william p johnson financial disclosure report for 2009

8/3/2019 William P Johnson Financial Disclosure Report for 2009

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. ~ O l 0 [ FINANCIAL DISCLOSURE REPORT R e p o r t ~ e q ~ i r ~ a b y t h e Z l h i c sin Government Act of ! 978 g e v . 1 / 2 0 1 0 ] FOR CALENDAR YEAR 2009 (s u . s . c , app . !01 -111)I. Person Reporting (last name, first, middle initia!) 2. Court or Organization 3. Date of ReportJohnson, William P. District Court - New Mexico 08/13/2010

4. Title (Axtiele/31 judges indicate active or senior status; 5a. Report T ype (cheek appropriate Vpe) 6. Reporting Periodmagistrate judges indicate full- or part-time)F---~ Nomination, Date 01/01/2009U. S. District Judge [] tnitial [] Annual [] Final to12/3 U20095b. [] .Mnended Report

7, Chambers or Office Address 8. On the basis of the information contained in this Report and an)modifications pertaining thereto, it is, in my opinion, in complianceU. S, District Court with applicable laws and regulations,333 Lomas Blvd., Na3, #640Albuquerque, ~ 87102 Reviewing Officer Date

Iz~IPOR TANT NO TES: The instruc tions accompanying this form must be followe~ Complete a l l parts,checking the NONE box for eac h pa rt where yau ha ve no reportable information. Sign on last p age.

L P O S I T I O N S . ~ , p o ~ . ~ individual only: seepp. 9-13 offiI~ng inst~uctlons.)~ NONE (No reportablepositions.)

.~OSITION. NAME OF ORGANIZATION/ENTITY1. Conservator Estate #I

2. Board Member, Vice President of Programs Great Southwest Council, Boy Scouts of America

1 I . A G ~ E M E N T S . m,ma,, individual onO,; see~p. ~-~6 offiling imtr~ctiom.)~ N O N E ~ro reportable a~eements.)

~ P A R T I E S A NO T E R M S1. 2009 ~ State Employees Pension Fund; pension at age 64; no control


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FINA _NCIA L DISCL OSURE RE PORTPag~ 2 of 8 Johnson, W i ll ia m P . 08/[3/2010

I I I . N O N - I N V E S T M E N T ~ C O M E . ~ , , o ~ a , g i , ~ a ~ ~ ~ o ~ ; ~ ~ , . ~ z - 2 4 of filing ins~uctions.)A. Filers Non-Investment Income

NONE ~ro reportable non-investment income.)DATE ~O~CE AND TYPE ~COME(yours, not spouses)

1 . 2 0 0 9 ~M Law School - t~aehing $2,656.002.3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married duting .ny poriion of the reporting year, complete this setion.( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t . f o r h o n o r a r i a . )

~ NONE (70 reportable non-investment income..)~ SOURCE AND TYPE

I. 2009 State of New Mexico, retixement pension2. 2009 Seif employed consultant in the juven21e justice field3.4.

I V . R E I M B U R S E M E N T S - ~ o . . ~ p o n ~ t i o n , todging, food, e n t e r t a i .... ~( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f i ll i n g in s t r u c t i o n s .)

NONE (No reportable reimbursements.)~ ~ LOCATION PU~OSE ITEMS PAID OR PROVIDED

1,2.3.4.5.


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FINANCIAL DISCLOSURE REPORT Name fl~ersnReprting

1

D~te oll~eportPage 3 of 8 J o h n s o n , W i ll ia m P . 0 8 / 1 3 / 2 0 1 0

~ NONE (No reportable g!fts.)SO[ IRCE DESCRIPTION VALI~

1.2.3.4.5.

VI. LIAB ILITIES. a,,et#ae, tl, o,, o:.~,o ..... dependent children; s e e p p . 3 2 - 3 3 o:fi ling instruct~ons.)~-~ N O N E ( No r e por t abl e l i ab i l i ti e s . )

C R ED IT O R DESCRIPTION VALUE CODE1. Chase credit card/unsecured loan K2. Ed Financial Student loan for college K3. N2vl Bank & Trust unsecured line of credit K4.

5.


