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Bariatric surgery or Non-Surgical Weight Loss for Obstructive Sleep Apnea? A systematic review and comparison of meta-analyses
Running Title: Bariatric Surgery and OSA
Hutan Ashrafian* PhD MRCS, Tania Toma, Simon P. Rowland BSc(Hons.) MBBS,
Leanne Harling BSc(Hons.) MBBS MRCS, Alan Tan BA MB BChir, Evangelos
Efthimiou MD FRCS, Ara Darzi KBE FMedSci, Thanos Athanasiou MD PhD FRCS
FETCS
Department of Surgery and Cancer, Imperial College London
*Corresponding author: Hutan Ashrafian, The Department of Surgery and Cancer,
Imperial College London. 10th Floor, Queen Elizabeth the Queen Mother (QEQM)
Building, Imperial College Healthcare NHS Trust at St Mary’s Hospital, Praed Street,
London, W2 1NY, United Kingdom. E-mail: [email protected]. Telephone:
+44 (0)20 7886 7651, Fax: +44 (0)20 7886 6309.
Manuscript type: Systematic Review
Financial disclosure: None
Conflict of Interest: The authors declare that they have no conflict of interest.
Word Count: 2983
Number of figures: 3
Number of tables: 3
Supplementary appendix: 1
Number of References: 90
Abstract
Background: Obstructive sleep apnea (OSA) is a well-recognized complication of obesity.
Non-surgical weight loss (medical, behavioral and lifestyle interventions) may improve OSA
outcomes, although long-term weight control remains challenging. Bariatric surgery offers a
successful strategy for long-term weight loss and symptom resolution.
Objectives: To comparatively appraise bariatric surgery vs. non-surgical weight loss
interventions in OSA treatment utilizing body mass index (BMI) and apnea hypopnea index
(AHI) as objective measures of weight loss and apnea severity.
Methods: A systematic literature review revealed 19 surgical (n=525) and 20 non-surgical
(n=825) studies reporting the primary endpoints of BMI and AHI before and after intervention.
Data were meta-analysed using random effects modeling. Subgroup analysis, quality scoring
and risk of bias were assessed.
Results: Surgical patients had a mean pre-intervention BMI of 51.3 and achieved a significant
14kg/m2 weighted decrease in BMI (95%CI [11.91,16.44]), with a 29/h weighted decrease in
AHI (95%CI [22.41,36.74]). Non-surgical patients had a mean pre-intervention BMI of 38.3
and achieved a significant weighted decrease in BMI of 3.1kg/m2 (95%CI [2.42,3.79]), with a
weighted decrease in AHI of 11/h (95%CI [7.81,14.98]). Heterogeneity was high across all
outcomes.
Conclusions: Both bariatric surgery and non-surgical weight loss may have significant
beneficial effects on OSA through BMI and AHI reduction. However, bariatric surgery may
offer markedly greater improvement in BMI and AHI than non-surgical alternatives. Future
studies must address the lack of randomized controlled and comparative trials in order to
confirm the exact relationship between metabolic surgery and non-surgical weight loss
interventions in OSA resolution.
Abstract Word Count: 249
Key words: ‘obstructive sleep apnea’; ‘body mass index’; ‘intervention’; ‘surgery’; ‘weight
loss’; ‘apnea-hypopnea index’
Introduction
The global prevalence of obesity is increasing with the World Health Organization estimating
11% of adults are obese worldwide[1]. Alongside this increase in obesity is a continuous rise in
the incidence of obstructive sleep apnea (OSA), which is now thought to affect at least 100
million adults[2]. OSA is characterized by repeated periods of complete or partial upper airway
collapse during sleep, resulting in episodes of apnea and hypopnea. Severe OSA is indicated by
polysomnographic measurement of over 30 obstructive apnea and hypopnea episodes per hour of
sleep (an apnea-hypopnea index (AHI) of >30)[3]. In such severe cases, OSA may be
complicated by hypertension, cardiovascular disease, stroke and excessive daytime sleepiness, as
well as a diminished quality of life, decreased cognitive function and elevated risk of motor
vehicle accidents[4]. Obesity accounts for up to 58% of adult OSA cases[5], with evidence from
the Wisconsin Sleep Cohort Study suggesting that relative to stable weight, individuals with a
10% increase in body weight have a 6-fold elevated risk of developing moderate-to-severe OSA.
