2013 five star 2013 milwaukee five star wealth · pdf filethe 2013 five star wealth managers...

www.fivestarprofessional.com — FS 1

Special ReSeaRch and adveRtiSing Section2013 Five Star W

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In a consumer study about dynamics between wealth managers and their clients, Five Star Professional polled wealth managers and consumers about communications. Both groups said that connecting three to four times a year is the right communications strategy, but expectations are not aligned in all areas:

• 29 percent of consumers want to be contacted by their wealth manager whenever events require an update; only 7 percent of wealth managers say they contact clients based on the impact of events.

• 63 percent of consumers say they receive the right amount of communication from their wealth manager.

From research conducted by Five Star Professional, April 2011.

Wealth managers, broadly defined, are those individuals who help you manage your financial world and/or implement aspects of your financial strategies. Common examples of wealth managers

are financial advisors, financial planners, investment advisors, tax advisors and estate planning attorneys.

How do you find a wealth manager with experience, who has a good base of clients with high retention rates, and who has undergone a regulatory and complaint review? And when you find them, are they accepting new clients?

Milwaukee Magazine and Five Star Professional partnered to find wealth managers who satisfy 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services to their clients. Among many distinguishing attributes, the average one-year client retention rate for this year’s award winners is more than 96 percent.

Five Star Wealth Managers

2013 Milwaukee

Don’t listen to other people. Investigate for yourself. Be wary of advisers who say they never had a down year.”

— Five Star Wealth Manager

In order to consider a broad population of high-quality wealth managers, award candidates are identified by one of three sources: firm nomination, peer nomination or pre-qualification based on industry standing. Self-nominations are not accepted. Milwaukee award candidates were identified using internal and external research data, including a survey to more than

4,700 registered financial services professionals and all identified financial service companies in the area that are registered with FINRA or the SEC.

CandidateSaward

The 2013 Five Star Wealth Managers are a select group, representing less than 6 percent of the wealth managers in the Milwaukee area.(1)

Although this list is a useful tool for anyone looking for help in managing their financial world or implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent wealth managers who, for one reason or another, are not on this year’s list.

aWarda Select

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Special ReSeaRch and adveRtiSing Section

2013 Five Star Wealth

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Wishful thinking is not planning. If you plan for the worst, you will never be unpleasantly surprised.”

What matters most is how you recover from setbacks.”

Only invest in something that you understand.”

Insights from Five Star Wealth Managers

Clients don’t care how much you know until they know how much you care.”

• Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers.

• The Five Star award is not indicative of the wealth manager’s future performance. • Wealth managers may or may not use discretion in their practice and therefore may not manage

their clients’ assets. • The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed

as an endorsement of the wealth manager by Five Star Professional or Milwaukee Magazine. • Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future

investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future.

• Five Star Professional is not an advisory firm, and the content of this article should not be considered financial advice. For more information on the Five Star award and the research/selection methodology, go to www.fivestarprofessional.com.

• (1) 2,672 award candidates in the Milwaukee area were considered for the Five Star Wealth Manager award. 524 (approximately 20 percent of the award candidates) were named 2013 Five Star Wealth Managers.

diSCloSureSresearch

2013

The Five Star award goes to less than 7 percent of wealth managers.

Award candidates who satisfied 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services were named 2013 Five Star Wealth Managers.(2)

Eligibility Criteria – Required(3)

1. Credentialed as an investment advisory representative (IAR), a FINRA-registered representative, a CPA or a licensed attorney.

2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years.

3. Favorable regulatory and complaint history review.(4) 4. Fulfilled their firm review based on internal firm standards. 5. Accepting new clients.

Evaluation Criteria – Considered(3)

6. One-year client retention rate (the average one-year client retention rate of this year’s award winners is more than 96 percent).

7. Five-year client retention rate. 8. Non-institutional discretionary and/or non-discretionary client assets administered (this

year’s award winners administer an average of $110 million in client assets).9. Number of client households served (on average, this year’s award winners serve 308

households).10. Education and professional designations.

oF aWard WinnerSdetermination

(2) Wealth managers were required to certify that any information they provided was accurate. (3) Criteria 4, 8 and 9 do not apply to attorneys or CPAs.(4) As defined by Five Star Professional, the wealth manager has not:

• Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine. • Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or

Five Star Professional’s consumer complaint process.• Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority. • Filed for personal bankruptcy.• Been convicted of a felony.

Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria:

• Each wealth manager who passes the Five Star Professional regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria listed above.

• Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager.• Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the

opportunity to submit complaints regarding a wealth manager. More than 14,500 households in the Milwaukee area were contacted.

The Five Star Wealth Manager selection criteria was updated for the 2012 award year. 2005 – 2011 Five Star Wealth Managers scored highest in overall satisfaction based on feedback from clients, peers and industry experts. No more than 7 percent of wealth managers receive the award each year. Contact Five Star Professional at [email protected] for additional information regarding the selection process for 2005 – 2011 award winners.



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award winners listed by primary services and listed alphabetically by last name.

Business PlanningDaniel Christensen ∙ Feld Schumacher &

Company

Thomas Kosler ∙ Kosler & Company

Robert Storm ∙ Storm Balgeman Miller & Klippel

Lisa Wood ∙ McNally Maloney & Peterson

Estate PlanningJohn Affeldt ∙ Affeldt Law Offices

Thomas Aul ∙ Aul Law 9

Carl Baehr ∙ Franklin Financial Planning Page 35

Thomas Balgeman ∙ Storm Balgeman Miller & Klippel

John Bannen ∙ Quarles & Brady

Jeffrey Billings ∙ Godfrey & Kahn

Andrew Brusky ∙ Brusky & Associates

Scott Burns ∙ Burns Law Offices

Jeff Cady ∙ The Private Client Group/U.S. Bancorp Investments Page 8 & 9

Terry Campbell ∙ Moertl, Wilkins, & Campbell Page 22

James Daly ∙ Quarles & Brady

Jennifer Damato ∙ Reinhart Boerner Van Deuren

Jeffrey Day ∙ The Day Wealth Management Group

Kevin Demet ∙ Demet Law Firm

Daniel Dettlaff ∙ Dettlaff & Company

George Evans ∙ Von Briesen & Roper

Kenneth Fleck ∙ Fleck Law Office Page 35

Gerard Flood ∙ Davis & Kuelthau

Kathleen Gray ∙ Quarles & Brady

Carl Holborn ∙ O’Neil Cannon Hollman Dejong & Laing

Leonard Jastroch ∙ Jastroch & Labarge

Robert Johnston ∙ Special Needs Planning/Principal Financial Group

Charles Jones ∙ Jones Law Offices Page 40

Mike Kaiser ∙ Kaiser Holahan

Robert Kuelthau ∙ Davis & Kuelthau

Stephen Lasky ∙ Moertl, Wilkins & Campbell Page 22

Kristi Leswing ∙ Godfrey & Kahn

Julie Luedtke ∙ The Insurance Shoppe/Principal Financial Group

Thomas McGinn ∙ Miller McGinn & Clark

Sally Merrell ∙ Von Briesen & Roper

Gordon Miller ∙ Michael Best & Friedrich

Philip Miller ∙ Weiss Berzowski Brady

Susan Minahan ∙ Michael Best & Friedrich

David Patzer ∙ Godfrey & Kahn

J. Lewis Perlson ∙ Michael Best & Friedrich

Laura Petrie ∙ Petrie & Stocking Page 37

Catherine Priebe ∙ Davis & Kuelthau

Stephanie Rapkin ∙ Stephanie G. Rapkin

Mark Rogers ∙ Angermeier & Rogers Page 33

Katherine Shalbrack ∙ Robert W. Baird & Company

Mark Shiller ∙ Godfrey & Kahn

Peter Sommerhauser ∙ Godfrey & Kahn

John Stocking ∙ Petrie & Stocking

William Swendson ∙ Swendson Fey Law

Eido Walny ∙ Walny Legal Group

Financial PlanningDaniel Aiken ∙ Ziegler

Laurie Aleksandrowicz ∙ A to Z Financial Planning Page 39

Karl Anderson ∙ Morgan Stanley Page 14

Mike Arnow ∙ Sattell Johnson Appel Financial Advisory

George Audley ∙ Ameriprise Financial Services, Inc. Page 12 & 13

John Augustine ∙ Augustine Financial Page 39

Anthony Barbeau ∙ Kyle Financial Services

Brian Barber ∙ AXA Advisors

Patricia Beine ∙ Global View Capital Advisors

Randall Benedict ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Kathleen Berndt ∙ First Allied Securities

Halien Besaw ∙ Robert W. Baird & Company

John Bleidorn ∙ Bleidorn Tax & Investment Services

Douglas Bolter ∙ Integrity Financial Advisors

James Bors ∙ Robert W. Baird & Company

Christopher Brackman ∙ Brackman Financial Strategies

Kathryn Braun ∙ Jannsen Company

Chris Brennan ∙ B.C. Ziegler and Company

Gregg Brzeski ∙ Allstate Financial Services

Carol Busche ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Jim Cantrell ∙ Financial Strategies Page 19

Anthony Carini ∙ Benevest

Paul Christian ∙ Robert W. Baird & Company

Roger Clark ∙ MWA Financial Advisors

Anthony Consiglio ∙ Robert W. Baird & Company

Dana Conway ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Richard Dallen ∙ Ameriprise Financial Services, Inc. Page 12, 13 & 18

David Demore ∙ Westbury Wealth Management

James Dennik ∙ U.S. Bank Investments Page 8 & 9

Greg Dietz ∙ New England Financial

Thomas Dornoff ∙ Morgan Stanley

Christopher Doughty ∙ Alliance Wealth Management

Robert DuCharme ∙ Global View Capital Advisors

Ellen Duhamel ∙ Morgan Stanley

James Dummert ∙ H Beck

Scott Dziubek ∙ Annex Wealth Management Page 10 & 11

Julie Ellenbecker-Lipsky ∙ Ellenbecker Investment Group

David Epstein ∙ Robert W. Baird & Company

Brian Faracy ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Dana Felton ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Patrick Fennelly ∙ Morgan Stanley

Tim Fitzpatrick ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Ken Flannery ∙ New England Financial

Spencer Frank ∙ Ziegler Wealth Management

James Franke ∙ Franke Martens Group Page 35

Jose Freyre ∙ Monarch Wealth Management Page 36

Tom Gagliano ∙ Morgan Stanley

Jeffrey Gawelski ∙ Robert W. Baird & Company

Daniel Geigler ∙ Morgan Stanley

Dennis Geigler ∙ Morgan Stanley

Dan Gilipsky ∙ Robert W. Baird & Company

Matthew Goihl ∙ SJA Financial Advisory

Michael Grabowski ∙ Insight Accounting & Financial Consulting

Sharon Green ∙ Storm Fischer Investment Group Page 20




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Marvin Groom ∙ U.S. Bancorp Page 8 & 9

Daniel Gundrum ∙ Robert W. Baird & Company

Jennifer Haldemann ∙ Robert W. Baird & Company Page 29

Michael Halvey ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Michael Haubrich ∙ Financial Service Group

Allen Heckendorf ∙ Principal Financial Group

Scott Herrmann ∙ Thrivent Financial

Christopher Heus ∙ John Hancock Financial Network

Tom Hille ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Cory Hoffman ∙ U.S. Bancorp Investments Page 8 & 9

Paula Hogan ∙ Paula Hogan Page 29

Mark Homan ∙ Diversified Management

Rick Hopf ∙ LPL Financial

Andrew Houte ∙ MetLife Resources

Jerry Huggett ∙ AXA Advisors

Steven Indermuehle ∙ Morgan Stanley

Terry Jannsen ∙ Jannsen Company

Bryan Johnson ∙ Robert W. Baird & Company

Joleen Kane ∙ Ellenbecker Investment Group

Mark Karpfinger ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Jeremy Keil ∙ Thrivent Financial

Scott Keith ∙ Robert W. Baird & Company

Steven Kellogg ∙ Robert W. Baird & Company

Mark Kelly ∙ Raymond James

Yogesh Khatri ∙ Eagle Strategies

Christine King ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Robert King ∙ Robert W. Baird & Company

