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Agence nationale de la recherche – Generic Call for Proposals 2017
Work Programme 2018
Generic Call for Proposals
*********
Guide for Applicants 2018*
Submission, Evaluation, Selection and Funding Guidelines
*In case of any difference of interpretation, the French version of the present document shall prevail
Applicants are advised to carefully read the entire document as well as ANR funding allocation procedures (http://www.anr.fr/RF) before submitting research project proposals.
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Contents
A. CONTEXT OF GENERIC CALL FOR PROPOSALS 2018 (AAPG 2018) ..................................... 5
A.1. OBJECTIVES OF THE GENERIC CALL FOR PROPOSALS ....................................................... 5
A.2. FUNDING INSTRUMENTS .................................................................................................. 6
A.2.1. International Collaborative Research Projects (PRCI) ............................................... 6
A.2.2. Collaborative Research Projects involving Enterprises (PRCE) ...............................10
A.2.3. Collaborative Research Projects (PRC) ...................................................................11
A.2.4. Young Researchers Projects (JCJC) .......................................................................12
B. THE TWO-STAGE SELECTION PROCESS FOR THE AAPG IN 2018 ...................................... 14
B.1. GENERAL PROCESS .......................................................................................................14
B.2. PARTIES INVOLVED IN THE EVALUATION AND SELECTION PROCESS ....................................14
B.3. THE SCIENTIFIC EVALUATION PANELS (CES) FOR THE 2018 AAPG ..................................15
B.4. STAGE 1: PRE-PROPOSAL SUBMISSION AND EVALUATION PROCEDURES .............................18
B.4.1. Submitting pre-proposals (PRC/PRCE/JCJC instruments) .......................................18
B.4.2. Eligibility of pre-proposals ........................................................................................20
B.4.3. Evaluation of pre-proposals .....................................................................................21
B.5. STAGE 2: FULL PROPOSAL SUBMISSION AND EVALUATION PROCEDURES ............................23
B.5.1. Submitting full proposals ..........................................................................................23
B.5.2. Eligibility of full proposals .........................................................................................25
B.5.3. Evaluation of full proposals ......................................................................................28
C. SPECIAL MECHANISMS .............................................................................................................. 31
C.1. VERY LARGE RESEARCH INFRASTRUCTURES (TGIR) ........................................................31
C.2. COMPETITIVENESS CLUSTERS ........................................................................................31
C.3. FRENCH CO-FUNDING .....................................................................................................32
C.4. SCIENTIFIC PUBLICATIONS AND RESEARCH DATA ..............................................................33
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A. Context of Generic Call for Proposals 2018 (AAPG 2018)
A.1. Objectives of the Generic Call for Proposals
The Generic Call for Proposals is the principle call for proposals launched by ANR and supports the "Research and Innovation" component of the Work Programme 2018 covering five disciplinary fields:
Environmental Sciences, Sciences of the Universe
Physical and Energy Sciences
Life Sciences
Mathematics, Digital Sciences
Humanities, Social Sciences
Therefore, the AAPG is addressed to all scientific communities and all public and private actors
involved in French research, including small and medium-sized enterprises (SME) and very
small enterprises (VSE). It is designed to give researchers in various disciplinary fields access
to further funding in a large number of research topics, whether or not finalised, in addition to
their allocated recurrent funding. All documents relating to the Work Programme 2018 and the
Generic Call for Proposals 2018 are available on the ANR website.
The "Research and Innovation" component of ANR's Work Programme which supports the
AAPG has been structured into 47 research themes:
Thirty-six research themes should help address the major societal challenges identified in France Europe 2020 and used as a framework for the National Research Strategy (SNR).1 As recommended by the National Strategic Council for Research (CSR), these themes are concerned with both fundamental and finalised research. The “fundamental” knowledge is identified as a specific theme, if it underlies the entire challenge, or within different themes if it is characteristic of these. Generally speaking, the research themes encourage an interdisciplinary approach and an integrative vision.
Eight research themes relate to cross-disciplinary challenges at the crossroads of several societal challenges (“Inter-disciplinary” themes).
Three themes fall outside the challenge framework. Their goal is to support certain fundamental disciplines.
Each theme (in some cases sub-theme) in the Work Programme corresponds, within
the AAPG, to a dedicated scientific evaluation panel (CES) covering all topics
concerned. The panels corresponding to interdisciplinary or cross-disciplinary themes
include members who cover all required disciplines.
The choice of panel (in connection with a disciplinary field) to assess the project is
made by the project coordinator (when pre-proposals are submitted for PRC, PRCE
and JCJC instruments or when full proposals are submitted for the PRCI funding
instrument) and cannot be changed during the process.
1 The challenge “A spatial ambition for Europe” is an exception as it falls under the responsibility of the CNES (National Space Agency) in its role of resources agency.
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A.2. Funding instruments
There are four funding instruments in the Generic Call for Proposals divided into two
categories:
The "collaborative research" category proposes three instruments: "Collaborative Research Projects" (PRC), "Collaborative Research Projects involving Enterprises" (PRCE), "International Collaborative Research Projects" (PRCI).
The "individual" category relates solely to the "Young Researchers" instrument (JCJC).
The expected impact and characteristics of these different funding instruments determine the
key points in the selection and are described in table 1 below.
A.2.1. International Collaborative Research Projects (PRCI)2
The “International Collaborative Research Projects” (PRCI) funding instrument is specific to
bilateral collaborations between at least one French partner which is a public or
assimilated research body (eligible for ANR funding; see ANR Funding Allocation
Procedures) and at least one foreign partner (eligible for funding from a foreign funding
agency that has signed a bilateral agreement with ANR). Under the Generic Call for Proposals
2018, the countries covered by these bilateral agreements3 are:
In Europe: Germany, Austria, Luxembourg and Switzerland.
Internationally: Brazil, Canada, China, Hong Kong, Japan, Mexico, Singapore, Taiwan and Turkey.
For 2018, PRCI4 coordinators should submit a full proposal directly in the second stage,
without any prior registration, at the same time as the PRC, PRCE and JCJC selected
at the end of the first stage.
For PRCI type projects, there should be a strong synergy between the two partners, with the
French and foreign partners becoming equally involved and scientific project coordinators in
each country showing real involvement. In practical terms, equal involvement of French and
foreign partners means:
Both the French and foreign scientific coordinators being clearly identified;
A Work Programme showing well-balanced scientific contributions by partners from each country;
A description of resources showing well-balanced financial contributions by partners from each country.
2 In accordance with the eligibility criteria of generic calls for proposals, the same scientific coordinator
cannot coordinate several pre-proposals or full proposals, all funding instruments and all stages combined, including PRCI projects in which a foreign agency is the Lead Agency. 3 It is possible for foreign partners from other countries and foreign partners not applying for funding from an ANR partner agency to participate but they cannot register under the PRCI instrument. 4 Excepting PRCI for which a foreign agency is Lead Agency (see special conditions below).
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Table1: Table summarising the four funding instruments
Consortium specificities Instrument characteristics
Inte
rnati
on
al
Co
llab
ora
tive
Rese
arc
h P
roje
cts
(PR
CI)
Collaboration between at least one French public or assimilated research body applying for ANR funding and at least one foreign partner simultaneously applying for funding from a foreign funding agency as part of a bilateral agreement between ANR and a foreign agency.
Companies may participate, depending on the agreement with the foreign agency5.
