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    i o M e t a f i c t i o n

    Fiction is woven into all . . . I find this new reality (or

    un reality) more valid.

    ( John Fowles ,

    4

    The French Lieutenant'sWoman,

    pp. 86-7)

    If ask ed to point out the sim ilarities am ong st this d isconcerting

    selection of quotations, most readers would immediately list

    tw o or three of the following : a ce lebra tion of the_power of jh e .

    cre ativ e im agination together with an uncejjLainty^ a b o u ^ jh e

    validity of its representations; an extreme self-consciousness

    about language, literary form and the act of writing fictions; a

    perv^asiyeinsecu rity ab ou t the relationsh ip of fiction to re ali ty a

    pa rod ic, p lay ful, excessive or deceptively naive style of writing.

    In compiling such aHlist, the reader would, in effect, be

    of fer in g a brief description ofthe basic concerns and character-

    istic s of the fiction which will be explore d in this book. 4

    ieLaJktion

    is a tefrm given to fictional writing which sdf^consciousLy^and

    sy s tem a t i ca l l y ~d i l^ i n

    o rd er to p o s e j ^ ^ m ^ a ^ u ^ t h e relatim iship betw een fiction

    an d reglity^ In prov iding a critiqu e of their own m ethods of

    construction, such writings not only e^amin^the fundamental

    structures of narrative fiction, they also explore the possible

    ^c tion ality of th ew or l'do u tside the literary fictional text.

    Most of the quotations are fairly contemporary. This is

    deliberate. Over the last twenty years, novelists have tended to

    become much more aware of the theoretical issues involved in

    constructing fictions. In consequence, their novels have tended

    to embody dimensions of self-reflexiyity and formal uncer-

    tainty. What connects not only these quotations but also ail of

    tKe very different writers whom one could refer to as broadly

    'metafictional', is that they all explore atheoryof fiction through

    the

    practiceof w riting fiction.

    r

    ~

    The term 'metafiction' itself seems to have originated in an

    ess ay by the A m eric an critic and self-conscious novelist W illiam

    H. Gass (in Gass 1970). However, terms like 'metapolitics' ,

    'metarhetoric' and 'metatheatre' are a reminder of what has

    been, since the ig6os

    L

    a more general cultural mterest in the

    problem of how human beings reflect, construct and mediate

    t^heirexp^iej^ce of the world. Metafiction pursues such ques-

    tions through its formal self-exploration, drawing on the tradi-

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    W h a t is m eta f i c t i o n? 3

    tional metaphor of the world as book^-but often recasting it in

    the terms of contemporary philosophical, linguistic or literary

    the ory . If , as indivichmls^jwe now occu py 'ro le s', rather than

    'selves '^ then the study of^aracter^jn novels may provide a

    useful model fox^MnderstandinugjJie^constriirtion of siLhjprtivitu

    in the world outside, novels. If our knowledge_Dilthis~war4d-is

    now seen to be jne dia ted lhr ou gh langu age, then literary fiction

    (worlds constructejd^entirely of language) becomes a useful

    modeLfor learnmgabout- thexonstmct ion

    The present increased awareness of 'meta' levels of discourse

    and experience is partly a consequence of an increased social

    and cultural self-consciousness. Beyond this, however, it also

    reflects a greater awareness within contemporary culture of the

    func tion of langu age in constructing and m aintainin g our sense

    o f e ver y d a y l r ea l i ty ' .T h e s im pl^no t i o n j h ^ passively

    reflects a coherent^ m ean ingful and 'ob ject ive ' wo rld is no

    longeiMtenable. Language-is an independent, self-contained

    system which generates its own 'meanings*. Its relationship to

    the phenomenal world is highly complex, problematic and

    regulated by convention. 'Meta' terms, therefore, are required

    in order to explore the relationship between this arbitrary

    linguistic system and the worldTolvKichlT^ppaTetitly refers. In

    fiction they are required TrTorder to explore the relationship

    between the world

    of the

    fiction and the wo rldoutsidethe fiction.

