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Document of The World Bank FOR OFFICIAL USE ONLY Report No: PAD2206 INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT PROJECT PAPER ON A PROPOSED SECOND ADDITIONAL GRANT IN THE AMOUNT OF US$30 MILLION EQUIVALENT TO THE HASHEMITE KINGDOM OF JORDAN FOR A MUNICIPAL SERVICES AND SOCIAL RESILIENCE PROJECT December 28, 2017 Social, Urban, Rural and Resilience Global Practice MIDDLE EAST AND NORTH AFRICA This document is being made publicly available prior to Board consideration. This does not imply a presumed outcome. This document may be updated following Board consideration and the updated document will be made publicly available in accordance with the Bank’s policy on Access to Information. Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

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Document of

The World Bank

FOR OFFICIAL USE ONLY

Report No: PAD2206

INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT

PROJECT PAPER

ON A

PROPOSED SECOND ADDITIONAL GRANT

IN THE AMOUNT OF US$30 MILLION EQUIVALENT

TO THE

HASHEMITE KINGDOM OF JORDAN

FOR A

MUNICIPAL SERVICES AND SOCIAL RESILIENCE PROJECT

December 28, 2017

Social, Urban, Rural and Resilience Global Practice

MIDDLE EAST AND NORTH AFRICA

This document is being made publicly available prior to Board consideration. This does not imply a

presumed outcome. This document may be updated following Board consideration and the updated

document will be made publicly available in accordance with the Bank’s policy on Access to

Information.

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CURRENCY EQUIVALENTS

(Exchange Rate Effective NOVEMBER 30, 2017)

Currency Unit = Jordanian Dinar (JOD)

JOD 0.709 = US$1

US$1.41 = JOD 1

FISCAL YEAR

January 1 – December 31

ABBREVIATIONS AND ACRONYMS

AF

AfD

Additional Financing

Agence Française de Développement (French Development Agency)

CBO

CITIES

Community-Based Organization

Cities Implementing Transparent, Innovative and Effective Solutions

CPF Country Partnership Framework

CVDB Cities and Villages Development Bank

DA Designated Account

ESMF Environmental and Social Management Framework

ESSRP

IBRD

IDA

IDP

ILO

Emergency Social Services and Resilience Project

International Bank for Reconstruction and Development

International Development Association

Internally Displaced Person

International Labor Organization

FM Financial Management

GOJ Government of Jordan

IF Innovation Fund

JRP Jordan Response Plan

MDTF Multi-Donor Trust Fund

MENA

MoMA

Middle East and North Africa

Ministry of Municipal Affairs

MOPIC Ministry of Planning and International Cooperation

MNAF

MSSRP

MST

Middle East and North Africa Vice President Unit for Free-Standing Trust Funds

Municipal Services and Social Resilience Project

Municipal Support Team

NGO Non-Governmental Organization

PM Participating Municipality

PMU Project Management Unit

POM Project Operations Manual

SC

USAID

UNDP

WBG

YM

Steering Committee

United States Agency for International Development

United Nations Development Programme

World Bank Group

Youth Monitoring

Vice President: Hafez Ghanem

Country Director: Saroj Kumar Jha

Senior Global Practice Director:

Practice Manager/Manager:

Ede Jorge Ijjasz-Vasquez

Ayat Soliman

Task Team Leader: Lina Abdallah Saeed Abdallah, Phoram

Shah

HASHEMITE KINGDOM OF JORDAN

MUNICIPAL SERVICES AND SOCIAL RESILENCE PROJECT

TABLE OF CONTENTS

I. Introduction .............................................................................................................................................. 1

II. Background and Rationale for Additional Financing in the amount of US$ 30 million ....................... 2

III. Proposed Changes ................................................................................................................................ 17

IV. World Bank Grievance Redress .......................................................................................................... 27

Annex I: Results Framework and Monitoring ............................................................................................ 28

Annex II : Procurement Assessment and Mitigation Measures ................................................................. 34

Annex III: Component 1: Municipal Grants .............................................................................................. 37

Annex IV: Component 1: Innovation Fund ................................................................................................ 41

Annex V - List of Eligible Municipalities under MSSRP .......................................................................... 44

Annex VI– Summary of Public Consultations ........................................................................................... 46

i

ADDITIONAL FINANCINGDATA SHEET

Jordan

Municipal Services and Social Resilience Project ( P161982 )

MIDDLE EAST AND NORTH AFRICA

GSU05 .

Basic Information – Parent

Parent Project ID: P147689 Original EA Category: B - Partial Assessment

Current Closing Date: 31-Dec-2017

Basic Information – Additional Financing (AF)

Project ID: P161982 Additional Financing

Type (from AUS): Restructuring, Scale Up

Regional Vice President: Hafez Ghanem Proposed EA Category:

Country Director: Saroj Kumar Jha Expected Effectiveness

Date: 02-Feb-2018

Senior Global Practice

Director: Ede Jorge Ijjasz-Vasquez Expected Closing Date: 31-Dec-2020

Practice

Manager/Manager: Ayat Soliman Report No: PAD2206

Team Leader(s): Lina Abdallah Saeed

Abdallah, Phoram Shah

PHApp

AuthTbl Approval Authority

Approval Authority

RVP Decision

Please explain

The proposed Second Additional Financing (and Restructuring) is fully funded by donor contributions

through a Multi-Donor Trust Fund (MDTF). The Parent project was also funded by donor contributions

through a MDTF, as well as the State and Peace Building Fund. As such, the Parent project was also

approved at the RVP level.

Borrower

Organization Name Contact Title Telephone Email

Ministry of Planning and

International Cooperation

(MOPIC)

Imad Najib

Fakhoury Minister (962-6) 462-9306 [email protected]

Project Financing Data - Parent ( Jordan- Emergency Services and Social Resilience-

P147689 ) (in USD Million)

ii

Key Dates

Project Ln/Cr/TF Status Approval

Date Signing Date

Effectiveness

Date

Original

Closing Date

Revised

Closing Date

P147689 TF-15776 Effectiv

e 12-Oct-2013 12-Oct-2013 12-Oct-2013 31-Dec-2016 31-Dec-2017

P147689 TF-A3529 Effectiv

e 30-Dec-2016 03-Jan-2017 03-Jan-2017 31-Dec-2017 28-Feb-2018

Disbursements

Project Ln/Cr/TF Status Currency Original Revised Cancelled Disburse

d

Undisbu

rsed

%

Disburse

d

P147689 TF-15776 Effectiv

e USD 52.71 52.71 0.00 52.71 0.00 100.00

P147689 TF-A3529 Effectiv

e USD 10.80 10.80 0.00 10.44 0.36 96.63

Project Financing Data - Additional Financing Municipal Services and Social Resilience

Project ( P161982 )(in USD Million)

[ ] Loan [X] Grant [ ] IDA Grant

[ ] Credit [ ] Guarantee [ ] Other

Total Project Cost: 30.00 Total Bank Financing: 21.12

Expected Donor

Funding: 8.88

Financing Source – Additional Financing (AF) Amount

MNA VPU Free-standing Trust Funds 21.12

Expected Donor Funding 8.88

Total 30.00

Policy Waivers

Does the project depart from the CAS in content or in other significant

respects? No

Explanation

Does the project require any policy waiver(s)? No

Explanation

Team Composition

iii

Bank Staff

Name Role Title Specialization Unit

Lina Abdallah Saeed

Abdallah

Team Leader

(ADM

Responsible)

Sr Urban Spec. Urban Specialist GSU11

Phoram Shah Team Leader Urban Specialist Urban Development

Specialist

GSU11

Lina Fares Procurement

Specialist (ADM

Responsible)

Senior Procurement

Specialist

Procurement Expert GGO05

Jad Raji Mazahreh Financial

Management

Specialist

Sr Financial

Management

Specialist

FM Expert GGO23

Amer Abdulwahab Ali

Al-Ghorbany

Environmental

Safeguards

Specialist

Environmental

Specialist

Environmental

Safeguards

GEN05

Andrianirina Michel

Eric Ranjeva

Team Member Finance Officer Disbursement Officer WFALN

Anton Karel George

Baare

Team Member Consultant Community Driven

Development

GSU07

Balakrishna Menon

Parameswaran

Team Member Lead Urban

Specialist

Institutional

Development and

Governance

GSU12

Charlene D'Almeida Team Member Program Assistant Operational Support GSU11

Ghada Abdel Rahman

Shaqour

Team Member Consultant Operational Specialist GSU11

Ibrahim Khalil Dajani Peer Reviewer Program Leader Program Leader MNC02

Julie Rieger Counsel Senior Counsel Senior Counsel LEGAM

Mariana T. Felicio Social Safeguards

Specialist

Senior Social

Development

Specialist

Social Development

Specialist

GSU05

Marie Roger Augustin Team Member Legal Analyst Legal Analyst LEGAM

Neha Dhoundiyal

Gupta

Team Member Financial

Management

Specialist

Disbursement WFALN

Sima W. Kanaan Team Member Lead Social

Development

Specialist

Lead Social

Development Expert

GSU05

Tobias Lechtenfeld Team Member Social Development Monitoring and GSU05

iv

Specialist Evaluation/Youth

Victoria Ahlonkoba

Bruce-Goga

Team Member Program Assistant Operational Support GSU05

Extended Team

Name Title Location

Locations

Country First Administrative

Division

Location Planned Actual Comments

Jordan Ma’an Ma’an X Added in the 2nd

year of

implementation

Jordan Irbid Irbid X

Jordan Zarqa Zarqa X Added in the 2nd

year of

implementation

Jordan Tafielah Tafielah X

Jordan Mafraq Al Mafraq X

Jordan Karak Karak X

Jordan Balqa Balqa X Added in the 2nd

year of

implementation

Jordan Ajloun Ajloun X Added in the 2nd

year of

implementation

Jordan Jerash Jerash X

Jordan Madaba Madaba X Added in the 2nd

year of

implementation

Institutional Data

Parent ( Jordan- Emergency Services and Social Resilience-P147689 )

Practice Area (Lead)

Social, Urban, Rural and Resilience Global Practice

Contributing Practice Areas

v

Additional Financing Municipal Services and Social Resilience Project ( P161982 )

Practice Area (Lead)

Social, Urban, Rural and Resilience Global Practice

Contributing Practice Areas

Consultants (Will be disclosed in the Monthly Operational Summary)

Consultants Required ?Consultants will be required

1

I. INTRODUCTION 1. This Project Paper seeks the approval of the Regional Vice President to provide an

additional grant in an amount of US$ 30 million equivalent1 to Jordan’s Emergency Services and

Social Resilience Project (P147689).

2. Responding to the request of the Government of Jordan (GOJ) to address the impact of the

large influx of Syrian refugees on Jordanian host communities, the World Bank launched the

Emergency Services and Social Resilience Project (ESSRP). The project was approved on October

11, 2013 for US$ 52.7 million, with the objective of helping Jordanian municipalities and host

communities address the immediate service delivery impacts of Syrian refugee inflows and

strengthen municipal capacity to support local economic development. The first additional

financing of US$ 10.8 million was approved in December 2016 to scale up project activities, which

increased the total project amount to US$ 63.5 million, contributed by six donors over four years.

Both the parent grant and the first additional financing grant are almost fully disbursed. Overall,

performance has been at least moderately satisfactory.

3. The proposed second additional financing (AF) entails a scale up and a restructuring aimed

at continuing the support to deliver municipal services in communities that are hosting large

numbers of Syrian refugees. The proposed second AF will also: (i) expand the project's scope to

include additional municipalities that have been impacted by the crisis but did not receive any

financial support under the ESSRP (Annex 5 provides a full list of municipalities to be included);

(ii) place increasing focus on deepening the capacity strengthening efforts to achieve more

sustainable, transparent and accountable service delivery; and (iii) focus on financing investments

that provide employment opportunities for Syrians and Jordanians and foster collaboration with

non-governmental organizations (NGOs) and the private sector through an additional sub-window,

‘innovation funds’, under municipal grants that provides project based financing to municipalities

on a competitive basis. As such, the proposed second AF will help further achieve the project’s

objectives while also supporting the Government’s commitment towards ‘turning the Syrian crisis

into a development opportunity’ and ‘rebuilding Jordanian host communities’2. To better reflect

this developmental approach and added emphasis on enhancing the quality of service delivery and

its impact on longer-term development, the revised PDO is to Support Jordanian municipalities

affected by the influx of Syrian refugees in delivering services and employment opportunities for

Jordanians and Syrians. It is also proposed to change the title of the parent project from

Emergency Services and Social Resilience Project (ESSRP) to Municipal Services and Social

Resilience Project (MSSRP). The proposed second AF will be financed through donor

contributions to a new Multi- Donor Trust Fund – the Municipal Services and Social Resilience

Project Trust Fund (TF072798)3.

1 Subject to funding being provided to the World Bank through the Multi-Donor Trust Fund (TF072798). 2 The Jordan Compact, 2016. 3 To date, Administrative Agreements have been signed with the Governments of the Netherlands (US$6 million), the

United Kingdom (DFID) (US$12.4 million), and the Government of Canada (CAD 15 million, or US$11 million

equivalent). In addition, contributions from the United States Agency for International Development (USAID) of

US$3 million are imminent. It is expected that the project may receive further additional contributions of US$23

2

II. BACKGROUND AND RATIONALE FOR ADDITIONAL FINANCING IN THE AMOUNT

OF US$ 30 MILLION

A. Country and Sector Background

4. The latest Jordan census records of 2015 indicate that Jordan is currently hosting nearly

1.3 million Syrian refugees, 80 percent of whom live in host communities. This number represents

about 13 percent of Jordan’s population. During the first two years of the Syrian refugee crisis

which began in 2011, the international community’s response focused almost exclusively on

providing humanitarian assistance to the refugees, including to those who fled to Jordan. As the

numbers of Syrian Refugees joining host communities in Jordan gradually increased, this increase

significantly strained the country’s systems and structures, adding pressure on basic service

delivery in water, sanitation, electricity, solid waste management, and overstretching health and

education systems. Gradually, the impact of the crisis on municipal infrastructure deepened, and

the socioeconomic impact across Jordan and in particular within host communities worsened.

