wr 227 the progress of body armor
TRANSCRIPT
The Advancement of European Body Armor:
Ancient to the Middle AgesFigure 1. Full suit of German Gothic Armor.
Source: Woosnam-Savage & Hall, 2000, p. 68
Isaac J. SwansonResearch Document
March 16, 2006WR 227
Body Armor 1
Summary
This article begins with a brief history of prehistoric armor and how armor
development may have occurred in the millennia before civilized society began. This
introductive section is mainly speculative on the origin of armored protection and what
materials were used in the manufacturing of the final product.
Upon finishing this discourse, the history of armor production starts during the
Greco-Roman period. The paper briefly describes the ingenuity of Greek armor and
quickly moves on to improvements borrowed and developed by Rome. The superior
armor of the Roman legions is discussed.
After the fall of Rome, historical information on armor shifts to chain mail. In this
section, the origin of chain armor is discussed. More information is given regarding the
construction methods used to produce chain mail and the weight of each piece.
Plate armor is introduced next. Renditions of plate development over a timeline
are discussed as well as the various defensive pieces covering the body are also
described. The remaining details included in this section are attributed to armor weight
and costs.
The last section of the paper discusses the development of protective helmets,
starting with a brief history. From there, various improvements are explained on the
transitory period of head defense as well as the construction method used to build each
helmet.
A brief conclusion sums up the paper touching on the preservation and the future
of armor.
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The Advancement of European Body Armor:
Ancient to the Middle Ages
I. An Overview of Body Armor:
A. Kinds of Protection.
1. Shields.
2. Chest protection.
3. Head gear.
B. Armor Materials.
1. Padded Fabric.
2. Leather.
3. Metal.
a. Bronze.
b. Steel.
4. Ceramics and Modern Woven.
II. The Roman Legions:
A. The ingenuity of Lorica Segmentata.
1. Mobility of light weight armor.
2. Flexibility of articulated bands.
B. The effectiveness of Gallic Helmets.
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1. Ear guards.
2. Mobile cheek guards.
3. Protective Neck guard.
C. Superiority of the Suctum.
1. Deflective curve.
2. Full body protection.
3. Interlocking phalanx and the turtle formation.
III. Medieval Armor:
A. Chain Mail.
1. Origin of development.
2. Construction method.
3. Weight and size.
4. Mobility.
B. Plate Mail.
1. Origin of development.
2. Construction method.
3. Weight and size.
4. Mobility.
C. Padded Armor and the Gambeson.
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1. The use of the Gambeson.
2. Effectiveness of Padded Armor.
D. Helms and Helmets.
1. Early Middle Age helmet development.
a. Brief history of the helmet.
b. Spangenhelms.
c. Conical Helms.
2. The Bassinet
a. Replacing the conical helmets.
b. Variations on designs.
c. Visor additions and changes.
d. Chain mail Adventails and their replacement.
3. The Kettle Helm.
a. Simple structure and construction method.
b. Protection bonuses.
c. Sight, hearing, and breathing bonuses.
4. The Sallet and Barbuta.
a. Brief history.
b. Popular dominance.
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c. Barbuta design.
d. Sallet design with bevor.
e. Problems with the bevor.
IV. Conclusion:
A. Recap of historic timeline.
B. A need to preserve the historical pieces.
C. Development of armor in the future.
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The Advancement of European Body Armor:
Ancient to the Middle Ages
Throughout the ages man-kind has been innovative by creating and manipulating
new inventions as the human race progresses. One such development is the production of
protective body armor. Body armor has been around for several millennia. In fact, there is
no exact evidence of when or where armor was developed, but without a doubt it
originated as nomadic people hunted dangerous game and warred with each other (Pike,
2006, n.p.; Yates, 2004, n.p.; and Klučina, 1992, pp. 7-9).