Balance between scientific contributions (jointly defined objectives, shared skills and tasks, shared results) and financial contributions6 of the respective partners in each country and added value for France from the collaboration
Co
llab
ora
tive
Rese
arc
h P
roje
cts
invo
lvin
g E
nte
rpri
se
s
(PR
CE
)
Collaboration between at least one French public or assimilated research body and at least one company conducting research and development work in France.
Potential foreign partners participate with their own funds.
Effective collaboration between the two types of partners (objectives defined jointly, shared skills and tasks, shared results)
Co
llab
ora
tive R
ese
arc
h P
roje
cts
(PR
C)
Collaboration between at least one laboratory run by a French public or assimilated research body and national or international, public or private, research teams or groups.
Collaboration within the same public or assimilated research body between several teams or research teams.
Potential foreign partners participate with their own funds.
Companies conducting R&D work may participate without effective collaboration.
Strong synergy between several skills involved (objectives defined jointly, shared skills and tasks, shared results)
Yo
un
g r
esea
rch
ers
(JC
JC
) One single partner corresponding to a French public or assimilated research body.
Coordinator who obtained diploma (PhD or equivalent) less than 10 years ago (unless there is a derogation).
Collaboration with foreign researchers is possible with own funds.
Collaboration with a company conducting R&D work is possible with own funds but without effective collaboration.
Empower young researchers working in France and encourage them to adopt innovative approaches as they tackle scientific and technological bottlenecks.
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Important points: If they have no foreign partner seeking funding from an ANR partner
agency, applicants with collaborations based on this type of partnership are requested to
choose the PRC or PRC funding instrument. It is possible for French or foreign companies to
participate in a PRCI within the framework of some bilateral agreements but not all of them
(see Table 6: Eligibility criteria specific to bilateral agreements).
For each country with which ANR has entered into a bilateral agreement, there are specific
annexes which describe collaboration themes (see Table 2: Themes and arrangements for
bilateral collaboration between ANR and a foreign agency within the framework of the Generic
Call for Proposals 2018) and special procedures for submission, eligibility and selection. These
annexes will be available on the ANR web page dedicated to the Generic call for proposals
and must be consulted before any projects are submitted to ANR or any foreign partner.
For some international agreements, a "Lead Agency" procedure is set up. Project evaluation
is entrusted to one single agency (the "Lead Agency") which deals with appraising and
evaluating projects. The final selection is conducted jointly by both agencies based on
evaluation elements. Each agency then funds its own country's teams according to its own
procedures.
PRCI for which ANR is the Lead Agency
For PRCI projects involving collaboration with Brazil (FAPESP) and Luxembourg (FNR),
ANR acts as a Lead Agency. Therefore, these projects must be submitted to ANR as part of
the second stage of this Generic Call for Proposals, by selecting the "PRCI" instrument,
according to the conditions described below. The project proposal submitted by the French
coordinator must clearly indicate who the foreign partners are and must identify the foreign
party's scientific coordinator.
Foreign partners may however have to provide certain administrative information documents
(a copy of the project proposal, for example) to the foreign agency. Applicants must refer to
the annex available on ANR’s and the foreign agency’s websites for information on these
specific provisions.
PRCI for which a foreign agency is the Lead Agency
For PRCI involving collaboration with Germany (DFG), Austria (FWF) and Switzerland
(FNS), these agencies act as the Lead Agency respectively. Therefore, these projects must
be submitted to the foreign agency following their respective conditions.. The proposal
5 See country-specific annexes.
6 With regard to "The balance between the scientific and financial contributions from the partners in each country", the economic situation of the countries and the partners is taken into account.
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submitted by the foreign coordinator must clearly indicate who the French partners are and
must identify the French scientific coordinator.
The scientific coordinator and other partners of the French team must provide ANR with
administrative information and a copy of the project proposal in accordance with the
procedures described in the country-specific annex found on the ANR website.
Non-Lead Agency PRCI
For PRCI projects involving collaboration with Brazil (FACEPE), Canada (NSERC), China
(NSFC), Hong Kong (RGC), Japan (MEXT/NSRA), Mexico (CONACYT), Singapore (NRF),
Taiwan (MOST) and Turkey (TUBITAK), projects must be submitted and evaluated by both
agencies at the same time. Both proposals must:
Describe a common scientific project;
Have the same acronym, title and duration;
Clearly indicate who the French and foreign partners are and provide the details of the French and foreign scientific coordinators.
Projects must be submitted to ANR during the second stage of this Generic Call for Proposals,
by selecting the PRCI instrument, according to the conditions described below and in the
specific annex to international collaboration, which will be available on the web page dedicated
to the Generic Call for Proposals.
Projects must be submitted to the foreign agency in accordance with this agency's own
procedure. Applicants are advised to consult the specific country-annex which will be available
on ANR's website and also the foreign agency's website.
Table 2: Themes and arrangements for bilateral collaboration between ANR and a foreign agency within the framework of the Generic Call for Proposals 2018
Countries (agencies)
Collaboration themes Disciplinary
fields concerned (1)
Lead Agency
Brazil (FACEPE)*
• Information and communication technologies • Social sciences and humanities
MSN HSS
-
Brazil (FAPESP)*
• Information and communication technologies • Social sciences and humanities
MSN HSS
ANR
Canada (NSERC)*
Themes of the Canadian SPG-P programme (Strategic Partnership Grants for Projects):
Environment and agriculture; advanced manufacturing; information and communication technologies; natural resources and energy
SME MSN
-
China (NSFC)*
• Water security in watershed
(1) Water cycling in watershed and its response to global change
(2) Impacts of human activities on water security in watershed, remediation and water management
• Green chemistry (recycling, reuse, remediation, chemistry bioresources, CO2 transformation)
• Materials (physical metallurgy)
• Energy and resource ‐ efficient ICT
SESU SME MSN
-
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Countries (agencies)
Collaboration themes Disciplinary
fields concerned (1)
Lead Agency
Hong Kong (RGC)*
All disciplinary fields funded by ANR and HK agency All (except
themes related to security)
-
Japan (MEXT/NSRA)**
Generic Technologies for remote control in hostile environments: robotics including cobotics; remote operation; localization and mapping; image processing; observation system; sensor and materials.*
SME MSN
-
Mexico (CONACYT)*
• Efficient ressource management and adaptation to climate change
• Food security and demographic challenges
• Social sciences and humanities
SESU HSS
-
Singapore (NRF)
Materials nanotechnologies, nanosystems applied to challenges: Clean, secure and efficient energy ; industrial renewal ; sustainable mobility and urban systems ; sustainable information and communication society
SME MSN
-
Taiwan (MOST)*
All disciplinary fields funded by ANR and Taiwanese agency All (except
themes related to security)
-
Turkey (TUBITAK)*
• Marine geosciences • Seismic risks • Sustainable development of marine ecosystems • Social sciences and humanities • Information and communications technology • Energy
SESU SME MSN HSS
-
Germany (DFG)
All disciplinary fields funded by ANR and DFG, except social sciences and humanities*
All except HSS***
DFG(2)
Austria (FWF)* All disciplinary fields funded by ANR and FWF All FWF(2)
Luxembourg (FNR)*
All disciplinary fields funded by ANR and Luxembourg agency
All ANR
Switzerland (FNS)*
All disciplinary fields funded by ANR and FNS All FNS(2)
(1) Disciplinary fields: Environmental Sciences, Sciences of the Universe (SESU); Physical and Energy Sciences
(SME); Life Sciences (SV); Mathematics, Digital Sciences (MSN); Humanities, Social Sciences (HSS).
* ANR – foreign agency collaboration procedures will be confirmed at the time of publication of the Generic Call for
Proposals; see the specific annexes available on the ANR website.
