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WASH stories from Ghana Presentation of lessons learnt from GNWP Phase I GNWP Closing Conference, Friday 26 June 2015

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Page 1: WASH stories from Ghana - Simavi.org€¦ · Management, monitoring & evaluation, national-level learning, documentation and scaling up 1. Quick impact programme Small (non-) infrastructure

WASH stories from Ghana

Presentation of lessons learnt from

GNWP Phase I

GNWP Closing Conference, Friday 26 June 2015

Page 2: WASH stories from Ghana - Simavi.org€¦ · Management, monitoring & evaluation, national-level learning, documentation and scaling up 1. Quick impact programme Small (non-) infrastructure

Colofon

Pictures from: Daniel Maissan (Simavi), Diara Lô (Berenschot) and Jochem Schut (Witteveen+Bos)

www.gnwp.nl

3

ForewordMany WASH projects have taken single-sided

approaches: they concentrate on awareness raising,

on the construction of new infrastructure, or on

institutional development. We have embraced the

GNWP concept in its comprehensive scope, where

the entire WASH value and policy chain, hardware

(physical implementation) and software (aware-

ness, capacity building) are combined. For a total

of 5 municipalities clustered in two river basins, a

substantial programme has been formed to achieve

both institutional development and physical WASH

implementation. The combination facilitates stake-

holder commitment, provides ‘practice grounds’ and

ensures tangible, physical progress. It is our convic-

tion that the integrated approach of GNWP will be

key to its success.

The complexity of the GNWP requires different

types of expertise for its planning and execution. The

consortium of the engineering firm Witteveen+Bos,

management consultant Berenschot and WASH

NGO Simavi, together with our subcontractors, was

tailored to this end. People from various countries,

organisations and backgrounds have worked in a

team to create many results in a short time span.

Results achieved by building on the unique compe-

tences and experiences of each partner. Since it takes

time for a partnership to function efficiently and effec-

tively, we are grateful to have had 1,5 years and a bit

sad that our involvement is now coming to an end.

We are particularly thankful for the many close

interactions we have had with representatives

of the Government of Ghana and the Municipal

Coordination Teams in the five municipal and met-

ropolitan assemblies targeted by the programme.

Together we have been able to prepare projects

and interventions that will significantly improve the

WASH situation in these urban areas in Ghana.

On behalf of the TA Team,

Ole Kaare Jensen

Team leader

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5 4

Table of contents

Foreword 3

Abbreviations 4

Introduction 71.1 Ghana - Netherlands WASH Programme (GNWP) 71.2 Programme timeline and structure 81.3 GNWP Master Planning and Phase 1 Implementation 9

The GNWP TA Team 152.1 The consortium 152.2 Parties involved in the implementation of GNWP Phase 1 (Subcontractors) 17

STORY 1 Local revenue enhancement for WASH 193.1 Introduction 193.2 Analytical Framework for Local Revenue Mobilisation 203.3 Two examples of local revenue mobilisation in Ghana: Ga West and Tamale 223.4 Recommendations 25

STORY 2 Gender equality in WASH in Schools projects 294.1 Introduction 294.2 Recommendations 36

STORY 3 Waste Business Models in Accra 415.1 Introduction 415.2 Overview waste facilities and planned investments in Greater Accra 425.3 Four business models explored 465.4 Tema engineered landfill site (Kpone) 485.5 Slamson Ghana Ltd. 495.6 Kumasi engineered landfill 515.7 ACARP 545.8 Conclusions 555.9 Recommendations 56

STORY 4 Municipalities creating an enabling environment for SMEs in the WASH sector 59

6.1 Introduction 596.2 The case of Ga Central Municipality 606.3 The example of two enterprises 646.4 Recommendations 66

STORY 5 Master Planning for WASH 717.1 Introduction 717.2 Our approach 717.3 Steps taken 727.4 Lessons learnt 75

