2013 five star 2013 chicago five star wealth managers · 2014-04-09 · — fs 1 secial aderti sin...

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Special advertiSing Section 2013 Five Star W

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In a consumer study about dynamics between wealth managers and their clients, Five Star Professional polled wealth managers and consumers about communications. Both groups said that connecting three to four times a year is the right communications strategy, but expectations are not aligned in all areas:

• 29 percent of consumers want to be contacted by their wealth manager whenever events require an update; only 7 percent of wealth managers say they contact clients based on the impact of events.

• 63 percent of consumers say they receive the right amount of communication from their wealth manager.

From research conducted by Five Star Professional, April 2011.

Wealth managers, broadly defined, are those individuals who help you manage your financial world and/or implement aspects of your financial strategies. Common examples of wealth managers

are financial advisors, financial planners, investment advisors, tax advisors and estate planning attorneys.

How do you find a wealth manager with experience, who has a good base of clients with high retention rates, and who has undergone a regulatory and complaint review? And when you find them, are they accepting new clients?

Chicago magazine and Five Star Professional partnered to find wealth managers who satisfy 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services to their clients. Among many distinguishing attributes, the average one-year client retention rate for this year’s award winners is more than 96 percent.

Five Star Wealth Managers

2013 Chicago

Don’t listen to other people. Investigate for yourself. Be wary of advisers who say they never had a down year.”

— Five Star Wealth Manager

In order to consider a broad population of high-quality wealth managers, award candidates are identified by one of three sources: firm nomination, peer nomination or pre-qualification based on industry standing. Self-nominations are not accepted. Chicago award candidates were identified using internal and external research data, including a survey to more than

22,900 registered financial services professionals and all identified financial service companies in the area that are registered with FINRA or the SEC.

CandidateSaward

The 2013 Five Star Wealth Managers are a select group, representing less than 3 percent of the wealth managers in the Chicago area.(1)

Although this list is a useful tool for anyone looking for help in managing their financial world or implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent wealth managers who, for one reason or another, are not on this year’s list.

aWarda Select

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Special advertiSing Section

2013 Five Star Wealth

Man

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Wishful thinking is not planning. If you plan for the worst, you will never be unpleasantly surprised.”

What matters most is how you recover from setbacks.”

Only invest in something that you understand.”

Insights from Five Star Wealth Managers

Clients don’t care how much you know until they know how much you care.”

• Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers.

• The Five Star award is not indicative of the wealth manager’s future performance. • Wealth managers may or may not use discretion in their practice and therefore may not manage

their clients’ assets. • The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed

as an endorsement of the wealth manager by Five Star Professional or Chicago magazine. • Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future

investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future.

• Five Star Professional is not an advisory firm, and the content of this article should not be considered financial advice. For more information on the Five Star award and the research/selection methodology, go to www.fivestarprofessional.com.

• (1) 3,998 award candidates in the Chicago area were considered for the Five Star Wealth Manager award. 772 (approximately 20 percent of the award candidates) were named 2013 Five Star Wealth Managers.

diSCloSureSresearch

2013

The Five Star award goes to less than 7 percent of wealth managers.

Award candidates who satisfied 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services were named 2013 Five Star Wealth Managers.(2)

Eligibility Criteria – Required(3)

1. Credentialed as an investment advisory representative (IAR), a FINRA-registered representative, a CPA or a licensed attorney.

2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years.

3. Favorable regulatory and complaint history review.(4) 4. Fulfilled their firm review based on internal firm standards. 5. Accepting new clients.

Evaluation Criteria – Considered(3)

6. One-year client retention rate (the average one-year client retention rate of this year’s award winners is more than 96 percent).

7. Five-year client retention rate. 8. Non-institutional discretionary and/or non-discretionary client assets administered (this

year’s award winners administer an average of $113 million in client assets).9. Number of client households served (on average, this year’s award winners serve 255

households).10. Education and professional designations.

oF aWard WinnerSdetermination

(2) Wealth managers were required to certify that any information they provided was accurate. (3) Criteria 4, 8 and 9 do not apply to attorneys or CPAs.(4) As defined by Five Star Professional, the wealth manager has not:

• Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine. • Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or

Five Star Professional’s consumer complaint process.• Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority. • Filed for personal bankruptcy.• Been convicted of a felony.

Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria:

• Each wealth manager who passes the Five Star Professional regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria listed above.

• Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager.• Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the

opportunity to submit complaints regarding a wealth manager. More than 32,000 households in the Chicago area were contacted.

The Five Star Wealth Manager selection criteria were updated for the 2012 award year. 2005 – 2011 Five Star Wealth Managers scored highest in overall satisfaction based on feedback from clients, peers and industry experts. No more than 7 percent of wealth managers receive the award each year. Contact Five Star Professional at [email protected] for additional information regarding the selection process for 2005 – 2011 award winners.

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Award winners listed by primary services and listed alphabetically by last name.

Business PlanningSherwin Brook ∙ BrookWeiner Page 53

Mark Giovanazzi ∙ Morgan Stanley

B.J. Karman ∙ Business Strategies Group of Illinois/AXA Advisors

Steven Sawyer ∙ Ameriprise Financial Services, Inc. Page 56

Mark Strefner ∙ Infinity Wealth Management

Alexis Tsamados ∙ AXA Advisors

Estate PlanningDavid Buckley ∙ Kelleher & Buckley Page 53

Timothy Carroll ∙ Harrison & Held

Deborah Cole ∙ Hoogendoorn and Talbot Page 48

John Curielli ∙ Law Offices of John Peter Curielli

Robert Glorch ∙ Law Offices of Robert H. Glorch

Ralph C. Hardy ∙ Ariano Hardy Ritt Nyuli Richmond Lytle & Goettel

Bruce Kiselstein ∙ Law Offices of Bruce Kiselstein

Ed Koczorowski ∙ Ameriprise Financial Services, Inc.

Thomas Korman ∙ Gould & Ratner

Katherine Levy ∙ Schiff Hardin

Robert Napier ∙ Harrison & Held

Teresa Nuccio ∙ Law Office of Teresa Nuccio Page 50

Thomas Opferman ∙ Dentons

Russ Robinson ∙ Robinson Payne

Daniel Schmelzer ∙ Ameriprise Financial Services, Inc.

Maureen Calabrese Strauts ∙ Matin Craig Chester & Sonnenschein

Michael Sullivan ∙ Merrill Lynch

Stephen Sutera ∙ Stephen Sutera

Gregory Turza ∙ Gregory P. Turza Attorney & Counselor at Law

Carl R. Yudell ∙ Yudell & Lonoff

Financial PlanningAlan Abramson ∙ Mesirow Financial

John Adam ∙ Forum Financial Management

Tracy Adamczyk ∙ Ameriprise Financial Services, Inc.

Steven Adams ∙ Adams and Ross Wealth Management Group/Ameriprise Financial Services, Inc. 5

Susan Ahlfeld ∙ Ameriprise Financial Services, Inc.

Michael Alaimo ∙ Morgan Stanley Page 28

Matthew Allgood ∙ Ameriprise Financial Services, Inc.

Andrew Allison ∙ The Office of Andrew M. Allison/Ameriprise Financial Services, Inc.

Brian Anderson ∙ Thrivent Financial

Dennis Anderson ∙ Benjamin F. Edwards & Company

Robin Anderson ∙ OnPath Financial

Bradley Angeletti ∙ Robert W. Baird & Company

Daniel Antioho ∙ LPL Financial

David Atkinson ∙ Morgan Stanley

Peter Babilla ∙ Morgan Stanley

Vijay Bajaj ∙ Ameriprise Financial Services, Inc.

Debra Baker ∙ Morgan Stanley

Mark Balasa ∙ Balasa Dinverno Foltz Page 14 & 15

Todd Balber ∙ B&R Financial

Bradley Barrie ∙ Ameriprise Financial Services, Inc.

Wendy Baum ∙ Infinity Strategic Partners Page 52

Kelly Bays ∙ Ameriprise Financial Services, Inc.

Eric Beaderstadt ∙ Thrivent Financial for Lutherans Page 42

Brian Beasley ∙ Athena Investment Group

Gregory Berg ∙ Ameriprise Financial Services, Inc.

Hal Berger ∙ Ameriprise Financial Services, Inc. Page 52

Scott Berk ∙ Morgan Stanley

Ronald Bernstein ∙ GCG Financial

Anthony Bianchi, Sr. ∙ Thrivent Financial Page 42

Zachary Birkey ∙ Morgan Stanley

David Blaydes ∙ Retirement Planners International Page 34

Andrew Bloom ∙ Wunderlich Securities

Craig Bolanos ∙ Wealth Management Group

David Bolanos ∙ LPL Financial

Janet Bolton ∙ Morgan Stanley

Joseph Book ∙ Itasca Bank & Trust Company

Daniel Bouska ∙ TS Financial Group Page 47

Teresa Bousky ∙ Financial Strategy Network

Gary Bowyer ∙ Deerfield Financial Advisors

Jenny Boyke ∙ Kovitz Investment Group Page 23

Allen Bronton ∙ Clear Financial Strategies

Jason Brooks ∙ Signature Advisors Group

Douglas Brown ∙ The Advisors Group of Chicago

Mark Brown ∙ M. Brown & Associates

Scott Brown ∙ Retirement Advisors Page 53

Roger Brueckbauer ∙ First Command Financial Services

Daniel Bryant ∙ Sheridan Road Financial

Julie Bucaro ∙ Balasa Dinverno Foltz Page 14 & 15

Nancy Sue Buerger ∙ Ameriprise Financial Services, Inc. Page 35

Bruce Butler ∙ Morgan Stanley Page 17

Robert Byrns ∙ Strategic Investment Solutions Page 48

Christopher Cagadas ∙ Ameriprise Financial Services, Inc.

Susan Calomino ∙ Lincoln Financial Group

Kathy Caluwaert ∙ LPL Financial Page 27

Paul Campbell ∙ AXA Advisors

Anthony Canonaco ∙ APC Financial Group

David Carl ∙ World Equity Group Page 37

Joel Carlsen ∙ Morgan Stanley

Anthony Cecchini ∙ JMG Financial Group Page 10 & 11

Tom Cerny ∙ Cerny & Sorkin

John Chapman ∙ BSC Private Wealth Management

Gabriel Chavez ∙ Ameriprise Financial Services, Inc.

Patricia Chevalier ∙ MetLife Page 53

Justin Chibucos ∙ AXA Advisors

Michael Chong ∙ Voyage Financial Group

Michael Ciesemier ∙ Morgan Stanley

Cyrus Clausen ∙ Ameriprise Financial Services, Inc.

Eileen Clune ∙ Clune & Associates

Chad Coe ∙ COE Financial

Andrea Cohen ∙ Kovitz Investment Group Page 23

Joshua Cohen ∙ Cohen Gorenstein/Raymond James

Thomas Collar ∙ Balasa Dinverno Foltz Page 14 & 15

John Conway ∙ Kovitz Investment Group Page 23

Michael Cook ∙ Ameriprise Financial Services, Inc.

David Copeland ∙ Strategic Wealth Partners

John Corey ∙ Ameriprise Financial Services, Inc.

Nick Cosky ∙ Balasa Dinverno Foltz Page 14 & 15

David Covas ∙ Oberweis Securities

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Kevin Coyle ∙ Coyle Financial Counsel

Patrick Crowley ∙ Wealth Management Group

Edward Cruickshank ∙ Huber Financial

Tilden Cummings ∙ Merrill Lynch

Patrick Curtin ∙ Morgan Stanley 8

Patricia Cutilletta ∙ Morgan Stanley

Deborah Czerwonka ∙ Ameriprise Financial Services, Inc.

Scott Dahl ∙ Merrill Lynch

Bill Daily ∙ Daily & Francis Page 38

John Davis ∙ Chicago Investment Advisory Council

Henry Deangelis ∙ Ameriprise Financial Services, Inc.

Richard Debruin ∙ New England Financial

Jeffery DeCant ∙ Thrivent Financial Page 42

Joseph Della-Monica ∙ Ameriprise Financial Services, Inc.

Karen DeRose ∙ DeRose Financial Planning Group/Lincoln Financial Advisors Page 18

Mitchell Despinich ∙ Financial Consultants Group

William Dever, Jr. ∙ JMG Financial Group Page 10 & 11

Leonard Digate ∙ Leonard Digate Income Planning

Armond Dinverno ∙ Balasa Dinverno Foltz Page 14 &15

Richard Dismore ∙ Dismore Financial

Lisa Ditkowsky ∙ Pllush Capital Management

Todd Diven ∙ Summit Wealth Advisors

Kevin Doney ∙ Mesirow Financial

John Drafall ∙ Thrivent Financial for Lutherans

Steven Dudash ∙ Merrill Lynch

Donald Duncan ∙ D3 Financial Counselors

Nathaniel Dutko ∙ Ameriprise Financial Services, Inc.

William Easom ∙ Morgan Stanley

Mary Anne Ehlert ∙ Ehlert Financial Group

David Eidell ∙ Merrill Lynch

Willard Einspar ∙ Einspar Family Financial/MetLife Page 49

Chris Eller ∙ Investment Centers of America Page 49

Michael Emanuele ∙ Merrill Lynch

Andrew Embery ∙ Morgan Stanley Page 53

Oliver Ernst ∙ Ameriprise Financial Services, Inc.

Constance Etter ∙ Wunderlich Securities

Douglas Evans ∙ JMG Financial Group Page 10 & 11

Ryan Evans ∙ Blueprint Wealth Advisors

Craig Eyler ∙ Morgan Stanley

Amanda L. Falkum ∙ Kovitz Investment Group Page 23

Aaron Feinblatt ∙ Ameriprise Financial Services, Inc.

Jeffrey Feinendegen ∙ TS Financial Group Page 47

Benn Feltheimer ∙ Feltheimer Cohn & Associates

John Ferrante ∙ Chicago Oakbrook Financial

Barbara J. Finder ∙ Morgan Stanley Page 53

Annette Findling ∙ Stonebridge Wealth Advisors

Barry Finkelstein ∙ New York Life Insurance

Chris Fisher ∙ Fisher Financial Partners

Douglas Fitzgerald ∙ Morgan Stanley

Adam Fleishman ∙ Morgan Stanley

Joel Fliegel ∙ CLA Financial Advisors

Chad Fox ∙ Merrill Lynch

Daniel Fries ∙ Merrill Lynch

Michael Fry ∙ Steward Financial Services

Terrance Gaertner ∙ Chicago Financial Advisors

Krzysztof Garlewicz ∙ Chicago Oakbrook Financial

Paul Garrett ∙ Garrett Consulting Page 20

Paul Gassel ∙ Wrightwood Wealth Management Page 49

Robert Gattuso ∙ Morgan Stanley

Martin Gaughan ∙ Gaughan Capital Management

Robert Gerstemeier ∙ Gerstemeier Financial Group

Ken Gilbertsen ∙ Gilbertsen Financial

Edward Gjertsen II ∙ Mack Investment Securities

Christopher Gongola ∙ Wunderlich Securities

Robert Granner ∙ Thrivent Financial for Lutherans

Brandon Greco ∙ Thrivent Financial

Charles Gustin ∙ Wealth Planners

Jae Ha ∙ Chicago Oakbrook Financial

Susan Hall ∙ Raymond James

Annette Hammortree ∙ Hammortree Financial Services

Susan Harper ∙ Merrill Lynch

Jeffrey Hejza ∙ Lincoln Park Financial Group

George Hemsley ∙ Hemsley Advisors

David Herbst ∙ Herbst Financial Advisors

Jay Hesdorffer ∙ Morgan Stanley Page 40

Marietta Hesdorffer ∙ Morgan Stanley Page 40

Brian Hickey ∙ Morgan Stanley

Dan Hoffmann ∙ Morgan Stanley

Richard Hohol ∙ Chartered Consultants

Richard Holdway ∙ Ameriprise Financial Services, Inc.

Evan Hoobchaak ∙ Ameriprise Financial Services, Inc.

Thomas L. Howard ∙ David A. Noyes & Company

Donald Huff ∙ Ameriprise Financial Services, Inc.

Nathan Huveldt ∙ Morgan Stanley Page 49

Jonathan Hylton ∙ Clear Perspective Advisors

Robert Jackway ∙ Vital Wealth Managment

Michael Jankowski ∙ Wealth Planning Network Page 12 & 13

William Jené ∙ Morgan Stanley Page 41

Craig Jensen ∙ Jensen & Associates/Ameriprise Financial Services, Inc.

Robert Jensen ∙ Morgan Stanley

Ryan Johnsen ∙ Ameriprise Financial Services, Inc.

Anthony Jung ∙ Ameriprise Financial Services, Inc.

Sylvia Juric ∙ Ameriprise Financial Services, Inc.

Kerry Kabza ∙ Ameriprise Financial Services, Inc.

Joshua Kadish ∙ RPG Life Transition Specialists Page 33

Joe Kartheiser ∙ Morgan Stanley

William Kearns ∙ Ameriprise Financial Services, Inc.

Bill Keffer ∙ Keffer Financial Planning

James Keller ∙ Keller Wealth Management

Edward Kelly ∙ Coyle Financial Counsel

Paige Kerr ∙ Ameriprise Financial Services, Inc.

Yeoung Kim-Kent ∙ Ameriprise Financial Services, Inc.

Jim King ∙ Balasa Dinverno Foltz Page 14 & 15

James Kirchner ∙ Merrill Lynch

Gwendolyn Kirkland ∙ Kirkland Turnbo & Associates Page 54

Garland Kizer ∙ Kizer & Associates

Gary Klaben ∙ Coyle Financial Counsel

Linda Klug ∙ Morgan Stanley

Mary Kay Kluge ∙ Morgan Stanley Page 22

Brenda Knox ∙ Financial Elements

Patricia Koney ∙ Ameriprise Financial Services, Inc. Page 42

Ronald Krause ∙ RK Financial Group/LPL Financial

Mike Kwiatkowski ∙ Retirement Solutions

Monica Lacey ∙ Raymond James Page 54

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Franco Lamarca ∙ Merrill Lynch

Steve Larocco ∙ Ameriprise Financial Services, Inc.

Zachary Larson ∙ Thrivent Financial Page 36

David Latko ∙ Latko Wealth Management

Daniel Lauer ∙ Lauer Financial

Robert Lauer ∙ Merrill Lynch

Lawrence Lazar ∙ Lazar Financial Page 25

Peter Ledebuhr ∙ Ledebuhr Wealth Management 0

Michael Leonetti ∙ Leonetti & Associates Page 26

Sherwin Lesk ∙ Leonetti & Associates

Paul Levitt ∙ Morgan Stanley

Elaine Lewis ∙ Morgan Stanley Page 47

Craig G. Lindemann ∙ Morgan Stanley

Heather Locus ∙ Balasa Dinverno Foltz Page 14 & 15

James Longo ∙ Paramount Wealth Advisors/Lincoln Financial Advisors Page 54

Russell Luce ∙ Planning Legacies Financial Group

Monte Luzadder ∙ Luzadder & Associates/Ameriprise Financial Services, Inc.

