watson credentials and background of the theorist
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PHILOSOPHY
CREDENTIALS AND BACKGROUND OF THE THEORIST
Margaret Jean Harman Watson was born in southern West Virginia and grew up during the
1940s and 1950s in the small town of Welch, West Virginia, in the Appalachian Mountains.
As the youngest of eight children, she was surrounded by an extended familycommunity
environment.
Previous authors: Tracey I. F. Patton, Deborah A. Barnhart, Patricia M. Bennett, Beverly D.
Porter, and Rebecca S. Sloan. In addition. Ruth Neil updated the chapter in 1990. The authors
wish to thank Dr. Jean Watson for her ongoing inspiration and support, along with her review of
the content of this chapter for accuracy and her assistance in updating the references and
bibliography.
Watson attended high school in West Virginia and then the Lewis Gale School of
Nursing in Roanoke, Virginia. After graduation in 1961, she married her husband, Douglas,
and moved west to his native state of Colorado. Douglas, whom Watson describes not only as
her physical and spiritual partner, but also as her best friend, died in 1998. She has two
grown daughters, Jennifer (born in 1963) and Julie (born in 1967), and five grandchildren. She
continues to live in Boulder, Colorado.
After moving to Colorado, Watson continued her nursing education and, graduate studies
at the University of Colorado. She earned a baccalaureate degree in nursing in 1964 at the
Boulder campus, a master's degree in psychiatric-mental health nursing in 1966 at the
Health Sciences campus, and a doctorate in educational psychology and counseling in
1973 at the Graduate School, Boulder campus. After Watson completed her doctoral degree, she
joined the School of Nursing faculty of the University of Colora& Health Sciences Center in Denver,
where she has served in both faculty and administrative positions. She has served as chairperson
and assistant dean of the undergraduate program, and she was involved in early planning and
implementation of the nursing Ph.D. program in Colorado, which was initiated in 1978. She .was
.coordinator and director of the Ph.D. program between 1978 and 1981. In 1981 and 1982, she
pursued international sabbatical studies and diverse learning experiences in New Zealand,
Australia, India, Thailand, and Taiwan. Upon her return, she was appointed dean of the
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University of Colorado School of Nursing and Associate Director, Nursing Practice at
University Hospital from 1983 to 1990. She is currently a Distinguished Professor of Nursing
and holds the Murchinson-Scoville Endowed Chair in Caring Science at the University of
Colorado School of Nursing. She continues to offer her basic theory courses as part of the
International Certificate Program in Caring-Healing, which can be taken for credit twice a
year. Information about these courses and other selected in-resident studies with Dr.
Watson can be obtained by contacting her at the Web site http://....ww2.uchsc.edu/son/
caring/content
During her deanship, she was instrumental in the development of a postbaccalaureate nursing
curriculum in human caring, health, and healing, which leads to a career professional clinical
doctoral degree (ND). This pilot ND program was selected as a national demonstration program
by the Helene Fuld Health Trust in New YOrk and was funded by the Trust and Colorado Clinical
health care agencies. The program was implemented in 1990 as a partnership betWeen miring
education and practice, whereby Clinical andacadernicagendms in Colorado and beyond work
jointly to restructure simultaneouslt nursing eduation and nursingOractice for the future.
The Center for Hnman Caring was established in the 1980s by Watson and colleaguei at
the University of Colorado; it was the nation's first interdisciplinary center with an overall
commitment to develop and use knowledge of human caring and healing as the moral and
scientific basis of clinical practice and nursing scholarship and as the foundation for efforts to
transform the current health care system (Watson, 1986). During its existence, the center
developed and sponsored numerous clinical, educational, and community scholarship
activities and projects in human caring, including participation. of ..natiorial and
international scholars in residence.
During her career, Watson has been active in community programs, having served as an
earlier founder and member of the Board of Boulder County Hospice, and she has initiated
numerous collaborations with area health care facilities. The recipient of several research andadvanced education federal grants and awards, Watson has also received numerous university and
private grants and extramural funding for her faculty and administrative projects and
scholarships in human caring.
Other honors include honorary doctoral degrees from at least six universities in the United
States and abroad including Assumption College in Worcester, Massachusetts, the University of
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Akron, Ohio, the Univeisity of West Virginia, Goteborg University in Sweden, Luton University in
London, and the University of Montreal in Quebec, Canada. Watson also received the high honor
of Distinguished Professor of Nursing at the University of Colorado in 1992. In 1993, she was the
recipient of the National League for Nursing (NLN) Martha E. Rogers Award, which recognizes a
nurse scholar who has made significant contributions to nursing knowledge that advance the
science of caring in nursing and health sciences. Between 1993 and 1996, Watson served as a
member of the Executive Committee, the Governing Board, and as an officer for the NLN. She was
president from 1995 to 1996. In 1997, she was given an honorary lifetime certification as a
holistic nurse.
In 1998, she was recognized as a Distinguished Nurse Scholar by New York University and in 1999,
she was honored with the national Norman Cousins Award by the Fetzer Institute in recognition of
her commitment to developing, maintaining, and exemplifying relationship-centered care
practices
(Watson, personal communication, August 14,,
2000).