    In a sense, m elafiction rests on a version of the Q eiseab^Xgian

    un certain ty principle: an aw areness th a t' for jthe^smal le st b u ild ^

    i ng blocks of m atter, every p r oces s o f qbsery atio n eaus es a m a j o r

    disturb a ncel_(Heisenberg 1972 , p. 126 ), and th atjt i sim pp ssjb le

    to describe^ an ob jective world because the observ er alw ay s

    changes

    The

    oEseryed_

    v

    H ow ever, Ih e concerns of metafiction are

    even more complex than this. For while Heisenberg believed

    one could at least desc ribe, if not a ^ / M ^ of n at u re , then a

    picture of one's

    relationto

    nature, metafictionjshows the uncer-_

    tainty even of this process. How is it possible to 'describe'

    anything? The rretafictionist is highly conscious of a basic

    dilemma: if he or she sets out to 'represent' the world, he

    or she realizes fairly soon that the world, as such, cannot be

    'represented'. In literary fiction it is, in fact, g^d.ble_QBiyJto

    'represent' the discourses of that world. Yet, if one attempts to

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    i o M e t a f i c t i o n

    , a n a ly s e aa et of Unguis tic relationships using those sam e relation-^

    sh ips as the instrum ents of analy sis^ lan gu ag e soon becomes a

    'prisonhouseMrom which the possibility of escape is remote.

    M et afic atio n sets out to explore this dile m m a.

    The l inguist L. Hjelmslev developed the tern^i^eulanguage

    (H jelm sle v 19 6 1) . H e defined it as a lang uag e w hichy-iusteadof-

    refexxipjg^to non-lu^uistic^evenJ;&>^&ituatiQns Qr,_ab)eets in the

    world, refers to

    another^

    la n gu ag e ;it is a lang uag e w hich takes

    another language as its object. Saussure's distinction between

    the s i g n i f i e s relevant here. T he signifier is the

    sou nd rim age o ft h e w or do r its shape on the page; the signified is

    thej^poiceplevoked by the word. A^netalanguageis a language

    tha t func tions as.a. signifier

    to

    jmother4anguage

    y

    jain this other

    lan gu ag e thus becomes its signified .

    1

    In novelistic practice, this results~in ^nting which consist-

    ent ly j l i s p la y s j^ jc o n y ^ , which explici ty and overtly

    la ys ba re its conditioiTofartifice, and wh ich thereby explores the

    p ro b lem at ic relationship between life and fiction - both the fact

    th at "all the w orld is not of course a stag e' an d

    4

    the crucial w ays

    in which it isn't ' (Goffman 1974, p. 53). The 'other' language

    may be ei ther the^^gbters^everyday discourse or , more usu-

    a ll y , the 'lapguage^cEthe^^iiteraiy sysf en iitself,includ ing the con-

    ven tions of the novel as a whole or pa rticu larformsof that genre.

    M eta fict ion m ay concern itself, then, withjDarticular conven-

    ^ions jo f the novel , tQLxUsplay jhe jDn^

    ""(for exa m ple, J o h n Fow les's use of the 'omniscient author'

    convention inThe French Lieutenant's Woman( 196 9). It ma y, often

    in the form of parody,, comm ent on a sp ed fie -w o rL o r fictional

    inode ( for example, John Gardner 's

    Grendel

    ( 1 9 71 ) , which

    retells, and thus comments on, the

    Beowulf

    story from the point

    of vie w ofthemonster; or Jo h n H aw kes 's

    The Lime Tw ig (1961),

    w h ich constitutes both an exam ple an d a critiqu e of the pop ular

    f i l l e r . . Less centrally metaf ictional, but sti ll displaying 'meta '

    features, are f ictions like Richard Brautigan's

    Trout Fishing in

    America

    (1967). Such novels attempt to create alternative ling-

    uis tic structures or fictions wh ich m erely

    imply

    the old form s by

    encouraging the reader to draw on his or her knowledge of

    traditional literary conventions when struggling to construct a

    m ea nin g for the new text.

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    W h a t is m eta f i c t i on? 5

    Metafiction and the novel tradition

    I would argue that metafictional practice has become particu-

    larly pro m ine nt in the fiction of

    the

    last twenty years. However,

    to draw exclusively on contemporary fiction would be mislead-

    ing, for, altho ug h theterm'm etafiction ' m ight be new , the

    practice

    is as old (if not older) than the novel itself. What I hope to

    estab lish du rin g the course of this book is that ^ ta fi c ji o n is a

    tendency or fun ction inherent in

    all

    nov els. Th is form of fiction is

    w orth stu dy ing not only because of its con tem porary em ergence

    but also b ec au se of the insights itoffersinto both therep resenta-

    tiona l-nature of all fiction and the litera ry history of th en ov el as

    genre. By studying metafiction, one is, in effect, studying that

    which gives the novel its identity.

