weight of evidence analysis avs normalization nickel 28-06
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WWW.ARCHE-CONSULTING.BE
WEIGHT OF EVIDENCE ANALYSIS OF THE SEDIMENT
BIOAVAILABILITY NORMALIZATION APPROACH USING THE
SEM-AVS MODEL FOR NICKEL IN SEDIMENTS
28th June 2012
Marnix Vangheluwe
COMMISSIONED BY
NIPERA
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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1. EXECUTIVE SUMMARY
The SEM-AVS concept was developed to predict situations in which toxicity should not occur. Metals
in sediment will not be toxic if the molar concentration of AVS is higher than that of SEM
(SEM/AVS ratio smaller than 1) or if the difference between the molar concentrations of SEM and
AVS (SEM-AVS) is used (Hansen, 1996) the molar SEM-AVS difference < 0. It should be
noted from the start that the SEM-AVS model was not designed to predict toxicity thresholds nor
was it developed to predict absence of bioaccumulation.
In the present report, a review of the use of the SEM/AVS concept for nickel is given. Literature
data are available describing the SEM/AVS concept for nickel, including acute and chronic studies in
both freshwater and marine sediments, as well as nickel specific field recolonization studies. An in-
depth evaluation of these literature data was performed in order to determine whether the existing
information validates the applicability of the SEM/AVS concept for nickel.
The recent body of work shows how the binding strength of reactive acid volatile sulfides (AVS)
can control pore water concentrations of divalent metals such as nickel. In these studies, AVS
concentrations consistently limit metal toxicity to invertebrates in anoxic and suboxic sediments where
molar AVS concentrations exceed molar concentrations of extractable metals. Although the SEM –AVS
models has been developed solely on establishing relationships between toxicity and dissolved metals
in pore water the preponderance of studies do also indicate reduced accumulation of metals at
sediment metal/AVS ratios of less than 1 (Ankley et al, 1996b). There are exceptions to this
general observation (Pesch et al, 1995, Lee et al 2000a, 2000b, De Jonge et al 2009,2010 and
2011)which are not surprisingly since steady state tissue concentrations are a function of uptake from
dissolved and dietborne exposures. Indeed the dietary route seems to play an important role in
explaining the observations that metals are taken up from the sediment irrespective of the AVS
concentration. It should, however, kept in mind that bioaccumulation does not represent a toxicological
effect and an unambiguous connection between observed levels of accumulation and effects has not
yet been made. At SEM-AVS concentrations < 0 metals extracted in the gut from the ingested
metal sulfides are detoxified and stored in granules while at an overload of the AVS system metals
can be found in a more toxicologically relevant pool. Overall the recent results seem to support the
tenet that the SEM/AVS approach can be used to separate situations where Ni toxicity can occur,
and that the approach can be used in a risk assessment framework.
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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2. INTRODUCTION
Assessing risks from metals for the sediment compartment are quite often hampered by the fact that
no clear relationship has been established between measured total concentrations of metals in
sediments and their potential to provoke toxic effects on aquatic life. As a result comparing
environmental concentrations expressed on a dry or wet weight basis with an established safety level
has the potential to result in an under or overestimation of the associated risk. It has been
recognized that for a realistic risk assessment for metals currently used procedures, solely based on
total concentrations, have to be improved by taking into account the bioavailable fraction of the
metals present in the sediments.
Attempts to address the inherent fundamental deficiencies of dry- or wet weight assessment
approaches are the use of normalization procedures based on one of the factors of the bulk
sediment matrix controlling the bioavailability of the chemicals of concern. Di Toro et al. (1991)
identified organic carbon as a key element controlling the bioavailability of non-ionic organic chemicals
and used this understanding in order to establish Sediment Quality Criteria for organic substances
using the equilibrium partitioning theory. A similar approach can be applied to metal contaminated
sediments where the sequestration of metals with Acid Volatile Sulfides (AVS) have been
demonstrated as being one of the important factors besides organic carbon controlling metal toxicity.
The underlying principle is that except for pyrite, naturally occurring iron and manganese mono
sulfides have higher solubility products than other metals (e.g. cadmium, copper, nickel, lead, zinc)
and can be displaced by these metals on a mole-to-mole basis, forming insoluble sulfide complexes
with minimized biological availability (Di Toro et al ,1990 & 1992 Ankley et al, 1996).
The applicability/usability of the SEM-AVS concept within a risk assessment context for metals has
been questioned consistently over the past 20 years. Some of the criticisms that have been
conveyed include:
• The dynamic nature of AVS: AVS concentrations have shown temporal and spatial
(horizontal and vertical) variations depending on sediment type and hydrological conditions
Van Den Berg et al, 1998 and Van Den Berg et al, 2001, Howard & Evans, 1993; Van
Den Hoop et al, 1997; Grabowski et al, 2001).
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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• Some sediment organisms create a micro-oxic environment by bioturbation (Peterson et al,
1995). This micro-habitat maximizes the exchange with the overlying water and hence
minimizes the mitigating capacity of a bioavailability factor such as AVS.
• It is not possible to preclude unambiguously other routes of uptake. AVS bound metals
may still be available to organisms that ingest sediment particles as evidenced by the
occurrence of bioaccumulation even when the sulfide pool exceeds the metals pool(Griscom
et al, 2000 & 2002, De Jonge 2009, 2010 and 2011)
The spatial and temporal variability is further discussed in Annex A. The next chapters explain in
more detail the mechanisms and processes underpinning the SEM-AVS concept and presents the
available nickel specific information with regard to the mitigating effect of AVS on nickel toxicity. The
main subject, however, of the current review is to elucidate the mechanisms of uptake and
bioaccumulation of metals and nickel in particular under conditions that SEM-AVS <0 and its
consequences to use the SEM-AVS model in a risk assessment context. SEM-AVS conceptual
framework.
2.1. DEFINITIONS
In anoxic sediments, sulfide produced by sulfate reduction reacts with Fe2+ and Mn2+ to form iron
and manganese sulfide solids, including amorphous iron sulfide, mackinawite, greigite, pyrrthotite,
troilite, pyrite and pink and green manganese sulfides (Wang and Chapman, 1999). Although pyritic
sulfide phases are both abundant and reactive towards trace metals, iron monosulfides, quite often
referred to with the term Acid Volatile Sulfides, are considered to be the more reactive sulfide pool.
According to Huerta-Diaz et al. (1998) AVS equals to the summation of amorphous FeS,
mackinawite (FeS) and greigite (Fe3S4). Acid volatile sulfide is, however, in the first place an
operational defined parameter indicating those sulfides that are readily extracted by the cold extraction
of sediment in approximately 1 M HCl acid..
Another term that is used in conjunction with AVS is SEM. SEM (Simultaneously Extracted Metal)
can be defined as the metal, which is simultaneously extracted under the same conditions under
which the AVS content is determined. If multiple metals are present it is necessary to use the term
total SEM (Σ SEM). The equivalent release of sulfide (AVS) and metal, however, does not
necessarily means that the metal is bound by sulfide alone. SEM refers to the metal associated with
the sulfides and any other metal-bearing phase that is extracted in the cold HCl extraction used for
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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AVS analysis (Allen et al., 1993). For example, metals adsorbed to iron oxides and particulate
organic carbon will also be extracted.
In general the release of nickel from its nickel sulfide complex is very limited. Simpson (2001)
mention recoveries of 1 ± 0.1 % (as percentage of the total concentration measured in sediment
digests n = 35 sediments) for his direct AVS screening method which is similar to the purge-and-
trap AVS procedure (1 M HCl) commonly used. For copper similar low recoveries has been
reported (0.8 ± 0.2%). Buykx et al (1996) expressed recovery rates as percentage of total
nickel concentration after sediment digestion. These results shown that SEMNi represents 4.4-31.1 %
of total nickel (n = 3 sediments). But in this case 6 M HCL has been used. For a risk
assessment purpose it can be assumed that the not soluble Ni in the HCl, extract will not be
toxicologically relevant.
