NA.i\IIE OF ORGANIZATION/ENTITY

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Report Required by the EthicsFINAJ.'lCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 u.s.c. app. §§ 101-111)

1. Person Reporting (las: name, firs middle initial) 2. Court or Organization

Murtha, J. Garvan U.S. District Court - Vermont

3. Date of Report

6/29/2010

4. Title (Article m judges indicate active or senior status; Sa. Report Type (check appropriate iype) magistrate judges indicate full- or part-time) i

iD Nominatior., Date U.S. District Judge - Senior D Initial 0 Annual D Final

6. Reporting .Period

01101/2009

to 12/31/2009

Sh. 0 Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my pinion, in compliance United States District Court with applicable laws and regulations. P.O. Box 760 Brattleboro, VT 05302-0760

Reviewing Officer__________·--·· · --·--------·· ..-· __ Date.. _____ · --

I1Y.f PORT ANT NOTES: The instructions accompanying thisform must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I. PO SJTJ 0 NS. (Reporting individual on v; see pp. 9-13 of filit1g instrllctions.)

D NONE (No reportable positions.)

POSITION

' , . Partner Limited Partnership #I

2. Partner lllttlLi.mited Partnership #2

3. Partner -Limited Parmership #3

4. Partner -LimitedPartnership #4

5. Trustee Trust #1

6. Co-Ex culor Estate #1

7. Trustee Trust #2

(,. :. ,. ..... . c:1:·

C::·

F;?, --··11 ·-·

IT)

N =

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0

rn

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II. AGREEMENTS. (Reporting individual only; see pp. 14-16 1>f.filing instructions.)

[ZJ NONE (No reportable agreements.)

1.

2.

3.

PA.RTIES AND TERMS

-··---··------ ---- ----- -----

SOUR.CE

-··--···---------------

----- ---- -----·--- --···-------------------------------

-------------------- ------------------ · ·-----------

2.

Date of Report Name of Person ReportingFINANCIAL DISCLOSURE REPORT

6/2912-010Murtha, J. Garvan Page 2of18

III. NON-IN"\'ESTMENT INCO ME. (Reporting individual and spouse; see pp. 17-:U of filing instrucrions.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

1.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion oftile repormig year, complete this s-ction.

(J)ollar wr.ounf not required e_'tceptfor honorariu.)

[ZJ NONE (No reportable non-investment income.)

3.

4.

SOURCE AND TYPE

IV. RElJ.'1BURSEMENTS ·-tra11sportatio11, lodgi,.g,food, enrertainment. (Includes rhose to spouse and dependent children,· see pp. 25 2 7 o.ffi!ing insrrucrion.s.)

li.J NONE (No reportable reimbursements)

L

2.

3.

LOCATION PURPOSE ITEMS PAID ORPROVtDED

4.

5.

VALUE

· ·---···· _______ c..__ _ ___ --- ·-------

·------------- -----·------------�-----

------------------ ----··---------- ------ ---- ----- -----

5.

FlNA CL

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f A-s-s:ts--··-····--1--:co:.durmg -:ss : eat e:di------·:ansactions peri· - ·--·--·J Jo·fT--(2}f-oi-j(2)_i (i)-T--(2-l -i. ----rivate

transact . .._; i ! i _, -"') .--·-··---------- ·--··--- - · - · ··

·

Accenture PLC Stock, formerly AccentureLtd. Class A Stock

i 2. Amgen Common StockI I, Automatic Data Processing StockIo.

14. Bank of America Stock : 5. Bemis Company Conmion StockI

Cathay Bank Common Stock

7.

Cisco Systems Common Stock

Is. CVS Corp. Stock

J 9. Eag!ecrest Explorations Stock Ecolab Common Stock

Emerson Electric Stock

12. Exxon-Mobil Common Stock

''' 1.). GS Federal Fund #520

14 Fonune Brands Stock

15. FPL Group Inc. Stock 16 .

Franklin Resource Stock

Income Money Market Fund

I I

A

A

A

A

A

A

A

A

A

A

A

A

A

A

Dividend J

None K

Dividend J

Dividend

Dividend I fI

Dividend

None J

Dividend J

None J

Dividend J

Dividend J

Dividend K

interest J

Dividend j

Dividend J

Dividend

Interest J

!