    Certainly more scholarly ink has been spilt over attempts to

    define the h ay et tJia n perhaps for any other literary genre. T h e

    novel no t o r io u s l y ^ Je s definit ion. Its instabi li ty in this respect

    is part of its 'definition': the language of fiction appears to spill

    ov er into , an d m erge with , the instab ilities o f the real w orld , in a

    way that a five-act tragedy or a fourteen-line sonnet clearly does

    not. Metafiction flaunts and exaggerates and thus exposes the

    foundations of this instability: the fact that novels are con-

    structed through a continuous assimilation of everyday histori-

    cal for m s of com m unication . T he re is no one privileged 'Ian- ,

    gu ag e of fiction'. T he re are the lang uag es of m em oirs, jo u rn als , }

    dia ries , histories, conversational registers, legal records, jo u r- \

    nal i sm, documentary . These l^guagesjcompete for pr iv i lege.

    They question and relativize each otKer to such an extent that

    the 'language of fiction' is always, if often covertly, sxlfr-

    conscious.

    Mikhail Bakhtin has referred to this process of relativization

    as the 'dialogic' potential of the novel. Metafiction simply

    makes this potential explicit and in so doing foregrounds the

    essential mode of all fictional language. Bakhtin defines as

    overtly 'dialogic' those novels that introduce a ^seraaiitic djreci.

    tio.n into tHe wo rd which is dia m etric ally opp osed to its origin al

    direction. . . . the word becomes the arena of conflict between

    two voices' (Bakhtin 1973, p. 106). In fact, given its close

    relation to ev ery da y form s of discou rse, the lang uag e of fiction is

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    i o M e t a f i c t i o n

    always

    to some exte nt jdia log icJT he novel assimilates a variety of

    di&courses (representations of spee ch, form s of na rrativ e) -

    discourses that

    always

    to some extent question and relativize

    each other's authority. Realism, often regarded as the classic

    fictional mode, paradoxically functions by suppressing this

    dialogue. The conflict of languages and voices is apparently

    resolved in realistic f iction T h ro u g h T h e ir su b < ^ ina tion to the

    donunant 'voice' of the omniscient, godlike author. Novels

    which Bakhtin refers to as 'dialogic' resist such resolution.

    Metaf ict ion

    displays

    and rejoices

    in

    the impossibility of such a

    resolution an d thu s clearly r ev ea ls the ba sic identity of the nov el

    as genre.

    Metafictional novels tend to be constructed on the principle

    of a fy n d a m e m al -a i i d ^ u s^ the construction of a

    fictionalJllusign (as in traditional realism ) and the la ^ n g Jb ar e

    of i lSnJ iusion. In other words, the lowest common denomina-

    tor of metaf iction is s imultaneously to^reatej j f ict ion and to

    make a statement about jthe creation of that fiction. The two

    processes are held together in a formal tension which

    dovm tl^distincJtions between 'creation' and 'criticism' and

    merges them into the concepts of ' interpretation' and 'decon-

    structioritr

    Although this oppositional process is to some extent present

    in all fiction, and particularly likely to emerge during 'crisis'

    periods in the literary history of the genre (see Chapter 3), its

    prom inence in the con tem porary novel is unique. T h e historical

    period w e, are living:...through ha s been sin gularly un certa in,

    insecure, seIf jyitioning.

    f all.navels: their 'ou tstan din g

    freed om to ch oose' (Fo w les 1*971, p. 4 6). It is this i as lab ility ,

    openness anlllflexibility which has allowed the novel remark-

    ab ly to su rviv e and a da pt to social chan ge fo r the last 300 years.

    In the fac e of the po litical, cultural an d techno logical up heav als

    in society since the Second World War, however, its lack of a

    fix^ydem iiy.,has now left the novel vu ln er ab le .