Stephen Mack ∙ Mack Investment Securities

Donald Mackay ∙ MacKay & Associates/Ameriprise Financial Services, Inc.

Patricia Mackiw ∙ Morgan Stanley

Kevin Madden ∙ Ameriprise Financial Services, Inc.

Scott Magnesen ∙ Morgan Stanley

Daniel Maguire ∙ Morgan Stanley

Donald Mahlke ∙ GCG Financial

Diane Maloney ∙ Beacon Financial Planning Services Page 43

Thomas Manzardo ∙ Ameriprise Financial Services, Inc.

Mark Mappa ∙ Mappa Wealth Management

Claudia Marban ∙ Ameriprise Financial Services, Inc.

Peter Maris ∙ Resource Financial Group

Amie Marks ∙ Raymond James

Jeffrey Martin ∙ Ameriprise Financial Services, Inc. Page 44

Trevor Mathias ∙ Morgan Stanley

Curtis Matlin ∙ New England Financial

Pamela Matthews ∙ Ameriprise Financial Services, Inc. Page 30

Nicole Mayer ∙ RPG Life Transition Specialists Page 33

John McCallion ∙ Morgan Stanley

Jim McGovern ∙ J. McGovern & Associates Page 55

Bruce McKee ∙ Raymond James

Brian McNamara ∙ Ameriprise Financial Services, Inc.

Robert Mecca ∙ Robert A. Mecca & Associates

Kevin Meehan ∙ Summit Wealth Advisors

Robert Meeks ∙ JMG Financial Group Page 10 & 11

Christopher Menconi ∙ Morgan Stanley Page 43

Michael Merdinger ∙ Financial Strategy Network

Steven Merdinger ∙ Financial Strategy Network

John Messerschmidt ∙ Thrivent Financial for Lutherans

Jeffrey Meyer ∙ Ameriprise Financial Services, Inc.

John Michalak ∙ Chicago Investment Advisory Council

Chris Mikolajczewski ∙ Morgan Stanley

Matt Mikula ∙ Balasa Dinverno Foltz Page 14 & 15

Susan Reichert Milanak ∙ GEM Financial Advisors Page 21

David Morgan ∙ JMG Financial Group Page 10 & 11

Katherine Morris ∙ Veritrust Financial

Thomas Moser ∙ Ameriprise Financial Services, Inc.

Todd Moser ∙ Ameriprise Financial Services, Inc.

Gerald Muldoon ∙ Ameriprise Financial Services, Inc.

John Muldoon ∙ Ameriprise Financial Services, Inc.

Kenneth Munao ∙ Morgan Stanley

Gregory Musick ∙ Ameriprise Financial Services, Inc.

Michael Nadler ∙ Nadler Financial Group Page 50

Daniel Nagel ∙ TS Financial Group Page 47

David Navarro ∙ Chicago Oakbrook Financial

John Navin ∙ John Navin & Associates

Judson Nierman ∙ Merrill Lynch

Thomas Nolan ∙ Ameriprise Financial Services, Inc.

Charles Noparstak ∙ Equitrust Financial Group

Jonathan Novy ∙ Element Financial Partners

Jason Nowitzki ∙ Ameriprise Financial Services, Inc. Page 44

John O’Callaghan ∙ Lincoln Park Financial Group

Kevin O’Hara ∙ Kabza O’Hara & Associates/Ameriprise Financial Services, Inc.

Stephen O’Hara ∙ CLA Financial Advisors

Erik Oiler ∙ Merrill Lynch

Gerard O’Malley ∙ Ameriprise Financial Services, Inc.

Cataldo Panici ∙ Wintrust Wealth Management

Harish Patel ∙ MetLife

Jay Patel ∙ Raymond James

Gary Pattengale ∙ Balasa Dinverno Foltz Page 14 & 15

Patricia A. Paulik ∙ HBT Investment Services

Mark Pautsch ∙ Thrivent Financial for Lutherans

Justin Peacock ∙ Balasa Dinverno Foltz Page 14 & 15

Morgan Pearsall ∙ MGP Wealth Management

Charles Kingsley Perkins ∙ Kingsley Perkins & Company Page 51

Steven Perlman ∙ Stephen Sutera

Tim Perryman ∙ Thrivent Financial

Louis Piccione ∙ Morgan Stanley

Krzysztof Piekarski ∙ Ameriprise Financial Services, Inc.

Bruce R. Pipin, Jr. ∙ Morgan Stanley Page 55

Christopher Plahm ∙ Stonebridge Wealth Management

James Platania ∙ Platania Financial

Michael Porrey ∙ MAP Wealth Managers

Terence Powell ∙ Alliant Credit Union

Todd Powell ∙ Morgan Stanley

Armand Prestidge ∙ Ameriprise Financial Services, Inc.

Tom Prybylo ∙ Integrity Financial Management

Michael Pulliam ∙ Pulliam Financial Services Page 55

David Rappaport ∙ Rappaport Reiches Capital Management

Alan Reese ∙ Primerica Financial Services

Thaddeus Regan ∙ Orland Area Associates/Thrivent Financial Page 31

Tana Reich ∙ Merrill Lynch

Shari Reiches ∙ Rappaport Reiches Capital Management

George Reichl ∙ Morgan Stanley

Matthew Reznik ∙ Balasa Dinverno Foltz Page 14 & 15

Craig Richart ∙ Financial Strategy Network

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Nancy Roach ∙ Ameriprise Financial Services, Inc.

Diane Roberts ∙ Ameriprise Financial Services, Inc.

Kathy Roeser ∙ Morgan Stanley

Jefferson Rogers ∙ Morgan Stanley

Todd Rollins ∙ World Equity Group Page 44

Nicole Romito ∙ Financial Strategy Network

Thomas Royce ∙ Voyage Financial Group

Robert Rudnicki ∙ Ameriprise Financial Services, Inc.

Timothy Rueter ∙ Foundation Wealth Strategies Page 45

Michael D. Ruggiero ∙ Ameriprise Financial Services, Inc.

Virgil Rutili ∙ Merrill Lynch

Timothy Sattley ∙ Morgan Stanley

Lawrence Scattaglia ∙ Ameriprise Financial Services, Inc.

Bradley Schaffnit ∙ HighPoint Planning Partners

Denise L. Schirmann ∙ Morgan Stanley

Corey Schmidt ∙ Thrivent Financial Page 36

Gregory Schultze ∙ Ameriprise Financial Services, Inc.

Michael Scroggins ∙ Scroggins Financial Services

John Selzer ∙ Capital Point Financial

Anthony Severino ∙ Morgan Stanley

Neal Shackel ∙ Thrivent Financial for Lutherans

Darrin Shallcross ∙ Shallcross Financial Planning

Rick Sharp ∙ LPL Financial

Sherwin Shenfeld ∙ Shenfeld & Company

Claude Sherman ∙ Ameriprise Financial Services, Inc. Page 45

Brett Sherpan ∙ Chicago Oakbrook Financial

Joseph Silich ∙ Morgan Stanley

Jason Slezak ∙ Landolt Securities Page 46

John Smith ∙ Balasa Dinverno Foltz Page 14 & 15

Michael Sprenger ∙ Ameriprise Financial Services, Inc.

Steve Stalcup ∙ Ameriprise Financial Services, Inc.

Philip Statz ∙ Insight Financial Group

Christopher Stein ∙ LPL Financial

Ronald Stenger ∙ Morgan Stanley

Jeffrey Stensland ∙ The Bensman Group

Glen Stepanovic ∙ H Beck

Sandra Stevens ∙ Rabjohns Financial Group

James Stone ∙ Lincoln Financial Advisors

Gregory Stoumbelis ∙ The Heartland Group/THG Financial Strategies Page 51

John D. Straley ∙ Infinity Wealth Management

David Strulowitz ∙ Cornerstone Advisers

Marita Sullivan ∙ JMG Financial Group Page 10 & 11

Michael Sullivan ∙ Wealth Management Group Page 56

Joy Sweet ∙ Ameriprise Financial Services, Inc. Page 56

Meredith Tabbone ∙ Ameriprise Financial Services, Inc.

John Tarter ∙ Ameriprise Financial Services, Inc.

Charles Thalheimer ∙ Ameriprise Financial Services, Inc.

Gisella Tomasio ∙ Ameriprise Financial Services, Inc.

Christopher Tomes ∙ Ameriprise Financial Services, Inc.

Jeffrey Toner ∙ Financial Strategy Network

Christopher Toscano ∙ LPL Financial

John Towers ∙ Lincoln Financial Advisors

Chester Turcza ∙ Ameriprise Financial Services, Inc.

Terri Ucci ∙ Merrill Lynch

Ruth Fiorentino Uress ∙ Kovitz Investment Group Page 23

J. Todd Van Der Voorn ∙ LPL Financial

Brian VanderLugt ∙ Benjamin F. Edwards & Company

Cynthia M. Vavrik ∙ Morgan Stanley

Melissa Walsh ∙ JMG Financial Group Page 10 & 11

Stefanie Walthier ∙ Merrill Lynch

David Walz ∙ Arcadia Financial Strategies

Michael Wang ∙ Financial Strategy Network

Diane Warnaar ∙ Ameriprise Financial Services, Inc.

Trent Warren ∙ Ford Wealth Management

Philip Watson ∙ Ameriprise Financial Services, Inc.

James Weaver ∙ Morgan Stanley

Michael Webb ∙ H.D. Vest Financial Services

Brian Wegrzyn ∙ Synergistic Financial Center

James Weil ∙ Financial Strategy Network

Craig Wenger ∙ Wenger Financial Group

Jay Weyers ∙ Weyers Financial Partners

Geoffrey Wharton ∙ Ameriprise Financial Services, Inc.

Brett White ∙ Ameriprise Financial Services, Inc. Page 56

Gregory Wikelius ∙ North Star Consultants

Eva Wilde ∙ Ameriprise Financial Services, Inc.

Nicholas Wilkins ∙ Blueprint Wealth Advisors

David Wilson ∙ Trinity Wealth Management

John Wimbiscus ∙ Trinity Financial Advisors Page 56

Douglas Winzelberg ∙ Ameriprise Financial Services, Inc.

Kyle Witt ∙ OnPath Financial

Joseph Wojcik ∙ Ameriprise Financial Services, Inc.

Michael Wollbrink ∙ Merrill Lynch

Mark Yackey ∙ Ameriprise Financial Services, Inc. Page 56

Egan Yamamura ∙ Ameriprise Financial Services, Inc.

Wonja Yook ∙ Ameriprise Financial Services, Inc. Page 52

David Young ∙ Merrill Lynch

Stuart Zimmerman ∙ Morgan Stanley

Jonathan Zulauf ∙ LPL Financial

InsuranceJonathan Frydman ∙ Great Lakes Financial

Partners

Daniel Liebers ∙ AXA Advisors Page 50

Richard Madal ∙ Thrivent Financial Page 55

InvestmentsJohn Abrams ∙ Wells Fargo Advisors, LLC

Rosemary Aitken ∙ Aitken Associates

Donald Alexander ∙ Don Alexander Investments

Vincent Allegra ∙ Mesirow Financial

Mark Anderson ∙ Wells Fargo Advisors, LLC

Dwight Atchley ∙ Edward Jones

Nick Backe ∙ Wells Fargo Advisors, LLC

Jim Baka ∙ Calamos Wealth Management

Philip Bandle ∙ Wayne Hummer Investments

Jay Bann ∙ Morgan Stanley

Jessie Barrett ∙ Wells Fargo Advisors, LLC

Richard Barrett ∙ Wells Fargo Advisors, LLC

Peter Bauer ∙ Wells Fargo Advisors, LLC

Stewart Beach ∙ Clear Perspective Advisors

Gene Becker ∙ Wells Fargo Advisors, LLC

John Berg ∙ Morgan Stanley

David Beutler ∙ Wells Fargo Advisors, LLC Page 52

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John Biestek ∙ Professional Retirement Specialists Page 16

F. Bill Billimoria ∙ WealthCare Advisors Page 52

John Birkhauser ∙ Merrill Lynch

Grant Birkley ∙ Wells Fargo Advisors, LLC

Charles E. Boe ∙ Boe Hanlin & Emery Group/Wells Fargo Advisors Financial Network, LLC

Steel Bokhof, Jr. ∙ Optimum Investment Advisors

Barry Bolton ∙ Morgan Stanley

Bart Bonga ∙ Rothschild Investment Corporation

James Borovsky ∙ Gofen & Glossberg

Nick Boudreau ∙ Edward Jones

Gregg Bowen ∙ Ameriprise Financial Services, Inc.

Dionne Braggs ∙ Ameriprise Financial Services, Inc.

Alison Brandt ∙ Ameriprise Financial Services, Inc. Page 52

Carol Brandt ∙ Merrill Lynch

Robert Briggs ∙ Merrill Lynch

Michael Bruce ∙ Morgan Stanley

Christopher Buol ∙ RBC Wealth Management

Darline Burczak ∙ David A. Noyes & Company

Matt Burns ∙ Merrill Lynch

Laurie Burny ∙ Wells Fargo Advisors, LLC Page 36

Andy Bury ∙ Wells Fargo Advisors, LLC

Timothy Byers ∙ LPL Financial

Kevin Byrne ∙ Byrne Capital Managment/Raymond James & Associates

John Cahill ∙ Edward Jones

Donna M. Cainkar ∙ Burr Ridge Financial Planning Services Page 53

Jim Calaway ∙ Roberts Glore & Company

Kenneth Caniglia ∙ Merrill Lynch

Jeffrey Cardella ∙ Edward Jones

Richard Ceffalio ∙ Wells Fargo Advisors, LLC

Barbara Charal ∙ Barbara E. Charal & Associates

Dan Chervenak ∙ Edward Jones

Kyle Chudom ∙ Morgan Stanley

Jason Clarke ∙ Edward Jones

Vincent Clemente ∙ Merrill Lynch

Philip Clough ∙ Merrill Lynch

Michael Cohen ∙ Morgan Stanley Page 43

Bill Colwyn ∙ Merrill Lynch

Ryan Connelly ∙ Morgan Stanley

Roy Cook ∙ Wolf Financial Management

Jay Cozza ∙ Morgan Stanley

Jeffrey Cribbs ∙ Chicago Wealth Management

Mark Cronshaw ∙ Edward Jones

Deborah Cross ∙ Romano Wealth Management

Joseph Crumley ∙ Uhlmann Price

Ursula Daley ∙ enRich Private Wealth Management/LPL Financial

Steven D’Alise ∙ Merrill Lynch

Craig Daun ∙ Wells Fargo Advisors, LLC Page 38

James Davis ∙ Davis Financial Strategies Page 53

Terry W. Davis ∙ Ameriprise Financial Services, Inc.

Keith Davison ∙ Ameriprise Financial Services, Inc.

Jonathan Dawson ∙ Wayne Hummer Investments

Ben Dembla ∙ Merrill Lynch

David Dermenjian ∙ Mesirow Financial

Vicky Deshazier ∙ Morgan Stanley Page 53

Felicia Di Silvestro ∙ Morgan Stanley Page 39

Erin Dickes ∙ Geneva Investment Management of Chicago

Stephan Diol ∙ Wells Fargo Advisors, LLC

Robert Dombrowski ∙ Merrill Lynch

Daniel Donahue ∙ Wells Fargo Advisors, LLC Page 39

Paul Donato ∙ Ameriprise Financial Services, Inc. Page 48

Kenneth Dow ∙ Morgan Stanley

Richard Drews ∙ Thrivent Financial

Peter DuBois ∙ Morgan Stanley

Alan Dubrow ∙ Wells Fargo Advisors, LLC

Jay Edelston ∙ Morgan Stanley

Edward Edens ∙ Kovitz Investment Group Page 23

David Engle ∙ Mesirow Financial

Steven Esposito ∙ Morgan Stanley

Jason Fair ∙ Merrill Lynch

Kevin Fanning ∙ Fanning Investment Partners

Perry Favia ∙ Morgan Stanley

Jay Ferguson ∙ Edward Jones

Matthew Filosa ∙ Morgan Stanley

Kevin Fine ∙ Merrill Lynch

Mark Fine ∙ Merrill Lynch

Ann B. Fleming ∙ Wells Fargo Advisors, LLC

Robert Footlik ∙ Wells Fargo Advisors, LLC

Erik Ford ∙ Ford Wealth Management

Paul Fousek ∙ Horizon Wealth Management Page 19

Frederick Fox ∙ Merrill Lynch

Daniel Foxen ∙ Foxen Financial

Bruce Friedman ∙ GCG Financial

Eric Fudala ∙ Merrill Lynch

Spiro Garbis ∙ Ameriprise Financial Services, Inc.

Christopher Garrity ∙ Merrill Lynch

Sean Gay ∙ Blue Oak Financial Services

Don Gaylord ∙ Edward Jones

Douglas Geisser ∙ Romano Brothers & Company

Carla Voss Genelly ∙ David A. Noyes & Company

Joel Gershon ∙ Merrill Lynch

Robert Gerwing ∙ Morgan Stanley

Skip Gianopulos ∙ Kovitz Investment Group Page 23

Louis Gilman ∙ Evolution Private Wealth Management

Jim Glenn ∙ Edward Jones

Joseph Glossberg ∙ Gofen & Glossberg

Christopher Goebel ∙ Ameriprise Financial Services, Inc.