5. The deepening of the Syrian crisis required an approach that recognized the protracted

nature of the crisis and sought to address its impact on the development prospects of the country.

The longevity of the crisis will likely translate into mounting costs and ever-increasing challenges

to the social and economic fabric of the country. One such challenge is related to mitigating social

tensions and fostering social cohesion between refugees and host communities in non-camp, urban

contexts. In response, the GOJ took the lead in preparing annual rolling Jordan Response Plans

(JRPs) which identified the country’s humanitarian and medium-term resilience needs in an

integrated fashion. The JRPs serve as a platform for coordinating donor support to the country’s

response plan to the crisis. Concurrently, the international community started shifting away from

short-term assistance towards building resilience of host communities and mitigating the socio-

economic impact on the country’s population.

B. Relationship to Country and Bank Strategies

6. Consistent with this shift in the overall approach to addressing the Syrian crisis, in February

2016, the GOJ signed the ‘Jordan Compact’ which put forward a more holistic framework for

addressing the crisis; an approach that (i) addresses the wellbeing of the Syrian refugees while

responding to the immediate needs of the host communities; and (ii) supports Jordan’s growth

agenda and longer-term resilience and economic stability. In addition, through the Jordan

Response Plan, the GOJ has put together a strategy that combines for the refugee crisis response

and long-term resilience into a single plan for each sector, including the municipal sector.

7. Moreover, the Jordan Economic Growth Plan 2018 – 2022, recently released by the GOJ,

aims to put Jordan on a sustainable growth trajectory and ensure its economic resilience in the face

of regional turmoil. The objectives include: active citizens with a sense of belonging; safe and

stable society; dynamic and globally competitive private sector; efficient and effective

government. Bank’s engagement through ESSRP has been relevant to the Economic Growth Plan,

million (Government of Netherlands US$6 million, Government of United Kingdom US$5 million and USAID US$12

million) in the foreseeable future.

3

in terms of improvements in access and quality of basic services and capacity building of

municipalities.

8. To help meet the commitments under the Jordan Compact and Jordan Response Plan, the

GOJ has requested the World Bank to extend and scale up the ESSRP. The donor community has

also expressed its interest in sustaining the Multi-Donor Trust Fund (MDTF) as a critical platform

for providing coordinated financing and institutional support to municipalities affected by the

crisis.

9. The MSSRP aligns with the World Bank Group (WBG) Middle East and North Africa

(MENA) Regional Strategy “resilience to Internally Displaced Persons (IDP) & refugee shocks”

pillar, and adopts a resilience and risk-based approach to social cohesion in urban areas. With the

goal of promoting peace and stability in MENA, the WBG’s Regional Strategy works on two

fronts: (i) addressing the underlying causes of violence and conflict in the region; and (ii)

mitigating the urgent consequences, such as the refugees and IDPs, and the destruction caused by

wars. 4

10. The MSSRP is also in line with the World Bank Group’s Country Partnership Framework

(CPF) for Jordan for FY17-22 (Report No.102746-JO) discussed by the Board of the Executive

Directors on July 14, 2016. The CPF acknowledges the challenges facing Jordan as a result of the

Syrian crisis and focuses one of its pillars on supporting improvements in the quality and equity

of service delivery. As such, a scale up of the ESSRP is fully aligned with the CPF and its targets.

11. Jordan’s CPF places high emphasis on gender as a key constraint to achieving shared

prosperity in Jordan. Gender disparities underlie a range of issues, from poverty and inequality to

labor market dynamics. This operation will seek to contribute to the WBG’s effort to mainstream

gender and ensure equal opportunities for women and men. The project will ensure that

investments financed include investments that will empower women and enhance their agency and

capacity to participate in the labor force through skills development and engagement in decision

making in the selection of priority sub-project investments.

C. Rationale for Additional Financing

12. The proposed second AF is aligned with the Government’s commitment under the Jordan

Compact, and the 2016-2018 JRP to respond to the protracted nature of the crisis. In particular,

the MSSRP aligns with the JRP objectives to: (i) strengthen resilience of local governance systems

and communities to crisis with a particular focus on social cohesion, and (ii) to create short-term

employment opportunities in host communities. The MSSRP operationalizes its support to GOJ

priorities as follows. First, by generating employment opportunities and by contributing to the

Government’s efforts to regularize the work force through alignment with ongoing initiatives.

Second, by placing a premium on addressing risks to social cohesion in response to tensions

between refugee and host communities and between local communities and administrative

authorities.

4 http://www.worldbank.org/en/region/mena/brief/our-new-strategy; An Exposition of the New Strategy ‘Promoting

Peace and Stability in the Middle East and North Africa, WBG/ Shanta Devarajan. December 2015

http://pubdocs.worldbank.org/en/418471453478675951/MENA-Strategy-Final-Dec-2015.pdf

4

13. The parent ESSRP was successful in supporting PMs to respond to the most pressing

municipal services’ needs, helping them address the most immediate impact of the Syrian crisis.

However, given years of under-investment, many of the PMs continue to lack the resources to

sustain their services and the quality and efficiency of municipal services continues to suffer from

lack of adequate human, financial and planning capacity. In addition, ESSRP was successful in

taking into account the needs of host communities by emphasizing community consultations as a

basis for making decisions for investments. While the quality of community consultations has

improved over the course of the project, such processes have not yet been adequately

institutionalized within the PMs.

14. It is with this in mind that the proposed second AF intends to enhance the project’s focus

on deepening the capacity of PMs to achieve more sustainable, transparent and accountable service

delivery, while continuing to support local service provision in the most affected municipalities.

The second AF will also expand its coverage to include additional municipalities that were not

targeted under the parent ESSRP, but currently face considerable pressure on their services due to

an increase in the percentage of Syrian Refugees as per the recent census data. Expanding the

scope to include new municipalities will also serve to further institutionalize the project’s model

of providing multi-year predictable financing to a larger number of municipalities. Finally, it will

allow for financing investments that generate employment opportunities for both Jordanians and

Syrians.

D. Parent Project Status and Performance

15. At this advanced stage of project implementation, ESSRP has already met all, but one of

the PDO and intermediate outcome indicator targets, and project implementation has been overall

satisfactory. Project supported services have reached 2,036,204 beneficiaries (surpassing the

original target of 1,800,000), of whom 253,147 were Syrian refugees, and at least 45 percent of

these beneficiaries were females (target 45%). All municipalities that have been participating in

the project since the first year have reached their pre-crisis level of per capita investments in roads

and solid waste management, and all (100%) PMs have also been clearing annual financial and

technical audits without adverse opinion (meeting the respective outcome indicator targets). To

date, a total of US$63.15 million has been disbursed, representing 99 percent of donor

contributions. The closing date of the ongoing grant was extended from December 31, 2017 to

February 28, 2018.

16. The indicator “Participating municipalities and governorates having emergency

management plans” was partially achieved: only two municipalities ended up implementing

Emergency Management Plans: Irbid and Mafraq. This corresponds to 10 percent of the total 16

PMs. It was agreed to support these two PMs on a pilot basis, with the option to roll out the pilot

based on the results of the pilot. Delays in implementing the pilots prevented rolling out in other

municipalities.

17. Municipal grants were invested across a range of assets including rehabilitated roads and

basic infrastructure, constructed or rehabilitated community spaces including parks, community

centers, soccer fields and knowledge centers, and service equipment, basic infrastructure and

5

community spaces, enhancing local service delivery. Given the acute shortages in capital

investments prior to the crisis, the project provided a critical opportunity for municipalities to

upgrade their equipment fleet to be able to address their biggest challenge: managing the

substantial increase in the volume of solid waste and wastewater generated by the host

municipalities, and the associated public health and environmental implications. Investments in

equipment represented an estimated 35 percent of the total value of grants. The remaining funds

were used to invest in upgrading strained basic infrastructure including roads maintenance and

construction of sidewalks, water drainage systems, retaining walls, and culverts. Opening of new

roads was also supported to keep up with the expansion of municipal areas due to construction of

new housing units for refugees. Municipalities also invested in building social spaces for youth

and children, including soccer fields and parks. Women were particularly targeted through

investments in skills development using spaces financed by the project. Several hangers were

financed, offering spaces for employing women in sewing workshops and providing spaces for

marketing home-based products. A few projects invested in economic activities that generated

employment opportunities.

18. Well into its fourth year of implementation, the impact of the ESSRP has become visible

in improving municipal services, particularly in smaller municipalities where small investments

had a relatively large impact. The project also provided a critical injection of funds that helped

offset a significant funding gap that for years has undermined the ability of municipalities to

deliver on their basic services. Additionally, the visible improvements helped restore trust between

communities and their Mayors. For example, Mayors and municipal council members expressed

were more empowered to implement service delivery investments that were proposed and

prioritized by the communities, and to have a sense of predictability of funds, for improved

municipal budgeting.

19. Despite positive impacts, the findings of independent monitoring reviews (see below)

indicate the need to further promote and institutionalize citizen engagement practices. In general,

smaller municipalities like Ma’an, Sahab, and Naour showed higher levels of satisfaction than

some of the large municipalities like Greater Irbid, Mafraq and Ramtha. Independent monitoring

points to the need for more rigorous consultation processes that also account for constraints on

women’s participation in the decision-making process. The new phase will emphasize further

institutionalization of these consultation processes.

20. Lessons Learnt: Throughout the four years of the ESSRP implementation, two

Government-led joint reviews were conducted - one at the end of the first year of implementation

(October 2014) and the other towards the end of the second year of implementation (September

2015). In addition, two independent monitoring reviews were completed by REACH5, and two

post-procurement reviews were carried by the World Bank, in addition to periodic supervision

missions. These reviews helped identify implementation bottlenecks – such as procurement delays,

weak monitoring and general capacity constraints across all levels of project implementation. Such

issues were addressed by adjusting thresholds for procurement at different levels of

implementation, and the recruitment in the second year of implementation of the Municipal

5 REACH is a sub-division of IMPACT - a leading Geneva-based think-and-do tank, its sister Agency for Technical

Development and Cooperation (ACTED), and the United Nations Operational Satellite Operations Programme.

REACH was contracted under ESSRP to provide third party monitoring support.

6

Support Team (MST) and a Monitoring and Evaluation Specialist. Although the project procured

the services of United Nations Development Programme (UNDP) to strengthen the community

consultations process, responding to a need reflected in the findings of the independent monitoring,

the quality of community consultations varied widely across the different municipalities. Hence,

alignment with community needs was not always very evident for the types of investment projects

financed. The World Bank addressed this by putting in place a framework to guide a uniform

consultation process for identifying investment priorities for the third year of implementation. Both

the ESSRP Project Management Unit (PMU), and MST teams supported this process and an

additional requirement was introduced under the project, requiring PMs to allocate 15 percent of

their grant allocations towards projects that demonstrated direct benefits to the community.

21. Overall, there has been considerable progress over the lifetime of the project in terms of:

(i) the quality of consultations; (ii) alignment of investments with community needs; and (iii)

quality of monitoring, supervision and reporting. However, several issues emerged that will need

to be addressed more systematically in the new phase of the project; namely – (i) the need for

improvements in the quality and efficiency of service delivery (ensuring allocation of sufficient

funding for operations and maintenance – O&M) through better project and financial planning; (ii)

the need to improve communications around the project’s objectives and activities – both internally

across the different levels of implementation but, more importantly, vis-à-vis the targeted

communities and the public at large; (iii) the need to introduce additional measures for

strengthening consultation and outreach activities and to ensure that investments are more directly

linked with improved social cohesion and resilience; (iv) improved targeting towards women and

youth and the integration of the voice of Syrian refugees amongst the served communities; and (v)

institutionalizing mechanisms for citizen feedback.

22. To address the issue of better targeting of resources towards services that benefit the

community and facilitate investment by the private sector in productive activities, the new phase

of the ESSRP will introduce a new sub-window for innovative projects. Funds under this sub-

window will only be accessed by municipalities who put forward proposals that meet specific

criteria to ensure that outcomes achieved through these investments correspond more directly to

the overarching objective of the project. Capacity, efficiency and sustainability issues will be

addressed through additional investments in capacity building and institutional support and the

provision of additional support to municipalities in areas of community outreach, gender, and

project planning. Communications will also be strengthened through the development and

implementation of a communications strategy.

23. Since its launch in 2013, the ESSRP’s implementation progress has been consistently rated

by the Bank’s team as ‘Moderately Satisfactory’ or higher. In addition, all the covenants have been

complied with under ESSRP, including audit and financial management reporting requirements.

The proposed second AF will build on the capacities vested in the existing institutional

arrangements of ESSRP in terms of project management. However, it would augment the

monitoring and reporting capacity of the implementing partners through a targeted capacity

building plan that includes stronger focus on communications, municipal services delivery

management, job creation, oversight of works, and specific attention to gender differentiated needs

and demands. The ESSRP has no outstanding covenants and the client has complied with all the

fiduciary arrangements required by the Bank.

7

E. Consideration of Alternative Funding

24. The main components of the parent project: i) Municipal Grants and ii) Institutional

Support and Project Management remain the same under the proposed second AF. The processes

for selecting and implementing sub-projects will be strengthened and the nature of sub-projects

will focus more on ensuring that services are sustainable and inclusive. In addition, there will be a

new sub-component introduced under municipal grant component that will provide project-based

financing to PMs selected on a competitive basis depending on a set criteria. However, this does

not change the nature or the over-arching objective of the component or the project. In light of

this, it is proposed that this new proposed phase of the project be processed as an AF, as opposed

to a new stand-alone project.

F. The Municipal Services and Social Resilience Project (MSSRP) – Theory of Change,

Objectives and Project Design.

25. The MSSRP aligns with the WBG MENA Regional Strategy “resilience to IDP & refugee

shocks” pillar, and adopts a resilience and risk-based approach to social cohesion in urban areas.

