a formal leadership role, or anactive advisory role in their state’s large and complexprojects. Perhaps in contrast to public perception, over

1 │ The 2014 State CIO Survey

Executive summary

Page 5: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 5/36

2013 Survey of State and Local Financial Executives │1

and supporting terms and conditions. While there arestill some concerns, surprisingly, no CIOs responded thatthey had any statutory prohibitions that would preventthem from implementing managed services. In 2014 thearea of managed services acquisitions seem to be an area

where the CIOs display a “moderate” level of con dence

in their state’s procurement agency and processes andthat their organizations would have less of a problemtransitioning to a managed services environment than rstthought.

Managing Data as a Strategic Asset The growth of digital data, especially unstructured data, isdramatically increasing in state government. State agenciesand CIOs are wrestling with the challenges of datagovernance, opening legacy system data to wider access,using data in new ways to support program performanceand service delivery, and simultaneously managing major

new ows of data from new sources. The growth ofunstructured data from new sources and devices hasadded more complexity to this discussion.

The survey questions captured the CIOs’ assessment ofstate data management, governance structures, currentroles, and future plans. The 2014 survey questionstapped into a subset of enterprise data – businessintelligence and analytics, capturing the CIOs’ assessmentof information sharing/exchange in their states andthe prevalence of “open data” portal use in the states.Responses revealed that states differ widely in their data

management approaches and capabilities. The majority ofCIOs (54%) reported an increasing level of professionaldiscipline around management of state data assets with anadditional 10% reporting having a formal data governancestructure, roles and responsibilities, and tools. Enterprisedata management presented a more fragmentedpicture, as states programs and practices ranged fromcomprehensive and fairly mature to narrowly-focusedand immature. CIOs see a proliferation of possible rolesand responsibilities for their organizations – with the

largest numbers focused on taking the lead inadvocating for data as a strategic asset (80%)and on the need to develop an enterprise datastrategy (86%).

Open data practices and tools have become

more common. Governors and other stateleaders are advocating for “open government,”so states are pursuing open data and supportingit with legislative authority. A surprising 48% ofrespondents indicate that their state is up-and-running with an open data portal. Those whosee impediments to further information-sharing

via data portals cite agencies unwillingness topublish data as the primary roadblock. Withregard to “Big Data” most states and CIOs arestill rmly in the pre-evaluation or evaluationphases – more than 63% report that they are

either considering big data investments or haveyet to move into big data in any way. Regardingthe progress of state agencies toward full-

edged information sharing, respondentsreported that agencies remain in the early phasesof adoption – with 68% of states characterizedas “fairly protective and risk averse” and another36% falling in the category of “beginning tomake headway, agencies are seeing the value.”

The 2014 State CIO Survey │2

Page 6: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 6/36

Survey purpose The National Association of State Chief InformationOf cers (NASCIO), TechAmerica, and Grant

Thornton LLP have collaborated for a fourthconsecutive year to survey state government ITleaders on current issues, trends and perspectives.

The continuing economic situation creates problemsfor states when citizen demands for services continueor grow. The survey sponsors seek to provide thesestate government IT leaders with an opportunity to

voice their thoughts and opinions on matters of highimportance. Governors, legislatures and businessleaders can bene t from these knowledgeable insightsabout essential state IT services.

MethodologyIn Spring 2014, the sponsors jointly developed a seriesof questions re ecting both the new issues of theday as well as follow-up on some of the questionsthey included in the 2013 survey. The questions werepresented to state CIOs in an online tool, and between

June and August 2014, they individually logged in andaddressed the 42 multiple-choice and open-endedquestions.

The response rate was extraordinary with 52 of theNASCIO member states and territories completingthe survey. Primary respondents were the stateCIOs, although deputy CIOs and other senior stateIT leaders contributed. Throughout the survey, werefer to them all as state CIOs. Thirty seven of therespondents also participated in the 2012 survey.However, new perspectives were introduced by 30%of the respondents who are different due to thenormal turnover that occurs in state CIO positions.

We also conducted in-person interviews with 18state CIOs and incorporated their “advice from thetrenches” along with the quantitative and qualitativeresponses to the online survey.

This survey occurred while states are experiencingthe slow scal recovery from a deep recession. For

scal year 2014, the outlook is better as the revenuesituation in most states is positive and budgetsare more stable. However, targeted spending cutsremain and slow revenue growth will constrain statebudgets for the near future. Spending on health carecontinues to crowd out resources required for other

About the Survey

3 │ The 2014 State CIO Survey

Page 7: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 7/36

2013 Survey of State and Local Financial Executives │3

state services and governors are focused on improvingquality while managing rising costs. In addition, theimpact of federal sequestration and reduced aid to statesis beginning to effect the delivery of state services.

As with many state leaders, state CIOs are faced withdemands to reduce operational costs, introduce innovationand continue to provide the technology leadership and

support to allow their states to provide essential servicesto their citizens.

Anonymity This report re ects the responses and opinions of thesurvey respondents to the maximum extent possible.However, to preserve anonymity we do not attributeresponses to speci c individuals.

To obtain a copy of the survey report or questionnaire,please see the inside back cover of this report fordirections to the sponsor organizations’ websites.

The 2014 State CIO Survey │4

Page 8: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 8/36

The largest, mission-critical state IT projects continueto receive signi cant exposure and attention, bothfrom state legislators and from the media. A numberof highly publicized project failures in the past twelvemonths – particularly those related to AffordableCare Act (ACA) implementation – have reinforced

a general perception that states continue to struggleto implement the most complex and importantprojects. This perception – whether warranted or not

5 │The 2014 State CIO Survey

Planning andOversight of

Large, CriticalProjects

No

Yes, informal denition

Yes, formal denition

0 5 10 15 20 25

Does your state have a formal or informal denition of what constitutes alarge, critical, or high risk project?

30 35

– ramps up the pressure on state CIOs to improvethe planning, management and oversight of large,critical IT initiatives. To begin this year’s survey weasked several questions relating to the maturity andeffectiveness of IT project planning and oversightpractices for these high-visibility projects.

Scope and importance

Complexity and risk Duration

Cost

Project manager experience and skills

Impact and visibility

0 20 40 60

If your state has a formal project rating system, what factors aremeasured?