** MEXT funding is restricted to nuclear research whereas ANR funding is not dedicated to nuclear research, as a
consequence the research proposals are expected to concern dual research work and technologies that can be
relevant for decommissioning but could be applied to the fields other than nuclear field..
*** Social sciences and humanities are the subject of a specific bilateral ANR-DFG call (« FRAL ») (2) In 2018, the evaluation is conducted by the partner agency (DFG, FWF or FNS).
A.2.2. Collaborative Research Projects involving Enterprises (PRCE)
The funding instrument "Collaborative Research Projects involving Enterprises" (PRCE)
concerns effective collaboration between at least one public or assimilated French
research body and at least one commercial enterprise conducting research and
development in France. This collaboration attempts to yield findings that are advantageous
to both parties by enabling public research bodies to address new research issues or address
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them differently, and by enabling companies that conduct R&D to access high-level public
research in order to improve their innovation capacities over different periods.7
A project is considered to be carried out through effective collaboration8 when at least two
independent parties pursue a common objective based on a division of labour and jointly define
its scope, contribute to its implementation and share its financial, technological, scientific and
other risks and results. One or several parties may bear the full cost of the project and thus
relieve other parties of any financial risks.
The terms and conditions of a PRCE, in particular as regards contributions to its costs, sharing
of risks and results, dissemination of results, rules on the allocation of intellectual property
rights and access to them, must be concluded before the start of the project in a consortium
agreement9.
The provision of research services is not considered a form of effective collaboration.
Therefore, companies that are simply providers of technology or services to a project cannot
be identified as partners within a PRCE, but can be listed as potential service providers to one
of the partners within the framework of a PRC, PRCI or JCJC coordinator project.
Collaboration with companies not conducting research and development (SATT, etc.) or with
partners whose category10 cannot be established without in-depth analysis of their economic
activity (for example: associations, foundations, technical centres, etc.) is possible but not
sufficient to take part in the PRCE instrument. If there are no commercial companies
conducting research and development, collaborations involving such partners are asked to
choose another funding tool, in particular a PRC.
Any foreign partners11 involved in a PRCE participate with their own funds.
A.2.3. Collaborative Research Projects (PRC)
The "Collaborative Research Project" (PRC) funding instrument is the ANR's main funding
instrument. It includes all forms of cooperation other than those concerned by the PRCI and
PRCE instruments (see Table1: Table summarising the four funding instruments). Therefore,
the collaboration12 may include any national or international, public or private teams or groups
provided that there is at least one French public or assimilated research body.
7 Pursuant to the rules on State aid for research and development and innovation (see Rules relating to the allocation of ANR aidhttp://www.anr.fr/RF).
8 Effective collaboration is defined within the framework for State funding for Research and Development and Innovation No 2014/C 198/01. (See § 4.3.3 of rules relating to the allocation of ANR aid).
9 See data sheet on ANR website (http://www.anr.fr/RF).
10 Research body or Company, as defined in the rules relating to the allocation of ANR aid (http://www.anr.fr/RF).
11 "Foreign Partner" refers to any partner who does not own an establishment or branch in France.
12 The collaborative nature of a given project is not determined by the number of partners involved but in terms of skills pooled to achieve the project’s objectives. Teams or multidisciplinary groups within the same organisation may therefore put forward projects that could be considered collaborative.
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The simple provision of technologies or services to conduct a project is not considered a form
of collaboration. Therefore, such suppliers or providers cannot be identified as partners in a
PRC but can be identified as potential service providers for one of the partners.
Any foreign partners13 involved in a PRC participate with their own funds.
The participation of companies conducting research and development in a PRC is possible,
but limited to forms of collaboration that cannot be described as effective collaboration14.
Effective collaborations with commercial companies conducting research and development are
asked to choose the PRCE instrument.
A.2.4. Young Researchers Projects (JCJC)
The goal of the "Young Researchers" (JCJC) funding instrument is to prepare the new
generation of young research talent to become leaders and pioneers in French scientific
research. It must encourage the empowerment of young researchers and encourage them to
adopt innovative approaches to overcome scientific and technological hurdles.
The instrument allows young researchers working in France to explore their own theme of
research, form or consolidate a team, acquire a project-based research culture and rapidly
unleash their innovative talents. The instrument is also a springboard for young researchers
(see eligibility criteria below) who, thanks to initial support from ANR, are given a leg up when
it comes to submitting a project in response to calls from the European Research Council
(ERC), with greater chances of success.
As the instrument targets individuals, funding granted by ANR may only cover the
expenditures relating to the young researcher’s team. Therefore, only one partner may
receive funding and this partner must be a French public or assimilated research body.
For the JCJC instrument, the notion of "team" allows collaboration within the same public
research body or in the applicant's laboratory and does not exclude collaboration with
researchers from other public research organisations or laboratories. Identifying collaborators
or collaborations that use their own funds in a project shall be justified by their contribution of
skills to achieve the scientific objectives of the project proposed within the framework of the
JCJC instrument and the objectives of the instrument (see).15
To be classified as "Young Researchers" applicants must have completed their doctoral thesis
(or any degree or qualification equivalent to an international PhD) less than 10 years ago (i.e.
after 1 January 2007).16 There is no age limit. However, young researchers eligible for the
13 "Foreign Partner" refers to any partner who does not own an establishment or branch in France.
14 Collaboration is described as effective when at least two independent parties pursue a common objective based on a division of labour and jointly define its scope, contribute to its implementation and share its financial, technological, scientific and other risks and results. One or several parties may bear the full cost of the project and thus relieve other parties of any financial risks.
15 These collaborations should not be identified as "partners" when submitting projects.
16 Exceptions may be granted. The following events occurring after the PhD is awarded can be taken into
account: maternity leave, parental leave, long-term sick leave (more than 90 days), national service. The limit is pushed back for a period equal to the duration of the event. Additionally, for women the limit is extended by one
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JCJC instrument (who have defended their theses within the set time frame) are not obliged
to submit their proposals under this instrument and may submit them under the PRC, PRCE
or PRCI instruments if the composition and size of the projects justify this.
In 2018, the instrument is only available to young researchers who have a permanent
contract with the same public or assimilated research body at the time pre-proposals are
submitted, at the time full proposals are submitted and for the time it takes to complete
projects.17
Young researchers' salaries are not expenditures that are eligible for ANR funding. However,
for researchers who teach, ANR funding may cover the cost of partially releasing them from
teaching duties in accordance with rules on the allocation of release voted by the Board of
Directors of the establishment managing the funding.18
It is not possible to combine JCJC funding with a similar type of funding (for example: ATIP-
AVENIR, Momentum CNRS, Starting or Consolidator Grants from the European Research
Council (ERC), etc.
year per dependent child. Where appropriate, supporting documents will have to be provided when the full proposal is submitted.
17 For public research bodies, this means permanent researchers employed in France (tenured or in the process of being tenured). For public bodies and assimilated establishments that employ staff on permanent contracts, if the duration of the contract is shorter than that of the project, the renewal or extension must be possible and assured.
18 See rules relating to the allocation of ANR aid (http://www.anr.fr/RF; § 4.2.3).
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B. The two-stage selection process for the AAPG in 2018
B.1. General process
Projects submitted within the framework of the Generic Call for Proposals 2018 (AAPG 2018)
go through a two-stage selection process, described below.
The first stage (except PRCI) involves identifying pre-proposals for which it is justified to write
full proposals, particularly in terms of quality and scientific aims (see § B.4.3. Evaluation of pre-
proposals). At the end of the first stage, approximately 2,500 to 3,000 applicants will be invited
to submit full proposals.