Continuous positive airway pressure (CPAP) is an established symptomatic therapy for OSA,
however it may cause skin irritation, airway dryness, claustrophobia and general discomfort
leading to reduced patient compliance[6]. As a result, lifestyle weight loss interventions such as
exercise promotion, dietary modification, pharmacotherapy and behavioral therapy are therefore
increasingly recommended as alternatives or adjuncts to CPAP[7, 8] within the context of
established OSA treatments (such as otolaryngologic surgery that addresses the tonsils, base of
tongue, epiglottis and pharynx). However, although these weight loss therapies may improve
both OSA outcomes and the metabolic sequela of obesity, long-term weight control and
consequently OSA resolution remains challenging.
Bariatric surgery offers an alternative method of maintaining long-term weight reduction and
improving OSA outcomes whilst at the same time improving glycaemic control and reducing
cardiovascular and cancer risk[9]. Indeed, a recent systematic review demonstrated that over 75%
of patients receiving bariatric surgery demonstrated some improvement in OSA outcomes[10].
However, although there is evidence to suggest both bariatric surgical and non-surgical
interventions may improve OSA outcomes through weight reduction, there is a paucity of studies
directly comparing these treatment strategies. This study therefore aims to systematically review
and meta-analyze the current evidence to concurrently appraise bariatric surgery and non-surgical
weight loss interventions in the treatment of OSA, through the assessment of AHI and BMI as
summary outcome parameters.
Methods
Literature Search
A literature search was performed using PubMed, Ovid, Embase, and Cochrane databases using
combinations of the terms “sleep apnea”, “obstructive sleep apnea”, and “weight loss”, “weight
reduction”, “bariatric surgery”. The ‘related articles’ function in PubMed was used as a further
check of rigor. The last date for this search was 25th July 2013. The search strategy is outlined in
Figure 1. All studies have been listed in Table 1 (bariatric surgery) and Table 2 (non-surgical
weight loss management) to offer an overview of the appraised literature in addition to
identifying the proportion that offer both outcomes of BMI and AHI.
Inclusion and Exclusion Criteria
All studies reporting Body Mass Index (BMI) and Apnea-Hypopnea Index (AHI) before and after
either (a) bariatric surgery; or (b) non-surgical weight loss intervention, were included. Studies
were excluded from the review if: (1) Inconsistency of data did not allow valid extraction; (2)
Studies did not report both AHI and BMI (3) they reported sleep study and other
polysolomongraphic measures that did not include AHI (e.g. RDI (respiratory disturbance index)
which is similar but not interchangeable with AHI) (3) Data was duplicated; (4) The trial was
carried out on animal models; (5) English language full text was not available.
Based on these criteria, two assessors (HA and SR) independently selected studies for further
examination by title and abstract review. All potentially eligible studies were retrieved in full for
further evaluation. Any disagreement was resolved by discussion with the senior author.
Data Analysis
Two authors (HA and SR) independently extracted the following data from each paper using a
standardised spreadsheet: First author; year of publication; study type; number of subjects and
study population demographics. Specific outcome data was retrieved for the following: (i)
Apnoea Hypopnoea Index (AHI) (ii) Body Mass Index (BMI).
Meta-analysis was performed in line with recommendations from the Cochrane Collaboration
and in accordance with both PRISMA (Preferred Reporting Items for Systematic Reviews and
Meta-Analyses) and MOOSE (Meta-analysis Of Observational Studies in Epidemiology)
guidelines.[11, 12] Analysis was conducted by use of Review Manager® Version 5.3.4 for
Windows (The Cochrane Collaboration, Software Update, Oxford, UK) and STATA v.12
statistical analysis software.
Data was analyzed using a random effects model. Continuous data were investigated using
weighted mean difference (WMD) as the summary statistic, reported with 95% confidence
intervals (CI). The point estimate of the WMD was considered statistically significant at p < 0.05,
if the 95% confidence interval did not include the value zero. Categorical variables were
analyzed using the odds ratio (OR). An OR of <1 favored the treatment group and the point
estimate of the OR is considered statistically significant at the p<0.05 level, if the 95% CI does
not include the value 1.
