Wilbanks Partners, LLC

One Stamford Plaza, 9th Floor

263 Tresser Boulevard

Stamford, CT 06901

www.wilbankspartners.com

April 2014

Wilbanks Partners LLC:Selected Representative Assignments

Selected Representative Assignments

2

Chief Investment OfficerMajor Regional Bank CIO – Investment & Wealth ManagementSignificant Ultra HNW Boutique Private Bank Chief Investment OfficerLeading ESG Investment Firm Chief Investment Officer Major Hedge Fund Managing Director & CIOLeading ESG Investment Firm Chief Investment OfficerMajor Investment Firm Chief Investment Strategist & Head of Investment OperationsMajor Pension Fund Director of Alternative InvestmentsBoutique Value Investment Firm Chief Investment OfficerMajor European Investment Firm MD & CIO Hedge Fund of Funds – US Large Family Office Chief Investment Officer

CEO / COOMajor Wealth Management Firm President & Chief Operating OfficerLarge Global Public Investment Firm President & Chief Executive Officer President – Retail Investments BusinessMajor Regional Bank President – Retail BrokerageMajor Global Diversified Investment Firm President – Hedge Fund of Funds President – Retirement ServicesInvestment Analytics Software Co. President & Chief Executive Officer Large Global Securities Services Bank SVP & Chief Operating Officer Major Family Office Chief Executive OfficerLarge Independent Investment Company Country Head – Canada

Equities Large Hedge Fund Head of Equity ResearchLarge Mutual Fund Company Retailing Analyst Technology Analyst

Board of DirectorsMajor Independent Investment Firm Member, Board of Directors (3) Major Private Equity Firm Member, Advisory BoardInvestment Software Services Company Member, Board of Directors (5) Large Global Public Investment Firm ChairmanMajor Financial Services Industry Association Chairman of the BoardGlobal Financial Services Association Board Governance Study & Member Assessment

Fixed IncomeMajor Global Diversified Investment Firm MD & Head, Global Fixed Income MD & Portfolio ManagerLarge International Insurance Company Senior Credit Portfolio Manager Senior Credit Research AnalystLarge Hedge Fund MD & Head of Fixed Income StrategiesMajor Hedge Fund of Funds Senior Analyst – Manager Assessment (3)

Quantitative InvestmentsMajor Independent Mutual Fund Firm MD & Head of Quantitative Equity Investing Senior Quantitative Research Analyst (3) Global Macro Economist (2)Large Electronic Securities Trading Firm Director of Financial Engineering Major Ratings Agency Head of Hedge Fund Ratings

Institutional Sales & MarketingMajor Investment Firm Managing Director & Head of DCIO Sales Large Diversified Investment Firm Director, Head of Insurance & Sub-Advised Sales ChannelMajor Independent Investment Firm EVP & Division Executive, Defined Benefits AdministrationLeading ESG Investment Firm SVP & Head of Pension SalesMajor Investment Firm MD & Head of Institutional DistributionMajor Private Equity Firm Partner – New Business DevelopmentAlternatives Fund of Funds MD & Head of Sales and Client ServiceMajor Global Diversified Investment Firm MD & Chief Marketing Officer – Institutional Major Investment Firm VP & Chief Marketing Officer – Institutional Major Venture Capital Firm Director, Head of Marketing & Client ServiceLarge Hedge Fund VP – Client Services Relationship ManagerLarge Investment Management Firm Director – Pension Consultant RelationsLarge Life & Annuity Insurance Firm Marketing Director – Pension Sales, Midwest

Retail Sales & MarketingMajor Investment Management Firm President – Retail DistributionMajor Private Equity Firm Head of Retail Distribution Chief Marketing Officer – RetailLeading ESG Investment Firm EVP & Head of Distribution Head of Internal Sales DeskMajor Investment Management Firm MD & Head of Retail DistributionMajor Investment Management Firm VP & Head of National Accounts Major Investment Management Firm EVP & Head of e-CommerceMajor Life and Annuity Insurance Company SVP & Chief Marketing Officer Major Investment Firm VP & Chief Marketing Officer – Retail Major Investment Management Firm Director – New Client Acquisition Director & Chief Marketing Officer – Retail Client Segment Director & Chief Marketing Officer – Digital