With the goal of promoting peace and stability in MENA, the WBG’s Regional Strategy works on

two fronts: (i) addressing the underlying causes of violence and conflict in the region; and (ii)

mitigating the urgent consequences, such as the refugees and IDPs, and the destruction caused by

wars. The two goals are related. If neglected, social tensions between refugees and host

communities could erupt into another cycle of conflict; poorly planned and delayed reconstruction

could trigger new cycles of conflict and violence. 6

26. The MSSRP responds to drivers of social tensions caused by the local impact of the influx

of Syrian refugees at the municipal level, through enhancements in the relevance and quality of

municipal services. Foremost, the proximate causes of these tensions include decreasing access to

affordable quality housing; economic competition regarding jobs; and perceptions of bias in the

responsiveness of the international community. Perceptions of differences in cultural and social

norms between refugee and host communities also constitute socio-economic causes of risks to

social cohesion. Meanwhile, social tensions also influence access to basic goods and services and

livelihood opportunities. As tensions rise, a vicious cycle may be set in motion that works against

social inclusion. For example, isolation may become an unfortunate coping mechanism for

displaced populations – keeping women at home and from accessing the space for participation

included in the MSSRP. With economic competition leading to frustration, resentment against

refugees is exacerbated.

27. Peoples’ perception of key issues matters in mitigation of risks to social cohesion. This

includes perceptions of how aid is delivered and to whom, and how government systems are seen

as being associated with equitable support – issues of equity and gendered and generational

inclusion, access, fairness of targeting and distribution, quality, appropriateness, and quantity.

These public perception aspects and their potential impact on relationships between refugees and

6 http://www.worldbank.org/en/region/mena/brief/our-new-strategy; An Exposition of the New Strategy ‘Promoting

Peace and Stability in the Middle East and North Africa, WBG/ Shanta Devarajan. December 2015

http://pubdocs.worldbank.org/en/418471453478675951/MENA-Strategy-Final-Dec-2015.pdf

8

host communities place a premium on communication and outreach within the purview of the

project and PMs.

28. Activities under the MSSRP are primarily aimed at (re)building trust between urban

residents (host and refugee communities) and municipal authorities, in order to address social

tensions and, in turn, promote peace and stability. For the purpose of the MSSRP, social cohesion

is understood as the nature and set of relationships between individuals and groups (horizontal

social cohesion); and between those groups and the institutions that govern them (vertical social

cohesion). 7 The focus of MSSRP is on tensions between urban communities and municipal

administrative authorities (risks to vertical social cohesion). The proposed second AF furthermore

takes account of tensions between refugee and host communities (risks to horizontal social

cohesion), to the degree that inclusive community consultations, transparent community decision

making, and conflict sensitive communication and outreach can mitigate these risks.8

29. Under the Theory of Change and Results Framework for the proposed MSSRP,

assumptions and indicators have been put in place to track and report on indicators that are

associated with the WBG’s MENA Regional Strategy Results Framework9, especially on

beneficiary satisfaction with services delivered, access to basic services, and citizen engagement.

The proposed second AF level theory of change is as follows:

• Service delivery: if communities experience improvements in access to (and quality of)

services, grievances over resource competition will be addressed, and there will be a

corresponding increase in positive perceptions of the other community.

• Municipal governance: if the municipalities are responsive to the local needs of Jordanian

host communities and Syrians, then individuals will be less likely to allow grievances

related to perceptions of inequity to exacerbate fault lines of social tensions;

• Participation, engagement and voice: if the social and economic interactions of Jordanians

and Syrians improve, then their mutual positive perceptions and trust will improve.

30. Project Development Objective: The objective of the MSSRP is to Support Jordanian

municipalities affected by the influx of Syrian refugees in delivering services and employment

opportunities for Jordanians and Syrians.

31. Project Beneficiaries: The project will target 21 municipalities: 14 participating PMs that

are already part of the parent ESSRP and an additional 7 municipalities. Therefore, it is expected

that the total number of beneficiaries will reach around 3 million, including more than 500,000

Syrians, who represent over 70 percent of Syrians living in host communities other than the Greater

Amman Municipality (or 44 percent of Syrians living across the country).

7 Social Cohesion between Syrian Refugees and Urban Host Communities in Lebanon and Jordan, World Vision

2015 8 Some dynamics that may impact on social cohesion, including public media and developments in political and security

domains, are outside the MSSRP remit and sphere of direct impact but, as explained, are relevant in the context of the overall

goal and aims of the MENA regional Strategy. 9 http://pubdocs.worldbank.org/en/275801457980901628/New-MENA-Strategy-Presentation-FINAL-for-Web.pdf;

& MENA Regional Strategy Results Framework

9

32. Project Components: The proposed second AF will maintain the parent project’s two main

components: (i) Municipal Grants; and (ii) Institutional Support and Project Management. There

are no major changes to the activities financed under each of these components. The only

adjustments with respect to the parent project pertain to the way in which these activities are

selected and delivered (including introducing an element of competition for accessing grants and

placing greater focus on labor intensive works, in line with lessons learned from ESSRP

implementation, as explained below).

Component 1: Municipal Grants (estimated US$27 million)

33. Municipal grants will be provided annually for a total of 21 municipalities. While the focus

under the parent ESSRP was on the provision of timely delivery of services as an emergency

response, the proposed second AF will place higher emphasis on sustainability, responsiveness,

and efficiency of services in a way that promotes longer-term resilience10 and mitigates risks to

social cohesion at local levels. This will be achieved by: (i) focusing on more inclusive community

consultations to ensure that investments better reflect Jordanian and Syrian women’s and men’s

needs and priorities; (ii) emphasizing that investments made through sub-projects are aligned with

municipal strategic planning over the medium-term; (iii) ensuring predictability of funding to

allow for better planning that takes into account the cost of operating and maintaining procured

assets and longer-term sustainability and resilience needs; and, (iv) encouraging municipalities to

use labor-intensive techniques for public works to support the generation of jobs for Jordanians

and Syrian refugees.

34. Given the amount of funding that the 14 PMs under ESSRP have already received over the

past three years, their allocations under MSSRP, will be set at a reduced per capita amount and the

focus will be on maintaining viable levels of service delivery and adequate operation and

maintenance of capital investments financed under the ESSRP. The allocations will be further

reduced in subsequent years with a view to gradually phase out external assistance and have

municipalities better manage their own resources over the course of the second AF. To maximize

the efficiency of investments amongst municipalities that have benefited from the ESSRP, the

renewal of their eligibility for second and third year grants would be conditioned upon achieving

a certain minimum percentage of commitments. New municipalities will receive higher per capita

municipal grants commensurate with their needs to rapidly improve their highly stressed local

services. In the same vein, new municipalities would benefit from more flexibility in prioritizing

their investments.

35. Such sub-projects could focus on, inter alia: (a) enhancements in basic infrastructure

including rehabilitation and maintenance of road networks and other urban infrastructure,

buildings, parks and economic and social infrastructure; (b) procurement of equipment to support

a range of municipal services including solid waste management, maintenance works and

sanitation; and (c) delivering improved social services to the community with special focus on

women, youth and vulnerable groups. Examples of sub-projects to be financed through municipal

grants will include, but not be limited to, procuring solid waste equipment, equipment for improved

collection and disposal, small recycling activities, investing in alternative, energy-efficient energy

sources, roads improvement, social services and skills development training, particularly those

10 Social, political, economic and physical resilience, including potential impacts of climate change.

10

targeting youth and women, recreational and community facilities, public leisure spaces (e.g., tree

planting), etc.

36. Under the component, additional efforts will be made to strengthen the processes of

planning, implementing and monitoring the proposed investments/sub-projects and to ensure that

sub-projects take into account gender-specific needs of targeted communities and incorporate

improved design and operations and maintenance plans including on the principle of building back

better, to ensure physical sustainability of services and infrastructure against time and natural

hazards, particularly flooding. The proposed second AF will provide the municipalities with an

opportunity to work on their medium-term strategies linked with investment plans. This will ensure

that the proposed investments are aligned with municipalities’ medium-to-long term vision that

takes into account current challenges, such as expansion and highly strained services, as well as

potential for city growth and planned development.

37. Municipal investment plans will be presented to the communities during community

consultations and the proposed interventions will be prioritized with the communities. The

emphasis will be on inclusive community consultations, where women, youth, refugees and other

marginalized groups are well represented and their voices are heard. The proposed second AF will

also encourage and implement tools for citizen engagement and beneficiary feedback in selected

municipalities. The municipalities will be encouraged to include management plans to ensure

quality and monitoring of service delivery as well as operating and maintenance plans to ensure

sustainability of investments. In addition, municipalities will be encouraged to apply labor

intensive techniques in the proposed activities and investments. The process for selection of

municipal investments to be financed by the proposed second AF, including guidelines on the

consultation process and appraisal criteria, will be detailed in the Project Operational Manual,

which will be completed by February 28, 2018.

38. An Innovation Fund (IF) will be introduced under Component 1. The IF will finance

demand-driven projects that may be multi-year and may involve inter-municipality collaboration.

IF projects shall adhere to the following set of principles: (i) robust and inclusive participatory

consultations and planning, (ii) provide innovative solutions to local challenges faced by

communities, and (iii) contribute directly to the project’s outcomes. The IF will also encourage

municipalities to (iv) leverage resources and expertise by partnering with CBOs, NGOs, and

private sector in promoting improved services and employment opportunities for Syrians and

Jordanians. Municipalities will furthermore be encouraged to consider project ideas that have

surfaced through other donor-financed engagements, including the USAID-funded Cities

Implementing Transparent, Innovative and Effective Solutions (CITIES) project and other similar

consultative planning initiatives supported by the European Union, the French Development

Cooperation (AfD), and International Non-Governmental Organizations (NGO).

39. Innovation Fund processes and procedures. Initially, the IF will be launched as a pilot

during the first year and, subject to availability of additional funds, it could be replicated in a

second round. The IF cycle would have a two-step prioritization and selection process. Both steps

would require that projects be prioritized and selected based on the following criteria: (i) higher

focus on gender-mainstreaming; on females, youth, and marginalized populations as direct

beneficiaries; (ii) higher labor content (labor intensive works); (iii) employment generation

11

potential for Jordanians and Syrians; (iv) established partnerships with private sectors, NGOs,

etc.; (iv) inter-municipal cooperation: and, (v) ensured mechanisms for citizen engagement and

grievance redress. It is proposed that US$5 million be allocated for the pilot for an estimated

average grant size amounting to US$250,000. Technical support and backstopping to MoMA,

CVDB, PMs, and contractors will be provided by the International Labor Organization (ILO),

through a contractual arrangement funded under the MSSRP.

Component 2 – Institutional Support and Project Management (Estimated Amount

US$3.0 million)

40. Activities under this component will include: (i) institutional strengthening with

Specialists’ support, (ii) capacity building and trainings, and (iii) technical assistance. Under

institutional strengthening, local specialists will be hired (Annex II), to support and strengthen the

oversight and monitoring capacity of the PMU and CVDB while providing implementation

support to PMs. The 26 PMs will also benefit from customized technical assistance and training

to improve the quality and efficiency of their services, focusing on the following key aspects: (i)

improved strategic, financial planning, investment/project planning, and safeguards focus, (ii)

improved accountability vis-à-vis the communities through the use of citizen outreach and citizen

engagement tools with focus on gender-streamlining, (iii) targeting youth and females through

inclusive practices and projects in order to strengthen social cohesion between Syrians and

Jordanians. Finally, this Component will finance contracts with other organizations for supporting

implementation, including contracts with experts in labor-based works investments and YM. The

ILO has already produced a range of manuals and instructions tailored to the types of municipal

service activities typically implemented in Jordan, and specifically based on a sampling review of

implemented activities under ESSRP. Given ILO’s unique expertise, it was agreed that the PMU

would contract ILO, to develop guidelines and specifications on labor based methodologies for

different categories of works in municipal services; (b) provide capacity building for MoMA,

CVDB, PMs, and contractors, and technical support on labor-based technology during

implementation of works, and monitor progress in achieving the objective of the labor-intensive

activities.

41. The MSSRP will closely coordinate with other projects whose aim is to improve municipal

governance and enhance financial management capacity. Those include USAID’s CITIES and the

World Bank financed Advisory Services and Analytics on Strengthening Financial Management

Systems to Sustain Service Delivery in Municipalities affected by the crisis. The MSSRP will

leverage interventions proposed through these projects targeting many of the PMs under MSSRP,

to support its efforts to build the capacity of PMs particularly in areas related to improved financial

and strategic management, asset management, accountability, urban development and resilience,

community engagement and citizen feedback and any other areas where the existing capacity of

MSSRP implementing agencies is not particularly strong. To facilitate that, the MSSRP will ensure

that opportunities for capacity building and technical assistance provided by these two activities

are extended to all PMs MSSRP PMs.

42. Coordination and synergies with other donor and World Bank financed initiatives: The

World Bank is part of an informal donor group that is coordinating donor-financed projects

supporting national decentralization efforts and providing institutional support to the municipal

12

sector, particularly in the context of the refugee crisis. Through this platform, complementarities

between the different interventions are discussed and efforts are made to ensure synergies at the

activity level, particularly with the referenced USAID and the AfD financed investment program

and sector policy loans. The MSSRP is still seen as the instrument of choice for small-scale

interventions that support improvements in community services with opportunities for boosting

economic activity and small-scale employment generation initiatives in refugee -impacted

communities. An AfD operation, and possibly a future World Bank-financed project aimed at

promoting local economic development and addressing marginalization in lagging regions, will

focus on larger scale investments and a broader planning approach to promoting regional

development. With respect to the Bank’s own portfolio, the proposed second AF will leverage a

grant-financed project to support improvements in fiscal management working with municipalities

impacted by the crisis while looking at vertical municipal financing arrangements. The proposed

second AF will also benefit from an ongoing World Bank-supported assessment of gaps in housing

stock for different population groups and opportunities for improved housing planning, taking into

account the exponential rates of growth of urban centers. The Bank’s efforts to support youth

engagement will also be addressed by introducing, for the first time across the World Bank

portfolio in Jordan, a youth-monitoring component of labor-intensive works and services financed

through the proposed second AF.