80 100

Figure 1

Figure 2

Page 9: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 9/36

2013 Survey of State and Local Financial Executives │5 The 2014 State CIO Survey │6

At present, a large majority of states have some type ofcriteria for identifying and assessing the largest, mostcritical projects. Criteria vary, with cost sometimes theonly criterion. The actual dollar value that quali es aproject as ‘large’ varies signi cantly by state. In somestates however a more balanced scorecard approach

is use that incorporates consideration of the project’simportance to agency mission, level of visibility, duration,

and perceived level of risk. A few states alsomake a formal assessment of the skills andexperience of the project manager and theirteam.

Based on these criteria, we asked CIOs about

the characteristics of their large, critical projectportfolio.

Number of projects Value of largest project

Average Dollar ValuePercentage of Total Portfolio

Budget for Large Critical Projects

7%

17%

24%41%

11% 7%23%

9%

37%

16%

7%

13%

21%

18%

41%

8%21%

21%

12%

25%

21%

More than100

Unknown Less than20

More than20, lessthan 50

More than50, less

than 100

More than$100M

Unknown Less than$20M

More than$20M, lessthan $50M

More than$50M, less

than$100M

More than75%

Unknown Less than25%

More than25%, lessthan 50%

More than50%, lessthan 75%

More than $200M Unknown Less than $20M

More than $50M,less than $100M

More than $100M,less than $150M

More than $150M,less than $200M

Figure 3

Figure 6

Figure 5

Figure 4

Page 10: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 10/36

Not surprisingly – given the differences in de nitionsand scale across the states – there was a wide varietyin the responses. However, several conclusions can bedrawn:• Each year over half the states are on average

managing at least ve projects that they consider

large or critical.• The dollar value of these projects variessigni cantly across states, but almost three quartersof the states have recent experience overseeingprojects with budgets exceeding $100M.

• The thresholds used to classify projects as largeor critical vary signi cantly across states, and theyalso vary in respect to the total value of the projectportfolio. The states are almost evenly distributedin terms of how much of the value of the projectportfolio is taken up by large, critical projects. Insome states it is less than 25% while in others these

projects consume over 75% of the total projectportfolio budget. In several states the large, criticalprojects account for over 90% of total projectspending.

We then asked CIOs about whether their state used aformal ongoing review and rating system to track theprogress and health of these projects.

Almost all states have such a system in place or arecurrently developing one. As shown in the chartbelow, the factors tracked by these systems are fairlyuniform across the states.

7 │The 2014 State CIO Survey

If your state has a formal project rating syst em,

what factors are measured?Schedule variance 92.1%Budget variance 84.2%Level of risk 86.8% Achievement of business objectives 71.1%Quality work products/software 44.7%Quality/experience of staff 44.7%Stakeholder communications andacceptance 57.9%

Effectiveness of governance 44.7%Effectiveness of project management 57.9%Other 18.4%

Does your state have a formalreview/rating system for trackingthe progress/health of projects?

67.3%

15.4%

17.3%

Yes No Not yet, but we aredeveloping one

One area of signi cant diversity among stateshowever is the extent to which project trackinginformation is available to the general public. Weasked CIOs whether their states provided a publiclyavailable dashboard of project health information.

Is there a publicly availabledashboard that tracks project

performance?

23.1%59.6%

17.3%

Yes No Other

Figure 7

Figure 8

Figure 9

Page 11: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 11/36

2013 Survey of State and Local Financial Executives │7

Less than a quarter of states currently host a publiclyavailable dashboard. However, respondents indicated thatapproximately twenty percent of the other states are inthe process of creating one. This implies that within thenext year or so almost fty percent of states will make thestatus of their largest, most critical IT projects available to

the public. There is growing pressure to provide this typeof project transparency, however this is often challengingfor the CIOs that don’t have enterprise visibility across allstate agencies.

We then asked CIOs about their personal role in theplanning and oversight of these types of projects.

While CIOs play a variety of roles, around two-thirds ofCIOs have either formal oversight and control, a formalleadership role, or an active advisory role in their state’slarge and complex projects. There are a minority of CIOshowever who either have only informal oversight or whoare less engaged in an advisory capacity. One CIO uses anenterprise level Project Management Of ce (PMO) andsaid it acts as a “canary in the mine” by providing internaloversight of projects. Another stated that the CIO needsto be clear about their involvement in each project – “lead,follow or get out of the way.”

The 2014 State CIO Survey │8

What role do you play in th e planning and oversight oflarge, critical pro jects?

Not at all involved 0%Somewhat engaged in an advisory capacity 21.2% Actively engaged in an advisory capacity 67.3%Leadership role in these efforts 61.5%Control planning and spending for thesesystems 26.9%

Informal oversight and control 23.1%Formal oversight and control 69.2%Don’t know/does not apply 0%Other 9.6%

What factors dr ive your level of invo lvementin these types of projects?

Project cost 71.2%Project risk 21.2%

Statewide/cross-departmental impact 80.8%Executive branch directive 71.2%Legislative directive 65.4%Other 9.6%

The level of involvement of the CIOs in anyparticular project is driven by a fairly uniform setof factors.

Are there other bodies in the state with ade ned role in the oversight of large, criticalprojects?State auditor/inspector general 43.5%Legislature 52.2%Mandated contract IV&V or independent oversight 63.0%

Other 32.6%

A signi cant number of states also have otherbodies with a formal role in the oversight oflarge, critical projects. Interestingly, almost two-thirds of states now have a mandated role forcontract Independent Veri cation and Validation(IV&V) or independent oversight. ContractIV&V is most often used for health and humanservices-related projects that involve the use ofFederal funds.

We then asked CIOs about how successfulthey considered their last several large, criticalprojects to have been. Perhaps in contrast topublic perception, over a third of respondentsstated that in general all their projects had been

Figure 12

Figure 11

Figure 10

Page 12: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 12/36

successful. Almost all other respondents stated theresults were mixed. While states may not be uniformlyachieving success in their most critical projects, theseresults do indicate that generalizations about theinability of states to successfully complete projects areoverblown.