Conclusions and recommendations 79

Contact details GNWP TA phase I 83

Abbreviations

BCC Behaviour Change Communication

CB Capacity Building

CLTS Community-Led Total Sanitation

CWSA Community Water and Sanitation Agency

CSO Civil Society Organisation

DA District Assembly

DACF District Assembly Common Fund

DDF District Development Fund

DESSAP District Environmental Sanitation Strategy and Action Plan

DMTDP District Medium-term Development Plan

DUR Department of Urban Roads

EHSD Environmental Health and Sanitation Directorate

EHO Environmental Health Officers

EKN Embassy of the Kingdom of the Netherlands

EPA Environmental Protection Agency

FOAT Functional Organisational Assessment Tool

GAMA Greater Accra Metropolitan Area

GCMA Ga Central Municipal Assembly

GNWP Ghana Netherlands Water Programme

GoG Government of Ghana

GSMA Ga South Municipal Assembly

GWMA Ga West Municipal Assembly

GES Ghana Education Service

GWCL Ghana Water Company Limited

IGF Internal Generated Fund

ISWM Integrated Solid Waste Management

KEEA Komenda/Edina/Eguafo/Abrem Municipal Assembly

LGSS Local Government Service Secretariat

MA Municipal Assembly

MCT Municipal Coordination Team

M&E Monitoring & Evaluation

MLGRD Ministry of Local Government and Rural Development

MMDA Metropolitan, Municipal and District Assembly

MoU Memorandum of Understanding

MWRWH Ministry of Water Resources, Works and Housing

MWST Municipal Water and Sanitation Team

MTDP Medium Term Development Plan

NCT National Coordination Team

NESP National Environmental Sanitation Policy

NESSAP National Environmental Sanitation Strategy and Action Plan

NGO Non-governmental Organization

OC Oversight Committee

O&M Operation and Maintenance

PPP Public Private Partnership

ProNet Professional Network Association

PURC Public Utility Regulation Commission

RSR Really Smart Reporting

SHEP School Health Education Programme

TA Technical Assistance

VIP Ventilated Improved Pit

WASH Water, Sanitation and Hygiene

WC Water Closet

WD Water Directorate, within the MWRWH

WMD Waste Management Department

WRC Water Resources Commission

WSSDP Water and Sanitation Strategy Development Plan

WTP Water Treatment Plant

1

2

3

4

5

6

7

89

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7

Introduction

1.1 Ghana - Netherlands WASH Programme (GNWP)

For decades, the Government of the Netherlands (GoNL)

has been a trusted development partner of the Government

of Ghana (GoG). In 2011, GoNL revised its policies on devel-

opment cooperation, shifting focus from social to economic

sectors, with a larger role for the private sector. In 2012, GoNL

and GoG embarked on a multi-annual programme in Water,

Sanitation & Hygiene (WASH) – the Ghana-Netherlands WASH

Programme (GNWP). The programme among others will

render best practices for urban water, sanitation and hygiene

improvement in Ghana. The sustainability of services, involve-

ment of the private sector, payment for services form new and

innovative elements in the programme.

GNWP Snapshot

Objective The Ghana-Netherlands WASH Programme aims to improve the sustainable access to urban water, sanitation and hygiene services in five municipali-ties, with a focus on poor and vulnerable groups.

Thematic orientation

GNWP encompasses drinking water supply and sani-tation services, liquid and solid waste collection, man-agement and disposal, urban (storm water) drainage, hygiene education, policy development and dialogue.

Geographic orientation

The Densu and Pra river basins basins, and within it five major urban centres with a total population of 1,5 million, have been selected as the geographic focus of the programme. These are regarded as the most vulnerable river basins in Ghana, due to urban encroachment, environmental degrada-tion and pollution. The basins are the watersheds of the municipalities of Ga South, Ga Central and Ga West in Greater Accra Region and Elmina and the metropolis Cape Coast in Central Region.

Funding structure

The programme is funded by the Netherlands Government (€100 million grant) and the Ghanaian Government (€50 million) over the period 2012-2017. On top, the private sector is expected to contribute to projects under the Ghana WASH Window (GWW) PPP-facility and the WASH Fund (together €50 million).