Watson's national and international work includes distinguished lectureships
throughout the United States at well-known universities including Boston College, Catholic
University, Ade1phi University, Columbia UniversityTeachers College, State University of
New York, and at universities and scholarly meetings in numerous foreign countries
induding Canada, England, Finland, Sweden, Germany, Australia, Nova Scotia,
Micronesia, Portugal, Scotland, Korea, Israel, Japan, Spain, New Zealand, Thailand,
Taiwan, Denmark, Braiil, and Venezuela.
Her international activities also include an International Kellogg Fellowship in Australia
(1982), a Fulbright Research and Lecture Award to Sweden and other parts of
Scandinavia (1991), and a lecture tour in the United Kingdom (1993). She has also been
involved in international projects and received invitations in New Zealand, India, Thailand,Taiwan, Israel, Japan, Venezuela, Korea, and others.
Watson is featured in several nationally distributed videotapes on nursing theory.
These include "Circles of Knowledge" and "Conversations on Caring with Jean Watson
and Janet Quinn" from the NLN, "Portraits of Excellence: Nursing Theorists and Their
Work" from the Helene Fuld Health Trust, and "Theory in Practice" from the NLN. The
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latter features the Denver Nursing Project in Human Caring, a nurse-directed caring
center for persons with acquired immunodeficiency syndrome (AIDS) (Watson, personal
correspondence, August 14, 2000). The. Denver Nursing Project in Human
Caring was a clinical (caring-theory based) demonstration project of the University of Colorado
Center for Human Caring and School of Nursing and served patients from 1988 to 1996.
More recent media productions include the gLN-produced videotape, "Applying the Art and
Science of Human Caring, Parts I and II"; "A Meta..eflection on Nursing's Present," an audiotape pro-
iuced by the American Holistic Nurses Association; tad "Private Psalm: A Mantra and Meditation
for {ealing," a compact disc set (See the complete listing of audiovisual productions at the end
of this 4.1.41AQ& 4D,d 412& Wk.)
Watson's publications reflect the evolution of her theory of caring. Her writings have
been geared toward educating nursing students and providing them with the ontological,
ethical, and epistemological basis for their praxis and research directions. Much of her
current work began with the 1979 publication that was reprinted in 1985 and has been
translated into Korean and French, Nursing: The Philosophy and Science of Caring, which
she says began as class notes for a course she was developing. She says the book "emerged
from her quest to bring new meaning and dignity to the world of nursing and patient
carecare that seemed too limited in its scope at the time, largely defined by medicine's par-
adigm and traditional biomedical science models" (Watson, 1997, p. 49).
Nursing: Human Science and Human CareA Theory of Nursing, published in 1985 and
reprinted in 1988 and 1999, was her second major work. The purpose of this book was to
address some of the conceptual and philosophical problems that still existed in nursing.
She hoped that others would join her as she sought to "elucidate the human. care process
in nursing, preserve the concept of the person in our science, and better our
contribution to society" (Watson, 1988, p. ix). This book has been translated into Chinese,
German, Japanese, Korean, Swedish, Norwegian, Danish, and probably, by now, other
languages (Watson, personal communication,,August 14, 2000).
Postmodern Nursing and Beyond was published in 1999 and is Watson's most recent
work. This work projects nursing and health care into the midtwenty-first. century. It
seeks to illuminate ... a model of caring and healing practices that take medicine, nursing, and
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the public beyond traditional Western medicine, beyond the 'Cure at all" costs' approach" (Watson,
1999, p. xii) and embeds caring and healing practices in a new paradigm that acknowledges
the symbiotic relationship between humankind-technology-nature and the larger, expanding
universe. "It offers a search for the spiritual aspects of our being and our approaches to health
and healing" (Watson, 1999, p. xiv). In the dedication section of Postmodern Nursing and
Beyond (Watson, 1999), which has been translated into Portuguese and Japanese,
Watson described recent traumatic personal experiences that contributed to her insights as
expressed in the book. One of these was an accidental injury in 1997 that resulted in the loss of
her left eye despite many months of trying to save it. The other was her husband's death in
1998. Watson states that she is now "attempting to integrate these wounds into my life and
work. One of thezifts through the suffering was the privilege of experiencing and receiving my
own theory through the care from my husband and loving nurse friends and colleagues"
(Watson, personal communication, August 31, 2000).
In Watson's (1979) original Nursing: The Philosophy and Science of Caring, she referred to
caring as "central to nursing" (p_ 9).. Caring is a moral ideal rather than a task-oriented
behavior and includes such characteristics as the actual caring occasion and the
transpersonal caring moment, phenomena that occur when an authentic caring relationship
exists between the nurse and the patient_ One of her earliest written treatises on the caring
model was presented at an American Nurses Association Division of Practice Meeting in
1979 (Watson, Burckhardt, Brown, Block, & Hester, 1979). As her work evolved, Watson
posited that caring is intrinsically related to healing: "Such an ethic and ethos of caring,
healing, and health comprises nursing's professional context and missionits raison d'erre
to society" (Watson, 1997, p. 50).
THEORETICAL SOURCES
In addition to traditional nursing knowledge and the works of Nightingale and Henderson,
Watson acknowledges the work of Leininger, Gadow, and Peplau as background for hers(Watson, 1985a, 1997). In her more recent work, Watson refers to that of others such as
Maslow, Heidegger, Erickson, Selye, Lazarus, Whitehead, de Chardin, and Sartre. In addition, she
acknowledges philosophiCal and intellectual guidance from feminist theory, quantum physics,
wisdom traditions, and perennial philosophy (Watson, 1995, 1997, 1999). To develop her
framework, Watson drew heavily on the sciences and the humanities, providing a
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phenomenological, existential, and spiritual orientation.