2.2. OVERALL SEM-AVS CONCEPTUAL FRAMEWORK
Di Toro et al. (1990, 1992) have proposed the SEM/AVS model based on the recognition that
AVS is a reactive pool of solid phase sulfide available to bind with metals and hence reduce free
metal ion concentrations. The underlying principle is that except for pyrite, all other iron and
manganese mono sulfides have higher solubility products and can be displaced by other metals (e.g.
cadmium, copper, nickel, lead, zinc) on a mole-to-mole basis, forming insoluble sulfide complexes
with minimal biological availability (Ankley et al., 1996):
2/nMen+ + FeS (s) = Me2/nS(s) + Fe2+
2/nMen+ + MnS (s) = Me2/nS(s) + Mn2+
If all the metal in sediment is in the form of Me2/nS(s) (i.e. AVS in excess), then the free
metal ion activity is controlled by dissolution of Me2/nS(s).
The SEM-AVS concept was developed to predict situations in which toxicity should not occur. Metals
in sediment will not be toxic if the molar concentration of AVS is higher than that of SEM
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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(SEM/AVS ratio smaller than 1) or if the difference between the molar concentrations of SEM and
AVS (SEM-AVS) is used (Hansen, 1996) the molar SEM-AVS difference < 0.
Literature is replete with examples where it has been demonstrated that the SEM-AVS method is
effective in predicting the absence of metal toxicity in sediments. Mainly acute toxicity data were
used to establish the SEM-AVS model framework (Di Toro et al., 1990; Di Toro et al, 1991;
Casas and Crecelius, 1994; Pesch, et al., 1995; Berry et al., 1996, Ankley et al., 1996, Lee et
al, 2005). It should be stressed that the underlying basis for the model is solely based on
relationships between toxicity and predicted pore water concentrations. In the acute studies high metal
spikes were used that could have put more emphasis on the pore water route but also chronic and
fields tests support the use of the SEM-AVS model as a predictive tool for sediments that are
unlikely to be toxic (Vandegehuchte et al, 2007, Besser, 2011, De Witt et al, 1996). Field based
experiments using sediment spiked with individual metals and metal mixtures have also been
conducted and further validate the use of the SEM-AVS concept (Hare et al., 1994; De Witt et
al., 1996; Sibley et al., 1996; Hansen et al., 1996; Liber et al., 1996, Boothman et al., 2001,
Burton et al, 2005). For nickel, specifically, a large body of evidence has recently become available
that the SEM-AVS concept can be applied to nickel contaminated sediments (Besser et al , 2011;
Costelllo et al , 2011 and Nguyen et al, 2011). These studies are discussed in more detail in
chapter 4.
Within all these experimental designs other binding phases were intentionally excluded in the original
model as this would have limited the predictive capacity of the models.
As shown in Figure 1 The SEM/AVS concept does reasonably well in predicting the absence of
toxicity relative to total metal concentrations where no predictive ability is shown for toxicity in
sediments. Figure 1a (at the top) shows no relation at all between the total metal concentration
and the observed toxic effects. Normalizing for the AVS concentrations present results in a collapse
of all concentration response curves into one concentration response curve (Figure 1b) showing
absence of toxicity under SEM-AVS conditions < 0. Testing of 125 different field-sediments showed
the AVS approach accurately (99.2%) predicted the absence of toxicity (Hansen et al, 1996).
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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Figure 1 a and b: a) concentration response curves non normalized to AVS b)Effect of AVS normalization
on the predictive capacity of sediment toxicity
In a few separate cases toxicity was observed in field experiments while according to the SEM-AVS
model toxicity due to porewater metal exposure should not have occurred. For example in Liber et al
(1996) in 2 out of 17 freshwater field sites Zn toxicity was observed when excess AVS was
present. The endpoint was abundance of an oligochaete, but the response was not consistent through
the sampling events and the SEM/AVS ratios were very close to 1. This does not automatically
imply that the SEM/AVS model is flawed. One possibility is that the observed toxicity is not caused
by metals but is due to the presence of other contaminants that have not been measured. Or it
could also be partly due to sampling resolution in which the mean measured SEM-AVS values may
not always reflect what a benthic organisms actually 'see'. The bulk of evidence, however, in the
field sediments is supportive of the SEM/AVS model.
The applicability of the SEM/AVS model has also been evaluated by Shine et al (2003). In this
paper Receiver Operating Characteristics Curves (ROC) curves were used to compare different
approaches/models that estimate the toxicity of metals in sediments. The focus of the evaluation was
DRY WEIGHT NOR MALIZATIO N
AC ID VO LATIL E SULFIDE NOR MALIZATIO N
100
100
80
80
60
60
40
40
20
20
0
0
0.1
0.01
1
0.1
10
1
100
10
1000
100
C d
C d
C u
C u
Z n
Z n
N l
N l
C d + N l
C d + N l
Org
anis
m M
ort
ality
(%
)O
rgan
ism
Mor
talit
y (%
)
Sed ime nt ( mol/g)µ
S ed im ent ( m ol SEM/ mo l AVS )µ µ
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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on the extent to which a method was able to correctly classify a toxic sample as toxic and a non-
toxic sample as non-toxic. ROC curves were constructed by using acute toxicity data from 357
samples chosen from eight sources including freshwater and marine sediments. Species tested were
Hyalella azteca, Chironimus riparius, Neanthes arenaceodentata, Capitella capitata, Lumbriculus
variegates, Helisoma spp., Ampelisca abdita and Chironomus tentans. The results on the SEM/AVS
model evaluation showed that this approach has a very high sensitivity (96 %) i.e the extent to
which a model correctly classifies a toxic sample as toxic and is therefore protective of the
environment. Next to sensitivity both the negative and positive predictive capability was examined.
From this analysis it is clear that the SEM/AVS model provides an adequate negative predictive
power of 97 % but provides low positive predictive power of 55 %. Because the latter is the
likelihood that a sample exceeding the threshold is in fact toxic, it means that in a large number of
cases exceeding the SEM/AVS ratio does not result in any observed toxic effects. This is not
surprising because of the explicit exclusion of other binding phases in the approach, and since both
the SEM/AVS threshold of 1 and SEM-AVS threshold of zero are not intended to predict toxicity but
intended to define the circumstances where toxicity would not be expected.
As the evidence above is indicating the SEM/AVS concept does reasonably well in predicting the
absence of toxicity but is less usefull to predict metal related toxicity. In this regard using the
difference between the molar concentrations of SEM and AVS (SEM-AVS) instead of the SEM/AVS
ratio can already provide important information. The SEM-AVS difference gives insight into the extent
of additional binding capacity, the magnitude by which AVS binding has been exceeded, and when
organism response is considered, the potential magnitude of importance of other metal binding phases
(Hansen et al., 1996). At a molar SEM-AVS difference < 0 no effects are expected to occur.
2.3. DEALING WITH THE MULTIPLE METALS ISSUE
In applying the SEM-AVS model for a specific metal, such as nickel, it has to be taken into
consideration that ΣSEM represents the sum of different metals acting in a competitive manner when
binding to AVS. Acknowledging the existence of competitive displacement kinetics between various
metals and reduced sulfur, the SEM-AVS model can be made nickel specific. The procedure that is
used is to assign the AVS pool to the metals in the sequence of their sulfide solubility products.
Ranked from the lowest to the highest solubility product the following sequence is observed: SEMCu,
SEMPb, SEMCd, SEMZn and SEMNi. Meaning copper has the highest affinity for AVS, followed by
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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lead, cadmium, zinc etc until the AVS is exhausted. The remaining SEM is that amount present in
excess of the AVS. Mercury and silver have lower sulfide solubilities than nickel, but their molar
concentrations are always sufficiently low as to not influence the calculations.
