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    Introduction to Rock Mechanics

    ENB371: Geotechnical Engineering 2ENB371: Geotechnical Engineering 2

    Chaminda GallageChaminda Gallage

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    Outline of the lecture Introduction

    Rock formation and rock types

    Rock Classification Engineering Classification more focused on applications

    Shear strength of discontinuities

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    Introduction -1Rock mechanics adopts many of the techniques developed in soilmechanics such as: Mohr Coulomb law

    But, the behaviour of rocks is far more complex than the behaviour of

    soils, in many cases rock mechanics uses techniques unknown to soilmechanics.

    Rock mechanics deals with properties of rock and special

    methodology required for design for rock related components ofengineering schemes

    The rock considered in rock mechanics is in fact the rock mass, which

    composes intact rock materials and rock discontinuities.Rock discontinuities dominate the mechanical and engineering

    behaviours of rock. The existence of discontinuity depends on the

    scale. The discontinuous nature and scale dependence feature is notcommon in other man-made materials.

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    Introduction -2

    Rock mechanics is applied to various engineering disciplines:

    Civil

    Mining

    Hydropower

    In civil engineering, it involves:

    FoundationSlope

    Tunnel.

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    Intact rock and Rock mass

    Intact rock: This isthe smallest elementof rock block not cut

    Introduction -3

    y any rac ure.

    Rock mass: In-situ

    rock together with itsdiscontinuities andweathering profile.

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    Intact rock

    Intact rock

    Introduction -4

    texture etc.)

    Mechanical properties (eg. UCS, PointLoad Index etc.)

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    Rocks are divided into three groups according totheir origin

    Igneous Rocks Metamorphic Rocks

    Rock types and their formation -1

    ROCK CYCLEa scheme that represents the processes of

    continuous changes that connect the three major groups of

    rocks:

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    Rock Cycle

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    IGNEOUS ROCKS are formed when hot molten rock

    material, called magma, solidifies

    These samples represent igneousThese samples represent igneous

    rocks, although each exhibitrocks, although each exhibit

    different textures.different textures.

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    Sedimentary Rocks

    Sediments are formed by weathering (mechanical,chemical) of rocks and by organic matters (animal, trees)

    Sediments are transported and deposited in layers

    Sediments can harden into sedimentary rock by Pressure(weight of above layers) and cementation (mineral dissolved

    in water).

    Sedimentary rock covers about three-quarters of continentalareas and most of the sea floor

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    Sedimentary rocks are typically layered,(although layering is not diagnostic of only

    sedimentary rocks)

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    Metamorphic rocks form deep in the earth where high temperature,

    great pressure, and chemical reactions cause one type of rock to change

    into another type of rock

    Metamorphic rocks begin to form at 12-16 km beneath the earth'ssurface.

    They begin changing at temperatures of 100- 800 0C for a few million

    ears it can turn into a new kind of rock

    Metamorphic Rocks

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    Metamorphic Rocks

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    Rock mass classification

    During preliminary design stages of a project, when very little detailed

    information on the rock mass and its stress and hydrological characteristics

    is available, the rock mass classification schemes can be used to provide

    initial estimate of support requirements, and to provide estimates of strengthand deformation properties of the rock mass

    Why do we require rock classification?

    Stability of rock slopes- civilengineering

    Tunnel design

    Petroleum engineering- extractionof crude oil and natural gas

    Underground and open cut mining

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    Rock mass classifications are based

    on the following parameters:Quality of rock

    Intact rock strengthFracture spacing, orientation

    Fracture roughness

    Fracture condition (eg. tight or loose)

    Wet or dry conditionGeology

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    Site investigationWe carry out site investigations

    to determine the quality of rockbeneath the soil.

    How to measure parameters required for rock classification?

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    Rock Quality Designation Index (RQD)

    How to measure parameters required for rock classification?

    (After Deere, 1989)

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    Correlation between RQD and RockMass Quality(after Deere, 1968)

    RQD (%) Rock Quality

    < 2 V r r

    25 - 50 Poor

    50 - 75 Fair

    75 - 90 Good

    90 - 100 Excellent

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    Example for RQD

    From a core run of 1.50 m, the total core

    recovery was 1.25 m as shown in the

    figure. Calculate RQD for the rock core

    sample and identify the quality of therock mass.

    50

    250

    75

    100

    125

    50

    10015

    0100

    50

    125

    100runcoretheoflengthTotal

    cm10piecescoreofLength

    >

    =

    RQD

    1001500

    )125150100125100250(

    +++++=RQD

    %57=RQD Rock quality: Fair

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    Measurement of intact strength

    Unconfined compressive strength (UCS or qu) Point load index test - UCS = 24 Is(50)

    Correlation factor may vary for certain rock types.

    How to measure parameters required for rock classification?

    comparative study.

    Is = P/D2

    Triaxial strength tests - high pressure steel cells.