Suzanne King ∙ Robert W. Baird & Company

David Klapatch ∙ SII Investments Page 30

Justin “Cody” Klawitter ∙ Thrivent Financial

Linda Koch ∙ Koch Financial & Investment Services

Michael Koerner ∙ Annex Wealth Management Page 10 & 11

Susie Kostrivas ∙ Ziegler Wealth Management

Michael Kratzer ∙ MK Financial Group

Daniel Krueger ∙ Annex Wealth Management Page 10 & 11

Bernadette Lanser ∙ Morgan Stanley

Jeffrey Lehrer ∙ Northland Securities

Amy Ley ∙ MPC Advisers Page 23

Donald Lindgren ∙ Epping Lindgren & Ketchpaw Financial Services

Shannon Lutze ∙ Ameriprise Financial Services, Inc. Page 12 & 13

John Luy ∙ Robert W. Baird & Company

Terence Lynch ∙ RBC Wealth Management

Randall Malone ∙ Malone Financial Services

Amanda Manske ∙ Prime Financial Services Page 24

Thomas Massnick ∙ Thrivent Financial

Jessica Mathias ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Eric Mazemke ∙ 1st Investment Services

Maureen McCabe ∙ Maureen McCabe

Patrick McCabe ∙ New York Life

Megan McCulloch ∙ Paladin Partners

Michael McKillip ∙ The Financial Centre

Bill Meier ∙ Morgan Stanley

James Meyer ∙ Thrivent Investment Management

Michael Meyer ∙ Thrivent Financial

Jason Miller ∙ Diversified Management

Christopher Mitchell ∙ Investors Advisory Group

Daniel Morrisey ∙ Robert W. Baird & Company

Van Mueller ∙ New England Financial

Richard Nagel ∙ Nagel Wealth Management Page 37

Rick Napholz ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Kevin Nemoir ∙ Annex Wealth Management Page 10 & 11

Michael Nowack ∙ Robert W. Baird & Company

Paul Nowak ∙ Annex Wealth Management Page 10 & 11

Scott Nowak ∙ H Beck

Sarah Oberhofer ∙ Investors Advisory Group

Chad Osmanski ∙ Robert W. Baird & Company

Francis O’Toole ∙ MetLife Securities

Greg Pauly ∙ Robert W. Baird & Company

Christopher Peck ∙ Franklin Financial Consulting Page 37

Sara Pitcel ∙ Morgan Stanley

Kelly Randa ∙ KFM Financial Consultants

Jean Range ∙ Ellenbecker Investment Group

Kevin Reardon ∙ Shakespeare Wealth Management Page 33

Richard Reinbold ∙ Cent Wealth Management Page 32

Dominic Rice ∙ MPC Advisers Page 23

Michael Richardson ∙ Richardson Financial Group

Scott Richardson ∙ Richardson Financial Group

Andrew Richman ∙ Richman Financial Services

John Richmond ∙ Richmond Investment Services Page 32

Skip Riley ∙ Riley and Lowe Financial Solutions Page 32

Brian Roell ∙ Roell Capital Management

Jason Ryan ∙ U.S. Bancorp Investments Page 8 & 9

Andrew Schaser ∙ Thrivent Financial

Joseph Schilz ∙ Annex Wealth Management Page 10 & 11

Nathaniel Schlotthauer ∙ FNB Hartford Investment Services

Jonathan Schomberg ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Gregg Shaffer ∙ Morgan Stanley

Kevin Shepard ∙ Merrill Lynch

David Spano ∙ Annex Wealth Management Page 10 & 11

Patricia Stapelkamp ∙ Morgan Stanley

Russell Stoeckler ∙ Stoeckler Financial

Eugene Szaj ∙ Disciplined Financial Services

Thomas Tenuta ∙ Robert W. Baird & Company

Robert Teofilo ∙ Annex Wealth Management Page 10 & 11

Brian Thiet ∙ AXA Advisors

David Thuli ∙ Morgan Stanley Page 38

Paul Tourville ∙ Next Level Planning & Wealth Management

Deb Trapman ∙ Cambridge Investment Research

Wade Ullsperger ∙ New England Financial

Thomas Waldkirch ∙ Robert W. Baird & Company

Lori Watt ∙ Investors Advisory Group

Betty Wellhoeferhill ∙ Robert W. Baird & Company

Don Weltzien ∙ RBC Wealth Management

Paul Westphal ∙ Robert W. Baird & Company

Brian White ∙ Spectrum Investment Advisors

Michael White ∙ Prime Financial Services Page 24



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Scott Wick ∙ RBC Wealth Management

Joseph Wilson ∙ Morgan Stanley Page 39

Andrew Wiziarde ∙ B.C. Ziegler and Company

Kenneth Wolfe ∙ Raymond James

Mark Zalewski ∙ Robert W. Baird & Company

Jake Zarling ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Russ Zarling ∙ Ameriprise Financial Services, Inc. Page 12 & 13

InsuranceSteven Clasen ∙ Thrivent Financial for Lutherans

Steve Jaeger ∙ M Barrington Corporation

Kurt Roemer ∙ AXA Advisors

Jana Schoberg ∙ MWA Financial Services

InvestmentsCharles Albrecht ∙ Wells Fargo Advisors, LLC

Page 28

Deborah Albright ∙ Morgan Stanley

James Alioto ∙ Wells Fargo Advisors, LLC

Marc Amateis ∙ Landaas & Company

David Andera ∙ Capital Investment Services of America

Donald Anderson ∙ Morgan Stanley Page 14

Dennis Ansay ∙ B.C. Ziegler and Company

Michael Aschberger ∙ ING Financial Partners Page 35

James Baker ∙ MetLife

Laura Barry ∙ Baker Tilly Investment Advisors Page 15

Barbara Baron ∙ Wells Fargo Advisors, LLC

Lori Baumann ∙ Robert W. Baird & Company

Anthony Beadell ∙ Ad Beadell Investment Counsel

Jim Beaudoin ∙ BCP

Paul Becht ∙ Wells Fargo Advisors, LLC

Edward Behling ∙ U.S. Bancorp Page 8 & 9

Michael Bell ∙ U.S. Bancorp Investments Page 8 & 9

Susan Bellehumeur ∙ Robert W. Baird & Company

Gregory Berg ∙ Wells Fargo Advisors, LLC Page 16

Kathleen Beronja ∙ Robert W. Baird & Company

William Berrall ∙ Wells Fargo Advisors, LLC

David Bier ∙ Merrill Lynch

John Bill ∙ Manchester Investments

Mark Bisbach ∙ Morgan Stanley

Michael Bishop ∙ Robert W. Baird & Company

Gregory Bisser ∙ U.S. Bancorp Page 8 & 9

Melvin Blann ∙ U.S. Bancorp Page 8 & 9

Karen Bliske ∙ Wells Fargo Advisors, LLC

John Bodden ∙ Annex Wealth Management Page 10 & 11

Aris Bofiles ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Thomas Bongard ∙ Wells Fargo Advisors, LLC

Peggy Boris ∙ Richmond Investment Services/LPL Financial Page 32

Daniel Bowerman ∙ Wells Fargo Advisors, LLC

Andrew Boyd ∙ RBC Wealth Management

Clay Brandt ∙ Wells Fargo Advisors, LLC

Gregory Branson ∙ Wells Fargo Advisors, LLC

Curt Brewer ∙ Robert W. Baird & Company

Jeffry Brigman ∙ Legacy Capital Partners

Gregory Britsch ∙ Tri City Investments

Robert Brooks ∙ Cleary Gull

Mary Brown ∙ Campbell Newman Asset Management

Joseph Buday ∙ Robert W. Baird & Company

Daniel Buehrle ∙ Principal Financial Group

Frank Busalacchi ∙ Integrity Wealth Management

Diane Byrne ∙ Ellenbecker Investment Group

Chuck Cairns ∙ Robert W. Baird & Company

David Carroll ∙ Cleary Gull

Doug Chellevold ∙ Wells Fargo Advisors, LLC

Robert Chernow ∙ RBC Wealth Management

Michael Cleary ∙ Cleary Gull

Nan Cleveland ∙ Cleveland Hauswirth Investment Management

Antony Close ∙ B.C. Ziegler and Company Page 40

John Cobey ∙ Wells Fargo Advisors, LLC

Paul Coldagelli ∙ Landaas & Company

Jim Collicott ∙ The Mutual Fund Store

JoAnn Corrao ∙ Morgan Stanley

Steven Craig ∙ Morgan Stanley

Penny Cruse ∙ Robert W. Baird & Company

Jay Czarapata ∙ Baker Tilly Investment Advisors Page 15

Christopher Czarnecki ∙ Morgan Stanley

Allen Dearing ∙ Annex Wealth Management Page 10 & 11

Michael Debbink ∙ RBC Wealth Management

Daryl Devorkin ∙ Morgan Stanley

Robert Di Donato ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Jeffrey Diel ∙ Wells Fargo Advisors, LLC Page 16

Adam Drake ∙ Highland Investment Advisors

Thomas Duffey ∙ Robert W. Baird & Company

Gary Dunco ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Thomas Eck ∙ Cortina Asset Management

Justin Eigner ∙ Wells Fargo Advisors, LLC

Eric Elias ∙ AXA Advisors

Kevin Ellis ∙ Kyle Financial Services

Dennis Engel ∙ Robert W. Baird & Company

John Ethington ∙ Robert W. Baird & Company

Charles Evans ∙ Marietta Investment Partners

Sean Fahey ∙ Investment Center of Grafton

Jerry Faust ∙ Edward Jones

Cindy Storm Fischer ∙ Storm Fischer Investment Group

Dina Fliss ∙ Global View Capital Advisors

Michael Friedrich ∙ Alliance Wealth Management

John Gamache ∙ Gamache Retirement Account Management

Ali Garba ∙ Morgan Stanley

James Gehring ∙ Edward Jones

Lori Gervais ∙ The Gervais Group/Robert W. Baird & Company

Philip Geygan ∙ RBC Wealth Management

Blaine Gibson ∙ Robert W. Baird & Company

Steven Giles ∙ Landaas & Company

Randy Godsell ∙ Godsell & Hughes Financial

Michael Goldammer ∙ Morgan Stanley

Craig Gonn ∙ Vision Financial Services

Dave Gordee ∙ Edward Jones

Christopher J. Grant ∙ Grant Koehler & Levin

Scott Grittinger ∙ McCarthy Grittinger Weil Financial Group

David Gwidt ∙ Wells Fargo Advisors, LLC

James Habanek ∙ Pennant Management

Joel Hassler ∙ Charter Capital Management Page 17




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Jean Hauenstein ∙ Wells Fargo Advisors, LLC Page 36