Heterogeneity
Inter-study heterogeneity was explored using the Chi2-statistic, but I2 was calculated to quantify
the degree of heterogeneity across trials that could not be attributable to chance alone. When I 2
was >50%, significant statistical heterogeneity was considered to be present.
Three strategies were used to assess data validity and heterogeneity: (1) Sensitivity analysis of
higher quality studies (Quality score >7); (2) Funnel plots to evaluate publication bias; (3)
Assessment of publication bias using Egger’s test for small-study effects.
Quality Scoring
Quality assessment of each study was performed by attributing a quality assessment score using a
modification of the Newcastle-Ottawa scale[11]. Studies attaining greater than the median score
of 7 (out of a maximum 15) were defined to have ‘higher matching quality’ and were included in
subgroup analysis. Modified Newcastle-Ottawa scoring criteria are shown in the Supplementary
Appendix: Table 1 and Table 2.
Results
(a) Surgical Group: Nineteen studies[13-26] fulfilled the inclusion criteria, producing a pooled
data set of 525 patients with obstructive sleep apnea (OSA) undergoing bariatric surgery (Table 1
– listing bariatric surgical studies on OSA outcomes). Fifteen of these were non-randomized,
prospective observational studies,[13-23]; three were retrospective cohort studies[24, 25], and
one was a prospective randomized controlled trial [26]. One study[23] compared the effect of two
surgical modalities on OSA. Each of these groups was considered independently in the following
analysis.
(a) Non-Surgical Group: Twenty studies[17, 21, 26-40] fulfilled the inclusion criteria,
producing a pooled data set of 825 patients with obstructive sleep apnea (OSA) undergoing non-
surgical therapies (Table 2 – listing non-surgical studies on OSA outcomes). Thirteen were
non-randomized, prospective observational studies,[17, 21, 28-37, 41] and 7 were randomized
controlled trials (RCT),[26, 27, 38, 39] of which one was multicenter[38]. Two studies[38]
compared the effect of two non-surgical modalities on OSA. Each of these groups was
considered independently in the following analysis.
Primary Outcomes
Apnea Hypopnea Index (AHI):
(a) Surgical Group: Surgical intervention was associated with a significant post-operative
reduction in AHI (WMD 29.57, 95%CI [22.41, 36.74], p<0.00001), however, this was associated
with significant inter-study heterogeneity (Chi2 1121.15, p<0.00001, I2 98%) (Figure 2a).
(b) Non-Surgical Group: Non-surgical weight loss intervention was associated with a significant
post-operative reduction in AHI (WMD 11.39, 95%CI [7.81, 14.98], p<0.00001), again with
significant inter-study heterogeneity (Chi2 117.20, p<0.00001, I2 82%) (Figure 2b).
Body Mass Index:
(a) Surgical Group: Surgical intervention was associated with a significant post-operative
reduction in BMI (WMD 14.18, 95%CI [11.91, 16.44], p<0.00001), however, this was again
associated with significant inter-study heterogeneity (Chi2 562.80, p<0.00001, I2 97%) (Figure
3a).
(b) Non-Surgical Group: Non-surgical weight loss intervention was associated with a significant
post-operative reduction in BMI (WMD 3.10, 95%CI [2.42, 3.79], p<0.00001), again with
significant inter-study heterogeneity (Chi2 46.70, p=0.001, I2 55%) (Figure 3b).
Quality Scoring and Sensitivity Analysis
The overall quality of studies is outlined in the supplementary appendix: Table 2. Subgroup
results may be compared with results from the overall analysis in Table 3.
(a) Surgical Group: Of the 19 studies included in the surgical group, 3 were considered to be of
high quality,[17, 23, 26] scoring above or equal to the median of 7. One study[23] compared the
effect of two surgical modalities on OSA and, as with the overall analysis, each of these groups
was considered independently.
Analysis of high quality studies again demonstrated a reduction in both AHI (WMD 26.00,
95%CI [17.27, 34.74], p<0.00001) and BMI (WMD 13.49, 95%CI [10.20, 16.79], p<0.00001)
after surgery, without significant heterogeneity (BMI: Chi2 6.56, p=0.09, I2 54%; AHI: Chi2 3.82,
p=0.28, I2 21%).