T

T

T Buy

Sold

T

Sold

T

T

T

T

T Buy

T

T

T

T

Soid

T

08/25i09 ]

02/24/09 J

02/24/09 J

;

02/24/09 J

I

02/24/09 ]

..

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·---·n----•--•-••·-·-••-H•1. focome Gain Codes:

(See Columns Bl mdD4)2. Value Codes

(Se:: Columns Ci auC 03)

3. Value MeL'iod Cod s(See Colu:ir.n C:2)

A =Sl,000 or less F S50,00I • $!00,000J ""$15,000 or icss N S250,00l - $500.000 P3 -.$25,000,00l - $50,000,000 Q=Appraisa!

lj =Book Value

B=$1,00! - l2,500 G-$100.00: - $1 ,000,000 K =$15,001 - S50,00C 0,,.,$500,001 - .$1 ,000,000

R

r----- Descrip :,; As.=------ lnc:!�=:---:Gross l (;;pot !:.° _a __ I_! 0�;;�ortir pe o-/----(-1l __ _,__c_2_l _.-_c3_l . -,-C-4l-.1 ____

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FINANCIAL DISCLOSURE REPORT Page 6of18

Name of Person Reporting

Murtha, J. Garvan

Date of Report

6/29/2010

VII. IN"VESTMENTS and TRUSTS - income, val•e, transactions (Includes •hose of spouse and dependent children; see rr. 34-60 of.filing instructions.) D NONE (No reportable income, assets, or transactions.)

A. B.

In

r------··--A.-··- -··-···--·--1-·-·-s.··------- c-.··------,-------··---·---0-

. ----------··--!

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,,_/ _______ ---! __ __ : _ ____ tr"". action) 169.

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Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 8of18 6129/2010Murtha, J. Garvan

VII. JN'VESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see _op. 34-60 off111 ..c instructions.) D NONE (No reportable income, assets, or transactions.)

. -- r ··-- ------: .. - .... --- - -- ·- ---r;:-·· -- - .. ·---------,---··.. -------;;: --- j B C Description of Asaets 1 Income dunng Gross value at end T:ansactions dun."lg repomng penod' ,I (including trust assets) reponmg penod I ofrepomng penod ij j'I

TYP• (e.g., i Date i Valuel (5)--Identity ofiI Place "(X)" after cacb asset exempt from prior disclosure

Gain

buy, sell, ! mrrJdd'yy 'I Code 2 j Code 1 buyer/sellerredemption) (ifprivate

I; Amou t Type (e.g., I Value j Value'jCod l div., rent, I Code 2 i, Method or int.)

'I [!I (A-H) (J-P) Code 3 (J-P1, I (A-H) I

___Jl !. 1 · lL__ ..��-_L ________ ( ..___ ...______ ,,._,_,, ________ ,,_,, __ . ...

- Columbia Small Cap Index Fund

70. - CSX Corp. Stock '

71. - Disney Stock

'7! . - Dreyfus Tax Exempt Fund

73. - Exxon Mobil Stock

74. - Franklin Res. Stock

75. - Genzyme Stock

! 76. - Hewlett Packard Stock

! 7'7 - Lubrizol Corp. Stock! J · -

78. - lV(FS Ser Int'! Fund

'7() I _, • - ).[organ J.P. Chase Stock

80. - Procter & Gamble Stock

81. - Royal Dutch Shell Stock

! 82 - Staples Stock 83. - Teva Pharmaceutical Stock

184 - Uuited Technologies Stock I I 85 -Limited Partnership #3 I

,-----------···-[ l .1nc.ome Go.in Codes: (See Columns Bl and 04)

2. Y: Jue Codes (S::e Colum:as Cl aad OJ)

I

l

c lnt.!Div. M

1 So id

I Buy!