Dan Hawley ∙ Robert W. Baird & Company

Bradley Heberlein ∙ U.S. Bancorp Investments Page 8 & 9

Joseph Heil ∙ Morgan Stanley

Mark Heinen ∙ Wells Fargo Advisors, LLC Page 36

Clifford Henrickson ∙ Robert W. Baird & Company

Alan Henry ∙ Wells Fargo Advisors, LLC

Luke Hesprich ∙ Hartford Savings Bank

William Hienz ∙ Robert W. Baird & Company

Stephen Hoch ∙ Robert W. Baird & Company Page 29

James Hodge ∙ Robert W. Baird & Company

Scott Howard ∙ Edward Jones

Peter Hundt ∙ Hundt Financial Services/SII Investments

Charles Hurtgen ∙ MPC Advisers Page 23

Paul Jackson ∙ Wells Fargo Advisors, LLC Page 36

Jeffrey Jaeger ∙ RBC Wealth Management

Boyd Janto ∙ Wells Fargo Advisors, LLC

Derek Jelinski ∙ Brookhill Financial

Steven Jensen ∙ Wells Fargo Advisors, LLC

Robert Joehnk ∙ Wells Fargo Advisors, LLC

Michael Jungen ∙ Jungen & Company Financial Advisers

Dan Kern ∙ Robert W. Baird & Company

James Kieckhaefer ∙ Wells Fargo Advisors, LLC

Robert Kieckhefer ∙ LPL Financial Page 21

Kevin Kiesig ∙ U.S. Bancorp Investments Page 8 & 9

Mark Kindler ∙ Robert W. Baird & Company

Peter Kirsch ∙ Kirsch Financial

Kathy Klein ∙ Marietta Investment Partners

Jeff Kleine ∙ Wells Fargo Advisors, LLC

Gordon Knutson ∙ Ziegler Wealth Management Page 40

Daniel Kolb ∙ RBC Wealth Management

Peter Kontich ∙ Wells Fargo Advisors, LLC

Gregory Kostka ∙ Morgan Stanley

Jeffrey Kralovec ∙ Next Generation Wealth Management

Michael Kramer ∙ Ziegler Wealth Management

Jeffrey Krause ∙ Morgan Stanley

William Krohn ∙ RBC Wealth Management

Mary Ellen Krueger ∙ Aspiriant

Bradley Kudick ∙ U.S. Bancorp Investments Page 8 & 9

Kurt Kuettel ∙ Wells Fargo Advisors, LLC

Susan Kuhlenbeck ∙ Investors Advisory Group

Denison Kummrow ∙ Morgan Stanley

Robert Lagrant ∙ Charles Schwab

Robert Landaas ∙ Landaas & Company

Robert Lapointe ∙ Jacobus Wealth Management

Dante Laporte ∙ Wells Fargo Advisors, LLC

Peter Lautmann ∙ Kitzinger Lautmann Capital Management

Christopher Leberfing ∙ Robert W. Baird & Company

Brian Lehky ∙ Dana Investment Advisors

Randal Leonard ∙ Robert W. Baird & Company

Joan Lerose ∙ Morgan Stanley

Kate Lewis ∙ ING Financial Partners Page 27

Roberta Lewis ∙ Wells Fargo Advisors, LLC

Darren Liberski ∙ Disciplined Financial Services

Ken Lobins ∙ Ameriprise Financial Services, Inc. Page 12 & 13

Lisa Lopacinski ∙ ISB Financial Services

James Luecke ∙ The Sterling Group

Steve Luterbach ∙ Ziegler Wealth Management

Ron Luthra ∙ U.S. Bancorp Investments Page 8 & 9

Geoffrey “Rip” MaClay ∙ Cedarwinds Investment Management Page 28

Brian Magennis ∙ ING Financial Partners Page 27

Gregory Mahalick ∙ Amp Wealth Management

William Manders ∙ Wells Fargo Advisors, LLC

Keith Martens ∙ Morgan Stanley

David Massart ∙ Next Generation Wealth Management

Dan Matola ∙ Jacobus Wealth Management

Katherine McCombe ∙ Morgan Stanley

Daniel McKelvey ∙ Investment Center of Grafton

Brian Menzel ∙ American Portfolio Financial Advisors

Anthony Mescher ∙ Talmer Financial

Mark Mirsberger ∙ Dana Investment Advisors

Joseph Moore ∙ Wells Fargo Advisors, LLC

Bary Morgan ∙ Robert W. Baird & Company

Timothy J. Moriarty ∙ Morgan Stanley

David Morris ∙ RBC Wealth Management

Ronald Morris ∙ Retirement Plan Solutions

David Moxom ∙ Wells Fargo Advisors, LLC

Dean Muller ∙ Morgan Stanley

Trent Muller ∙ Morgan Stanley

Dan Murphy ∙ Great Midwest Financial Center Page 30

Gregory Nebel ∙ Wells Fargo Advisors, LLC

Mark Neitzel ∙ Edward Jones

Hollie Nelson ∙ Robert W. Baird & Company Page 40

Meilyn Nelson ∙ Nelson Financial Group

David Nevinski ∙ First Midwest Securities

Bradley Niswonger ∙ Robert W. Baird & Company

William Oberbeck ∙ Wells Fargo Advisors, LLC

Bradley Olson ∙ Oak Tree Financial Services

Kevin Omeara ∙ Robert W. Baird & Company

Richard Ormsby ∙ Merrill Lynch

William Otto ∙ Investors Advisory Group

Joshua Palleon ∙ BMO Harris Private Bank

Lynn Pavlic ∙ Morgan Stanley

Dean Pennebecker ∙ Planners Financial Group

Gary Peppel ∙ Morgan Stanley

William Perry ∙ Perry Capital Management

Craig Peterman ∙ Morgan Stanley

Jeffrey Peterson ∙ Landaas & Company

Robert Phelps ∙ Oarsman Capital Page 31

Sherry Plevak ∙ Edward Jones

Scott Pochowski ∙ Patriot Financial Page 37

Thomas Portz ∙ Sterling Capital Management

Eli Potkonjak ∙ LPL Financial

Timothy Prasch ∙ Wells Fargo Advisors, LLC

Paul Presti ∙ Fund Management Corporation

Florence Prospero ∙ Wells Fargo Advisors, LLC

Alan Purintun ∙ Oarsman Capital Page 31

Peter Quehl ∙ Wells Fargo Advisors, LLC

Ramu Ramiah ∙ Ramiah Investment Group

Thomas Ramsett ∙ Rozman Wealth Management Page 25

Michele Randall ∙ Randall & Pobar



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Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified finanCial Planner™ and the federally registered CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. The Chartered Financial Consultant credential [ChFC®] is a financial planning designation awarded by The American College.

Timothy Reynolds ∙ Aspiriant

Rebecca Richardson ∙ Robert W. Baird & Company

Matthew Richmond ∙ Richmond Investment Services Page 32

Adam Rick ∙ RBC Wealth Management

Joseph Rifelj ∙ Wells Fargo Advisors, LLC Page 28

Daniel Ringsred ∙ Denali Wealth Management

Dirk Robichaud ∙ Wells Fargo Advisors, LLC

Robert Roenitz ∙ Morgan Stanley

Steven Romagna ∙ Wells Fargo Advisors, LLC

Arthur Rothschild ∙ Landaas & Company

Kurt Rozman ∙ Rozman Wealth Management Page 25

Bryan Sadoff ∙ Sadoff Investment Management

Michael Sadoff ∙ Sadoff Investment Management

Ronald Sadoff ∙ Sadoff Investment Management

Ryan Savage ∙ Robert W. Baird & Company

Thomas F. Schmid ∙ Robert W. Baird & Company

Sharon Schmiedel ∙ Wells Fargo Advisors, LLC

Kenneth Schneider ∙ Wells Fargo Advisors, LLC

Peter Schumacher ∙ Cleary Gull

Michael Sellinger ∙ Cleveland Hauswirth Investment Management

Paul Serdynski ∙ Rozman Wealth Management Page 25

Michael Shannon ∙ Morgan Stanley Page 38

Susan Simon ∙ Wells Fargo Advisors, LLC Page 40

Jack Simpson ∙ Raymond James Financial Services

Ignatius Smetek ∙ Arcataur Capital Management

Chris Smith ∙ Robert W. Baird & Company

Paul Smith ∙ Morgan Stanley

Christine Smyth ∙ Marietta Investment Partners

Patrick Sommerfield ∙ PJS Investment Management Page 34

Kirk Spano ∙ Bluemound Asset Management

Rocky Sperka ∙ U.S. Bank Private Client Reserve Page 8 & 9

Leon Spheeris ∙ RBC Capital Markets

Timothy Stasinoulias ∙ Aegis Wealth Advisors

Robert Stawicki ∙ Wells Fargo Advisors, LLC

Alan Sternberg ∙ U.S. Bancorp Investments

George Stewart ∙ ING Financial Partners Page 27

Frank Stockinger ∙ Elm Grove Investment Group

Max Stoka ∙ Wells Fargo Advisors, LLC

Pamela Stubler ∙ Johnson Investment Services

Scott Sullivan ∙ Robert W. Baird & Company

William Svoboda ∙ Hobert & Svoboda Page 34

Thomas Sweet ∙ New England Financial

David Szatkowski ∙ Northern Oak Capital Management Page 38

Paul Tereshchenko ∙ SII Investments Page 30

Kyle Tetting ∙ Landaas & Company

Kirk Thode ∙ Morgan Stanley

Kyle Thomas ∙ MetLife

Craig Thompson ∙ MPC Advisers Page 23

Eric Thomson ∙ Edward Jones

Peter Tourville ∙ Next Level Planning & Wealth Management

Josh Traudt ∙ Ziegler

Todd Turowski ∙ MetLife

Joseph Veranth ∙ Dana Investment Advisors

D.J. Verhaalen ∙ U.S. Bancorp Investments Page 8 & 9

David Vollmar ∙ B.C. Ziegler and Company

George Vranes ∙ Citizens Investment Services Page 38

John Wagner ∙ B.C. Ziegler and Company

Gregory Wait ∙ Falcons Rock Investment Counsel

Jean Wangard ∙ Wangard Investment Management

Jeffrey Wangard ∙ Wangard Investment Management

Robert Warner ∙ Cleary Gull

Paul Wartman ∙ RBC Wealth Management

Nicholas Webster ∙ RBC Wealth Management

Michael Weil ∙ McCarthy Grittinger Weil Financial Group

Nelson Weine ∙ Landaas & Company

Nathan Westphal ∙ Wells Fargo Advisors, LLC

Stacy Williams ∙ Robert W. Baird & Company

Nicholas Wilson ∙ Jacobus Wealth Management

Chuck Winn ∙ Next Financial Group

Darryl Witkowski ∙ Wells Fargo Advisors, LLC Page 40

Meg Yost ∙ Robert W. Baird & Company

Todd Zaeske ∙ Wells Fargo Advisors, LLC

Adrian Zilvetti ∙ Disciplined Financial Services

TaxationDon Bristol ∙ Bristol & Company

Dennis Bureta ∙ Dennis Bureta, CPA

Allan Carneol ∙ Zetley Carneol & Stein

Edward David ∙ Accounting & Business Management

Daniel Glaser ∙ Charter Capital Management Page 17

Joel Guthmann ∙ Harbour Investments

Tim Harris ∙ Kerber Eck & Braeckel, CPA

Mark Jubelirer ∙ Schenck

Andrew Komisar ∙ Komisar Brady & Company

William Komisar ∙ Komisar Brady & Company

Deborah Kossow ∙ CliftonLarsonAllen

Bruce Krueger ∙ Andaloro Smith & Krueger

Martina Kummer ∙ Kummer Associates

James Mohr ∙ James L. Mohr & Associates

Jon Neal ∙ The Neal Group

Eve Romersi ∙ Scribner, Cohen and Company Page 26

Eric Trost ∙ SVA Certified Public Accountants

Daniel Wasserman ∙ Wasserman & Associates

David Werner ∙ Scribner, Cohen and Company Page 26

Dawn Wittak ∙ Scribner, Cohen and Company Page 26

Joseph Zaks ∙ Joseph D. Zaks, CPA

Robert Ziegler ∙ Ziegler Taves & Martin

Trust ServicesTimothy Aik ∙ BMO Harris Private Bank

Diane O’Connor ∙ O’Connor & Sachs




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We are proud of our professionals. They represent a larger team of wealth management professionals who help individuals and families build, manage, preserve and transfer their wealth. Whether you are in the early stages of a successful career or reaping the rewards of hard work, our financial experts work closely with you to address your complex financial needs. U.S. Bancorp Wealth Management provides you with sophisticated wealth management strategies, exceptional advice and personalized service.

Congratulations to Our Five Star Wealth Managers

• Comprehensive wealth management solutions

• Highly personalized service and expert advice

• Long history of U.S. Bancorp fi nancial strength and stability since 1863

U.S. Bancorp Investments, Inc. Financial Advisors, *U.S. Bank Wealth Management Advisor

809 South 60th Street, Suite 205 • West Allis, WI 53214Office: (262) 741-6313

[email protected] • usbank.com

U.S. Bancorp Wealth Management

Investment products are not a deposit, are not FDIC insured, are not guaranteed by the bank, may lose value and are not insured by any federal government agency. Investment products and services are available through U.S. Bancorp Investments, Inc., member FINRA and SIPC,

an investment adviser and a brokerage subsidiary of U.S. Bancorp and affiliate of U.S. Bank. U.S. Bank is not responsible for and does not guarantee the products, services, or performance of affiliates or third parties.