The second stage (including PRCI) is aimed at selecting the best proposals by assessing,
in accordance with international competitive project selection standards, firstly the scientific
excellence and secondly the quality of construction and potential impact of the project
described in a full proposal (see § B.5.3. Evaluation of full proposals). At the end of this stage,
ANR publishes the list of projects selected for funding.
B.2. Parties involved in the evaluation and selection process
Project selection at ANR is based on the principle of peer review. Panels are organised and in
stage two, external peer reviewers, appointed by the panels themselves, are called upon for
their scientific expertise related to the project being evaluated:
The scientific evaluation panels (CES) are composed of highly qualified French or foreign individuals from the research communities concerned by the panel.
The composition of the panel covers all the disciplinary fields and themes related to the projects submitted to the panel.
The chairperson of each evaluation panel is trained in ANR’s different selection process procedures. He/she runs a CES bureau consisting of at least two vice presidents who assist in preparing the panel’s work.
Members of the panel are appointed by ANR for their scientific expertise upon a proposal by the panel's bureau. They are in charge of evaluating and selecting pre-proposals (stage 1), with the exceptional assistance of external peer reviewers, and evaluating and ranking full proposals (stage 2) with the assistance of external peer reviewers.
The external peer reviewers in the area(s) concerned by the project independently write evaluations of one or more pre-proposals or full proposals without participating in panel meetings.
The provisions of the ANR Code of Ethics shall apply to all persons involved in the
selection of projects (including ANR personnel).
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B.3. The Scientific Evaluation Panels (CES) for the 2018 AAPG
When projects are submitted online, each applicant chooses a scientific evaluation panel, the
scientific scope and keywords of which are described in the Generic Call for Proposals 2018.
When the project is submitted, the project coordinator chooses the panel in which
it will be evaluated (the pre-proposal for PRC, PRCE and JCJC instruments or the full
proposal for PRCI instrument) and this choice cannot be modified during the
process.
The draft list of panels (see Table 3 below) may be revised after the submission stage
depending on the number and nature of pre-proposals submitted. If modifications are made to
this list or to the scope of CES panels, ANR will inform coordinators effected by this so that a
change of assignment can be made. They will be asked to approve this.
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Table3: Draft list of scientific evaluation panels (CES)
Reference Work Programme
CES name CES number
Related disciplinary fields
§ B.1, Theme 1.1 Environments and biodiversity: Fluid and solid earth CE01 SESU
§ B.1, Theme 1.2 Environments and biodiversity: Living earth CE02 SESU, SV
§ B.1, Theme 2 Scientific and technological innovations to support the ecological transition CE04 SESU, SME, MSN
§ B.2, Theme 1 Sustainable, clean, safe and efficient energy CE05 SESU, SME, MSN, HSS
§ B.3, Theme 1 Factory of the future: People, organisations, technologies CE10 SME, MSN, HSS
§ B.3, Theme 2 Metallic and inorganic materials and associated processes CE08 SME
§ B.3, Theme 3 Molecular chemistry, sustainable chemistry and associated processes CE07 SME
§ B.3, Theme 4 Polymers, composites, physics and chemistry of soft matter CE06 SME
§ B.3, Theme 5 Nanomaterials and nanotechnologies for the products of the future CE09 SME
§ B.3, Theme 6 Sensors, instrumentation CE42 SME, SV, MSN
§ B.3, Theme 7 Chemistry: analysis, theory and modelling CE29 SME
§ B.4, Theme 1.2 Biochemistry of living organisms CE44 SV
§ B.4, Theme 1.1 Characterisation of structures and structure-function relations of biological macromolecules CE11 SV
§ B.4, Theme 2 Genetics, genomics and RNA CE12 SV, HSS
§ B.4, Theme 3 Cellular biology, Developmental biology and Evolution CE13 SV
§ B.4, Theme 4 Physiology and physiopathology CE14 SV
§ B.4, Theme 5 Immunology, infectiology and inflammation CE15 SV
§ B.4, Theme 6 Molecular and cellular neuroscience – Developmental neurobiology CE16 SV
§ B.4, Theme 6 Integrative neuroscience CE37 SV, HSS
§ B.4, Theme 7 Translational health research CE17 SV
§ B.4, Theme 8 Biomedical innovation CE18 SV
§ B.4, Theme 9 Healthcare technologies CE19 SV, MSN
§ B.5, Theme 1 Biology of animals, photosynthetic organisms and micro-organisms CE20 SV
§ B.5, Theme 2 Food and food systems CE21 SME, SV, HSS
§ B.6, Theme 1 Sustainable mobility and urban systems CE22 All
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Reference Work Programme
CES name CES number
Related disciplinary fields
§ B.7, Themes 2 & 6 High performance communication infrastructures (networks, computing and storage), software sciences and technologies
CE25 MSN
§ B.7, Theme 3 Interaction, Robotics – Artificial Intelligence CE33 MSN
§ B.7, Theme 4 Data, Knowledge, Big Data, Multimedia Content – Artificial Intelligence CE23 MSN, HSS
§ B.7, Theme 5 Digital models, simulations, applications CE46 MSN
§ B.7, Theme 7 Micro- and nanotechnologies for information and communication processing CE24 MSN
§ B.7 Quantum Technologies CE47 SME, MSN
§ B.8, Themes 1 & 3 Innovation, Work CE26 HSS
§ B.8, Theme 2 Inequalities, discriminations, migrations CE41 HSS
§ B.8, Theme 4 Lifelong cognitive skills, education and training CE28 HSS
§ B.8, Theme 5 Culture, creations, heritage CE27 HSS
§ B.9, Theme 1 to 5 Global security and Cybersecurity CE39 SME, MSN, HSS
§ B.10, Theme 1 Mathematics, computer science theory, control and signal processing CE40 MSN
§ B.10, Theme 2 Physics of condensed matter and diluted matter CE30 SME
§ B.10, Theme 3 Sub-atomic physics, Sciences of the Universe, Structure and History of Earth CE31 SESU, SME
§ B.11, Theme 1 Mathematics, computer science, control, signal processing to meet the challenges of biology and health
CE45 SV, MSN
§ B.11, Theme 2 Public health CE36 SV, HSS
§ B.11, Theme 3 Bioeconomics: specific technologies (chemistry, biotechnology, processes) and system approaches
CE43 SESU, SME, SV, HSS
§ B.11, Theme 4 The Digital Revolution: relationship to knowledge and culture CE38 MSN, HSS
§ B.11, Theme 5 Dynamics of ecosystems and their components for their sustainable management CE32 SESU, SV, HSS
§ B.11, Theme 6 Contaminants, ecosystems and health CE34 SESU, SV
§ B.11, Theme 7 Health-Environment: Environment, pathogens and emerging or re-emerging infectious diseases, resistance to antimicrobial agents
CE35 SESU, SV, HSS
§ B.11, Theme 8 Human-environment interactions CE03 SESU, HSS (1) Disciplinary fields: Environmental Sciences, Sciences of the Universe (SESU); Physical and Energy Sciences (SME); Life Sciences (SV); Mathematics, Digital Sciences
(MSN); Humanities, Social Sciences (HSS).
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B.4. Stage 1: pre-proposal submission and evaluation procedures
B.4.1. Submitting pre-proposals (PRC/PRCE/JCJC instruments)
The pre-proposal includes:
A form to be filled in online
A document describing the project (maximum of 4 pages including the bibliography)
CVs of the coordinator, the partners' scientific officers and people highly involved in the project, to be filled in online.