Charles Gofen ∙ Gofen & Glossberg

William Gofen ∙ Gofen & Glossberg

Steven Golber ∙ Wells Fargo Advisors, LLC Page 54

Darren Golde ∙ Morgan Stanley

Scott Gongorek ∙ Wells Fargo Advisors, LLC

Paul Goodworth ∙ Goodworth

Richard Gordon ∙ Wells Fargo Advisors, LLC

F. Gene Goselin ∙ Wells Fargo Advisors, LLC

Thomas Gramins ∙ Thomas R. Gramins CPA Page 54

Howell Granger III ∙ AXA Advisors

Robert C. Greulich ∙ The Pinnacle Planning Group

Lawrence Grzybek ∙ Edward Jones

Bradley Gummow ∙ Wells Fargo Advisors, LLC Page 40

Om Gupta ∙ Wells Fargo Advisors, LLC

Joseph Guttilla ∙ Oppenheimer & Company

Jeff Haller ∙ Raymond James

Kevin Hanley ∙ Bank of America/Merrill Lynch

John Hanlin ∙ Boe Hanlin & Emery Group/Wells Fargo Advisors Financial Network, LLC

Brian Hansen ∙ Edward Jones

Brian Hasbargen ∙ Wells Fargo Advisors, LLC

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Eric Hayes ∙ Morgan Stanley

David Heide ∙ Wells Fargo Advisors, LLC

David Helverson ∙ Wells Fargo Advisors, LLC

Gary Heymann ∙ Edward Jones

E. Barrett Hickerson ∙ Hickerson & Gerhard Financial

Deborah Hines ∙ Wells Fargo Advisors, LLC Page 54

Joel Hochman ∙ Hochman Cole Investment Advisors

Ralph S. Hoffman ∙ Merrill Lynch

Mark Hofstetter ∙ Wells Fargo Advisors, LLC

Gary Hokin ∙ Hokin Investment Advisors

Richard Holmberg ∙ Liberty Asset Management

Robert Holt ∙ Neuberger Berman

Daniel Hord ∙ Rothschild Investment Corporation

Cliff Hunn ∙ Ameriprise Financial Services, Inc.

Robert Iorii ∙ Wells Fargo Advisors, LLC

Robert Iorii, Sr. ∙ Wells Fargo Advisors, LLC

Bryan Ittersagen ∙ Ittersagen Financial Services

Shankar Iyer ∙ Merrill Lynch

Andrew Jacobs ∙ Bernstein Global Wealth Management

David Johnson ∙ Wintrust Wealth Management

Robert A. Johnson III ∙ AXA Advisors

Kevin Jordan ∙ Edward Jones

Diana Joseph ∙ Barrington Strategic Wealth Management Group Page 54

Christopher Karam ∙ Sheridan Road Financial

Julia Karasik ∙ Morgan Stanley

Richard Karger ∙ Rothschild Investment Corporation

Philip Karmin ∙ Karmin Capital Management Page 41

Mark Karner ∙ Edward Jones

Mike Karras ∙ Merrill Lynch

Victor Katis ∙ Ameriprise Financial Services, Inc. Page 54

Michael Kelly ∙ Wells Fargo Advisors, LLC

P. Thomas Kilborn ∙ Merrill Lynch

Timothy Kiley ∙ Merrill Lynch

David Kinnear ∙ Kinnear Family Wealth Management/Wells Fargo Advisors, LLC

David Kirkby ∙ KPA Financial Resources

Neil Kitchie ∙ Goodworth Kitchie & Associates

Cynthia Komarek ∙ Wells Fargo Advisors, LLC

Alan Konn ∙ Uhlmann Price

Gerry Kostuk ∙ Ameriprise Financial Services, Inc.

Mark Koznicki ∙ Edward Jones

Jeffry Kraus ∙ Wintrust Wealth Management

Stuart Kruse ∙ Kruse Asset Management Page 24

Bill Laipple ∙ Stonebridge Wealth Management

Michael Lapinski ∙ Wells Fargo Advisors, LLC Page 38

Jack Lasday ∙ Morgan Stanley

Lori Lashaway ∙ Merrill Lynch

Nicholas Latko ∙ Clear Perspective Advisors

Jason Laurie ∙ Altair Advisers

John Leonard ∙ Bernstein Global Wealth Management

Benjamin Leshem ∙ Hefter Leshem Margolis Capital Management Group/Wells Fargo Advisors, LLC

Wade Lewis ∙ Morgan Stanley Page 47

Suzanne Linden ∙ Midwest Wealth Management

John Linehan ∙ Wells Fargo Advisors, LLC

Alan Locke ∙ Locke Financial Services

Rod Loewenthal ∙ Merrill Lynch

James Lohse ∙ Independence Capital Financial Partners

Curtis B. Loveday ∙ Morgan Stanley Page 55

Marc Lubkeman ∙ Lubkeman Olsen Wealth Management Group/Wells Fargo Advisors, LLC

William Lymangood ∙ Morgan Stanley Page 28

Larry Macy ∙ Merrill Lynch

Mark Magajne ∙ LPL Financial Page 29

Brian Magnan ∙ Wells Fargo Advisors, LLC

Peter Maguire ∙ Morgan Stanley

Alex Marks ∙ Citi Personal Wealth Management

Kurt Martin ∙ Merrill Lynch

Lauren Matles ∙ Wells Fargo Advisors, LLC

Patrick Mauro ∙ Patrick Mauro Investment Advisor

Kimberly Maxey ∙ Wells Fargo Advisors, LLC

Rose Marie McBride ∙ Morgan Stanley

Ryan McGinnis ∙ Wells Fargo Advisors Financial Network, LLC

Thomas McGivern ∙ Wells Fargo Advisors, LLC

Michael McKay ∙ Edward Jones

James McLaughlin ∙ Merrill Lynch

Russell McLean ∙ Wells Fargo Advisors, LLC

Edward McNamara ∙ Morgan Stanley

Judith McNiff ∙ Wells Fargo Advisors, LLC

Daniel Mendelson ∙ Merrill Lynch

Randi Merel ∙ Merrill Lynch

James Michel ∙ Wells Fargo Advisors, LLC

Lisa Micka ∙ Wintrust Wealth Management

George Miller ∙ Morgan Stanley

Charles Millington ∙ Millington Financial Advisors

Andrew Minehart ∙ Edward Jones

Dominic Mirretti ∙ Thrivent Financial Page 55

Tim Mohns ∙ Raymond James

Kevin Mott ∙ Edward Jones

Jim Murphy ∙ Wunderlich Securities

Joe Nawrocki ∙ Joseph A. Nawrocki Page 55

Gerald Nothman ∙ Wells Fargo Advisors, LLC

Michael Nothman ∙ Wells Fargo Advisors, LLC

Paul Oblon ∙ Wells Fargo Advisors, LLC

Kenneth Offenberg ∙ Wells Fargo Advisors, LLC

Michael Olesen ∙ Geneva Investment Group

Russ Olsen ∙ Edward Jones

Timothy Olsen ∙ Lubkeman Olsen Wealth Management Group/Wells Fargo Advisors, LLC

Brian Olson ∙ Edward Jones

Rick Orr ∙ BCU Investment Advisors

T. Michael Osterman ∙ Morgan Stanley

Eric Otto ∙ Chicago Oakbrook Financial

George Panopoulos ∙ The Panopoulos Group

Stephen Parlier ∙ Morgan Stanley Page 55

Carol Passalaqua ∙ Morgan Stanley

Frank T. Patzke ∙ Guidant Wealth Advisors

David Pazdan ∙ The Paragon Group/Morgan Stanley

Edward Perry, Jr. ∙ Perry Wealth Counsel Page 32

Richard Petras ∙ Wells Fargo Advisors, LLC

Frederick Phillips ∙ Merrill Lynch

Terry Phillips ∙ Wells Fargo Advisors, LLC

Raymond Piccione ∙ Morgan Stanley

Robert Pivar ∙ Pivar Financial Services

Andrew Plocker ∙ Morgan Stanley

Neal Price ∙ Strategic Wealth Partners

Barry Proctor ∙ Wintrust Wealth Management

Mark Putbrese ∙ Edward Jones

Mark Reich ∙ Edward Jones

Nancy Reiser ∙ Edward Jones

Michael Remedi ∙ Hinsdale Capital Investments

Randy Renker ∙ Edward Jones

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Brett Rentmeester ∙ WindRock Wealth Management

Jeffrey Rivlin ∙ Oppenheimer & Company

Mark Rodgers ∙ Wells Fargo Advisors, LLC

Richard Roeser ∙ Edward Jones

Brian Rosen ∙ Element Financial Partners

Barry Rosenberg ∙ David A. Noyes & Company

Brad Rosley ∙ Fortune Financial Group

Stephen Ross ∙ Ameriprise Financial Services, Inc. Page 55

Christopher Rossi ∙ Merrill Lynch

Glen Roter ∙ Edward Jones

Rhonda Salins ∙ Morgan Stanley

Robert C. Sayre ∙ Sayre Private Wealth Management/Wells Fargo Advisors, LLC

Joseph Scanlon ∙ Mesirow Financial

Dave Scatterday ∙ Edward Jones

David Schlossberg ∙ Assured Concepts Group

Lisa Schomer ∙ LPL Financial Page 27

Margret Schrant ∙ Wells Fargo Advisors, LLC

Mary Schulte ∙ Morgan Stanley

Scott Seifert ∙ Edward Jones

Cesar Sevilla ∙ Ameriprise Financial Services, Inc.

Richard Shanley ∙ Horizon Wealth Management Page 19

Donald Sharko ∙ LaSalle St. Investment Advisors

Blane Shea ∙ Shea Financial Group

James Sheehan ∙ Morgan Stanley

Travis Sheets ∙ LPL Financial

Mark Silbert ∙ Ameriprise Financial Services, Inc.

Jeffrey Simon ∙ Wells Fargo Advisors, LLC Page 56

John Skittone ∙ Wells Fargo Advisors, LLC

Bruce E. Smith ∙ Morgan Stanley

Jeffrey Smith ∙ Lincoln Investment Planning

Cheryl Snook ∙ Morgan Stanley

Paul Snow ∙ Wells Fargo Advisors, LLC

Daniel Sobol ∙ Gofen & Glossberg

William Soltis ∙ Wells Fargo Advisors, LLC

Teresa Soppet ∙ RBC Wealth Management

Donald Sorota ∙ Altair Advisers

Stephen Sperling ∙ Wintrust Wealth Management Page 46

Brad Steinback ∙ Infinity Strategic Partners

Doug Stepansky ∙ Strategic Investment Solutions

Duane Stevens ∙ GCG Financial

David Stone ∙ Morgan Stanley Page 56

Jim Stork ∙ Pinnacle Financial Group Page 56

Robert Strobel ∙ Wells Fargo Advisors, LLC Page 51

David Strutzel ∙ Raymond James

Raymond Sullivan, Jr. ∙ Sullivan & Sullivan

Donald Swanson ∙ Thrivent Financial

Barry James Szymczak ∙ Wells Fargo Advisors, LLC

Ernie Talarico ∙ Mesirow Financial

George C. Tang ∙ Morgan Stanley

Peter Tess ∙ Tower Square Securities

Jon Theeke ∙ Thrivent Financial Page 37

Robert Thompson ∙ Wells Fargo Advisors, LLC

Eric Thornburg ∙ Edward Jones

Andy Timmerwilke ∙ Merrill Lynch

Matthew Tomich ∙ Ameriprise Financial Services, Inc.

Chris Valentine ∙ Edward Jones

John Valleau ∙ ShankerValleau Wealth Advisors

Salvatore Veltri ∙ Plante Moran Financial Advisors

Brad Verber ∙ Edward Jones

Jim Vermillion ∙ Robert W. Baird & Company

Mark Vincent ∙ Stonebrook Capital Management

Daniel Waddick ∙ Wunderlich Securities

Christopher Waltman ∙ Morgan Stanley

Cherie Wardrop ∙ Morgan Stanley

John Weber ∙ Wells Fargo Advisors, LLC

Emil Wehrle ∙ Wells Fargo Advisors, LLC

Robert Weil ∙ Mesirow Financial

Perry Wein ∙ Edward Jones

Bruce Weininger ∙ Kovitz Investment Group Page 23

Steven Weinstein ∙ Altair Advisers

John Weissenborn ∙ Robert W. Baird & Company

Robert Westropp, Jr. ∙ Bernstein Global Wealth Management

Ryan Williamson ∙ Horizon Wealth Management Page 19

Gerald V. Winbush ∙ Ameriprise Financial Services, Inc. Page 51

Michael Wing ∙ Wunderlich Securities

Roger Winship ∙ Winship Capital Management/Raymond James

Robert Wise ∙ Morgan Stanley

Robert Wolf ∙ Merrill Lynch

David Wright ∙ Merrill Lynch

Daniel Young ∙ Wells Fargo Advisors, LLC

Christopher Zerbst ∙ Citi Personal Wealth Management

David Zinck ∙ David A. Noyes & Company

TaxationTammi Anderson ∙ Anderson Tax & Accounting

John Argo ∙ Business & Professional Consultants CPAs

Jeffrey Baer ∙ Jeffrey Baer & Associates

Rona Bezman ∙ Rona Bezman CPA

Steven Borucki ∙ Catalano Caboor & Company

Patrick Callero ∙ Callero & Callero

John Carlson ∙ John F. Carlson CPA

Joseph Charneske ∙ Goldberg Mechales Charneske & Schiffman

Anne Craighead ∙ AMC Accounting Solutions

Jean Diamond ∙ Jean M. Diamond CPA

Burt Engelberg ∙ Engelberg & Smith

Kathy Garlow ∙ Shepard Schwartz & Harris Page 54

Linda Gavin ∙ Linda M. Gavin CPA

Steven Gilson ∙ Gilson Labus & Silverman

James Hogan ∙ Hogan and Company CPAs

Norman Mareci ∙ Norman V. Mareci

Glenn Mikell ∙ Weltman Bernfield

Mark Mirsky ∙ ROI Business Services

Anthony Poulos ∙ Poulos & Bayer

Richard Reisin ∙ Ostrow Reisin Berk & Abrams

Douglas Samz ∙ BIK & Company

Jeffrey Stolberg ∙ JBS & Associates Accountants & Consultants

Robert Tighe ∙ Tighe Kress & Orr

David Weinberg ∙ BrookWeiner

Ronald Weiss ∙ Michael Silver & Company

Susan Witz ∙ BIK & Company

Trust ServicesTed Pawasarat ∙ The Northern Trust Company

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified finanCial Planner™ and the federally registered CFP (with flame logo) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. The Chartered Financial Consultant credential [ChFC®] is a financial planning designation awarded by The American College.

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With clients throughout the country, we are large enough to offer institutional-grade products and services, yet small enough to ensure that all of our clients receive the personal attention they deserve. We offer an exceptional breadth and depth of customized comprehensive financial services that include investing, wealth structuring, tax and estate planning.

Our Reputation Is Built on the Successful Integration ofFlexible, Value-Added Service

• Investment management

• Comprehensive fi nancial planning

• Proactive income tax planning

Registered Investment Advisory Firm, Member of NAPFA

2301 West 22nd Street, Suite 300 • Oak Brook, IL 60523

155 North Wacker Drive, Suite 4350 • Chicago, IL 60606

Office: (630) 571-5252 • www.jmgfinancial.com

JMG Financial Group, Ltd.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if JMG is engaged, or continues to be engaged, to provide investment advisory

services, nor should it be construed as a current or past endorsement of JMG by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.

Left to right: First row: Four-year winners Douglas R. Evans, President, CFP®; Marita A. Sullivan, CEO, CPA and Robert T. Meeks, CIO, JD; Seated: Three-year winner Anthony D. Cecchini, CCO, CFP®, JD; two-year winner Melissa A. Walsh, CPA; three-year winners David S. Morgan, CFP®, CPA, CDFA and William E. Dever, Jr., CFP®, CPA;Yonhee C. Gordon, COO, CFP®; Standing: Michelle P. Rozsypal, CFP®, CDFA; Joseph M. Menconi, CFP®; Darren R. Sardiga, CFP®, CFA, CPA; Jason R. O’Hallen, CFP®; Dennis R. Marx, CPA/PFS; Justin H. Lesch, CFP®; Donald T. King, CPA; William G. Waight, CFP®; Not pictured: William R. German, CFP®; Matthew J. Grubb, CFP®

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With clients throughout the country, we are large enough to offer institutional-grade products and services, yet small enough to ensure that all of our clients receive the personal attention they deserve. We offer an exceptional breadth and depth of customized comprehensive financial services that include investing, wealth structuring, tax and estate planning.

Our Reputation Is Built on the Successful Integration ofFlexible, Value-Added Service



• Proactive income tax planning

Registered Investment Advisory Firm, Member of NAPFA

2301 West 22nd Street, Suite 300 • Oak Brook, IL 60523

155 North Wacker Drive, Suite 4350 • Chicago, IL 60606

Office: (630) 571-5252 • www.jmgfinancial.com

JMG Financial Group, Ltd.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if JMG is engaged, or continues to be engaged, to provide investment advisory

services, nor should it be construed as a current or past endorsement of JMG by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.

Left to right: First row: Four-year winners Douglas R. Evans, President, CFP®; Marita A. Sullivan, CEO, CPA and Robert T. Meeks, CIO, JD; Seated: Three-year winner Anthony D. Cecchini, CCO, CFP®, JD; two-year winner Melissa A. Walsh, CPA; three-year winners David S. Morgan, CFP®, CPA, CDFA and William E. Dever, Jr., CFP®, CPA;Yonhee C. Gordon, COO, CFP®; Standing: Michelle P. Rozsypal, CFP®, CDFA; Joseph M. Menconi, CFP®; Darren R. Sardiga, CFP®, CFA, CPA; Jason R. O’Hallen, CFP®; Dennis R. Marx, CPA/PFS; Justin H. Lesch, CFP®; Donald T. King, CPA; William G. Waight, CFP®; Not pictured: William R. German, CFP®; Matthew J. Grubb, CFP®

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Left to right: Janet Waghorne, Larry E. Gatz, Chrisy Jankowski, four-year winner Michael Jankowski, Angela Watkins

Wealth Planning Network Team“Thank You to Our Clients for Your Trust and Confi dence!”— Michael Jankowski, Five Star Wealth Manager

• Honored for Michael to receive the Five Star Wealth Manager award for four consecutive years

• Collectively, more than 50 years’ experience in helping clients plan for their dreams

• Team practice dedicated to providing a concierge level of service and support with meticulous follow through

• Committed to simplifying the many complex fi nancial choices clients face

Team Focus: Fee-based Investment Management, Retirement Planning, Advanced Trust and Estate Planning, Business Solutions and Tax Minimization Strategies

For the fourth consecutive year, Wealth Planning Network President Michael Jankowski has been selected as a Five Star Wealth Manager. This honor is conferred in recognition of sustained excellence. Michael and his team thoroughly understand the complex issues inherent in wealth preservation and tax minimization strategies to help clients pursue their specific objectives.

Your financial security and legacy is too important to be left to chance. At Wealth Planning Network, we view it as our responsibility to provide each client with sound and conservative financial solutions. We are dedicated to creating customized financial and estate plans tailored to meet each client’s diverse needs.

Wealth Planning Network works with clients as if they were part of their own families and aspires to build meaningful, long-term relationships based upon trust, integrity and superior client service. If you would like to schedule a complimentary, private consultation with Michael, please contact our office. Wealth Planning Network has several conveniently located offices throughout the Chicagoland area.