T

I

I'

I r ' 03/25/09 K

!

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01123/09 K j

' _____ ,

A •S1,000 or less B =Sl ,001 - $1,lOO C=52,501 · S5,000 D =.$5,001 - $15.000 E ""'$15,001 - $50t000 F =SSO,OOl- $100,000 G=$100,DOJ -Sl.000,000 ll1 "$! ,C00.00! - $5,000,000 H.2 ""More than $5, 00,000 J =SlS,000 or less K =1:15,001 -S.S0,000 L=S\O.OOl - $100.000 M =SJ00,001 - $250,00GN =$250,001 - $500,000 0 =$500,001 - $1.000,000 Pl =$1,000,00! .. $5,fJ00,000 P2 =$5,000.00J . S25,000,000PJ -s2s.ooo.001 . sso.ooo,oor; P4 "- More than SS0,000,(JO.'J:

3. V lue Method Codes Q=Appraisai R =-:ost (Real Esrn. e OulyJ S Assessment T ""'Casb: 1arket \Se::: Coiumn C2) U =Book Value V=()the:- W=Esttmatd

�----------·--·-----·

-,-(!-) ---< T-·

-HJ _:m ) JJ --redempb :_l__l(J-P) -· 186.

! i i ! 91.

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11111

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FINAl CIAL DISCLOSLTRE REPORT Page 9of18

Name of Person Reporting

Murtha, J. Gan•an

Date of RepGrt

6129/2010

VII. IN"VESTMENTS and TRUSTS - income, value, transactions (Jnchuies those of spouse and dependent children; see PP· 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.)

A. B. c. ···-·--------- -0 ---···--·--··----·--·· 1

Tnmsoctions during reporting period IDescription of Assets Income during Gross value at end (inc11Jding trust assets) reporting period . of reporting period ,

! : (!) I (2) (1) ! (2) ; (3) ., (4) \ Place"()'°)" after each asset iAm?l!Ilt I T:;pe (e.g., , Valne Value , T;pe (e g., I Date / Value Goin ' exempt from pnor disclosure , Coce 1 ' div., rent, f Code 2 i Metllod I buy, sell, imro/

LJ ·--···--·--·---··--··-······--·-··-··------.·

i-(2)--1--(i5--

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Date of Report Name of Person Reporting Flt At CIAL DISCLOSURE REPORT Page 10 ofl8 6/2912010Murtha, J. Garvan

VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those ofspouse and dependent children; ... PP· 34-60 of filing mstructions.J NONE (No reportable income, assets, or transactions.)

c: -····--i -----·--------- ------- ----- --;- ··---- 1 A. B.

Description ofAsset& Income during Gross value at e::>d 1,I (including trust assets) reporting period ofreporting period j

i Value :

Transactions during reporting period

i Gain

I

! I Value 1 Type (e.g., ! Dare 'Place "(X)'' after each asset exempt from pnor disclosure Value1AmountCodel Type (e.g., div.,rent. ; Code: 1 j j Identity of 1 buyer/seller II buy, sell, !ll'.!!Yddlyy Code2 redempaon) _L'1 Method Code]I Ij Code3 1(A-H)

____ ________________ __L_ __

(A-HJorint) (J-P) (J-P) I I (ifpnv tetransacuon) j_J.IIi I (Q-W)__ _J______ l----------L--··--·· I 103.

104.

! 105.

106.

107.

108.

! 109.

110.

i.

11, ..... ! ;.l.

113.

! 114.

115.

1 1 16. 117.

i 118.

i:9.