G. Implementation Arrangements

43. The proposed second AF will use the same implementation arrangements as the parent

project. The ESSRP is implemented by MoMA with the support of CVDB on fiduciary and

safeguards aspects. Adhering to the ESSRP institutional setup, the second AF will be implemented

according to the following arrangements:

• An Inter-Ministerial Steering Committee (SC): The SC will continue to provide

strategic direction and exercise overall coordination and oversight at the national level. It

will be headed by the Secretary General of MoMA and include key ministries and agencies

such as Ministry of Planning and International Cooperation (MOPIC), MoMA, and CVDB.

It will continue to include representatives of participating governorates and municipalities

(on a rotating basis). The PMU will function as the Secretariat to the SC. The SC will meet

at least once every six months to endorse selection of targeted municipalities and list of

sub-projects to be financed. The TOR for the SC is being discussed and establishment of

the SC for MSSRP will be maintained as a condition of effectiveness.

• Overall Project Coordination: MoMA will continue to be responsible for overall project

coordination, management and reporting. The PMU within MoMA, comprising of a Project

Director, a Deputy Director (from CVDB), and a team of specialists in project

coordination, M&E, Public Awareness and Communication, Inclusion and Gender,

Community Outreach and Citizen Engagement, Field Based Financial management,

Project Planning, Procurement, and Project Field Supervision, will be responsible for day-

to-day project coordination, management and implementation oversight. These specialists

have been hired by the PMU. A Coordinator for the IF will also be placed in the PMU to

ensure the successful implementation of this pilot initiative. The overall PMU

responsibilities will include: (i) providing support to the SC, overseeing the planning and

13

supervision of project activities; (ii) coordinating with other donor-financed municipal

programs and amongst institutional partners and donors; (iii) overall monitoring and

evaluation of project implementation, including the preparation of semi-annual Progress

reports and quarterly updates on the Results Framework to the Government and

participating donors; and (iv) project related information and communication activities.

• CVDB will continue to support MoMA under a management contract. The management

contract between MoMA and CVDB for this purpose, which was put in place under ESSRP

as part of the Government contribution and maintained under the first ESSRP AF, will be

updated/maintained under MSSRP. CVDB will continue to be responsible for providing:

(i) fiduciary support to the project, including the preparation of withdrawal applications

and other financial requests; (ii) procurement of works, goods and services for items that

are beyond the procurement thresholds set for municipalities under the current regulations;

(iii) FM reporting; (iv) safeguards monitoring, oversight, and reporting; and (iv)

procurement of annual financial and technical audits for the entire project. CVDB capacity

is augmented with the hiring of field-based additional staff including two procurement

specialists, two financial management specialists, two field engineers, two gender and

outreach specialists, and two project planning specialists. CVDB will keep a nodal officer

as the Deputy Director of the PMU, who will report to the project Director on the above

set of activities.

44. Participating Municipalities (PM): The PMs will be responsible for the identification and

delivery of priority infrastructure and services to be financed through the Project, in close

collaboration with the beneficiary communities. PMs will be responsible for submitting and

executing proposals for financing service delivery activities while creating employment

opportunities. PMs will be assisted by field-based technical support in project planning and

formulation, monitoring of gender integration, engineering, procurement, and financial

management, as described earlier. This will involve: (i) the development/updating of municipal

development plans in a participatory manner, selecting, costing, and proposing priorities in

extension/rehabilitation of municipal services and operations and maintenance, for funding under

the municipal grants sub-component, and developing proposals for funding under the Project-

based grants sub-component, (ii) detailed programming of technical requirements, and

procurement of works, goods, and services according to the current regulatory thresholds; (iii)

carrying out community consultations, and (iv) management of activities, including consultation

with the communities and work supervision. It is expected that, as per the practice under ESSRP,

that the Local Development Units (LDUs) in PMs would play a critical role in leading the technical

coordination and implementation of investments under Component 1.

45. Participatory Monitoring and Evaluation: The beneficiary communities in the PMs will

contribute to the selection of priority activities through participatory processes which will be

detailed in the updated POM to ensure participation of females, youth and other groups that are

considered vulnerable. PMs would be expected to acquire the support of local social organizations

(NGOs, CBOs, charities, etc.), who in turn may use youth volunteers to facilitate the community

consultation process. Selection criteria for these groups will also include whether they explicitly

represent the interests of females and youth. In addition, the project will put in place arrangements

for youth monitoring of labor-intensive works to be funded through the project. The envisaged

14

arrangement would engage a local organization that will be in charge of mobilizing youth who

would be independently selected to provide monitoring support. The youth will be trained in

performing that function with technical support from the ILO.

46. Youth Monitoring for Labor Intensive Works: The project will apply Youth Monitoring

(YM) for the labor-intensive works activities, with the objective to complement regular monitoring

efforts with additional information, thereby strengthening the overall monitoring and evaluation

system used by the project. The YM approach involves monitoring by young community members

in partnership with the project management structure. It involves collecting information from

laborers and other beneficiaries, as well as implementing partners. The additional information can

help to enhance project efficiency and efficacy, and can be designed to strengthen safeguards

compliance. YM may be helpful in verifying that adverse impacts of the project are properly

mitigated and positive impacts are accurately captured. Dissemination of findings to the PMU and

implementing partners will be part of the YM process. The objective of YM will be to engage

youth (18-30 years) in the monitoring of selected public works activities, and will be coordinated

by an experienced civil society organization with YM experience on behalf of the project. Within

this framework, the main objectives of the assignment will be (i) to select, train, and supervise

youth monitors (individuals); (ii) to implement a YM training workshop for youth monitors from

each PMs; (iii) to coordinate the YM data collection by youth monitors on an agreed frequency;

and (iv) to draft a YM report to be submitted to the PMU, World Bank and other relevant

stakeholders. The YM assignment requires working in close collaboration with the PMU and PMs.

Youth monitors will be identified in each PM in partnership with local universities, vocational

training centers, or other relevant institutions. Labor-intensive methods will be introduced, and

relevant stakeholders centrally and at the local municipal level will receive adequate training and

hand-holding, including contractors and engineers of eligible municipalities. The ILO will be

contracted under the project, to provide guidance and training on labor-intensive schemes in

municipal infrastructure, including guidance for contracts management and monitoring to ensure

criteria and requirements under innovation fund sub-component are met.

47. Project Operations Manual and other Project supporting documents: The ESSRP

POM will be updated to reflect the changes in MSSRP. The revised POM for MSSRP will reflect

the institutional arrangements and revisions in the project description, including indicators, sub-

project appraisal and selection criteria, scope of eligible activities, etc. The POM will include

mechanisms to ensure the participation of women and youth in decision making processes, needs

assessments and monitoring processes as well as specific criteria related to identification and

support to sub-projects that specifically target female beneficiaries. It will also include processes

and criteria for selecting sub-projects with labor-intensive works. Elements of the Environmental

and Social Management Framework (ESMF) and the Resettlement Policy Framework (RPF) were

also revisited to confirm the social and environmental safeguards policies applicable, including

ensuring laborer safety and protection measures.

48. Reporting and Monitoring Requirements: The PMU would be expected to submit to the

World Bank semi-annual progress reports. The technical audit Terms of Reference would be

expanded to cover progress in the implementation of the Innovation Fund, to review contract

cycles for selected sub-projects, and to assess the degree to which sub-projects are operational.

Spot audits would also look at the soundness of the application of job creation schemes. The

15

technical audits would be carried out on a semi-annual basis. Additional indicators (as proposed

in the paper) would be included in the Results Framework to track progress and achievements

under the project, in light of shifting focus towards deepening of institutional capacities and

strengthened processes of sub-project selection and implementation. The PMU will provide an

update on the tracking of the Results Framework to the Bank and funding partners, on a quarterly

basis. Beneficiary Impact assessments will also be carried out once during the mid-term life of the

project and once at completion, to assess the Theory of Change assumptions and their related social

indicators on the participation and satisfaction of the host communities and Syrians, represented

by the different segments targeted under the scaled-up operation. Participatory M&E tools,

including community/citizen score cards will be used on a regular basis to assess citizens’ feedback

on project investment. A series of experiential indicators that measure social cohesion and

resilience will be introduced through YM and evaluation of the project. Other opportunities will

also be sought to capture social cohesion and trust building aspects of the project.

49. Financial Management: The financial management risk assessment originally conducted

in 2014 was updated in the light of the overall financial management performance during the past

years. The overall residual FM risk is rated as ‘Moderate’.

50. The proposed second AF will follow the FM and disbursement arrangements of the ESSRP,

including:

i) MoMA being responsible for overall coordination and monitoring of the project.

CVDB will manage the FM and disbursement functions, and the PMs will manage

fiduciary aspects related to its Municipal Grants and innovative funds;

ii) The current Financial Officer of ESSRP will continue his FM and disbursement

responsibilities under the MSSRP, supported by two additional field-based

accountants;

iii) Retaining the same FM sections of the PoM developed for the parent project;

iv) Following Report-based disbursement arrangements, grant funds will be transferred to

municipalities in different phases subject to complying to the disbursement conditions

as spelled out in the project PoM;

v) The documentation will be recognized on the basis of the actual expenditures incurred

against the project activities. The transfers made and the outstanding advances at the

sub-project level will be reconciled with the Interim Financial Reports (IFR)s;

vi) The documentation and eligibility of expenditure of the IF sub-window will follow the

same of the Municipal Grants component. Details will be elaborated in the PoM;

vii) Using a US Dollar Designated Account (DA) to be managed by CVDB, while sub-

accounts in local currency will be used by each PM at CVDB for receiving the

Municipal Grants;

viii) Quarterly IFRs will be required for submission to the World Bank;

ix) Technical audits will be performed semiannually while, financial audited will be

conducted annually.

51. The most recent project FM performance was rated as “Satisfactory” owning to the fact

that the FM arrangements are performed in a satisfactory manner.

16

52. Procurement: The parent project has already processed a first AF, following the new

World Bank procurement framework of works. For this second AF, the project will continue using

the new regulations, and all goods, works and consulting services required for the project and to

be financed out of the proceeds of the proposed second Additional Financing of the Grant shall be

procured in accordance with the requirements set forth or referred to in the “World Bank

Procurement Regulations for Borrowers under Investment Project Financing” dated July 1, 2016

(“Procurement Regulations”), and the provisions of the Recipient’s procurement plan for the

project (“Procurement Plan”) dated May 15, 2017 provided for under Section IV of the

Procurement Regulations, as the same may be updated from time to time in agreement with the

World Bank. For that purpose, the project shall be mandated to use the Systematic Tracking of

Exchanges of Procurement (STEP). The second AF is assessed to be of a ‘Moderate’ risk and thus

the following Prior Review thresholds shall be observed: (i) Works above US$15 million (each),

(ii) Goods above US$4 million (each), (iii) Consulting services above US$2 million (each) and

individual consultants above US$0.4 million (each). Some weaknesses were identified in the

procurement implementation of the current project and these have been reflected in the Project

Procurement Strategy Development (PPSD). The Recipient shall ensure that the Project is carried

out in accordance with the provisions of the “Guidelines on Preventing and Combating Fraud and

Corruption in Projects Financed by the International Bank for Reconstruction and Development

(IBRD) Loans and the International Development Association (IDA) Credits and Grants”, dated

October 15, 2006 and revised in January 2011 and as of July 1, 2016 (“Anti-Corruption

Guidelines”).

53. Social and Environmental Safeguards: The MSSRP environmental category continues

to be category ‘B’, and in accordance with the World Bank’s Operational Policy OP 4.01. This

category is justified as the list of eligible sub-projects would include small scale interventions that

would cause minor, if any, potential negative environmental impacts, which can be mitigated

through the implementation of the mitigation measures which are suggested in the ESMF.

54. No permanent or temporary land acquisition using the principle of eminent domain is

expected. Land requirements, if any, are expected to be small scale in nature and sub-project

investments will be carried out only on municipally owned land (or other Government owned

land). A Resettlement Policy Framework was updated and publicly disclosed on May 9, 2017,

building on the ESSRP experience as a precautionary measure in the unlikely situation that

squatters and/or encumbrances are found on government land used for the second AF. In such an

event, Resettlement Action Plans will be prepared to address any adverse impacts that may arise

as per OP 4.12. The client is familiar with the provisions of the Bank's social safeguards policies

and thorough documentation on sub-project screening and land ownership were further

emphasized. After the consultation with the project’s stakeholders, the ESMF was publicly

disclosed in country on May 8, 2017 following the disclosure on the World Bank website on May

9, 2017.

55. Risk Rating: Overall Risk Rating is ‘Substantial’. Some of the risk ratings have been

revised to be aligned with the risk ratings of the Country Partnership Framework (CPF) (Report

No. 102746-JO, discussed by the Board of the Executive Directors on July 14, 2016). An

explanation of key risks that are either Substantial or High is provided below: Macroeconomic risk

is Substantial. As explained in the CPF, Jordan will need to continue managing repercussions from

17

the regional situation, and the challenges of the Syrian refugee influx. The volatility of the region

and Jordan’s high degree of integration with its neighbors remain a major risk to the country, and

by extension to this project. In particular, the risk framework includes under ‘other’ the high risk

associated with the country’s geographic and regional context. The worsening of the Syria conflict,

ongoing violence in Iraq, and escalating tensions between the region’s major powers are all

compounding the risks to Jordan in terms of potential destabilizing impact and toll on the economy

Additionally, persistently low oil prices are a risk for Jordan in the short and the medium term, as

Jordan benefits from the Gulf Cooperation Council for remittances, exports, foreign direct

investment and grants which constitute large sources of foreign exchange. Fiscal adjustment

measures to contain the fiscal deficit and high debt-to-GDP ratio are likely to be difficult to

implement given the population’s sensitivity to fiscal adjustment measures already taken. A

rebound in global oil prices would negatively affect fiscal consolidation efforts (unless remedial

reforms, such as an automatic electricity tariff adjustment mechanism, are implemented).

Furthermore, the willingness and speed of reform implementation, particularly to improve the

business climate, will be crucial to attract the investment Jordan aspires for. Finally, Jordan

remains vulnerable to uncertain grant inflows that support its fiscal and current account position.