(b) Non-Surgical Group: Of the 20 studies included in the non-surgical group, 10 were of high
quality,[17, 26-29, 38, 39, 41] scoring ≥7. Again, one study[38] compared the effect of two non-
surgical modalities on OSA and these groups were considered independently.
Analysis of high quality studies similarly demonstrated a reduction in both AHI (WMD 6.21,
95%CI [2.68, 9.75], p=0.0006) and BMI (WMD 2.92, 95%CI [1.82, 4.02], p<0.00001) after
surgery, although significant heterogeneity remained for both outcomes (BMI: Chi2 31.84,
p=0.0004, I2 69%; AHI: Chi2 52.16, p<0.00001, I2 81%).
Heterogeneity Assessment: Bias Exploration
Funnel plots were used to assess for publication bias (supplementary appendix: Figure 1).
Visual inspection revealed no funnel plot asymmetry and Egger’s test revealed no significant
small study effects (supplementary appendix: Table 3) for either AHI or BMI outcomes.
Discussion
In 525 subjects with a mean pre-intervention BMI of 51.3, bariatric surgery offered a weighted
decrease of BMI by 14kg/m2 and a weighted decrease of AHI by 29/h. Studies of patients
undergoing non-surgical weight loss therapy revealed 825 subjects with a pre-intervention mean
BMI of 38.3. Non-surgical weight loss intervention was associated with a weighted decrease in
BMI by 3.1kg/m2 and a weighted decrease of AHI by 11/h.
This study offers the first available means to objectively compare the effects of surgical and non-
surgical weight loss strategies on BMI and sleep apnea severity (measured through AHI).
Although due to the lack of comparative trial data bariatric and non-surgical patients differed in
their baseline characteristics, both the weight loss effects of surgery (BMI reduction) and
improvements in OSA severity (AHI reduction) were found to be greater in surgical studies
(Table 2 vs. Table 3). Although cursory review may suggest that for each unit of BMI decrease,
non-surgical treatment may offer more efficient changes in AHI score, the lack of direct
comparative trials precludes this conclusion from this analysis. However, the analysis of high
quality studies significantly reduced inter-study heterogeneity and also revealed similar results
favoring a robustly stronger decrease in both AHI and BMI with bariatric surgery when
compared to non-surgical weight loss strategies.
Bariatric surgery is now considered the most efficacious treatment for morbid obesity, reflected
by over 340,000 metabolic operations performed annually[42]. The mechanisms through which
these procedures may alleviate OSA have been previously summarized in the BRAVE effects,
consisting of bile flow alteration, reduction of gastric size, anatomical gut rearrangement, vagal
manipulation and enteric gut hormone modulation in addition to a post-operative modulation of
eating behavior and possibly improved lifestyle and exercise activity [43]. Whilst these effects
likely contribute to OSA improvement through a myriad of downstream targeted metabolic
effectors that act as drivers of weight loss, their actions on systemic metabolism (including those
on insulin resistance and diabetes) may also reduce OSA burden through the metabolic drivers of
OSA aetiology. Furthermore, surgically induced weight loss can also relieve excess pressure on
the neck, diaphragm and upper airways, restoring functional residual capacity and resolving the
alterations in upper airway structure that predispose airway collapse[5, 44].
There is accumulating evidence that OSA results as a manifestation of metabolic syndrome.
Indeed, when adjusted for age, BMI, smoking and alcohol consumption, OSA has been
independently associated with increased systolic and diastolic blood pressure, higher fasting
insulin and abnormal lipid profiles[45]. Emerging data also suggests a correlation between type-2
diabetes and OSA. In a sample of 595 males with suspected OSA, type-2 diabetes was evident in
30.1% OSA patients, but only in 13.9% of non-apnoeic snorers[46]. This causation can be
explained by a variety of possible mechanisms including elevated sympathetic nervous system
activity and impaired glucose metabolism secondary to hypoxia. Furthermore, the chronic sleep
debt resulting from OSA itself may be independently associated with perturbed glucocorticoid
regulation and glucose tolerance[47].