To receive the 2012 and/or the 2013 Five Star Wealth Manager award, researched and managed by Five Star Professional, a wealth manager must be nominated by either a peer or by their firm. For U.S. Bancorp Investments, Inc., firm nominations are made by either the individual’s Region or Division Manager. All nominees are properly

registered and licensed Financial Advisors of the firm at the time of the nomination, have met the firm’s standards for nominations, have been employed at minimum five years in the financial services and are currently accepting new clients. Five Star Professional permits a firm to nominate up to 10% of its wealth managers in a market for

consideration and permits no more than 7% of total number of wealth managers in a market to receive the award. Firms with fewer than 10 wealth managers in a market may nominate one. Nominees are then evaluated using a list of 10 objective criteria. It is possible that award recipients received both favorable and unfavorable ratings. Consumer feedback and surveys are promoted via local advertising, through the Five Star Professional website and by Five Star Professional researchers to augment the

regulatory history review. Five Star Professional defines a favorable regulatory and complaint history (as of March 2013) to mean that a wealth manager has not (1) been subject to regulatory action that resulted in a license being suspended or revoked, or payment of a fine, (2) had more than a total of three settled or pending customer

complaints filed against them with any regulatory authority, (3) individually contributed to a financial settlement of a customer complaint, (4) Filed for personal bankruptcy, (5) been convicted of a felony. Nominees who do not have a favorable history are removed from consideration. Those wealth managers whom satisfy the criteria were named

a Five Star Wealth Manager. Find full measurement formulas and information on www.fivestarprofessional.com. The 2012 and/or the 2013 Five Star Wealth Managers do not pay a fee to be included in the research or the final list of Five Star Wealth Managers but may pay for licensed use of the Five Star emblem and award. Working with a

Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. The Five Star award is not indicative of the wealth managers future performance and does not evaluate the quality of services provided to clients. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth

manager by Five Star Professional or Milwaukee Magazine.

*For U.S. Bank employees, nominations are made by the local Market Leader and Market Development Manager. Nominees have achieved the designation of Certified Public Accountant, or degree of Juris Doctorate, have met the bank’s standards for nominations, have been employed at minimum 5 years in the financial services industry,

are currently accepting new clients and comply with all other criteria listed above. U.S. Bank and its representatives do not provide tax and legal advice.

Left to right: Seated: Multi-year winner Je� Cady, Financial Advisor; 2013 winners Cory Ho� man, Financial Advisor; and Mike Bell, Financial Advisor; Multi-year winner Kevin Kiesig, Financial Advisor; Standing: Multi-year winners Jim Dennik, Financial Advisor; Ed Behling, Financial Advisor; Gregg Bisser, Financial Advisor; and DJ Verhaalen, Financial Advisor; 2013 winner Ron Luthra, Financial Advisor; Multi-year winners Jason Ryan, Financial Advisor; Brad Heberlein, Financial Advisor; Marv Groom, Financial Advisor; Brad Kudick, Financial Advisor; Rocky Sperka, Wealth Management Advisor; and Mel Blann, Financial Advisor

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Choosing a financial partner is about integrity, expertise and service.

At Annex Wealth Management, we combine independence, expertise, value and service to provide wealth management services focused on helping our clients plan for their personal goals and manage their financial resources.

We strive to earn a reputation for excellence by offering unbiased and objective advice coupled with outstanding client service. We stand by our commitment to invest responsibly and deliver client-oriented solutions, and because we work for you, we keep one eye on costs and the other on results. We are committed to putting your best interests first, working for you in a fiduciary capacity on a fee basis.

The advisors at Annex are an experienced and knowledgeable team of professionals. Every advisor values the personal relationships we have with our clients. We are proactive in serving the needs of our clients and work to earn and keep your trust. Annex advisors work in a team environment, so our clients benefit from our collective financial planning and investing knowledge and experience.

Independent Advice. Complete Financial Solutions.

• Committed to working for you on a fee basis as a fi duciary

• Proactive management of your investment portfolio

• Personalized retirement planning and wealth management solutions

12700 West Bluemound Road • Elm Grove, WI 53122Office: (262) 786-6363

[email protected] • www.AnnexWealth.com

Annex Wealth Management, LLC

Securities Offered through H. Beck Inc., member FINRA and SIPC. Annex Wealth Management, LLC and H. Beck, Inc. are unrelated companies.

Left to right: Seated: Two-year winner Michael Koerner; four-year winner Al Dearing; Middle row: Two-year winner Kevin Nemoir, CFP®; 2013 winner Robert Teo� lo; three-year winner Dave Spano, CFP®, President/CEO; Mark Beck, Director of Wealth Management Services; three-year winner John Bodden; Back row: Three-year winner Paul Nowak; two-year winner Scott Dziubek, CFP®; Mark Oswald, Managing Partner/CCO; 2013 winner Dan Krueger; two-year winner Joe Schilz; Derek Felske, CFA®, CIO



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16650 West Bluemound Road, Suite 800Brookfield, WI 53005

Phone: (262) 785-1010

325 North Corporate Drive, Suites 110 and 200Brookfield, WI 53045

Phone: (262) 754-9444

400 North Executive Drive, Suite 110Brookfield, WI 53006

Phone: (262) 641-4100

13890 Bishops Drive, Suite 200Brookfield, WI 53005

Phone: (262) 797-8828

405 East Forest StreetOconomowoc, WI 53006Phone: (262) 560-4966

740 Pilgrim Parkway, Suite 204Elm Grove, WI 53122

Phone: (262) 784-9000

Ameriprise is America’s leader in financial planning1, and we have helped millions of Americans retire on their own terms. For more than 115 years2, Ameriprise Financial has been there when our clients need us. Through good times and through tough times, we have fought for generations of clients.

Ameriprise helped pioneer the financial planning process more than 30 years ago. Our unique Dream > Plan > Track >® approach is about more than just numbers, it is both science and art. We have more financial-planning clients and more CERTIFIED FINANCIAL PLANNER™ professionals than any other company in the U.S.3

The following Ameriprise Financial offices are represented:

Ameriprise Financial Congratulates Their Milwaukee Area Five Star Wealth Manager Award Recipients!

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and

services may not be available in all jurisdictions or to all clients. 1Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. 2Company founded in 1894. 3Based on data filed at adviserinfo.sec.gov and documented by the Certified Financial Planner

Board of Standards, Inc. as of Dec. 31, 2012.

Left to right: Back row: 2013 winner Gary Dunco, CFP®, CRPC®, APMASM, Financial Advisor; four-year winner Richard Dallen, CFP®, CMFC®, MBA, Private Wealth Advisor; 2013 winner Jessica Mathias, CRPC®, Financial Advisor; two-year winner Robert Di Donato, CIMA®, Financial Advisor; 2013 winner Aris Bo� les, Financial Advisor; � ve-year winner Rick Napholz, CFP®, Financial Advisor; three-year winner Carol Busche, CFP®, ADPA, Private Wealth Advisor; two-year winner Russell Zarling, CRPC®, Financial Advisor; 2013 winners Jake Zarling, CRPC®, Financial Advisor; and Jonathan Schomberg, CFP®, CRPC®, AAMS®, Financial Advisor; Front row: Two-year winners Kenneth Lobins, CFP®, ChFC®, CLU®, Financial Advisor; and Michael Halvey Jr., CFP®, Financial Advisor; three-year winner Mark Karp� nger, CFP®, Private Wealth Advisor; 2013 winner Randall Benedict, CFP®, CRPC®, Financial Advisor; two-year winner Dana Felton, Associate Financial Advisor; � ve-year winner Tom Hille, CFP®, Branch Manager, Vice President; three-year winner Shannon Lutze, CFP®, CRPC®, Financial Advisor; two-year winner Christine King, CFP®, CRPC®, Financial Advisor; three-year winner George Audley, Financial Advisor (Not pictured: Three-year winner Dana Conway, CFP®, CRPC®, Financial Advisor; two-year winner Brian Faracy, Financial Advisor; 2013 winner Timothy Fitzpatrick, LUTCF, Financial Advisor)

WINNER



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16650 West Bluemound Road, Suite 800Brookfield, WI 53005

Phone: (262) 785-1010

325 North Corporate Drive, Suites 110 and 200Brookfield, WI 53045

Phone: (262) 754-9444

400 North Executive Drive, Suite 110Brookfield, WI 53006

Phone: (262) 641-4100

13890 Bishops Drive, Suite 200Brookfield, WI 53005

Phone: (262) 797-8828

405 East Forest StreetOconomowoc, WI 53006Phone: (262) 560-4966

740 Pilgrim Parkway, Suite 204Elm Grove, WI 53122

Phone: (262) 784-9000

Ameriprise is America’s leader in financial planning1, and we have helped millions of Americans retire on their own terms. For more than 115 years2, Ameriprise Financial has been there when our clients need us. Through good times and through tough times, we have fought for generations of clients.

Ameriprise helped pioneer the financial planning process more than 30 years ago. Our unique Dream > Plan > Track >® approach is about more than just numbers, it is both science and art. We have more financial-planning clients and more CERTIFIED FINANCIAL PLANNER™ professionals than any other company in the U.S.3

The following Ameriprise Financial offices are represented:

Ameriprise Financial Congratulates Their Milwaukee Area Five Star Wealth Manager Award Recipients!

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and

services may not be available in all jurisdictions or to all clients. 1Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. 2Company founded in 1894. 3Based on data filed at adviserinfo.sec.gov and documented by the Certified Financial Planner

Board of Standards, Inc. as of Dec. 31, 2012.

Left to right: Back row: 2013 winner Gary Dunco, CFP®, CRPC®, APMASM, Financial Advisor; four-year winner Richard Dallen, CFP®, CMFC®, MBA, Private Wealth Advisor; 2013 winner Jessica Mathias, CRPC®, Financial Advisor; two-year winner Robert Di Donato, CIMA®, Financial Advisor; 2013 winner Aris Bo� les, Financial Advisor; � ve-year winner Rick Napholz, CFP®, Financial Advisor; three-year winner Carol Busche, CFP®, ADPA, Private Wealth Advisor; two-year winner Russell Zarling, CRPC®, Financial Advisor; 2013 winners Jake Zarling, CRPC®, Financial Advisor; and Jonathan Schomberg, CFP®, CRPC®, AAMS®, Financial Advisor; Front row: Two-year winners Kenneth Lobins, CFP®, ChFC®, CLU®, Financial Advisor; and Michael Halvey Jr., CFP®, Financial Advisor; three-year winner Mark Karp� nger, CFP®, Private Wealth Advisor; 2013 winner Randall Benedict, CFP®, CRPC®, Financial Advisor; two-year winner Dana Felton, Associate Financial Advisor; � ve-year winner Tom Hille, CFP®, Branch Manager, Vice President; three-year winner Shannon Lutze, CFP®, CRPC®, Financial Advisor; two-year winner Christine King, CFP®, CRPC®, Financial Advisor; three-year winner George Audley, Financial Advisor (Not pictured: Three-year winner Dana Conway, CFP®, CRPC®, Financial Advisor; two-year winner Brian Faracy, Financial Advisor; 2013 winner Timothy Fitzpatrick, LUTCF, Financial Advisor)

WINNER




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The Anderson Group at Morgan Stanley

Financial Planning With

Common Sense and Experience

Left to right: Four-year winners Karl M. Anderson, CFP®, CPM®, Vice President, Financial Advisor; and Donald V. Anderson, Senior Vice President, Financial Advisor

• We want to thank our clients for their confi dence and trust for this distinguished recognition

• Experienced in assisting women in transition after a life-changing event

• Recommended minimum: $250,000 thousand per household

Our Portfolio Management Has an Emphasis on Helping to Preserve Purchasing Power and Retirement Income

Our team has more than 50 years of combined market experience, all with Morgan Stanley (Don – 42 years, Karl – 10 years). We plan to continue the tradition of being there for our clients for a long time to come.

Our investment philosophy is as follows:

1. Preserve, protect and grow — manage portfolio risk through diversifi cation and entry points. Lower volatility can potentially generate higher returns over time; the power of compounding. Risks are non-normal.

2. Contrarian — buy when others panic; sell when others are euphoric. “Mean reversion” eventually applies. The average

investor experiences below-market returns because of emotion-driven selling at bottoms and buying at tops.

3. Objective — focus on advice, not product. We are independent thinkers, looking at markets dispassionately, debating all sides of an issue. There are roles for both active and passive investments.

4. Research — demographic population and aging trends cannot be stopped — one of the most important aspects of our value added in investment strategy.