The full proposal must describe the same project as the one described in the pre-proposal
selected at the end of the first stage. Some of the information may seem straightforward during
the first stage (partnership, length of project, provisional amount of grant requested, etc.) but
it is important to record it correctly, checking with the partner's appropriate administrative and
financial departments, because modifications may be considered as too significant, making
the full proposal out of line with the pre-proposal.
Online form
The account used to log onto the online submission site must be set up using information on
the scientific coordinator (surname, first name, e-mail address (preferably institution's e-
mail)), even if a third party enters the information online. The coordinator's identity cannot be
modified when the full proposal is submitted.
The following information must be provided online:
Scientific evaluation panel
Project identification19 (acronym, French and English title, duration, funding instrument, etc.)
Partnership20 (all partner establishments, scientific officers and main people involved in the project)
The RNSR ID (National directory of research structures) for public or assimilated bodies, 21 or the SIRET number for companies. Administrative information on associations, foundations and other partner organisations should be provided in a free field.
19 The acronym and funding instrument cannot be modified in the full proposal.
20 The scientific coordinator cannot be modified in the full proposal.
21 It is compulsory to provide the RNSR number of public and assimilated laboratories. By indicating the RNSR
ID, most of the administrative information on the establishment is automatically completed. If the information on the laboratory's RNSR ID is inaccurate, missing or in the process of being changed, applicants can indicate the exact or new information in a free field. If the laboratory does not have a RNSR ID, there is a free field in which applicants can enter key information to identify the research body.
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The e-mail addresses of the Laboratory Director and the Administrative Director of the establishment managing funding.
Scientific abstracts (non-confidential) in French or in English (it is compulsory to provide at least one abstract of 100 to 1,000 characters).
Experts requested to abstain from evaluation (field not compulsory but must be completed at this stage if appropriate): applicants can indicate external peer reviewers (individuals) or laboratories/companies for which there could be conflicts of interest and confidentiality issues if they were involved in evaluating the proposal.22
Other information (use of a very large research infrastructure – TGIR, application for a competitiveness cluster label, interest in co-funding).
For JCJC, year in which the doctoral thesis (or any degree or qualification corresponding to the international PhD) was completed.
As some information cannot be changed when submitting the full proposal, applicants are
advised to read the eligibility criteria carefully and already bear them in mind at the pre-
proposal stage (see § B.5.2 Eligibility of full proposals).
Applicants' commitment
Each scientific officer of every French partner seeking funding (not including foreign partners)
formally declares that (simply tick box in the online form) that their superiors particularly the
appropriate administrative and financial departments and the persons authorised to legally
commit the institution managing funding, or their representatives, have consented to their
current submission procedure and all information related to the pre-proposal (and
subsequently the proposal) has been communicated to them. ANR may send the list of
submissions to Laboratory Directors and Administrative Directors of establishments managing
funding for projects related to them.
Project description
The project description must provide the information needed for its evaluation based on the 3
pre-defined criteria. Therefore, the following plan must be followed:
Context, positioning and objective of pre-proposal: Describe the objectives and scientific hypotheses. Demonstrate the originality and
relevance in relation to the state of the art. The methodology and scientific risk
management can be described succinctly at the pre-proposal stage, if applicants wish
so.
Project organisation and resources implemented: Briefly present the scientific coordinator and describe his/her involvement. Present the
consortium and its complementarity. The resources implemented to achieve the
objectives may be briefly included in the pre-proposal, if applicants wish so.
Impact and opportunities created by the project: Describe in what field(s) (scientific, economic, social or cultural) project results may
have an impact. Describe how impacts expected from the project address challenges
22 This list should be limited to a reasonable length. ANR reserves the right to check potential conflicts if the list provided is too extensive and makes evaluation impossible.
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listed in ANR Work Programme 2018. The basic dissemination and/or exploitation
strategy envisaged may be described at the pre-proposal stage, if applicants wish so.
Bibliography: In the absence of an appendix, the bibliography must be included in the scientific document to be submitted.
Applicants are provided with a template (recommended but non-compulsory) on the page
dedicated to the Generic Call for Proposals on ANR's website.
The project description must:
Contain a maximum of 4 pages. The number of pages does not include the CV which must be completed online.
Be submitted in an unprotected PDF format (generated using word-processing software, not scanned).
Be drafted preferably in English. Applicants are strongly advised to draft the document in English as evaluations may be carried out by non-French-speaking scientists. If the project description is written in French, a translation may be requested. If applicants are unable to provide an English translation, they can contact ANR to find an appropriate solution.
The submission site will not upload any documents exceeding four pages or submitted in a
format other than PDF.
B.4.2. Eligibility of pre-proposals
ANR will only verify eligibility on the basis of information and documents provided on the pre-
proposal submission site on the closure date. Pre-proposals deemed ineligible will not be
evaluated23 and cannot be the subject of full proposals. Pre-proposals may be declared
ineligible at any stage of the process.
Please note: When analysing eligibility, the information entered online shall take precedence
over that indicated in the project description if these two sources of information conflict with
each other, and if the information is incorrectly indicated or missing.
Completeness of pre-proposals: pre-proposals should be finalised on the submission site
no later than the date and time of closure for pre-proposal submissions: 26 October 2017 at
1 pm (Paris time). No document will be accepted after this date and time. Complete pre-
proposals must include:
The fully completed online form;
The project description document, not exceeding four pages, uploaded to the submission site;
CVs of the coordinator and any partners' scientific officers (to be completed online).
Only one proposal per scientific coordinator in response to the Generic Call for
Proposals: one single person cannot coordinate several pre-proposals or full proposals, all
23 Ineligible pre-proposals are rejected without any evaluation of their scientific value by panel members.
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funding instruments taken together.
If this rule is ignored, all pre-proposals and full proposals submitted by one single scientific
coordinator will be considered ineligible.
Uniqueness is verified by ANR on the basis of the identity of the scientific coordinator as a
natural person, for all instruments (PRC, PRCE, JCJC, PRCI).
A coordinator cannot be involved in more than three proposals: a researcher
cannot be involved as a coordinator or partner's scientific officer in more than three
proposals submitted within the framework of the ANR Work Programme 2018, all calls taken
together.24
All proposals that fail to comply with this rule are ineligible.
Uniqueness of the proposal: a proposal cannot be similar in whole or in part to another
proposal submitted to a call under evaluation (all calls for projects, all evaluation stages taken
together) or that resulted in funding. All similar proposals are ineligible.
Similarity is established if the proposals in question (in their entirety or partially) describe the
same main objectives, or are simple adaptations, AND involve mostly the same teams.
Partners receiving funding: the consortium must include at least one partner that is a French "public or assimilated research body".25
Themes funded by other funding bodies: Themes must correspond to those within ANR's
scope of action which do not overlap those of other funding agencies (particularly INCa,
ANRS).
Eligibility of proposals on topics funded by these bodies (in particular cancer, AIDS and viral
hepatitis) is jointly determined by ANR and said bodies. Any PRC or JCJC proposal identified
as being covered by calls for proposals organised by the above-mentioned bodies shall be
declared ineligible for the ANR call for proposals.
B.4.3. Evaluation of pre-proposals
Each pre-proposal is evaluated by two members of the Scientific Evaluation Panel (CES). For
projects of a marked cross-disciplinary or inter-disciplinary nature, a 3rd panel member is called
upon (from within the evaluation panel itself or from another panel).
