william h steele financial disclosure report for 2009

8/3/2019 William H Steele Financial Disclosure Report for 2009

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ao 1 o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e Ethicsin Government Act o f l978Re~. t /20]0 FOR CALENDAR YEAR 2009 (s u.s.c, app. lOIJ I I)L P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . D a t e o f R e p o r tSteele , Will iam H . US Disl~icl-So. Dist. Of AL 05/12 /2010

4. TIII~ (Article Ill judges indica te aelive or senior sta~s; .~ , R eport T ype (check appropri ate lyl~ ) & Re~ng PeH~ma gis~te ju d ge s i~i~te ~ll- or p~-time)~ Nomination, Date 01/01/2~9US~s~ctJudge-Active ~ Initial ~ A~I ~ Fi~l to12/31/2~9Sb, ~ A~n~d Re~

7. ~ham~ or Off~ Addr~s ~ On t~ basis of the informa~n on~ in this Re~ and anym~caflons ~ai~ng ther~o, it b, in my opinio~ in ~mpHan~

[ 13 St. Jos~h ~I~el with a ppl~a b le la ws a n d r ~u la f io n s .Mobi leAL 36~2 R~ew~g O~er Da te

I M P O R T A N T N O T E S : The in-~truct ions accom panying this form mu.~t be foi lowe,t C o m p l e t e a i l p a r t ~ ,checMng the NONE box for each part where you have no reportable information. Sign on l~t~t pag~

1 . P O S I T I O N S . ~ s , p o , -~ ~ , ,, n ,~ , ~ o.ty; ~, ~. ~ t ~ of fding itt, reuctlans.)N O N E (No re po r tab le pos i t ions . )

POSIT1ON NAME OF ORG ANIZATION/ENTITYI.2.3.

~ NONE ~o r e p o r t a b & a g r e e m e n t s .)~ p~TIES A~ TERMS

1.


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F I N A N C IA L D I S C LO S U R E R E P O R T i m a m . o f P e r s o n R e p o r t i n g D ~ t e o f R e p o r tPage 2 of 9 S t e e le , W i ll ia m H . 05/12/2010

Ill. N O N - I N V E S T M E N T IN C O M E .


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F I N A N C I A L D I S C L O S U R E R E P O R T S . m e o t e ,~ S ~ p o r ~ , t a , . t ~ o f n ~ p * .Page 3 of 9 Steele, W i l l i a m H . 0 5 / 1 2 / 2 0 1 0

V . L~I.[ .13. (Includ~ those to sl~tcse and d~pend ent cM l~n; s~. pp. 28-31 of f l lingNONE (No reportable gifts.)

SOURCE DESCRIPTION V~UE1 .2.3.4.5.

[---] N O N E (N o repo r table l iabil i t ies . )CREDITOR DESCRIPTION VALUE CODE

1. W a ch ov ia Mo rt ga ge Co rp o ra ti on Mo rt ga ge on re nt al pr op er ly , O ra ng e B e ac h, AL (Pt VII, li ne 59 ) M2. W ells Fargo Advisors Margin balance L3.4.


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F I N A N C IA L D I S C LO S U R E R E P O R TPage 4 of 9 Steele, W i l l i a m H . 0 5 1 1 2 / 2 0 1 0

VI I. I N V E S T M E N T S a n d TRU S TS - ~,co,,o, ,~.., ,,~,~o.-ao~, a.~t~, thos e oy s~o .~ .~ a~,.~,., ~,~; ~ , ~ ~ 0NONE ~o repor tab& incom e, asse ts, o r ~ansac t ions . )

A, B . C. D.~scf i p t ion of A~ lnc~ d~g Gro~ v~uc at e~ T~tions d~ng ~ing peti~(including ~ ~ts) r~ng ~fi~ of reining periodP l a c e " { X ) " a ~ e r e a c h ~ s e t ~ Amour ~ Ty~ (e.g., Value ] V~lue ~ Ty~ {e,g., D a t e Value i Gain ~en~ ofe x~ p t ~ m ~ o r d i ~ l o ~ e ( A - H ) div. , ~Lo r i n t . ) ( J - P ) ~ C~e3 / rcde~tion) [ (J-P) ~ (A-H) ( i f p ~ v a t e

~ (Q-W) ~ "] _1 . ~South B~k Account A Inter~l J T2. Fidelity Puritan A Dividend J T3. *Nationwide Retirement ,Solutions (457b) E Distribution M T4. - Nationwide Fixed Account

5. - Fid Equity Incom e Fund

6. - FID Cot~lrafhnd7. - Janus Fund8. - Am Cent Value IC9. - Am Cent Vista Fd lC

: 1 0 . *W ells Fargo Advisors - (IRA) A Dividend J T1 1 . -Centennial Money Market . J T