Several kinds of body protection developed from these early times. Shields were
most likely the first form of protection developed. They were made out of wood and
hides, which were light, and allowed the body to move fluidly. Also the shield could be
discarded with relative ease or propped up to hide behind. Soon after shields appeared,
crude but serviceable forms of body protection began to be developed. These armors
were again made from leather and stiffened fabrics. Along with the shield and torso
protection, a form of head protection was introduced. In the earlier eras, leather and the
skulls of large animals were crafted into head protection. Soon all forms of body
protection were being used defensively as well as offensively.
As time progressed, new techniques of metallurgy were discovered and hides,
wood, and bone were replaced with metal protection (Pike, 2006, n.p.; Yates, 2004, n.p.;
and Klučina, 1992, pp. 12-18). Wheelock, Hobbs, & Maddok (n.d.) explain that bronze,
being one of the first strong alloys, was forged into helms, cuirass, and greaves, along
with weapons, by the Greeks around 800-600 BCE (n.p). Woosnam-Savage & Hall
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(2000) state that the Greeks were the first to forge their cuirass, or back and breast plates,
into contoured muscle shapes of the chest and abdomen. However, they first made these
muscled cuirasses out of hardened linen or leather. The independent Greek city-states had
the first superior armored troops in Europe (pp. 28-29). A few hundred years after these
Greek innovations, the Romans were dominating the Mediterranean region in iron armor
around 250 BCE (Wheelock, Hobbs, & Maddok, n.p., n.d.).
Armor of the Roman Legions
Even though the Greeks had many technological advances in armor forging, it
was the Romans that produced a military unrivaled for nearly 1000 years. Not only were
Rome’s soldiers better trained in tactics and maneuvers, but they also possessed superior
technologies which had either been developed or
borrowed from conquered subjects. With the introduction
of segmented armor, or Lorica Segmentata, the Romans
could produce armor that was simpler and cheaper to
make (see figure 2). The simplicity of this armor made it
easy to maintain. Also being made of iron instead of
bronze, the armor was stronger for the same amount of
weight (Wheeler, n.d., n.p.). Since the Lorica
Segmentata, also known as Lamellar, was made of 24
large separate metal plates that were tied together by
leather straps, it allowed for each soldier in the Roman
legions to move with improved flexibility (Woosnam-
Savage & Hall, 2001, p. 36).
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Figure 2. A Fully Armed Roman Trooper.
Source: Woosnam-Savage & Hall, 2000, p. 37.
The Romans developed several types of helmets throughout the time of their
imperial dominance. However, Rome’s most successful development in head protection
was the introduction of Gallic helmets (see figure 2). This occurred about the same time
that Lorica Segmentata was adopted into widespread use throughout the legions.
Evidence from Woosnam-Savage & Hall (2000) as well as from Wheeler (n.d.) explain
that the Imperial Gallic Helmet was made from one solid piece of iron and included
hinged cheek guards. The cheek guards helped protect the sides of the face from slashing
blows while still giving the soldier full visibility with no breathing restrictions. The
Romans also developed a broad brim that protected the back of the neck, which could
deflect arrows, rocks, and direct sword blows. Another feature that was later added to the
Gallic helmet, were the open ear guards. The Romans, like the Greeks before them,
discovered that it was hard to hear orders wearing their helmets, especially during the
peak of battle. To fix this simple problem the Romans cut a hole, behind the cheek guard,
and added a guard that protruded from the helmet to protect the ear. With these features
the Gallic helmet was used until the collapse of the Roman Empire, when much of the
engineering technology was lost (p. 36) (n.p.).
According to Pike (2006), the final superior defense to Rome’s military machine
was the tower shield, also known as the Suctum (see figure 2). The Suctum was a large
rectangular shield made of two boards that were laminated together. After this process
this large shield was covered in canvas or leather for looks and so it would not be weather
damaged. The Suctum was incurved into the shape of one quarter of a cylinder. This
curvature was much better at deflecting arrows and swords. The Suctum had its edges
and corners were strengthened by banned iron rims and the center by an oval boss called
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an umbo, for rigidity (n.p). Rome’s legions could interlock these shields into a protective
shell against a hail of arrows and projectiles, adding to the superiority of the Roman
military.