Watson explains that the concepts she defined to bring new meaning to nursing's paradigm
were "derived from dinically inducted, empirical experiences, combined with my
philosophical, intellectual and experiential background; thus my early work emerged from
my own values, beliefs, and perceptions about personhood, life, health, and healing . . . "
(Watson, 1997, .p . 49.) .
Watson attributes her emphasis on the interpersonal and transpersonal qualities of
congruence, empathy, and warmth to the views of Carl Rogers and more recent writers of
transpersonal psychology. Rogers described several incidents that led to the formulation of
his thoughts on human behavior. One of these involved learning that "it is the client who
knows what hurts and that the facilitator should allow the direction of the therapeutic process to
come from the client" (Rogers, 1961, pp. 11-12). Rogers believed that "through understanding"
the patient would come to accept himself, an initial step toward a positive outcome (Rogers,
1961, pp. 18-19). The therapist, motivated by a warm interest in the patient, helps by darifying
and stating feelings about which the patient has been unclear: Together, the therapist and the
patient understand the meaning of the patient's experience. Another crucial concept of
Rogerian theory is that the therapist-patient relationship is more important to the
outcome than adherence to traditional methods_ Rogers-states:
In my early professional years I was asking the question, "How can I treat, or cure, or change
this person?" Now I phrase the question in this Way: "How can I provide a relationship which
this person may use for his own personal growth?" (Rogers, 1961, p. 33)
(For additional information about Rogers, see Betz and Whitehom [1956] and Seeman [1954]).
Watson points out that Rogers' phenomenological approach, with his view that nurses are not
here to manipulate and control others, but rather to understand, was profoundly influential at
a time when "clinicalization" (therapeutic control and manipulation of the patient) was
considered the norm (Watson, personal communication, August 31, 2000).Watson believes a strong liberal arts background is also essential to the process of
holistic care for patients. She believes the study of the humanities expands the mind and
increases thinking skills and personal growth. Watson compares the current status of
nursing with the mythological Danaides, who attempted to fill a broken jar with water,
only to see water flow through the cracks. Until nursing merges theory and practice
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through the combined study of the sciences and the humanities, she believes similar
cracks will be evident in the scientific basis of nursing knowledge (Watson, 1981, 1997)
Yalom's 11 curative factors stimulated Watson's thinking about the psychodynamic and
human components that could apply to nursing and caring and, consequently, to her 10
carative factors in nursing (Watson, 1979). Although Watson still says the 10 carative
factors continue to embrace the core of nursing, she is emerging toward more fluid and
evolutionary language: caritas, making explicit connections between caring and love
(Watson, personal correspondence, 2004).
Watson's work has been called a treatise, a conceptual model, a framework, and a
theory. This chapter uses the terms theory and framework interchangeably. In addition,
Watson states that, both retrospectively and prospectively, her work "can be read as
philosophy, ethic, or even paradigm or worldview" (Watson, 1997, p. 50).
MAJOR CONCEPTS DEFINITIONS
Watson bases her theory for nursing practice on the following 10 carative factors.
Each has a dynamic phenomenological component that is relative to the individuals
involved in the relationship as encompassed by nursing. The first three interdependent
factors serve as the "philosophical foundation for the science of caring" (Watson, 1 979,
pp. 9-10). As Watson's ideas and values have evolved, she translated the 10 carative factors
into caritas processes. In caritas processes, there is a decidedly spiritual dimension and
overt evocation of love and caring (http://www2.uchscedu/son/caring/content/wetasp).
(See Table 7-1 (p. 104) for the original carative factors and the caritas processinterpretation.)
I- FORMATION OF A HUMANISTIC/kLTRUISTIC SYSTEM OF VALUES
humanistic and altruistic values are learned early int life but can be influenced greatly by
nurse educators. This factor can be defined as satisfaction through giving and extension of the sense of self
(Watson, 1979).
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2. INSTILLATION OF FAITH-HOPE. This factor, incorporating humanistic and altruis-
tic values, facilitates the promotion of holistic nursing care and positive health within the
patient population. It also describes the nurse's role in developing effective nurse-patient
interrelation-. ships and in promoting wellness by helping the patient adopt health-
seeking behaviors (Watson, 1979).
3. CULTIVATION OF SENSITIVITY TO SELF AND TO OTHERS
The recognit ion of feelings leads to self -actualization through self-acceptance for,
both the nurse and the patient. As nurses acknowledge their sensitivity and feelings, they
become more genuine, authentic, and sensit ive to others (Watson, 1979).
4. DEVELOPMENT OF A HELPING-TRUST RELATIONSHIP
The development of a helping-trust relationship
between the nurse and patient is crucial for trans-personal caring. A trusting relationship
promotes and accepts 'the expression of both positive and negative feelings. It involves
congruence, empathy, nonpossessive warmth, and effective communication. Congruence
involves being real, honest, genuine, and authentic. Empathy is the ability to experience and,
thereby, understand the other .. person's .perceptions and feelings and to communicate those
understandings. Nonpossessive warmth is demonstrated by a moderate speaking volume, a
relaxed, open posture, and facial expressions that are congruent with other communications.
Effective communication has cognitive, affective, and behavior response components
(Watson, 1979).