Perceptions of success may also differ depending onthe perspective of the stakeholder. As one respondentstated “ ‘Success is in the eye of the beholder’ isan apt description of the success rate of the majorprojects that have been undertaken. Classical objectivesuccess factors such as cost and schedule overruns as

compared to baseline, scope de nition issues, qualitymetrics etc. seem to be secondary in comparison tostakeholder acceptance when it comes to agreementon whether an initiative has been successful.”

We asked CIOs what factors they felt had the greatestimpact on project success. By far the most commonresponses were executive sponsorship, effectiveness ofgovernance, and effectiveness of project management.CIOs particularly emphasized the importance of

9 │The 2014 State CIO Survey

How would you rate the success ofthe last several large, critical projects

that your state has undertaken?

38.8%

57.1%2%

Generally allsuccessful

Some were successful,some were notOtherGenerally not

successful

2%

What factors had the greatest imp act on the levelof success for these projects?

Executive sponsorship 64.6%Effectiveness of governance and

decision-making58.3%

Effectiveness of project management 58.3%Effectiveness of vendor oversight andcontract management 29.2%

Effectiveness of the procurement andcontracting process 25.0%

Vendor experience and expertise 20.8%Organizational change managementand training 14.6%

State staff experience and expertise 8.3%Independent external oversight with theauthority to pause/cancel the project 6.3%

Capability and maturity of thetechnology 4.2%

Effectiveness of software developmentand testing 4.2%

Other 6.3%

Figure 13

Figure 14

strong executive sponsorship. Without it none ofthe other factors matter, and with it many of theother success factors become much easier to achieve.Given the expansive body of research on projectmanagement stressing the importance of this factor,this is not surprising. As one respondent commented“All other positive results that emerge from a criticalIT project seem to cascade out of the fundamentalbest-practice of ensuring that executive managers inthe agency take ownership of the project status andhave a governance role.”

Page 13: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 13/36

2013 Survey of State and Local Financial Executives │9

We also asked CIOs what they felt were important bestpractices or lessons learned that they had taken away fromtheir recent experiences with large, critical projects. Inaddition to the three key areas mentioned above, multiplerespondents mentioned several additional topics:• Strong contract management and vendor

oversight: Increasingly, the implementation ofthe largest and most complex IT systems involvesprocuring the services of one or more systemintegration vendors. The management and oversightof these contracts has become a critical skill for states.Many respondents identi ed the strength of contractmanagement and of vendor oversight as a criticalsuccess factor. Speci c advice provided by CIOsincluded the following:- “Every project needs an IV&V assigned to these

type projects and a strong PMO.- “The use of a PMO, in tight coupling with IV&V

and oversight can help defuse the ‘Statement of Work’ stand-off that can exist when there are manydependencies between integration vendors and stateagency staff.”

- “Insure that the vendors know their products. You’llbe surprised as to how little they truly understandtheir own solutions.”

- “Do not micromanage the vendor; bring in the bestand let them do their job.”

- “Promote a good team environment with the vendor. Treat the vendor as part of the larger team,and not as an enemy.”

• Adopt an incremental approach to deployment: Multiple CIOs advocated a move to smaller, moreincremental projects and a decrease in the number of

very large, multi-year endeavors. Advice included:- “Small incremental value is easier to deliver to your

customer than large multi-year cut over projects -Use Agile!”

The 2014 State CIO Survey │10

- “We have had a recent, sharp focus onkeeping the duration of all projects under2 years. We have found that longer projectsare less successful as business rules andleadership continue to change. Largerprojects must be broken down into smaller

phases that each deliver business value. We have found that this generates multiplerelease strategies that make success morelikely and lessens the project team desirethat everything must be crammed into theinitial release.”

- “Iterative, agile development of highquality software is critical - check qualityearly and often.

- “Sometimes it’s tempting to combine twoseparate projects into a single purchaseeffort. This is usually a mistake. It’s much

better to manage two smaller projects thanone big one.”- “People think, incorrectly, that by doing

things in 1 mega project, they will get it alldone sooner. Instead, it takes longer, andoften fails.”

• Importance of the procurement process: The success or failure of many projectsis greatly in uenced by the quality of theprocurement for system implementationservices. Gaps, ambiguities or inaccuracies

are much more dif cult and expensiveto resolve once a (often rm- xed price)contract is in place. Advice from CIOsincluded the following:- “Pre-award dialog between candidate

vendors and the state management teamcan help the process.

- “Understand what motivates vendors; and

Page 14: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 14/36

how to meet their needs as well as the state’sneeds. If not, resentment builds up.”

- “Keep in mind that bad procurements lead tobad contracts, which lead to bad deliverables.”

- “Do not de ne ‘successful procurement’ assimply an award with no protests.”

- “Tie money in the contract to performance.Successful milestones, functionality working,or even revenue generated, etc. Contractors aregood at putting the state on the critical path andthen blaming the state for late deliverables andslipping schedules.”

- “Bene ts-funded procurements work well.Performance-based procurements forgepartnerships (teamwork) to deliver ontime, within budget and meet objectives. Aperformance based compensation modelrequires bidders to do homework on business

objectives, requirements and planning.”

Finally, we asked respondents what advice they would have for a new CIO regarding the planningand management of large, critical projects. The twomost prominent themes echoed the lessons above,and involved the establishment of strong executiveleadership and governance, and the implementation

of rigorous project management. Speci c examplesincluded:- “Establish formal governance early on in the

project that consists of a core decision makinggroup that has a vested interest in the successof the project.”

- “Ensure that a formal project managementmethodology is being followed and that aSenior Project Manager is managing the projector providing oversight.”

- “Have a gate process that reassesses theproject over time to determine if the project

still meets the original business case. Includedin this process is a formal mechanism to endthe project if it no longer meets the intendedpurpose or if the risk has become too large tocontinue.”

- “Hire Project Managers who are experienced in working with and capable of managing vendorprogress against state contracted developmentgoals. When resourcing PM’s to state agencies,ensure the agency assigns an administratoror executive level sponsor to work throughissues and risks. PM’s should never report to

functional managers in a state agency.”- Create a single body focused on enterpriselevel IT projects. Call it a Project ManagementOf ce, Executive Committee or other name,but the bottom line is to have an establishedprocess of project intake, evaluation,prioritization (cost, impact, risk….), andscheduling of projects in order to properly planfor adequate resources.”