    Hence critics have discussed the 'crisis of the novel' and the

    'death of the nove l'. Inste ad of recog nizing

    the

    positive-aspects of

    fictional selfnconsciousness, they have tended to see such liter-

    ary^ be ha viou r as a form of the self-indu lgen ce and decaden ce

    characteristic of the exhaustion of any artistic form or genre.

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    i o M e t a f i c t i o n

    C o u ld it not be argued instead that m etafictional w riters, highly

    cons cio us of the problem s of artistic leg itim acy , sim ply sensed a

    need for the novel to theorize about itself? Only in this way

    might the genre establish an identity and validity within a

    culture apparently hosti le to i tVp^rn^^7^

    n

    e a r T i a r i ^ i W * * ^ d

    conventional assumptions about 'plot ' , 'character ' , 'authority '

    and 'representation'. The traditional fictional quest has thus

    been transformed into a quest for fictionality.

    M etafiction and the contem porary avant garde

    T h is search has been further m otivated by novelists ' responses

    to anothe r featu re of con tem porary cultural life: the abse nc e of a

    clearly def ined ava nt- gar d^ Jm i^e m eiit l . T h e existence"oT an

    unprecedented cultvmid pluralism has meant that post-

    m ode rnist w riters are noTconfronteH with the sam e clear-cut

    opp ositions as m od ern ist writers were. A n innovation in a

    ~ r

    literary form cannot establish itself as a n^\^dii^.ctiQBainless a

    sense pf shared a ims a n d o b j ectives develops amon g ex-

    perim en tal w riters. T h is has been slow m recent

    years. An argument originally advanced by Lionel Trill ing in

    Beyond

    Culture(Trill ing 1966) and reiterated by Ge ra ld G ra ff has

    suggested one reason for this: that the unmasking of the 'hypo-

    critical bourgeois belief in the material and moral progress of

    civilization ' ( G ra ff 197 5, p. 308) has been so thoroughly a c c o m

    :

    plh he cL bj^ m odernism that the creative ten sionjprod uced by

    opposing this 'bourgeois belief ljTno longer clearly ava ilable

    the novelist.

    In eighteenth- and nineteenth-century f iction, tl^indiyiduai.

    is a lw ay s finally in tegr ate d into the,sociaL sjtructure (usu ally

    through family relationships, marriage, birth or the ultimate

    dissolution of death). In modernist fiction the struggle for

    personal autonomy can be continued only throughopposition to

    existing social institutions and conventions. This struggle

    necessarily involves individual alienation and often ends with

    mental dissolution. The power structures ofcontemporarysociety

    are, however, more diverse and more effectively concealed or

    mystif ied, creating greater^groblems for the post-modernist

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    W h a t is m e t a f i c t io n ? 1 1

    novelist in identifying and then representing the object of

    ' o p p o s i t i o n ' ^

    M et afi ction al w riters hav e found a solution to this by turning

    inw ard s to their own.m edi^mijailexpi^ssion, in order to exa m ine

    the relationship be tw ee niic tioa al form and social reality . Th ey

    have come to focus on the notion that 'every

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    i o M e t a f i c t io n

    them selves produce wo rks of art which are ep hem eral and even

    trivialLJn the present situation 'even a single work willbe

    sufficient grounds for declaring a style finished^ exhausted'

    (Ro chb erg 1 9 7 1, p. 73). T h e practitioners of so-calle3^aleatory

    ar t ' (which attempts to be jota Jly a n d o m in or d erjo suggest the

    chaotijc, frenetic ^ad coUiding surfaces of contemporary tech-

    nologica)society) are opeiTtoThese charges. Literarytexts-tend

    to function by p reserving a balan ce betw een the un fam iliar (the

    innovatory) and the familiar (the conventional or traditional).