5. Opportunistic — we believe in tactical allocation, seizing on market anomalies.

411 East Wisconsin Avenue, Suite 2200 • Milwaukee, WI 53202Office: (414) 226-3090 • Toll-free: (800) 558-7505

[email protected] • www.morganstanleyfa.com/theandersongroupsb

©2013 Morgan Stanley Smith Barney LLC, Member SIPC.



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Baker Tilly Investment Advisors Milwaukee

Creating, Enhancing

and Preserving Your Wealth

Left to right: Standing: Two-year winner Jay Czarapata, four-year winner Laura Barry, Bruce Laning; Seated: Patty Steingraeber and Stephanie Zydzik

• Independent and objective advice for your unique situation

• Tailored plan designs and investment consulting for organizations

• Specialized retirement readiness and distribution strategies

Team Credentials: Investment and Retirement Plan Advisor Representative, CFP®, CFA®, CRPS®

$1.6 Billion in Regulatory Assets Under Management*

Creating, enhancing and preserving wealth is our focus at Baker Tilly Investment Advisors. Through in-depth knowledge and experience, our credentialed professionals help families and organizations clarify fi nancial goals and develop a tailored strategy to meet their objectives. We understand your

goals may change over time and will work with you to adapt your strategies, asset allocations and investment vehicles, as needed. With more than $1.6 billion in regulatory assets under management*, we guide clients through the complex investment arena with candid advice.

777 East Wisconsin Avenue • Milwaukee, WI 53202Phone: (414) 777-5500 • Toll-free: (800) 362-7301

[email protected] • bakertilly.com/investment-advisorsBaker Tilly Investment Advisors, LP is a registered investment advisor. Securities are offered through Baker Tilly Capital, LLC, member FINRA and SIPC.

Baker Tilly Investment Advisors, LP and Baker Tilly Capital, LLC are not affiliated. *As of 12/31/2012.




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Greg Berg and Jeff DielThe Berg Investment Consulting Group of Wells Fargo Advisors

Left to right: Five-year winner Greg Berg, Managing Director – Investments; Rochelle Wacker, Practice Administration Manager; Tom Scanlan, Associate Vice President – Investments; two-year winner Je� Diel, Associate Vice President – Investments

• Greg Berg, fi ve-year award winner, was also named one of Barron’s 2013 1,000 Top Advisors*• Jeff Diel, two-year award winner

We start with your life and plan your money around it. The clients we serve are the foundation of our practice. We know that they entrust us with enormous responsibility in handling their portfolios. Accordingly, we are committed to providing a practice that adheres to a high standard of ethical behavior and to treating every client relationship as a sacred trust. We believe that the basis for successful investing lies in understanding client goals and managing risk. We will strive to

understand each client’s needs, investment objectives, return expectations and, most importantly, risk-tolerance levels. Only when this is done can appropriate investments and strategies be employed. We are committed to providing a superior level of service through our group’s years of industry experience for a competitive cost.

Now accepting new client relationships with $1 million and above.

111 East Kilbourn Avenue, Suite 2400 • Milwaukee, WI 53202Phone: (414) 347-3102 • Toll-free: (800) 437-4126, Ext. 3102

[email protected] • www.bergicg.wfadv.com • [email protected] selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-04520]. *The Barron’s 1,000 Top Advisors rankings are based on data provided by over 4,000 of the nation’s most productive

advisors. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Institutional assets are given less weight in the scoring. Investment performance isn’t an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’

risk tolerance than by an advisor’s investment-picking abilities.

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Charter Capital Management Group

Providing Independent, Fee-Based

Advisory Services for More Than 35 Years

Left to right: Four-year winner Daniel R. Glaser and 2013 winner Joel Hassler

• Independent, fee-based management

• Coordinated tax and fi nancial planning

• Retirement and income planning

Joel Hassler, CFA®, PresidentDaniel R. Glaser, CPA, CFP®, Partner

Charter Capital Management, Inc. has been providing independent investment management services for more than 35 years. Our extensive portfolio management experience is enhanced through our tax and fi nancial planning background

to provide customized wealth management that is in our clients’ best interests. Joel and Dan are committed to providing each client personalized guidance and to serve as their reliable and trustworthy advisor.

2525 North Mayfair Road, Suite 210 • Wauwatosa, WI 53226Office: (414) 257-3700 • Toll-free: (888) 434-3323

[email protected] • www.chartercapital.net

Charter Capital Management is an SEC-Registered Investment Advisory Firm.




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Richard N. DallenHelping Manage, Preserve and Transfer Wealth

Investments, Retirement Planning, Tax and Estate Planning Strategies

Left to right: Ryan Schneider; Tracy Knapp; four-year winner Richard N. Dallen, CFP®, MBA, CMFC®; Eleanor Rogness; and Ann Massaro

• Wealth preservation — customized solutions for high-net-worth clients• Retirement planning techniques to help fulfi ll your retirement dreams• Estate planning — strategies to reduce taxes and effi ciently transfer wealth

Richard, Private Wealth Advisor, has more than 26 years of experience as a fi nancial planner. He is a graduate of the U.S. Merchant Marine Academy and received his MBA from the University of Chicago. He has a passion for his successful

practice and values the special relationships he has developed with his long-standing clients. He is married with two daughters and a son. Visit www.richarddallen.com for more information.

Dallen Wealth Management Group, a Private Wealth Advisory Practice of Ameriprise Financial Services, Inc.325 North Corporate Drive, Suite 200 • Brookfield, WI 53045

Office: (262) 754-9444 • Toll-free: (800) [email protected]

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.



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Financial Strategies, Inc.Strategies for Those Who Already Know …

FSI’s Fee-Only Structure Offers Our Clients the Peace of Mind That We Do What Is Strictly in Their Best Interests

Left to right: Jenny Brodzik, two-year winner Jim Cantrell, Jeanne Malkowski

• For those who know that fi nancial health is more than a solid stock portfolio• For those who recognize that fi nancial security is what allows them to do the real work of their lives • For those who envision, dare to dream and have the courage to partner with the very best

For more than 20 years, the executive team at FSI has been meeting and exceeding the fi nancial needs of clients across the nation. We achieve 100-percent client satisfaction, recognizing it is comprehensive wealth management that opens the doors to ongoing success. This means we are not just symphony players or even “fi rst chair.” We conduct the performance in full — making certain there is true synergy between all advisors, from investments to estate planning to planned giving and so much more.

Bishops Woods • 13555 Bishops Court, Suite 315 • Brookfield, WI 53005Office: (262) 821-1664 • Toll-free: (800) 611-7670

[email protected] • www.RetirementAndWealth.com

Client Approach:Client-centered approach as unique as each client we serve

Compensation Method:Fee-only means we work just for you and only you!

Respected by Peers:NAPFA Regional Board Chair, CFP®

Accomplishments:Jim Cantrell Five Star Wealth Manager 2011, 2013

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Sharon GreenIntegrity • Confi dentiality • Diligence • Excellence

Areas of Focus: Life Planning, Investment Management, Retirement Planning

Left to right: Ruth Tsakonas, 2013 winner Sharon Green, Juli Drews and Terrence Skelding

• 25 years assisting clients in life and fi nancial planning• Personalized fi nancial advice built around your life• Dedicated to exceptional personal service

With more than 25 years of investment and fi nancial planning experience, we have developed an approach to investing that is unique and personalized. In the fi nancial world, nearly everyone off ers the same investments but not everyone asks

the right questions. Asking the right questions, listening to the answers and developing a personalized investment plan creates a course of action that is both satisfying and rewarding for our clients.

16655 West Wisconsin Avenue, Suite 105Office: (262) 796-8500 • Fax: (262) 796-8410

[email protected] • www.stormfischerinvestmentgroup.com

Securities and Advisory Services offered through SII Investments, Inc., member FINRA, SIPC and a Registered Investment Advisor.Storm Fischer Investment Group and SII are separate companies.



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Robert “Rob” KieckheferWe Are Committed to Your Future

Areas of Focus: Qualified Retirement and Nonqualified Deferred Compensation Plans

Left to right: John Persa, JD, CFP®; Janet Ganong, AIF®, PRP; 2013 winner Robert “Rob” Kieckhefer, Managing Partner, AIF®, PRP; Carol A. Roen

• We, as a team, focus on retirement planning and individual wealth management• The formula is simple: always do what is in the best interest of our client• Our success is measured by participants reaching their retirement goals

The Kieckhefer Group has received national recognition by PLANSPONSOR magazine as one of the three best retirement plan teams in 2007 and one of the fi ve best retirement plan teams in 2009. The Kieckhefer Group is the only team to be recognized twice for this award. The Kieckhefer Group is also recognized every year by PLANADVISER magazine as one of the Top 100 Advisers in the nation. LPL Financial, the nation’s largest independent broker dealer (as reported by Financial Planning magazine, June 1996 – 2012, based on total revenue), has recognized the Kieckhefer Group as a member of their Retirement Professional Group.

Rob has obtained the Accredited Investment Fiduciary® (AIF®) designation and PLANSPONSOR magazine’s Retirement Professional (PRP) designations. Although not required to

hold these designations, the additional skills and expertise gained will ultimately benefi t their clients. Rob is a member of the Retirement Leadership Council as recognized by the Organization of Retirement Leaders. He currently serves on the EdVest 529 College Saving Board as an appointee of the Wisconsin State Department of the Treasury and the governor. Rob earned a Bachelor of Science degree in chemical engineering and a Bachelor of Arts degree in liberal arts from the University of Pennsylvania in 1972. Rob received a Master of Science degree in environmental engineering under a National Science Foundation Scholarship and EPA traineeship from the University of Wisconsin-Madison in 1974. Rob and his wife Maryglen have three grown children and reside in Mequon, Wisconsin.

The Kieckhefer Group13400 Bishops Lane, Suite 70 • Brookfield, WI 53005

Office: (262) 784-0754 • Fax: (262) [email protected] • www.kieckhefergroup.com

Securities offered through LPL Financial, Member FINRA/SIPC.




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Moertl, Wilkins & Campbell, S.C.

Estate Planning, Taxation

and Elder Law Attorneys

Left to right: Four-year winner Terry L. Campbell, Attorney; two-year winner Stephen A. Lasky, Attorney

• Serving southeastern Wisconsin since 1949

• Highly personalized, effi cient and results-driven service

• Knowledgeable, experienced and dedicated attorneys

Trusts and Estates, Tax Planning and Preparation, Elder Law

Providing estate planning services optimized for each client’s circumstances involves much more than the ability to properly draft estate planning documents. Clients need help understanding and planning for the impact of income, estate and gift tax considerations on their long-term wealth transfer goals. Further, the rising costs of and the need for skilled long-term care services make it imperative that clients are assisted in a manner that facilitates their ability to meet

legacy planning objectives and to receive proper long-term care in the future. Attorneys Terry L. Campbell and Stephen A. Lasky of Moertl, Wilkins & Campbell, S.C. have the knowledge and experience needed to off er clients comprehensive estate planning, tax planning and preparation, and elder law services. Clients seeking counsel in any of these areas can be confi dent that both Terry and Stephen handle all matters in a prompt, professional and personal fashion.

Moertl, Wilkins & Campbell, S.C.330 East Kilbourn Avenue, Suite 1017 • Milwaukee, WI 53202

Phone: (414) 276-4366 • Fax: (414) 276-1192 [email protected] • [email protected] • lawmwc.com



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MPC Advisers, LLCMultigenerational Teams to Work With Multiple Generations of Clients

Left to right: Back row: 2013 winner Craig Thompson, Financial Advisor; three-year winner Charles Hurtgen, Financial Advisor; Lori Baneck, Director of Operations; four-year winner Dominic Rice, Financial Advisor; Bryan Marshall, Financial Advisor

Front row: Three-year winner Michael L. Matrise, President; Laurie Thompson, Registered Associate; four-year winner Amy Ley, Financial Advisor

• Financial planning, wealth management and estate planning• Local, independent ownership and management• Long-term client relationships that develop into lifelong partnerships

Founded 39 years ago, MPC began building multigenerational teams to work with multiple generations of clients. We know that people with wealth want to work with a team that will be there for their lifetime and beyond.