1

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8 GNWP Master Planning and Phase 1 Implementation 9Introduction

1.2 Programme timeline and structure

After the Memorandum of Understanding (MoU)

between GoNL and GoG was signed in 2012, and an

ex-ante evaluation was conducted, the programme

effectively started in January 2014. A Technical

Assistance (TA) team was contracted to start imple-

menting a selection of components and prepare the

remainder of GNWP for implementation. This project

is referred to as “GNWP Master Planning and Phase I

Implementation”.

Figure 1.1 Timeline GNWP

GNWP implementation

Phase 1

• Quick gainsprogramme

• Behavioural change activities

• WASH in schools

• Capacitiy-strengthening

• January 2014-June 2015

• Contruction of infrastructure works

• Implementation of activities

• Monitoring of performance

• July 2015-December 2020

CA B

2012 2013 2014 2015 2016

GNWP preparation

• Defining policy objectives govern-ments of Ghana and The Netherlands

• MoU

• Define scope of interventions

• January-December 2012

Result A:Broad set-up of the GNWP

• Ex-ante evaluaation

• Business cases

• M&E framework

• Baseline study

• January-July 2013

Result B:Report recommending that further planning was needed for programme to have intended impact

• Technical assistance to 5 MAs, MLGRD and other stakeholders for development of WASH Master Plans

• Preliminary designs, feasibility studies for infrastructure works + financial & economic analysis

• Tender documents for implemen-tation

• Programme document, imple-mentation manual and M&E system

• January 2014-June 2015

Phase 2

The GNWP consists of several components, as

depicted in figure 2. The WASH Fund is the main

sub-programme of GNWP. A diverse range of infra-

structural and non-infrastructural projects has been

selected and prepared for financing and implementa-

tion in the period until 2020 (marked as Phase II). Part

of the funds has been committed to projects that are

currently being implemented.

Figure 1.2 Programmatic structure of the GNWP

4. Micro-meso financing instruments

SNV project: P2P project: acces to finance

Loans to small-medium sized enterprises involved in WASH services and products

€6m

3. WASH Fund

6 large scale infrastructure projects€70m

Approx €90m

Pillar 1

5 non-infrastructure projects€4.5m

Pillar 2

WASH in schools€9m(I: €3m/II: €6m

Pillar 3

Improving sanitation acces in urban Ghana (UNICEF)€6m

Pillar 4

5. Technical assistance

A) Technical Assistance Master Planning and phase I implementationB) Technical Assistance / Fund manager phase II

6. Programme support

Management, monitoring & evaluation, national-level learning, documentation and scaling up

1. Quick impact programme

Small (non-)infrastructure works in 5 MAs

Approx €0,95m

2012 Jan 2014 June 2015 2020

Phase 0 Phase I Phase II

2. Ghana WASH Window (GWW)

Public-private partnerships in the field of WASH and/or intergral water management

Approx €40m

1.3 GNWP Master Planning and Phase 1

Implementation

The tasks of the Technical Assistance team, con-

tracted to prepare part of GNWP and to start

implementation of Phase I, were divided in 5 Work

Packages. The following table provides an overview

of major results achieved. Related reports and doc-

uments can be found on the website under ‘knowl-

edge platform / GNWP publications’:

www.GNWP.nl

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6 infrastructural projects prepared under the WASH Fund

5 non-infrastructural projects prepared under the WASH Fund

10 GNWP Master Planning and Phase 1 Implementation 11Introduction

Summary of results achieved in GNWP Phase I

Work Package

Subject Main deliverables

1 Master Planning • 5 WASH Master Plans providing a vision for 2040 and strategies and objectives for 2020 • 5 Implementing and Financing Plans 2015-2017 pertaining to the Master Plans • Capacity Needs Assessment report of national and regional WASH stakeholders • Action Research on sanitation behaviour in 5 MAs • Short-list with GNWP projects (infrastructural and non-infrastructural)