& Social Media Director & Chief Marketing Officer – ETF & Advisor ChannelMajor Public Investment Company MD – Product Management & New Product DevelopmentMajor Investment Firm Director – New Product Development & Product ManagementMid-Size Investment Firm MD, National Product & Sales ManagerRetail Investment Firm Vice President – Sales, Central Region

April 2014Wilbanks Partners LLC: Representative Assignments

Selected Representative Assignments

3

Wealth Management & Family OfficeMajor Wealth Management Firm President & Chief Operating Officer EVP & Chief Risk Officer EVP & General Counsel EVP & Head of FinanceMajor Regional Bank President – Retail Brokerage DivisionMoney Center Bank President – Retail Brokerage DivisionMajor European Private Bank MD & Head of US Private BankingLarge Family Foundation Chief Investment OfficerLarge Family Office Chief Executive Officer Chief Investment OfficerLarge Family Office PresidentLarge Family Office President Director of InvestmentsLarge Family Office Director – Manager Search & EvaluationLarge Multi-Family Office Investment Director – Fund of Funds

DiversityMajor Regional Bank CIO – Investment & Wealth ManagementMajor Wealth Management Firm MD & Chief Risk OfficerLeading ESG Investment Firm EVP & Head of Distribution SVP & Head of Pension Sales Head of Internal Sales DeskSignificant UHNW Boutique Private Bank Chief Investment OfficerMajor Independent Investment Firm Member, Board of Directors Principal – Institutional Strategic Consulting Principal & Head of Quantitative Equities Head of International Audit Director & CMO – Digital and Social Media Senior Quantitative Research Analyst Quantitative Research Analyst Investment Analyst Global Macro EconomistMajor Independent Investment Firm EVP, Operations & Implementation, Retirement Service BusinessMajor Investment Firm VP & Chief Marketing Officer – Institutional VP & Chief Marketing Officer – Retail Major Pension Fund Director of Alternative InvestmentsLarge International Insurance Company Fixed Income Portfolio Manager Fixed Income Credit AnalystInvestment Analytics Software Company Head of SalesMiddle Office Software Company Product Manager Large Family Office Director of Investments

Technology and OperationsMajor Independent Investment Firm EVP, Operations & Implementation, Retirement BusinessGlobal Investment Management Firm Chief Information OfficerGlobal Commodities Trading Services Firm Chief Information Officer Global FX Software and Trading Services Firm MD – Americas Sales & Client Services VP & Head of e-Commerce, AmericasLarge Financial Services BPO Firm GM – Enhanced Shared ServicesLarge Public Diversified Investment Firm Group Manager – Middle Office OperationsMajor Investment Management Firm VP – Investment Operations ManagerMajor Financial Svcs Compensation Consultant VP – Technology & Operations ConsultingMajor Investment Services BPO Firm VP – Marketing Comm. & Brand Management VP – Digital & Social MarketingMiddle Office Software Company VP – New Business Development Product Manager

Legal, Risk Mgmt & ComplianceMajor Wealth Management Firm MD & Chief Risk Officer MD & General CounselMajor Life & Annuity Insurance Company SVP & Chief Risk Officer Large Global Insurance Firm Head of Risk Management – Hedge Fund of Funds, US Investment DivisionMajor Investment Management Firm EVP & General Counsel SVP & Head of Risk Mgmt, Quantitative Research & Product DevelopmentMajor Pension Fund Vice President – Investment RiskMajor Hedge Fund of Funds Senior Analyst – Risk Management

Corporate OfficersMajor Investment Management Firm Chief Financial Officer Major Wealth Management Firm EVP & Head of FinanceMajor Life & Annuity Insurance Company Chief Financial Officer SVP, Corporate Controller & Deputy CFOMajor Independent Investment Firm Chief Actuary – Defined Benefit Consulting Head of International AuditLarge Global Private Equity Firm Chief Administrative OfficerMajor Family Office Chief Financial Officer

April 2014Wilbanks Partners LLC: Representative Assignments