11 │The 2014 State CIO Survey

Page 15: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 15/36

2013 Survey of State and Local Financial Executives │11

Another common area of advice involved understandingand building relationships with the key stakeholders who

will be instrumental to the success of any critical ITinitiative:

- “Work immediately to understand TCO and long-tail O&M issues surrounding the system, and gain

champions for the project based on deliveredbene ts, as opposed to traditional cost-avoidancemetrics. Develop a narrative and a story around thebene ts of the system, and look to couch costs fromthe perspective of volume of service delivery (e.g.,constituent bene t) as opposed to selling on themerits of “shiny” technology. But, don’t skimp onthe technology aspect -- ensure that staff can trulyevaluate proposals based on merit and enterprise t,and not based on wanting to be “cutting edge.”

- “Have the executive support - that is the key. If youhave to go into an agency and stop a project, you

need that executive support. Also make sure thatthe business owner knows they OWN the system. All too often the business staff assume it is an ITproject and don’t make the commitment.”

- “All efforts must be joint efforts between IT andbusiness agencies. Do not start a solution withoutthe buy-in and involvement of the affectedagencies.”

- “Agency sponsorship should be prevalentand ongoing during the course of theproject. In addition, clear expectationsshould be set in the beginning of theproject. Use business or agency languageto ensure all stakeholders have a clear

understanding of project expectations.”- “It’s all about controlling the money – howto use the mechanisms for appropriationto drive the right behaviors.”

- “No decision is ever based on logic.”

The 2014 State CIO Survey │12

Page 16: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 16/36

CIOs are increasingly encountering and adoptingmodern IT sourcing and service delivery models.

The 2013 survey indicated that CIOs no longerfeel that there are signi cant barriers to use ofdifferent sourcing and business models, and the 2014survey data re ects an uptick in the use of novel

arrangements. While control of the data centeris characterized by heightened consolidation andCIO ownership, the infrastructure and applicationsprovided by CIO organizations are increasinglyprocured from the private sector.

We asked CIOs about the business models andsourcing strategies they currently use within theorganization. We asked this same question in 2010and 2013, and those answers along with the 2014responses are presented below.

While many aspects of the delivery of products andservices have remains relatively stable, two areas havechanged dramatically in the past four years:• Consolidation of data centers has increased from

55% of respondents to 65%; and• Outsourcing of some IT applications and services

has grown at a strong pace - nearly doubling from42% to 81% between 2010 and 2014.

Some respondents considered consolidation andoutsourcing linked. As one CIO stated “Youhave to get consolidation done prior to doing anyoutsourcing.”

There was wide diversity among strategies in use

across different states. Some states retain totalin-house control of all infrastructure and services.Some other states are reassessing the role ofthe CIO function and stated “We should be inthe business of providing IT services not in theinfrastructure business,” and “I am a rm believerthat in 5-7 years from now the states will be out ofthe infrastructure business – we will become brokersfor services, rather than owning them.” Regardlessof the strategies employed, respondents realizedthat “As our customer’s IT requirements evolve, thestrategies for meeting those requirements must also

evolve.”

13 │The 2014 State CIO Survey

Sourcing

What business models and sourci ng strategies does yourstate CIO organization curr ently use?

2010Responses

2013Responses

2014Responses

Owns and operates all state IT assets and operations 32% 30% 37%Owns and operates multiple data centers 58% 65% 58%Owns and operates a consolidated data center 55% 57% 65%Outsources some of its IT infrastructure operations 58% 51% 46%Outsources some of its IT applications and services 42% 69% 81%Uses a managed services model for some or all IT operations 50% 65% 60%Uses an IT shared services model for some or all IT operations 66% 73% 70%

Figure 15

Page 17: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 17/36

2013 Survey of State and Local Financial Executives │13

Looking forward over a three-year planning horizon,major sourcing and service model imperatives for CIOsare led by expanding the portfolio of offerings built ona shared services model, downsizing the scale of state-owned IT assets - particularly in the data center, andincreasing use of outsourced infrastructure and software-as-a-service applications.

As the central IT organization moves to new modelsof service acquisition and delivery, CIOs envision theirrole as central to de ning policy (in the areas of rules,standards and processes) and they indicate that theirorganizations are willing to take on responsibility for theprocurement of managed services.

The 2014 State CIO Survey │14

Maintain the status quoBuild new data centers

Downsize state-owned-and-operateddata center(s)

Introduce outsourcing as a newservice model

Expand outsourcing

Expand existing managed services model

Introduce an IT shared services model

Expand existing IT shared services model

Outsource business applications througha SaaS model

Increase state IT staff

Introduce a managed services model

0% 10% 20% 30%

How does your state CIO organization plan to deliver or obtain ITservices over the next three years?

60%40% 50%

Figure 16

Page 18: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 18/36

15 │The 2014 State CIO Survey

Have policies in placeHave SLA’s templates

Have terms andconditions

Have security policiesin place

0 25 50 75

How well is your state positioned to move forward with a sourcingstrategy that would focus on a managed services platform?

100

46.2%61.5%

88.5%

84.6%

In assessing their ability to move forward with asourcing strategy to implement managed services,most CIOs felt that they had the appropriate policies,including security in place, as well as the contractualService Level Agreements and supporting terms andconditions. Surprisingly, none responded that theyhad any statutory prohibitions that would preventthem from implementing managed services.

To what extent do you believe that yourprocurement entity and processes used

by your state are positioned to beeffective in acquiring managed services?

8.1%

10.8%

51.4%

21.6%

8.1%

Veryeffective

Don’tknow

Moderatelyeffective

Veryineffective

Moderatelyineffective

On previous surveys procurement has been notedas a concern by state CIOs. However, in 2014 CIOshave displayed a “moderate” level of con dencein the ability of their state’s procurement entitiesand processes to effectively procure and contractfor managed services. Those who have been mostsuccessful have either implemented procurementreforms, had their own in-house ability to procureor have instituted acquisition processes speci callyfor managed services. Lengthy procurement cyclesstill are considered problematic – a theme consistent

with previous survey results.