One Westbook Corporate Center, Suite 300 • Westchester, IL 60154

Phone: (708) 481-4000 • Toll-free: (877) 990-PLAN

[email protected] • www.wpn360.com

Michael Jankowski is an Investment Advisor Representative of LaSalle St. Securities, LLC, a registered broker/dealer, and an Investment Advisor Representative of LaSalle St. Investment Advisors, LLC. LaSalle St. Investment Advisors, LLC is affiliated with LaSalle St. Securities, LLC. Senior Planning Network is not affiliated with LaSalle St. Securities LLC. Securities are offered through LaSalle St. Securities, LLC, member FINRA/SIPC. Strategies and investments

offered are subject to risk, including the potential for principal loss. Mr. Jankowski’s executive title is not a reference to LaSalle St. Securities, LLC or any of its affiliates.

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Left to right: Janet Waghorne, Larry E. Gatz, Chrisy Jankowski, four-year winner Michael Jankowski, Angela Watkins

Wealth Planning Network Team“Thank You to Our Clients for Your Trust and Confi dence!”— Michael Jankowski, Five Star Wealth Manager

• Honored for Michael to receive the Five Star Wealth Manager award for four consecutive years

• Collectively, more than 50 years’ experience in helping clients plan for their dreams

• Team practice dedicated to providing a concierge level of service and support with meticulous follow through

• Committed to simplifying the many complex fi nancial choices clients face

Team Focus: Fee-based Investment Management, Retirement Planning, Advanced Trust and Estate Planning, Business Solutions and Tax Minimization Strategies

For the fourth consecutive year, Wealth Planning Network President Michael Jankowski has been selected as a Five Star Wealth Manager. This honor is conferred in recognition of sustained excellence. Michael and his team thoroughly understand the complex issues inherent in wealth preservation and tax minimization strategies to help clients pursue their specific objectives.

Your financial security and legacy is too important to be left to chance. At Wealth Planning Network, we view it as our responsibility to provide each client with sound and conservative financial solutions. We are dedicated to creating customized financial and estate plans tailored to meet each client’s diverse needs.

Wealth Planning Network works with clients as if they were part of their own families and aspires to build meaningful, long-term relationships based upon trust, integrity and superior client service. If you would like to schedule a complimentary, private consultation with Michael, please contact our office. Wealth Planning Network has several conveniently located offices throughout the Chicagoland area.

One Westbook Corporate Center, Suite 300 • Westchester, IL 60154

Phone: (708) 481-4000 • Toll-free: (877) 990-PLAN

[email protected] • www.wpn360.com

Michael Jankowski is an Investment Advisor Representative of LaSalle St. Securities, LLC, a registered broker/dealer, and an Investment Advisor Representative of LaSalle St. Investment Advisors, LLC. LaSalle St. Investment Advisors, LLC is affiliated with LaSalle St. Securities, LLC. Senior Planning Network is not affiliated with LaSalle St. Securities LLC. Securities are offered through LaSalle St. Securities, LLC, member FINRA/SIPC. Strategies and investments

offered are subject to risk, including the potential for principal loss. Mr. Jankowski’s executive title is not a reference to LaSalle St. Securities, LLC or any of its affiliates.

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We take a collaborative and holistic approach to managing your wealth. Achieving our mission means understanding what a “full life” means to you and creating a path to help you realize it.

Our Business Owner Team of experts conducts comprehensive business reviews and is experienced at navigating the complexities of how the business relates to the owner’s wealth. Focus areas include succession planning, trust and estate planning, asset protection, qualified retirement plans and the sale of a business. The team is devoted to helping business owners plan for issues that impact both their business and personal lives.

Our independent Women’s Service Team has first-hand experience with the many transitions women face, and we successfully guide them through life’s major events, including career transitions, divorce, retirement and loss of a spouse. Our proactive approach helps women organize their lives, allowing more time for them to enjoy what they value most.

We deliver the highest level of personal service which is a key reason behind our better than 98 percent client retention rate. Contact us today to learn how we can help you enjoy a full life.

Our Mission Is Simple: We Help People Make Sound Decisions to Enjoy a Full Life

• Comprehensive fi nancial planning and investment management

• Guiding clients through all stages of business ownership

• Guiding independent women through life’s major transitions

500 Park Boulevard, Suite 1400 • Itasca, IL 60143Office: (630) 875-4900

[email protected] • www.bdfllc.com

The Balasa Dinverno Foltz Team

Rankings or recognition by unaffiliated rating services should not be construed as a guarantee of a certain level of results if BDF is engaged to provide investment advisory services, nor should it be construed as an endorsement of BDF by any of its clients. Published rankings are usually based solely on data

submitted by the recognized advisor.

Left to right: Front row: Four-year winner Matt Reznik, 2013 winner Heather Locus, three-year winner Armond Dinverno, two-year winner Mike Foltz, three-year winner Mark Balasa; Second row: Chuck Ne� , four-year winner John Smith, Chad Carlson, four-year winner Julie Bucaro, 2013 winner Gary Pattengale; Third row: 2013 winner Tom Collar, Casey Shaw, 2013 winner Matt Mikula, three-year winner Jim King, two-year winner Justin Peacock; Not pictured: 2013 winner Nick Cosky

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We take a collaborative and holistic approach to managing your wealth. Achieving our mission means understanding what a “full life” means to you and creating a path to help you realize it.

Our Business Owner Team of experts conducts comprehensive business reviews and is experienced at navigating the complexities of how the business relates to the owner’s wealth. Focus areas include succession planning, trust and estate planning, asset protection, qualified retirement plans and the sale of a business. The team is devoted to helping business owners plan for issues that impact both their business and personal lives.

Our independent Women’s Service Team has first-hand experience with the many transitions women face, and we successfully guide them through life’s major events, including career transitions, divorce, retirement and loss of a spouse. Our proactive approach helps women organize their lives, allowing more time for them to enjoy what they value most.

We deliver the highest level of personal service which is a key reason behind our better than 98 percent client retention rate. Contact us today to learn how we can help you enjoy a full life.

Our Mission Is Simple: We Help People Make Sound Decisions to Enjoy a Full Life

• Comprehensive fi nancial planning and investment management

• Guiding clients through all stages of business ownership

• Guiding independent women through life’s major transitions

500 Park Boulevard, Suite 1400 • Itasca, IL 60143Office: (630) 875-4900

[email protected] • www.bdfllc.com

The Balasa Dinverno Foltz Team

Rankings or recognition by unaffiliated rating services should not be construed as a guarantee of a certain level of results if BDF is engaged to provide investment advisory services, nor should it be construed as an endorsement of BDF by any of its clients. Published rankings are usually based solely on data

submitted by the recognized advisor.

Left to right: Front row: Four-year winner Matt Reznik, 2013 winner Heather Locus, three-year winner Armond Dinverno, two-year winner Mike Foltz, three-year winner Mark Balasa; Second row: Chuck Ne� , four-year winner John Smith, Chad Carlson, four-year winner Julie Bucaro, 2013 winner Gary Pattengale; Third row: 2013 winner Tom Collar, Casey Shaw, 2013 winner Matt Mikula, three-year winner Jim King, two-year winner Justin Peacock; Not pictured: 2013 winner Nick Cosky

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John Biestek

“Always Do What’s Best for The Client”

Three-year winner John Biestek, Registered Investment Advisor, Juris Doctor

• Wealth preservation

• Investment, tax and estate planning

• Retirement income planning

Areas of focus: Our team of professionals can provide you with the expertise to pursue your financial goals

I am proud and grateful to have been chosen for the third consecutive year as a Five Star Wealth Manager. We provide the highest level of personal service: never a call unanswered, never a problem unsolved, never a concern ignored. Our broker-dealer, Commonwealth Financial Network, provides a second layer of superlative support and service.

Our investment recommendations are thoroughly researched for optimal performance. We meet with all clients quarterly and portfolios are carefully reviewed and modifi ed between meetings. We don’t just give investment advice that sounds nice; we want results. Our approach to retirement income planning is proactive. It includes a plan of withdrawals to help ensure that our clients do not outlive their retirement funds.

Professional Retirement Specialists, Inc.115 North Arlington Heights Road • Arlington Heights, IL 60004

Office: (847) 255-6667 • Cell: (847) [email protected] • www.johnbiestek.com

Securities and Advisory Services Offered Through Commonwealth Financial Network, Member FINRA, SIPC, a registered investment advisor.

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Bruce R. Butler

Helping You Reach Your Life Goals

2013 winner Bruce Butler


• Legacy preservation strategies

• Experience, integrity, service

Senior Vice President — Wealth Management, CERTIFIED FINANCIAL PLANNER™, Financial Planning Specialist, Financial Advisor

It is an honor to be selected as a Five Star Wealth Manager for 2013. My fi nancial planning team is comprised of four fi nancial professionals, two of whom have received the CERTIFIED FINANCIAL PLANNER™ certifi cation. Together, we have more than 100 years* of combined investment experience. We listen carefully to you as we work together to address your fi nancial needs, taking a sincere interest in the fi nancial success of each and every client.

Whether actively working toward retirement or already retired, we strive to set the stage for sound fi nancial planning

throughout your life. We will explore ways to potentially minimize taxes and portfolio risks, while staying ahead of infl ation.

Multiple generations of clients continue to look to us for sound and thoughtful fi nancial advice as we help build, manage, preserve and transfer wealth. Our goal is always to provide outstanding personalized service so you can focus on the things that are most important to you.

227 West Monroe Street, Suite 3400 • Chicago, IL 60606Office: (312) 917-7416 • Toll-free: (800) 334-2446

[email protected] • www.morganstanleyfa.com/bruce_butler*Team Financial Advisors registered since 1972, 1978 and 1990, Team Client Service Associate registered since 2002.

©2013 Morgan Stanley Smith Barney LLC. Member SIPC.

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Karen L. DeRoseComprehensive Planning and Wealth Management

Comprehensive Financial Planning and Wealth Management With Tax Reduction Strategies

Left to right: Anthony DeRose; Caitlin BeLow; four-year winner Karen Derose, Managing Partner of DeRose Financial Planning Group, CFP®, CRPC®; Nicole Velazquez; Pat Corrado; Joe Tinaglia

Photograph taken by Patrick N. Corrado

• A comprehensive, integrated approach to fi nancial planning• Dedicated to building, managing and protecting your wealth• Concierge level of service and support committed to you

Karen would like to thank her clients and peers for their continued trust and acknowledgement. Karen and her personal team are dedicated to providing concierge-level service and support in retirement and investment planning, income and estate tax with wealth transfer strategies.

Our clients’ success can be attributed to our unique, comprehensive fi nancial planning process that helps our clients make informed fi nancial decisions. To make sure there

are no gaps or missed opportunities in your overall planning, we collaborate with other “trusted advisors,” including CPAs, JDs as well as a vast array of industry designations and specialists.

At DeRose Financial Planning Group, with 17 years’ experience, we are dedicated to providing a sense of confi dence so that you can live the life you envision for yourself and your family.

8755 West Higgins Road • Chicago, IL 60631Phone: (773) 867-3631

[email protected] • www.derosefpg.com

Associates of DeRose Financial Planning Group are registered representatives of Lincoln Financial Advisors Corp, a broker/dealer (Member SIPC) and registered investment advisor.DeRose Financial Planning Group is not an affiliate of Lincoln Financial Advisors Corp. 201309-2084971.

This advertisement partially sponsored by Lincoln Financial Distributors.

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Paul Fousek, Richard Shanley and Ryan Williamson

Planning and Investing for Families

Left to right: Three-year winner Richard Shanley, CFP®, AIF®, Principal; four-year winner Paul Fousek, AAMS®, Principal; 2013 winner Ryan Williamson, CFP®, Principal

• Retirement income planning• Investment planning• Independent advice powered through LPL Financial

We are honored to once again be named Five Star Wealth Managers. Our practice is built on the belief that doing what is right for you is right for our business as well. Since its inception, Horizon Wealth Management has strived to create

relationships built on trust. With this trust, we can prepare our clients for fi nancial security, whatever their stage of life. This award is an honor conferred by those with whom we work, and we remain thankful for the opportunities.

22 Calendar Court, 2nd Floor • La Grange, IL 60525Office: (708) 352-4300 • Toll-free: (877) [email protected] • [email protected]

[email protected] • www.horizonwealth.biz

Securities and Financial Planning offered through LPL Financial, A Registered Investment Advisor, Member FINRA/SIPC.

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Paul J. Garrett

Certain Strategies for

an Uncertain Future

Four-year winner Paul Garrett

• 25 years of experience successfully navigating markets both stormy and calm

• Personalized service and events: client satisfaction is priority number one

• Planning for individuals, families, and institutions

For 25 years and counting, individuals and organizations throughout the Chicagoland area and beyond have looked to the dedicated professionals at Garrett Consulting for expert wealth management and personal fi nancial planning services. Principal Paul J. Garrett and the talented staff of Shelly Bjorseth, Dina Cady and Tristan Garrett work closely with high-net-worth individuals and institutions to help secure their fi nancial objectives.

Unlike many advisory practices, Garrett Consulting specializes in regular one-on-one, fi rst-name-basis consultations.

“I became an independent advisor 17 years ago because I wanted to best serve my clients, without pressure from management on

what products to use,” says Paul. “The way I see it, my clients are my boss! It keeps us on our toes.”

Many of Paul’s client relationships span as many as four decades. It is no surprise, then, that Paul has been selected as a Five Star Wealth Manager each year it has been awarded to Chicago-area wealth managers.

Garrett Consulting helps clients protect their futures with time-tested strategies in investments across all asset classes, retirement and estate planning, tax liability, insurance and college funding. Whether you wish to plan an initial consultation or simply request more about our services, please contact us at (630) 576-5181 or visit us online at www.garrettconsulting.org.

Garrett Consulting101 West 22nd Street, Suite 200 • Lombard, IL 60148

Phone: (630) [email protected] • www.garrettconsulting.org

Member of the Better Business Bureau. Securities and advisory services offered through Commonwealth Financial Network, member FINRA/SIPC, a registered investment advisor.

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GEM Financial Advisors, Inc.2013 Five Star Wealth Manager Susan Reichert Milanak

Areas of Focus: Investment Management and Financial Planning

Left to right: Elaine Collins, CFP®, Senior Financial Advisor; Larry Rose, Senior Financial Advisor; Gregory Worcester, CFP®,Financial Advisor; 2013 winner Susan Milanak, CFP®, President

• The needs and best interests of our clients are our number one priority• Committed to a consistent and disciplined approach to wealth management• We are committed to providing the highest level of customer service

Our company is based on the principle that education and understanding of your current fi nancial situation is vital to successfully make prudent decisions concerning your future fi nancial condition. Our analysis will clearly outline your current position and the tools to help you work toward your long-term goals and objectives. We contact our clients regularly and

systematically so that we can be proactive rather than reactive to changes in their lives or in the fi nancial markets. GEM Financial Advisors, Inc. is an independent wealth management fi rm, meaning we are not tied to any product or investment and have no proprietary products. We believe this insures that you receive the products and services that are best for you.

GEM Financial Advisors, Inc.100 North Field Drive, Suite 215 • Lake Forest, IL 60045

Office: (847) 680-3082 • Fax: (847) 680-3607 [email protected] • www.gemadvisors.com

Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through GEM Financial Advisors, Inc., a registered investment advisor. GEM Fnancial Advisors, Inc. is a seperate entity from LPL Financial.

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The Kluge Group at Morgan StanleyTrustworthy Advice • Expert Solutions • Exceptional Client Experience

Areas of Focus: Wealth and Income Planning, Investment Management

Left to right: Sandra Leeming, Portfolio Associate; 2013 winner Mary Kay Kluge, CFP®, CIMA®, Senior Vice President, Wealth Advisor, Senior Portfolio Management Director; Victoria Kluge, Financial Advisor

• More than 25 years of experience navigating the complexity of growing wealth• Understanding the “why” behind client investment objectives• Creating personalized strategies to refl ect client vision and legacy plans

Our team — led by 2013 Five Star Wealth Manager Mary Kay Kluge, CFP®, CIMA®, Senior Vice President, Wealth Advisor, Senior Portfolio Management Director — knows there can be boulders and rocks in your path to achieving your dreams. We help to clear that path with sound fi nancial advice and a road map to attain your goals. Working together, we revise your plan as needs and priorities change.

The foundation of our practice is relationships built on trust that span generations. Our comprehensive wealth management strategies feature a disciplined investment process, clear communications and expert solutions. Clients know that we understand their vision and have confi dence in our dedication to their fi nancial success.

4225 Naperville Road, Suite 255 • Lisle, IL 60532Office: (630) 245-6014 • Toll-free: (800) 755-3230

[email protected] • www.morganstanleyfa.com/theklugegroup

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S.,which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. ©2013 Morgan Stanley Smith Barney LLC. Member SIPC.

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Kovitz Investment GroupWe Invest Side by Side With Our Clients

Areas of Focus: Investment Management, Financial Planning

Left to right: Back row: Two-year winners Jenny P. Boyke, MAS, CPA, CFP® and John J. Conway, CRPC®; 2013 winner Bruce A. Weininger, CPA, CFP®; four-year winner Edward W. Edens, MBA, CFP®;

two-year winner Amanda L. Falkum, CFP®; Front row: 2013 winner Ruth Fiorentino Uress, CFP®; two-year winner Harold “Skip” Gianopulos, Jr., JD, CFP®; Not pictured: Three-year winner Andrea R. Cohen, CFP®

• We invest side-by-side with our clients.• Relationships built on integrity, trust, responsiveness and objective advice.• KIG takes a disciplined, patient investment approach.

At Kovitz Investment Group, we invest our own money in the same way we invest our clients’ money. While this should not be rare, we believe it is. When an advisor invests right alongside their clients, we believe their approach and process tends to be more thoughtful.

We want to thank you for your continued trust and support. We attribute our success to genuinely caring about our clients and always putting our clients’ interests fi rst. If you are seeking trusted advisors who invest alongside their clients, give us a call.

115 South LaSalle Street, 27th Floor • Chicago, IL 60603Office: (312) 334-7300

[email protected] • www.kovitz.com

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Kruse Asset Management

Our Clients, Not Our Investments,

Are Like Family

Four-year winner J. Stuart Kruse, CFA®, with his family

• Trust is listed as the no. 1 reason our clients continue to work with us

• KAM’s QVP strategy is up 82% over the past fi ve years (Standard & Poor’s 500 is up 27%)

• 100% transparency and access to your investments 24/7

Quantitative Asset Allocation and Portfolio Management

As KAM’s founder and CEO, Stuart Kruse, teaches his MBA students, the goal to advising is to make your clients — not your stocks — a part of your family. Studies have shown that four out of fi ve advisors underperform. They are too emotionally attached to their own investment choices to make objective decisions. When egos get in the way, choices become suboptimal. At KAM, investment decisions are made without emotion, which is why our quantitative strategies consistently outperform the S&P 500.