- Colilmbia Small Cap Fd

- CSX Corp. Stock

- Disney Stock

- Dreyfus Tax Exempt Fund

- Exxon Mobil Stock

- FPL Group Stock

- Genzyme Stock

- Harbor lnt'i Fund

- Hewlett Packard Stock

- Houston Tex Arpt Bond

- Johnson & Johnson Stock

- Kellogg Stock

- Lubrizol Corp. Stock

- MFS Ser lnt'l Fund

- JV!:icrosof: Stock

- Monsanto Stock

- Morgan J.P. Chase Stock

Buy 03/25/09 L

Buy 01/23/09 M

Sold 07/01/09 J i

Sold 03125109 L I

Buy 01/23/09 L

__,, · -

I

! !;

:

I . ;

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- --.-- ·- ·

-- · · -···--· 1. Income G.Un Codes: A •Sl,000 or less B "Sl,001 -S2,500 C =$2,501 · S>,000 D =$5,001 · .115,000 E =S15.00! - S50,000

(Se Colwnns Bl tind 04) F r-$50,00l - $100,WO G =$100,001- Sl,000,000 H! =Sl,000,001 - $5,000.000 H2 =More tha::i SS,000,000 2. Vabe Codes J =$15,000 or less K •$15,00! - $50,000 L ·S50,001 - Sl00,000 M =S!00,001 $250,000

(Sc:e Columns Cl md 03) N =S250,00l - $500,000 0 •!500,00! · Sl,000,000 r: -s1,ooo,001 . ss,000,000 P2 =-S5,000,00J -S25.000,00C Pl =S25,000,00! · !50,IJl)0,000 P4 =More than $50,000.00()

3. Vatu Method CoG.es Q irAppraisal R =Cost (RCJl E-s:tatc Ooiy) S =Assessm:::nt =Cash 1\.fark t ! (See Coluctn CZ) U =Book ValuG v =Oth r W -EstimatcC

···--. -·--.--------------·-·····-----�·- ----·---·-------------·

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Date of Report Name of Person Reporting FINAl CIAL DISCLOSURE REPORT Page 12of18 Murtha, J. Garvan 6/29/2010

VII. lr'i STMENTS and TRUSTS -income, value, transactions (Includes those of spouse and depende.ntehildren; see PP· 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.)

----D ------···--···--1I _Description of Assets Income during j Gross value at end ! Transactions during re?oning perjod i

(including tr>'..lst assets) reporting period ·----1"1 (!) (2) (1) (2) (1) (2) - Csl____ ! ( ,,

Place '(AJ" after each asset Amount·I Type (e.g., 1./aiue Value Type (e.g., j Date I Value 1 Gam Identity of exempt from prior disclosure j Code 1 I div., rent, Code 2 Method buy. sell, IIUIJ/dd.lyy: de 2 l Code l buyer/sellerCo

(A-H) or int) 1 (J-P) i Code 3 redemption) I i (J-P) 1 (A-H) (ifpnvate i L______________ _ --- i I_'.�� L __________ L___j___I. -·-··-

137. · Citigroup Stock

I 138. - Conoco Phillips Stock Buy 08/25/09 J ;139. ·CVS Corp. Stock

' l40. · Dover Corp. Stock

I 141. - Fed Horne Mtg Corp Buy 04/30/09 J i

! 142. · Fortune Brands Stock

143. · FPL Group Stock I iIi

· Franklin Res. Stock

145. - GS Federal Fund

146. · HCP S1ock

i47. - Illinois Tool Wks Stock

i 148. - ISbare MSC! Fund 149. · IShare Midcap Fune!