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    UCS apparatus Rock specimens normally tested

    under compression. No lateral confining pressure

    M ximum m r iv tr t

    How to measure parameters required for rock classification?

    rock

    failure is known as UCS

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    Point Load Tester

    According to Brook (1985), the formula to

    convert the force reading to Is(50) value is asfollows:

    I = FP / D 2

    UCS = 24 Is(50)

    s e

    Where

    F = size correction factor = (De/50)0.45

    P = applied load (MN)

    De = (4A/)0.5

    A= minimum cross sectional area of the specimen (m2)

    The units of the point load index are MPa and whereas the test is

    considered to cause tensile failure

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    Triaxial Test High pressure

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    Rock strength Laboratory estimationStrength class

    Extremely High (EH)

    Very High (VH)

    Unconfined CompressiveStrength (UCS), MPa

    >250

    100-250

    High (H)Medium High (MH)

    Weak (W)

    Very Weak (VW)

    Extremely Weak(EW)

    50-10025-50

    5-25

    1-5

    0.6*-1

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    Direct shear apparatus for rock

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    Rock mass classification systems

    The two most widely used rock mass classifications are:

    Rock Mass Rating (RMR) Bieniawski (1984), ISRM1978

    Rock mass Quality (Q system) NGI (1974)

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    RMR classification

    RMR classification is based on the following 6

    parameters: UCS of intact rock

    RQD

    Joint spacing Joint condition (eg. tight, rough?)

    Ground water condition, and

    Joint orientation (eg. dip angle)

    RMR = relevant ratings

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    G id li f i d f 10 k l RMR

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    Guidelines for excavation and support of 10 m span rock tunnels- RMR

    system

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    E l f RMR

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    Example for RMRA tunnel is to be driven through weathered granite rock. It has a joint set of 59degrees against

    the tunnel direction. The point load index of 8MPa and RQD value of 73% were estimated.The joints are spaced at 390mm. They are slightly rough and slightly weathered with a

    separation of

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    Rock mass quality (Q) system

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    E i l t Di i (D )

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    Equivalent Dimension (De)

    Oth U f l E ti

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    Other Useful Equations

    Permanent roof supportpressure

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    Shear Strength of RockDiscontinuities

    Introduction

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    All rock masses contain discontinuities such as bedding planes, joints,

    shear zones and faults

    Rock mass failure is controlled by sliding on the discontinuities

    To analyses the stability of individual rock blocks, it is necessary to

    understand the shear strength of discontinuities of rock which separate

    Shear Strength of Planar Surfaces

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    gBedding surface is planar having no surface irregularities or undulations.

    Filling material presents between two surfaces.

    anglefrictionResidualstrength,shearResidual

    firctionofanglesurface,ceentedofCohesioncstress,Normalstrength,shearPeak

    rr

    n

    ==

    ====

    p

    The Basic Friction Angle b

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    The Basic Friction Angle b Shear strength of smooth rock surfaces without any filling materials

    between them

    r = n tan b

    The roughness component (i) is then added to basic friction angle(b) to get effective friction angle of the discontinuities

    Typical Values

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    Typical b Values

    Shear Strength of Rough Surfaces

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    Shear Strength of Rough Surfaces

    After Patton (1966)

    r = n tan (b + i),

    where i = slope of the asperity = tan-1

    (v/h) atmaximum dilation

    Bartons Equation for i

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    q

    i = JRC log (JCS/n)where n = mean effective normal stress acting on the joint surface

    JRC = Joint roughness coefficient

    JCS = Joint wall compressive strength (JCS UCS)UCS = Unconfined (uniaxial) compressive strength

    Field Estimate of JRC -1

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    The joint roughness coefficient (JRC) can be estimated by comparing the appearance of

    discontinuity surface of rock with standard profile published by Barton & Choubey

    (1977).

    Field Estimate of JRC -2

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    As an alternative method, the joint roughness coefficient (JRC) can be estimated by

    measuring amplitude of asperity Barton (1982).

    Field Estimate of JCS ( UCS)

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    The joint compressive strength (JRC) can be estimated in the field by performing

    Schmidt rebound hammer test ( Deere and Miller ,1966).

    log JCS = 0.00088 r R + 1.01

    R = Schmidt rebound hammer number

    r = Unit weight of rock

    Scale Effect on JRC and JCS

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    J J

    Barton and Bandis (1982)

    JRCo, JCSo andLo (length) refer to 100 mmlaboratory scale samples andJRCn, andLn refer to in

    situ block sizes.

    Instantaneous Shear Strength (i, ci ) -1

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    g (i , i )

    Because of non-linear strength envelope, c an need to be defined fordesign purposes

    ** When pore water (u) is present in a rock mass, n (normal stress) will be replaced by

    effective normal stress (n= n u) in all the equations presented in this topic