Kruse Asset Management, LLC216 South Jefferson Street, Suite 302 • Chicago, IL 60661

Office: (312) 775-6000 • Fax: (312) [email protected] • www.KruseAssetManagement.com

The information contain herein is obtained from sources believed to be reliable, but its accuracy or completeness in not guaranteed. This report is for informational purposes only and is not a solicitation or a recommendation that any particular investor should purchase or sell any particular security. All expressions of opinions are subject to change without notice.

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LAZAR FINANCIAL Group

“Thank You to Our Clients for Your

Trust!” — Lawrence J. Lazar

Three-year winner Lawrence J. Lazar, President and CEO, Certifi ed Financial Manager, CFM

• “We are honored to receive this award for three consecutive years!”

• LAZAR FINANCIAL provides an unparalleled level of service and follow-through.

• This boutique fi rm is the epitome of personalized attention!

Areas of Focus: Fee-Based Investment Management and Retirement Planning

Once again, LAZAR FINANCIAL’s President and CEO, Lawrence J. Lazar, has been recognized as a Five Star Wealth Manager.This is quite an accomplishment during these diffi cult fi nancial times. Lawrence and his team thoroughly believe that open communication and disclosure are the key ingredients to achieving their clients’ unique goals! LAZAR FINANCIAL works with clients as if they were part of their own family and aims

to build long-term relationships that will continue to the next generation. Being independent allows for unbiased guidance. In addition to being named a Five Star Wealth Manager for the third consecutive year, Lawrence is also featured in the 2013 Chicago Financial Leaders section in Forbes magazine. If you would like to schedule a complimentary consultation with Lawrence, please contact his offi ce.

1954 First Street, Suite 234 • Highland Park, IL 60035Phone: (847) 579-0550 • Toll-free: (866) 387-0500

[email protected] • www.lazarfinancial.comLawrence J. Lazar is registered with and securities are offered through Kovack Securities, Inc. Member FINRA/SIPC. 6451 N Federal Hwy., Ste. 1201, Ft. Lauderdale, FL 33308, (954) 782-4771.

Advisory services offered through Kovack Advisors, Inc. LAZAR FINANCIAL is not affiliated with Kovack Securities, Inc./Kovack Advisors, Inc.

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Leonetti & Associates TeamWe Deliver Financial Solutions and Benefi ts Customized to Our Clients’ Needs

Left to right: Deborah Javurek, four-year winner Michael Leonetti, Craig Johnson, Deborah Feldman

• Each client is unique, and our advice is tailored to his or her personal goals• Our high level of integrity builds strong client relationships, confi dence and trust• We care deeply about our clients — they are more than just a revenue stream to us

Founded in 1982, Leonetti & Associates is considered one of the country’s premier wealth management fi rms. It is an organization built on honesty and integrity, operating with the highest of ethical standards. These qualities, combined with experience, depth of professional staff , a dedicated client

services team and a long history of achieving desired results for its clients, has led to a high level of client satisfaction. It is also what makes Leonetti & Associates the logical choice for those seeking high-quality, objective and thorough fi nancial advice.

1130 Lake Cook Road, Suite 300 • Buffalo Grove, IL 60089Office: (847) 520-0999 • Toll-free: (800) 454-0999

[email protected] • www.leonettiassoc.com

Please read and review Leonetti Associates, LLC’s current disclosure statement as set forth in its Form ADV for additional information about the investment adviser,our business practices, advisory services and fee schedules.

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LPL FinancialAddressing Your Financial Goals Through Life’s Transitions

Wealth ManagementRetirement PlanningEstate Planning

Left to right: Heather Zuccaro; four-year winner Lisa Schomer, CFP®; 2013 winner Kathy Caluwaert, CFP®, MBA; Kristen Coulolias, JD

• Striving to make a positive diff erence in our clients’ lives• A personal, proactive approach to understanding clients’ needs• A comprehensive, integrated approach to wealth management

For more than 20 years, businesses and individuals have chosen to work with Lisa, Heather, Kathy and Kristen to help pursue long-term fi nancial independence. The team combines their individual areas of specialty to create sound fi nancial strategies tailored to individual clients’ needs. They create custom investment strategies for all phases of their clients’ lives

by providing comprehensive wealth management including retirement planning, estate planning and risk management.

They credit their success to always acting in the best interests of their clients by guiding them to fi nd their “true wealth.” They are honored by this award and thank their clients for their continued trust and confi dence.

500 Park Boulevard, Suite 850 • Itasca, IL 60143Office: (630) 250-1188 • Phone: (630) 467-1762

[email protected] • [email protected] • [email protected] • [email protected]

Member FINRA/SIPC.

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The Lymangood Group at Morgan StanleyManaging Wealth and Controlling Risk With Exceptional Service

Areas of Focus: Wealth and Income Planning, Investment Management

Left to right: Christopher Castaneda, Service Associate;Tracy K. Couch, CRPS®, Senior Registered Associate; William R. Lymangood, Jr., Financial Advisor; four-year winner William R. Lymangood, Executive Director, Wealth Advisor,

Portfolio Management Director; Diane E. Young, Group Administrator; 2013 winner Michael J. Alaimo, CFP®, Financial Advisor and Andrea C. Jevne, Senior Registered Associate

• Providing sound investment advice for more than three decades• Customizing disciplined investment strategies for affl uent clients• Featured top advisory team by Barron’s 2009 through 2012

We work together to provide proactive solutions with virtually unparalleled client service. For more than three decades, 2010 – 2013 Five Star Wealth Manager Bill Lymangood has been assisting individuals, corporations and foundations in achieving their fi nancial objectives. Further strengthening the group are 2013 Five Star Wealth Manager Mike Alaimo, CFP® and Bill Lymangood, Jr. We utilize the intellectual capital of

Morgan Stanley to shape the right strategies to help our clients build, manage and preserve their wealth. Our mission is to make your wealth work as hard as it can. We start by listening to what is important to you and create an integrated fi nancial plan — one that helps you live the life you envision for yourself and your family.

4225 Naperville Road, Suite 255 • Lisle, IL 60532Direct: (630) 245-6000

[email protected] • www.morganstanleyfa.com/thelymangoodgroup

©2013 Morgan Stanley Smith Barney LLC. Member SIPC.Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S.,

which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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Mark Magajne“Thank You Chicago for This Elite Award — Four Years Running!”

Areas of Focus: Customized Financial Planning for Families, Women and Domestic Partners

Left to right: Four-year winner Mark Magajne, Registered Principal; Olga Chavez; Joseph Vidmar; Millie Hozjan; Dale Fausch and Alex Curlee

• Focus on relationships to achieve the highest level of client satisfaction• Big-picture approach to planning and preserving retirement income• Independent, nonbiased wealth management tailored to our clients’ needs

Mark builds genuine relationships through open and honest communication. As a military member for more than 20 years, Mark brings discipline, service and integrity to his practice. As a family man, he also understands the value of education, retirement and life challenges. Mark applies his expertise to your specifi c fi nancial needs.

“Our team would like to thank you for the opportunity to serve your fi nancial needs. We are committed to maintaining the highest standards of service and look forward to another great year. “ — Mark Magajne, CFP®, MBA

410 West Grand Avenue • Chicago, IL 60654Office: (312) 300-4584 • Cell: (708) 218-8560

[email protected] • www.markmagajne.com

Member FINRA/SIPC.

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Pamela Matthews

Confi dent retirement planning

2013 winner Pamela Matthews, MBA, Financial Advisor, Associate Vice President

• Wealth management strategies

• Personalized fi nancial consulting

• 23 years of experience, MBA

Area of Focus: Comprehensive financial planning approach

I am very pleased to have been selected as a Five Star Wealth Manager. I have enjoyed helping families get organized, draft fi nancial plans and then savor the rewards of their hard work. It is not unusual for me to receive reports on the best travel adventures, the smoothest sailing cruises and the most exotic dining locations from clients who have planned ahead, excelled in their careers and now have the opportunity to enjoy it all.

2001 Butterfield Road, Suite 1520 • Downers Grove, IL 60515Office: (630) 515-0055 • Direct: (630) 743-7923

[email protected] • ameripriseadvisors.com/pamela.p.matthewsAmeriprise Financial cannot guarantee future financial results. Client experiences may vary. Investors should conduct their own evaluation of a financial professional,

as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC.

Best advice I ever got:Do what you love

Client approach:Get to know your clients well

I would welcome the opportunity to:Help others create their own path

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Orland Area AssociatesHelping People Live More Generous Lives

Committed to Planning First for Your Success

Left to right: Timothy A. Regan, CFP™, ChFC, FIC, Wealth Advisor;2013 winner Thaddeus Regan, Financial Consultant, CFP®

• Focus on your values• Income-in-retirement planning

We focus on helping our clients feel secure so they are free to live more generous lives. As CERTIFIED FINANCIAL PLANNER™ professionals, we are positioned to look at and address all the areas of your fi nancial life and put them into one coordinated, effi cient plan designed to reach your life’s goals. Our practice does this in a way that helps those who have been wise with money live more generously.

As a father-and-son team, we not only bring our individual expertise but a real family-values focus. We want to know what

is most important to you and your family and fi nd the solutions that are best for you. It is not just about the money, but about how you will be able to live your best life.

Our expertise is our income-in-retirement strategy. Using a process we developed, we help design a plan for retirement. Once in place, we know that our clients can more fully enjoy their life and family and live a generous life long after they have fi nished working full time.

18331 Distinctive Drive • Orland Park, IL 60467Office: (708) 326-4750

[email protected] Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it

awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements. Insurance products issued or offered by Thrivent Financial for Lutherans, Appleton, WI. Not all products are available in all states. Securities and investment advisory services are offered through Thrivent Investment Management Inc., 625 Fourth Ave. S., Minneapolis, MN 55415, a FINRA and SIPC member and a wholly owned subsidiary of Thrivent Financial for Lutherans. Thrivent Financial representatives are registered representatives of Thrivent Investment Management

Inc. They are also licensed insurance agents/producers of Thrivent Financial for Lutherans. For additional important disclosure information, please visit thrivent.com/disclosures.

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Edward A. Perry, Jr.

A Fiduciary With the Expertise to

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Two-year winner Edward A. Perry, Jr., JD, CFP®

• Estate and tax planning

• Retirement and income planning


Areas of Focus: Pre-retirement and Retirement for Families, Executives and Business Owners

At Perry Wealth Counsel, P.C., we advise a client culture consisting of small-business owners, professionals and families. We work as our clients’ fi duciary, always putting their interests fi rst. Every client has a unique set of circumstances and goals. We spend extra time to understand our clients’ individual situation and help them defi ne what goals are important to them before any recommendations are made. Our fi nancial counseling is focused on achieving our clients’ goals with a minimal amount of risk. By integrating legal and fi nancial strategies, we create a fi nancial program and estate

plan which can protect our clients’ family and business, reduce their tax liability and help meet their investment and asset accumulation goals. As an outcome of Mr. Perry’s education and experience as an attorney and CERTIFIED FINANCIAL PLANNER™ practitioner, he recognizes that fi nancial success for our clients and their families is best achieved through this integrated method. Many of our clients were drawn to us because of our boutique approach and our unique standing in the fi nancial and legal community.

Perry Wealth Counsel, P.C.527 Illinois Avenue, 2nd Floor • St. Charles, IL 60174

Office: (630) [email protected] • www.perrywc.com

Securities and Advisory Services offered through Commonwealth Financial Network®, Member FINRA/SIPC and a Registered Investment Adviser. Fixed insurance products and services offered through Perry Wealth Counsel, P.C., or CES Insurance Agency.

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RPG – Life Transition Specialists TeamNavigating Life’s Decisions Is Daunting. We Can Help.

At RPG, We Help Clients Through Their Life Transitions

Left to right: George Vida; Scott Loochtan, AIF®; 2011, 2012 and 2013 year winner Nicole Mayer, AIF® and 2011, 2012 and 2013 year winner Joshua Kadish, AIF®, RFC; Daniel Nakano, CFP®; Steven Kadish

• Concerned by your investments? Need an independent second opinion?• Changing jobs? Changing careers? Preparing for retirement?• Divorce? Death of or caring for a loved one?

You have a life to lead, and when saddled with a transition — expected or unexpected — you could use a partner to guide you with your unique objectives and time frame in mind. Our educational and completely independent process combines your goals with our ability to support your best interests.

At RPG, we are dedicated to enhancing the quality of your life. Our holistic and educational process helps simplify your life and fi nancial aff airs, so you may realize your long-term goals and dreams with confi dence.

Contact us today for a complimentary consultation.

2610 Lake Cook Road, Suite 250 • Riverwoods, IL 60015Office: (800) 596-0253

[email protected] • www.rpgplan.com

Securities and Advisory Services Offered Through National Planning Corp. (NPC), Member FINRA/SIPC, a Registered Investment Advisor. RPG, Five Star Professional and NPC are separate and unrelated companies.

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RPIFinancial Life Planners

Left to right: Lauren Blaydes; Megan Blaydes; J.D. Blaydes; 2013 winner David Blaydes, MS, CFP®, AIF, RFC; Susan Blaydes; Bridgette Blaydes

• Whether it’s fi nding a new job or taking a trip to the beach with your family, we’re here to help you discover your true wealth — what money can’t buy and death can’t take away

Yes, we have a well-appointed offi ce with a qualifi ed staff , but at RPI we start with your personal goals, and we chose to reinforce that with a family photo. Once your personal goals are understood, a fi nancial plan is then designed to help you accomplish them. At RPI, you are our client, not your money.

We start the process with a blueprint to assist the members of our client family and you, with: Values: what’s really important? Meaningful purpose in life: what are you “called” to do? Compelling vision: how can you achieve success and signifi cance if you don’t know what they look like? Personal mission: a map to help you get where you’re trying to go. Goals: SMAC certifi ed — specifi c, measurable, achievable, compatible — to track your progress along the way.

Once the personal blueprint is in place, we then design a fi nancial plan to help accomplish the goals uncovered in it. Our goal is not just to help you receive a stipulated rate of return or alpha above a benchmark, but rather to accomplish what you have identifi ed as your values-based goals to enhance your meaningful purpose in life and fulfi ll your compelling vision. Make it happen by design; don’t settle for default.

To help accomplish this, we use our 30 years of experience, independence, education and credentials to educate you on the diff erent options so that you can make an informed decision on how to implement your blueprint-based plan. Contact us for a complimentary consultation.

1700 Park Street, Suite 110 • Naperville, IL 60563Office: (630) 778-8100 • www.rpiplan.com

Securities and advisory services o� ered through National Planning Corporation (NPC), Member FINRA/SIPC, a Registered Investment Adviser. RPI, Inc., and NPC are separate and unrelated companies.

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Steven J. Adams

Our Ultimate Goal Is to Help Our Clients Simplify Their Lives

• Adams and Ross Wealth Management Group, a private wealth advisory practice of Ameriprise Financial Services, Inc.

· Comprehensive, ongoing personal fi nancial planning advice based on what is most important to each client

Left to right: Carol Blachowski, Offi ce Manager; Blake Levit, Paraplanner; Steven Ross, Financial Advisor, CFP®; two-year winner Steven J. Adams, Private Wealth Advisor, CFP®

At Adams and Ross Wealth Management Group, we believe that taking a disciplined and integrated approach to planning for your dreams and goals is the best way to reach them. We ask the right questions and listen closely to your answers. We will then provide guidance and advice along the way, tracking your progress and making adjustments to your plan as needed to help ensure you stay on track. We will help you make the most informed decisions based on what is important to you throughout your lifetime.

9701 West Higgins Road, Suite 240Rosemont, IL 60018

Direct: (847) 518-1555Toll-free: (800) 294-7611

[email protected]

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.

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Nancy S. Buerger

Meet Your Future With Confi dence

• Comprehensive wealth planning approach

• Retirement and income planning

• Estate planning strategies

Two-year winner Nancy S. Buerger, Financial Advisor, MBA, CFP®

As an experienced advisor with Ameriprise Financial, I am dedicated to working with individuals and families to help them execute a sound fi nancial plan and careful investment selection. My focus is to help you feel confi dent about your

fi nancial future. I will put my experience to work for you, developing investment, tax planning and estate planning strategies aimed at helping you reach your fi nancial goals.

One Oakbrook Terrace, Suite 700Oakbrook Terrace, IL 60181

Offi ce: (630) 396-1826

[email protected]/nancy.s.buerger

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and

services may not be available in all jurisdictions or to all clients.

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Laurie Burny Andrea Nicolopoulos

• Experience

• Integrity

• Teamwork

Left to right: 2010 – 2011 winner Andrea Nicolopoulos, Senior Vice President – Investments and 2012 – 2013 winner Laurie Burny, Senior Vice President – Investments

We are proud and appreciative to have been chosen as Five Star Wealth Managers. The confi dence and respect we have shared with our clients through 30-plus years of complex and rapidly evolving markets has been rewarding. We are especially sensitive in guiding other women through life’s major fi nancial events and transitions. As Premier Advisors, we would be happy to discuss what you value most and assist in developing your personal investment plan.

1515 West 22nd Street, Suite 700 Oak Brook, IL 60523

Offi ce: (630) 571-5411Toll-free: (800) 550-5984

[email protected] [email protected]

The Premier Advisors designation is held by a select group of Financial Advisors within Wells Fargo Advisors and reflects a high level of standards as measured by one or more of the firm’s criteria for revenue generation, educational attainment and client-service best practices. Advisor selection is not reflective of individual client satisfaction or future performance. Please see the

introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0913-03230].

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Cantera Financial Associates

Values-Based Financial Planning

• Retirement income strategies

• Fee-based fi nancial planning and generosity planning

• Tax-effi cient investment strategies

Wealth Advisors, left to right: Three-year winners Corey Schmidt, CERTIFIED FINANCIAL PLANNER™ and Zachary Larson, CERTIFIED FINANCIAL PLANNER™ Thrivent Financial for Lutherans

28371 Davis Parkway, Suite 102Warrenville, IL 60555

Offi ce: (630) 821-6990Fax: (630) 821-6999

[email protected] • [email protected]/fr/zachary.larson • www.thrivent.com/fr/corey.schmidt

Thrivent Financial for Lutherans and its respective associates and employees cannot provide legal, accounting, or tax advice or services. Work with your Thrivent Financial representative, and as appropriate your attorney and/or tax professional for additional information. Securities and investment advisory services are o� ered through Thrivent Investment Management Inc., 625 Fourth Ave. S., Minneapolis, MN

55415, a FINRA and SIPC member and a wholly owned subsidiary of Thrivent Financial for Lutherans. Thrivent Financial representatives are registered representatives of Thrivent Investment Management Inc. They are also licensed insurance agents/producers of Thrivent Financial for Lutherans. Fee-based investment advisory services are available through quali� ed investment advisor representatives only.