OSA also appears to be accompanied by the release of pro-inflammatory adipokines. Patients
with OSA demonstrate elevated plasma levels of interleukin (IL)-6 and tumor necrosis factor-
alpha (TNF-α), as well as the inflammatory biomarker C-reactive protein (CRP) [48, 49].
Bariatric/metabolic surgery may significantly reduce the concentration of both IL-6 and CRP[49],
as well as improving insulin resistance[50]. However, despite the restoration of inflammatory
cytokine levels after surgical weight loss, the underlying mechanisms of this inflammatory
cascade and its relation to OSA still remain elusive[51].
An independent association between adipokines and OSA has also recently been established.
Obese individuals demonstrate insensitivity to the adipocyte-derived hormone leptin, which is
produced at chronically high levels. Furthermore, patients with OSA also display significantly
higher levels of leptin when compared to non-OSA controls[52]. Bariatric surgery has been
shown to significantly reduce serum leptin, independent to BMI (8.1±7.3 to 6.1±5.5 ng/ml,
p<0.001)[53], giving rise to a potential weight-independent mechanism for OSA resolution
through modification of the regulatory mechanisms that control appetite and energy expenditure
via the hypothalamic-pituitary axis.
However, despite its apparent benefits, concerns about the safety of bariatric surgery still exist,
especially in the early post-operative period. Indeed, surgical complication rates, morbidity and
mortality may all be increased by factors such as increasing BMI and coexisting medical
conditions such as OSA[54]. Nevertheless, 30-day outcomes from a recent large observational
study (n=4776) revealed a surgical mortality rate of only 0.3%, with only 4.3% experiencing an
adverse outcome[55]. As such, the risks of bariatric surgery should be carefully weighed up
against the long-term risk of severe obesity when considering the most appropriate treatment
modality in these often complex patients.
Non-surgical weight loss methods also improved OSA outcomes, despite having more modest
results than surgical approaches. Such strategies predominantly aimed to encourage lifestyle
modifications through exercise, dietary interventions, or a combination of both. Less common
interventions included pharmacotherapy and behavioral counseling. The effects of these therapies
have been hypothesized to range beyond simple weight reduction, with exercise acting to
beneficially improve AHI through enhancement of thermogenic control, improvement in upper
airway muscle tonus and the restoration of chemoreceptor sensitivity to hypoxia[7, 56]. However,
previous meta-analysis suggests that non-surgical interventions vary in effectiveness, with dietary
interventions exhibiting a greater beneficial effect on both AHI and BMI than exercise alone[7].
Furthermore, although promising in the short-term, the long-term durability of therapies such as
intensive dietary modification remains questionable.
Strengths and Limitations
This meta-analysis statistically appraises pooled data collected from 525 patients in 19 surgical
studies and 825 patients receiving non-surgical interventions in 20 studies. However, the results
presented here should be considered in the context of a number of limitations. Firstly, many of
the trials included are inherently limited by their study design with only one surgical study and
three non-surgical studies being randomized controlled trials. The majority of remaining trials
were prospective observational studies, with three studies reporting data retrospectively.
Secondly, significant statistical heterogeneity was evident in our results, attributable to a variety
of possible confounding factors. Aside from the aforementioned differences in study design, trials
in both arms varied in follow-up and differed in patient demographics. There was also great
variation in the year of publication, ranging from 1988 to 2014. As such, our analysis may not
reflect the difference between current and older weight loss therapies, or the evolution in
techniques of assessing AHI. Inconsistencies also arise in the type of intervention delivered to
both surgical and non-surgical arms. Non-surgical interventions encompassed an assortment of
dietary, exercise, drug or behavior-related therapies, varying in a range of factors such as
intensity, frequency of use and the adjunct use of CPAP. Similarly, surgical studies exhibited
variation in follow-up, type of procedure, and showed discrepancies in the surgical outcome
measures assessed. Furthermore, when comparing the two meta-analytical groups the mean
starting BMI as well as sleep apnea severity appears to be much higher in the surgical group,
which may effect the overall reduction in BMI as well as degree of decrease in AHI. Other
sources of bias influencing our analysis of surgical studies include ascertainment bias, treatment
bias, intervention bias, differential bias and bias due to measuring BMI as a summary outcome.