Chain Mail
After the Roman Empire fell, Europe descended into the Dark Ages. However,
towards the end of this period, armor began to develop once again. According to Waddell
& Palermo (2002), suits of chain mail were one of the earliest forms of armor that were
used before and during the Dark Ages. The Romans adopted it into use for their lighter
auxiliary troops. The development of chain mail has been attributed to the Celts in the 3rd
century BCE. It was widely dispersed throughout Europe at this period in time. “Plate
armor technology fell into general disuse” when the Roman Empire fell to Germanic
invaders, since the tribesmen did not know how to work the massive forges. Yet, chain
mail endured and remained used well into the 15th century (p. 57).
Waddell & Palermo continue by explaining that chain mail is made of interlinked
and riveted metal rings. These rings were made by “cutting long strips” from a sheet of
metal. After the cutting, the strips were heated and beaten into a rough form of wire. At
this point the armorers would pull the wire strips through bored holes to achieve the
proper gauge of wire. The next step in the complex process of creating chain mail was
wrapping the wire around a wooden stick. “A hammer and chisel were used to cut”
through the wrapped wire and form them into separate links. The cut end of these links
were hammered flat and pierced where a rivet was inserted and pinched to hold each link
together (p. 58). This process, making a suit of chain mail, consumed a greater amount of
time than later methods used to develop new types of armor.
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Since the interlinked design of chain mail was extremely flexible, armed warriors
had no mobility problems. Waddell & Palermo explain further, how a knee length full
armed mail shirt or hauberk as it was called; only weighed a surprising 30 pounds. This
light armor was used and favored for well over 1300 years. Scale mail armor was used
during this same period and was an alternative to chain mail. It had overlapping scales of
metal that were punched and sewn to a leather backing, much like the scales on a fish.
This type of armor was used more in Eastern Europe. However, it was not as widely used
as chain mail (p. 59), but it led to the development of solid plate armors.
Plate Mail
Plate armor, or plate mail, as it is sometimes called, came about gradually as
weapons became more durable. Since chain mail could not withstand a direct shot from
an arrow, a new method of protection, called plate armor, was developed and introduced
as a means of defense that became superior to chain mail.
According to Waddell & Palermo (2002) the first form of plate armor to develop,
aside from the helmet, was the cuirass. The cuirass being reintroduced, from its Greek
origin, was made from a solid piece of hardened leather that covered the front and
sometimes the back of the torso. It was worn over a chain mail hauberk and under the
surcoat (p. 60). Later the cuirass was forged out of metal which made the armor resilient
in deflecting piercing blows as well as long range shots from standard bows. The next
plate armor development focused on leg protection, since legs were the most vulnerable
while on horseback. Poleyns, knee plate, were the first leg plate armor to come into
common use. Soon after the introduction of leg armor, plate armor protecting the arms,
called couters, followed. In the second decade of the 14th century armored foot defense,
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called sabatons, were introduced (p. 56). Eventually armor became so complex that the
medieval warrior “was said to be armed cap-a-pie,” which was derived from an “old
French phrase meaning, from head to foot” (Gravett,1998, p. 29). Towards the later 13th
and early 14th centuries, armorers developed articulated plates to allow freedom of
movement (p. 56). This made the well armored warrior not only a formidable fighting
force, but a more agile one as well.
Gravett (1998) wrote that plate armor
was forged much differently than chain mail.
First an armorer began the armor forging
process by heating and hammering a bar or
lump of steel into a flat sheet. After this, the
armorer would hammer out a piece of steel on
an anvil into the shape that was desired. When
the hammering was finished the armorer would
then plunge the metal into a barrel of cool water
to strengthen it, sometimes the piece would be
reheated and the hammering process would
begin again to perfect the armor. After the
forging process, the hammered metal was then
sent to another armorer who cut the hammered
metal into the shape of the destined piece. From
here, the piece of armor was sent to the finisher,
who punched holes in the plates, riveted the
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Figure 3. Avant armor made in Milan 1440-1445.