These advisors are part of our much larger, highly experienced and caring fi nancial services team. In these days of change and instability, it’s nice to know there is a group of advisors with experience and a long history of wisdom and integrity. To learn more, contact our offi ce at (262) 785-1005 or email info@mpcfi n.com.

16655 West Bluemound Road, Suite 150 • Brookfield, WI 53005Office: (262) 785-1005

[email protected] • www.mpcfin.com

Securities offered through Girard Securities, Inc. Member FINRA/SIPC.Investment Advisory Services offered through MPC Advisers, LLC. A Registered Investment Adviser.




Man

agers

Prime Financial ServicesMichael White and Amanda Manske — Managing Partners

Providing Independent Financial Planning Services for 25 Years

Left to right: Seated: Four-year winner Michael White, CFP®; two-year winner Amanda Manske, CFP®Standing: Mary Jo Gottschalk, Client Services and Marketing; Sandra Potter, Offi ce Manager/Administrative Assistant;

Laura Michna, Registered Assistant

• Retirement, income, mortgage, insurance, estate and tax planning• Lump sum distributions, 401(k) rollovers, 403(b), deferred compensation• Local, independent ownership and management

Today’s world is fi lled with constant change and instability. It is reassuring to know there is a group of fi nancial advisors with experience, wisdom and integrity to help you plan and adapt. At Prime Financial, you receive the personal attention you deserve. Our industry knowledge and dedicated staff allow us

to be the single resource for all your fi nancial needs. We strive to guide and educate you to make well-informed decisions throughout all stages of your fi nancial life. Our goal is to maintain the high level of service our clients have depended on for 25 years.

909 North Mayfair Road • Wauwatosa, WI 53226Phone: (414) 771-7220 • Toll-free: (800) 798-7220

www.primefinancialservices.com

Michael White is a Registered Principal and Amanda Manske is a Registered Representative offering securities through First Allied Securities Inc., a registered Broker/Dealer. Member FINRA/SIPC. Michael White is an Investment Advisory Representative offering services through First Allied Advisory Services, Inc.



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Rozman Wealth ManagementFocused on the Financial Success of Their Clients

Investment Planning, Retirement Planning

Left to right: Standing: Shannon Smith, Sr. Registered Account Administrator; Shawn Hittman, Financial Advisor; three-year winner Kurt Rozman, President; Robin Rozman, Director of Operations; three-year winner Paul Serdynski, CFP®,

Financial Advisor; Seated: 2011 winner Andrew LaFontain, Vice President; Joann Bell, Client Associate; 2013 winner Tom Ramsett, Financial Advisor (Not pictured: Bryan Ratkowski, Registered Associate)

• Strategies to help clients build and preserve their irreplaceable capital• Comprehensive team-based approach to retirement planning• Defensive investment management during volatile markets

Rozman Wealth Management provides ongoing and disciplined portfolio management, designed to inspire confi dence in a secure fi nancial future. “We utilize innovative investment planning tools and the latest technology to help our clients achieve their life’s goals. Our plans are custom tailored to each client relationship, artfully blending client goals and expectations, as well as managing risk,” says Kurt

Rozman, President and three-year Five Star Wealth Manager. Investment planning, fi rst-class service and full transparency characterize the client experience at Rozman Wealth Management. “Our dedication and hard work have resulted in a culture focused on the success of our clients. It is with great pleasure we collectively celebrate an award that rates us as Five Star Wealth Managers,” says Rozman.

Rozman Wealth Management675 North Barker Road, Suite 220 • Brookfield, WI 53045

Office: (262) 798-7979www.rozmanwealth.com

Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Investment Products and services offered through Wells Fargo Advisors Financial Network, LLC (WFAFN), Member SIPC, a registered broker-dealer and separate

non-bank affiliate of Wells Fargo & Company. Rozman Wealth Management is a separate entity from WFAFN. [CAR 0413-03736].




Man

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Scribner, Cohen and Company, S.C.CPAs and Advisors

A Relationship That Works for You!

Left to right: Seated: Three-year winners David Werner and Dawn WittakStanding: Kelly Miller, two-year winner Eve Romersi, Kevin Richter, Frederick Langer

• Solid technical expertise and personalized service• Tailored solutions to meet your goals• Putting your needs fi rst — every step of the way

At Scribner, Cohen and Company, S.C., you will fi nd traditional accounting and tax services and some important extras — quick and candid responses to your questions, viable solutions to your concerns and creative planning for your future. Whether you are a business in need of consulting, an

individual in need of estate planning or divorce services, or an executive with tax or international planning issues, we can guide you to the right decision. What really sets Scribner, Cohen and Company, S.C. apart is our commitment to serving you.

400 East Mason Street, Suite 300 • Milwaukee WI 53202Office: (414) 271-1700 • Fax: (414) 271-9925

[email protected] • www.scribnercohen.com



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Stewart Financial GroupPutting Clients First

Left to right: Front row: 2013 Five Star winner Kate Lewis, CRPC®; Patti Gilgaren Back row: Two-year Five Star winner Brian Magennis, CRPC®, CFS®; Nancy Birk;

three-year Five Star winner Dick Stewart, CLU®, ChFC®, CFS®

• Highly personalized service• Retirement planning strategies• Wealth management strategies

Stewart Financial Group was founded in 1970 on the principles of collaboration and dialogue with our clients. These principles, combined with our depth of experience and industry knowledge, allow us to provide the most personal service

available and have earned us a reputation for excellence in our industry. For each of our clients, we strive to help them create fi nancial stability and security to help them work toward fi nancial independence in retirement.

ING Financial Partners10700 West Research Drive, Suite 190 • Milwaukee, WI 53226

Phone: (414) [email protected] • www.StewartFG.com

Registered Representatives of and securities and investment advisory services offered through ING Financial Partners (Member SIPC). Stewart Financial Group is not a subsidiary of nor controlled by ING Financial Partners.




Man

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Charles P. AlbrechtJoseph Rifelj

Committed to Your Success

• Integrity, strong values

• Personalized, comprehensive

• Full-service, professional advice

Left to right: Four-year winner Joseph Rifelj, Senior Vice President – Investments; � ve-year winner Charles P. Albrecht, CIMA®, Senior Vice President – Investments; Ron Leipzig, Senior Registered Client Associate; James A. Cotturone, Jr., CFP®, CRPC®, Financial Advisor

More than 90 years of combined experience. Helping clients face the challenges of today while preparing for the future. Providing comprehensive planning. Proactive client interaction. Leading clients from a variety of backgrounds to help them accumulate wealth while managing their risk and helping them fi nd the opportunities in the current marketplace. To learn more about how we can assist you, please don’t hesitate to contact us.

Albrecht-Rifelj Wealth Management Group of Wells Fargo Advisors

111 East Kilbourn Avenue, 24th FloorMilwaukee, WI 53202

Charles: (414) 283-8950 • Joseph: (414) 283-8949

[email protected]@wfadvisors.com

Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-04709 4/24/13].

WINNER

Cedarwinds Investment Management Team

Global Solutions forIntelligent Investors

• Eff ective risk management

• Global diversifi cation

• Exceptional value

Left to right: Donna Barber, Client Services Director; � ve-year winner Geo� rey G. “Rip” Maclay, Jr., Managing Partner

Off ering state-of-the-art index portfolio strategies, our investment management process uses a rules-based approach involving all major asset classes across the global markets. Our strategic, “buy-and-hold” portfolios, as well as our tactical,

momentum-based models, cover a full range of risk-return relationships. We are laser focused on delivering investment excellence, unparalleled service and exceptional value.

4650 North Port Washington RoadMilwaukee, WI 53212

Phone: (414) 431-7390

[email protected]

WINNER



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The Hoch Haldemann Group

Proactive, Comprehensive, Relationship Driven

• Tax- and risk-conscious investment management

• Coordinator of your family’s fi nancial plan

• Family legacy development and wealth coaching

Left to right: 2013 winner Jen Haldemann; � ve-year winner Stephen Hoch; Leah Davis, Registered Client Relationship Associate; Anne Gutierrez, Registered Client Relationship Associate

With more than 35 years of combined experience, The Hoch Haldemann Group is dedicated to the success and longevity of their client relationships. The group has relationship threads dating back more than 50 years with Baird. They pride themselves on maintaining a high level of personal integrity and transparency while acting as your family’s fi nancial coordinator. The Hoch Haldemann Group is proud to have spent their entire careers at Baird, a conservative, fi nancially sound employee-owned fi rm. Please visit www.hochgroup.com for more information.

Areas of focus: investment and asset management, retirement and estate planning, philanthropic and wealth-transfer strategies.

Robert W. Baird & Co.777 East Wisconsin Avenue

Milwaukee, WI 53202

Stephen D. Hoch: (414) 765-3890Jen Haldemann: (414) 298-7545

[email protected] • [email protected]

Robert W. Baid & Co. does not provide tax or legal advice. Member SIPC.

WINNER

Paula Hogan

Locally Based, Nationally Recognized and Grateful for This Honor

• Portfolio management services tailored to your specifi c circumstances

• Comprehensive, fee-only fi nancial planning

• A team of advisors committed to working directly for you

Five-year winner Paula Hogan, Owner/Founder, CFP®, CFA®

At our fi rm, our advisors look at your whole fi nancial picture. We help match your money to your life. We are passionate about our work and committed to delivering excellent service. We are a local fi rm with national recognition for our fee-only fi nancial planning and portfolio management services. Give us a call. Let us know what’s on your mind. We look forward to hearing from you!

Paula Hogan250 West Coventry Court, Suite 202

Milwaukee, WI 53217

Phone: (414) 352-9111

www.paulahogan.com • Twitter @paulahoganwww.facebook.com/connectwithpaula

WINNER




Man

agers

David Klapatch and Paul Tereshchenko

Professional Advice, Outstanding Service

• Customized personal service

• Strategic portfolio management

• Comprehensive fi nancial planning

Left to right: 2010 and 2013 winner Paul Tereshchenko, CRPC®, Financial Advisor/Co-Founder; 2013 winner David Klapatch, CRPC®, Financial Advisor/Co-Founder

We are an independent, full-service investment management and fi nancial planning company. The advice we provide is objective and unbiased. We build client relationships based on trust, expert fi nancial advice, continual communication and prompt service.

We were founded with the goal of assisting our clients in every aspect of their fi nancial lives. We provide personal service, thus earning a reputation for excellence in our industry. For each of our clients, we strive to help create fi nancial stability and security to provide fi nancial independence.

19435 West Capitol Drive, Suite 100 Brookfi eld, WI 53045

David: (262) 781-0825 Paul: (262) 781-0795

www.siibrookfi eld.com

Securities and Advisory Services offered through SII Investments, Inc. Member FINRA/SIPC and a Registered Investment Advisor. SII Brookfield and SII Investments, Inc. are separate companies.

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Daniel J. Murphy

Markets Change — Commitment to Excellence Stays the Same

• Recommendations are 100% unbiased

• Committed to protecting and increasing wealth

• Comprehensive planning strategies

Left to right: Two-year winner Daniel J. Murphy, Jennifer Breese

Our purpose is to improve the fi nancial security for those who entrust us with their money. Our clientele is built on partnerships rooted in mutual trust, serving generations of families. We personalize strategies that preserve, diversify and

develop a wealth plan. The advantage of investing with us is that recommendations are entirely free of any confl ict of interest. We do not represent any one investment product and have no product quotas to meet. Let us help you pursue your fi nancial dreams and goals.

Located at Great Midwest Bank

15900 West Bluemound Road Brookfi eld, WI 53005

Direct: (262) 641-1322 • Offi ce: (262) 784-4400

[email protected] • www.greatmidwestbank.com

Securities offered though LPL Financial, Member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates.

Not FDIC Insured Not Bank Guaranteed May Lose Value Not a Bank Deposit Not Insured by Any Federal Government Agency

Great Midwest Bank and Great Midwest Financial Center not a registered Broker Dealer. Not affiliated with LPL Financial.