To demonstrate, let � {SEMi} be the excess SEM for each of the ith metals. The least soluble
metal sulfide (of the five metals considered above) is copper sulfide. Thus, if the simultaneously
extracted copper is less than the AVS ({SEMCu} < {AVS}), then essentially all of it must be
present as copper sulfide with no additional SEMCu present, such that the difference between
SEMtotal and SEMCu = � {SEMCu} = 0. The remaining AVS binding pool is � {AVS} = {AVS}
- {SEMCu}. This computation is repeated next for lead and cadmium because these are the next
least soluble sulfides.
In the case of nickel, the excess SEMNi (µmol/gDW) can be calculated as follows:
Excess SEMNi = SEMNi - �AVSNi
�AVSNi = AVStot - (SEMCu + SEMPb+ SEMCd+ SEMZn) (if AVS exhausted = 0)
But even if there is an excess Ni this does not necessarily implies that toxicity will occur. The
SEM-AVS model can only be used to predict the absence of toxicity. The inability of the SEM-AVS
concept to predict toxicity is due, in part, to the neglect of the partitioning term.
SEM = AVS + KpCw
Where Cw represents a critical water toxicity value and Kp a partitioning coefficient.
Ditoro et al. (2005) extended the original concept in a kind of sediment Biotic Ligand Model in
which the BLM component adopts the EqP approach to relate toxicity of sediment-associated metals
to dissolved metal concentrations. The observation that metals such as nickel binds to organic carbon
suggests that organic carbon partitioning can be used as the most important partitioning phase to
predict the onset of toxicity ( (Mahony et al., 1996, Di Toro et al, 2005,US-EPA, 1999, US-
EPA, 2005). In this context it is assumed that toxicity occurs if the excess SEM goes beyond the
binding capacity of the organic carbon present in the sediment. Using this information it was shown
that the organic carbon normalized excess SEM can be used to predict toxicity):
SEMx, oc = ΣSEM − AVS
fOC
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where fOC is the organic carbon fraction in the sediment.
For nickel the SEM,OC concentration is 1,100 µmol/g dry wt. Above this value toxicity is likely to
occur. Below no toxicity is expected.
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3. OVERVIEW STUDIES INVESTIGATING THE EFFECT OF AVS ON NICKEL
TOXICITY
3.1. INTRODUCTION
Nickel was one of the first metals used to develop the SEM-AVS concept and literature is available
that support the use of the SEM/AVS concept for nickel. The tests performed on Ni included acute
and chronic laboratory and field exposures in both marine and freshwater sediments. Details of the
test design and main findings of the most relevant acute, chronic and field studies are described in
Table 1 and discussed hereunder.
Table 1: Overview Ni specific acute, chronic and field studies examining the influence of AVS on nickel
bioavailability
Reference Type of
study
Species Habitat Endpoint AVS model applicable
Ankley et al,
1991
Acute
(10d)
F
H. azteca epibenthic Survival YES
L. variegatus benthic Survival YES
Di Toro et al
1992
Acute
(10d)
M/F
A. abdita epibenthic Survival YES
H. azteca epibenthic Survival YES
Pesch et al,
1995
Acute
(10d)
M
N. arenaceodentata
benthic Survival YES
Doig and
Liber, 2006
Acute
(10d)
F
H. azteca epibenthic Survival YES
Acute
(10d)
F
H. azteca epibenthic Growth YES (in low AVS sediments/
high AVS sediments)
Vandegehuchte
et al, 2007
Chronic
(28d)
F
L. variegatus benthic Biomass YES if only SEM-AVS (0-1 cm)
Is considered.
No if SEM-AVS 0-3 cm is
used
Besser et al,
2011
Chronic (
at least
28d)
H. azteca epibenthic Survival,
growth,
biomass and
YES
WEIGHT OF EVIDENCE ANALYSIS SEM-AVS CONCEPT FOR NICKEL
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F number of
offspring
G. pseudolimnaeus
epibenthic Survival,
growth and
biomass
YES
L. variegatus benthic Survival,
growth and
biomass
YES
T. tubifex benthic Survival,
growth,
biomass and
number of
offspring
Unbounded test results
C. dilutus benthic/epibenthic Survival,
growth,
biomass,
emergence
and egg
production
Unbounded test results
C. riparius benthic/epibenthic Unbounded test results
Hexagenia benthic/epibenthic Survival,
growth and
biomass
Toxic . effects occurs in situation
where SEM-AVS< 0. Could be due
to dietary contribution or formation
of oxic micro-habitats
L. siliquoidea Epibenthic Survival,
growth and
biomass
Not reliable test results
Boothman et
al, 2001
Field
M
Biological
indigenous
species
All habitats Abundance YES
Nguyen et al,
2011
Field
F
Biological
indigenous
species
All habitats Abundance YES
Costello et al,
2011
Field F Biological
indigenous
species
All habitats Abundance YES
3.2. ACUTE STUDIES
There are a number of short-term studies (10 days) available with regard to the applicability of the
SEM/AVS concept for nickel. These are outlined in the next sections.
3.2.1. ANKLEY ET AL., 1991
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Ankley et al investigated the bioaccumulation and acute toxicity of cadmium and nickel in field-
collected contaminated sediments from Foundry Cove, which is at the edge of freshwater and
estuarine conditions in the Hudson river. At the time of sampling the sediments were freshwater.
Short term exposures (10 d) were conducted with the amphipod Hyalella azteca and the polychaete
Lumbriculus variegatus. Molar SEM/AVS rations ranged from less than one to greater then 200.
Samples with SEM/AVS ratios larger then 1 were consistently toxic for the amphipod whereas
sediments with ratios below 1 were not. L. variegatus was far less sensitive.
3.2.2. DI TORO ET AL., 1992
In the experiments of Di Toro et al (1992) short term (10 days) toxicity tests were conducted
with the marine amphipod Ampelisca abdita exposed to nickel spiked sediments. The final experiment
consisted of the exposure of the freshwater amphipod Hyalella azteca to field sediments contaminated
with cadmium and nickel from the Foundry Cove battery manufacturing facility. No mortality was
observed with SEM/AVS ratios below 1 demonstrating the predictive power of the ratio to classify
sediments as not acutely toxic due to cadmium and/or nickel contamination.
3.2.3. PESCH ET AL., 1995
In this study, the influence of AVS and interstitial water (IW) cadmium and nickel on bioavailability
and acute toxicity/bioaccumulation (10d) to the sediment-ingesting marine polychaete, Neanthes
arenaceodentata was investigated. Field sediments (Ninigret pond, 2 µmol AVS/g dry wt. and Long
Island Sound sediment, 18 µmol AVS/g dry wt ) were spiked with Ni or Cd to obtain nominal
SEM/AVS ratios of 0, 0.1, 0.3, 1, 3, 10, 30, 100. For the spiked sediments, measured SEMNi
concentrations in the sediments ranged from < 0.3 to 550 µmol/g dry wt. In addition sediment
toxicity tests were also conducted with 16 contaminated field sediments from Foundry Cove. In these
experiments SEM/AVS ratios ranged between < 0.04 to 125 with SEMNi concentrations (< 0.28-
449 µmol/g dry wt). During the experiments AVS, SEM, IW metal concentrations, mortality,
burrowing and tissue concentrations of the worms were determined. Water-only experiments were also
conducted
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All data were normalized to AVS and IW toxic units (IWTU = IW metal concentration/LC50 value
of water-only exposure). In all experiments, no significant mortality was observed when SEM/AVS
ratios were < 1 and IWTU were < 1. The nickel-spiked experiments, when SEM/AVS ratios or
IWTUs were > 1, sediments were either lethal to the worms or the worms did not burrow. The
absence of toxicity to the polychaetes was correctly predicted with the SEM/AVS concept (no toxicity
when SEM/AVS < 1).