S. PROMOTION AND ACCEPTANCE OF THE EXPRESSION OF POSITIVE AND
NEGATIVE FEELINGS
The sharing of feelings is a risk-taking experience for both nurse and patient. The nurse
must be prepared for either positive or negative feelings. The nurse must recognize that
intellectual and embtional understandings of a situation differ (Watson, 1979).6.. SYSTEMATIC USE OF THE SCIENTIFIC PROBLEM-SOLVING METHOD FOR
DECISION MAKING
Use of the nursing process brings a scientific problem-solving approach to nursing care,
dispelling the traditional image of a nurse as the doctor's haridthaiden. The nursing process
is similar to the research proCess'in that iris systematic and organized (Watson, 1979).
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7. PROMOTION, OF INTERPERSONAL TEACHING-LEARNING
This factor is an important concept for nursing in that' it caring from curing. It allows the
patient to be informed and shifts the responsibility for wellness and health to the patient. The nurse
facilitates this process with teaching-learning techniques that are designed to enable
patients to provide self-care, determine personal needs, and provide opportunities for their
personal growth (Watson, 1979).
PROVISION FOR SUPPORTIVE, PROTECTIVE, AND CORRECTIVE MENTAL, P I-
4YS CAL,
SOCIOCULTURAL, AND
SPIRITUAL E NVIRONMENT
Nurses must recognize the influence that internal and external environments have on the
health and illness of individuals. Concepts relevant to the internal environment include the
mental and spiritual well-being and sociocultural beliefs of an individual. In addition to
epidemiological variables, other external variables include comfort, privacy, safety, and clean,
aesthetic surroundings (Watson, 1979).
8. ASSISTANCE WITH GRATIFICATION OF HUMAN NEEDS
The nurse recognizes the biophysical, psychophysical, psychosocial, and intrapersonal
needs of self and patient. Patients must satisfy lower-order needs before attempting to attain
higher-Aarder needs. Food, elimination, and ventilation are examples of lower-order
biophySical needs, whereas activity, inactivity, and sexuality are considered lower-order
psychophysical needs. Achievement and affiliation are higher-order psychosocial needs.
Self-actualization is a higher-order intrapersonalinterpersonal need (Watson, 1979).
9. ALLOWANCE FOR EXISTENTIAL-PH EN OME NOL OGICAL FORCES
Phenomenology describes data 'of the immediate situation that help people understand' the phe-
nomena in question. Extste441 PsYchology is a. science of human existence that uses phenomeno-
logical analysis. Watson considers this factor difficult to understand. It is included toprovide a thought-provoking experience leading to a better understanding of the self and
others.
Watson believes that nurses have the responsibility to go beyond the 10 carative factors and
to facilitate patients' development in the area of
health promotion through preventive health actions. This goal is accomplished by
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teaching patients personal changes to promote health, providing situational support,
teaching problem-solving methods, and recognizing coping skills and adaptation to loss
(Watson, 1979).
USE OF EMPIRICAL EVIDENCE
Watson and her colleagues have attempted to study the concept of caring by collecting
data to use in classifying caring behaviors, to describe the similarities and differences
between what nurses consider care and what patients consider care, and to generate
testable hypotheses around the concept of nursing care. They studied responses from
registered nurses, nursing students, and patients to the same open-ended questionnaire
covering a variety of aspects of (1) taking care of and (2) caring about patients. Their
findings revealed a discrepancy in the values considered most important by patients,
nursing students, and registered nurses. They stressed the need for further study to clarify
what behaviors and values are important from each viewpoint. The study also raised a
question about differences in values for persons in various situations and the question of
meeting minimum care needs before the quality of care can be evaluated (Watson, 1981).
Watson's research into caring incorporates empiricism, but it emphasizes
methodologies that begin with nursing phenomena rather than the natural sciences
(Leininger, 1979). She has used human science, empirical phenomenology, and
transcendent phenomenology in her work. She has also investigated new language, such as
metaphor and poetry, to communicate, convey, and elucidate hutnan caring and healing
(Watson, 1987). In her inquiry and writing, she increasingly incorporates her conviction that
there is a sacred relationship between humankind and the universe (Watson, 1997).
Instruments for Assessing and Measuring Caring in Nursing and Health Sciences was published
in 2002 to facilitate the collection of evidence and
received the American Journal of Nursing Book of the Year Award.
MAJOR ASSUMPTIONS
In her first book, Nursing: The Philosophy and Science of Caring (1979), Watson states the
major assumptions of the science of caring in nursing as follows:
I. Caring can only be effectively demonstrated and practiced interpersonally.
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2.Caring consists of carative factors that result in the satisfaction of certain humanneeds.
3.Effective caring promotes health and individual or family growth.4.Caring responses accept a person not only as he or she is now but as what he or she may
become.
5.A caring environment, offers the development of potential while allowing the person tochoose
the best action for himself or herself at a given time
6.Caring is more l'healthogenic" than is curing. The practice of caring integrates. biophysicalknowledge with knowledge of human behavior to generate or promote health and to provide
ministrations to those who are ill. A science of caring is therefore 'complementary to the
science of curing.
7.The practice of caring is central to nuising.(Watson, 1979, pp. 8-9).- Gaut identified three conditions necessary for caring. These include . "(I) an awareness. and
knowledge about one's need for care; (2) an intention to act, and actions based on knowledge;
(3) a
positive change as a result of caring, judged solely on the basis of welfare of others" (Gaut,
1983, pp. 313-324). Watson expanded Gaut's work by adding two additional conditions, "an
underlying value and moral commitment to care; and a will to care" (Watson, personal
communication, August 3, 1997).