Particularly for the proposed MSSRP, With the uncertainty in the regional stability comes

uncertainty with future disbursements of committed donor funds. In addition, the institutional

capacity risk has been raised to Substantial since the proposed second AF entails the introduction

of new financing mechanisms and partnerships, which will place an additional burden on the

implementing agencies. All of these factors could indirectly affect project implementation.

56. The institutional capacity risk has been raised to ‘Substantial’ since the second AF entails

the introduction of new financing mechanisms and partnership with a larger number of

implementing agencies, which will place an additional burden on the implementing agencies.

III. PROPOSED CHANGES

Summary of Proposed Changes

The second AF will continue to support the delivery of municipal services in communities that are hosting

large numbers of Syrian refugees. The proposed new phase will: (i) expand the parent project's coverage to

include other highly-stressed municipalities, to respond to social cohesion stresses as well as core service

deficiencies; (ii) place additional focus on deepening municipal capacity strengthening efforts to achieve

more sustainable, transparent and accountable service delivery; and (iii) introduce a new sub-window for

project-based Innovation Fund financing under Component 1: Municipal Grants, to place greater emphasis

on financing activities that create job opportunities for Jordanians and Syrians and that contribute to longer-

term development through partnerships with NGOs and private sector. To better reflect this developmental

approach and added emphasis on enhancing the quality of service delivery and its impact on longer-term

development, it is proposed to change the title of the parent project from Emergency Services and Social

Resilience Project (ESSRP) to Municipal Services and Social Resilience Project (MSSRP), and to

reformulate the PDO.

Change in Implementing Agency Yes [ ] No [ X ]

Change in Project's Development Objectives Yes [ X ] No [ ]

18

Change in Results Framework Yes [ X ] No [ ]

Change in Safeguard Policies Triggered Yes [ ] No [ X ]

Change of EA category Yes [ ] No [ X ]

Other Changes to Safeguards Yes [ ] No [ X ]

Change in Legal Covenants Yes [ ] No [ X ]

Change in Loan Closing Date(s) Yes [ ] No [ X ]

Cancellations Proposed Yes [ ] No [ X ]

Change in Disbursement Arrangements Yes [ ] No [ X ]

Reallocation between Disbursement Categories Yes [ ] No [ X ]

Change in Disbursement Estimates Yes [ X ] No [ ]

Change to Components and Cost Yes [ X ] No [ ]

Change in Institutional Arrangements Yes [ ] No [ X ]

Change in Financial Management Yes [ ] No [ X ]

Change in Procurement Yes [ ] No [ X ]

Change in Implementation Schedule Yes [ X ] No [ ]

Other Change(s) Yes [ ] No [ X ]

Development Objective/Results PHHHDO

Project’s Development Objectives

Original PDO

The project development objective is to help Jordanian municipalities and host communities address the

immediate service delivery impacts of Syrian refugee inflows and strengthen municipal capacity to support

local economic development.

Change in Project's Development Objectives PHHCPDO

Explanation:

The second AF will continue to support municipalities and host communities address the impact of the

Syrian crisis and to enhance the capacity of municipalities for local development. However, the scope of

the parent project will be expanded to include an explicit focus on access to jobs for Jordanians and

Syrians, on investments that are more directly linked to improvements in access to basic services and living

conditions, and to better targeting and integration of females and youth in local decision making and as

beneficiaries of municipal services. The AF will also have a larger focus on supporting municipal capacity

to improve the sustainability and accountability of their service delivery systems.

Proposed New PDO - Additional Financing (AF)

The objective of the MSSRP is to support Jordanian municipalities affected by the influx of Syrian

refugees in delivering services and employment opportunities for Jordanians and Syrians.

Change in Results Framework PHHCRF

Explanation:

19

The project's results framework is revised to include indicators that are linked to the additional focus on

creating employment opportunities for Jordanians and Syrians, enhancing municipal capacity for improved

service delivery and accountability towards host communities with a particular focus on women and youth.

Compliance PHHHCompl

Covenants - Additional Financing ( Municipal Services and Social Resilience Project - P161982 )

Source of

Funds

Finance

Agreement

Reference

Description of

Covenants Date Due Recurrent Frequency Action

MNAF

Schedule 2

Section I A. 1

Steering

Committee

The Recipient

shall establish

and thereafter

maintain,

throughout

Project

implementation,

a steering

committee with

composition,

functions and

resources

satisfactory to the

World Bank

(“Steering

Committee”), to

be responsible

for providing

strategic

direction and

exercise overall

coordination and

oversight of the

Project at the

national level, as

further set forth

in the POM.

CONTINU

OUS New

MNAF

Schedule 2

Section I A. 2.

(a) Project

Management

Unit

The Recipient

shall maintain,

throughout

Project

implementation,

a Project

management unit

with staff in

adequate number,

CONTINU

OUS New

20

with terms of

reference and

qualifications,

and resources

satisfactory to the

World Bank

(“Project

Management

Unit”), all as

further set forth

in the POM.

MNAF

Schedule 2

Section I A. 2.

(b) Project

Management

Unit

To this end, the

Project

Management

Unit shall be

vested with

responsibilities

for overall

Project

coordination,

management and

reporting,

including: (i)

providing

support to the

Steering

Committee and

overseeing

planning and

supervision of

Project activities;

(ii) coordinating

with other donor-

financed

municipal

programs; and

(iii) monitoring

and evaluating

Project

implementation,

including the

preparation of

Project progress

reports, all as

further set forth

in the POM.

CONTINU

OUS New

21

MNAF

Schedule 2

Section I B. 1

CVDB (a)

The Recipient

shall update and

thereafter

maintain the

Management

Contract with

CVDB under

terms and

conditions

approved by the

World Bank

(“Management

Contract”) and

thereafter

provide all

assistance

necessary to

CVDB for

CVDB to

discharge its role

in the Project in

handling

fiduciary aspects

of the Project as

further described

in the POM.

CONTINU

OUS New

MNAF

Schedule 2

Section I B. 1

CVDB (b)

Without

limitation to the

provisions of Part

B.1(a) of this

Section, the

Recipient shall

cause CVDB to

maintain staff in

number and with

qualifications,

experience and

terms of

reference

satisfactory to the

World Bank.

CONTINU

OUS New

MNAF

Schedule 2

Section I B. 1

CVDB (c)

The Recipient

shall ensure that,

throughout

Project

CONTINU

OUS New

22

implementation,

CVDB is

responsible for

providing: (i)

fiduciary support

to the Project,

including annual

financial and

technical audits;

and (ii) Project

safeguards

monitoring and

oversight, all as

further set forth

in the POM.

MNAF

Schedule 2

Section I B. 1

CVDB (d)

The Recipient

shall exercise its

rights under the

Management

Contract in such

manner as to

protect the

interests of the

Recipient and the

World Bank and

to accomplish the

purposes of the

Grant. Except as

the World Bank

shall otherwise

agree, the

Recipient shall

not amend,

abrogate or

waive the

Management

Contract or any

of its provisions.

CONTINU

OUS New

MNAF

Schedule 2

Section I B. 2

Participating

Municipalities

The Recipient

shall ensure, in

close

collaboration

with the

beneficiary

communities,

CONTINU

OUS New

23

that each

Participating

Municipality is

responsible for

the identification

and delivery of

priority

infrastructure and

services to be

financed through

the Sub-projects.

MNAF

Schedule 2

Section I D. 1

Project

Operations

Manual

The Recipient

shall, by no later

than February 28,

2018, revise and

update, in

accordance with

terms of

reference

acceptable to the

World Bank, the

Project manual,

containing

detailed

arrangements and

procedures for

implementation

of the Project.

28-Feb-

2018 New

Conditions

PHCondTbl

Source Of Fund Name Type

MNAF Article V 5.01 a) of Grant

Agreement

Effectiveness

Description of Condition

The Steering Committee referred in Section I.A.1 has been established by the Recipient.

PHCondTbl

Source Of Fund Name Type

MNAF Article V 5.01 b) of Grant

Agreement

Effectiveness

Description of Condition

The Recipient has contracted an agency, acceptable to the World Bank, and under terms of

reference satisfactory to the World Bank, to: (a) develop guidelines and specifications on labor

based methodologies for different categories of works; (b) provide capacity building for the

Recipient and PMs and technical support on labor-based technology during implementation of

24

works; and (c) monitor progress in achieving the objective of the labor-intensive activities.

Risk PHHHRISKS

Risk Category Rating (H, S, M, L)

1. Political and Governance Moderate

2. Macroeconomic Substantial

3. Sector Strategies and Policies Moderate

4. Technical Design of Project or Program Moderate

5. Institutional Capacity for Implementation and Sustainability Substantial

6. Fiduciary Moderate

7. Environment and Social Moderate

8. Stakeholders Moderate

9. Other High

OVERALL Substantial

Finance PHHHFin

Loan Closing Date - Additional Financing ( Municipal Services and Social Resilience

Project - P161982 )

Source of Funds Proposed Additional Financing Loan Closing Date

MNA VPU Free-standing Trust Funds 31-Dec-2020

Change in Disbursement Estimates (including all sources of Financing)PHHCDE

Explanation:

The estimates are adjusted due to additional funds received.

Expected Disbursements (in USD Million)(including all Sources of Financing)

Fiscal Year 2018 2019 2020 2021 2022 2023 2024 2025 2026 2027

Annual 12.30 10.30 4.40 3.00 0.00 0.00 0.00 0.00 0.00 0.00

Cumulative 12.30 22.60 27.00 30.00 0.00 0.00 0.00 0.00 0.00 0.00

Allocations - Additional Financing ( Municipal Services and Social Resilience Project -

P161982 )

Source of

Fund Currency

Category of

Expenditure

Allocation Disbursement %(Type

Total)

Proposed Proposed

MNAF USD Part I - Goods, works,

consulting services 27.00 100.00

MNAF USD

Part II - Goods,

consulting services,

operating costs, and

training

3.00 100.00

25

Total: 30.00

Components PHHHCompo

Change to Components and Cost PHHCCC

Explanation:

Categories would remain the same, but allocations increased to reflect additional financing.

Current Component

Name

Proposed Component

Name

Current Cost

(US$M)

Proposed

Cost (US$M) Action

Municipal Grants Municipal Grants 61.20 88.20 Revised

Institutional

Development and

Project Management

Institutional Support and

Project Management 2.30 5.30 Revised

Total: 63.50 93.50

Other Change(s) PHHHOthC PHImplemeDel

Implementing Agency Name Type Action

Ministry of Municipal Affairs Implementing Agency No Change

Change in Implementation Schedule PHHCISch

Explanation:

The Implementation Schedule will be revised taking into account a three-year extension.

Appraisal Summary PHHHAppS

Economic and Financial Analysis PHHASEFA

Explanation:

The project has several potential benefits which justify the investments in service delivery and

employment generation through labor intensive works. Tangible benefits are the investments by

municipalities in local infrastructure and services and improvements in processes of service delivery

including enhanced consultative and participatory processes for decision making and improved capacity

for strategic planning and decision making.

The types of public infrastructure that may be created under Component 1 are likely to yield a higher rate

of return (production efficiencies) than those under alternative arrangements (through central agencies or

NGOs). The decisions taken by local governments are also likely to better reflect the local preferences

identified through a local planning process (allocative efficiencies). In addition, the sub-projects to be

financed by the ‘innovation fund’ under Component 1 are likely to encourage activities that are

collaboratively implemented by more than one municipality and/or in partnership with private

sector/NGOs (resource efficiency).

The team will also undertake a cost-benefit analysis of investments made to date during early

26

implementation of MSSRP, with a view to enhance the efficiency and sustainability of investments made.

Technical Analysis PHHASTA

Explanation:

The investments financed under component 1 would consist of rehabilitation and maintenance of roads and

basic infrastructure, minor rehabilitation of public buildings and town centers, cleaning, painting,

rehabilitation of parks, public libraries, cleaning campaigns in vegetable markets, upgrading of water

drainage systems, pavements and sidewalks, minor improvements to public facilities including school

playgrounds and sanitary units, community centers, covers and shades for public yards and playgrounds,

facilities and equipment for solid waste management, etc. The processes outlined in the PoM will ensure

that these investments have been selected strategically and are in line with municipality’s development

planning. It will also be ensured that these investments are accompanied with operations and maintenance

plans, in order to ensure their sustainability. The IF sub-window has been designed as a two-phase process,

where on selection in the first phase, the municipality will be eligible to access capacity building grant that

would enable them to make the investment planning and design technically sound.

The proposed second AF will draw on lessons learnt from technical audits performed over the course of

parent project implementation to ensure that quality of investments, particularly for basic infrastructure,

are closely monitored. Accordingly, during early implementation, the project will undertake an analysis of

quality of investment planning and implementation through a study of sample municipalities. In addition,

third party monitoring by youth of labor-intensive works will also ensure that employment generation

targets are also being reached.

Social Analysis PHHASSA

Explanation:

The proposed second AF aims to mitigating risks to social cohesion through responding to drivers of social

tensions by : i) enhancing confidence in local government through improved service delivery and ii)

ensuring inclusive decision making processes. With this in mind, the investments made under the project

are likely to bring about positive social impacts. For example, investments in public spaces that enhances

chances of community interaction and cohesion will be encouraged. In addition, the second AF will also

encourage investments targeted at women and youth. This will be a specific criteria for project selection

under innovation fund sub-component.

The second AF anticipates only positive social impacts through community service delivery and other

services. No adverse impacts (such as relocation of households; adverse impacts on

incomes/livelihoods/businesses; or any restriction of access to natural resources) are anticipated under this

project.

Environmental Analysis PHHASEnvA

Explanation:

The sub-projects of the MSSRP are likely to result in a number of positive environmental and socio-

economic impacts. Nevertheless, to ensure that the second AF will support interventions that do not have

any significant impacts, an environmental and social safeguards screening tool is included in the ESMF,

with provisions for rejecting any sub-projects that would have significant negative environmental or social

impact. The existing, well established mechanisms and procedures that MoMA/CVDB developed under

the ESSRP at municipality and central levels will be used for implementing the MSSRP’s ESMF. After

27

screening each sub-project and based on the sub-project’s type, the proper environmental assessment tool

i.e. checklist, ESMF would be applied and in accordance with OP. 4.01. MoMA/CVDB focal points at

municipal level will be tasked with the on-site monitoring and reporting supported by the PMU at central

level, to ensure proper implementation of the mitigation measures required by the ESMF.