3.2.4. DOIG AND LIBER, 2006
In this study 10-d nickel spiked sediment tests using the amphipod H. azteca were conducted using
four freshwater sediments varying substantially in AVS and OC content. AVS ranged from 0.73 to 44
µmol/g dry wt. Generally, lethal and non-lethal toxicity test endpoints were reasonable predictable in
low AVS sediments. Predictions on the combined protective effect of AVS and OC were
overestimated in sediments containing mid to high AVS concentrations (27.9-44 µmol.g dry wt.). It
was hypothesized by the authors that a lack of equilibrium between the spiked nickel and the
associated NiS could have likely resulted in the presence of soluble Ni species such as nickel
bisulphide complexes potentially contributing to the observed toxic effects.
3.3. CHRONIC STUDIES
3.3.1. VANDEGEHUCHTE ET AL., 2007
In the study of Vandegehuchte et al (2007) it was examined for the first time if the SEM-AVS
concept that was successfully applied to acute studies could be extended to predict the absence of
chronic Ni toxicity to the oligochaete deposit-feeding worm Lumbriculus variegatus and (2) if the
organic carbon normalized excess SEM; i.e. [SEM-AVS]/fOC predicts the magnitude of Ni toxicity to
L. variegatus. A 28-day toxicity experiment was performed in which biomass production of L.
variegatus was determined in two natural sediments with different [AVS] and fOC, spiked at different
Ni concentrations. The absence of toxicity was predicted correctly by the [SEM-AVS] < 0 criterion
when only the 0-1 cm surface layer of the sediment was considered, but not when the whole bulk
sediment was taken into account (0-3 cm). In both sediments, the same [SEM-AVS]/fOC at the
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surface corresponds with a similar decrease in L. variegatus biomass. Thus, [SEM-AVS]/fOC in the
surface layer accurately predicted the magnitude of toxicity. This measure was therefore deemed a
good estimator of toxicologically available Ni. On the other hand, the free Ni2+ ion activity in the
overlying water appeared to be an equally good predictor of the magnitude of toxicity. Consequently,
it was not possible to determine the relative importance of the overlying water and pore water
exposure route with the semi-static laboratory experiments leading to an unintended artifact, i.e.
release of nickel from the spiked sediment to the overlying water compartment blurring the final
conclusions. The findings of the Vandegehuchte et al (2007) triggered additional research (Besser
et al., 2011) with adapted spiking procedures avoiding a release of nickel to the overlying water.
3.3.2. BESSER ET AL, 2011.
Besser et al (2011) evaluated the relative sensitivity of invertebrate taxa to toxic effects of two
nickel-spiked sediments: sediment from the Spring River, Missouri, which had low concentrations of
the important metal-binding components, total organic carbon (TOC) and AVS; and sediment from
West Bearskin Lake, Minnesota, which had high TOC and high AVS. Eight taxa were tested in
flow-through sediment exposure systems with automated replacement of overlying water: two
amphipods, Hyalella azteca and Gammarus pseudolimnaeus; two midges, Chironomus dilutus and
Chironomus riparius; two oligochaetes, Lumbriculus variegatus and Tubifex tubifex; a mayfly,
Hexagenia sp.; and a freshwater mussel, Lampsilis siliquoidea. These tests lasted at least 28 days
and included multiple chronic toxicity endpoints (survival, growth, and biomass for all eight taxa;
adult emergence and egg production for Chironomus spp.; and number of offspring for Hyalella
azteca and Tubifex tubifex) to determine the most sensitive responses of each species. The three
most sensitive taxa (plus Tubifex) were tested with six additional sediments that represented a
gradient of physicochemical characteristics, including AVS, TOC, and particle size distribution. Toxicity
of nickel-spiked sediments to the amphipods, Hyalella and Gammarus, was consistent with the
hypothesis that AVS is a primary control on pore-water nickel concentrations and on toxicity of nickel
in sediments. For these taxa, nickel-spiked sediments were not toxic if nickel concentrations were
less than AVS concentrations on a molar basis. In contrast, toxic effects on the burrowing mayfly
Hexagenia occurred in several sediments with nickel concentrations less than the theoretical AVS
binding capacity. These divergent results could indicate that AVS does not strongly control nickel
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bioavailability to Hexagenia, perhaps as suggested by the authors because ingestion of sediment
particles was an important route of nickel exposure for this species. Alternatively, it was possible that
the sampling methods used in this study did not adequately measure localized concentrations of
AVS or pore-water nickel (or both) in the burrows inhabited by Hexagenia. The observations
resulted in the development of bioavailability models based on AVS for the amphipods H. azteca and
G. pseudolimnaeus and the mayfly Hexagenia.
3.4. FIELD STUDIES
For most metals the applicability of the SEM-AVS model has been proven primarily in laboratory
settings. For nickel three studies investigated the utility of the SEM-AVS model under field
conditions. (Boothman et al, 2001, Nguyen et al, 2011 and Costello et al, 2011). These studies
cover mainly streams and a range of different sediment types, with varying AVS concentrations, were
conducted during different seasons, and were carried out in different geographical locations (Europe
and North America) and in different types of systems (lotic and lentic), with varying water quality
and abiotic parameters. In abovementioned colonisation studies, the abundances of major taxa
(including classes and families) which colonised the initially defaunted sediments, were studied. The
field work also included determinations of abundances down to genera and species. All colonisation
studies included a variety of organisms differing in morphology and (feeding and burrowing)
behaviour and thus expected to differ in exposure and sensitivity.
3.4.1. BOOTHMAN ET AL., 2001
A 4 month large scale field recolonisation study was conducted by Boothman et al. (2001) in
Narragansett Bay, a temperate marine system. Sediments (77 % silt/23 % sand, 1.2 % organic
carbon and initial AVS concentration of 9 µmol/g dry wt.) were spiked with equimolar quantities of
cadmium, copper, lead, nickel and zinc. Nominal total metal/AVS ratios were 0.1, 0.8 and 3.0.
On day 119 of the experiment, sediment cores from the different treatments were collected and
sectioned to allow profiles of metals and AVS to be determined with finer resolution. Overall,
concentrations of metals in the IW were undetectable when SEM/AVS < 1 and were enhanced when
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SEM/AVS > 1, with the least soluble sulfides always below detection limits. Based on SEM/AVS
data, it was predicted that metals could be present in interstitial waters of the 0.8x and 3.0x
treatments. Metals were measured in the interstitial water of the 3.0x treatment and decreased with
time. However, after 119 days exposure faunal assemblages were similar to those in the control.
Lack of biological response was related to vertical distributions of AVS and SEM, with AVS
exceeding SEM even in the highest concentration in the surficial sediment sections. Because benthic
species initially colonize sediments at the seawater interface, conditions at the interface would control
colonization and effects on benthic organisms more than the deeper sediment conditions. Since metals
are released from the uppermost sediment layer and readily washed away, this may have explained
the lack of biological effects.
The results from Boothman et al (2001) suggest that when metals-spiked sediments are placed in
natural dynamic environments, field conditions do not allow high concentrations of excess metals to
exist in the surficial sediments for long periods, most likely due to physical resuspension releasing
metals from pore water into overlying waters This emphasizes again the merit of using fine-scale
vertical gradients and seasonal variations when using AVS and SEM measurements to assess the
bioavailability of metals under natural conditions.
3.4.2. NGUYEN ET AL, 2011
Nguyen et al (2011) performed field experiments in four freshwater systems to assess the effects
of nickel on the benthic macro-invertebrate communities. Sediments were collected from four
uncontaminated study sites (in Belgium, Germany, and Italy), spiked with nickel, and returned to
the respective field sites. The colonization process of the benthic communities was monitored during
a nine-month period. Nickel effect on the benthos was also assessed in the context of equilibrium
partitioning model based on acid volatile sulfides (AVS) and simultaneously extracted metals
(SEM). Benthic communities were not affected at (SEM - AVS) < 0.4 mmol/g, (SEM -
�AVS)/fraction of organic carbon (ƒOC) < 21 mmol/g organic carbon (OC). Sediments with
(SEM -� AVS) > 2 mmol/g, (SEM - AVS)/ƒOC > 700 mmol/g OC resulted in significant
adverse effects on the benthic macro-invertebrate community.