Thirdly, despite offering clarification into the comparison of surgical and non-surgical studies by
pooling results from both intervention types, our analysis still does not statistically quantify the
difference in effect between them. Fourth, due to our selection criteria including the reporting of
both BMI and AHI pre and post intervention, many well-conducted studies were eliminated from
our study due to incomplete data (Table 1 and Table 2). Therefore our analysis is limited by the
pool of patients included and might not be entirely representative of all interventions in the
current literature.
Finally, we note a possible limitation in the use of AHI as the summary parameter for OSA
treatment outcomes. AHI, derived from overnight polysonography tests, is accepted as the ‘gold
standard’ measure in OSA diagnostics; however, there are uncertainties in the validity and
reliability of its use. AHI is derived from the number of apneas and hypopneas that occur during
a given sleep cycle, however, there appears to be a lack of standardization across laboratories and
studies in defining what criteria constitutes an apneic or hypopneic event. As a result of the
varying methods of measuring AHI, discrepancies in the magnitude of AHI and therefore
prevalence of OSA may exist amongst included studies[57]. Furthermore, the threshold for
defining abnormal AHI was previously set at above 5 events/hour, and as such there may be
difficulties comparing OSA severity in older studies with the more current literature [58].
Finally, within non-surgical studies Eggers test revealed a significant small study effect when
assessing pre and post intervention BMI. A possible explanation for this is the inclusion of small
samples of patients in interventions of earlier surgical studies. Furthermore, small study effects
may limit the analysis through lack of power, publication bias, ascertainment bias and design
bias.
Conclusion
In summary, we demonstrate that both bariatric surgery and non-surgical interventions may
alleviate the burden of OSA through the reduction of BMI and AHI. However, our analysis
indicates that bariatric surgery offers a markedly greater improvement in BMI and AHI, as well
as the abatement of symptoms that accompany OSA. Bariatric surgery improves airway control
and polysomnographic outcomes via a number of putative mechanisms. These include
modification of cytokine and adipokine profiles, in addition to improved insulin resistance,
altered gut hormone release and eating behaviour. Consequently, bariatric surgery can ameliorate,
if not completely resolve, a number of the metabolic dysfunctions accompanying OSA including
hypertension, hyperglycaemia and dyslipidemia. However, our current research is limited by a
lack of randomized controlled trials and comparative studies between surgical and non-surgical
interventions. Significant inter-study heterogeneity across published trials also limits out ability
to conclusively determine the advantages of surgical treatment over alternative therapies. Future
studies must now address the lack of randomized controlled and comparative trials that should
consider post-intervention periods, response curves and the underlying mechanisms to confirm
the exact relationship between metabolic surgery and non-surgical weight loss interventions in