CES members evaluate the pre-proposals assigned to them individually. external appraisals
are not sought at this stage, unless panel members make an exceptional request.
24 Therefore, the roles of a researcher cannot exceed i) a coordinator for one project and a partners' scientific officer for two projects, or ii) a partners' scientific officer for three projects (including PRCI). (including PRCI). All the calls for the Work Plan 2018 are concerned.
25 See the rules relating to ANR funding allocation procedures (http://www.anr.fr/RF).
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Evaluation criteria for pre-proposals
Pre-proposals are evaluated on the basis of 3 criteria (or 6 sub-criteria). (Table 4 below).
Table4: Pre-proposal evaluation criteria according to the funding instrument
PRCE PRC JCJC
Criterion 1: Quality and scientific aims
(discriminating criterion: an "A" ranking is required)
▪ Clarity of research objectives and hypotheses
▪ Novelty, originality, improvement to the state of the art
Criterion 2: Organisation of the project and the means implemented
▪ Skills, expertise and involvement of the scientific coordinator and the partners
▪ Quality and complementarity of the consortium, quality of the collaboration
▪ Quality and potential of the JCJC and his/her team
Criterion 3: Impact and consequences of the project
▪ The project's capacity to address the research issues identified in the Work Programme
▪ Potential impact in scientific, economic, social or cultural areas.
During the evaluation, the criterion on "quality and scientific aims” will be a
discriminating factor (an "A" rating is required).
The sub-criteria of the three main criteria present a level of detail adapted to the content and
the size of the pre-proposal scientific document. The sub-criteria serve as a guide for
applicants compiling their files and for assessors evaluating the proposals.26
Each evaluator (panel member) fills out an evaluation report for each of the pre-proposals
assigned to him/her. If an external appraisal is exceptionally requested, the evaluator takes it
into account (external appraisals do not include ratings).
Ranking
Scientific evaluation panels meet up following the drafting of individual evaluations. A proposal-
by-proposal collegial discussion shall determine the ranking of pre-proposals, broken down
into three categories: A (Project can be entered into stage 2) / B (Project not selected. Project
is satisfactory but has weak points and cannot be selected for stage 2) / C (Project not
26 Although methodological aspects and feasibility of projects are not evaluated as such during the first stage, applicants are advised to mention them briefly in the pre-proposals if they are essential for the definition of research objectives and hypotheses.
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selected. Project has weak points and requires significant changes). Each CES panel shall
decide the proportions of the three categories.
Results
At the outcome of this first stage, 2,500 to 3,000 the scientific coordinators of pre-proposals
are invited to submit full proposals.
ANR sends e-mails to all scientific coordinators of pre-proposals informing them of the results
of this first stage. A summary of the panel's evaluation is always given, unless the evaluation
could not be completed (e.g. when pre-proposals are declared ineligible).
B.5. Stage 2: full proposal submission and evaluation procedures
B.5.1. Submitting full proposals
Full proposals include:
A form to be filled in online,
A scientific document (20 pages maximum including the bibliography) to be uploaded to the submission site
CVs of the coordinator, any partners' scientific officers and the main people involved in the project, to be filled in online.27
Concerning eligibility checks, the full proposal shall be considered complete if the above
documents are filled in and uploaded to the submission website on the specified submission
deadline.
Online form
For PRC, PRCE and JCJC instruments, some fields are pre-filled with information provided
during the pre-proposal stage and cannot be changed (project acronym, funding instrument,
scientific coordinator’s first and last names/e-mail address).
The following information in particular must be checked and completed if necessary
(PRC/PRCE/JCJC instruments) / entered online (PRCI instrument):
Project identification28 (acronym, French and English title, duration, funding instrument, etc.);
Partner's identification (RNSR ID29, full name, abbreviated title, category of partner and system for calculating grant amounts; type and unit number, managing and hosting authorities for a research body's laboratory; SIRET number and workforce numbers for companies, etc.).
27 The information (CV) provided during stage 1 will be automatically entered and can be changed or completed if necessary.
28 The acronym and funding instrument must be the same as those used for the pre-proposal.
29 If the information is incorrect, missing or new, a free field is available for applicants to make the necessary modifications to the identification of the research body.
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Identification of Scientific Officers (including the coordinator) and addresses of places where research is performed;
Financial data (broken down by expenditure heading and Partner)30;
Scientific abstracts (between 1,000 and 4,000 characters per field): Scientific abstract (non-confidential) of the project in French and English, overall objectives, scientific/technical obstacles.
Criteria specific to PRCI projects, identification of foreign partner concerned by bilateral agreement and its scientific officer, places where research is to be performed and amount requested from foreign agency;
Criteria specific to JCJC projects, if appropriate, documents supporting requests for exemptions from "Young Researcher" status (§ B.5.2. Eligibility of full proposals).
The only information that has to be completed online concerning foreign partners participating
with their own funds is the identity of the scientific officer and the place where the research is
to be performed.
Applicants' commitment
Each scientific officer of every French partner seeking funding (not including foreign partners)
formally declares that (simply tick box in the online form) their superiors, particularly the
appropriate administrative and financial departments and the persons authorised to legally
commit the institution managing funding, or their representatives, have consented to their
current submission procedure and all information relating to the proposal has been
communicated to them. ANR may send the list of submissions it has registered to Laboratory
Directors and Administrative Directors of establishments managing funding for projects related
to them.
Project description
The scientific document in the full proposal must provide the information needed for its
evaluation based on the 3 pre-defined criteria (see Table 7; § B.5.4). Therefore, the scientific
document must follow the following plan:
Context, positioning and objective of proposal:
Describe the objectives and scientific hypotheses. Demonstrate the originality and
relevance in relation to the state of the art. Describe the methodology and scientific risk
management.
Organisation of the project and the means implemented:
Present the scientific coordinator and describe his/her involvement. Present the
consortium and its complementarity. Give a detailed description of the research
programme and the allocation of work tasks between the different partners, and
illustrate with a Gantt chart. Describe the resources implemented to achieve the
objectives (including the following: justifications for resources requested broken down
30 Moreover, a justification for the funding request is required in the scientific document provided in the full proposal.
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into items of expenditure and in relation to objectives, the context in terms of human
and financial resources for the project, comparing it to other ongoing projects).
Impact and opportunities created by the project:
Describe in what field(s) (scientific, economic, social or cultural) project results may
have an impact. Describe how impacts expected from the project address challenges
listed in ANR Work Programme 2018. Describe the strategy for dissemination and/or
exploitation.
Bibliography:
In the absence of an appendix, the bibliography must be included in the scientific
document to be submitted.
Applicants are provided with a template (recommended but non-compulsory) on the page
dedicated to the Generic Call for Proposals on ANR's website.
The scientific document must:
Contain a maximum of 20 pages, including the bibliography, Gantt chart and budget;
Be submitted in an unprotected PDF format (generated using word-processing software, not scanned);
Be drafted preferably in English. Applicants are strongly advised to draft the document in English as evaluations may be carried out by non-French-speaking scientists. If the project description is written in French, a translation may be requested. If applicants are unable to provide an English translation, they can contact ANR to find an appropriate solution.
The submission site will not upload any documents exceeding 20 pages or submitted in a
format other than PDF.
B.5.2. Eligibility of full proposals
ANR will only verify eligibility (see Table 5 below) on the basis of information and documents
provided on the full proposal submission site on the closure date. Proposals deemed ineligible
will not be evaluated. Full proposals may be declared ineligible at any stage of the
process.
Please note: When analysing eligibility, the information entered online shall take precedence
over that indicated in the scientific document, if these two sources of information conflict with
each other, and if the information is incorrectly indicated or missing.