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[Namef P e r s n n R e p o r t in g ] D a t e o f R e p o r tFINANCIAL D I S C L O S U R E REPORT/ J o h n s o n , w m i ~ m e . [~ o 8 / ~ 3 / 2 0 ~ 0age 4 of 8

V I I . IN V E S T M E N T S a n d T R U S T S - i .......... t , , ~ , tr ..... tians (fncludes those of spo ...... d dependent children; $e,J~p. 34-60 of f!llng instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t io n o f A s s e t s I n c o m e d u r i n g Gross value nt end i T r a n s a c ~ o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s l a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t ,A anount T ype (e.g., Value Value Tsl)e (e,g., i Date | Valuee x e m p t f r o m p r i o r d is c l o s u r e : Code 1 idiv., rent, C o d e 2 [ Method [ buy. sell, :m.mJddi~3, [ Code2 Code ! buyer/seller(A-F0i o r i n t . ) ( J - P ) ! Code3

1, Wells Fargo Bank (checking accounts) D Interest J T2. Pershing. LLC, (IRA custodian)3. --Apache Corp. corn stock A Dividend J T Sold 3 1 3 0 / 0 9 J A

( p a r t )4, --Bank of Amer. corn stock None Sold 3/30/09 J A5. --Chevron Corp. corn stock A Dividend J T Sold ] 3/30/09 .~ A( p a r t )6. --Coca Cola corn stock A Dividend J T Sold 3/30/09 J A(part)7. --Ebay corn stock None Sold 3/30/09 3 A8. --Exxon Mobile com stock A Dividend K T Sold 3/30/09 ~) A(part)9. --Ford Motor Co. corn stock None J T"i0. --Freeport McMoran Inc. corn stock None J T

1 1 , =General Electric corn stock None Sold 3/30/09 J A1 2. --Intel corn stock None Sold 3/30/09 J A1 3 . --IK inross Gold Corp corn stock None J T Bu y 3/30/09

1 4 . --Microsoft coin stock None Sold 3 1 3 0 / 0 9I5. --Peabody Ener. com. stock A Dividend J T1 6 . --Patriot Coal Corp. com. stock None Sold 3/30/09

1 7 , --Pfizer Corp. corn stock A Dividend J T Sold 3/30/09(part)

( Se e C o h ~r v. ns B I ~n d D 4) F - $ 50 ,0 01 - $ I fl 0, 00 0 G ~$100,001 - $ 1,000,000 H 1 =$ 1,000,001 - $5,000,09~0 ~i~ =More than S 5.000,000(See C o l u n m s CI and D3) N =$ 250.001 - $ 500,000 O =$500,001 - $ l,0O0,00O P[ =$ [,00O,00] - $ 5,000,000 P2 =$ 5,000.001 - $25,000,000


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Name of Person Reporting D a t e o f ~ R e p o r tPageFINANCIAL5 of 8 DISCLOSURE REPORT J o h n s o n , W i l am P , 0 8 / 1 3 / 2 0 1 0

VII. INVESTSffENTS and TRUS TS - , ........ !,,,, tr . . . . . tions (Includes those of sp a . . . . . . . d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t r u c t io n s . )[~ NONE (No r e por t abl e income , a s s e t s , or tr am ac t ions . )

A . ~ B. C. D.D e s c r i p t i o n o f A s s e t s i I n c o m e d u r in g . Gross value at end T r a n s a c t i o n s d u f i ~ g r e p o r t in g p e r i o d( i n c l u d i n g " w u . s t a s s e t s ) r e p o r t i n g p e r i o d j~of reporting period~ | (1) (2 ) T y p e ( e . g ., i D a t e Value G a i n Identityof: (l) i ~ J - Value Value (1 ) ! (2 ) ( 3 ) ( 4 ) (5 )~ ~lace "CX)" a ~ t o r e a c h a s s e t I . ~ o ~ o t T.~0o (e.~.. b u y , s e l l , buyer/sellerx e m p t f r o m p r i o r d is c l o s u r e C o d e 1 d i v . . r e n t , [ C o d e 2 M e t h o d ! m m ] d d / y y C ~ d e 2 C o d e I,I ( A - H ) o r i n t . ) ~ ( J - P ) I Code3 r e d e m p t io n ) :i J " P) ( A - H ) ( i f p r iv a t e" !~ ( Q - W ) ~i t r a n s a c t i o n )