OSA resolution.
Ethical Approval: For this type of study formal consent is not required
Conflict of interest: The authors declare that they have no conflict of interest
Table 1: Metabolic surgical studies reporting on weight loss and indices of sleep apnea before and after surgery. * = studies reporting the post-operative changes of both Body Mass Index (BMI) and Apnea-Hypopnea Index (AHI) which were subsequently included in the analysis to derive the weighted mean change of BMI and AHI. RYGB = Roux-en-Y Gastric Bypass, VBG = Vertical Banded Gastroplasty, HG = Horizontal Gastroplasty, BPD = Biliopancreatic diversion, DS = Duodenal Switch, SG = Sleeve Gastrectomy, CPAP = continuous positive airway pressure. NS= Not Specified
Author Metabolic Operation Subject Number
Follow Up
(months)
Body Mass Index(kg/m2)
Apnea-Hypopnea Index(per hour)
Pre-op Post-op Pre-op Post-op
Harman 1982[59] Jejuno-ileal Bypass 4 24 NS NS 78 1.4
Peiser 1984[60] RYGB 15 2-4 NS NS 81.9 15.0Peiser 1984[60] RYGB 6 4-8 NS NS 81.9 5.5Charuzi 1985[61] RYGB 13 6 NS NS 88.8 8.0Charuzi 1987[62] RYGB, VBG 46 6 NS NS 58.8 36.1
Rubinstein 1988[34] VBG or diet (unknown split) 12 NS 41 32 57 14
Summers 1990[63] VBG 1 4 54 37 40 <5*Rajala 1991[21] VBG 3 NS 52.2 34.23 44.67 5.33Charuzi 1992[64] RYGB, VBG 47 10.65 NS NS 60.8 8.0Charuzi 1992[64] RYGB, VBG 6 12 NS NS 60.3 12.4Charuzi 1992[64] RYGB, VBG 6 84 NS NS 60.3 34.5
*Sugerman1992[24] RYGB, VBG, HG 40 54 58 39 64 26
Pillar 1994[19] RYGB, VBG 14 4.5 45 33 40 11*Pillar 1994[19] RYGB, VBG 14 90 45 35 40 24
Noseda 1996[65] VBG + CPAP Diet + CPAP
39 (VBG=3, Diet=36)
12 NS NS 66.5 50.3
Scheuller 2001[66] BPD, VBG 15 12-144 NS NS 96.9 11.3*Rasheid 2003[22] RYGB 11 3-21 62 40 56 23*Guardiano 2003[25] RYGB 8 28 49 34 55 14*Valencia-Flores 2004[23] RYGB, VBG 29 13.7 56.5 39.2 53.7 13.7
*Busetto 2005[13] IntraGastric Balloon 17 6 55.8 48.6 59.3 14
*Dixon 2005[14] Gastric Banding 25 17.7 52.7 37.2 61.6 13.4
Lankford 2005[67] RYGB 15 12 48 32 40 (CPAP-11cmH20) NA (CPAP-9cmH20)
Kalra 2005[68] RYGB 10 5.1 60.8 41.6 9.1(median) 0.65(median)
*Poitou 2006[20] RYGB, Gastric Banding 35 12 51.3 39.9 24.5 9.7
*Haines 2007[15] RYGB 101 6-42 56 38 51 15
Grunstein 2007[69] (SOS Study)
RYGB, VBG, Gastric Banding 1592 24 42.2 32.5
24 (Frequency
Apneas)8.3 (Frequency Apneas)
Fritscher 2007[70] RYGB 12 24.2 55.5 34.146.5median (range 33-
140)
16.0median (range 0.9-87
*Martí-Valeri 2007[71] RYGB 30 12 56.53 32.12 63.59 17.45Valera 2007[72] RYGB 56 12 49 NS 35 NS
Kuzniar 2008[73] NS 1 7 44.5 29.4 44 (CPAP-16cmH20) NS (CPAP-8cmH20)
*Lettieri 2008[16] Gastric Banding 24 12 51 32.1 47.9 24.5
Rao 2009[74] Gastric Banding 46 12.6±20 45.2 30 38.11 13.18
*Pallayova 2011[18] RYGB, SG, BPD-DS 23 12 52.3 35.7 45.6 10.1
*Dixon 2012 [26] Gastric Banding 30 24 46.3 36.6 65 39.5
*Fredheim 2013 [17] RYGB 44 12 47.5 33.5 29.3 7.7
*Krieger 2012 Gastric Banding 24 12 47.18 35.62 34.2 19
*Farah 2013 NS 19 7 49 40 41 12.4
*Da Silva 2013 RYGB, sleeve gastrectomy 17 3 46.2 36.6 19 7
*Ravesloot 2014
Gastric banding, RYGB, sleeve gastrectomy 50 17 45 35 49.1 17.4
*Bakker 2014 RYGB, Gastric Banding 12 12 46.7 29.9 35.5 8.9
Weighted Mean (Random Effects) Post-operative Change ↓14.18 ↓29.57