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Table 5: Detailed full proposal eligibility criteria according to the funding instrument chosen
PRCI PRCE PRC JCJC
Completeness of proposal X X X X
One single proposal per scientific coordinator X X X X
A coordinator cannot be involved in more than
three proposals
X X X X
Uniqueness of proposal X X X X
Partner receiving funding X X X X
Compliance with pre-proposal X X X
Themes funded by other funding bodies X X
Status of Young Researcher X
Foreign partner concerned by bilateral agreement X
Completeness of proposal: Proposals should be finalised on the submission site on the
specified date and time of closure. To be considered complete, a full proposal must include:
The fully completed online form;
A commitment from each scientific officer of every partner seeking funding from ANR;
A scientific document uploaded to the submission website not exceeding 20 pages;
CVs of the coordinator and any partners' scientific officers involved in the project (to be completed online).
One single proposal per scientific coordinator in response to the Generic Call for
Proposals: One single scientific coordinator cannot coordinate several pre-proposals or full
proposals, all funding instruments taken together.
All the pre-proposals and full proposals submitted by one single scientific coordinator will be
considered ineligible.
Uniqueness is verified by ANR on the basis of the identity of the scientific coordinator as a
natural person, for all instruments (PRC, PRCE, JCJC, PRCI).
A coordinator cannot be involved in more than three proposals: A researcher cannot be
involved as a coordinator or partner's scientific officer in more than three proposals submitted
within the framework of the ANR Work Programme 2018 (all calls taken together).31
All full proposals that fail to comply with this rule are ineligible.
Uniqueness of proposal: a proposal cannot be similar in whole or in part to another proposal
submitted to a call under evaluation (all calls for projects, all evaluation stages taken together)
or that resulted in funding. All similar proposals are ineligible. Similarity is established if the
proposals in question (in their entirety or partially) describe the same main objectives, or are
simple adaptations, AND involve mostly the same teams.
31 Reminder: Therefore, the roles of a researcher cannot exceed i) a coordinator for one project and a partners' scientific officer for two projects, or ii) a partners' scientific officer for three projects (including PRCI).
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Partners receiving funding: the consortium must include at least one partner that is a French
"public or assimilated research body".
Compliance with pre-proposal: The full proposal must describe the same project as that
described in the pre-proposal. The funding instrument and the scientific coordinator must be
the same as for the pre-proposal. The relevance of other discrepancies will be assessed by
panel members. If there is a significant deviation, the proposal is declared ineligible and cannot
receive ANR funding.
Themes funded by other funding bodies: Themes must correspond to those within ANR's
scope of action which do not overlap those of other funding agencies (particularly INCa,
ANRS).
Eligibility of proposals on topics funded by these bodies (in particular cancer, AIDS and viral
hepatitis) is jointly determined by ANR and said bodies. Any PRC or JCJC proposal identified
as being covered by calls for proposals organised by the above-mentioned bodies shall be
declared ineligible for the ANR call for proposals.
"Young Researcher" status: The full proposal will be considered ineligible if scientific
coordinators declare they have obtained their doctoral thesis (or any degree, diploma or
qualification corresponding to the international standard of PhD) before 1 January 2007,
without having provided supporting documents32 online at the time and date of closure for the
submission of full proposals.
Foreign partner concerned by bilateral agreement: The consortium must include at least
one French partner (categorised as a "research body") and at least one foreign partner
concerned by the bilateral agreement. Two scientific coordinators should be clearly indicated,
one who is French and the other who is from the other country concerned by the bilateral
agreement.
Criteria specific to PRCI projects: The foreign agency’s eligibility criteria may apply on top
of those mentioned above. Applicants must therefore carefully read the call upon its publication
by the foreign agency to check for possible additional criteria.
Table 6: Eligibility criteria specific to bilateral agreements
Countries (agencies)
Submission to ANR
Submission to foreign agency Duration
Participation of company
Other
Brazil (FACEPE)* Yes Yes
Brazil (FAPESP)* Yes Administrative
registration
Canada (NSERC)*
Yes Yes Project duration 36
months (max.)
China (NSFC)*
Yes Yes Project duration 36
to 48 months (max.) Ineligible
32 Exceptions may be granted. The following events occurring after the PhD is awarded can be taken into account: maternity leave, parental leave, long-term sick leave (more than 90 days), national service. The limit is pushed back for a period equal to the duration of the event. Additionally, for women the limit is extended by one year per dependent child. Where appropriate, supporting documents will have to be provided when the full proposal is submitted.
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Countries (agencies)
Submission to ANR
Submission to foreign agency Duration
Participation of company
Other
Hong Kong (RGC)*
Yes
Yes
maximum of 5 projects per Hong Kong-based
organisation (pre-selection performed by
foreign applicant’s organisation)
Japan (MEXT/NRSA)
Yes Yes
Mexico (CONACYT)*
Yes Yes
Taiwan (MOST)*
Yes Yes Period of 42 months
ineligible
Turkey (TUBITAK)*
Yes Yes
Singapore (NRF)
Yes Yes
Germany (DFG)
administrative registration
Yes Project duration 36 months (max.)
Ineligible
Austria (FWF)* administrative
registration Yes
Luxembourg (FNR)*
Yes Administrative
registration Ineligible
Switzerland (FNS)*
administrative registration
Yes Ineligible
* Procedures concerning collaboration between ANR and foreign agencies will be confirmed at the time of
publication of the Generic Call for Proposals
B.5.3. Evaluation of full proposals
Evaluation in the second stage of the selection process, may involve external peer reviewers
and panel members who either took part or did not take part in the first stage of the selection
process.
Three additional sub-criteria are used in stage 2 (see below). As in stage 1, the criterion on
"quality and scientific aims” will be a discriminating factor (an "A" rating is required).
The following evaluation chart is used by both external peer reviewers and panel members.
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Table 7: Full proposal evaluation criteria according to the funding instrument
PRCI PRCE PRC JCJC
Criterion 1: Quality and scientific aims (a discriminating criterion: an A rating is required)
▪ Clarity of research objectives and hypotheses
▪ Novelty, originality, improvement to the state of the art
▪ Feasibility especially as regards methods and scientific risk management
Criterion 2: Organisation of the project and the means implemented
▪ Skills, expertise and involvement of the scientific coordinator and the partners
▪ Quality and complementarity of the consortium, quality of the collaboration ▪ Quality and potential of the JCJC and his/her team
▪ Appropriateness of means implemented and requested to the objectives set
Criterion 3: Impact and consequences of the project
▪ The project's capacity to address the research issues identified in the Work Programme
▪ Potential impact in scientific, economic, social or cultural areas.
▪ Balance between the scientific contributions of the respective partners in each country and the added value/benefit for France of European or international cooperation
▪ Action of technology and innovation transfer with regard to the social and economic world
▪ Strategy for disseminating and exploiting the results
▪ The project's capacity to promote the development of a topic or the young researcher's own team
Once again, all the criteria and sub-criteria present a level of detail adapted to the content and
size of the scientific document in the full proposal. The sub-criteria are a guide, for the applicant
in compiling their file and for the assessor in evaluating the proposal.
External peer reviewers’ assessment
The aim is for each full proposal to be evaluated by at least two external peer reviewers
(individuals not involved in scientific evaluation panel meetings).
The external peer reviewer operate individually and in total confidentiality, without any
exchanges with third parties. The only elements at their disposal are the materials in
the pre-proposal and the full proposal as submitted by the scientific coordinator by the closing
date of the second submission stage.