Figure 17

Figure 18

Page 19: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 19/36

2013 Survey of State and Local Financial Executives │15 The 2014 State CIO Survey │16

What sour cing s trategies does yo ur state CIOorganization cur rently use in the acquisition ofmanaged service pr oviders?

Use an existing procurement vehicle notspeci cally designed for managed services 44.4%

Created a speci c procurement vehicle formanaged services 38.9%

Leveraged managed services procurementvehicles created by multi-jurisdictionalconsortia

55.6%

Leveraged managed services procurementvehicles created by the federal government 19.4%

Agreement(s) with other public sector entity 25%Other 8.3%

When it comes to managed service procurementmethods, the process itself seems to bedistributed among using existing procurement

vehicles not speci cally designed for managedservices, creating individual procurements,

and leveraged agreements established bymulti-jurisdictional consortia. Leveragedagreements are used by a small majority ofstates, and as other local governments move intoimplementing managed services it is probablethis procurement method will continue to seemore utilization.

As strategies, policies and procurementmethods converge it’s easy to see the growthin managed services continue trending upward.Once infrastructure processing, storage,

networking and other fundamental computingresources have been established, deploymentof applications and software will continue. Asone CIO stated, “Nothing is beyond scrutiny...if it makes sense and is scally sound we willcontinue to research ways to more effectivelydeliver services.”

Infrastructure: processing, storage, networking andother fundamental computing resources

Platform: deployment of applications, libraries,services, and tools

Software: the use of applications running on a cloudinfrastructure environment

0 25 50

What areas are you contemplating to source for managed services in thenext year?

75 100

66.7%

58.3%

86.1%

In deploying t he above strategies, which of thefollowing models will you use?

Private: Hosted by a single organization andmade available to other government users 61.8%

Public: Hosted by public entity and openlyavailable 38.2%

Community: used by a speci c community oforganizations with a shared purpose 35.3%

Hybrid: A composition of two or more of theabove 79.4%

Figure 21

Figure 20

Figure 19

Page 20: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 20/36

As most states have public and private data, CIOsmust consider a wide range of customer needs inutilizing managed services. Having multiple agencies

with similar needs creates economies of scale, andthis can lower the cost of IT services delivered usinga private model. The use of hybrid models willcontinue to grow as states mature in their use ofmanaged services environments.

In an area that was expected to show great impact,CIOs responded that their organizations would haveless of a problem transitioning to a managed servicesenvironment than rst thought. CIOs respondedthat the impact of the use of managed serviceson their organization staff and resources could bemanaged. Some responded that their staff have therequisite skills for the transition and that trainingcould be made available to their staff. However, there

would still have to be a reliance on the contractorsto train and transition activities. Also, there was anopportunity to transition state staff to other activities

17 │The 2014 State CIO Survey

Staff have these skills nowStaff do not have these skills

Will nd it harder to recruit new IT staff orretain old ones

Are developing or have a program torecruit new talent

Do you have resources to train existing staff(funding or capability)

Other

Do you have issue or prohibitions touse contractors

0 25 50 75

What impact would this new managed services model have onyour organization and staff?

100

54.1%29.7%

18.9%

32.4%

21.6%

8.1%

2.7%

that had more value. Where CIOs are experiencingchallenges, they are often related to the customerrelationship management (CRM) aspects of servicedelivery rather than the technical aspects. As someCIOs responded:• “Internal sales for solutions is an issue – we

don’t have business development/accountmanagement people.”

• “We have a CRM group (including somelegislators) to help sell services.”

• “We want to make sure IT is a value-addedservice – the more people in ‘boxes and wires’the less value.”

Figure 22

Page 21: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 21/36

2013 Survey of State and Local Financial Executives │17 The 2014 State CIO Survey │18

Lower rates to our customersLower revenue for our organization

Result in a blended rate to offset higher costsin other service areas

Adversely impacts our funding of othernon-funded programs

Does not impact how our organization isfunded

Other

0 25 50 75

What impact would this have on your nancial or scal CIOchargeback model?

100

46%13.5%

32.4%

10.8%

32.4%

13.5%

Another focus of the survey that elicited a positiveresponse was in the area of customer “chargeback” whichhas been the scal life blood for many IT organizations.

The state CIO business model is complex, howevertypically involves charges billed to agencies for servicesoutlined in a service catalog. The CIO survey responsesshowed that in many cases the use of managed services

would not result in a signi cant lowering of revenue tothe IT organization and could result in a lower overall rateto government customers. Cloud was considered an areathat would impact the cost of services. As some CIOsstated:

• “The move to cloud will drive costs down, but it would be even cheaper with more consolidation of various data centers to better leverage existing capitalassets”

• “Cloud will impact the chargeback mechanisms. Docustomers pay the CIO organization or do they paythe SaaS vendor directly. What value is added?”

Figure 23

Page 22: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 22/36

For the rst time in this survey series, we polled stateCIOs in a comprehensive manner on the topic ofenterprise data management. State agencies and CIOsare wrestling with the challenges of data governance,opening legacy system data to wider access, using datain new ways to support program performance and

service delivery, and simultaneously managing majornew ows of data from new sources. The growth ofunstructured data has added more complexity to thisdiscussion.

In this section, the survey questions capture the CIOsassessment of state data management, governancestructures, current roles, and future plans. Thequestions also tap into a subset of enterprise data

– business intelligence and analytics. Lastly, theselines of inquiry captured the CIO’s assessment ofinformation sharing/exchange in their states and the

prevalence of “open data” portal use in the states.

Managing Data as a Strategic Asset

19 │The 2014 State CIO Survey

How would you ch aracterize your datamanagement function in terms of importance andmaturity?

We have a long way to go to develop anenterprise view of data and governance ofthat data as a state asset

26.9%

We have made some progress indeveloping operating discipline formanaging data

53.9%

We have a formal data managementdiscipline that includes governance, rolesand responsibilities, and tools

9.6%

We have formal data managementdiscipline that includes governance, rolesand responsibilities, and tools. We arenow moving toward data as an enterpriseasset

9.6%

The ndings reveal states differing widely in theirdata management approaches and capabilities.

• The majority of CIOs (54%) report anincreasing level of professional discipline aroundmanagement of state data assets. An additional

10% report having a formal data governancestructure, roles and responsibilities, and tools.