Risk PHHASRisk

Explanation:

Some of the risk ratings have been revised to be aligned with the risk ratings of the Country Partnership

Framework (Report No. 102746-JO) discussed by the Board of the Executive Directors on July 14, 2016.

In particular, the risk framework includes under 'other' the high risk associated with the country's

geographic and regional context. In addition, the institutional capacity risk has been raised to Substantial

since the AF entails the introduction of new financing mechanisms and partnership with a larger number of

implementing agencies, which will place an additional burden on the implementing agencies.

IV. WORLD BANK GRIEVANCE REDRESS

57. Communities and individuals who believe that they are adversely affected by a World Bank

(WB) supported project may submit complaints to existing project-level grievance redress

mechanisms or the WB’s Grievance Redress Service (GRS). The GRS ensures that complaints

received are promptly reviewed in order to address project-related concerns. Project affected

communities and individuals may submit their complaint to the WB’s independent Inspection

Panel which determines whether harm occurred, or could occur, as a result of WB non-compliance

with its policies and procedures. Complaints may be submitted at any time after concerns have

been brought directly to the World Bank's attention, and Bank Management has been given an

opportunity to respond. For information on how to submit complaints to the World Bank’s

corporate Grievance Redress Service (GRS), please visit http://www.worldbank.org/GRS. For

information on how to submit complaints to the World Bank Inspection Panel, please visit

www.inspectionpanel.org.

28

ANNEX I: RESULTS FRAMEWORK AND MONITORING

Project

Name: Municipal Services and Social Resilience Project (P161982)

Project

Stage: Additional Financing Status: Final

Team

Leader(s)

:

Lina Abdallah Saeed Abdallah Requesting

Unit: MNC02

Product

Line: Recipient Executed Activities

Responsible

Unit: GSU05

Country: Jordan Approval FY: 2018

Region: MIDDLE EAST AND NORTH

AFRICA

Financing

Instrument: Investment Project Financing

Parent Project

ID: P147689

Parent Project

Name: Jordan- Emergency Services and Social Resilience (P147689)

.

Project Development Objectives

Original Project Development Objective - Parent:

The project development objective is to help Jordanian municipalities and host communities address the immediate service delivery impacts of

Syrian refugee inflows and strengthen municipal capacity to support local economic development.

Proposed Project Development Objective - Additional Financing (AF):

The objective of the MSSRP is to support Jordanian municipalities affected by the influx of Syrian refugees in delivering services and employment

opportunities for Jordanians and Syrians.

Results

Core sector indicators are considered: Yes Results reporting level: Project Level .

Project Development Objective Indicators

Status Indicator Name Corpor

ate Unit of Measure Baseline Actual(Current) End Target

29

Revised Direct project beneficiaries

Number Value 0.00 2036204.00 3000000.00

Date 01-Jan-2014 31-Dec-2016 31-Dec-2020

Comment

New of which Syrians

Percentage Value 0.00 12.4 20.00

Sub Type

Supplemental

Marked for

Deletion

Beneficiaries provided with

access to basic services of

which are women

Number Value 0.00 916291.80 1800000.00

Sub Type

Supplemental

Revised Female beneficiaries

Percentage Value 0.00 45.00 47.00

Sub Type

Supplemental

Marked for

Deletion

Conflict affected people

receiving benefits in 1st year of

project effectiveness

Number Value 0.00 220830.00 215215.00

Date 01-Jan-2014 31-Dec-2015 30-Dec-2016

Comment

Marked for

Deletion

Conflict affected people

receiving benefits in 1st year of

project effectiveness of which

female

Number Value 0.00 852296.00 245250.00

Sub Type Date 01-Jan-2014 31-Dec-2015 30-Dec-2016

Breakdown Comment

New Percentage of beneficiaries

satisfied with the project’s

investments in service delivery,

based on independent

monitoring.

Percentage Value 0.00 0.00 60.00

Date 21-Nov-2016 21-Nov-2017 31-Dec-2020

Comment

New Percent of Syrian beneficiaries

satisfied with the Project’s

investments in service delivery,

based on independent

monitoring

Percentage Value 0.00 0.00 60.00

Date 21-Nov-2017 21-Nov-2017 31-Dec-2020

Comment

Marked for Participating municipalities Percentage Value 0.00 100.00 100.00

30

Deletion ensuring pre-crisis levels of per

capita investments in at least 2

of the following: (i) solid

waste; (ii) local roads; (iii)

street cleaning; (iv) parks (v)

community ser

Date 01-Jan-2014 31-Dec-2015 31-Dec-2017

Comment

Marked for

Deletion

Participating municipalities

implement/facilitate at least

two priority local economic

development subprojects

identified in local economic

development plans

Percentage Value 0.00 50.00 75.00

Date 16-Oct-2013 31-Dec-2015 31-Dec-2017

Comment

New Number of working days

created under MSSRP

Number Value 0.00 0.00 110000.00

Date 21-Nov-2017 21-Nov-2017 31-Dec-2020

Comment

Marked for

Deletion

Participating municipalities

clearing annual financial and

technical audits without

adverse opinion

Percentage Value 0.00 100.00 100.00

Date 16-Oct-2013 31-Dec-2015 31-Dec-2017

Comment

Intermediate Results Indicators

Status Indicator Name Corpor

ate Unit of Measure Baseline Actual(Current) End Target

Marked for

Deletion

Participating municipalities

spending at least 75 percent of

their Municipal Grant each

year

Percentage Value 0.00 100.00 100.00

Date 01-Jan-2014 30-Dec-2016 30-Dec-2016

Comment

Marked for

Deletion

Participating municipalities

with service delivery needs

assessments completed in

participatory manner.

Percentage Value 0.00 100.00 100.00

Date 01-Jan-2014 30-Dec-2016 31-Dec-2017

Comment

New Beneficiaries that feel

investments under MSSRP

reflected their needs

Percentage Value 36.00 34.00 50.00

Date 30-Dec-2016 21-Nov-2017 31-Dec-2020

Comment This is based Average

31

on findings of

independent

monitoring

report.

extrapolated from

the initial results

of the ESSRP

End Line Survey.

Marked for

Deletion

Priority service delivery/

community infrastructure

projects implemented by

participating municipalities

Number Value 0.00 315.00 120.00

Date 01-Jan-2014 01-Mar-2017 31-Dec-2017

Comment

New Percentage of beneficiaries

who are satisfied with the

performance of their respective

participating municipalities in

addressing their needs through

MSSRP

Percentage Value 30.00 0.00 60.00

Date 30-Nov-2016 21-Nov-2017 31-Dec-2020

Comment

Marked for

Deletion

Participating municipalities

with local development plans

updated/completed in

participatory manner.

Percentage Value 0.00 100.00 100.00

Date 01-Jan-2014 30-Dec-2016 31-Dec-2017

Comment

New Perception on MSSRP

contributions to social cohesion

improve.

Yes/No Value No No Yes

Date 21-Nov-2017 21-Nov-2017 31-Dec-2020

Comment

New Improved access to service

delivery in host communities in

the project area

Text Value 0 0 Text

Date 21-Nov-2017 21-Nov-2017 30-Nov-2020

Comment

Marked for

Deletion

Participating municipalities

that publicly disclose project

budgets and audit results

Percentage Value 0.00 100.00 75.00

Date 01-Jan-2014 31-Dec-2016 31-Dec-2017

Comment

Marked for

Deletion

Participating municipalities and

governorates having

emergency management plans

Percentage Value 0.00 10.00 75.00

Date 01-Jan-2014 30-Dec-2016 31-Dec-2017

Comment

New Participating Municipalities Percentage Value 0.00 0.00 20.00

32

with Action Plans for gender

mainstreaming linked to sub-

projects in service delivery.

Date 21-Nov-2017 21-Nov-2017 31-Dec-2020

Comment

Marked for

Deletion

Key staff in participating

municipalities and

governorates trained on

emergency preparedness

procedures

Number Value 0.00 150.00 40.00

Date 01-Jan-2014 31-Dec-2015 31-Dec-2017

Comment

Marked for

Deletion

Beneficiaries that feel project

investments reflected their

needs, of which women

Percentage Value 0.00 48.00 50.00

Sub Type

Supplemental

New Share of Municipal Grants and

Innovation Fund grants

allocations to projects targeting

females and youth as direct

beneficiaries.

Percentage Value 0.00 30.00

Date 20-Nov-2017 31-Dec-2020

Comment Data has not

been collected.

This is a new

indicator to be

tracked

following

effectiveness.

New Share of innovation fund grants

to sub-projects targeting

females and youth as direct

beneficiaries.

Percentage Value 0.00 0.00 60.00

Date 20-Nov-2017 20-Nov-2017 31-Dec-2020

Comment

New Participating Municipalities

utilizing citizen feedback tools

Number Value 0.00 0.00 21.00

Date 21-Nov-2017 21-Nov-2017 31-Dec-2020

Comment

New Participating municipalities

that publicly disclose sub-

project budgets and audit

results

Number Value 0.00 16.00 26.00

Date 21-Nov-2017 21-Nov-2017 31-Dec-2020

Comment According to the

PMU reporting,

100% of

The end target is

revised from

75% to 100%

33

participating

municipalities

met this target.

New Participating municipalities

clearing annual financial and

technical audits without

adverse opinion

Percentage Value 0.00 100.00 100.00

Date 17-Nov-2014 21-Nov-2017 31-Dec-2020

Comment According to the

ESSRP Annual

Progress Report

for 2016, all

participating

municipalities

cleared annual

financial and

technical audits

without adverse

opinion.

New Participating municipalities

that are able to link their

strategic plans to service

delivery sub-projects by year 2

of project implementation

Number Value 0.00 0.00 10.00

Date 21-Nov-2017 21-Nov-2017 31-Dec-2020

Comment

.

34

ANNEX II: PROCUREMENT ASSESSMENT AND MITIGATION MEASURES

Client Capability and PMU Assessment

1. Experience: The project is being implemented by the MoMA and CVDB who built a good

experience during the implementation of the original project. Also, it is found that the project is

observing satisfactory level of internal coordination and procurement planning, resulting in

consolidation of information and governance of the municipalities which are in charge of contract

management even when CVDB is procuring the contractors centrally. Bidding process and

evaluation were found in general acceptable, and in compliance with the Bank’s procurement

guidelines as well as the physical inspection was generally satisfactory.

Procurement Assessment and Mitigation Measures

2. Procurement assessment is built on the demonstrated capacity in implementing the original

project. CVDB team defined the main procurement shortcomings of implementation. The below

summarizes the proposed mitigations to reduce or eliminate identified risks:

a. Planning: Through improved planning processes, municipalities should coordinate

closely in particular with the Water Authority.

b. Inventory and asset management: Municipalities need capacity building in asset

management to better track their investments and anticipate operationalization and

maintenance costs based on life-cycle usage. It is expected that such capacity building

support will be provided through the USAID-Funded CITIES project.

Overall assessment rating

3. Due to the nature and simplicity of the remaining procurement activities the

procurement risk can be considered as “Moderate” provided that identified shortcomings are

mitigated by an efficient planning between MoMA and relevant authorities, initiation of inventory

and asset management through CITIES USAID-financed project, increased efficient procurement

processing through (i) hands-on training by CVDB’s seasoned staff and additional staff, (ii) full

compliance at the level of municipalities of record-keeping, (iii) decrease of re-bidding occurrences,

and finally quality contract management through quality assurance of proposals, design and

supervision.

Market Analysis

4. The project identified the current procurement implementation weakness and was in the

Project Procurement Strategy Development (PPSD); the below are highlights on the strategy

assessment.

35

Works

5. Based on the project lengthy experience and testing of the market, and using the project

areas of interventions, overall competition and availability of contractors are ensured. The analysis

of the market is based on sample of 60 percent of all the project contracts. For 7 project regions, 113

contractors are in the market, and interested to apply to the project. The large majority of the project

contractors are eligible for JD750,000 (category 4) contract value of building and JD500,000

(category 3) of asphalting. This aligns with the average of sub-project packages at CVDB

centralized level. Procurement launched at the municipal level will be contracting category 5

building contractors (JD250,000) and category 5 opening roads contractors (JD250,000). While in

the building works, 89 percent of the contractors operate in only one region, 54 percent of the

asphalting contractors are operating in one region while the rest are awarded in 2 up to 5 different

regions. On the basis of the needed contracting equipment of both kind of interventions, the above

conclusions are satisfactory with respect to competition, fairness, and market healthiness.

Consulting firms

6. The project does not presently foresee contracting consulting firms, except an external audit

and other simple technical assistance.

Equipment

7. The project tested multiple implementation scenarios of purchasing large vehicles. CVDB

launched international competitive bidding to purchase compactors for different municipalities.

Vehicles’ suppliers are rather limited, which is a common phenomenon in the region in the vehicles

sector. The wide, yet oligopoly-scheme gives room for sufficient competition, but hinders from a

full fledge competition. In addition, the maintenance dimension and harmonization of spare parts

requirement, tends to encourage using the same suppliers that are already provisioning

municipalities. After the lengthy procedures in purchasing centrally the compactors, the ministry

ordered to have the equipment purchased locally at the level of each municipality even if the

economy of scale is to be not respected. That experience also failed to secure good bidding

processing, and appropriate contract management. It was agreed thereafter, that CVDB will take

over again the purchase of vehicles and will allocate resources to solid specifications. On a sample

of 60 percent of equipment, a number of suppliers per type of equipment is identified, noting that

the same supplier is identified for multiple items, reducing the competition by a 34 percent

parameter.