! 150. · IShare Small Cap Fund

i 151. - Johnson & Johnson Stock 1s2. - Kimco Realty Stock

153. - Mathews Asian Fund Buy 03/i 7109 J

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l. lDcoroe Gain Codes: A •$1,000 or less B •SI,001 • S2.500 (See Columns Bl and 04) F =$50,001 • $100,000 G =$100,001 • Si.000,000

2. Value Codes J -S 15,000 or !cs.'i K -$15,001 - S50,000(See Columns Cl ond 03) K =S250.00l • S500,000 0 =S500,CCI · Sl,000,000

PJ ,.,$25,000,001 · S50,000,000 3. >/aim: Mt:thod Codes Q =Appraisal R =-Cos (Real Esratc Onlyj

(See Column C2) V =BookVclue V =Other

C"""S2,501 • $5,f'IJO D =SS,001 · $15,000Hl s1,ooo,001. ss.000,000 H2 ...Mo:e thar! 35 ,0C0,000 l,=$50,001. $10l',000 M=$IOO.O

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Name of Person Reporting Date of Report FINA., CIAL DISCLOSURE REPORT Page 13of18 Murtha, J. Garvan 6/29/2010

VIl. Il.'i"VESTl\1ENTS and TRUSTS - income, vazue. transactions (Includes those ofsp11use and dependent children; se• PP· 34-6001Ji1ing insrructions.J

D NONE (No reportable income, assets, or transactior.s.) A.

°"" ,;w• ; ! . .,;;.:::;:;::---

(including trust assets) .Description ofAssets

li.if'?u.;t 1 Type (e.g.. o

of filing

- - ----- = f ;:: ::-- ---- ·1-,;:3:;: (2)--'-I

- - ___ ___ :_ 1171. '

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J:c INA... CI.A.L DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 14of18 Murtha, J. Garvan 6/29/2010

VII. INVESTMENTS and TRUSTS - income, valu-, transactions (Includes those of spouse and dependent children; see PP· 34-60 instructions.) D NONE (No reportable income, assets, or·transactions.) -I- - 1-- ��?::�e:�-T-- -- ---=�= :��: :o ��ri d--- --------1 ! fOl!- (1) ! (2) (J) I (2) l (3) (4) ,-- -1 i Place "(A)" after each asset )Amount I ";"ype (e.g. Value Value I Type (e.g, , Date I Value I Gain ) identity of j exempt from prior disclosure , Code I div.'.o rent, I I Code 2 I Met'l.od I buy, sell, I :Jll111ddlyy I Code2 j Code I , buyer/seller ' (A-H) I rmt.) (J-P) ,I Code 3 '. redemption) j , (J-l') : (A-H) \ l1fpnvare1 I IL __ - -·-- -·-- - -·-·-- -- _____ ____ J __ ___ ·- L ( - _;_ - ___ _;_ - IJ - -- _;_ L____ i trans c:'.' ---

- Vanguard Emergin Mkts Sieck

1 m . . \Veils Fargo Stock i 173. - Wm Blair !nt'l Fund 117.i. Estate #1

· - ,. l ; __ -Coca Coia

i 176. - Columbia Dividend Income Fund

- Columbia Large Cap Growth Fund

178. - Dreyf..1s Tax Exempt Cash Fund

- MFS Ser lnt'i Fund

- Teva Pharmaceutical Stock

i 181. Trust#2 -Coca Coia

I - - Co!umbia Dividend Income Fund ' : 184. - Columhia Large Cap Growth Fund 1185. - Oreyfas Tax Exempt Cash Fund I 186. - Kaman Stock

- MFS Ser Int'! Fund

B

E

Sold I

Int.1Div. Closed

Distrfouted

Distributed

Distributed I

Distributed

Distributed

Distributed

Div.&lnt. Pl T

Open' Open

OpenI

Open·----·

08/18i09 ! J

Oli07!09 0

01107/09 K

01/07/09 M

01/07/09 I ' ' 01/07/09 L

01/07/09 M

01!07109 M

0:/07/09 K

01/07/09 M

01/07/09 M

01/07/09 M

Trust #2 See note 1

!