Table 2. Weight loss (non-surgical) studies reporting on weight loss and indices of sleep apnea before and after weight loss intervention. * = studies reporting the post-intervention changes of both Body Mass Index (BMI) and Apnea-Hypopnea Index (AHI) which were subsequently included in the analysis to derive the weighted mean change of BMI and AHI. CPAP = continuous positive airway pressure. NS= Not Specified
Author Lifestyle Intervention
Subject Number
Follow Up
(months)
Body Mass Index(kg/m2)
Apnea-Hypopnea Index
(per hour)Pre- Post- Pre- Post-
Smith 1985[75] Weight loss Advice 15 5.3 NS NS 55 29.2
*Rubinstein 1988[34] Diet or Surgery12 (study proportion unknown)
NA 41 32 57 14
*Pasquali 1990[32] Diet 23 3-14 37.5 30.9 66.5 33
*Rajala 1991[21] Diet 8 NS 50.7 44.1 45.75 31.63
*Schwartz 1991[41] Diet 13 NS 42.0 34.7 83.3 32.5
*Suratt 1987[36] & 1992[37] Diet 8 1month-<24 54 46 90 62
Kiselak 1993[76] Diet 14 4.5-5 54.88 NS 17.63 1.03
Nahmias 1993[77] Diet 24 5-19 NS NS 56.5 17.5
Noseda 1996[65] Diet + CPAP or Surgery + CPAP
39 (Diet=36, Surgery=3) 12 NS NS 66.5 50.3
*Kansanen 1998[30] Diet 15 3 38.1 35.1 29 18
Sampol 1998[35] Diet 67 NS 31.5 25.9 52.3 44.2
Sampol 1998[35](Cured Patients) Diet + exercise 24 11.5 32.8 27.2 44.3 3
*Sampol 1998[35](Cured Patients) Diet + exercise 24 94.3 32.8 30.8 44.3 26.4
Martinez 2005[78] Sibutramine 10 1 25-35Kg/m2 NS 28 27
*Yee 2007[40] Sibutramine and Diet 87 6 34.2 31.0 46 29.6
Verhulst 2009[79] (teenagers) Diet 21 5 NS NS 3.8 1.9
*Barnes 2009[28] Diet + Exercise 10 4 36.1 30.1 24.6 18.3
*Phillips 2009[33] Sibutramine and Diet and Exercise 93 6 34.1 31.6 45.9 30.2
*Johansson 2009[39] Diet 30 2.25 34.4 28.7 37 12
*Ferland 2009[29] Sibutramine and Diet and Exercise 22 12 36.8 35.0 39.8 37.0
*Foster 2009[38] Weight loss Advice 139 12 36.5 36.3 23.5 27.7
*Foster 2009[38] Diet and Exercise 125 12 36.8 33.0 22.9 17.5
*Nerfeldt 2010[31] Diet and behavioral support 23 24 40.0 35.0 43.0 28.0
*Tuomilehto 2010[27] Diet 35 24 33.4 30.9 10 5.4
*Dixon 2012 [26] Diet 30 24 43.8 42.3 57.2 43.2
*Fredheim 2013 [17] Diet 40 12 43.9 39.7 21.8 13.0
*Sengul 2011 Exercise 10 3 29.79 29.2 15.19 11.01
*Pahkala 2014 Diet and Exercise 19 12 33 29.4 10 6
*Papandreou 2012 Diet 20 6 37.99 35.53 58.65 46.78
*Papandreou 2012 Diet 20 6 35.26 32.03 52.4 36.85
Weighted Mean (Random Effects) Post-intervention change ↓3.10 ↓11.39
Table 3- Subgroup Analysis
Outcome SubgroupN Overall effect Heterogeneity
Studies Pre Post WMD 95% CI p Chi2 p I2
(a) Surgical
AHI Overall 19 525 525 29.57 [22.41, 36.74] <0.00001 1121.15 <0.00001 98
Quality Score >7 3 102 102 26.00 [17.27, 34.74] <0.00001 3.82 0.28 21
BMI Overall 19 525 525 14.18 [11.91, 16.44] <0.00001 562.80 <0.00001 97
Quality Score >7 3 102 102 13.49 [10.20, 16.79] <0.00001 6.56 0.09 54
(b) Non-Surgical
AHI Overall 20 825 825 11.39 [7.81, 14.98] <0.00001 117.20 <0.00001 82
Quality Score >7 10 492 492 6.21 [2.68, 9.75] 0.0004 52.16 0.00001 81
BMI Overall 20 825 825 3.10 [2.42, 3.79] <0.00001 46.70 0.001 55
Quality Score >7 10 492 492 2.92 [1.82, 4.02] <0.00001 31.84 0.0004 69
Figure Legends:
Figure 1: Search strategy
Figure 2: Forest Plot demonstrating AHI before and after: (a) Surgical Intervention; (b) Non-Surgical weight loss intervention
Figure 3: Forest Plot demonstrating BMI before and after: (c) Surgical Intervention; (d) Non-Surgical weight loss intervention.
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