1 8 . --Proctor & ~amble c.stock A Dividend J T1 9 . --Proshares R Sbxt Russell 2000 None J -I " Bu y 4/20/09 J2 0 . --Proshares Tr Short Dow 30 Proshares None J T Bu y 4/20/09 J2 1 . --Proshares Tr Short S&P 500 Proshares J T Bu y 4/20/09

2 2 . US Bancorp corn stock A Dividend J T Sold 3;30/ 09(pan)2 3 . Urfited Parcel Service com stock None Sold 3/30/092 4 . --Fidelity Cash Reserves ffDP, XX) None Sold 3/17/092 5 . --IShares TR MSC E AFE Index Fd. (EFA) None Sold 3/30/092 6 . --gtreettracks GoldTR SH S (GLD) None J T

2 7 . -Proshares TR Ultra S& P 500 (SSO) None Sold 3/30/09] 2 8 . Custodial Account #l

2 9 . --American Cent. Select Fnnd A Dividend J Ti 3 0 . Custodial Account # 2~ . 3 1 . --American Cent. Select Fund A Dividend Sold 5 / 2 2 1 0 932. Estate #1 (Conservatorship)

3 3 . --Bank of Am erica (various accounts) F Interest J T

3 4 . --Bank of America, certificates of deposit F Interest L T


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FINANCIAL DISCLOSURE REPORT N~me of Person Reporting [ Date of ReportPage 6 of 8 Johnson, William P"I

08/13/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i , , c o . , e , , ,a ~ . e . , ~ . . . .. c a o . . ~ (In,t:,de~ tkose of sp ...... d dependent children; s e e p p . 3 4 -6 0 of )qling instrttctions,)F--] NONE ~o reportable income, asset~3 or transactions.)

Description of Assets Income d~(including trust assets) reporting period~(3~~f repai~g pefid (4) (5)Place "~" after each asse~ Amount T~e (e.g.,

.... pt Uom prior ~ct ..... Code 1 di .....n~ [ Code 2 Method [ buy, sell, [m~da~ Code 2 : Co~e i b~er/seller(A-H) or int,) (J-P) Code 3 } redemption) ~ (if private

36. --Real ~s~ate Contract Distribution M W

I . i o c o m e ( l a i n C o d e s : A - $ i , 0 0 0 o r l e s s B : $ | , 0 0 ! - $ 2 , 5 0 0 C = $ 2 , 5 0 ! - $ 5 , 0 0 0 D = $ 5 , 0 0 1( Se e C oh },n ns B I a nt i D 41 F ~ $5 0, 00 1 - $ 10 0,0 00 G ~$100,00~ - $1,000,000 HI = $1,000.0{}1 - $5,000,000 H2 =More2. Value Codes ! -Sl$,000 or le~ K ~$ 13,001 - $50,000 L


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F I N A N C I A L D I S C L O S U R E R E P O R T N a m e o f P e r so n R e p o r t i n g D a t e o f R e p o r t[ Johnson, William P, ,

08/13/2010age 7 of 8V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ([lqdicatepart of Report.)

Part I, Line 1: Court appointed Conservator for,N,~ ,~ ~, ~,,:~,. ~.,-~.,.~ ~,~,~,,I No compensation.Part VII. Investments and Trusts:Line 2: The IRA custodian, Pershing, LLC, is a subsidiary of The Bank of New York Mellon Corp, Pershing, LLC became IRA custodian in early 2009 andreplaced F&S Asset Management Group, Inc., the IRA custodian during 2008. During the beginning of 2009 while F&S Asset Mgmt. Corp was IRA custodian, noreportable transactions occurred. All reportable transactions for lhe IRA account in 2009 occurred after Pershing became IRA custodian.


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Ja m e o f P e r s o n R e p o r t i n g 1 D a t e o f B e p o r tI N A NC I A L D I SC L O S U R E R E P O R TI J o h n so n , W m i a m P " I.

o 8 / 1 3 / ~ o l oage 8 of 8IX. CER TIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported ~vas withheld because it m et applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from o utside employment and hono raria anti the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C, 7353, and Judicial Conference regulations,

NOTE: ANY INDIVIDUAL. WH O KNOW INGLY AND WILFULLY FALSIFIES OR FA.ILS TO FILE TH IS REPORT MAY BE SUBJE CT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

william p johnson financial disclosure report for 2009

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