3.4.3. COSTELLO ET AL, 2011
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Five lotic sediments with a range of sulfide and organic carbon contents were spiked with four
concentrations of nickel, deployed in streams for eight weeks, and examined for colonizing macro-
invertebrates. An important difference with previous field studies is that a new spiking technique has
been used in which all sediments were amended with NiCl2 by a “superspike” method, equilibrated
for four weeks and then diluted with untreated sediment to achieve the desired concentrations
avoiding rapid loss of nickel to the overlying water. Previous field studies included a fraction of Ni
that was loosely bound and rapidly lost when placed in the field. This loosely bound fraction needs
to be accounted for in the interpretation of the results of these earlier studies.
After four weeks, colonizing macro-invertebrates showed a strong negative response to the Ni-treated
sediments and SEM-AVS models of bioavailability differentiated between toxic and nontoxic conditions.
By Week eight, relationships deteriorated between colonizing macro-invertebrates and SEM-AVS model
predictions. Total nickel in the sediment did not change through time; however, nickel partitioning
shifted from being dominated by organic carbon at deployment to associations with iron and
manganese. Combined geochemical and toxicity results suggest that iron and manganese oxides in
surface sediments resulted in nickel being less available to biota. This implies that current SEM-AVS
models may overestimate bioavailable nickel in sediments with oxic surface layers and sufficient iron
and manganese.
3.5. CONCLUSION ENDPOINT TOXICITY
The review of the existing nickel specific literature shows that the SEM/AVS concept has proven to
be adequate in predicting the absence of toxicity (for which it was originally developed) of nickel in
both short-term and long-term experiments, with spiked sediments as well as field sediments.
Indeed almost all of the sediments tested did not show adverse effects on benthic biota as long as
SEM/AVS levels were below one. Situations where toxicity was observed while according to the
SEM-AVS model no metals should be bioavailable (SEM/AVS <1) does not automatically imply that
the SEM/AVS model is flawed. In those cases it was demonstrated that this observation could be
linked to the lack of sampling resolution when using only the mean measured SEM-AVS values
since these values do not always reflect what a benthic organisms actually 'see’ in the surficial
sediment layers. In any case if toxicity did occur in field sediments care should also be taken in the
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interpretation if this toxicity could really be contributed to metals or that the toxic effects are due to
the presence of other contaminants that have not been measured.
In case the SEM/AVS ratio is above one, it is possible that metals (and in this case nickel) can
be present in sediment pore water. The extent to which metals in pore water will be toxic is
dependent upon 1) the metal concentration and 2) the presence of other ligands in the pore water
that may mitigate nickel toxicity. This does not necessarily imply that nickel toxicity should be
observed. The latter is dependent on the magnitude of exceedance meaning that toxicity will only
occur when critical effect levels (LOEC values, LC50 values) are reached.
Factors controlling metal toxicity at SEM-AVS levels > 1, are less well defined. In oxygenated
sediments these factors include sorption to iron and/or manganese oxides, clay minerals and
sediment organic matter (ITRC, 2011).
However, even under reduced conditions metal sulfide phases have been demonstrated to be
bioavailable to infaunal organisms. The sometimes-poor correlation observed between benthic
invertebrate tissue data and SEM-AVS predictions of metal bioavailability likely results from direct
metal assimilation through ingestion (Lee et al, 2000). The main subject of the next chapter is to
elucidate the mechanisms of uptake and bioaccumulation of metals and nickel in particular under
conditions that SEM-AVS <0 and its consequences to use the SEM-AVS model in a risk
assessment context.
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4. OVERVIEW STUDIES INVESTIGATING THE EFFECT OF AVS ON NICKEL
BIOACCUMULATION
4.1. INTRODUCTION
The SEM-AVS model has been validated for both acute and chronic toxicity and the SEM-AVS
model predicts that no toxicity should occur when excess AVS is present.. Studies examining the
bioaccumulation of metals in anaerobic sediments showed in general that in most of the cases metal
accumulation is reduced when SEM-AVS < 1 (Ankley et al, 1996b). However, in some case
bioaccumulation was best correlated with total metal content in the sediment irrespective of the AVS
content (Lee at al, 2000, De Jonge et al, 2009, De Jonge et al, 2010).
The most relevant studies describing this specific phenomenon for nickel are discussed here below.
4.2. BIOACCUMULATION STUDIES
4.2.1. ANKLEY ET AL., 1991
Ankley et al investigated the bioaccumulation of cadmium and nickel in contaminated estuarine
sediments. The amphipod Hyalella azteca and the polychaete Lumbriculus variegatus were exposed to
cadmium and nickel spiked sediments in short term exposures (10d). Bioaccumulation in the
polychaetes was significantly elevated when SEM/AVS were > 1 but small metal concentrations were
also observed also at SEM/AVS ratios < 1.
4.2.2. PESH ET AL, 1995
A description of the test design can be found in section 4.2.3. Next to the toxicity endpoints Pesch
et al (1995) described the bioaccumulation of nickel in the marine worm Neanthes arenaceodentata.
In all three experiments, accumulation of metals by worms in sediments with SEM/AVS ratios greater
than 1.0 was generally higher than those with sediments with ratios less than 1.0 but metals were
accumulated by worms in cadmium and nickel-spiked sediments with SEM/AVS ratios < 1. This
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phenomenon was only observed in the laboratory spiked sediments and did not occur in the field
sediments. The presence of nickel in worms from sediments with SEM/AVS < 1, was suggested to
be resulting from release of nickel from oxidized metal sulfide (as a result of burrowing), uptake of
metal from ingested sediment, or adsorption to body surfaces.
4.2.3. DE JONGE ET AL, 2009
De Jonge et al (2009) evaluated the influence of AVS on the accumulation of
sediment-bound metals in two widespread benthic invertebrates (Chironomus and Tubifex
species) collected from the field. In total 17 historicall polluted Flemish lowland rivers
were selected on containing high metal concentrations in the sediment but low
concentrations in the overlying water, to minimize possible accumulation of the
invertebrates from the surface water. Metal accumulation in tubificids generally followed the
same accumulation pattern as in the chironomids. At several sampling sites a high
amount of metals (in particlaur Pb) was accumulated even when SEM-AVS < 0. In
general metal accumulation was most strongly correlated with total metal concentrations in
the sediment and sediment metal concentrations normalized for LOI and clay content.
4.2.4. DE JONGE ET AL, 2010.
In a follow up study De Jong et al (2010) examined if the relationship between
steady state tissue concentrations and relevant sediment phases under SEM-AVS <
1conditions still hold when comparing invertebrates with different feeding behaviour and
ecological preferences. Natural sediments together with benthic and epibenthic invertebrates
were sampled at 28 Flemish lowland rivers. The study confirmed that tissue
concentrations in truly benthic taxa was primarily influenced by total metal concentrations
in the sediment normalized for LOI and dissolved metal concentration in the surface
water. In addition for most metals a good correlations was found between SEMMe and
observed steady state tissue concentrations. For some metals (Zn, Cr, Cu and Cd)
SEMMe –AVS was also positively correlated with the tissue concentrations found in some
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benthic species (Asellus. aquaticus, Erpobdella octoculata). However, concerning Co, Ni,
As and Pb no significant correlation between tissue concentrations and SEM-AVS were
found. The benthic taxa accumulated high amounts of Cr, Co, Ni, Zn, As and Cd even
when AVS largely exceeded SEM. The epibenthic taxa did not accumulate Cu, Cr, Cd,
Zn and Pb when SEM-AVS <0. However, regarding Co, Ni, As and Ag some
accumulation was noticed at negative SEM-AVS values. However, all invertebrates
including the epibenthic species accumulated Ni even if SEM-AVS < 0.