: 1 2 . - StmAmerica .B lue Chip Fund Class B

1 3 . - Centerstaging Corp.1 4 . - Putnam International Growth Fund

1 5 . -Precision Drilling Sold 6/3/09 J A1 6 , *Legg Mason (IRA) A Dividend L T1 7 . - Alliance Bemstein Large-Cap Growth

Class A


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Iame of Person Reporting I Date of ReportF IN A N C IA L D IS CL O SU R E R E P O R T[ Steele, William H. [

05/12/2010age 5 o f 9VII. INVESTMENTS and T R U S T S - ~ ,~ ,D N O N E ( N o re por tab le inc om e , asse ts , or t ransac t ions . )

A. B. C. D.Description of Assels Income dining Gross value at end Transactions during reporting period(including trust assets) I reporting period of reporting period

i (1) (2 ) (0 (! ) (4 ) (5 )Place " (X)" a f t e r each as se t ~ Amoun t Type (e .g . , ; Value Value Typ~ (e .g. , I e Gain Identity ofexempt from prior diselesure Code 1 div., rent, Code2 M~_~ _~ buy, sell,, mm/dd/yy, COde 2 Code 1 buyer/seller

...... ~-~i ( A - H )orint.)

1 (J-P)~ ___ ~.~/~rodemption)

[ ~(A-H) t r a n s a c t i o n ) ( i f p r i v a t e

1 8 . - A l l ia n c e B e r n s t e in G l o b a l T h e m a t i cGrowth Fund1 9 . - Jo h n H a n c o c k R e g i o n a l B a n k

2 0 . - A l l ia n c e R e a l E s t a t e I n v e s tm e n t F u n d

2 I. - Jermison Blend Fund Class A

2 2 . *Legg Mason

2 3 . Alliance Large Capital G r o w l h None J T2 4 . J o h n H a n c o c k F i n a n c i a l I n d u s t r ie s A Dividend J T2 5 . *W ells Fargo Advisors

2 6 . - C e n t e n n i a l M o n e y M ~ r k e t N o n e J T2 7 . -AMCAP Fund (American Funds) A Dividend L T2 8 . -Putnam Voyager A Dividend K T2 9 . -Templeton Foreign A Dividend K T3 0 . -Mutual Shares(TESIX) A Dividend K T3 1 . - P u tn a m A l l s t a t e A d v is o r ( A n n u it y ) N o n e N T3 2 . -Putnam FD for Growth & Incom e A Dividend K T

3 3 . - P u t n a m M i d C a p V a l u e F u n d A Dividend K T3 4 . -Pumam Small Cap Growth None Sold 3/27 /09 J A


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F I N A N C I A L DISCLOSU~~PORT~ st~ w~ a. ~ o ~ / ~ o t o

age 6 of 9~I. ~VEST~NTS and TRU STS - ~, ~.~, ~, a~ ~ oI ~ ~ ~ ~ ~ p~ ~o . I~ ~>

N O N E (No re por tab le inc om e , asse ts , or ~an sac t ions . )............................A. B . C. D.~c f ip f ion o f A~ Income d~g ~s val~ at ~d T~s d~g ~ ~(inclu~ng ~st ~) ~g ~ ofr~Ring ~

(I) (g) (l) "~ .... (]) ] (2) (3) ] (4) I (5 )PI~ " (X)" ~ ~ch ~ t ~ A m o u r T~ (e.g., Value Value T~ (e .g., ~ Date Val~ ; G~n Id~fiW ofex~pt ~om p~ di~l~ C~c I div. , ~L C~ 2 Mv~ buy, ~IL ~ ~ C~ 2 ~ ~ i buy~/~l l~I ( A - H ) ~t,) ( J - P ) C~3 t~ption) I (J-P) (A-H ) ( i f p ~ v a t ,

3 5 . -Fidli~ Adv E~r~ng M~ ~mc A ~vide~ J TF~d3 6 . -EMC Co~. None ~ld 3 / 2 7 / ~ J A

3 7 . -lntel Corp. A Dividend Sold 3 1 3 0 1 0 9 J A3 8 . -Nokia Corp. None Sold 03/27/09 J A3 9 . -Campbell Strategic Allocation Fund A Dividend M T4 0 . -Europacific Growth Fund (American A Dividend K TFunds)4 1 . -Fundamental Investors Inc. (American A Dividend L TF u n d s )4 2 . -Growth Fund of America (American Funds A Dividend L T4 3 . - N e w E c o n o m y F u n d ( A m e r i c a n F u n d s ) A D i v i d e n d K T