2 Preliminary designs and feasibility

• Feasibility studies for 8 infrastructural projects in water supply, drainage and waste • Preliminary designs of 6 infrastructural projects (water supply and drainage) • Environmental and Social Impact Assessment (ESIA) of 6 infrastructural projects (water supply and drainage) • Financial-economic assessment  of the portfolio of projects • Implementation supported of one infrastructural project (Cape Coast Water Supply Project)

3 Tender documents

• Tender documents for 6 infrastructural projects • Technical assistance to contracting authorities in tender development, tendering and contracting

4 Programme document

• GNWP Programme document • M&E Framework and data sheet • Launch of GNWP website and registration of all GNWP funded projects in RSR (Really Simple Reporting)  • Project descriptions (ToRs and project plans) of 5 non-infrastructural projects • Booklet presenting best practices in WASH sector (presented during closing conference Phase I)

5 Implementation of WASH in SchoolsBehavioural ChangeCapacity Building

• 100 Schools provided with WASH infrastructure (toilet blocks, hand washing and drinking water facilities) • Parent and teacher associations of 100 schools trained and supported in sustainable management of WASH Management • 15 open defecation hot spots mapped in the 5 MAs • 15 areas with a population of over 15.000 people triggered by Urban Community Led Total Sanitation activities • > 3.000 people participated in mass awareness raising events to stop open defecation • > 750 home owners and landlords expressing interest in building household toilets • 35 entrepreneurs oriented about market opportunities for the construction of household toilets • 5 social accountability workshops identifying roles and responsibilities of the private, public and civil society players in stopping open defecation • More than 250 civil servants and other stakeholders in WASH trained in the fields of basic ICTs, Waste Management, Law Enforcement, Results Management for WASH, Results oriented Human Resource  Management, Drainage planning and Public Private Partnerships • 5 Master Plans launched and promoted in each MA. Promotional and information materials produced and distributed to stakeholders and general public • TA for implementation of WASH Master Plans

5 WASH Master Plans developed and institutionalised

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12 GNWP Master Planning and Phase 1 Implementation 13Introduction

100 Schools provided with WASH infrastructure and soft skills

WASH Master Plans launched in each MA

Over 250 people active in WASH trained

Training on effective planning for drainage maintenance

Basic information and communication technology (ICT) training

Cape Coast Water Supply Project: implementation ongoing

Abrem Agona Reservoir 1000m³ (86 m) inflow 14000m³/d2000m³/d supplies the mountain area

Old Brimsu WTP Reservoir 1600 m³ production=8000m³/d

New Brimsu WTP 500m³ production=12000m³/d

Pedu reservoir

Second Ridge reservoirs (existing) (66 m)tank 1 (new)=9000m³ tank 2 (old)= 2365m³

Rehabilitate Elmina reservoir (35 m)

Jukwa reservoir (80 m)

University reservoir

DN500= transport 12000m³/d to New brimsu

Old Brimsu Outflow (83 m):CI375=5700m³/dAC300=4600m³/dNew PE/PVC315= 4200m³/dPumps to jukwa=720m³/d

New Brimsu Outflow (48 m):to old brimsu= 7200m³/dDI500= 13440m³/dPipe to Abura Dunkwa= 3360m³/d

New PVC/PE315 Flow=2000m³/d (current)

AC200Flow=1500m³/d

PVC315 from MawokporFlow=1500m³/d

Abura Dunkwa (110 m)

New PVC/PE500 (optional)

New PVC/PE200 (optional)

GULF OFGUINEA

OPUM

Kwenkua(Praba)

Bruka

Brook

Atse

(Praban)Fraba

Patrapa

G-11

Mframaandwo

(Taedo)

G-30

Factory

Salt PondRoad Camp

G-27

MP78

MP83

Cape Coast

MP85MP86

G-11

Regional

EbuOld

ObimmpeEkubon

Tuafo

Taidu

AmasemkuromAsemasa Mampon

Fawsi

Owunhyeda

Ndasiman

Halmkrom

Nsanfo

(Ekrofor)