Source: Woosnam-Savage & Hall, 2000, p. 37.
separate plates together, and added leather straps. The finisher would then send the
finished armor to be painted and polished by other craftsmen (pp. 32-33). Parks (1992)
admits, to some surprise, that the leather straps were fastened together exactly like belt
buckles are currently. Also due to the introduction and rapidly improving firearms of later
period armor, armor smiths would fire guns at their finished product. The dent left by the
bullet was called a “proof mark,” proving that the armor could withstand gunfire (n.p).
This shows that the medieval smiths prided themselves in providing the best quality
work.
Most people today think that a knight’s body armor was cumbersome and
extremely heavy. Woosnam-Savage& Hall (2000), explain that this misrepresentation of
armor has come mainly from “Hollywood and British films.” In the movie Henry V,
filmed in 1945, the producers portray knights as “being winched up by pulleys onto their
steeds,” which is completely inaccurate. “Armor had to be flexible and efficient;”
otherwise it would have been useless while engaging in battle and most likely would have
been discarded. As mentioned before a chain mail hauberk weight around 30 pounds, a
full suit of plate armor weight between 60 and 70 pounds. This may seem like a lot of
weight, however, troops in full combat fatigues today carry anywhere from 120 to 140
pounds of gear. In addition to the low weight of armor, a man of noble birth was trained
to wear the armor starting between the ages of eight and ten. Also since the armor pieces
were “evenly distributed about the body,” armored men could run, lie down, and lift
themselves into the saddle. This quote from Shakespeare’s Henry IV, Part 1, IV.1, taken
from the text of Woosnam-Savage & Hall, shows the true lightweight mobility of plate
body armor:
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I saw young Harry- with his beaver on,
His cuisses on his thighs, gallantly arm’d,
Rise from the ground like a feathered Mercury,
And vaulted with such ease into his seat,
As if an angel dropp’d down from the clouds,
And witch the world with noble horsemanship.
(p. 70)
In continuation, Woosnam-Savage & Hall (2000) express that the cost of armor
was relative to the quality and the inflation from earlier times, which is similar to what
occurs with prices today. Superior quality plate armor was custom forged based on the
wearer’s specifications and took longer to forge. Unsurprisingly this armor and even the
iron and steel materials were extremely expensive. At the peak of armor smithing in 1547
a suit of armor “cost roughly 1258 guilders,” or the “equivalent of 12 years of pay of a
courtier.” A variant suit of armor made only a few years later, in 1559, was guilded and
“cost 2400 Welsche (Italian) Kronen.” This exorbitant amount of money equaled the sum
of master masons earnings for 59 years, including weekends. Cheaper armor, however,
was available to the common soldier. These “munition grade armors” were mass
produced, but were not sized to fit every individual soldier. They were also of much
poorer quality than the armors made for the aristocracy. In fact, “Henry the VIII
purchased 2000 of these munition armors at the price of 16 shillings apiece” (p. 70).
These forms of plate armor were undoubtedly superior to anything that had come before
them. Pike (2006) explains that armor progressed well into the 17th century until it was
made obsolete by modern firearms (n.p).
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Soft Armor
Soft armors were the first form of armor in recorded history. According to
Wheelock, Hobbs, & Maddok (n.d.) and Waddell & Palermo (2002), pourpoints, or
quilted defenses, called aketons were worn under chain or plate armor to reduce the
impact of blows (see figure 4). Aketons were made of at least two layers of linen material
and were filled with rags or tow as padding and was
quilted vertically. The aketon, when worn under armor,
reached to knee length and had long sleeves for full
upper body protection. Another form of padded armor
was the gambeson. Gambesons were worn over plate or
chain armor as an extra padded defense. Common
soldiers who could not afford the expensive metal armor
often wore gambesons by themselves, for defense.