For additional important disclosure information, please visit thrivent.com/disclosures. 720119

At the core of our practice are the long-term relationships we have formed with people throughout our more than 27 years of serving clients in the greater Chicagoland area. As CERTIFIED FINANCIAL PLANNER™ practitioners, we partner with our clients to make fi nancial decisions and understand how all aspects of a fi nancial plan relate to each other. Through our tax-effi cient investment strategies and our extensive research capabilities, we help our clients navigate the challenges of the fi nancial markets.

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Dave Carl

Providing Financial Education and Building Relationships

• Listening carefully to understand our clients’ needs and concerns

• Developing retirement plans to meet client fi nancial and lifestyle goals

• Doing what’s right for our clients. Period.

Left to right: Cindy Alcantara, 2013 winner Dave Carl, Shawn Greenough

With all of the market uncertainties, fi nancial education has never been more important to those nearing retirement. While our clients range in age from their 20s to 80s, the great majority of our clients in ten states are in the pre-retirement and retirement stages of their lives. We deeply appreciate the trust and confi dence our clients have placed in us to provide for their retirement planning and investment needs. It’s not about us — it’s all about serving our clients.

2371 Inverness CourtAurora, IL 60504

Offi ce: (630) 820-6480Cell: (630) 220-7412

[email protected]

Registered Representative and Investment Advisor Representative with World Equity Group, Inc., Member FINRA/SIPC.

Chicagoland Financial Associates Team

Inspiring a Generous Life

• Experience, integrity and teamwork

• Wealth preservation and risk management

• Comprehensive fi nancial strategies

Left to right: Three-year winner Jon A. Theeke, Financial Consultant, CFP®, FIC, ChFC®; Vic Hildebrand, Financial Consultant, CLTC, FIC

We establish our partnership during the fi rst meeting through a careful evaluation which helps you articulate goals and allows us to identify an eff ective strategy for wealth accumulation and distribution. We are personally connected to your objectives and provide guidance as they change. Our practice is also distinguished from others by an advisory board of clients who conduct social, educational and benevolent activities as outreach into the communities we serve.

Thrivent Financial for Lutherans1307 Macom Drive, Suite B

Naperville, IL 60564

Offi ce: (630) 355-8822

[email protected]

Registered Representative for securities and investment advisory services offered through Thrivent Investment Management Inc. Member FINRA and SIPC. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, and CERTIFIED FINANCIAL PLANNER™ in the U.S. 715113.

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Craig A. Daun and Michael C. Lapinski

Creating a Path to Help YouReach Your Financial Goals

• We honor our relationship with you

• We are fully invested in your success

• We are with you every step of the way

Left to right: Two-year winner Michael C. Lapinski, Vice President – Investments, Financial Advisor, CFP®; Christine Allsworth, Senior Registered Client Associate; two-year winner Craig A. Daun, Vice President – Investments, Financial Advisor, CFP®

We have only one objective: to make our relationship with you the one you can trust for advice on all of your investment planning needs. We are dedicated to becoming a powerful advocate for our clients in their quest for fi nancial stability. Whether you seek to grow assets, preserve wealth, generate income or transfer assets to your family, you can rely on us to develop a comprehensive strategy that not only refl ects your unique situation, but endeavors to make recommendations in line with the objectives that matter the most to you. You can count on our depth of knowledge and reservoir of resources to develop a comprehensive and personalized plan that will allow you to employ the same degree of care in your approach to fi nances as you bring to your family, career and other pursuits.

1515 West 22nd Street, Suite 700Oak Brook, IL 60523

Michael: (630) 571-7195 • Craig: (630) 571-7194

[email protected]@wellsfargoadvisors.com

Advisor selection is not reflective of individual client satisfaction or future performance.Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0813-02266].

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William L. Daily

Your Retirement Plan Done in Real Time, With You, Online

• As fi nancial advisors we work to plan a sustainable retirement for clients

• Math-based, logic-inspired calculations set us at Daily & Francis apart

• Our copyrighted software helps calculate the amount of spending needed in retirement

Left to right: Stephen J. Francis, CFP®; two-year winner William L. Daily, CFP®

Bill and Steve take a down-home approach to fi nances. “We’re usually dealing with a family’s life savings, and we have to get it right the fi rst time.” In fact, since 1982 they have focused on helping families get it right by helping them make important fi nancial decisions. When fi nancial and investment experience is combined with long-term care and insurance knowledge, clients are exposed to possibilities that can give them confi dence in making diffi cult decisions.

205 South Water StreetWilmington, IL 60481

Phone: (815) 476-2105Toll-free: (800) 404-2105

[email protected] www.dailyandfrancis.com

Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC. This award is bestowed by an independent third party that is not affiliated with Raymond James.

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Dan Donahue

Patient, Thorough and Dependable Guidance

• Honesty and transparency

• Ongoing support and guidance

• We answer our own phones — a real person to address your needs

Left to right: Four-year winner Dan Donahue, Senior Vice President – Investment Offi cer; Joe Sutton, Registered Client Associate; David Dixon, Client Associate

With more than 23 years of experience and through his studies for advanced designations, Dan has detailed knowledge of estate and college planning strategies* as well as detailed strategies for corporate executives and portfolio construction. Dan works with affl uent individuals and small businesses to help build wealth and potentially reduce taxes. In accordance with the longstanding philosophies of Wells Fargo Advisors, LLC, Dan provides objective investment advice and consultation free of any potential confl icts of interest.

Wells Fargo Advisors, LLC1515 West 22nd Street, Suite 700

Oakbrook, IL 60523

Phone: (630) 571-7189Toll-free: (866) 951-4149

[email protected]/daniel.donahue

*Wells Fargo Advisors is not a tax or legal advisor. Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0813-04449].

Griffo Guernsey Di Silvestro Rothstein Group at Morgan Stanley

Wealth Management


• Wealth management solutions


Left to right: Alan Guernsey, Managing Director, Wealth Management, Family Wealth Director, Senior Institutional Consultant; Andrew Rothstein, Vice President, Senior Investment Management Consultant; 2013 winner Felicia Di Silvestro, Senior Vice President, Wealth Management, Senior Investment Management Consultant; Seated: three-year winner Andrew Gri� o, Managing Director, Wealth Management, Family Wealth Director, Corporate Client Group Director

We are the Griff o Guernsey Di Silvestro Rothstein Group at Morgan Stanley, four experienced fi nancial advisors — with Five Star Wealth Manager Felicia Di Silvestro — supported by a dedicated team of professionals. We share a common goal —helping you achieve your goals.

Together we can help provide you and your family with a wealth management experience that encompasses investment consulting, comprehensive fi nancial planning and relationship management.

227 West Monroe Street, Suite 3400 Chicago, IL 60606

Offi ce: (312) 648-3441Toll-free: (800) 621-5131, Ext. 3441

[email protected]


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Bradley L. Gummow

Gummow Wealth Advisory Group of Wells Fargo Advisors

• Help grow and protect your wealth

• Holistic wealth management

• Tailored investment strategies

Left to right: Emily Maney, Registered Client Associate; Thomas Weightman, Financial Consultant; Kimberly Pollard, Client Associate; 2013 winner Bradley L. Gummow, Managing Director – Investment Offi cer

I would like to thank you for your continued trust and confi dence. To be in the company of such highly-esteemed colleagues is a great honor. We know our clients face many important decisions that can aff ect their long-term fi nancial success — infl ation, taxation and rising health care costs.

It is our goal to manage portfolios so our clients spend less of their time worrying and more time enjoying the life they have earned. It is a privilege to help clients make sound investment decisions that can contribute to a more secure future.

30 South Wacker Drive, Suite 4000 • Chicago, IL 606066801 Spring Creek Road, Suite 1B • Rockford, IL 61114

Rockford: (815) 921-0531

[email protected]

Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0813-02374].

The Hesdorffer Team at Morgan StanleyWe Love Our Work, So You Can

Love Your Retirement

• Empowering clients through honesty

• Helping you organize your fi nances

• Becoming trusted friends

Left to right: 2013 winner Marietta Hesdor� er, First Vice President – Wealth Management, Financial Advisor; 2010 – 2013 winner Jay Hesdor� er, Senior Vice President – Wealth Management, Financial Advisor, Financial Planning Specialist

What’s your vision of retirement?

Whether you are fi ve years away, already retired or thinking about your encore performance, we are with you every step of the way.

To our clients who have been with us through the decades, thank you!

Thank you for sharing your visions. Thank you for your trust.

227 West Monroe Street, Suite 3400Chicago, IL 60606

Jay: (312) 917-7440 • Marietta: (312) 917-7441

Jay.hesdorff [email protected] [email protected]

www.morganstanleyfa.com/hesdorff er


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The Jené Groupat Morgan Stanley

What’s Important to You?

• Starting that business you’ve always dreamed of?

• Dedicating yourself to your favorite passion?

• Building that second home and spending time with your family?

Left to right: Nathan Martin, Financial Advisor; Debra L. Greening, Financial Planning Associate, Senior Registered Associate; 2013 winner William B. Jené, CIMA®, Senior Investment Management Consultant, Senior Vice President, Financial Advisor

Tell us, and we’ll help you achieve it. Our objective is to act as your personal CFO — organizing, guiding and building your fi nancial foundation. The Jené Group at Morgan Stanley, with 2013 Five Star Wealth Manager William Jené, treats you like family from day one. First, our team wants to truly understand your life’s goals. Second, we develop a concrete and achievable plan that allows you to succeed. Finally, we ensure you stay on track to achieve your dreams. For more than 30 years we have been doing just that for our clients. Let us take some weight off your shoulders and tell us … what’s important to you?

2135 City Gate Lane, Suite 100Naperville, IL 60563

Offi ce: (630) 799-9856

[email protected]


Karmin Capital Management

The Art of Investing

• Research-driven, long-term investing

• Individually tailored plans

• More than 100 years of combined experience

Left to right: Jay Brahin, Managing Director; 2013 winner Philip Karmin, Senior Managing Director; Kurt Karmin, Founder, Chairman Emeritus; Thomas Weil, Managing Director

Founded by Kurt and Philip Karmin, Karmin Capital Management employs a research-driven process designed to add value to clients’ investments. Honest, seasoned investment advice for the long-term investor. Investments are chosen one-by-one to meet the needs of the individual investor, not chosen through bundled products and funds. An investment strategy is based on your unique situation. We invite you to fi nd out the advantages of a tailored approach to investing.

500 Skokie Boulevard, Suite 175Northbrook, IL 60062

Offi ce: (847) 559-9700

[email protected]

Securities offered through Western International Securities, Inc. Member FINRA & SIPC Karmin Capital Management and Western International Securities, Inc. are separate and unrelated companies.

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Patricia A. Koney

Your Values, Your Legacy — Our Mission

• Assisting with a confi dent transition to and through retirement

• Identifying wealth distribution and withdrawal strategies

• Helping you protect and transfer your assets for future generations

Left to right: Beverly McCann, Sandra McClanahan, CFP, CRPC, MBA; Kevin Koney, CFP, CRPC; four-year winner Patricia A. Koney, CFP®, CRPC®, Private Wealth Advisor

Our team provides you the level of experience, wisdom and service you deserve. Off ering personal, one-on-one attention, we help you grow, manage and protect your wealth. Our knowledgeable and experienced professionals can help simplify your complex wealth management needs. As advisors, we have earned fi nancial planning credentials and received specialized training; allowing us to off er sophisticated fi nancial planning advice, strategies, products, ideas and solutions. Your fi nancial plan should be as unique as you are.

Patricia A. Koney & Associates, a private wealth advisory practice of Ameriprise Financial Services, Inc.

15030 South Ravinia Avenue, Suite 39Orland Park, IL 60462

Offi ce: (708) 349-1001 • Fax: (708) 349-1005

[email protected] • patriciakoney.com

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC.

Lake — Cook Group Thrivent Financial

Helping Families Grow and Simplify Their Financial Needs

• Experienced, professional and caring

• Tailored strategies to fi t with your fi nancial goals

• Making it easier for you to fulfi ll your legacy

Financial Representatives, left to right: 2013 winners Je� ery S. DeCant, FIC, CLTC; Eric L. Beaderstadt, CFP®, ChFC®, LUTCF®, FIC and Anthony A. Bianchi, Sr., FIC, CLTC

Our team of fi nancial professionals works together on your behalf. We are committed to building long-term relationships on a one-on-one basis. At the same time, you will benefi t from our combined knowledge and more than 40 years of experience. We put your goals fi rst. If you have a specifi c fi nancial need, we can draw on the expertise of a specialist on our team. The result is a more in-depth level of service that ensures your specifi c fi nancial concerns and goals are addressed whenever you need assistance.

Thrivent Financial800 East Northwest Highway, Suite 126

Palatine, IL 60074

Phone: (847) 358-8448

[email protected]@thrivent.com

jeff [email protected] • www.thrivent.com

Registered Representatives for securities and investment advisory services offered through Thrivent Investment Management Inc. Member FINRA and SIPC. Certified Financial Planner Board of Standards INC. owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the U.S. 550374.

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Diane R. Maloney

Guiding Your Financial Pathway

• Customized fi nancial plans

• Unbiased fi nancial guidance

• Wealth management programs

Left to right: Kristin M. Johnson, four-year winner Diane R. Maloney and Mary T. Smith

We are grateful for Diane to receive the Five Star Wealth Manager award again this year as it expresses our clients’ continued confi dence in our services. Diane Maloney is the founder and president of Beacon Financial Planning Services, Ltd. She has been providing fi nancial services for 25 years and works with clients and their extended families in several states. Wherever people are on their fi nancial journey, we help them fi nd and follow their unique path that protects and preserves what matters most to them.

15409 South, Route 59Plainfi eld, IL 60544

Phone: (815) 577-0029

[email protected]

Securities and Advisory Services offered through Commonwealth Financial Network. Member FINRA/SIPC, a Registered Investment Adviser.

The Lukas-Cohen Retirement Planning Group

at Morgan Stanley

• Focus on creating your retirement paycheck

• Pension and 401(k) rollovers

• Straightforward and competitive costs struct ure

Left to right: Michael T. Lukas, Executive Director, Senior Portfolio Management Director, Financial Advisor; Martin K. Pawelec, Vice President, Senior Portfolio Manager, Financial Advisor; three-year winners Christopher L. Menconi, Senior Vice President, Senior Portfolio Management Director, Financial Advisor; and Michael D. Cohen, CFP®, CPM, Managing Director – Wealth Management, Senior Portfolio Management Director, Financial Advisor

As a member of the Lukas-Cohen Retirement Planning Group, Five Star Wealth Manager Chris Menconi is passionate about helping clients achieve a comfortable retirement. Serving as both portfolio managers and fi nancial advisors, the Lukas-Cohen Group works extensively with corporate executives to construct customized portfolio strategies that seek to meet their retirement income goals, preserve their hard-earned wealth and create a legacy for future generations.

227 West Monroe, Suite 3400Chicago, IL 60606

Offi ce: (312) 648-3587 Toll-free: (800) 621-5231, Ext. 3587

[email protected]/lukascohengroupsb


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Jeffrey E. MartinJason M. Nowitzki

When Confi dence in Your Retirement Matters … Start Here

• Retirement planning strategies

• Tax planning strategies

• Estate planning strategies

Left to right: Diana Kleeman; 2013 winners Je� rey E. Martin, Financial Advisor, CRPC®; Jason M. Nowitzki, Financial Advisor, CRPC®; Melissa A. Dixon

Today, it’s natural to have questions about your retirement — even if you’ve saved and planned for it. With our exclusive Confi dent Retirement® approach, we’ll help you fi nd answers and take the fi rst step toward creating a road map to the future you want. We’ll talk about covering essential expenses, ensuring your lifestyle, preparing for the unexpected and leaving a legacy. And we will help you make adjustments as needed so you can retire on your terms.

Nowitzki, Martin, Dixon & Associates a fi nancial advisory practice of Ameriprise Financial Services, Inc.

815 East Irving Park Road, Suite C • Roselle, IL 60172840 Lake Avenue, Suite 250 • Racine, WI 53403

Offi ce: (630) 980-4750

jeff [email protected] • [email protected]/jason.m.nowitzki/myteam

Investors should conduct their own evaluation of a � nancial professional as working with a � nancial advisor is not a guarantee of future � nancial success. Brokerage, investment and � nancial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Ameriprise Financial and its representatives do not provide tax or legal advice. Consult your tax advisor or attorney regarding speci� c tax or legal issues.

Todd Rollins

Where Relationships Are the Diff erence

• Independent team with the ability to meet your specifi c fi nancial needs

• Tax-effi cient wealth management for all income individuals and families

• Risk management philosophy to help you protect and plan your retirement

Left to right: Dennis Ryan, Financial Advisor, JD, MBA; Richard Babjak, President, ChFC®, CLU®, CFS, MBA, R.F.C.; 2013 winner Todd Rollins, Financial Advisor, CFP®

Our average age is only 40 years old, but we have more than 40 years of business and fi nancial experience. We have a lot of initials after our names, but how does having a young, experienced team help you? It helps because you want a long-

term advisor as you enter retirement and ultimately pass your estate to those you love. If your current fi nancial advisor is nearing retirement, will they still be working in 10 or 20 years when you will need them? We have the age and experience to be your choice.

World Equity Group, Inc.1650 North Arlington Heights Road, Suite 100

Arlington Heights, IL 60004

Offi ce: (847) 342-1700

[email protected]

Securities and advisory services offered through World Equity Group, Inc, member FINRA/SIPC.

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Timothy J. Rueter

A Structured Approach to Wealth Management

• Committed to superior communication

• Dedicated to serving our clients’ interests

• Experienced fi nancial strategy development

Left to right: Anndrea Kuhn, Offi ce Manager; Harvey Dollars, Financial Consultant; two-year winner Tim Rueter, CFP®, ChFC®, Wealth Advisor

As a boutique independent fi rm, our team at Foundation Wealth Strategies understands that having a strong fi nancial foundation is vital to long-term survival. It should fully address and evaluate every element of fi nancial life including risk control, cash fl ow and properly identifying goals. We provide a comprehensive approach to fi nancial planning through a synergy of fi nancial solutions and strategies, from investing wealth to creating an income stream in retirement.

213 West Wesley Street, Suite 103Wheaton, IL 60187

Offi ce: (630) 690-5443Toll-free: (866) 272-8630

[email protected] www.foundationws.com

Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC.This award is bestowed by an independent third party organization and is not affiliated with Raymond James.