In her second book, Nursing: Human Science and Human CareA Theory of Nursing,Watson states,
"both nursing education and the healthcare delivery system must be based on human values and
concern for the welfare of others" (Watson, 1985a, p..33). To further define the social and ethical
responsibilities of nursing and to explicate the human care concepts in nursing, Watson
proposes the following I I assumptions related to human care values:
1.Care and love comprise the primal and universal psychic energy.
2. Care and love, often overlooked, are the cornerstones of humanness; nourishment of theseneeds fulfills humanity.
3. The ability to sustain the caring ideal and ideology in practice will affect the development ofcivilization and determine nursing's contribution to society.
4. Caring for the self is a prerequisite to caring for others.
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5. Historically, nursing has held a human care and caring stance in regard to people with health-illness concerns.
6. Caring is the central unifying focus of nursing practicenthe essence of nursing.7., Caring, at the huMan level, has been increas-
ingly deemphasized in the health care system.
8. Technological advancements and institutional constraints have sublimated nursing's caringfoundation.
9. A significant issue for nursing today and in the future.is the preservation and advancement ofhuman care.
10. Only through interpersonal relationships can human care be effectively demonstrated andpracticed.
11. Nursing's social, moral, and sdentific contributions to humankind and society lie in itscommitments to human care ideals in theory, practice, and research (Watson, 1988).
(1999) seeks to describe a more fundamental ontological shift in human consciousness that
evokes a return to the sacred core of humankind and its relation with the universe,
connecting with a sense of the divine and inviting awe and mystery back into life and work.
Such thinking holds a sense of reverence and openness for the infinite possibilities contained
within an individual's inner and outer space. It offers a search for the spiritual aspects of being
and approaches.to .health_andlealing:. .
This ontological shift invites practitioners to embark upon the following paths:
Path of awareness, of awakening to the sacred feminine archetype-cosmology to rebalancethe disorder of conventional modern medicine and the modern, cultural mindset.
Path of cultivation of higher/deeper self anda higher consciousness: transpersonal self. Path of honoring the sacred within and without; open to deeper explorations of the mystery
of the human body and life-healing processes: postmodern-transpersonal body.
Path of acknowledging the metaphysical-spiritual level, attending to the nonphysical, spiritualdimensions of existence.
Path of acknowledging quantum concepts and phenomena such as caring-healing energy, inten-
tionality and consciousness, as paths toward expanding human existence and the evolving
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human consciousness.
Path of honoring the connectedness of all; unitary consciousness; the eternal 'caringmoment"; 'transpersonal caring-healing".
Path of honoring the unity of mindbodyspirit; both immanence and transcendence of the humanbeing and becoming.
Path of reintegrating the caring-healing arts, as an artistry of being into healing practices: onto-logical competencies.
Path of creating healing space: healing architecture. Path of a relational ontology, open to new epistemologies of existence.Path of movingbeyond the modem-postmodern into the open, transpersonal space and the new
thinking required for the next millennium (Watson, 1999, p. xv)
THEORETICAL ASSERTIONS
According to Watson, nurses are interested in understanding health, illness, and the human
experience. Within the philosophy and science of caring, she tries to define an outcome of
scientific activity with regard to the humanistic aspects of life. She attempts to make nursing
an interrelationship of quality of life, including death, and the prolongation of life (Watson,
1979).
Watson believes nursing is concerned with health-promotion, restoration, and illness
prevention. Health, more than the absence of illness, is an elusive concept because it has a
subjective nature (Watson, 1979). Health refers to "unity and harmony within the mind, body,
and soul" and is associated with the "degree of congruence between the self as perceived and
the self as experienced" (Watson, 1988, p. 48).
According to Watson, caring is a nursing term representing the factors nurses use to deliver
health care to patients. She states that by responding to others as unique individuals, the
caring person perceives the feelings of the other and recognizes the uniqueness of the other
(Watson, 1985a).
Using the 10 carative factors, the nurse provides care to various patients. Each carative
factor describes the caring process of how a patient attains, or maintains, health or dies a
peaceful death. Conversely, Watson describes curing as a medical term referring to the
elimination of disease (Watson, 1979). In her initial work, Nursing: The Philosophy and
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Science of Caring, Watson (1979) describes the following basic premises of a science for
nursing:
1. Caring (and nursing) has existed in every society. Every society has had some people whohave cared for others. A caring attitude is transmitted by the culture of the profession as a
unique way of coping with its environment. The opportunities for nurses to obtain advanced
education and engage in higher-level analyses of problems and concerns in their education
and practice have allowed nursing to combine its humanistic orientation with the relevant
science.
There is often a discrepancy between theory and p ractice or between the scientific and
artistic aspects of caring, partly because of the disjunction between scientific values
and humanistic values.
Expanding on her previous work, Watson (1985a) added the following components for
the context of human science theory development:
1. A philosophy of human freedom, choice, and responsibility2. A biology and psychology of holism (nonreducible persons interconnected with others and
nature)
3. An epistemology that allows not only for empirics but also for advancement of esthetics,ethical values, intuition, and process discovery
4. An ontology of time and space5. A context of interhuman events, processes, and relationships'6. A scientific world view that is open
As Watson's work evolved, she continued to focus more on the human care process and the
transpersonal aspects of caring-healing. The basic premises Watson stated in Nursing:
Human Science and Human CareA Theory of Nursing are a reflection of the
interpersonal-transpersonal-spiritual aspects of her work (Watson, 1985a). These aspects
represent an integration of her beliefs and values about human life and provide the foundationfor further development of her theory, as follows:
i. A person's mind and emotions are windo'ss to the soul ...