4.2.5. DE JONGE ET AL, 2011
De Jonge et al (2011) tried to link in more detail metal binding sediment characteristics like AVS,
metal bioaccumulation with the internal metal distribution in the benthic oligochaete Tubifex tubifex in
order to clarify if accumulated sulfide bound metals can be actually harmful to the affected organism.
For that purpose 15 streams were sampled and both the total as the subcellular compartmentalization
of metals within the field collected tubificids were determined.
High metal concentrations were measured in the whole tissue of the collected tubificids compared to
the levels normally found in clean conditions. The results showed that Cd, Pb, Ni and Cr were
mainly stored as biological detoxified metals (BDM) such as metal rich granules and heat stable
proteins, while Cu, Zn, As and Ag were mostly available in the metal sensitive faction (MSF) such
as organelles (nuclear, mitochondrial and microsomal fractions) and heat denaturated proteins. .
When SEM exceeded AVS, detoxification mechanisms became saturated and accumulation in the MSF
started to occur, resulting in an enhanced MTLP (metallothionein like proteins) production.
4.3. DISCUSSION AND CONCLUSION
It should be noted that for sediment risk assessment purposes, measuring relationships between tissue
concentrations and SEM/AVS doesn’t really mean that much.. The mechanisms of Ni toxicity for
invertebrates is mainly an ionoregulatory mechanism. (Pane et al, 2003, Keithly et al, 2004).
Toxicity does not depend on total accumulated metal concentration but is related to a threshold
concentration of internal metabolically available metal (Rainbow, 2007). Toxicity ensues when the
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rate of metal uptake from all sources exceeds the combined rates of detoxification and excretion of
the metal concerned. Many of the studies mentioned above explored the relationships between tissue
metal concentration and sediment concentration. Only one examined detoxification mechanisms in more
detail.
The observation that in some studies bioaccumulation in benthic invertebrates, can occur even when
SEM-AVS < 0 can be partly ascribed to the fact that in some studies regarding bioaccumulation,
the organisms were not purged before metal analysis (Ankley et al, 1996). The presence of
sediment bound metals not absorbed in the gut could lead to an overestimation of the actual metal
accumulation. This is for example the case in the Pesch et al (1995) study where the polychaete,
Neanthes arenaceodentata accumulated nickel at SEM/AVS ratios < 1. This phenomenon was only
observed in the laboratory spiked sediments and did strangely enough not occur in the contaminated
field sediments. The nickel and cadmium concentration used in the Pesch et al (1995) study was,
at the higher end, (200 and 700 mg/g dry wt., respectively at SEM-AVS < 1) making it possible
that even minimal contributions from residual gut contents and/or surface absorption could contribute
significantly to the total body burden of nickel or cadmium measured in the polychaete (Ankley et
al., 1996).
However, even if data biased by this confounding factor are omitted from the database there is a
enough evidence (mainly for marine invertebrates) indicating that feeding behavior and dietary uptake
next to porewater may play an important role in metal bioaccumulation (Wang et al, 1999, Lee et
al, 2000, Lee et al, 2001).
Results of Doig and Liber (2006) indicated that, even when SEMNi –AVS < 0 bioavailable Ni
concentrations can still occur in the sediment’s pore water due to the lack of equilibrium between
precipitated sulphides and dissolved metal species. As a result reduced growth for the amphipod H.
azteca was observed in their experiment even in the presence of excess AVS. However, enhanced
bioaccumulation can be best explained by the fact that benthic invertebrates ingest sediment particles
as their main food source, regardless of AVS (Lee et al 2000, 2001). Bioavailability of
sedimentary contaminants will depend upon solubilisation under digestive biochemical conditions. As
conditions within animal guts can differ substantially from sedimentary environments, metals availability
can be modified drastically. For example digestive processes and gut conditions such as Eh, pH and
enzyme or surfactant activity can affect the release of ingested metals in the gut and control uptake
(Griscom et al, 2002, Mayer et al, 1996/1997, Chen and Mayer, 1999).
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The more sediment ingestion becomes the dominant metal exposure route, the more metal
accumulation in the organism seemed not to be controlled by AVS concentrations in the sediment as
demonstrated by De Jonge (2010) who observed that in general AVS concentrations were generally
better correlated with metal accumulation in the epibenthic invertebrates indicating that the relation
between AVS and metal accumulation in aquatic invertebrates is highly dependent on feeding
behaviour and ecology.
The observation that metals can be taken up under SEM-AVS conditions < 0 is not in contradiction
with the overall SEM-AVS model or with our general understanding of metal bioaccumulation. Figure
2 gives a general overview of the processes involved.
Figure 2: Conceptual diagram for evaluating bioavailability processes and bioaccessibility for metals in
soil, sediment or aquatic systems (adapted scheme from US-EPA, 2007)
The public notion that metal bioavailability in sediments is controlled only by geochemical equilibration
of metals between pore water and reactive sulfides” is incorrect. The absence of metals in pore
water does not mean that organisms should not be able to accumulate metals from other sediment
phases or other exposure routes (e.g. dietary route). It merely indicated that the toxicologically
relevant species, Me2+, should not be available in sediment pore water. These are two very
different things and for risk assessment purposes should be clearly separated. The relevance of
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26
dietborne nickel toxicity has recently been published (Evens at al, 2012) and specific research
programs has been established to explore this subject in more detail (Nguyen et al, 2012, Burton
et al, 2012).
The main question to be solved from a risk assessment point of view is to which extent
accumulated sulphide-bound metals can be actually harmful to the affected organism. This because
the amount of accumulated metal concentration is not necessarily related to the development of toxic
effects. Rainbow (2002 and 2007) already suggested that the onset of toxic effects depends only
on the concentration of accumulated metals that are present in a metabolically available form.
A better understanding of the internal compartmentalization of metals in organisms is key to
understand its consequences for toxicity. In their review Vijver et al (2004) clearly demonstrated
that aquatic organisms are able to control metal concentrations in certain tissues of their body to
minimize damage of reactive forms of essential and non-essential metals. The metabolic pathways
and internal compartmentalization of metals is metal specific and can be ascribed to their specific ion
radius and electronegativity. Metals such as nickel and zinc have no binding preference and will form
ligands with many functional groups. Dumas and Hare (2008) showed for two common types of
benthic invertebrates (Chironomus riparius and Tubifex tubifex) that at least half of the accumulated
nickel was present in fractions that are purportedly detoxified (granules and metal binding proteins).
No information was available on the AVS content of the test sediments.
The biological significance of the accumulated metal concentrations under SEM-AVS conditions < 0
will depend on the way organisms cope with the increased metal exposure. As demonstrated with the
results of De Jonge et al (2011) for nickel there was a remarkable difference in the subcellular
distribution of accumulated Cd, Ni and Co between anoxic and oxic sediments. Nickel distribution
changed from a major storage as BDM under anoxic conditions (SEMNi-AVS< 0) to an equal
distribution over BDM and MSF when SEM exceeded AVS. These results indicate that metal uptake
through the ingestion of sulphide-bound particles is mainly sequestered as BDM and hence detoxified
and little available to the metabolism of T. tubifex under anoxic conditions. Biomagnification of nickel
has not been further investigated in the current report. A detailed discussion on the relevance of
biomagnification for nickel can be found in section 3.2.4.2 of the nickel EU RAR report (EU,
2008). The evidence presented in that section suggests that Ni does not biomagnify, but rather that
it tends to exhibit biodilution, particularly when upper levels of the food chain are considered.
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5. OVERALL CONCLUSION
The recent body of work shows how the binding strength of reactive acid volatile sulfides (AVS)
controls pore water concentrations of divalent metals such as nickel. In these studies, AVS
concentrations consistently limit metal toxicity to invertebrates in sediments where molar AVS
concentrations exceed molar concentrations of extractable metals.
Effects of AVS on metal bioaccumulation are somewhat more ambiguous. Although, the preponderance
of studies indicate indeed reduced accumulation of metals at sediment metal/AVS ratios of less than
1 (Ankley et al, 1996b), there were exceptions to this general observation (Pesch et al, 1995,
Lee et al 2000a, 2000b, De Jonge et al 2009, 2010 and 2011) questioning the notion that metal
bioavailability in sediments is controlled only by geochemical equilibration of metals between pore
water and reactive sulfides.