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Claude “Bud” Sherman

Building Lifelong Relationships With My Clients

• Sound advice from experience and integrity

• Building, managing and maintaining wealth

• Ongoing guidance and exceptional service

2013 winner Claude “Bud” Sherman, CRPC®, Financial Advisor

I am very grateful and proud to have been chosen as a Five Star Wealth Manager for 2013. For more than 20 years I have dedicated myself to serving my clients and doing what is best for them. I personally meet with every client on an ongoing basis to ensure that their dreams and goals remain the top priority. I want to make my relationship with you the one you trust for all your fi nancial needs.

2 Heritage PlazaBourbonnais, IL 60914

Offi ce: (815) 932-3340Toll-free: (888) 848-9855

[email protected] ameripriseadvisors.com/claude.o.sherman

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC.

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Jason N. Slezak

Expertise in Building and Managing Wealth for Retirement

• Trusted advice in creating income for life

• Taught Social Security at New Trier, Northfi eld

• Volunteer of the year 2008, Palatine Park district

2013 winner Jason N. Slezak

Jason has more than 22 years of experience in fi nancial services. His clientele consists of individuals, trusts, foundations, businesses and family offi ces. Since 1998, Jason has worked with the greater Chicagoland offi ces of the U.S. Social Security Administration by conducting seminars for pre-retirees who are interested in planning for retirement. Jason off ers a wide variety of services and solutions that are particular to his broker-dealer and not easily replicated elsewhere.

41412 North Highway 83Antioch, IL 60002

Offi ce: (847) 838-5151Oshkosh, WI (920) 236-7000

[email protected]

Member FINRA/SIPC.

Stephen J. Sperling

Partners in Your Community

• Trusted investment management

• Long-term care solutions


Left to right: Erika Reynolds, Financial Associate; four-year winner Stephen J. Sperling, Senior Vice President

Stephen J. Sperling off ers his clients a full suite of wealth management products and services. With more than 15 years of experience, he strives to provide sound investment advice and personalized fi nancial solutions. Stephen’s philosophy is built on earning lasting relationships based on a thorough understanding of each client’s individual needs, risk tolerance and investment objectives. He resides in Palatine with his wife and four sons.

110 West Palatine RoadPalatine, IL 60067

Offi ce: (847) 842-2637Cell: (847) 501-1824

[email protected]

Securities and insurance products offered through Wayne Hummer Investments, LLC (Member FINRA/SIPC), founded in 1931. Trust and Asset Management services offered through The Chicago Trust Company, N.A. and Great Lakes Advisors, LLC respectively. Investment products such as stocks, bonds, and mutual funds are not insured by FDIC or any federal government agency.

No Bank Guarantee. Not a Bank Deposit. May Lose Value.

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The Wade Street Group at Morgan Stanley

What Makes the Wade Street Group Diff erent?

• One word — process

• We help you preserve, prosper and pass on your assets

• W.A.D.E. — wealth advisory dynamically executed

Left to right: Erick Perez, Financial Advisor; 2013 winners Elaine Lewis, Senior Vice President – Wealth Management, Financial Planning Specialist, Financial Advisor and Wade Lewis, Senior Investment Management Consultant – Portfolio Manager, Financial Advisor;Maria Vlahos, Client Service Associate

We have 50-plus years of collective experience and a unique, client-driven process developed by University of Chicago alum Wade Lewis. We focus on your personal objectives instead of arbitrary benchmarks. We seek to protect your assets and help you meet your goals in a tax effi cient way. Are you turning 50, 60 or 70? Make the right choice and turn onto Wade Street. Our fi nancial planning is the road map to your most important life events. Contact us for a complimentary meeting.

Wade Lewis and Elaine Lewis, 2013 Five Star Wealth Manager award winners.

227 West Monroe Street Chicago, IL 60606

Offi ce: (312) 648-3564Toll-free: (800) 621-5231

[email protected]/wadestreetgroup

Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. Years of experience: Wade Lewis, 29; Elaine Lewis,28; Erick Perez,10; Maria Vlahos, 33. ©2013 Morgan Stanley Smith Barney LLC. Member SIPC.

TS Financial Group

Committed to You

• Independent, unbiased and objective advice

• Featured in “Illinois Top-Ranking Advisors”

• Nationally ranked in top 2% of LPL Advisors

Left to right: Four-year winner Je� rey Feinendegen, two-year winners Daniel Bouska and Daniel Nagel

Lasting client relationships built on trust, integrity and responsiveness are at the core of everything we do at TS Financial Group. We are committed to understanding your true needs and goals, allowing us to develop a comprehensive fi nancial plan for the many stages of your fi nancial life. This commitment to our clients has placed each partner in the prestigious Chairman’s Club at LPL Financial.

We look forward to helping plan your fi nancial future.

1052 North Western AvenueLake Forest, IL 60045

Offi ce: (847) 735-7100

www.tsgroupllc.com

Securities offered through LPL Financial, Member FINRA/SIPC.

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Robert Byrns

9501 W 144th Pl., Ste. 101 Orland Park, IL 60462 Offi ce: (708) 645-8820 [email protected]

• Personalized investment strategies • Diversifi ed approach for a changing world • 36 years serving loyal clients nationwide

Putting Clients First Since 1977

Robert Byrns, known to his customers simply as “Bob,” meets personally with clients as often as needed throughout the year to discuss how to fi t what matters most to them into a confi dent fi nancial future. With his extensive knowledge of both wealth management and tax planning, Bob fulfi lls a dual role in guiding his clients to comprehensive fi nancial decisions that are in line with their present and future goals and aspirations. Strategic Investment Solutions, Inc. (SIS) is a wholly owned Registered Investment Advisor (RIA) registered with the Securities and Exchange Commission. Securities are o� ered through LPL Financial, a FINRA/SIPC

member and a separate entity from SIS.

CEO, TreasurerCFP®, AIF®, EA, ATA, ATP

Deborah B. Cole

122 S Michigan Ave., Ste. 1220 Chicago, IL 60603 Offi ce: (312) 786-2250 Direct: (312) 294-5774 [email protected]

• Sophisticated estate planning • Trust and estate administration • Practical, effi cient and cost-eff ective

I am proud to receive this honor. I am also proud to work with an extraordinary team of estate planning professionals. Our fi rm has one of the largest estate planning groups in Chicago. We provide sophisticated tax and estate planning, along with a wealth of experience and expertise working with individuals, families, business owners and charitable organizations in a manner that is highly-personalized, effi cient and cost-eff ective.

Attorney

Patrick Curtin

2211 York Rd., Ste. 100Oak Brook, IL 60523

Direct: (630) [email protected]

• Depth of professional resources• Commitment to service excellence• Dedication to clients’ interests

Timely, Informed and Objective Guidance

The strategic integration of extensive internal and external resources is central to Pat’s wealth management philosophy. These resources, as well as an external network of legal and tax professionals, are key in developing individual strategies for complex fi nancial situations. Five Star award winner in 2010, 2011, 2012 and 2013.

Certi� ed Financial Planner Board of Standards Inc. owns the certi� cation marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with � ame design) in the U.S,which it awards to

individuals who successfully complete CFP Board’s initial and ongoing certi� cation requirements. ©2013 Morgan Stanley Smith Barney LLC. Member Trust and other � duciary services.

Vice President, Wealth Advisor and CERTIFIED FINANCIAL PLANNER™

Paul Donato

18-6 E Dundee Rd., Ste. 100 Barrington, IL 60010

Offi ce: (847) 898-9916 Cell: (847) [email protected]/paul.j.donato

• Investments• Family fi nances• Retirement planning

Timely, Informed and Straightforward

I am honored to receive this award. For more than 16 years my goal has been to provide exceptional service and to provide clients with the knowledge they need to make intelligent fi nancial decisions. I constantly consider changes in both the market place and clients goals in order to make necessary adjustments. Investors should conduct their own evaluation of a � nancial professional as working with a � nancial advisor is not a guarantee of future � nancial success. Brokerage, investment and � nancial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC.

Some products and services may not be available in all jurisdictions or to all clients.

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Willard Einspar

2650 Warrenville Rd., Ste. 100Downers Grove, IL 60514

Offi ce: (630) [email protected] www.einsparfamilyfi nancial.com

• Comprehensive wealth management solutions • Proven strategies• Experienced and personal service

Making Wealth Work in Every Season of Life

At Einspar Family Financial we use our knowledge and expertise to empower your plans for today and your dreams for tomorrow. We bring all our competencies and acumen to serve your future, giving you confi dence and peace of mind.

CFP®

Paul Gassel

300 S Wacker Dr., Ste. 2000Chicago, IL 60606

Direct: (312) 356-2167

[email protected]

• Comprehensive wealth management• Investment advisory• Risk management

Planning Today for Tomorrow

Paul Gassel is managing partner of Wrightwood Wealth Management, LLC and has served as a fi nancial advisor since 1995. Paul assists his clients with the accumulation and protection of personal wealth tailored to meet the complex and rapidly evolving fi nancial markets. He works to continuously enhance his reputation for accessibility, professionalism, performance and the depth and quality of his long-lasting consultative relationships with clients.

Securities, investment advisory and financial planning services offered through MML Investors Services, LLC. Member SIPC. Wrightwood Wealth Management is not a subsidiary

or affiliate of MML Investors Services, LLC or its affiliated companies.

Managing Partner, Certified Fund Specialist™

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Nathan J. Huveldt

227 W Monroe St., Ste. 3400Chicago, IL 60606Offi ce: (312) [email protected]/nathan_huveldt

• Risk management through asset allocation • Tax-effi cient portfolio construction • Liquidity and private banking solutions

Comprehensive Wealth Planning

Wealth planning isn’t just asset allocation, estate planning, liability management or what you may think of as fi nancial planning. Rather, it’s an ongoing process that requires constant dialogue, objectivity and commitment. I strive to focus on what’s meaningful to you and your family and then develop a customized, multidisciplinary strategy to help protect you against a full spectrum of fi nancial issues representing risks to your way of life.


CFP®, Financial Advisor/Investment Management Consultant

Christopher Eller

Mendota, IL 61342Phone: (815) [email protected]

• Located within First State Bank, serving the Fox Valley area• Comprehensive asset management• Estate planning, retirement income planning

Planning for a Lifetime

Chris has been providing financial planning, investment, insurance and consulting services to individuals and business owners since 1991. His approach is to help clients see the big picture, efficiently organizing their financial well-being in a cohesive manner while mitigating potential risks, so they can pursue, realize and experience the quality of life their finances should afford.

Investment Centers of America, Inc. (ICA) member FINRA, SIPC and a Registered Investment Advisor is not a� liated with First State Bank or Chris Eller First State Investment Services. Securities, advisory services and insurance products o� ered through ICA and a� liated agencies are: not insured by the FDIC or any other Federal Government agency, not a deposit or other obligation of, or guaranteed by any bank or their a� liates, and subject to risks including the possible loss of principal amount invested.

President, Financial Advisor, Series 7, 24, 63, 65 Registrations

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Peter E. Ledebuhr

290 Springfi eld Dr., Ste. 200Bloomingdale, IL 60108Offi ce: (630) [email protected]

• Behavioral investment counseling • Generational planning • Disciplined asset allocation

Instilling Patience and Discipline

This fi rm has been and will continue to be my life’s work. I am grateful to each entrusting family and those they have so enthusiastically referred. Families can be confi dent with my unique combination of nearly 15 years of planning experience (at age 35), alongside the prospect for a truly lifelong personal relationship with multiple generations. LWM (Ledebuhr Wealth Management) manages assets for individuals, businesses, trusts and charitable organizations.

Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC.

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Daniel Liebers

AXA Advisors 1751 Lake Cook Rd.Deerfi eld, IL 60015

Offi ce: (224) 554-8054

[email protected]

• Asset accumulation• Asset preservation• Retirement income and wealth transfer

Committed to Client Service

As an AXA Advisors fi nancial professional, I am dedicated to helping my clients build secure fi nancial futures. To do it right takes commitment and the services of a capable fi nancial professional like me. Since 1988, I have been helping my clients address and meet their fi nancial goals.

Daniel Liebers offers securities through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment

advisor registered with the SEC. Annuity and insurance products offered through AXA Network, LLC. AGE-80400(09/12)(exp.09/14).

Financial Professional

Michael A. Nadler

155 Pfi ngsten Rd., Ste. 160Deerfi eld, IL 60015

Phone: (847) 940-4040

mnadler@nadlerfi nancial.comwww.nadlerfi nancial.com

• Comprehensive wealth management • Personal fi nancial planning • Qualifi ed retirement plan investment services

Credentials: CPA, PFS, CFP®

As a Five Star Wealth Manager for the last four years, Michael is proud of the quality of service and advice he and his fi rm have provided to high-net-worth individuals and corporate-sponsored retirement plans for more than 20 years. His goal is to establish long-term relationships based on trust, integrity and objectivity while helping clients to set fi nancial goals and achieve them.

Securities offered through Ausdal Financial Partners, Inc. Member FINRA/SIPC. 220 North Main Street, Suite 400 Davenport, IA 52801 (563) 326-2064 www.ausdal.com.

Teresa Nuccio

The Law Office of Teresa Nuccio1460 Renaissance Dr., Ste. 105Park Ridge, IL 60068

Offi ce: (847) 823-9576Cell: (847) 376-8012

[email protected]

• Your values, your legacy — our mission!• Special needs, elder law and VA benefi ts• Client-centric estate plans

With Gratitude for This Honor

I want to thank my clients and peers for helping me celebrate 20 years in my law practice by being named a Five Star Wealth Manager for the fourth consecutive year. We help people protect themselves during their lifetime, and we ensure that the legacy you leave positively refl ects the good you have accomplished in this life so you can transition to the next with no regrets. My focus and commitment is on client relationships and overall satisfaction.

Attorney and Counselor at Law, JD, MSW, VA Accredited Attorney

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C. Kingsley Perkins

30 N Michigan Ave., Ste. 1015Chicago, IL 60602Offi ce: (312) [email protected]

• Fee-only fi nancial planner• Respectful, nonjudgemental advice• Sounding board, fi nancial navigator

Set Course for Your Financial Future

As you progress in your career, it’s crucial to make sure you have a fi nancial destination in mind and are equipped to withstand both calm and stormy seas. As a fee-only advisor, CERTIFIED FINANCIAL PLANNER™ practitioner and former banker, I can help you assess the implications of options and scenarios for where you want to go, so you can sleep at night knowing you have set course for your fi nancial future.

Financial Advisor, CFP®, CDFA™

Gregory C. Stoumbelis

8770 W Bryn Mawr Ave., Ste. 1200Chicago, IL 60631Offi ce: (773) 380-8345Cell: (708) 721-6820gstoumbelis@thgfi nancial.comwww.thgfi nancial.com

• More than 20 years of experience • Wharton certifi cate in retirement planning • Client-centric approach from day one

Expect More From Your Advisor

I am humbled to be named a 2013 Five Star Wealth Manager. Since 1993, it has been both an honor and a privilege to work within this industry. My clients — both corporate and individual — have become part of my life and vice versa. Their success is my success. My job is simply to listen, ask questions and help get them where they want to go, period. In these uncertain times you should expect more from your advisor.Registered Representative of, and Securities and Investment Advisory services o� ered through Hornor, Townsend

& Kent, Inc., (HTK), Registered Investment Advisor, Member FINRA/SIPC, 8770 W. Bryn Mawr Ave, Suite 1200 Chicago, IL 60631 and phone (773) 380-8000. The Heartland Group is independent of HTK. A3CM-0910-08E2.

Retirement Planning Specialist

Robert A. Strobel III

Wells Fargo Advisors, LLC 1752 Capital St., Ste. 100Elgin, IL 60193

Direct: (847) 841-7651

[email protected] www.wfadvisors.com/robert.strobel

• Retirement planning • Wealth preservation • Investment strategies

Personalized Financial Strategies

With more than 20 years of experience in the fi nancial services industry, I am able to provide straightforward, insightful guidance to a select group of individuals. Whether you are building wealth, preserving your assets, minimizing risk or transitioning your wealth to the next generation, I will be with you every step of the way. Let me help you make a diff erence in your fi nancial life with the support of a fi rst-rate staff and vast resources.

Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star selection

process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0913-02077].

First Vice President – InvestmentsCFP®

Gerald V. Winbush

307 N Michigan Ave., Ste. 810Chicago, IL 60637Offi ce: (312) [email protected]/gerald.v.winbush

• Investment planning and portfolio design• Retirement income distribution strategies• Wealth management strategies

Experience • Integrity • Loyalty

I am honored to be selected for the second year as a Five Star Wealth Manager award winner. For over 30 years, I have been committed to helping my clients reach their fi nancial objectives. My mission is to deliver sound money management advice through a comprehensive fi nancial planning process. My team and I place a strong emphasis on developing a long-term relationship with you, based on highly personalized service.

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Ameriprise Financial Services,

Inc., Member FINRA and SIPC.

Financial Advisor, CRPC®

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Wonja Yook

9701 W Higgins Rd., Ste. 240Rosemont, IL 60018Offi ce: (847) 685-1006Toll-free: (866) [email protected]/wonja.x.yook

• Estate planning strategies • Retirement planning strategies • Wealth preservation strategies

Planning for a Confi dent Retirement

Organize your fi nances today and plan for a more confi dent retirement tomorrow. We can start by talking about your dreams and goals and projecting your retirement income and expenses. Together, we can address the many options you may have for your retirement.

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment

and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all

jurisdictions or to all clients.

Financial Advisor, CFP®, MSFS

1751 Lake Cook Rd., Ste. 200Deerfield, IL 60015Office: (224) 554-8095wendy@infinitystrategicpartners.comwww.infinitystrategicpartners.com

Wendy S. Baum

Live for Today, Plan for Tomorrow™. Infinity Strategic Partners is a family-centric financial services firm. We draw a picture of today’s financial status and then create customized strategies for tomorrow.Securities o� ered through AXA Advisors, LLC (NY, NY 212-314-4600), member FINRA, SIPC. Investment advisory products and services o� ered through AXA Advisors, LLC, an investment

advisor registered with the SEC. Annuity and insurance products o� ered through AXA Network, LLC. AXA Advisors and AXA Network do not provide tax, accounting or legal advice or services and do not own or operate In� nity Strategic Partners, LLC. AGE – 88199(09/15).

CPA, JD

549 N Rte. 83, Ste. AGrayslake, IL 60030Office: (847) [email protected]/hal.e.berger

Hal E. Berger

An Ameriprise Platinum Financial Services® practice. Using the Confident Retirement® approach to help you to create a road map to the future you want.