Gambesons were made of finer materials and were often
decorated. Of course the nobles could afford to have fine
fabrics used on their gambesons, while the best the
ordinary soldier could get was made of leather (n.p.) (pp.
59-60). Padded armor was a light weight and cheap alternative. It gave excellent
protection to bashing blows while being worn beneath plate and chain mail armor.
Pourpoints, worn by themselves were an adequate defense against a slashing blow. A
chop by a great axe, however, would cut through the padded defense easily. A piercing
blow from a sword or arrow, or even a lance tip, could also prove itself fatal to the
common soldier.
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Figure 4. Soldier wearing Aketon and Kettle Hat.
Source: Gravett, 1998, p. 20.
Helmets and Helms
The first metal head protection manifested approximately around 3000 BCE in
civilized Middle Eastern societies to protect from lethal blows to the scalp by mace like
implements (Tenner, 2003, n.p.). Leather and wood were most likely used for much
earlier head defense, but there are no artifacts or written evidence supporting this claim.
Head protection developed and dispersed, spreading into Europe. With much innovation
by the Greeks and Romans metal helmet protection became supreme in the west, until the
fall of Rome when superior forging technologies were lost.
Wheelock, Hobbs, & Maddok (n.d.), explain that the first helms to be used in
Europe after the fall of Rome were based on the late empire’s spangenhelms. These
helms were constructed by riveting beaten iron panels to a framework of iron or bronze
strips. These later progressed into the construction of the great helm which gave full head
protection, but did not provide great visibility. Around 900 CE helmets that were forged
entirely from one solid piece of metal were beginning to appear throughout Europe.
Around this same time period conical helmets first introduced by the Normans began to
be widely used among armored soldiers. The conical helms were bullet shaped and
usually had a bar for a nasal guard. These helms were commonly worn over a chain mail
coif by knights until the 1250s in Europe (n.p.).
Wheelock, Hobbs, & Maddok (n.d.) continue by adding that during the late 1200s
conical helmets were replaced by a domed version called the cervelière, or better know as
the basinet. This close fitting rounded skull cap could be worn either under a chain mail
coif or over it. It was also worn for extra defense under the great helm for added
protection. “At first there were three basic types of basinets.” The first type was
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constructed in a deep conical form that “extended down the back of the neck and had a
visor.” Another form of basinet was “closefitting and globular” and “only reached just
below the ears.” The third was a tall conical helm that reached just to the “top of the
ears.” These basinets remain in widespread use until the 1350s, where a medium height
conical helm appears with protection extending along the cheeks and “nape of the neck.”
By the end of the 12th century the basinet was extended down to the base of the neck and
protected the cheekbones. The conical point moved further back on the crest of the helm
until it disappeared altogether (n.p.).
Eventually the basinets developed better face protection that was not just one
solid piece like the great helm. “Throughout Europe in the 1380s,” basinets began to
develop a visor that had a pronounced snout, which was mussel shaped, along with eye
and mouth slits. This jetliner nosed look was designed to deflect blows to the facial area
by sword, lance, or arrow. Breath holes were also added to the visor for better ventilation.
In addition to the snout, hinges were also incorporated into the visor. This not only
allowed for the visor to be lowered or raised, but for it also to be removed by pulling pins
from the hinges (n.p.).
Adventails were “fan-shaped curtains of mail” that “extended from the base of the
basinet.” This defensive covering only protected the shoulders and down to the sternum
area in the front and back of the helm. The adventail protected the throat and shoulder
area but did not cover the face. This additional chain defense could be removed from
rivets in the basinet to be repaired or cleaned. At a later date the adventail was replaced
by a full necked helmet or a gorget (n.p.).