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--·---- ___I

1. Income Gain CC'ldes: A =Sl,000 or less B l,001 -S2,SOO c =$2,501 • $5,000 D =$5,00l • $15,000 E-$;5,00J. $50,000 (Se: Columns 81ond04) F sso,001 • s100,ooo G-$100,0Cl · $1.000,000 H! -SJ,000,00! • $5,000,01){) !i2 ""::\1ore tha:n $5,000,000

1. Vali.:c Codes J =S1.S,OOO or J s K .:. $1:5,001 - S50,000 L •550.00! - .S!00,000 M =SIOO.OOJ • $250.000 (S Co h:.mns CI l.Uld D3) N ... $25C,OO! · $500,000 0 s oo,oo ! $1,UOO,OOU Pl s; ,000,00J · SS.000,000 P2 ss.000.00;. s2s.ooo.ooo

P3 -

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Date Of Report Name of Perso11 Reporting FINANCIAL DISCLOSURE REPORT Page 15of18 6/29/2010Murtha, J. Garvan

VII. INVESTMENTS and TRUSTS - income, value, transactions anctudes 11wse of spouse a:nd dependent children; see pp. 34-60 of filing instructions.; D NONE (No reportable income, assets, or transactions.)

I ;(inciuding trust assets) -

-,I

I• reportmg period ofreporting period ,

ldenntyoflmm.:ddtyy Code2

f I. • Value : IiPlace"(X)"aftereachasset 1 ValueDateValue , Type(eg.,j buyisell,

rede:npuon)

j 1 Codel iId.iv.,rent, Code2 Method buyer/seller·exemptfrompriorclisclosure i '1 (J-P) j (A-H) (ifpnvateCode 3 !f IL----··---·-· ______]__ _ --i -L J or inL) (J-P) JI transaction)--------

- Teva Pharmaceutical Fund Open 01/07109 .M '189. Merrill Lynch IRA c Div. & Int. M T

190. - Aberdeen Equity Fund Buy 07/22/09' J

i 191. - Alliance Bernstein lnt'I Fwid Sold 07/22/09 J

\ 192. - American Growth Fund Sold 07/22109 J

. 193. - Blackrock G!obal Fund Buy 07/'ll/09 J

194. - Citigroup Stock

i 195 - First Tr Nasdaq Fund Buy 07122.109 J

j 196. - First Tr !SE Revere Fund Buy 07i22/09 J

197. - Franklin Strategic Fund Buy 07/22/09 J

! 198. - Hartford Cap Apprec. Fund '

i99. - Henderson Int'! Fund

i 200. - Highland Long/Short Fund Buy 07!22i09 J '

i 201. - Hotchkis & Wiley Midcap Fund Sold 07/22/09 J i' : 202. - !shares Fund Buy 07122/09 J 203. - Ivy Asset Strategy Fund Buy 07/22109 J

i - Janus Pony Fund

__ Buy 07!'2.2i09 J

ii Ii

!'

__lI - ' (Q-W)__L:....:.__ I ---'-' -____L__ ___!- -·- - -_ -

.. -·- ----,l. Income G ir. Colics: A s.1,000 or less B $1,001 -$2,500 C-$2,501 - SS,000 D =$5.00J - $15,00U -·E =$15,001 - SSO.\JOO (See Column.< !31 and 04) F 50,001 -SI00,000 G •SI00,001 ·· $1,000,000 HI =S!,000,001 -$5,()()0,000 H2 =More than $5,000,00G

2. Value Codes J s15,000 or Jess K •$15,00: - SSC,OO

-' --------------------_.L ------- ------- L----1- -------- - -\ j

I

1 21

i I 1 214 . I

i / i 1217.

1218

i

I

l i

I

I I

i !