2. A person's body is confined in time and space, but the mind and soul are not confined Mthe physical universe ...
3. A nurse may have access to a person's mind, emotions, and inner self indirectly through any
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spheremind, body or soulprovided. the physical body is not perceived or treated as sep-
arate from the mind and emotions and higher sense of self (sod])
4. The spirit, inner self, or.soul (geist) of a person exists in and for itself ...5. People need each other in a caring, loving
way...
6. To find solutions, it is necessary to find meanings ...The totality of experience at any given moment . constitutes a. phenomenal field ... (Watson, 1985a, pp.
50-51).
Watson's evolving work continues to make it explicit that humans cannot be treated as
objects and humans cannot be separated from self, other, nature, and the larger universe. The
caring-healing paradigm is located within cosmology that is both metaphysical and
transcendent with the co-evolving human in the universe. The context calls for a sense of
reverence and sacredness with regard to life and all living things. It incorporates both art
and science, as they are also being redefined, acknowledging a convergence between the
two -(Watson, 1997).
LOGICAL FORM
The framework is presented in a logical form. It contains broad ideas and addresses many
situations on the health-illness continuum. Watson's definition of caring as opposed to
curing delineates nursing from medicine. This concept is helpful in classifying the body of
nursing knowledge as a separate science.
Since 1979 the development of the theory has been toward clarifying the person of the
nurse and the person of the patient. Another emphasis has been on existential-
phenomenological and spiritual factors.
Watson's theory has foundational support from theorists in other disciplines, such as
Rogers, Erikson, and Maslow. She is adamant in her support for nursing education that
incorpOrates holistic - knowledge from many disciplines and integrates the humanities, arts,and sciences. She believes the increasingly complex requirements of the health care system
and patient needs require nurses to have a broad, liberal education. The ideals, content, and
theory of liberal education must be integrated into professional nursing education (Sakalys &
Watson, 1986).
Watson has recently incorporated dimensions of a postmodern paradigm shift throughout
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her theory of transpersonal caring. Modern theoretical underpinnings have been associated with
concepts such as steady-state maintenance, adaptation, linear interactions, and problem-based
nursing practice: The postmodern approach moves beyond this point; the redefining of such a
nursing paradigm leads to a more holistic, humanistic, open system wherein harmony,
interpretation, and seif-transcendence are the emerging directions reflected in this epistemo-
logical shift. Watson (1999.) believes that nursing must be challenged to construct and co-
construct ancient and new knowledge toward an ever-evolving humanity of possibilities to
further clarify nursing for a_ new. era, "The .theory evolution has - tended to place-greater
emp.hasis on transpersonal_ caring, intentionality, caring consciousness, and the caring field"
(Watson, personal communication, August 21, 2000).
ACCEPTANCE BY THE NURSING COMMUNITY
Practice
Institutions that are seeking a holistic approach to nursing care are integrating many
aspects of Watson's theoretical commitment to caring. For example, nursing journals
concerned With the delivery of nursing care contain increasing numbers of articles that refer
to Watson and incorporate the importance of caring as an essential domain of nursing
(Brenner, Boyd, Thompson, Cervantez, Buerhaus, & Leininger, 1986).
Watson's theory is being validated clinically in a variety of settings and with various
populations. With the nursing:shortage, the emergence of magnet hospital initiatives has
generated more recent interest, in the use of Watson's caring theory as context and
framework for transforming nursing practice from the inside out The clinical settings have
included critical care units, neonatal. intensive care units, and. pediatric and gerontologi-
cal care units (BYrd,:1988; Cronin & Harrison, 1988; Miller, 1987; Ray, 19.87; Sithichoke-
Rattan, 1989; Swanson, 1991). (See Watson's Web site
[htip://www2uchsc.edu/son/caring/content/jfor more information about clinical agencies using
this workfor example, Miami Baptist Hospital, Resur rection Health System [Chicago], Denver
Veteran's Administration Hospital, and Children's Hospital [Denver], Inova Health System
[Virginia], Baptist Central Hospital [Kentucky], Elmhurst Hospital [New York] Pascak
Valley Hospital [New Jersey], Sarasota Memorial Hospital and Tampa Memorial Hospital
[Florida], and Scripps Memorial Hospital [California], among others.)
http://www2uchsc.edu/son/caring/content/jhttp://www2uchsc.edu/son/caring/content/jhttp://www2uchsc.edu/son/caring/content/jhttp://www2uchsc.edu/son/caring/content/j -
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The systems and populations have included women who have miscarried, women who
have had newborns in intensive care units, and women who have been identified as
socially at risk (Swanson, 1990, 1991 & 2000); patients who have had myocardial
infarction (Cronin & Harrison, 1988); oncology patients (Larson, 1987); people with
acquired immunodeficiency syndrome (Neil, 1990); and the elderly (Clayton, 1989).
Montgomery (1993) studied healing through communication. The relationship of caring
to nursing administration has also been examined (Miller, 1987; Nyberg, 1989, 1998; Ray,
1987, 1989). In 2002 Watson's book, Instruments for Assessing and Measuring Caring in
Nursing and Health Science, was published.