The dietary route seems to play an important role in explaining the observations that metals are
taken up from the sediment irrespective of the AVS concentration. It should, however, kept in mind
that bioaccumulation does not represent a toxicological effect and an unambiguous connection between
observed levels of accumulation and effects has not yet been made. At SEM-AVS concentrations <
0 metals extracted in the gut from the ingested metal sulfides are detoxified and stored in granules
while at an overload of the AVS system metals can be found in a more easily accessible pool.
Overall the recent results support the tenet that AVS controls metal bioavailability in particular with
relation to chronic effects and can therefore be used in a risk assessment framework.
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ANNEX A: IMPORTANCE OF SPATIAL AND TEMPORAL VARIABILITY IN AVS
CONCENTRATIONS
Several studies reported on the dynamic behavior of AVS in natural systems. Besides the inherent
spatial variations observed between different sampling locations AVS concentrations differ with depth.
Most often the AVS concentration increases with increasing sediment depth (even over small sample
distances 0-10 cm,) and is linked to the redox gradient present in the sediment (Van Den Berg et
al, 1998 and Van Den Berg et al, 2001). In addition there seems to be a strong seasonal
component where AVS concentrations tend to be the higher at the end of the summer and during
fall and lower in winter and spring (Howard & Evans, 1993; Van Den Hoop et al, 1997;
Grabowski et al, 2001). Most often the above mentioned phenomena are strongly influenced by
dynamic behavior of the overlying water stream (Poot et al, 2007).
Temporal variability
Temporal variability has been addressed by several authors (Van den Berg et al. 1998; Van
Griethuysen et al., 2005, 2006). The results indicate that seasonal variability is closely linked to
microbial activity. Microbial activity depends on water temperature and higher temperatures in spring
and summer will result in increased microbial activity yielding a higher sulfate reduction rate. The net
result is hat AVS concentrations tend to be generally higher at the end of the summer and during
fall and lower in winter and spring when microbial activity is low. Care should be taken in
extrapolating the results of floodplain soils (e.g. Van Griethuysen et al, 2005/ Poot et al, 2007).
In fact some of the floodplain soils showed an opposite AVS seasonality because of preferential
inundation and concomitant AVS formation in winter as was observed by Poot et al, 2007.
The sampling strategy used for most of the AVS databases reported in this report took this
seasonality factor as much into account as possible. Samples were taken by preference in spring
time when AVS levels are expected to be the lowest.
Spatial variability
The importance of spatial heterogeneity of AVS and associated metal concentrations has been
recognized in risk assessment of trace metal polluted sediments. Two criteria are very important for
the spatial variability:
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a) vertical variability (depth)
b) two dimensional horizontal variability (surface)
Vertical spatial variability
The observed vertical gradient in sediment AVS is mainly caused by the oxidation of AVS near the
sediment/overlying water interface. Another contributing factor is sediment bioturbation (De Witt,
1996, Peterson et al, 1996). Typically lower AVS concentrations are measured in the 0-5 cm
gradient due to the presence of an aerobic layer that is rather thin, typically on the order of only a
few millimeters to a few centimeters in thickness (Carlton and Klug 1990; Hesslein 1976; Statzner
et al. 1988 in DiToro et al. 1991). Any surficial layer metal sulfide that becomes dissolved in the
pore water, as a result of metal sulfide oxidation, will not simply build up in the pore water and
remain there. Rather it will be subject to diffusion from the pore water into the overlying water as it
is produced. Given that the aerobic layer is quit thin, this diffuse flux will tend to temper any
increase in pore water metal levels that occur as a result of the oxidation process.
It should be noted that AVS concentration in the top layer should not be set to zero by default
because of the assumption that they are aerobic. Studies showing depth profiles indeed still indicate
measurable amounts of AVS in the 0-5 cm layer. Example: between 1-2 cm AVS concentration
ranged from 0.7-6.1 µmol/g dw in a floodplain lake (Van Griethuysen et al, 2005). Similar results
were obtained for Swedish sediments (AVS concentrations between 0-2 cm ranged between 0.011
and 2.86 µmol/g dw (Wiklund and Sundelin, 2002). Hansen et al 1996 reported < 1 µmol/g for
sediment depths 0-1 cm, 1 to 8 µmol/g wt for 1-3 cm sediment depth. Finally Buykx et al,
1999 reported AVS concentrations between 0.8-4.2 µmol/g dry wt for a sediment depth of 0.5 cm.
Comparison of the 10th percentile of the Flanders database (0.77 µmol/g dry wt.; typical sampling
depth (0-20cm) with the above reported typical AVS concentrations in the 0-5 cm surface layers
clearly indicate that the 10th percentile of the bulk AVS concentration (i.e. 0.77 µmol/g dry wt) is
within the reported ranges for surface sediment layers and can be considered as such as a suitable
estimate of AVS concentrations in sediment surface layers.
In the most recent monitoring campaign (UK, Finland and Spain) sampling depth was restricted to
0-5 cm.
Horizontal spatial variability
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Only a limited amount of papers actually investigated the spatial variability of AVS concentrations in
sediments. Most often the spatial variability described are for floodplains that are only occasionally
inundated during winter time and are exposed to more extreme conditions. Therefore it is difficult to
extrapolate these observations to river sediments which are constantly underwater.
Van Griethuysen et al. (2003) investigated the spatial variability 0-5 cm of the sediments at 43
locations in a floodplain lake in the Netherlands. SEM concentrations were more or less constant
(average 5.3 µmol/g ± 0.4) while AVS concentrations were highly variable (average 15.3 µmol/g
± 9 µmol/g) showing a strong spatial dependence due to differences in lake depth, total sulfur
pools and redox potential.
Van Griethuysen et al. (2004) also investigated AVS and ΣSEM concentrations for 10 floodplain
Dutch lakes in the month of September (good separation between nearby rivers and lake
sediments). Four locations per lake were sampled to account for spatial variability in lake depth,
grain size distribution, organic matter content and redox conditions. Since the inundations are often
occurring in the Netherlands, striking differences are observed in total trace metal distribution in
relation to OC and clay even between the same floodplain sediments. Moreover other criteria like
distance from nearby rivers, number of inundations per year, surface of lake, depth and water
transparency were taken into account in the interpretation of the results. The AVS values were in the
range 0.9-48.8 µmol/g, while the SEM between 0.2-14.0 µmol/g. Trace element content in
floodplains is positively correlated with the inundation frequency.
Poot et al. (2007) investigated the spatial variability of AVS within the framework of the EU
program Aquaterra. They collected sediments from six sampling sites in the river Dommel or its
tributaries and four floodplain soils adjacent to the river. At each site three sediment/soil cores within
1m2 (0-5 cm) were taken. Precision of the chemical analysis was evaluated by taking triplicate
measurements of SEM and AVS concentrations. Averaged relative standard deviation (RSD) of the
triplicate measurements on a homogenized sediment/soil sample (i.e. upper 5 cm of one core) was
9 % for AVS and 19 % for SEMCu. On request the author shared the raw data on the 3 individual
sediment cores taken within 1 m2 at one point in time. This allows us to actually evaluate the
spatial horizontal variability within a small surface area (1m2). The AVS and ΣSEM measurements
performed on each site showed that the standard deviations can be fairly large for both parameters
(Table A2).