    Both are necessary because some degree ^ j ^ u j i d a r i c y i s

    essential for anvJDiessage to he co m m jltd ^ om em or y^ Redun-,

    cfancy isp ro vi d ed for in H ter ar y texts ..through thep reSe nc e of

    fanil lmr conventiomTExperimental f iction ofthe a L e a l o ^ v a ^ "

    C t y je s ^ u nd ancy by s imply ignor ing the c o n tr i -

    tions of literary trad ition. Su ch texts set out to resist the n orm al

    processesjDflxe^ding, m em ory ^iid ^n d.er stan d^ without

    re d ^ d an cy -. texts.are read and forgotten. Th ey cannot unite to

    form a literary 'movement' because they exist only at the

    rnqmenLofjieading. ~

    The metafictional response to the problem of how to repre-

    s e n ^ m ^ c h ao j^ in the, p erm a n en t a nd

    orde red terms"of literature,TiasTiaH " a 'much m ore significan t

    influen ce on the de velo pm en t "of the novel as ge nre. A lea tor y

    w riting might im itate the experience ofTivnT giHltrerbntemp or-

    ary world, but it fails to offer any of the comfort traditionally

    supplied by literary fiction through a 'sense of an ending'

    (Ke rm od e 1966). M etafictio n, however, offers both innovation

    and fam iliarity through the indiv idua l reworking and und er-

    mining of familiar conventions.

    Aleatory writing simply responds with a reply in kind to the

    jaljuralistic, hyperactive multiplicity of styles that constitute the

    surfac es of present-day cu lture. W hat is m ain fy asserted in su ch

    novels i s an^^nai^hit l^vtdual ism, a randomness des igned to

    represent an avoidance of social cohtfohby~stressing theam - -

    poss i b i l i ty o f easi lyc ate go riz in g.i t o r a s s i m i la tin g the reader to

    ' fam iliar structures of com m unication. A n argum ent somelimes

    prbpSfl-

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    W h a t is m e t a f i c t i o n ? 1 3

    realism, for example, certifies concepts like 'eternal hujrian

    n^luxe ^ar the assumption that authority as manifestecTThrougfi^

    the omniscient author is somehow free of both gender distinc-

    tions and of historically constructed and provisional moral

    values). Such novels supposedly expose the way in which these

    social practices are constructed through the languagcjof op-

    pressive ideologies, by refusing to allow the reader the^role.of

    passive consumer or any means of arriving at a 'tojtalljrUergre-

    tafio n of tKeftextT

    " A1 though IFTsTtrue that m uch of this sho uld und oub tedly

    be the task of experimental fiction, it does seem questionable

    whether, for many readers, so-called 'aleatory writing' is going

    to accom plish all of this. Novels like J o h n Fo w les's TheFrench

    Lieutenant's

    Woman

    or Robert Coover 's Pricksongs and

    Descants

    (1969), though apparently less 'radical ' , are in the long run

    likely to be more successful. Both are metafictional novels in

    that they .employ p arody self- m os do us lvr Bo th take as their

    'object' language^tHe simctures of nineteenth-century realism

    and of histon calrom an ce or of fa iry -ta les .T H Fp aro dy of these

    'lang ua ge s' functions to efam ilmjize.su ch structures by setting

    up vario us co unt e r-1 e c h n i q ues tojin de rniin e tKe aiitho rityo the

    orhnisclerTt author, of the closure of the~TTfral' ending, of the

    definitive interpretation. Although the reader is thereby dis-

    tanced from the language, the literary conventions and, ulti-

    m ately, from conventional ideologies, the de fam iliarization pro-

    ceeds from an extremely familiar base. Such novels can thus

    initial ly be comprehended thr o u g h jj i j Q ^ nd can

    therefore beei^Syed and remain in the consciousness of a wide

    read ership wh ich is given a fa r m ore active role in the construc-

    tion of the 'm eaning ' j j f l h e text t h a n i s provided either in

    con tem po rary realist n ovels or I n novels" w hich convert their

    readers into frenetic human word-processors, and which ' last '

    only as long as it takes to read them.

    The mirror up to art: metafiction and its varieties

    It remains, within this introductory chapter, briefly to examine

    some alternative definitions of self-conscious writing. These

    sim ilar m odes ha ve been vario usly term ed 'the jnjtroverted.

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    i o M e t a f i c t i o n

    jioveF; 'the anti-novel' , ' irreaHsjn', 'surfiction', ' the self-

    begett ing novel7TaBulaFion

    5

    .

    3

    All, l ike 'metafiction', imply a

    fiction that self-consciously reflects uponqts own structure as.,

    lan gu ag e; all offer differen t perspectives on the sam e process.