• Enterprise data management presents a morefragmented picture, as states programs andpractices range from comprehensive and fairlymature to narrowly-focused and immature.

• CIOs see a proliferation of possible roles andresponsibilities for their organizations – with thelargest numbers focused on taking the lead inadvocating for data as a strategic asset (80.4%)

and on the need to develop an enterprise datastrategy (86.3%).

Figure 24

Page 23: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 23/36

2013 Survey of State and Local Financial Executives │19 The 2014 State CIO Survey │20

Take the lead and advocate for data as astrategic asset

Develop an enterprise data strategy

Create a formally documented dataarchitecture

Convene the stakeholders for datagovernance decisions

Create a chief data officer role under the CIO

Issue data governance policies

Invest in technologies and toolsOther

Host a data stewards network

0% 25%

What is the appropriate role of the State CIO organization inenterprise data management?

100%50% 75%

80.4%86.3%

51%

74.5%

21.6%

31.4%

66.7%

62.8%3.9%

Business Intelligence/Analytics We have asked CIOs several times in past surveys abouttheir states’ use of Business Intelligence (BI) and Business

Analytics (BA). Overall the trend shows a slow but steady

From the enterprise perspective, what is the currentutilization and deployment o f BI/BA and data analyticswithin yo ur state government?

2011 2013 2014

State is already highly invested and has substantial capabilities 12% 10% 16%State has some capabilities in certain agencies 54% 65% 69%State is still investigating solutions 22% 15% 8%State has no investment 12% 6% 8%

increase in the investment in BI/BA, but strongadoption and capabilities is still relatively rare.

Figure 26

Figure 25

Page 24: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 24/36

The sheer volume of data requires states consideremerging data management solutions to analyzeand simplify the ow. CIOs that are advocatingand supporting such technology implementations inthese areas report high levels of activity in predictiveanalytics (72%) and data visualization (72%).

With regard to “big data” most states and CIOs arestill rmly in the pre-evaluation or evaluation phases,but actual big data projects are becoming morecommon. We asked CIOs about their big data plansin 2012 and at that stage states were just beginning toconsider big data in their strategic planning process.

At that time only 35% of states addressed big datain their strategic plans and big data-related projects

were rare. We now see that 34% of states have movedforward with big data related initiatives. Clearly bigdata is starting to arrive as a capability that states areemploying, however it’s not clear if all the attributesof an authentic true big data initiative are present –

volume, velocity, variety, complexity and variability.

21 │The 2014 State CIO Survey

How would you describe the status of Big Data inyour st ate?

The state is still investigatingopportunities for big data 41.2%

Big data underway project in oneagency 7.8%

Big data project underway involvingmultiple agencies 13.7%

Several big data projects underway 11.8%No activity at this time 21.6%Don’t know 3.9%

We can anticipate that states will grow their abilityto collect and analyze big data. We’ll keep an eyetoward what actual outcomes are achieved as thiscapability matures across states.

Master data management

Predictive analytics

Data visualization

Sentiment analysis

Unstructured database technology

Other

Semantic technologies

0 25 50 75

What emerging data management solutions are used in yourstate today?

100

48.8%

72.1%

72.1%

9.3%

37.2%

4.7%

14%

Figure 27

Figure 28

Page 25: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 25/36

2013 Survey of State and Local Financial Executives │21 The 2014 State CIO Survey │22

To close out our enterprise data management segment,the survey included questions on one of the importantfoundational elements of an enterprise data approach –information sharing – and posed a couple of questions onthe emergent “open data” practices and tools.

Regarding the progress of state agencies toward full-edged information sharing, respondents reported thatagencies remain in the early phases of adoption – witha total 68% of states characterized as either “fairlyprotective and risk averse” (32%) or falling in the categoryof “beginning to make headway, agencies are seeing the

value” (36%).

Open data practices and tools have become morecommon. Governors and other state leaders areadvocating for “open government,” so states are pursuing

open data and supporting it with legislativeauthority. A surprising 48% of respondentsindicate that their state is up-and-running

with an open data portal. Those who seeimpediments to further information-sharing

via data portals cite agencies unwillingness

to publish data as the primary roadblock. Transparency and communication were seenby CIOs as a tool to encourage involvement inopen data initiatives. As one CIO stated “We’recreating forums to communicate with agencyCIOs and hear their concerns – this level oftransparency is helping to overcome concernsover participation.”

Lack of an enterprise-wide vision

Return on investment and benet is unclear

No clear demand from the public

Lack of an open data policy or specicauthority

Agencies willingness to publish data

Data quality – the reliability of the data

A single identied authoritative source

Funding to sustain the initiative

Other

Public's ability to consume data

0% 25% 75%

In your opinion, what are the top three (3) barriers to advancingopen data in state government?

100%50%

21.6%

29.4%

31.4%

23.5%

52.9%

9.8%

49%

21.6%

33.3%

5.9%

Figure 29

Page 26: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 26/36

Page 27: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 27/36

2013 Survey of State and Local Financial Executives │23 The 2014 State CIO Survey │24

We asked CIOs where mobile devices and applications fell within their plans, and it is clear that mobile continued tobe a high priority for a majority of CIOs. We also askedCIOs about the manner in which their state government

was managing mobility.

Interestingly, there has been a dramatic increasein the number of CIOs stating that all mobilityprojects are well-coordinated government-

wide, while the number of CIOs stating thattheir projects are totally fragmented has alsoincreased. Several respondents noted that

mobility is now an explicit element of their StateIT strategic plans.Within the state CIO's strategic agendaand IT operational plans, how would

you characterize mobile devicesand applications?

3.9%17.3%

42.3%

34.6%

1.9%

Essential

Don’tknow

Not apriority

Highpriority

Lowpriority

Mediumpriority

Mobility

How is your state managingmobility? 2014 2013

Totally fragmented anduncoordinated 18% 10%

A few coordinatedgovernment-wide projects andinitiatives, but mostlyfragmented efforts

31% 49%

About half of mobility projectscoordinated, halfuncoordinated

16% 0%

Mostly coordinatedgovernment-wide projects andinitiatives, a few fragmentedefforts

29% 37%

All mobility projects well-coordinated government-wide 6% 0%

Don’t know/does not apply 0% 4%

Figure 32

Figure 31

Page 28: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 28/36

As we did in 2013, we asked CIOs about their state’slevel of investment in cloud services. Figure 33 belowshows a continuing steady growth in the adoption andinvestment in cloud-based services.