I I I

i L� Ben

-fi-c-ia _ry _ ____ __ c.D-is_m_·b_u_t_io_n_,__ __ _ _ __.j __ T_. ·--------

I -·-- ___

; c;d;-····-·-----A -si,ooO l -;-·-· -·-------s::s1.0o S250o·---·----·---c ··-·--£

Co -��

- - ----------I / / i (Q-W) '. I i 1 ; transaction) J

Date of ReportName of Person ReportingFINANCIAL DISCLOSlJRE REPORT Page 16of18 6129/2010Murtha, J. Garvan

VTI. L "'ESTJVIENTS and TRUSTS - income, value, transactions (lncilldes those ofspouse and dependent children; see PP· 34-60 a/filing instructions.) 0 NONE (No reportable income. assets, or transactions.) -·1-----------;:----------,----s.-- -- -: - ----c.--------T------ ----- . -- . ---· D. -- ----- ------·--·----i

Description of Assets j Income during ! ( oss value at end j Transactions dunng reportjng penod, (including trust assets) i reportmg pcnod I OI reporting period , .1l : :-w 1·(2)-,--(1) ---r-Til ;---0>--;-CZ>--r-(3)-, -(4)_/___ ---< --1 Pl3"e "(X)" after eact asset 1 Amount 1 Type (e g., Value ! ValueJ 2 Method ! //Code3 ;

Type (e g., Date Vahcc I Gain Identity of redemption)buy, sell, mm1dd!yy /I buyer/seller(ifpnvate

. :div, rent,or mt)I iCode 1(A-H) Code(J-J>) Code 2 , Code 1 ,(J-P) : (A-H) '1

___ __,__ ___L____._ exempt from prior disclost.'Te i !iII ' .!I

205. - Legg Mason fund

206. - Loomis Sayles Strategic Fund 207. - Lord Abbett Midcap Fund 208. - Mainstay Midcap Growth Fund

1; 209. - MFS Value Fuud

/ 210. - Natixis ASG Global Fund I. - PIMCO Emerg Mkts Bd fond

1,

i 212. - Pioneer Cullen Value Fund 2l3. - Powershares Fundi - SPDR Gold Tmst j 2l5. - SunAmerica Strategic Fund

216. - Touch.,toneMidcap Growth Fund - Van Eck.Global Fund - Vanguard Gro'W1.h ETF

I 219. - Vanguard Total FundI

SoM Sold

Sold

Buy

Buy

Buy

Buy Buy Buy

Sold

Buy

Buy

07122109 07/22109

07i22/09

08104109

10/28/09

07122109 J

07122109 07/22/09 07/22/09 J 07/22109 J 07122109. J

07/22/09 1 J

I

Trnst #1 (.X) Income o . .. M ' IL__j_

Gai- or ...--S2.

$5.000 ·--·--·-----·-·-o-:ss.001 .·ru.ooo -·-· s1s,00l=S5o-:000-··1D J01 -(Seo Columns Bl and 04) F =$S0,00! - SI00,000 G s;00,001- S:,000,000 H! =Sl.000,00! . Sl,000,000 H2 =More :bad5,COO,OOO2. Value Codes J SI 5,000 or less K $15,00! · sso.ooo :.-sso.001 • $JDO,OOO M -5100.001 $25•i.OOIJ-

N s:50.001 - .;soo,ooo (:, -=-S.100,00i - Si.000.000 Pl =Si ,000,01)I • .$5,OU0,000 P2 =SS_,000,0C\ S25,'J00,000-P3 =S2s.ooo,001 . $50,00U.OOD P4 =More ha.a S50,000.000

"i. Value Me!boc! Codes Q-Appraisal R =-Cost (Real Estate Ouly) S =Assessment W=Es

Name of Person Reporting Date of Report FINANCIAL DISCJ_,OSURE REPORT

Page 17 ofl8 Murtha, J. Garvan 6/29/2010

VIII. ADDITIONAL INFOR"l\1.ATION OR EXPLANATIONS. (IndicatepartofReport.)

Note #1 -- Line 174 Estate #1 closed 1/7/2009; all assets decreed to Trust #2.

I

L

N'ame of Person Reporting Date of Report FINA.NCIAL DISCLOSlJRE REPORT

Page 18 ofl8 Murtha, J. Garvan 6/29/2010

LX. CERTIFICATION.

I certify that all information given above (1ncluding lnformatfon pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions perm1tting non-disclosure.

l further certify that earned income from out