Fomena

Brofoyduru

Branoama

Hasowodze

Guadamoa

Edzimor

Atukrom

Asufufoso

Badukrom

Afafa

WankamWaakrom

Yamoransa

Eduma

Oguakuma

Edukrom

Kyedeoyo

Amoannda

OhiabaBatanyaa

Akraman

Emisakrom

Egyirifa

Akoansow

Ansa

Brabea

Akroma

Akatakyiwa

ANOMABO

ASEBU

EKON

ABAKRAMPA

BIRIWA

(MBOWURE)

MOREE

(OGUAA)

CAPE COAST

NKANFOWA

MP6

TROPO

Hua

Taiwin

Asenkye

Obuohu

Barabui

Uda

Anwin

Anomadua

(kakom)

Kakum

(Nkotro)

Nkuntrau

Bosomtoa

Sima

KobinaEson

Patadena

Potogyin

Asakora

AsukuMabe

Boturo

(Srowin)

Nkuntrau

Asafobora

Odwoku

Benpon

Water Supply

SaltPond

SaltPonds

SaltPonds

College

Ankaful

LeprosariumPrison

Prison

St.Theresa's

ofUniversity

Motel

Army

Barracks (Old Castle)

Fameye

Nyamoa

(Esiadze)Asenadze

(Taedo)Taidu

Adutu

Ansapetu

Yaayaakwaano

Akaikrom

(Enyeku)

Basakrom

(Senahwin)

Simiw

Akonam

Abakamu

Adisadel

Werenta

Eture

Nyamebekyere

Amoana

Nkontrodo

AtonkorAffulkromVroomdorp

Nyeaye

Eduegyei

BANTOMA

Nkwanda

Ayensudo

Aboabo

Nteneman

AbremBerase

Abrem

kayefi

Edwenase

Putubew

Apewosika

EsuekyirAnto-

Mpeasem

KoforiduaBrabedzi

Manpon

EguafoBreman

Sanka

Asaman

Pershie

Emisaano

Ntranoa

Krofa

Abena

Akotokyere

Kwapro

KROBO

ANKASEABREM

GCSCFP

G-11

G-11

Bruka

(Akyeremansu)

Akoano

Afenakrom

Atwereboannda

AboraNyanfeku

Gyankrom

NkraneKote

(Srowia)

Aprapon

Obra Twa Wu Papagya(JUKWA)

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New reservoir

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>100 mmD:\Users\menj2\Desktop\Basemap_KEEA_CCMA_sketch.mxd 02-07-2014 16:38:51

Witte

ve

en

+B

os

Alternative overview

1:70000

0 1 2 3 4 5 km

A2 landscape

water supply system

page size:

scale:

1

02-07-2014

J.Mendez BSc

S.Meijer BSc

F. de Bruijn MSc

0

drawn:

verified:

approved:

version:

date:

drawing no:

client: Embassy of the Kingdom of the Netherlands

Cape Coast Water Supply Project

GHA38.1.210

project:

project code:

This booklet presents insights and lessons learnt during Phase I implementation of GNWP, with regards to five different WASH subjects. The booklet has been

developed for the closing conference of GNWP Phase I held in Accra on 26 June 2015.

The five presentations are explicitly not meant as scientific papers. The subjects are addressed by means

of light illustrative stories or in the form of simple business models. By presenting the themes in this way, we aim to provide food for lively discussions

during the closing conference and food for thought as well as inspiration for GNWP Phase II and other WASH

programmes that will be developed in the future.