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Table A1: Relative standard deviation (RSD) with min-max indication between brackets (calculations
based on raw data provided by Poot et al, 2007)
Sediment type RSD AVS
(%)
RSD SEM (%) RSD OM (%)
River sediment 70.3
(3.3-173)
31.3
(1.6-115.6)
40.6
(2.9-126,6)
Flood plain
soil/sediment
44.3
(4.7-
97.9)
29.1
(5-81.8)
19
(2.5-46.4)
Relative Standard Deviation (RSD or coefficient of variation)) was for AVS on average 70.3 %
(3.3-173 %) for rivers and 44.3 % (4.7-97.9 %) for flood plains. For SEM RSD values of 31.1
% (1.6-115.6 %) were reported for rivers and 29.1 % (5-81.8 %) for SEM concentrations in
floodplains. Since the triplicate samples show a low RSD (<10% for AVS and 20% for ΣSEM),
the observed standard deviation is primarily caused by small scale spatial variation. The observed
spatial variability is of the same order of magnitude to the variability what can be observed for other
parameters frequently measured in sediments. For example, the RSD of the organic matter
measurements for river sediments have and average value of 40.6 % (2.9-126.6 %). Flood plain
soils/sediments showed lower RSD values with an average of 19 % (2.5-46.4). Birch et al
(2001) reported also RSD values in the same order of magnitude for metal concentrations in
aquatic sediments of dynamic environments.
Summary and conclusion
Both temporal and spatial variations are important to be considered when collecting SEM-AVS data.
AVS concentrations have the tendency to be lower in spring and winter then in summer. Furthermore
lower AVS levels are measured in the 0-5 cm sediment layer than in deeper layers.
The AVS database for Flanders contains a large number of sampling points (200), representative
for the Flemish river sediments. Therefore, the largescale geographical variability is well covered in
the sampling design. Furthermore samples were taken in spring season when it can be expected that
AVS concentrations are the lowest.
Both the one-sided Standard Two-sample t-Test, Welch modified Two-sample t-Test, Wilcoxon
rank-sum test and Two-sample Kolmogorov Smirnov Test were unable to detect statistical significant
difference between the 50th percentile values of the AVS databases for Finland, UK, Spain, Serbia
and the Netherlands when compared with the Flemish (Belgium) database. The data from Poot et
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al, (2007) showed that the variability observed in AVS and SEM measurements is mainly related to
small-scale spatial variation and less with analytical errors. This small scale variability makes it
difficult to assess spatial variation between sites or temporal variation within a site.
Available AVS databases
In order to apply the SEM-AVS correction a good picture of the presence and geographical
distribution of AVS concentration in European sediments is needed. Knowledge on the occurrence of
AVS concentrations is, however, limited. An overview of the different databases per country is given
in Figure 1 as Box-Whisker plots with AVS data reported for other countries. A box and whisker
diagram, or boxplot, provides a graphical summary of a set of data based on the quartiles of that
data set:
The ‘box’, or rectangle, in Figure A1 contains 50% of the data, and the extremes of that box are
the 25th percentile and 75th percentile. Each ‘whisker’ represents the remaining 25% of the data
and the extremities of these whiskers are the minimum and maximum values of the data.
Figure A1: Overview Box-Whisker plots AVS data (µmol/g dry wt) for Belgium (Flanders, n =202 stations),
the Netherlands (n = 29 stations), Hungary (n = 9 stations), UK (n= 16 stations), Finland (= 25 stations),
0
0,01 0,1 1 10 100 1000
Concentration (µmol AVS/g dry wt)
Italy
Sweden
Serbia
UK
Spain
Hungary
Finland
Netherlands
Belgium
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40
Spain (n = 20 stations), Serbia (n = 12 stations). For Italy (n = 4 stations) and Sweden (n = 4 stations)
only the individual sampling points are given.
The largest database available is for the Flemish region in Belgium. This database representative for
EU low midland rivers contains 200 sediments sampled over a depth of 0-10 cm. The 50th
percentile of the AVS distribution yields an AVS value of 8.7 µmol/g dry wt (Vangheluwe et al.
20051). The lowest AVS concentration in the Flanders dataset is 0.045 µmol/g dry wt. The 10th
percentile is 0.77 µmol/g dry wt. The latter value was suggested in the different ongoing metal risk
assessments to be used as a generic default correction value for low midland rivers (the
Netherlands, Germany and possibly Northern France) when site specific measurements are lacking.
The Netherlands (Van den Hoop et al, 1997, Van Den Berg et al, 1999, 2001)) has a database
of 29 sediments with a 50th percentile of 5.85 µmol/g dry wt and a 10th percentile of 1.2 µmol/g
dry wt. Limited data sets for Germany and Hungary are available. For Germany only data from one
site at the river Rhine (up and downstream local site) and the river Lippe (up and downstream
local site) and the artificial Schmallenberg pond (10 samples) are available but not considered as
relevant for a regional risk characterisation. AVS levels range from 0.1-16.2 µmol/g dry wt. with a
50th percentile of 5 µmol/g dry wt and a 10th percentile of 0.3 µmol/g dry wt. For Hungary
AVS data (n=9) are available for the river Tisza and Szamos. Most values were equal are above
the 0.77 µmol/g dry wt. benchmark. At three sites AVS concentrations were measured that were
lower: 0.1, 0.2 and 0.3 µmol/g dry wt., resulting in a 50th percentile of 0.5 µmol/g dry wt and
a 10th percentile of 0.18 µmol/g dry wt.
It has been suggested by various Member States that not enough data were available at present to
determine if the Flanders dataset is indeed representative of other EU regions. Therefore it was
agreed to embark on a multi-metallic Conclusion 1 program aimed at collecting AVS data for
countries that are not yet covered by the current dataset. As such 3 additional countries have been
sampled: Finland, UK and Spain (Vangheluwe et al, 2008)..
1 Vangheluwe, 2005. discussion document on the selection of an AVS default value representative
for the EU region, 21th November, 2005.
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The sediment sampling program focused on sampling the 0-5 cm of the sediments and having a
representative picture of the regional AVS distribution. Although the intention was to sample in the
spring season (April-May) where AVS concentrations are expected to be the lowest, this was only
possible for Finland (most samples taken in May). In the UK, sampling was conducted in June-
September because flooding events in the period May-June preventing sampling. Spain could only
start the monitoring in Oktober. In Finland a total of 25 samples were taken (13 lakes, 12 rivers).
Analysis of the AVS concentrations gives a 10th percentile of 1 µmol/g dry wt and a 50th percentile
of 11 µmol/ g dry wt. The lowest concentration measured was 0.3 µmol/g dry wt. For the UK 16
sediments from 16 different rivers were sampled belonging to 8 EA regions (Anglian-, Midlands-,
Northeast-, Northwest-, Southwest-, Southern-, Thames and Wales region). Analysis of the AVS
concentrations gives a 10th percentile of 0.31 µmol/g dry wt and a 50th percentile of 7.95 µmol/ g
dry wt. The lowest concentration measured was 0.071 µmol/g dry wt. For Spain 20 samples of
the river Ebro were sampled. Analysis of the AVS concentrations gives a 10th percentile of 3.68
µmol/g dry wt and a 50th percentile of 13.5 µmol/ g dry wt. The lowest AVS concentration
measured was 1.7 µmol/g dry wt.
In addition other databases were recently identified. Prica et al (2007) analyzed SEM-AVS
concentrations in contaminated sediments collected from rivers in the Danube basin. Sediment was
analyzed in the following watercourses: the Begej, Tisa and Tamis rivers, the Danube-Tisa-Danube
(DTD) Canal, the Sava at Sabac and the Danube. Analysis of the AVS concentrations gives a 10th
percentile of 4.3 µmol/g dry wt and a 50th percentile of 7.43 µmol/ g dry wt. The lowest AVS
concentration measured was 3.1 µmol/g dry wt
Burton et al. (2007) investigated AVS concentrations for 84 sites in wadeable streams of 10
countries and nine ecoregions of Europe. The results showed AVS concentrations ranging from 0.004
µmol/g dry wt. to 44 µmol/g dry wt with an median value of 0.1 µmol/g dry wt (sample depth
0-5 cm) and an average value of 2.5 µmol/g dry wt. It should be noted that sediments in this
program were collected in head streams resulting in very low AVS and SEM levels.