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Another helmet innovation that came about around the transition between the 11th
and 12th centuries, according to Wheelock, Hobbs, & Maddok (n.d.), was the chapel de
fer, otherwise known as the kettle hat since it resembles potted cooking wear (see figure
4). The kettle hat was made from a bowl shaped piece with a wide brim. The bowl was
either constructed in a solid, hammered, piece or by multiple plates that were riveted to a
cross of steel (n.p.). The war hat, as it is also sometimes called, was relatively
inexpensive and “took less time and skill” to forge (Tenner, 2003, n.p.). When first
introduced knights sometimes wore this helm over a basinet or mail coif (Wheelock,
Hobbs, & Maddok, n.d., n.p.). While duly noted, Tenner (2003) affirms that the chapel de
fer was ideally used for foot soldiers in mass numbers. The wide brim made the kettle
helm a favorite over many centuries because of its increased protection from “volleys of
arrows and missiles hurled from walls during sieges.” Several other reasons the chapel de
fer was popular for several centuries was due to the fact that it was “comfortable to
wear,” easy to remove when needed, and had no interference with vision or hearing. With
this beneficial design the kettle helm not only possessed a means of popular defense in
Medieval Europe, but was reused during the World Wars and continues to be used today
as hard hat protection for miners, construction workers, and many other hazardous jobs.
The most effective helmets were developed in the early to mid 15th century.
Woosnam-Savage & Hall (2000) indicate that the two most common and well designed
helmets were the sallet and the barbuta. The barbuta design was based from the ancient
Greek Corinthian style helm by applying a “T shaped opening” that allowed for sight and
ventilation (see figure 3). This simple but effective design allowed the armored warrior to
have complete head protection while still allowing for unobstructed vision and respiration
Body Armor 18
(p. 62). Both Tenner (2003) and Woosnam-Savage & Hall (2000) suggest that the sallet,
being the other helmet of choice, was widely favored in England and the Germanic
regions of Europe. This helmet offered superior visibility with its pivoted visor which
could be raised or lowered during times of noncombatant exchanges. Also the versatile
sallet had a contoured brim that covered the back of the neck for additional protection.
The sallet, when incorporated with full plate armor, was fitted with a bevor, or a chin and
neck protective plate (see figure 1.) (n.p.) (p. 62). Woosnam-Savage & Hall (2000) add
that while the ability to remove the bevor was a bonus, the chin protection itself did not
have much ventilation. Many soldier and knights that either forgot to don the bevor or
that lowered it for better ventilation were commonly killed in battle due to the exposure
of the throat (p. 62). Both the barbuta and the sallet are thought to have originated in
northern Italy and then spread throughout Europe (Tenner, n.d., n.p.). Even with these
slight disadvantages, the barbuta and the sallet remained in use until the necessity for full
plate armor was reduced and eventually died out.
Armor has changed throughout history in both appearance and defense. It could
be stated that the rise of nations were not only created and defended by courageous men,
but also by the armored protection that they wore. These legendary plates of steel, not
only represent the past struggles of civilizations, but the very essence of survival of
societies. It would be a shame to lose sight of the artful and practical design armor has
wrought throughout history. By remembering and preserving these wondrous metallic
defenses, future societies will be able to better see and understand the progression of
man. Who knows, the suits of ancient glory may inspire the achievement of tomorrow’s
body protection.
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References
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Gravett, C. (1998). The world of the medieval knight. New York: Peter Bedrick.
Klučina, P. & Pevný, P. (1992). Armor: From ancient to modern times. Bratislava,
Slovakia: Slovart.
Parks, E. (1992). Around the mall and beyond. Washington, DC: Smithsonian Institution.
Pike, J. (2006, Jan. 16). Body armor history. Retrieved February 22, 2006, from
http://www.globalsecurity.org/military/systems/ground/body-armor2.htm
Tenner, E. (2003). Hardheaded logic: The helmet is older than the city-state and newer
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http://www.inventionandtechnology.com/xml/2003/1/it_2003_1_feat_0.xml
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actics.pdf
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25, 2006, from
http://college.hmco.com/history/readerscomp/mil/html/mh_003100_armor.htm
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February 22, 2006, from
http://users.wpi.edu/~dev_alac/iqp/indepth/historyofarmor.html
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