    8 u t the terms shif t the je m j^ h as is j^ T h e 'self -

    begeiJUng^jjyel ' , for example, is described as an 'account

    us ua lly first pe rson, of tliejdevel(^m ent o fA c h a ra ct er to a poTnt,

    at^dych^ie ihrgBIe jo take up_and compose the novel we have_

    |u st finishedreading.' (K ellm an 19 76, p. 124 5). TK e em p h a si s

    l s

    on the develop m ent of the na rrat or, on the m odernist concern of

    consciousness rather than the post-modernist oneoffictionality (a

    in, for exam ple, An dre G ide 's The

    Counterfeiters

    ( 1925)) .

    T h e entry of the na rra to r into the text is also a definin g feat ur e

    of w ha t has been called 'surf iction' . Ra ym on d Fe de rm an 's book

    of that name discusses the mode in terms of overt narratorial

    intrusion so that, as in the 'self-begetting novel', the focus

    ap p ea rs to be on the ironist him /herself rather than on the ove rt

    and covert levels oftTTe tfJnic^ext. Telling as indivi

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    W h a t is m e t a f i c t io n ? 1 5

    make an artefact out^of the mater.ials~.and so to treat the

    medium as an end.^ (Ga ss 1970)

    The expression ofthis tension is present in much contemporary

    writing but it is the

    dominant

    function in the texts defined here as

    metafictional.

    T h e metafict ions o f j o rg e Luis Borges and V ladim ir Nabokov

    illustrate this point. In some of their work - Borges'Labyrinths

    (1964 ) and N ab o ko v's Eale^Eire^ (19 62 ), for ex am ple - fiction

    explicitly

    masquerades as formalized critical interpretation. In

    all their"w ork, ho w eve r, as uT alToThef m etafiction^ fKere is a

    more complex im/?/fc/t^Xex:d^endencej30evels than this. The

    reader is.always presented with embedded strata which contra-

    dict the pje ^ju pp ositio n^ tFataJm .m diate 1 y abo ve or

    ^elow. The fictional

    contmLs>(

    the story is continually reflected

    by itsform al existence as text, and the existence of that text

    withinlTvVorkl viewed in terms oPt^tuzditY^. Brian McHale

    has suggested that such contradictions are essentiallyontologicaI

    (p os in ^^ es tio n ^ ab gu t the nature and existence of reality) an d

    are therefore cha racteristically p ost-m od ernist H e sees as mod-

    ernist those epistemological contradictions which question how

    we can know^^real ityl^bse existence is f inal ly not in doubt

    (McHale, forthcoming).

    Borges ' imaginary kingdom Tlon, discovered by the ' fortun-

    ate conjunction of a mirror and an encyclopaedia' , is a post-

    m odern ist w or ld . It is twice a fiction because it is suggested tha t,

    before its invention by B or ge s, it has alread y been inven ted by a

    secret society of idealists including Bishop Berkeley, and both,

    of course, are finally dependent upon the conventions of the

    short story (Labyrinths, p. 27). The fact that this ' imaginary'

    world can take over the 'real ' one emphasize^moxeahan. the

    oTtHem (which would be the

    a r ^ o f T H F ^ s H f ^ ^ ') . ' T l o n l J q b a r O r b is T e r t ius ',

    the stor y, ij^afaouLa s to ry th a t invents an imagirvary^woild, and

    it prim arily and self-consciously isa story w hich , like all stories,

    iftyents. a n im agin a r y w o r Id. It imp lies that hu m an beings can

    only ever achieve a m etap ho r for reality, a nother -layer^of

    ' interpjr^tation'. (Borges story 'FuneTTKcTMemorias' (1964)

    shows that this need not be cause for despair, for if indeed we

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    i o M e t a f i c t i o n

    could not create these metaphorical images then we would all

    surely become insane.)

    l ^ t a f i c t i ^ ^ 'sur fict ion ' or 'the self-begett ing

    nov el ') thus reject~the~tmd m ^ of the a u th o ^ s a

    transcendental imagination fabricating, through an ultimately"

    moifiologic^scourse, structures oford'er~which will replace the

    forgotten m ate rial text of the w orld . Th ey show not only that the

    'author' is a concept produced through previous and existing^

    literary and social texts but that what is generally taken to be

    ' re^it^isa lso constructed and mediated in a s imi lar fashion.

    S t H l I t } ^ a nd can be und ersto od

    through an appropriate 'reading' process.