The acuity level of hospitalized individuals, the short length of hospital stays, and
the increasing complexity of technology have been identified as possibly interfering
with the implementation of the caring theory. However, more recently this caring
theory focus is considered one of the solutions needed to address health care reform
and system reform at a deep, ethical level, enabling nurses to follow their own
professional practice model. New initiatives for this model are emerging under Watson's
leadership as "Nightingale units," where caring-healing excellence is manifested
within current institutions seeking major nursing reform at individual and
environmental levels.
Education
Watson has been active in curriculum planning at the University of Colorado. Her framework
has been taught in numerous baccalaureate nursing curricula, including Bellarmine College in
Louisville, Kentucky; Assumption College in Worcester, Massachusetts; Indiana State
University in Terre
Haute; and Florida Atlantic University in Boca Raton. In addition, these concepts are now
used widely in nursing programs in Australia, Sweden, Finland, and the United Kingdom.
Critics of Watson's work have concentrated on the use of undefined terms, incompletetreatment of subject matter when describing the 10 carative factors, and a lack of
attention to the pathophysiological aspect of nursing. Watson (1985a) addresses these
aspects in both her first book, Nursing: The Philosophy and Science of Caring (1979, 1988),
and the preface of her second book, Nursing: Human Science and Human CareA Theory
of 'Nursing (1985), where she defines her intent to describe the core of nursing (those
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aspects of the nurse-patient relationship resulting in a therapeutic outcome) rather than
the trim of nursing (the procedures, tasks, and techniques used in practice settings). With
this focus, the framework is not limited to any nursing specialty. Although she
emphasizes that both the core and the trim are necessary, she believes that the trim cannot
be the center of a professional model of "nursing qua nursing" (Watson, 1997, p. 50).
Watson (1985a) hopes her work will help nurses develop a meaningful moral and
philosophical base for practice. A study of Watson's framework leads the reader
through a thought-provoking experience by emphasizing deep inner reflection and
personal growth, communication skills, use of self-transpersonal growth, attention to both
nurse and patient, and the human caring process that potenti:- ates human health and
healing.
Research
Watson and colleagues are attempting to research the caring framework and to arrive at
empirical data amenable to research techniques (Hester & Ray, 1987; Morse, Bottorff, Nea,nder,
& Solberg, 1991;
Morse, Solberg, Neander, Bottorff, & Johnson, 1990; Watson, 1985b; Watson & Lea,
1997). . However, this abstract framework is difficult to study concretely. Watson believes that
a chasm often exists between the essential qualities and subject matter of nursing and the
methods used for research. As with her concern for uniting the liberal arts with nursing
education, she hopes that nursing research will incorporate and explore esthetic, metaphysical,
empirical, and contextual methodologies (Leininger, 1979; Watson, 1987).
Morse and colleagues (1990, 1991) have analyzed the caring literature for themes related to
conceptual and theoretical development. They conclude that the abstractness of the concept
and the clinical reality in some situations (e.g., the brief interactions With patients afforded by
outpatient-or office visits) has limited the development of a knowledge base in Watson's caring
theory, whether caring exists in nursing situations that have yet to develop interpersonally andwhether caring is unique to nursing. Patient outcomes in caring transactions need
further study.
Research and practice must focus on both subjective and objective patient outcomes in
determining whether caring is the essence of nursing. The development of behaviors and
predictors of change is critical to further development of this work. (See Box 7-1 for
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information on the use of caring instruments.)
FURTH-LR0EVLOPNIENT '-
Early nursing research traditionally followed the
received view format in which single-factor method-
ology is compared with rigorous standards of truth,
operational definitions, and observational criteria (Seeman, 1954; Watson, 1981).
Watson writes about the inadequacy of this methodology for studying the multidimensional
phenomena of nursing care. She proposes that as nursing advances in its doctoral
programs, the process of scientific development will be used on itself. Nursing research
will adopt the received view, reject it, and synthesize new ideas, which will result in a new
nursing model for the next century.
. Watson has identified some critical issues for future .research conditions that foster
the person as an end and not a means in a highly technological society and has also
identified conditions that promote caring when humanity is threatened (Watson,
1985a). This theory lends itself to creative research methodologies that assist nursing in
formulating a philosophical base for professional human care concepts.
CRITIQUE Clarity
Watson's theory uses nontechnical, yet sophisticated, language. At times, lengthy
phrases (e.g., "symbiotic relationship between humankindtechnology-nature")
(Watson, 1999 p, xiv) and sentences need to be read more than once to gain meaning.
Her increasing inclusion of metaphor, personal reflections, artwork, and poetry make her
complex concepts more tangible and more aesthetically appealing. She continues to refine
her theory and has recently revised the original carative factors which she now describes as
caritas processes. The word caritas comes from a Greek word meaning "to cherish, to
appreciate, to give special attention toeven loving attention to.". Table 7-1 outlines an
evolution of Watson's thinking.Simplicity
Watson draws on a number of disciplines to formulate her theory. To understand the theory
as it is presented, the reader does best by being familiar with broad subject matter. It is
viewed as complex when considering the existential-phenomenological
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nature of her work, which is partly because many
nurses have a limited liberal arts background and baccalaureate nursing curricula have
limited integration of liberal arts.