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Oarsman Capital Team

Balance — the Proven Approachto Investing

• Find your optimal mix — proprietary approach to asset allocation

• Lower your costs and risk — superior tax control and diversifi cation

• Focus on your needs — each account customized for you

Left to right: Bud Nackers, AAMS®; three-year winners Bob Phelps, CFA®; and Alan Purintun, CFA®; Tom Nackers, CFP®

Oarsman Capital managers have more than 100 years of collective investment experience focused on delivering the results clients expect from their investments. Oarsman Capital’s CORE+ approach combines a core portfolio of individual stocks

and bonds with complementary holdings of mutual funds and ETFs. The Oarsman approach harnesses the cost and tax effi ciency of individual securities, while gaining diversifi cation and return potential from asset classes such as non-U.S. stocks, real estate, commodities and high-yield/hybrid securities.

Milwaukee, WI 53202 • Madison, WI 53719Appleton, WI 54913

Phone: (414) 221-0081

[email protected] • [email protected]

Richard N. ReinboldCent Wealth Management

Helping You Advance, Protect and Achieve Since 1983

• Asset management

• Family wealth and estate planning

• Individual and business retirement plans

Left to right: Dave Huskin; Jessica Wantland; Four-year winner Richard Reinbold, ChFC®, CLU®, CASL®; 2009 winner Brian Cayon, CPA, CFA®

You are not a number. So why focus on the volatile stock market when you can focus on your family benchmark — the rate of return your family needs to achieve your goals. If you or someone you know are tired of the uncertainty of today’s volatile markets, let us help you discover your family benchmark and let that be your guide. Once you do, you will fi nd the only index that matters is yours. Call us today and fi nd out why our clients feel like they are part of the Cent family.

6980 North Port Washington Road Milwaukee, WI 53217

Offi ce: (414) 247-1884

[email protected] www.centwealthmanagement.com

Securities offered through Purshe Kaplan Sterling Investments, member FINRA/SIPC, headquartered at 18 Corp. Woods Blvd., Albany, NY 12211. Cent, Inc. is a Wisconsin-Registered Investment Advisory Firm. Cent is a Cent, Inc. Company. Not FDIC insured, not bank guaranteed and may lose value, including loss of principal.




Man

agers

Richmond Investment Services Team

We Believe Capital Will Go Where It Is Treated Best

• John R. Richmond, fi ve-year winner, ChFC®, CLU®

• Matthew R. Richmond, four-year winner, MBA

• Peggy Boris, three-year winner

Left to right: Three-year winner Peggy Boris; four-year winner Matthew R. Richmond, MBA; � ve-year winner John R. Richmond, ChFC®, CLU®

Our independence allows us to address clients’ needs by using high-quality products from a multitude of carriers. We also work in the fee-based model and build portfolios with cutting-edge tools available in today’s marketplace. Our fee-based clients also appreciate proactive changes designed to generate results, not commissions.*

7105 West Mequon Road • P.O. Box 343Mequon, WI 53092

Offi ce: (262) 242-4200

www.RichmondIS.com

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC. *Transaction charges may apply.*2013 award based on 10 objective criteria associated with proving quality services to clients such as credentials, experience and assets under management among other factors. Prior to 2012,

award was based on client satisfaction. Respondents evaluated criteria such as customer service, expertise, value for fee charge and overall satisfaction. The overall score is based on average of all respondents and may not be representative of any one client’s experience.

WINNER

Skip Riley

Helps Families Create, Manage and Protect Wealth

• Custom strategies for your life

• Broadly based knowledge and experience

• Dedicated to client satisfaction

Left to right: Megan Grider, Thomas Riley, Mike Lowe 2013 winner Skip Riley, CPA, CERTIFIED FINANCIAL PLANNER™

In today's world, the only constant is change and uncertainty. "Buy and hold" gave way to "modern portfolio theory" which is now giving way to an "institutional portfolio model." Past investment strategies are now bubbles waiting to burst. Fixed investments do not keep up with infl ation.

No one can predict the future, but our experience and expertise will help prepare you for uncertainty. There are smart ways to invest to help protect your savings and grow your investments.

1131 Prairie Drive, Suite 300 Racine, WI 53406

Offi ce: (262) 884-8080 Toll-free: (877) 676-1212

[email protected]

Securities offered through Allied Beacon Partners, Inc. Member FINRA/SIPC. 1100 Boulders Pkwy. Dr., Ste. 600, Richmond, VA 23225, (888) 275-2279. Registered Investment Advisor Services offered through Advanced Planning Capital, Corporation, 30 Sturrock Way, E Setauket, NY 11733, (631) 406-7870. Skip Riley, CPA; Riley and Lowe Financial Solutions LLC; Allied Beacon Partners;

and Advanced Planning Capital are not affiliated entities.



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Mark Rogers

“Practical Estate Planningfor the Real World”

• More than 25 years as an AV® Preeminent™ rated fi rm

• 2008 – 2012 listed as a Wisconsin Super Lawyer

Left to right: Seated: Troy Saxe; Standing: Four-year winner Mark Rogers, Jessica Sippel, Roman Chojnacki

We believe that teamwork produces results. Our experienced and innovative estate planning team encourages the active involvement of our clients’ trusted advisors. We work together to design well-crafted plans that meet clients’ needs and arm them with the tools to preserve wealth and create a meaningful legacy.

Milwaukee, WI 53202 • Waukesha, WI 53186

Offi ce: (414) 289-9200

www.WIestateplanners.com

Shakespeare Wealth Management, Inc.®

Planning for Life

• Fee-only fi nancial planning

• Sophisticated solutions

• Providing peace of mind

Left to right: Two-year winner Kevin M. Reardon, CFP®; Colleen Schoenike; Mark Ziety, CFP®

Your retirement is unique. How will you spend your time? Where will you live? Will you outlive your resources? While you envision your ideal life, let us and our 25-plus years of experience worry about generating your retirement income, help you maximize your Social Security, minimize taxes and construct an effi cient portfolio to pay for it all. That’s what we mean by “planning for life.”

N22 W27847 Edgewater DrivePewaukee, WI 53072

Offi ce: (262) 814-1600

[email protected]

Planning for Life.

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Man

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William J. Svoboda

“Integrity and Vision”

• Independent registered investment advisor

• Employer retirement plan solutions

• Proactive strategies for both bull and bear markets

William J. Svoboda, President and Senior Partner

Hobert & Svoboda focuses on managed investment programs for individuals and retirement plans.

Hobert & Svoboda is, once again, honored to have William Svoboda recognized as a Five Star Wealth Manager. We thank our clients for more than 30 years of partnership rooted in trust, confi dence and personal service. Regarding the future, we look forward to the continued privilege of helping our clients navigate through today’s rapidly changing global environment.

Hobert & Svoboda, Inc.350 Bishops Way, Suite 206

Brookfi eld, WI 53005

Phone: (262) 782-8900 • Toll-free: (800) WLTH-MGTFax: (262) 782-4784

[email protected]

Hobert & Svoboda, Inc. is an SEC-Registered Investment Advisor.

Patrick Sommerfield

PJS Investment Management

• Customized advice for long-term investors

• Multigenerational client relationships

• Team-based approach

Left to right: Phillip Schmidt, President and 2013 winner Patrick Sommer� eld, CFA®, Vice President

Patrick and the PJS team would like to thank their clients for making this recognition possible.

At PJS Investment Management, we carefully assess the needs, circumstances and goals of each client in order to create uniquely tailored portfolios. We are proud to work with second- and third-generation clients who appreciate our focus on risk control, competitive returns and advisor accessibility.

W62 N570 Washington Avenue • P.O. Box 148Cedarburg, WI 53012

Offi ce: (262) 377-0484Fax: (262) 375-9250

[email protected]

Investment advisory services offered through P.J. Schmidt Investment Management, Inc., an SEC-Registered investment advisor.



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Michael Aschberger

10018 Whitnall Edge Dr., Ste. E Franklin, WI 53132 Offi ce: (414) 235-4088 Toll-free: (800) 694-4620 [email protected] www.AschbergerFS.com

• Personalized fi nancial planning • Business retirement plans • Retirement income planning

Retirement Is Your Next Opportunity

Retirement isn't a destination, it's your next opportunity. In Michael's work with individuals and small businesses, the process is not just about accumulating assets, it's about optimizing the asset accumulation strategies that can help prepare clients for the opportunities and lifestyle they want in retirement. Call Michael today to begin preparing for the next chapter of your life.

Securities and Investment Advisory Services Offered Through ING Financial Partners. Member SIPC.

Financial Advisor, CRPC®, CRPS®

Two-

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Carl W. Baehr

4811 S 76th St., Ste. 315Greenfi eld, WI 53220Phone: (414) [email protected]

• Investment management: customized portfolio• Retirement planning: IRAs and 401(k)s• Estate planning: probate and T19 planning

Putting Clients First Since 1991

Carl has grown his business by putting his clients fi rst. His active listening skills help uncover his clients’ true objectives, risk tolerance and goals. Carl, being an independent fi nancial representative, can utilize the most appropriate investments for each client’s circumstances. Putting clients’ concerns ahead of his own has earned Carl a reputation for being trustworthy amongst his clients.

Securities offered through Harbour Investments, Inc. Member FINRA/SIPC. *The CSA designation alone does not imply expertise in financial matters.

Financial Representative, CEP®, CSA*

Kenneth M. Fleck

Fleck Estate Planning 7269 Hwy. 60Cedarburg, WI 53012

Phone: (262) 376-2222

fl [email protected]

• Quality, personalized estate planning• Caring and knowledgeable experience• Complimentary initial consultation

Helping You Protect Your Family

Email me for your free copy of my estate planning book “Your Life, Your Legacy — The Fundamentals of Eff ective Estate Planning.”Practice areas include estate and charitable planning, irrevocable trusts, special needs trusts, Medicaid and veterans planning.Fleck Law — estate planning you can have faith in.

Emeritus President – Wisconsin Counsel of Estate Planning Attorneys

James R. Franke

S52 W25258 Poppy Fields Rd. Waukesha, WI 53189 Phone: (262) 547-9494 [email protected] frankemartensgroup.com

• Personal and business fi nancial planning • Retirement income planning • Financial education

Partner for Your Financial Life

Life is about change, and your life course is unique. Our fi nancial planning approach is client centered with three essential roles: 1) partner: we appreciate your individual dreams, goals, fears and questions, and how they impact your fi nances today and tomorrow; 2) guide: every stage of life requires fi nancial preparation and adjustment. We use our expertise to present viable options to bridge your present to your future; and 3) educator: we teach and coach you on how money aff ects your quality of life. Securities and Advisory Services o� er through Harbour Investments Inc. Member FINRA/SIPC.

Chartered Financial Consultant (ChFC®)Chartered Life Underwriter (CLU®)




Man

agers

Jean A. Hauenstein

111 E Kilbourn Ave.Milwaukee, WI 53202

Offi ce: (414) 347-3000Toll-free: (800) [email protected]

• Retirement planning/income solutions• Developed fi nancial strategy• Customized investment plans

Navigate Today’s Economy — Long-Term Perspective

I provide wealth management services for fi nancially successful investors that incorporate a personalized strategy, unparalleled service and experienced management. I provide vision and experience along with understanding which suitable, quality investments fulfi ll your criteria. I can help you achieve fi nancial independence. My goal is to help preserve assets and to meet and exceed established investment goals.

Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0513-00243].

Financial Advisor

Two-

Year

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Jose Freyre

1200 N Mayfair Rd., Ste. 210 Milwaukee, WI 53226 Phone: (414) 935-4900 Direct: (414) 935-4901 [email protected] www.monarchwm.com

• Comprehensive fi nancial advice • Proactive investment management • Hourly consulting services

Guidance • Experience • Integrity

I'm proud to receive this award for the fi fth consecutive year and would like to say thanks to all my clients for their continued trust and support. I founded Monarch Wealth Management with the goal of helping clients to better manage every aspect of their fi nancial aff airs. Supported by LPL Financial, we deliver the strength, expertise and resources of a large fi nancial fi rm with the level of attention and service only found in smaller, more specialized fi rms.

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC.

CERTIFIED FINANCIAL PLANNER™

WINNER

Mark Heinen

111 E Kilbourn Ave., Ste. 2400Milwaukee, WI 53202

Phone: (414) 347-3559Cell: (414) [email protected]

• Exceptional service and personal attention• Retirement planning and income strategies• Wealth management services and preservation strategies

Trusted Advice. Exceptional Service.

For more than 25 years, Mark has helped small-business owners and select families manage their investments. Mark’s goal is to provide the best service and knowledgeable advice based upon each client’s unique needs.

Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-04652].

Investment and Insurance Products:NOT FDIC Insured NO Bank Guarantee MAY Lose Value

Financial Advisor

WINNER

Paul Jackson

10345 N Port Washington Rd. Mequon, WI 53092 Offi ce: (262) 241-2242 [email protected]/paul.b.jackson

• Investment planning and asset management • Customized retirement solutions• Comprehensive risk management strategies

Trusted Advice — Exceptional Service

Why work with me? As a fi nancial advisor with more than 20 years of experience, I am committed to a client-fi rst approach in helping develop and implement customized solutions for your wealth management needs. My practice is dedicated and focused on long-term client relationships with a high level of service. Through every stage of life and every challenge we face, I help guide my clients through the uncharted waters of their fi nancial future.Advisor selection is not reflective of individual client satisfaction or future performance. Please

see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-05587] .

Senior Vice PresidentBranch Manager



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Christopher F. Peck

Franklin Financial Consulting 4811 S 76th St., Ste. 315Greenfi eld, WI 53220

Phone: (414) 817-9344Fax: (414) 817-9342

[email protected]

• Pension/retirement plan rollover consulting• Objective, unbiased investment advice• Estate planning and wealth transfer

Declaring Financial Independence

Since 1992, Chris has enjoyed operating his business as an independent broker and fi nancial advisor. Being independent allows him to put his clients’ interests fi rst. This enables him to off er objective, unbiased advice regarding estate, tax and investment concerns. He then follows a time-tested process to design, implement and monitor each client’s customized portfolio.

Securities and Advisory Services Offered ThroughHarbour Investments, Inc. Member FINRA/SIPC.

Chartered Retirement Planning Counselor, CRPC®, CEP®, LUTCF

Richard Nagel

1045 W Glen Oaks Ln., Ste. 101Mequon, WI 53092Offi ce: (262) [email protected]

• Strategies based on client needs • Straightforward, cost-eff ective solutions • Guiding clients for more than 19 years

Listen • Educate • Consult

Financial planning decisions are tough enough without fi rms making matters seem more complex. We work closely with our clients, so they clearly understand their fi nancial options and potential pitfalls. At Nagel Wealth Management, we have been solving problems in an approachable, down-to-earth manner for 19 years. If you are looking for something uniquely diff erent, give us a call.

Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

Financial Consultant, President

WINNER

Laura J. Petrie

Petrie & Stocking S.C. Chase Tower at Water and Wisconsin111 E Wisconsin Ave., Ste. 1500 Milwaukee, WI 53202

Phone: (414) 276-2850

[email protected] www.petriestocking.com

• Working with families through generations • Personal service, professional results • Dependable, effi cient and accountable

Trust, Teamwork and Integrity

Laura J. Petrie is a third-generation attorney at Petrie & Stocking S.C. where she works with her father, James Petrie, and their team of talented attorneys and legal staff . Laura’s practice focuses on the areas of estate planning, probate and trust administration, and guardianships. Since the fi rm's founding in 1895, Petrie & Stocking has emphasized planning for the prompt and effi cient transfer of property during life and after death, while minimizing taxes.

Scott Pochowski

106 N Milwaukee St. Waterford, WI 53185 Phone: (262) 332-7303 spochowski@nextfi nancial.com

• Independent and practical advice • Assisting in Social Security strategies • Identify and manage retirement risks

Serving Clients for More Than 20 Years

At Patriot Financial LLC, we specialize in helping to make sure our clients don't outlive their money in retirement by providing incomes for life. We strive to understand our clients' objectives, return expectations and risk tolerance. Then and only then will a plan be implemented for our clients. Our philosophy is that retirement should be an enjoyed and without fi nancial stress. Scott and his staff feel that your net worth shouldn’t dictate the level of service you receive.

Securities and Investment Advisory services o� ered through NEXT Financial Group Inc. Member FINRA and SIPC. Patriot Financial LLC is not an a� liate of NEXT Financial Group Inc. Working with a Five Star Wealth Manager is not indicative of

the wealth manager’s future performance. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or any other entity.




Man

agers

Michael R. Shannon

N17 W24222 Riverwood Dr., Ste. 150Waukesha, WI 53188O� ce: (262) [email protected]

• Comprehensive wealth management• Personally tailored investment management• Retirement income planning

Integrity and More Than 20 Years of Experience

Mike, a CERTIFIED FINANCIAL PLANNER™ practitioner and � rst vice president with more than 20 years of experience in the � nancial services industry, understands the dynamic relationship that exists between your goals, investment diversi� cation and risk management. Mike has won the Five Star award from 2010 – 2013.Call Mike for a personalized review.

© 2013 Morgan Stanley Smith Barney LLC. Member SIPC.

CFP®, Financial Advisor, Wis. Life, Annuity and Long-Term Care Licensed

David J. Szatkowski

Northern Oak Wealth Management, Inc. 555 E Wells St., Ste. 1625 Milwaukee, WI 53202

Direct: (414) 223-1082

[email protected] www.northern-oak.com

• Comprehensive portfolio management • 42 years of experience • Committed to customized client services

Long-Term Perspective Is Invaluable

In his 42 years in the investment community, David has managed portfolios of individuals, trusts, endowments and foundations, pension and pro� t-sharing plans, etc. This broad base of experience, over several market cycles, has given him a solid foundation to assist clients in de� ning their investment objectives and goals. Client service is paramount.

Northern Oak Wealth Management, Inc.(NOWM) is an SEC-registered Investment Advisor. Copies of the SEC NOWM ADV Part 1 and Part 2 are available on request, posted on our website (see

address above) and also on the SEC IARD website. See this information for all of NOWM's business information, policies and portfolio strategies. Past results are no guarantee of future returns.

Senior Vice President, CFA®, CIC

David A. Thuli

N17 W24222 Riverwood Dr., Ste. 150 Waukesha, WI 53188 Phone: (262) 523-8316 [email protected]

• Retirement planning for your lifestyle • Portfolio risk matching your risk tolerance • Insurance tailored to reduce your risk

Advice for Your Life Goals

As a CERTIFIED FINANCIAL PLANNER™ professional, Dave has the knowledge to help guide individuals and businesses towards their � nancial goals. Building and managing diversi� ed portfolios that focus on managing risk with a goal of above average performance is essential to all investment advice. Integrating life, disability and long-term care insurance helps you and your loved ones achieve your life goals.


Vice President, Financial Advisor, CFP®

George M. Vranes

301 N Rochester St. Mukwonago, WI 53129 O� ce: (262) 363-6571 [email protected]

• Committed to pursuing your goals • Customized investment strategies • Retirement transition planning

Trusted Advisor for All Clients

Today the single biggest concern for ourselves and our families is our economic health. I believe in acting as a trusted advisor to help families acquire and preserve wealth. My practice is based on an individual and personalized approach focused on my clients' needs, goals and dreams.

Securities offered through LPL Financial, Member FINRA/SIPC. Insurance products offered through LPL Financial or it affiliates.

Not FDIC Insured No Bank Guarantee May Lose ValueNot a Deposit Not Insured by any Federal Government Agency

Series 7, 63, 65,Held Through LPL Financial



ealth M

anag

ers

Joseph C. Wilson

411 E Wisconsin Ave., Ste. 2200 Milwaukee, WI 53202 Phone: (414) 226-3052 Toll-free: (800) 558-7505 [email protected] www.morganstanleyfa.com/the411groupsb

• Comprehensive fi nancial planning • Customized investment management • Personalized service

Advice That Puts You First

You have been successfully accumulating assets your entire life, and now it's up to me to help you capitalize on that success. Whether you are looking for ways to fund a college education for a child or grandchild, create a plan for your retirement, deal with the fi nancial issues surrounding a divorce or caring for an aging parent, the relationship you have with me encompasses all of that and more, for my one and only goal is to help you achieve yours. Joseph has been a Five Star Wealth Manager for the following years: 2009, 2010, 2011, 2012 and 2013.


Financial AdvisorAssociate Vice President

WINNER

815 Genesee St.Delafield, WI 53018Office: (262) [email protected]

Thomas E. Aul

In practice for more than 44 years in metro Milwaukee, with the past 20 years in Delafield, Tom’s expertise in estate planning has grown exponentially over his career, allowing him to aid numerous individuals in protecting their assets from taxes, probate and family disputes, and providing peace of mind in wealth transfer.

Two-

Year

Winn

er

13500 W Capitol Dr., Ste. 202Brookfield, WI 53005Phone: (262) 781-8000Toll-free: (800) 692-0028www.augustinefinancial.com

John Augustine

Our mission:“To inspire our clients to live with passion and purpose, free from financial worry.”

Securities and advisory services o� ered through Commonwealth Financial Network, Member FINRA/SIPC, a registered Investment Adviser.

CLU®, ChFC®, AIF®

A to Z Financial Planning LLC 7071 S 13th St., Ste. 104Oak Creek, WI 53154Office: (414) 856-9800Toll-free: (866) [email protected]

Laurie Aleksandrowicz

As an independent financial advisor, Laurie provides personalized solutions for your investment and retirement goals using fee-only investments. Laurie and her staff provide confidential and customized management of your portfolio while answering your financial questions from A to Z.

“Don’t confuse a bull market with brains.”— Five Star award winner

Find a financial planner who will take the time to educate you, eliminate the mystery and put you on the correct path.

— Five Star award winner




Man

agers

W233 N2080 Ridgeview Pkwy. Waukesha, WI 53188 Phone: (262) 955-6927 Toll-free: (800) 236-2776 [email protected] www.ziegler.com/Gordon-Knutson

Gordon R. Knutson

Your investment choices should provide a solid foundation for your life. For 30-plus years, Gordon has worked with clients on making sound investment decisions, while helping them maintain control of their finances and create a legacy for their future generati ons.

B.C. Ziegler and Company. Member SIPC and FINRA.

First Vice President, Financial Advisor

Jones Law Offices10303 N Port Washington Rd.Mequon, WI 53092Phone: (262) [email protected]

Charles Jones

We take the time to understand each client’s personal concerns and objectives.Our clients make well-informed decisions in a professional, friendly atmosphere.We use our knowledge and expertise to provide practical and effective solutions.Your calls and questions are always welcome.

One Main St., Ste. 300 Racine, WI 53403 Direct: (262) 631-5018 Toll-free: (800) 224-7379 [email protected] HollieNelson.com

Hollie J. Nelson

Hollie has dedicated 20 years to helping clients with their financial needs. She focuses on forming strong partnerships based on communication and trust. Her investment advice provides solutions and strategies specifically tailored to the client’s goals.

Robert W. Baird & Co.

Vice President – Senior Investment Consultant

Wells Fargo Advisors, LLC 9130 W Loomis Rd., Ste. 1000Franklin, WI 53132Direct: (414) [email protected]/susan.simon

Susan Simon

Providing my clients with trusted advice and exceptional service for more than 18 years. I focus on retirement income strategies and written investment plans customized for your retirement goals and dreams.

Advisor selection is not re� ective of individual client satisfaction or future performance. Please see the introduction section for important

information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0513-00454].

Associate Vice President – Investment Officer

Wells Fargo Advisors, LLC9130 W Loomis Rd., Ste. 1000Franklin, WI 53132Direct: (414) [email protected]/darryl.witkowski

Darryl S. Witkowski

Darryl is a respected investment professional committed to helping clients achieve their financial goals and dreams. He focuses on on retirement and estate strategies.

Advisor selection is not re� ective of individual client satisfaction or future performance. Please see the introduction section for important

information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0513-00648].

Financial Advisor

Two-

Year

Winn

er

W233 N2080 Ridgeview Pkwy.Waukesha, WI 53188 Phone: (262) 955-6924 Toll-free: (800) 236-2776 [email protected]/tony-close

Tony K. Close

Through clear, consistent communication, Tony makes sure clients understand and make the most of the financial tools and investment opportunities available through Ziegler Wealth Management. Tony takes pride in his ability to teach clients about investing.

B.C. Ziegler and Company. Member SIPC and FINRA.

Vice President, MBA

“You will never get rich by just saving

money — you must invest in opportunities

to build wealth.”— Five Star award winner

2013 five star 2013 milwaukee five star wealth · pdf filethe 2013 five star wealth managers...

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