    Also rejected is the displacement of 'historical man' by

    'structural man' advocated by Robert Scholes as the basis of

    wh at he nc^ ^T abu lationn^ Schro les 1975) . D avid Lo dge has

    pointed out that ^history may be in a philosophical sense,_a_

    fiction, but it does not feel like that when we miss a train or

    somebody starts a war' .* As novel readers, we look to fiction to

    o f fer u s^ ^n i t iv e j^ ct io n sr ta lo c^ at eu s with in everyday as we ll

    as within philosophical paradigms, to explain the historical

    w-orld a s w _ e i L a s ^ comfort and^certa inty :

    Scholes argues that the empirical has lost all validity and that a

    collusion between the ph iloso ph ic and the m ythic in the form of

    'ethically controlled fantasy' is the only authentic mode for

    fiction (Scholes 19 6 7, "p. 1 1 J. H ow ev er, m etafiction offers the

    recognition, no yh at_the e ve ryd ay has ceased to m atter, but that

    its formulation through social and cultural codes bririgs ircloser

    to the ph ilosoph ical and m yth ic than w as once assumed*-

    A brief comparison oftw o self-conscious novels, one obvious-

    ly 'm etafiction al ' , the other m ore obviously ' fab ula tor y' , shows

    how metafiction explores the concept of fictionality through an

    opposition between the construction and the breaking of illu-

    sion, while fabulation reveals instead what Christine Brooke-

    Rose (1980) has referred to as a reduced tension between

    technique and counter-technique: a 'stylizationVwhich enables

    either voices to be

    assirmlaierf,

    rathe r than presen ting a con flict of

    v o i c e s . "

    Murie l Spark ' s met fiction l novels lay bare the process of

    imposing form upon contingent matter through the discursive

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    W h a t is m e t a f i c t io n ? 1 7

    organization ofJplotL She can, however, as David Lodge has

    said o f J o y c e , afford her metap horic flights becau se of the

    stability of her m etonymic base (Lo dge 19 77 a , p. 1 1 1 ) . Sh e uses

    her 'fligh ts ', in

    fact,

    to com m ent on the very pa rad igm s that they

    are in the process of constructing (this embedding of strata, of

    course , being f u n d a m e n t ^ In Not to Disturb

    (1971), for example, this highly obtrusive simile describes a

    storm:

    Meanwhile the lightning which strikes the clump of elms so

    that the two

    friends

    hud dled there are killed instan tly without

    pain, zigzags across the lawns, illuminating the lily-pond and

    the sunken rose garden like a self-stricken flash photo-

    gra ph er, a nd like a zip-fastener ripped fro m its garm ent by a

    sexual maniac.

    (p. 86)

    This appears to be a piece of highly stylized descriptive prose

    marked particularly by the appearance of extremely bizarre

    metaphors. To this extent it is very similar to Richard Brauti-

    gan's

    fadulatory

    novel,

    Trout

    Fishing in

    America

    (19 67 ), which is

    full of similar metaphorical constructions where the extreme

    polarity of vehicle and tenor im plicitly rem inds the reader of the

    way in which metaphor constructs an image of reality by

    connecting apparently quite disparate objects. In this novel, for

    example, trout are described waiting in streams 'l ike airplane

    tickets' (p. 78), and the reader's imagination is stretched

    throughout by the incongruity ofthe comparisons. The novel is

    a celebration o f the creative im agina tion: it is a 'fab ula tion '.

    IntITe""Spark example, however, there is a furtKe

    more

    subtle function that is part of a sustained metafictional display;

    for the vehicle of the metaphor is explicitly related to what is

    happening at the contiguously unfolding level of the story. A

    group of entrepreneurial and enterprising servants have

    arran ged the film ing of the last m om ents of an eternal triang le of

    superannuated aristocrats. The servants know their masters are

    going to die and also know how to capitalize on their deaths.