Generality
The theory seeks to provide a moral and philosophical basis for nursing. The scope of the
framework encompasses all aspects of the health-illness continuum. In addition, the theory
addresses aspects of preventing illness and experiencing a peaceful death, thereby increasing
its generality. The carative factors that Watson described have provided important
guidelines (or nurse-patient interactions; however, some critics have stated that the
generality is limited by the - emphasis placed on the psychosocial aspects rather than
the physiological aspects of caring.
Another characteristic of the theory is that it does not furnish explicit directions about
what to do to achieve authentic caring-healing relationships. It is more about being than
about doing and it must be internalized thoroughly by the nurse .to be actualized in
practice. Nurses who want concrete guidelines may not feel secure when trying to rely on
this theory alone.
Empirical Precision
Although the framework is difficult to study empirically, Watson draws heavily on widely
accepted work from other disciplines. This solid foundation strengthens her views. Watson
describes her theory as descriptive and she acknowledges the evolving nature of the theory
and welcomes input by others. The theory does not lend itself to research conducted with
traditional scientific methodologies. In her second book, Nursing: Human Science and Human
CareA Theory of Nursing, Watson (1985a) addresses the issue of methodology. The method-
ologies relevant to studying transpersonal caring and developing nursing as a human
science and art can be .classified as qualitative, naturalistic, or phenomenologiCal. Watson does
acknowledge that a
CARATIYE FACTORS CARITAS PROCESS
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I, "The formation of a
humanistic-altruistic system
of values"
2. "The instillation of faith-hope"
3. "The cultivation ofsensitivity to one's self and
to others"
4. "Development of 'a helping-trust relationship" became
"development of a helping-
trusting, human caring
relation" (in 2004 Watson
Web site)
5. "The promotion andacceptance of the expression
of positiVe ana iregatiVe
feelings"
6. "The systematic use of thescientific problem-solving
method for decision making"
became "systematic use of a
creative problem-solving
caring process" (in 2004
Watson Web site)
7. "The promotion oftranspersonal teaching-
learning"
8. "The provision of supportive,protective, and (or)
"Practice of loving-kindness
and equanimity within the
context of caring consciousness"
"Being authentically present and
enabling and sustaining the deep
belief system and subjective life-
world of self and one being cared
for"
"CultivatiOn Of One's owii
Spiritual practices and -transpersonal self going beyond
the ego self"
"Developing and sustaining a
helping trusting authentic
caring relationship"
"Being present to, and supportive
of, the expression di positive and
negative feelings as a connection
with deeper spirit and self and
the one-beingcared for"
"Creative use of self and all ways
of knowing as part of the caring
process; to engage in the artistry
of caring-healing practices"
"Engaging in genuine teaching-
learning experience that attends
to unity of being and meaning
attempting to stay within
other's frame of reference"
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corrective mental, physical,
societal and spiritual
environment"
9. "The assistance withgratification of human
needs"
10. "The allowance forexistential-
phenomenological forces"
became "allowance for
existential-
phenomenological-
spiritual forces" (in 2004
Watson Web site)
"Creating healing environment
at all levels (physical as well as
nonphysical, subtle environment
of energy and consciousness,
whereby wholeness, beauty,
comfort, dignity and peace are
potentiated)"
"Assisting with basic needs, with
an intentional
caring consciousness, administering
'human
care essentials', which potentiate
alignment of mindbodyspirit,
wholeness, and unity of being in all
aspects of care"
"Opening and attending to
spiritual-mysterious, and
existential dimensions of one's
own life-death; soul care for self
and the one-beingcared for"
combination of qualitative-quantitative inquiry may also be useful.
Derivable Consequences
Watson's theory continues to provide a useful and important metaphysical orientation for
the delivery of nursing care. Watson's theoretical concepts, such as use of self, patient-
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identified needs, the caring process, and the spiritual sense of being human, may help
nurses and their patients find meaning and harmony in a period of increasing
complexity. Watson's rich and varied knowledge of philosophy, the arts, the human
sciences, and traditional science and traditions, joined with her prolific ability to
communicate, has enabled professionals in many disciplines to share and recognize her
work.
SUMMARY
Jean Watson began developing her theory while assistant dean of the undergraduate
program and it evolved in the early planning and implementation of the nursing Ph.D.
program at the University of Colorado. Her first book started as class notes that emerged
from teaching in an innovative, integrated curriculum. She became coordinator and
director of the Ph.D. program when it was initiated in 1978 and served until 1981. While
serving as Dean of the University of Colorado School of Nursing, she was instrumental in
the development of a postbaccalaureate nursing curriculum in hurnan caring that leads to
a career professional clinical doctoral degree (ND) that was implemented in 1990 and
has been a national demonstration program. She initiated the Center for Human Caring that
was the nation's first interdisciplinary center with a commitment to develop and use knowledge
of human caring for practice and scholarship. She worked from Yalom's 1 1 curative factors to
formulate her 10 carative factors. She modified the 10 factors slightly over time and developed
the caritas processes that have a spiritual dimension and use a more fluid and evolutionary
language. She added spiritual aspects. She believes that the core of nursing is those nurse-patient
relationships that result in a therapeutic Putcome.
Case Study
A young woman has prematurely delivered her second infant. The infant had
considerable difficulty and expired shortly after birth. Her husband is with her. Some
friends are taking care of their 2-year-old child.The parents of the couple live a great
distance away and are working. What caring practices can the nurse implement?
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