Recommended Procurement Approach for the Project

8. The project has already processed a first AF that is to follow the new World Bank

procurement framework of works. For this second AF, the project will continue using the new

regulations, and all goods, works, and consulting services required for the Project and to be

financed out of the proceeds of the Additional Financing of Grant shall be procured in accordance

with the requirements set forth or referred to in the “World Bank Procurement Regulations for

36

Borrowers under Investment Project Financing” dated July 1, 2016 (“Procurement Regulations”),

and the provisions of the Recipient’s procurement plan for the Project (“Procurement Plan”) dated

May 15, 2017 provided for under Section IV of the Procurement Regulations, as the same may be

updated from time to time in agreement with the World Bank.

9. Considering that the Project is a continuation of the previous Project, and includes regular

works and goods procurement, to ensure smooth implementation and transition from old Guidelines

to new Procurement regulations, the similar procurement methods offered under the new

regulations will be used by the implementing agency as agreed under the Procurement Plan as per

below:

Selection methods and arrangements

• Works: The project is expected to use: (i) Request for Bids (RFB) from national markets

(replacing the old NCB), (ii) framework agreements for routine maintenance contracts, (iii) Request

for quotations (or Shopping), as well as (iv) Direct Selection (old Direct contracting).

• Goods: The project is expected to purchase equipment using: (i) Request for Bids (RFB) for

both international (replacing ICB) and national markets (replacing NCB), (ii) Request for

quotations (or Shopping); and (iii) Direct selection (old Direct contracting).

• Consulting Services: the project is expected to use request for proposals with the following

methods (i) Quality Cost-Based Selection (QCBS), (ii) Fixed Budget-based Selection (FBS); (iii)

Least Cost-based Selection (LCS); (iv) Consultants’ Qualification-based Selection (CQS); (v)

Direct Selection (old single sourcing); and (vi) Selection of Individual Consultants.

• Particular emphasis of the Procurement Regulations Section III paragraph 3.23- Eligibility:

The borrower will need to get the clearance of the Bank prior to entering into a contract with a state-

owned enterprise, government officials, or civil servants of Jordan.

STEP

10. The Procurement Plan for the life of the Second Additional Financing will be developed by

the government through STEP. It defines the market approach options, the selection methods and

contractual arrangements, and determines the WB’s reviews. The initial procurement plan will be

attached to the legal agreement.

Prior Review threshold

11. Based on the satisfactory assessment, the project shall be subject to ‘moderate’ risk prior

review threshold, making the project mostly subject to post review.

37

ANNEX III: COMPONENT 1: MUNICIPAL GRANTS

1. This component will provide discretionary Municipal Grants to municipalities that are

hosting the largest concentration of Syrians (i.e., weighting the number of Syrians hosted and their

ratio to host population), using 2015 Census data. The objective is to provide funding to

municipalities for service delivery in an efficient, responsive and sustainable manner that promotes

longer-term resilience and mitigates risks to social cohesion at local levels, while filling critical

service delivery gaps.

2. In line with the theory of change, the component attempts to mitigate risks to vertical and

horizontal social cohesion by responding to drivers of social tensions and strengthening the

resilience of municipalities, host communities and refugees. To this end, the design of the

component has been guided by the following assumptions and observations:

• Medium-to-long term development planning through predictable funding: Substantial

increase in populations due to refugee influx puts pressure on already strained services in

municipalities receiving very high proportions of refugees in northern Jordan. While short term

emergency measures are necessary to immediately fill some of the service gaps, it is certainly not

sufficient. For municipalities that were underserved with years of under-investment in urban

services, even before the Syrian crisis, predictability of funding over three years (project cycle)

will allow to take a medium-to-long term development approach with a possibility of multi-year

planning, accounting for capital investments in a phased manner as well as integrating operations

and maintenance of investments, leading to longer term sustainability of these investments.

• Sustainability through alignment with strategic planning process: Many PMs in northern

Jordan are experiencing growth and expansion of existing areas, due to refugee influx. Much of

this growth is informal and/or haphazard. There is a need to align investments to the existing

development and strategic planning processes implemented by the municipalities, for promoting

orderly planning and development. Instead of ad-hoc or one off investments, strategic planning

and decision making will allow PMs to create a pipeline of priority investments that addresses

their changing needs over a longer period. The strategic plans will also allow coordination among

various investments. This kind of integrated planning will equip the municipalities to plan for

various investment in a sustainable manner.

• Inclusiveness, responsiveness and accountability through community engagement:

Municipalities have the advantage of proximity in grasping local needs, but lack avenues,

platforms and processes for effective and inclusive community engagement. By providing ample

opportunities and tools and by institutionalizing processes of community engagements that are

inclusive of everyone: refugees, host communities, women, youth, CBOs and the private sector,

the municipalities will be able to involve various stakeholders in defining the development goals

and priorities. This is an important element in the effort to build long term resilience at the local

level. Communities in northern Jordan have already exhibited notable levels of resilience with

regards to hospitality, tolerance and adaptive coping strategies. The growing pressure on local

resources — which is the principal underlying cause of tensions between the two populations11 —

11 Mercy Corps Analysis of Host Community-Refugee Tensions in Mafraq, Jordan. October 2012.

38

will manifest itself differently from locality to locality, posing diverse challenges and opportunities

for host communities. Broad participation will not only certify the relevance of the implemented

activities, but also over time elevate communities’ sense of agency and ensure that the central and

local authorities are responsive to the stresses being felt at the local level.

• Confidence-building through tangible improvements: Many of the costs of hosting the

refugee population are incurred by the regular users of public services, who have seen quality and

access deteriorate as the supply of these services have not kept pace with the increase in users. The

gap between the rate of arrivals and the reinforcement of service provision is thus a common cause

of frustration in the northern region. Many of the municipal services tend to be visible and can

produce immediate improvements to quality of life for Jordanians and Syrians, be it enhancing

public security through street lights, improving hygiene through garbage collection, or providing

recreational facilities for idle youth.

• Reduction of tensions through investments in individual and communal resilience: Syrian

inflows into local communities are presenting Jordanians with rapidly changing foundations for

individual livelihoods strategies and social interaction, requiring them to adapt to these new

circumstances with similar speed. Lack of communal and recreational space hinders inter-group

interaction and the possibility for people to escape cramped living conditions and alternatives to

suboptimal employment opportunities. Providing the municipalities and the residents with the

institutional space to discuss the most pressing social problems in the community and financing

locally appropriate and creative solutions to these will help link individual and community coping

mechanisms with institutional systems of resilience.

• Social cohesion through participation, voice and engagement: Bringing various

stakeholders together with municipal representatives will provide one among several avenues for

citizens to discuss the challenges facing their communities and how existing public and private

resources can be used to mitigate these. Initial analysis of previous or existing projects using

participatory mechanisms indicate a high satisfaction with this method of decision making and its

ability to increase the sense of agency in locations removed from the center. International

experience in a range of conflict affected countries, from Cambodia to Sri Lanka and Sierra Leone,

is consistent with this approach.

• Employment generation through labor intensive techniques: Unemployment is a major

challenge facing Jordanians. The pressure on host populations’ livelihoods has been consistently

identified as one of the major sources of tension and frustration. In order to respond to the

challenge, the PMs will be encouraged to use labor intensive techniques for implementing

proposed investments. The employment generated through these sub-projects could also help

mitigate risks to social tensions. The ILO has already produced a range of manuals and instructions

tailored to the types of municipal service activities typically implemented in Jordan, and

specifically based on a sampling review of implemented activities under ESSRP. Given ILO’s

unique expertise, it was agreed that the PMU would contract ILO, to develop guidelines and

specifications on labor based methodologies for different categories of works in municipal

services; (b) provide capacity building for MoMA, CVDB, and PMs and technical support on

labor-based technology during implementation of works, and monitor progress in achieving the

objective of the labor-intensive activities.

39

Sub-Projects

3.The project intends to provide funding for small-scale sub-projects for municipal service delivery

in areas of solid waste management, roads improvement, recreational facilities, community

centers, public leisure spaces, etc. Sub-projects may involve small works, procuring equipment

and services. A few indicative examples of such sub-projects are listed below.

▪ Rehabilitation and maintenance of roads and basic infrastructure

▪ Minor rehabilitation of public buildings and town centers

▪ Cleaning, painting, rehabilitation of parks, public libraries, cleaning campaigns in vegetable

markets

▪ Upgrading of water drainage systems, pavements and side walks

▪ Minor improvements to public facilities including school playgrounds and sanitary units,

community centers, covers and shades for public yards and playgrounds

▪ Skills training with NGOs and societies

▪ Partnerships with private sector for productive projects – nurseries, sewing workshops

▪ Youth employment projects

Process

4. The Grants will supplement formula based existing intergovernmental fiscal transfers

channeled to municipalities by the central government. The grants will be provided to 21

municipalities: 14 municipalities that are already participating in ESSRP and 7 new municipalities

(Annex V)

5. The size of the Grant to each PM will be based on the number of refugees hosted by the

municipality. Based on the current resource envelope, the total yearly Municipal Grant allocations

have been estimated at initially US$8.8, US$8.8 and US$ 4.4 million each for year 1, year 2 and

year 3 (with a total amount of US$22 million), respectively, although this may be revised based

on availability of resources and/or change in needs. Yearly allocations to PMs will be paid in two

equal tranches every six months.

6. The municipalities will use the funds to finance works, goods and services to address needs

identified by the communities. The investments will be chosen, based on applicable municipal

mandates, including but not limited to, improvements solid waste management systems, public

lighting, rehabilitation of buildings and basic infrastructure, communal recreational spaces, social

activities, as well as livelihoods and income generation capacity. Potential investments would be

screened against an exclusionary/negative list included in the PoM.

7. The activities to be financed through Municipal Grants will be identified and prioritized

based on a consultative and participatory process involving the municipalities, the communities,

refugees, women, youth, other affected and vulnerable population, CBOs and NGOs, the local

private sector and other relevant stakeholders. Formal one-day community consultation workshops

will be preceded by prior cross-section meetings with various community stakeholders.

Opportunities for community consultations will be advertised widely and the results announced

through various channels, including public media, allowing for filing of grievances through

existing redress mechanisms. Following that, municipal level sub-project selection committees

40

that include community representatives, women, youth and municipal council representatives, will

screen proposals based on appraisal and selection criteria and produce a prioritized short list, which

will then be sent for municipal council endorsement and submission to MoMA and CVDB for

final approval.

8. The appraisal criteria for sub-project selection will have a strong emphasis on processes of

sub-project selection and service delivery (focusing more on ‘how’ than ‘what’), in order to ensure

responsiveness and inclusiveness. These criteria will be detailed out in the PoM. An indicative list

is included below:

• Contributes to the project’s objectives

• Benefits women, youth, children or disadvantaged groups;

• Has been identified through inclusive community consultations to ensure community

needs and priorities are reflected in proposed sub-projects;

• Includes planning and accounting for operating and maintaining services and assets

procured;

• Aligns with municipality’s strategic planning over medium-term;

• Has a schedule of implementation that is realistic and is within the project’s time-frame;

• Employs labor-intensive techniques for public works;

• Generates job opportunities for Jordanians and Syrians (70/30 percent)

• Meets technical and service level standards set forth by the relevant Agencies and

Ministries of the Government of Jordan-- including but not limited to MoMA, Ministry of Public

Works and Housing, MWI, etc;

• Incorporates the least cost option for the location, materials, technologies, designs using

an appropriate cost estimate in its Bill of Quantities and for equivalent levels of service (as

applicable);

• Meets other economic and social safeguards requirements

9. PMs will submit progress reports and FM reports at the end of each semester, which will

be reviewed by MoMA and CVDB to verify the eligibility of expenditures incurred and review

the progress achieved in delivering priority sub-projects and activities.

10. From year two onwards — i.e., tranche 3 and forward —municipalities should spend or

commit at least 75 percent of their preceding tranche of Municipal Grant to receive the next

tranche. This threshold will be reviewed and adjusted as part of annual project reviews.

11. The process of selection, appraisal, approval, implementation and monitoring will be

detailed out in the POM.

41

ANNEX IV: COMPONENT 1: INNOVATION FUND

1. An Innovation Fund (IF) will be introduced under Component 1. This mechanism will

incentivize municipalities to compete through competitive proposals for funding of investments.

The IF will finance demand-driven projects that may be multi-year and may involve inter-

municipality collaboration.

2. The objective of the Innovation Funds is: to promote innovation, cross-municipality

learning and partnerships to ensure the achievement of specific outcomes related to (i) generating

employment opportunities for Jordanians and Syrians; and (ii) providing improved socio-

economic services to communities, with focus on females, youth, and other marginalized groups.

3. Initially, the IF will be launched as a pilot during the first year and, subject to availability

of additional funds, it could be replicated in a second round The total allocation under the IF will

be US$5million, provided through call for proposals, with an average size of the grant amounting

to US$250,000.

4. IF sub-projects shall adhere to the following set of principles:

(i) Municipalities may bundle allocations into larger joint projects to combine the

average project budgets grants of US$250,000. Bundled projects shall adhere to the

same principles as standalone projects as follows;

(ii) Project design includes robust and inclusive participatory consultations and

planning,

(iii) Projects provide innovative solutions to local challenges faced by communities, and

(iv) Projects contribute directly to the project’s outcomes.

(v) Projects that leverage resources and expertise by partnering with CBOs, NGOs, and

private sector are preferred

(vi) Projects promote improved services and/or employment opportunities for Jordanians

and Syrians.

5. Municipalities will furthermore be encouraged to consider and pursue project ideas that

have surfaced through other donor-financed engagements including the USAID-funded CITIES

project and other similar consultative planning initiatives supported by the EU and International

NGOs

Eligibility Criteria:

6. IF grants will be open for submissions from all 21 MSSRP PMs in addition to other

Category A municipalities or Governorate centers (see Annex V).

Processes and procedures.

7. IF call for proposal cycles are foreseen, in year 1 on a pilot basis, and for year 2 pending

availability of funding. Each IF cycle would have a two-step prioritization and selection process.

42

Both steps would involve that projects will be prioritized and selected based on the following

criteria:

(i) higher focus on women, youth, and marginalized populations as direct

beneficiaries;

(ii) higher labor content (labor intensive works);

(iii) employment generation potential for Jordanians and Syrians;

(iv) established partnerships with private sectors, NGOs, etc.;

(v) inter-municipal cooperation: and,

(vi) ensured mechanisms for citizen engagement and grievance redress.