25 │The 2014 State CIO Survey

We also asked CIOs for an update on which typesof services they were moving into the cloud. Welast asked this question in 2012, and as Figure 34below shows, in most categories responses remainsimilar. The areas where CIOs appear to haverevised their plans are of ce productivity software –

where interest has signi cantly increased – and GISand program/business applications – where interestseems to have decreased.

Cloud Services

What is your s tate’s statusregarding cloud services? 2014 2013

The state is already highly investedin cloud Services 20% 6%

The state has some applications inthe cloud and is considering others 73% 68%

The state is still investigating cloudServices 6% 22%

The state has already consideredcloud Services and rejected it 0% 2%

Don't know/does not apply

(DK/DNA)0% 2%

Other 2% 0%

What c ategories o f services haveyou migrated or do you plan tomigrate to the cloud?

2014 2012

E-mail and collaboration 63% 64%Storage 47% 48%

Geographic Information Systems 37% 48%Disaster recovery 37% 44%Program/business applications(e.g., licensing, unemploymentinsurance, workers’ compensation,etc.)

29% 42%

Of ce productivity software(e.g., word processing) 47% 37%

Digital archives/electronic records 31% 31%Citizen relationship management 33% 25%Open data 28% 25%Enterprise Resource Planning 28% 23%Imaging 18% 15%Other 22% 15%

Figure 34

Figure 33

Page 29: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 29/36

2013 Survey of State and Local Financial Executives │25 The 2014 State CIO Survey │26

We asked CIOs to characterize the role of the Of ceof the CIO in the state planning for the interoperablenationwide public safety broadband network andinteraction with the First Responders Network Authority(FirstNet). We also asked this question in 2012, soon afterthe federal legislation was enacted. Figure 35 presents the

responses from both surveys. It appears that more CIOs

have taken on a leadership role in this area overthe past two years, and that over one third ofthe states have the state CIO as the designatedFirstNet point of contact.

Public SafetyBroadband

Figure 35

Leading the state's effort as thedesignated point of contact

Engaged and active member of the state'sleadership and planning efforts

Participating as advisor

Ad hoc, will serve a supporting roleas needed

Not involved at all at this time

0% 25% 75%

Characterize the CIO’s role in FirstNet

100%50%

35%

23%

40%57%

15%

6%

10%12%

0%

2%

2014 2012

Page 30: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 30/36

Cybersecurity remains a top priority and criticalissue for state CIOs and one that continues toreceive special attention from governors, otherelected of cials and the media. Highly publicizedcybersecurity attacks and data beaches in the pasttwelve months have only served to enhance the

visibility of this topic. We asked CIOs about theircybersecurity program and compared their responsesto those they provided in last year’s survey. Asthe gure below shows, overall status is relativelyunchanged from last year. The relative lack ofprogress in key indicators underscores the signi cantchallenges faced by CIOs to mature an enterpriseimperative.

27 │The 2014 State CIO Survey

We also asked CIOs to update us on the mostsigni cant barriers they faced in addressingcybersecurity. The top four barriers are as followsand are entirely consistent with responses to the2013 survey:• Increasing sophistication of threats

• Lack of adequate funding • Emerging technologies• Inadequate availability of security professionals

Cybersecurity

Characterize the current status of the cybersecurity pr ogram andenvironment in st ate government. 2014 2013

Adopted a cybersecurity framework based on national standards and guidelines 80% 78% Acquired and implemented continuous vulnerability monitoring capabilities 78% 78%Developed security awareness training for workers and contractors 80% 78%Established trusted partnerships for information sharing and response 69% 75%Created a culture of information security in your state government 75% 73% Adopted a cybersecurity strategic plan 61% 61%Documented the effectiveness of your cybersecurity program with metrics andtesting 45% 47%

Developed a cybersecurity disruption response plan 51% 45%Other 0% 6%

Figure 36

Page 31: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 31/36

2013 Survey of State and Local Financial Executives │27 The 2014 State CIO Survey │28

As one CIO put it “Cybersecurity is an inconvenienceto most agencies and departments. Clients understandlocking one’s house or one’s car. They don’t understandnor want to put the effort into understanding what isrequired to lock one’s digital assets.”

Lack of adequate funding

Lack of executive support

Increasing sophistication of threats

Emerging technologies

Lack of visibility and inuence within theenterprise

Inadequate availability of securityprofessionals

All others

Lack of governance and authority

0% 25%

What major barriers does your state face in addressingcybersecurity?

100%50% 75%

65.4%

5.8%

78.9%

61.5%

23.1%

17.3%

61.5%

88.5%

Figure 37

Page 32: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 32/36

The use of civilian drones in US airspace has recentlybecome a topic of intense interest, with concepts forcommercial and law enforcement uses proliferating.

Their use in state governments is also growing, as well as legislative debate on the merits. States mustaddress the data management, security, privacy and

safety policy issues related to drone use. We askedCIOs about their roles with respect to their state’suse of drones. As the responses clearly show a large

29 │The 2014 State CIO Survey

Drones

Figure 38

Designated as the lead policy officialAppointed to serve on a state

governance/advisory body

Participating as an advisor

Ad hoc, will serve a supporting role as needed

Not on my radar at this time

Drone use by state government is prohibited

0 25 50 75

The use of domestic aircraft vehicle systems (UAS) or “drones” instate government is growing. Data management, security,privacy and safety are all policy issues that must be addressed.Characterize the CIO's role with respect to your stategovernment’s use of drones.

100

3.9%

1.9%

1.9%

25%

63.5%

3.9%

majority of CIOs do not have a role regarding droneuse in their states, although one quarter of CIOs dohave an advisory role and a small fraction have beendesignated as the lead policy of cial in their state.