The external peer reviewer complete an individual appraisal report in which a comment is given
for each evaluation criteria (no marks are given).
Rebuttal stage
Reports by external peer reviewers will systematically be sent to the scientific coordinator of
each proposal at the end of May 2018 (an e-mail indicating the exact date will be sent to all
scientific coordinators concerned).
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The scientific coordinator will then have seven days to respond to these reports, if he/she
wishes, via an online interface, based on a format indicated when ANR sends out the invitation.
The coordinator's response will be passed on to members of the scientific panel that studied
the proposal. It will also be passed onto the external peer reviewers.
Evaluation by the scientific evaluation panel members
Full proposals are also evaluated by two scientific evaluation panel members. CES members
evaluate individual proposals based on the elements submitted by the coordinator. They take
account of external peer reviewers reports and any response made by the scientific coordinator
to the external peer reviewers as well. External peer reviewers’ reports can thus be seen in
conjunction with this response, together with the comprehensive view that CES members have
over the proposals assessed within their committee (a view that external peer reviewers do not
have).
Ranking
Scientific evaluation panels meet up following the drafting of individual evaluations. A
rapporteur and a reader are assigned previously. A proposal-by-proposal collegial discussion
shall take place and proposals will be ranked per funding instrument.
One of the CES members (the rapporteur) shall prepare a final evaluation report, taking into
account his/her own opinion, the evaluation of the other member (the reader), external peer
reviewers reports, possible feedback to experts submitted by the scientific coordinator as well
as discussions held in CES meetings reflecting the consensus reached in the scientific
evaluation panel.
Results
The decision of whether or not to select a project is made by ANR based on rankings
established by scientific evaluation panels and budgetary capacity dedicated to the Generic
Call for Proposals.
ANR posts the list of selected projects on its website.
ANR informs all scientific coordinators of their proposal’s selection or rejection and transmits
the final evaluation report justifying the decision.
Funding of selected proposals
Those proposals selected will be funded by ANR, on condition that a grant agreement is signed
by each of the partners benefiting from a grant.
The procedures for the attribution of ANR grants are set out in the ANR funding allocation
procedures. Partners are invited to read this document carefully in order to build their projects
in compliance with the provisions therein in particular with respect to budget aspects.
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C. Special mechanisms
C.1. Very large research infrastructures (TGIR)
Projects relying on the resources from very large research infrastructures (TGIR) are invited
to make that clear from the time they submit their pre-proposal. An approach independent of
the submission of the proposal to the ANR must be undertaken to ensure such resources are
obtained if they condition the smooth running of the project. This may be justified in the context
of the submission of the full proposal.
C.2. Competitiveness clusters 33
Projects wishing to benefit from the label of one or more competitiveness clusters must declare
this in the first phase of the selection process.34 The scientific coordinator must have
previously obtained the consent of other partners (including foreigners, when appropriate) in
the pre-proposal (PRC and PRCE).
By selecting a competitiveness cluster on the pre-proposal submission site, project partners
agree that the information present in the pre-proposal and the full proposal be made available
to the competitiveness clusters they solicit. If a proposal successfully obtains a label from a
competitiveness cluster, information on the monitoring of the project will also be provided to
the competitiveness clusters.
Therefore, partners are invited to contact the competitiveness clusters concerned as soon as
possible to be informed of their commitments if these clusters decide to support them (including
possible membership of the cluster, transmission of mid-term and final project reports).
Competitiveness clusters may inform ANR of any projects, among the proposals seeking their
label, that are relevant to the clusters’ road map and geographical zoning. This notification
shall be made via a dedicated platform available to competitiveness clusters.
The label itself may or may not be awarded by the competitiveness clusters, on the basis of
elements presented in full proposals, no later than ten days35 after the closure of the full
proposal submission site.
Information on the competitiveness clusters' label is brought to the attention of scientific
evaluation panel members (CES) and considered as part of the proposal submitted.
33 International collaborative research projects (PRCI) are not concerned by this process.
34 The labelling process cannot be requested in the second stage.
35 The date will be specified at the beginning of 2018.
Agence nationale de la recherche – Generic Call for Proposals 2018
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C.3. French co-funding
ANR enters into partnerships with other funders (§ A.3 of Work Programme 2018).
The Generic Call for Proposal's list of co-funders (see table below) will be updated on the ANR
website’s Generic Call for Proposals page.
Co-funding means that the grant attributed to the project associates a financial contribution
from ANR and a co-funder partner showing interest for the research work in question.
Co-funding does not grant the co-funding organisation any intellectual property rights. For
those projects selected, co-funding can be an additional opportunity to disseminate and
highlight results (springboard to other funding opportunities, contact with users, etc.). This is
why in certain cases, representatives of co-funding organisations are given access to specific
information concerning projects by means of invitations to kick-off meetings, progress and
closing reviews as well as mid-term and final project reports. When applicable, these particular
obligations are mentioned in a co-funding-specific annex on the Call for Proposals page and
in the grant agreements.
Table 8: Partnerships and co-funding under the Generic Call for Proposals 201836
Partner Main themes that may be covered by co-
funding Scientific fields concerned
CNSA
National Solidarity Fund for
Autonomy
Themes related to ageing, autonomy and quality
of life
"Life, Health and Well-
being" and "Innovative,
inclusive and adaptive
societies"
DGA
Defence Procurement Agency
Civil and military dual-interest themes (energy,
global security and cybersecurity, etc.)
"Clean, secure and efficient
energy", "Industrial
renewal", "Information and
communication society" and
"Freedom and security of
Europe, its citizens and its
residents"
DGOS
General Directorate for Care
Provision
Translational health research (synergy between
fundamental research and clinical research)
"Life, Health and Well-
being"
MAA
Ministry of agriculture and
food
Agri-ecological plan for France, including
Ecophyto
"Food security and
demographic challenges"
36 All partnerships and co-funding arrangements may be modified or completed. Applicants are invited to consult ANR's website before submitting any proposals.
Agence nationale de la recherche – Generic Call for Proposals 2018
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Partner Main themes that may be covered by co-
funding Scientific fields concerned
APIS-GENE Overall efficiency in the breeding of ruminants
(EGER)
"Food security and
demographic challenges"
SGDSN
General Secretariat for
Defence and National
Security
Global security and cybersecurity
“Freedom and security of
Europe, its citizens and its
residents”
C.4. Scientific publications and research data
Through its participation in the European Research Area, ANR reasserts its commitment to
developing Open Access to the results of research financed by public funds. The
dissemination, sharing and long-term archiving of scientific publications related to projects
funded by ANR helps enhance the visibility and attractiveness of French research.
As a signatory to the "Partnership agreement to foster open archives and the HAL (Hyper
Articles on Line) shared platform", 37ANR draws on article 30 of the law "For a Digital Republic" 38and recommends that the full texts of all publications resulting from the projects it funds
should be posted in the open archives, directly in HAL or via a local institutional archive.39
Concerning research data, ANR does not impose a Data Management Plan (DMP) in the
Generic Call for Proposals 2018. However, applicants should understand the importance of
research data when setting up projects and throughout the whole process.
For more detailed information on the Optimised Sharing and Interoperability of Research Data,
applicants should refer to the portal OPIDoR launched by INIST at the beginning of October
2017.
37 Law no. 2016-1321 of 7 October 2016, For a Digital Republic.
38 Partnership agreement to foster open archives and the HAL (Hyper Articles on Line) shared platform" – 2 April 2013
39 At least the author-produced manuscript accepted for publication (AAM).