Qualification for proposals:

8. Projects have to meet the objectives and features defined in the above-mentioned

paragraphs. A negative list of activities will be detailed in the PoM. This negative list will include,

but not necessarily be limited to: political activities, investments detrimental to the environment,

works involving relocation of people or impacting livelihoods, large-scale infrastructure activities

such as new landfills or waste water treatment plants, heavy equipment and service vehicles, travel,

salaries or “top up” payments to civil servants and municipal staff, and other ineligible

expenditures.

9. Proposals Screening: Minimum criteria for approving or rejecting the proposals would

include the following:

• The proposed activities must have labor content of not less than 30 percent (proposals with

higher labor content could receive more points as part of a scoring system);

• The proposed activities should not exceed the prescribed funding envelope. Currently, the

funding envelops for a single municipality IF grant is estimated between US$200,000 and

US$500,000;

• Joint projects between collaborating municipalities may bundle single municipality budget

envelops guided for planning purposes by an average amount of US$250,000 per

municipality. Bundled projects and associated budgets will be assessed on merit against

the above outline principles and criteria, as well as against synergies and economies of

scale factors.

• The proposed activity must be implemented within the project timeframe;

• The proposed activity must have a simple operations and maintenance plan;

• The proposal must include a simple cost-benefit analysis (an economic and financial

feasibility study must be developed after the project had been tentatively approved);

• The proposal must ensure that jobs created are local from within the community of the

applying municipality with a minimum of 70 percent for Jordanians. Proposals targeting

employment for women, youth, would get higher ranking scores;

• The proposed activities should not be part of the negative list.

10. In addition to the above minimum criteria, the following selection criteria will be used in

the evaluation of proposals using an agreed scoring system, to be reflected in the updated PoM:

• Preference would be given to proposed activities that would benefit a poverty pocket/poor

neighborhoods within the municipality;

43

• Preference would be given to proposed activities that are evidenced with a participatory

community consultation process;

• Preference would be given to proposed activities in renewable energy/energy conservation

• Preference would be given for proposals that promote a joint activity (benefits more than

one municipality);

• Preference would be given to proposals for activities that generate higher labor content

than the minimum required;

• Preference would be given to proposals that promote economic or social livelihoods,

including collaboration with local NGOs;

• Preference would be given to proposals that include employment opportunities for females

and/or youth.

• Preference would be given to proposals that include providing training and coaching skills

to unskilled or semiskilled laborers, women, and youth.

11. Call for proposals: The project will develop a template for, and will include the

requirements and minimum qualifications in a call for proposals, which would be announced

publicly, including in local newspapers, and on MoMA and CVDB websites. The Call would

specify the names of eligible municipalities (Annex V). A Technical Committee for evaluation of

proposals will be put in place, with membership of ILO, as needed. Municipalities that receive

preliminary approvals on their proposals will be provided with capacity building support and hand

holding to further develop their proposals, mainly using the support from additional expertise in

project planning and formulation.

44

ANNEX V - LIST OF ELIGIBLE MUNICIPALITIES UNDER MSSRP A: Eligible Municipalities for Municipal Grants

# Municipality Governora

te

Population

(2015

Census)

Of which

Syrians % Syrians

From

ESSRP

Type A or

Govt

Center

1 Alza'tary & Almansheah Mafraq 18,389 7,957 43.3% X

2 Mafraq Alkubrah Mafraq 122,028 39,157 32.1% X X

3 Ramtha Jadeda Irbid 166,508 50,875 30.6% X

4 Husha Aljadedah Mafraq 25,107 6,617 26.4% X

5 sahel Horan Irbid 71,994 17,431 24.2% X

6 Serhan Mafraq 26,305 6,299 23.9% X

7 Irbid Alkubrah Irbid 840,512 198,744 23.6% X X

8 Sabha & Defianeh Mafraq 16,976 3,636 21.4% X

9 Sahab Amman 128,936 25,148 19.5% X

10 Dhlail Zarqa 50,931 9,680 19.0% X

11 Ma'an Ma"an 41,632 5,401 13.0% X X

12 Zarqa Zarqa 645,954 71,415 11.1% X X

13 Madaba Alkubrah Madaba 149,648 13,242 8.8% X X

14 Ajlun Alkubrah Ajlun 58,803 3,805 6.5% X X

15 Azraq Zarqa 9,488 4,761 50.2%

16 Um aljmal Aljadedah Mafraq 15,515 5,682 36.6%

17 Tabaqat Fahl Irbid 19,856 6,911 34.8%

18 Janed Ajlun 16,204 5,559 34.3%

19 Gharb Irbid Irbid 41,983 13,981 33.3%

20 Khaldiyah Mafraq 20,386 6,660 32.7%

21 Dair Abi Said Irbid 78,972

53,837 13.02%

45

B: Eligible Municipalities for the Innovation Fund

Number Municipality Governorate From ESSRP

Type A or

Governorate

Center

Eligible for Block

Grants

1 Alza'tary & Almansheah Mafraq X x

2 Mafraq Alkubrah Mafraq X X x

3 Ramtha Jadeda Irbid X x

4 Husha Aljadedah Mafraq X x

5 sahel Horan Irbid X x

6 Serhan Mafraq X x

7 Irbid Alkubrah Irbid X x x

8 Sabha & Defianeh Mafraq X x

9 Sahab Amman X x

10 Dhlail Zarqa X x

11 Ma'an Ma"an X x x

12 Zarqa Zarqa X x x

13 Madaba Alkubrah Madaba X x x

14 Ajlun Alkubrah Ajlun X x x

15 Azraq Zarqa x

16 Um aljmal Aljadedah Mafraq x

17 Tabaqat Fahl Irbid x

18 Janed Ajlun x

19 Garb Irbid Irbid x

20 Khaldiyah Mafraq x

21 Dair Abi Said Irbid x

22 Salt Al-Kubra Balqaa' x

23 Jarash Al-Kubra Jarash x

24 Karak Al-Kubra Karak x

25 Tafeela Al-Kubra Tafeela x

26 Rusaifa Zarqa x

46

ANNEX VI– SUMMARY OF PUBLIC CONSULTATIONS

A consultation meeting was held on March 9, 2017 in Amman, at the Landmark Hotel, to present

the proposed MSSRP and facilitate a discussion about lessons learned during implementation of

ESSRP. The Consultation brought together over one hundred fifty participants including mayors,

municipal council members, municipal LDUs (Local Development Units), women, youth, private

sector and Syrian refugees. Participating old and new municipalities comprised of Irbid, New

Ramtha, Greater Mafraq, Al Sarhan, Sahel Horan, Al Wasateyeh, Greater Ajloun, Ma’an, Za’atari

& Mansheyeh, Zarqa, New Hosha, Sabha & Dafyaneh, Sahab, Adhleil, Greater Madaba, Azraq,

Um Al Jmal, Al Jneid, West Irbid, and Deir Abi Sa’id. Donors and bilateral organizations also

participated including Canada, UK, Denmark, Netherlands, USAID and the International Labor

Organization (ILO).

Issues presented:

The consultation session was divided in two parts: presentations made by donors, the World Bank,

ILO, the ESSRP PMU and Sahab Municipality, and a facilitated discussion with participants.

Presenter(s) Topic

Donors (UK

presented on

their behalf)

Presentation on the proposed project where the importance of the support

extended by the donors’ community to Jordan to help the country face the

impact of the Syrian crisis and the influxes of refugees was emphasized. Donor

commitment to continue assisting Jordanian host communities to enhance their

living conditions during the new MSSRP through supporting job creation and

income generating projects was expressed.

ESSRP PMU Presentation focused on achievements of ESSRP to date, the challenges faced

during implementation, disbursements and types of interventions carried out.

The MSSRP design was presented, its objective, its main features (number of

PMs, project’s Components, eligible list of interventions, etc.), and the main

challenges for the new phase. Focus was given to the importance of compliance

with World Bank social and environmental safeguards requirements.

World Bank MSSRP enhancement of design features were presented. These include

support to gender and women’s empowerment initiatives such as the

introduction of day care centers for children to enable women to work; new

eligible investments to include classroom rehabilitation, parks and gardens, and

other interventions which may be requested by the local communities; more

robust participation and consultation mechanisms, to include Syrian

communities; and labor-intensive work component. MSSRP’s relationship to

the JRP and its support to two pillars of the JRP through supporting service

delivery and local development in host communities was discussed. Lessons

from ESSRP implementation include: flexibility during Project

implementation to maximize the benefits for the concerned host communities;

importance for PMs to comply with the project’s social and environmental

safeguards requirements (incl. specific documentation of on the ground

implementation via tailored safeguards forms).

ILO Presented the concept of labor intensive work methodology and an ongoing project

“Employment through Labor Intensive Infrastructure in Jordan- EIIP” funded by

47

Presenter(s) Topic KFW. The example presented served as a demonstration to MSSRP. Its objective is

to enhance employability of young men and women in their localities and promotes

social cohesion and job creation for Jordanians and Syrians. The project is being

implemented in two Jordanian governorates – Irbid and Mafraq - most affected by the

impact of Syrian refugee influxes.

Mayor Sahab

Municipality

The mayor expressed his gratitude to the CVDB team who was always present and

collaborative and contributed to project’s success in his municipality. He shared that

Sahab is currently hosting around 35,000 Syrian refugees and that several

interventions and services have been supported by ESSRP leading to improved level

of service delivery and satisfaction of the public about the municipality’s performance.

He also stressed that enhanced level of services contributed to improving trust between

the municipality and the community. Challenges included establishment of partnership

with local community-based organizations. The Mayor also talked about the points of

strength of his municipality and its major achievements.

Open Discussion: Many of the issues raised were comments and suggestions, rather than

clarification questions. The attending municipalities were given the opportunity during the second

part of the session to provide their feedback on the project’s design and offer their views on

community level concerns and interests. They also shared lessons learned from experience during

ESSRP implementation and recommendations for the future. The below table summarizes the

issues raised during the consultation:

Questions and/or Comments Answers

New municipalities should benefit from the

experience of old municipalities included under

ESSRP and lessons learned from the

implementation period.

Knowledge transfer sessions were organized during

ESSRP implementation and would also be organized after

the kick-off of MSSRP project to address concerns.

Request that the new project includes more

developmental and income generating projects and

that focus be on developmental and income

generating projects to create jobs and improve

people’s livelihood.

It was confirmed that this is one of the main objectives of

the MSSRP.

Allow new hiring and recruitment to implement

developmental projects

Suggestions were noted.

Some investments and income generating projects

require purchase of land to develop therefore

project should allocate a percentage of funds for

land acquisition and expropriation.

MSSRP confirmed that they could not earmark funding for

such transactions.

Municipalities are not qualified to manage and

operate developmental projects

Technical assistance would be provided through PMU and

partners to support municipalities

Reduce requirements to feasibility studies for

developmental projects

This is not possible.

Projects’ sustainability should be taken into account

into the design

Confirmed

Several municipalities requested the provision of

training programs and the establishment of training

centers to provide training for certain audiences:

municipal staff, women and youth. Training of

Noted.

48

Questions and/or Comments Answers

youth to enhance their employability was raised by

several municipal officials.

Za’atari and other municipalities pointed out the

need to allow the purchase of equipment and

furniture under the new MSSRP

The project could finance equipment and furniture but the

procurement of these items should be well planned (how

they will be managed and operated). It was added that some

municipalities already noted that the Audit Bureau- AB

(the governmental auditing agency) sometimes blocks the

purchase of equipment and furniture but things should be

improved through dialogue between the AB and

municipalities to come up with acceptable solutions for all

parties.

A couple of municipalities stressed the importance

of retaining the selected municipalities for the life of

the project.

The issue has been accounted for in Project’s design and

that all PMs will remain in the project for its entire

implementation duration

One of the old municipalities advised the present

other municipalities that they should implement

energy efficiency projects especially for street

lighting to reduce their energy bill and promote

energy saving schemes.

Noted.

Request by municipalities to enhance internal and

external physical and technical supervision on

projects as the Audit Bureau does not conduct

physical/technical inspection (only at project

commissioning);

Noted.

Certain municipalities also underscored the

importance to expedite and loosen up project’s

approval by the technical committee at MoMA

(reduce bureaucracy);

Noted.

Lesson learned: strengthen coordination and

collaboration between:

• the different public institutions (such as water and

electricity)

• donors themselves

• MoMA and UNHCR (requested by the

municipality of Azraq especially for job

opportunities at the Azraq refugee camp)

• MoMA and MoPIC for projects’ financing

Noted, that has been incorporated in the project design.

Most of Syrian refugees requested creation of job

opportunities for the refugees through the

implementation of developmental projects.

The labor-intensive activities are a special focus of MSSRP

that will address this request.

49

Questions and/or Comments Answers

One of the Syrian refugees (an engineer) made a

recommendation that all municipalities should have

a list of the existing Syrian refugees and their

qualifications to better match existing expertise and

new job opportunities.

Noted.

Syrian refugee women suggested training

certificates for Syrian refugees to enhance their

employability; also requested for micro and small

projects for women and that any new projects should

recruit the needed labor from the local area.

Noted.

Requests for more public spaces such as parks,

playgrounds, etc. Parks and public spaces were

expressed by Syrian participants.

Noted.

Summary of consultation:

The consultation found that overall communities were very satisfied with ESSRP supported

interventions and that they are highly supportive of the new MSSRP. They also appreciated the

opportunity to present their feedback on the project as well as lessons learned from ESSRP

implementation. They expressed the need to continue supporting municipalities to address the

negative impacts of the crisis on public services but that the focus should shift now to improving

living conditions for the people in host communities through job creation and income generating

projects. Syrian refugees invited to the workshop were also given equal opportunity to present

their views on the project and their relationship with the municipalities in their localities. All Syrian

refugees who intervened during the consultations session commended the good and collaborative

relationship with the municipalities in their localities and appreciated the fact that municipalities

also include them in decision- making process for sub-projects’ selection as well as for level of

offered services.