Page 33: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 33/36

2013 Survey of State and Local Financial Executives │29 The 2014 State CIO Survey │30

Forces of change continue to impact the state ITenvironment . Critical projects grow larger and morecomplex, the delivery of services involves an evermore complex supply chain, and data assets are moreunstructured and distributed more widely than ever.

CIOs continue to have to adapt to these newcircumstances. This includes the increasing use ofthird party providers delivering services that were oncetraditionally in the domain of their state’s IT workforce.In addition, as managed services solutions become moreprevalent, they must deal with the pressure to leverageand to protect the information generated by stategovernments, and to integrate this information acrosstraditional organizational boundaries.

The CIO is increasingly a broker of services -they must coordinate the activities of multipledisparate entities, many of them commercialorganizations with their own drivers andobjectives. In the absence of extra resources andfacing challenges in staff retention and training,innovation continues to be an important weaponin the CIO arsenal. We asked CIOs whetherinnovation was expected of them. Over two-thirds of CIOs stated that innovation was acritical part of their role. This reinforces aconsistent message we have received from CIOsover the past several years – new ideas and newapproaches are critical to adapting to changingcircumstances and to charting the course ofstate IT in uncertain times.

Conclusion

Page 34: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 34/36

State of AlabamaBrunson White Secretary of Information TechnologyState of Alaska

Jim Bates Director and Chief Information Of cer State of Arizona

Aaron V. Sandeen Deputy Director and State ChiefInformation Of cer State of ArkansasClaire Bailey Director and Chief Technology Of cer State of CaliforniaCarlos Ramos State Chief Information Of cer State of ColoradoSuma Nallapati Secretary of Technology and ChiefInformation Of cer State of Connecticut

Mark Raymond Chief Information Of cer State of Delaware

James H. Sills, III Secretary and Chief InformationOf cer District of ColumbiaRob Mancini Chief Technology Of cer State of Florida

Jason Allison Chief Information Of cer and

Executive Director State of GeorgiaCalvin Rhodes

Executive Director and State ChiefInformation Of cer State of IdahoTeresa Luna Director and Chief Information Of cer State of IllinoisSean VinckChief Information Of cer State of IndianaPaul Baltzell Chief Information Of cer State of IowaRobert von Wolffradt Chief Information Of cer State of Kansas

Anthony T. Schlinsog Chief Information Technology Of cer Commonwealth of Kentucky

Jim Fowler Chief Information Of cer State of LouisianaRichard “Dickie” Howze Interim Chief Information Of cer

State of Maine Jim Smith Chief Information Of cer State of MarylandIsabel Fitzgerald Secretary and State Chief InformationOf cer

Commonwealth of MassachusettsBill Oates Commonwealth Chief InformationOf cer and Assistant Secretary forInformation Technology State of MichiganDavid Behen Chief Information Of cer State of MinnesotaCarolyn Parnell Chief Information Of cer State of MississippiCraig P. Orgeron, PhD Chief Information Of cer and

Executive Director State of MissouriTim Robyn Chief Information Of cer State of MontanaRon Baldwin Chief Information Of cer State of NebraskaBrenda L. Decker Chief Information Of cer State of NevadaDavid Gustafson Chief Information Of cer State of New HampshirePeter Hastings Commissioner and Chief InformationOf cer State of New Jersey

E. Steven Emanuel Chief Information Of cer State of New MexicoDarryl Ackley Secretary and Chief InformationOf cer State of New York Brian Digman

New York State Chief InformationOf cer and DirectorState of North CarolinaChris Estes State Chief Information Of cer State of North Dakota

Mike J. Ressler Chief Information Of cer State of OhioStu Davis Chief Information Of cer and

Assistant Director

State of OklahomaBo Reese Interim Chief Information Of cerState of Oregon

Alex Z. Pettit Chief Information Of cer Commonwealth of

PennsylvaniaTony Encinias Chief Information Of cer Commonwealth of Puerto RicoGiancarlo Gonzalez Chief Information Of cer State of Rhode Island

Jack E. Landers Chief Information Of cer State of South CarolinaKyle Herron Chief Operating Of cer State of South DakotaDavid Zolnowsky

Commissioner State of Tennessee Mark Bengel Chief Information Of cer State of TexasKaren Robinson Chief Information Of cer State of Utah

Mark VanOrden Chief Information Of cer State of VermontRichard Boes Chief Information Of cer andCommissioner

U.S. Virgin IslandsReuben Molloy Chief Information Of cer Commonwealth of VirginiaSam Nixon, Jr Chief Information Of cer State of Washington

Michael Cockrill Chief Information Of cer State of West VirginiaGale Given Chief Technology Of cer State of WisconsinDavid Cagigal

Chief Information Of cer State of WyomingFlint Waters State Chief Information Of cer,Director

List of states and territories participating in the survey

31 │The 2014 State CIO Survey

Page 35: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 35/36

We thank state CIOs for participating in this year’ssurvey – the response rate was extraordinary.We also acknowledge the support and contributions the sponsoring organizations and the time and experof the individuals listed below.

To obtain copies of this report and the surveyquestionnaires, go to any of the websites listed below

National Associ ation of State Chief InformationOf cers (NASCIO)201 East Main StreetSuite 1405Lexington, KY 40507T 859.514.9153www.NASCIO.orgDoug RobinsonExecutive Director TechAmericaTechAmerica1001 19th Street NorthSuite 2000 Arlington, VA 22209T 202.682.9110www.TechAmerica.orgRuss Guarna, Vice PresidentState and Local Government

Grant Thornton L LP Global Public Sector

333 John Carlyle StreetSuite 400 Alexandria, VA 22314T 703.837.4433www.GrantThornton.com/publicsector Graeme Finley, Managing Director

Acknowledgements

Page 36: 2014 State Cio Survey

8/11/2019 2014 State Cio Survey

http://slidepdf.com/reader/full/2014-state-cio-survey 36/36

TechAmerica601 Pennsylvania Avenue,1001 19th Street North,Suite 2000, Arlington, VA 22209www.TechAmerica.org

Grant Thornton LLP333 John Carlyle Street, Suite 400 Alexandria, VA 22314www.GrantThornton.com/publicsector

National Association of State ChiefInformation Of cers (NASCIO)201 East Main Street, Suite 1405Lexington, KY 40507www.NASCIO.org