4 4 . -Smallcap W orld Fund Inc, (American None Sold 3 / 2 7 1 0 9 J AF u n d s )45 . -Wash ington Mutual (American Funds) B Dividend K T4 6 . -Powemhares DB Ba.~ Metals Fund B uy 3 / 2 7 / 0 9 K4 7 . -Powershares DB Base Metals Fund Sold 8 1 0 4 1 0 9 K D4 8 . - 1 Shares Silver Trust B uy 8/12/09 J4 9 . - I Shares Silver Trust Sold 9/23/09 K B5 0 , *W ells Fargo Advisors - IRA (FBO) B Dividend N T

! 5 1 . - A I M F u n d s G r o u p - C o n s t e l la t io n F u n d


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Name of Person Reporting ] Date of ReportF I N A I N C I A L p a g c 7 o f 9 D I S C L O S U R E R E P O R T Steele, W i ll ia m 1t .[ 05/12/2010

V I I . I N V E S T M E N T S a n d T R U S T S - ~o~, ~o, ~a,~,.~ a~,~ ~o~e of ,~ a,~ ~,a,,~ ~d~e~ ~< ~. ~ 4 ~ o o f f ~ , g ~ .~~ NONE (No reportable income, ~sets, or ~ansactio~.)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . .~. c . ~ . " . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . .Description of A~ 1~ dung G~ value at e~ Tmn~cfions d~ng ~ng p~(~cluding ~st ~) ! rc~ng ~ of r~o~ing p~t~ .

Place "(X)" aria ~ch ~t [ ~o~i [ Ty~ {.g., Value [ Value T~ (e.g., ~ Date Val~ ~in l~nti~" of~mpt l~oiil prior di~ltm~e ~ C~e I div., ~nt, C~ 2 i M~h~ ~y, ~11, i m~d~ C~ 2 C~c 1 buycr/~ll~~: (A-H) or int.) ~ (J-P) Code 3 r~emption)

L0-P) (A-H) (ifpfiva~. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . J . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5 2 . -AIM P~ ~oup-C~er Fund

5 3 . -Putnam Intl. Growth Fund

5 4 . -Pumam New Opportunities

5 5 . - P u t n a m V i st a F u n d

5 6 . - P u t n a m V o y a g e r F u n d

5 7 . -Eu.ro Pacific Growth (American Funds)5 8 . -Growth Fund of America (American Funds

5 9 . Steele Enterprises LLC None M U6 0 . S u n L if e A s su r a n c e C o . o f C a n a d a F D i s t r i b u t i o n L T(annuity-no con trol)(X2005)6 1 . R e n t a l p r o p e r ~ y ,O r u n g e B e a c h , A L E R e n t N W


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F I N A N C I A L D IS C L O S U R E R E P O R T N . ~ o f e ~ o . a ~ p ~ . a , ,~ [ D . , ~ o f a ~ 0 o .Page 8 of 9 s t e e , e , w u i ~ , ~ "

I0 5 / 1 2 / 2 0 1 o

VI I I. ADDI TI ONAL I NFOR MAT I ON OR EX PLANATI ONS . a ,~ c~ ,~ ,~ o; R ~ ,~

VII. 14 and VII.53 - name change from Putnam International New Opportunities to Putnam International Growth Fund.V11.59 - It is not anticipaled that any incom e will be derived from the LLC. All income w ill be realized by the manager.VII.various - W achovia is no w W ells Fargo Advisors. Payer is First Clearing, LLC.VII.various = * deno tes header information.


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P a g e F I N A N C I A L D I S C L O S U R E R E P O R T 9 o f 9 I Steele, Wlil|am tL ~: / i1~12I X . C E R T I F I C A T I O N .

! certify that all information given above (including information pertaining to my spouse and m inor or dependent ch ildren, if any) isaeeurat, true, and complete to the bes t of my knowledge and belief, and that any information not reported wa s withheld because it met ap plicable s tatntoryprovi~Aons permitting non-disclosure.! further certify that earned income from o uts ide employment and ho noraria and the acceptance of gifts which have been reported are Incomp liance with the provisions of 5 U.S.C. app . 501 et . seq. , 5 U.S.C. 7353, and Judicia l Conference regulat ions.

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY B E SUBJECT TO CIVILAND CRLM]NAL SANCTIONS (5 U.S.C. app. 1 ~4)

FILING INSTRUCTIONSMail s igned original and 3 additional copies to:

Committee on Financial DisclosureAdminis trative Off ice of the United States CourtsSui te 2 -30 1One Colum bus Circle, N.E.W ash ington , D.C. 20544

william h steele financial disclosure report for 2009

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