    Aristocratic scandals provide excellent material for media sen-

    sationalism. The photographer and the zip fastener (which the

    mentally deficient aristocratic son is continually attempting to

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    i o M e t a f i c t i o n

    rip off in the excitement of his intermittent sexual energy) are

    im por tant elem ents in the plot being constructed by the novelist

    (who also, as in the example, arranges appropriate climatic

    conditions) and, of course, by the characters. The reader is

    alerted to the w ay in w hich the ex plic uly jtrt if icial construction

    of these conn ections fits in with the larger designs of d ieja o^i isJ:

    p la yin g Go d., T h e elemen ts at the metaph orical level of the

    con struction break dow n not into na tural ' or random lyjchosgn ,

    components, hut to another level of artifice: the level of the

    'plo t ' . T h e reader is thus reminded that .pu i^jcp ntir^ e^ y^in _

    novels i s a lway^ar^k^ony-aj j j inugh the lgvyest^ jeyel of the

    artif ice (what the Russian formalist Boris Tomashevsky has

    refer red to as realistic m otivation; see Lem on an d Re is 196 5, pp.

    6 1 - 9 9 ) is assu m ed to be rgality.-Th us not only do the cha racters

    in this no vel p lay roles, fictionalize'in terms of the

    content

    of the

    plot; they too are 'fictionalized', created, through the formal

    CQiutxuction

    oCthe plot.

    M etaf ict ion expl icit ly lays bare the jxm yen tion s^ it

    does not ignore or abandon them. Very often realistic conven-

    tions su pply the 'con trol' in m etafictiona l texts, .the norm or

    background against-which the experimental strategies can fore-

    ground themselves. More obviously, of course, this allows for a

    stable level of readerly familiarity, without which the ensuing

    dislo ca tio ns m igh t be eith er totally m eaning less or so_x>u ts.ide

    the normal modes of literary or non-literary communication

    that they cannot be committed to memory (the problem,

    already discussed, of much contemporary 'aleatory' writing).

    M e ta fict io n, t h e n ^ j i o ^ n Q ^ the

    n arc is^ fefi^ ple asu res of the im agination^ W hat it does is to

    r e - e x a m i n e t h e - e o n v e n f i o n s o f r e a l i g m J n u a r d e r ^ ^ i s c o w r ^

    throug h its ow n self-reflecliorT ^ a fijmonaJJ&H T^^

    ally relevant and comgrehensilj le to contemporary readers: In

    showing us how l i terary f i c t ion crea^ i ts jmaginary wor lds ,

    metafiction helps us to understandliow the reality welive day "

    by j j& yjs s imilarly con stru H eaj l im ilariy 'written".

    'Metaficdonl. is thus an elastic term which covers a wide

    range of fictions. There are those novels at one end of the

    spectrum which take fictionality as a theme to be explored (and

    in this sense would include the 'self-begetting novel'), as in the

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    W h a t is m e t a f i c t io n ? 1 9

    work of Iris M urd och or Je r z y K osin sk i, whose form al self-

    consc iousness is jim ite d . A t the centre of this spectrum are those

    texts that manifest the symptoms of formal and ontological

    insecurity but allow their deco nstructions to be finally recontex-

    tualized or 'na turalize d' and given a total interpretation (which

    constitute, the refore, a 'new rea lism '), as in the work of J o h n

    Fow les or E . L . Doctorow. 'F in a lly , at the furthest extrem e

    (which would include Tabulation') can be placed those fictions

    that, in rejecting realism more thoroughly, posit the world

    as a fabrication of competing semiotic systems which never

    correspond to material conditions, as in the work of Gilbert

    Sorrentino, Raymond Federman or Christine Brooke-Rose.

    Much British fiction fits into the first half of the spectrum,

    though problematically, and much American fiction into the

    other half, though w ith the sam e proviso. T h e n ovelist at either

    end, how eve r - in confronting the problem that, 'wh ether or not

    he mak es ^pjeacewith r ea lis m ,.b e m ust so m eho w .xop e with

    realit^'jpickinson 19 75 , p. 37 2) - has ackno wled ged the fact

    that this 'rea lity' is jn fi jc u a g ^ by nineteenth-

    cei^jcyjiov^li&ts-and experienced by nineteenth-century read-

    ers. Indeed, it could be argued that, far from 'dying', the novel

    has reached a mature recognition of its existence as writing,

    wh ich can only ensure its continued viab ility in and relevan ce to

    a contemporary world which is similarly beginning to gain

    awareness ^_pjrecisely how its values and practices are con-

    s t r u ^ e J a n d legitimized.