Investors should conduct their own evaluation of a � nancial professional as working with a � nancial advisor is not a guarantee

of future � nancial success. Ameriprise Financial Services, Inc., Member FINRA and SIPC.

Financial Advisor, CERTIFIED FINANCIAL PLANNER™, professional

15255 S 94th Ave., Ste. 100Orland Park, IL 60462Office: (708) [email protected]

David Beutler

With more than 50 years of combined experience, the Beutler Financial Group of Wells Fargo Advisors proudly offers wealth management, investment planning, retirement planning and trust management services.

Advisor selection is not re� ective of individual client satisfaction or future performance. Trust services available through banking and trust a� liates in addition to non-a� liated companies of wells fargo advisors. Please see the introduction section for important information on the scope of the award

and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0913-00953].

Senior Vice President – Investments

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WealthCare Advisors, LLC 10 N Martingale Rd., Ste. 400Schaumburg, IL 60173Office: (847) 466-1212Bill.Billimoria@WealthCareAdvisors LLC.com

F. Bill Billimoria

O f fer ing personal f inancia l advisor y services since 1983, with emphasis on retirement income planning and investment management to pre-retirees, retirees, two-income families and young professionals.

Securities through Concert Wealth Management, Inc., an SEC-registered Investment Advisor.

President, MBA, CPA/PFS, CFP®

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3030 Warrenville Rd., Ste. 320Lisle, IL 60532Office: (630) [email protected]/Alison.L.Brandt

Alison L. Brandt

Alison Brandt has been helping high-net-worth families, business owners and women make sound financial decisions since 1997. Working together, Alison and her clients focus on what works for them now and will help ensure a confident retirement.Conrady & Associates, a private wealth advisory practice of Ameriprise Financial Services, Inc. Investors should conduct their own evaluation of a � nancial professional as working with a � nancial advisor is not a guarantee of future � nancial success. Ameriprise Financial Services,


Financial Advisor

Find a financial planner who will take the time to educate you, eliminate the mystery and put you

on the correct path.— Five Star award winner

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125 S Wacker Dr., Fl. 10 Chicago, IL 60606 Phone: (312) 205-3226 [email protected]

Sherwin Brook

As an adjunct to the services we provide to wealthy individuals — their transition into retirement and the options regarding their retirement planning — the firm has developed a niche related to providing audits, tax service and SOC 1 and 2 reporting of broker-dealers, RIAs, benefit plan and hedge fund administrators and mutual funds. The firm’s PCAOB peer review and tri-annual inspection reports afford BrookWeiner top markets.

CPA

1700 Park St., Ste. 110Naperville, IL 60563Office: (630) 428-9300Direct: (630) [email protected]

Scott A. Brown

We proactively serve clients in all of their financial affairs. “It pays to plan ahead. It wasn’t raining when Noah built the ark.” — Richard C. Cushing

Securities and advisory services o� ered through National Planning Corporation (NPC), Member FINRA/SIPC, a Registered Investment

Adviser. Retirement Advisors and NPC are unrelated entities.

Partner, Wealth Advisor, MBA

102 S Wynstone Park Dr., Ste. 100N Barrington, IL 60010Office: (847) [email protected]

David P. Buckley, Jr.

M r. B u c k l e y, a fo u n d i n g m e m b e r o f Kelleher & Buckley, LLC, concentrates his practice in estate planning, estate and trust administration, taxation, corporate transactional work, succession planning, acquisition and disposition of business entities and real estate.

J.D., CPA

2150 E Lake Cook Rd., Ste. 1015Buffalo Grove, IL 60089Office: (847) [email protected] www.financialplanningandretirementstrategies.com

Patricia A. Chevalier

I believe that my clients should receive the best service and knowledge to keep abreast of today’s news. By staying current and educated, I help clients interpret events and provide insight into strategies which help them achieve financial security.

Metropolitan Life Insurance Company (MLIC), New York, NY 10166. Securities products o� ered by MetLife Securities, Inc. (MSI)

(member FINRA/SIPC). MLIC and MSI are MetLife companies.

CLU®, ChFC®, CFP®

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Davis Financial Strategies5250 Old Orchard Rd., Ste. 300Skokie, IL 60077Cell: (630) 723-1161DavisFinancialStrategies.com

James F. Davis

With more than 18 years of financial services experience, I understand that listening to the goals and objectives of each client is the most important step in advising my clients. I currently specialize in retirement income strategies and professional asset management for growth clients.

Securities and Advisory services o� ered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.

President/Financial Consultant

Burr Ridge Financial Planning Services, Inc.115 E First St.Hinsdale, IL 60521Office: (630) 655-3030BurrRidgeFinancialPlanning.com

Donna M. Cainkar

Fo r m o re t h a n 3 0 y e a r s , D o n n a h a s independently provided expert, unbiased guidance to individuals and business entities seeking comprehensive financial planning, portfolio design and investment research with ongoing monitoring of goals and results.

Masters of Management (MBA), CFP®

15341 S 94th Ave.Orland Park, IL 60462Office: (708) [email protected]/vicky.deshazier

Vicky L. DeShazier

You are in charge of many things, including your future. For 23 years, I have empowered many to grow and preserve their wealth. Working together, I can help you stay in control of your financial picture. Meet with me to learn more.


Vice President – Financial Advisor

227 W Monroe St. Chicago, IL 60606 Office: (312) 648-3452 [email protected]

Andrew N. Embery

Andrew N. Embery is a Financial Advisor with Morgan Stanley. Andrew’s practice focuses on financial planning for high-net-worth individuals and families.


Vice President – Wealth Management

227 W Monroe St., Ste. 3400Chicago, IL 60606Office: (312) [email protected]/barbarafinder

Barbara J. Finder

We guide our clients by helping them preserve and grow their assets over multiple generations. Equally important is our focus on anticipating changes and challenges in our clients’ lives and identifying solutions based on understanding their goals. We work as thoughtful advocates of our clients’ assets and legacy.


Senior Vice President, Financial Advisor, Financial Planning Specialist

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Man

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123 N Wacker Dr., Ste. 1400Chicago, IL 60606Office: (312) [email protected]

Kathy Garlow

Pro v i d i n g c u s t o m i z e d, b e s t - i n - c l a s s accounting and consulting services to family offices, entrepreneurs and professional service firms with a focus on tax and estate planning for more than 25 years.

Partner, CPA, JD, CSEP

5 Revere Dr., Ste. 200Northbrook, IL 60062Phone: (847) [email protected]

Thomas R. Gramins

My mission is to counsel individuals to use their talents and resources to achieve financial success.As a financial consultant, I earn my clients’ trust by providing objective advice and solutions responsive to their particular needs and goals.

Securities o� ered through LPL Financial Member FINRA/SIPC.

CPA, PFS

1 N Franklin St., Ste. 1105Chicago, IL 60606Phone: (312) [email protected]

Diana J. Joseph

Diana Joseph has been successfully helping families, foundations and institutions to preserve and manage their wealth for more than 20 years. Her approach is disciplined and strategic, competently assessing the macroeconomic environment and planning an investment road map to make it safely down that winding road to accomplishing her clients’ goals.

Chief Investment Officer, Managing Director

765 Ela Rd., Ste. 300 Lake Zurich, IL 60047 Office: (847) 540-8640 [email protected]

Victor Katis

I will develop strategies to help ensure your money and investments are working hard for you by focusing on your needs.



Financial Advisor

Kirkland Turnbo & Associates4747 Lincoln Mall Dr.Matteson, IL 60443Office: (708) [email protected]

Gwendolyn V. Kirkland

G we n d o l y n V. K i r k l a n d, C F P ® b r i n g s enthusiasm and expertise to her clients in providing comprehensive financial and investment planning. As a 30-year veteran of financial services, Gwendolyn has a seasoned approach to the markets that serves business owners and families.

Securities o� ered through Sterne Agee Financial Services, Inc. Member FINRA/SIPC.

CERTIFIED FINANCIAL PLANNER™

8755 W Higgins Rd.Chicago, IL 60631Phone: (773) [email protected]

James A. Longo, Jr.

By taking time building deep relationships with clients we help to define objectives, make clear decisions and chart a course of action to simplify the financial aspects of their lives, giving them more time to spend on the activities in their lives that bring them joy, happiness and fulfillment.James Longo is a registered representative with Lincoln Financial Advisors Corp., a broker/dealer (Member SIPC) and registered investment advisor.

*Licensed not practicing. CRN201309-2084950. PWA is a marketing name used to conduct business through Lincoln Financial Advisors.

Financial Planner, CPA*, PFS, CFP®, CRPC®

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222 S Riverside Plz., Ste. 300Chicago, IL 60606Office: (312) 648-5209Cell: (312) 865-3301Deborah.d.hines@wellsfargoadvisors.comhome.wellsfargoadvisors.com/deborah.d.hines

Deborah Hines

Advisor selection is not re� ective of individual client satisfaction or future performance. Please see the introduction section for important

information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0913-02209].

Vice President – Investments

30 South Wacker Dr., Ste. 4000Chicago, IL 60606-9578Phone: (312) 630-7033Toll-free: (800) [email protected]/steve.golber

Steven H. Golber

As a Financial Advisor with Wells Fargo Advisors, I can offer you a wide range of services, from selecting individual investments to developing a retirement plan.


information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0913-03104].

Senior Vice President – Investment Officer

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2021 Midwest Rd., Ste. 200Oak Brook, IL 60523Office: (630) 953-8510monica.lacey@Raymondjames.comwww.WealthAndFinancialPlanningStrategies.com

Monica E. Lacey

We have built a reputation for providing trustworthy, well-researched, unbiased advice to our clients. Our custom plan modeling allows us to create, actively monitor and adjust your personalized financial plan and investment strategies to achieve and maintain lifetime and legacy goals.

Raymond James Financial Services, Inc. Member FINRA/SIPC. This award is bestowed by an independent third party that is not

a� liated with Raymond James.

Wealth Management Specialist, Financial Planner

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11935 Bates Ct.Orland Park, IL 60467Office: (708) [email protected]

Richard J. Madal

Achieving your goals requires preparation. I can help you assess your situation and develop a financial strategy that is customized for you. From strategies to help you grow your assets, to asset distribution in retirement — I’ll help you make informed decisions to stay on track with your goals.

Securities and investment advisory services are o� ered through Thrivent Investment Management Inc. 625 Fourth Ave. S., Minneapolis, MN 55415, a FINRA and SIPC member

and a wholly owned subsidiary of Thrivent Financial for Lutherans. Thrivent Financial representatives are registered representatives of Thrivent Investment Management Inc.

They are licensed insurance agents/producers of Thrivent Financial for Lutherans.

FIC, CLTC, Financial Associate

Joseph A. Nawrocki, Inc.1011 State St., Ste. 230 Lemont, IL 60439 Phone: (630) 257-0075 [email protected]

Joseph Nawrocki

Joe is a financial planner who prides himself on a proactive approach to creating and preserving wealth for his clients. By serving the client’s needs first and by working with other advisors employed by the client, Joe offers a unified approach where all the pieces successfully work together.

Securities and Investment Advisory Services O� ered Through H. Beck, Inc., Member FINRA, SIPC. H. Beck, Inc. and Joseph A. Nawrocki, Inc.

Are Not A� liated.

CERTIFIED FINANCIAL PLANNER™

227 W Monroe St., Ste. 3400Chicago, IL 60606Office: (312) [email protected]/parlier

Stephen M. Parlier

For Stephen, retirement planning means more than providing his clients with investment advice. It means helping them maintain the financial independence they have worked their whole lives to achieve. He feels his proactive approach to comprehensive wealth management sets him apart from others. Five Star Wealth Manager 2011 – 2013.


CPM®, Vice President, Financial Advisor

Pulliam Financial Services3406 W 111th St.Chicago, IL 60655 Office: (773) 238-0911

Michael Pulliam

Michael A. Pulliam is owner of Pulliam Financial Services, Chicago, Ill. Of the 31,100 wealth managers in the greater Chicago area, only 154 are recipients of the Five Star Wealth Manager award for four consecutive years. Michael A. Pulliam, Registered Representative. Securities o� ered through H.D. Vest Investments ServicesSM, Member SIPC, 6333 N State Hwy. 161,

4th Fl., Irving, TX 75038, (972) 870-6000. Pulliam Financial Services is not a registered broker/dealer or independent investment advisory � rm.

MS, CFS®, RTRP

70 W Madison St., Ste. 5100Chicago, IL 60602-4205Office: (312) 419-3592Toll-free: (800) 621-2842bruce.r.pipin.jr@morganstanley.comwww.morganstanleyfa.com/pipin

Bruce “Rob” R. Pipin, Jr.

Whether your goal is to have the retirement of your dreams, purchase a vacation home or fund your children’s or grandchildren’s education, we can work together to create a personalized wealth management strategy that will help you prepare for a successful financial future.


Associate Vice President – Financial Advisor

5157 Main St., Ste. 201Downers Grove, IL 60515Office: (630) [email protected]

James H. McGovern

Our firm provides solutions to help enable people to enjoy their retirement without fear of outliving their money.

Advisory services o� ered through Capital Analysts, Inc. or Lincoln Investment Planning, Inc., Registered Investment Advisors.

Securities o� ered through Lincoln Investment Planning, Inc., Broker Dealer, Member FINRA/SIPC. www.lincolninvestment.com.

J. McGovern & Associates and the above � rms are independent, non a� liated entities.

CERTIFIED FINANCIAL PLANNER™ professional

900 Chicago Ave.,Ste. 403Evanston, IL 60202Office: (847) [email protected]

Dominic S. Mirretti

Dominic specializes in wealth accumulation, management and distribution strategies. For more than 10 years he has used his knowledge of capital markets to address his clients’ goals with sensitivity and insight.

Registered Representatives for securities o� ered through Thrivent Investment Management Inc. Member FINRA and SIPC. For additional important disclosure information, please visit thrivent.com/disclosures.

Financial Consultant, FIC

227 W Monroe St., Ste. 3700Chicago, IL 60606-5067Phone: (312) 706-6819Fax: (312) [email protected]/stephen.m.ross

Stephen Ross

I believe that Sunday dinners are for roasting chicken and enjoying conversation with family and friends. I believe that one should celebrate creativity and local businesses. I believe that helping families create, protect and transfer wealth is my purpose in this career.

Van Winkle, Ross, Tabbone & Associates, A � nancial advisory practice of Ameriprise Financial Services, Inc. Investors should conduct their own

evaluation of a � nancial professional as working with a � nancial advisor is not a guarantee of future � nancial success. Ameriprise Financial Services,


CFP®, MS, Financial Advisor, Vice President

2135 City Gate Ln., Ste. 100 Naperville, IL 60563 Direct: (630) 799-9841 Toll-free: (800) 965-6083 [email protected] morganstanleyfa.com/curtisloveday

Curtis Loveday

As a Morgan Stanley Wealth Manager with more than 20 years of experience, your financial success is my first priority. My goal is to thoroughly understand your financial needs and objectives, then align the firm's vast resources to help you meet or exceed them.


Senior Vice President – Wealth Management, Financial Advisor

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70 W Madison St., Ste. 300Chicago, IL 60602Work: (312) [email protected]

David Stone

I measure my success by my clients’ satisfaction. I work closely with high-net-worth individuals and family-owned businesses. I bring more than 30 years of experience which allows me to help clients grow and preserve wealth through all market cycles. Experience is the best teacher.


Vice President, Financial Advisor

823 Burlington Ave.Western Springs, IL 60558Office: (708) [email protected]

Jim Stork

Peace of mind — what you get when you know that you have partnered with a knowledgeable, experienced, trusted advisor. Call us to get on track to meet your family’s financial goals. More than 25 years of experience. Comprehensive, unbiased advice.

CFP®, CFA®, MBA

2001 Butterfield Rd., Ste. 160Downers Grove, IL 60515 Phone: (847) [email protected]

Michael E. Sullivan

Mike Sullivan & Wealth Management Group have spent their entire careers educating clients on complex investment strategies in an easy-to-understand format. Mike has successfully brought Wall Street to main street and continues to fight the good fight for the hard-working investor.

Securities o� ered through LPL Financial, Member FINRA/SIPC.

AIF®, Wealth Advisor

18-6 E Dundee Rd., Ste. 100Barrington, IL 60010Direct: (847) [email protected]

Joy Ann W. Sweet

For more than 20 years, I have been helping high-net-worth individuals and families plan for financial goals through combining comprehensive financial planning and careful investment selection. My goal is to provide you with personalized planning over time. Investors should conduct their own evaluation of a � nancial professional as working with a � nancial advisor is not a guarantee of future � nancial

success. Ameriprise Financial Services, Inc., Member FINRA and SIPC.

CFP®, CRPC®, AAMS®, Private Wealth Advisor

540 Lake Cook Rd., Ste. 450Deerfield, IL 60015Office: (847) 964-2116Cell: (312) [email protected]

Steven W. Sawyer

Do you invest the same attention to your personal financial strategy as you do in your business? Have you aligned your business and personal goals? Call Steve for a second opinion on your financial strategy.



Financial Advisor — Business Financial Advisor

1 Oakbrook Terrace, Ste. 700Oakbrook Terrace, IL 60181Office: (630) [email protected]

Brett White

What are your financial dreams? My goal is to make sure that you live them! I provide simple solutions to complex decisions through long-term relationships with my clients.



CFP®, APMASM, Private Wealth Advisor

Trinity Financial Advisors, LLC541 N Fairbanks Ct., Ste. 1060Chicago, IL 60611Phone: (312) [email protected]

John Wimbiscus

Trinity Financial Advisors, LLC focuses exclusively on financial planning, investment management and income tax preparation services for our clients. As fiduciaries, we provide these services with objectivity and independence. It is our goal to promote long-term relationships that continue from generation to generation.

CFP®, NAPFA-Registered Financial Advisor

2323 Naperville Rd., Ste. 150Naperville, IL 60563Phone: (630) [email protected]

Mark V. Yackey

For 20 years, I have worked with clients to understand what is important to them and to help provide peace of mind through financial planning.



Financial Advisor, MBA, CFP®, CRPC®

Wells Fargo Advisors, LLC150 W Campbell St.Arlington Heights, IL 60005Office: (847) 870-4695Cell: (847) [email protected]

Jeffrey C. Simon

I act as my client’s primary, trusted advisor coordinating all aspects of their financial life with a personal and unique financial strategy action plan. I help prioritize, organize and simplify their finances, increasing their confidence in achieving their goals.


information on the scope of the award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0913-02741] .

CFP®, Vice-President – Investments

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2013 five star 2013 chicago five star wealth managers · 2014-04-09 · — fs 1 secial aderti sin...

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