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15

Witteveen+Bos is a first-rate consulting and engineer-ing firm, with excellent technical skills and a strong track record in Ghana and other sub-Saharan African countries. In the past years, W+B has executed over 20 projects in eight African countries ranging from the design of water treat-ment units to preparing urban infrastructure Master Plans. Currently, Witteveen+Bos is working on several projects located in Ghana, Niger, Burundi, DR Congo and Rwanda. After completion of these projects, the total impact will be that 4,7 million people have gained access to safe and reli-able drinking water. www.witteveenbos.com

Berenschot is a management consulting firm that loves to organize, at all times and in the most complex environments. It has a proven international track record in programme coor-dination, capacity building and institutional development. Amongst others, Berenschot has led a worldwide framework agreement in the field of good governance and home affairs for the European Commission. In Africa, Berenschot is spe-cialized in organizing large and complex projects for public and private sector clients, including PPP constructions, in the sectors water, energy, transport and health. Berenschot has implemented over 50 projects in sub-Sahara Africa and has offices in South Africa and Ghana. www.berenschot.com

Simavi is an international NGO that believes everyone has a right to good health. Simavi is is well-versed in behavioural change and WASH implementation, and excellently con-nected with Ghana WASH stakeholders. Simavi is leader of the one and only Dutch NGO alliance on WASH, coordinating a programme of 45 million euro implemented by six NGOs. Within the programme, 56 projects are executed in Africa. www.simavi.nl

The GNWP TA Team

2.1 The consortium

The consortium responsible for the implementation of

GNWP Phase I consists of engineering firm Witteveen+Bos,

management consultancy firm Berenschot and international

NGO Simavi.

2

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16 GNWP Master Planning and Phase 1 Implementation 17The GNWP TA Team

An explicit aim of the consortium was to be lean

and mean, as well as adaptive and pragmatic in

our approach to the various tasks at hand. For this

reason, we chose to work in a small tripartite con-

sortium for the overall management of the project,

assisted by several subcontractors for specific tasks.

For a period of 18 months, the so created TA team

consisted of 6 full-time staff members and over 30

Ghanaian and international experts with different

specialties and backgrounds, involved at different

moments of project implementation.

2.2 Parties involved in the implementation of GNWP Phase 1 (Subcontractors)

Some faces of the members of the TA team

• Capacity needs assessments in the five MAs

• Training ‘management for development results’

• Training ‘HR management’

• Survey, elaboration and preliminary engineering as part of the delivery of preliminary designs for selected GNWP infrastructure projects

• Environmental Impact Assessments

• Behavioural change and capacity building through sport coaches and special designed soccer games at a selection of schools

• Assessment of the existing capacity limitations of MAs and beneficiary communities

• Training on sustainable management of WASH infrastructure and planning for drainage maintenance

• Environmental Impact Assessments

• Design of some of the infrastructure works

• Implementation of behavioural change and capacity-building activities at community level

• Financial assessment of projects proposed for implementation under the WASH fund

• Creation of the www.gnwp.nl website

• Training on ‘Really Simple Reporting (RSR)’ and ‘Akvo Flow’ to members of the GNWP Consortium and staff of the five selected MAs and ministries of Ghana

• Capacity building and implementation

• Coordination and supervision of the provision of WASH facilities at 100 schools in the five selected MAs

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19

Story 1 Local revenue enhancement for WASH

This story explores how local governments in Ghana can

improve the generation of internal funds in order to provide

better WASH services to their citizens

3.1 Introduction1)

How Local Governments (LGs) are financed may appear to be

a less significant issue which is often lost to discussions about

international financial crises and other national level politics.

However most of the decisions in the national public sector

have little direct effect on the daily life of the citizens. The real

action that impacts on the lives of citizens in the form of level,

quality and prices of local services is dependent on how local

services are financed at these local levels.

The provision of services at local level is determined by the

ability of LGs to mobilize enough income to finance the cost of

these services. The question of funding is automatically trig-

gered, and very often the centre of the debate, when a certain

task is delegated from central level to local authorities.

Local revenue generation is important considering the growing

demand on LGs to provide essential services to the increas-

ing populations in cities and rural areas. This includes service

delivery in the fields of WASH. Local revenue is never an end

in itself, but should always be a means to finance development

activities or service delivery at local level.

In Ghana, the functions of LGs bestowed upon them by

the 1992 constitution include the formulation of plans, pro-

grammes and strategies for the effective mobilization of the

needed resources necessary for the overall development of the

LG area and the levying and collection of rates, taxes, duties

and fees (Government of Ghana (GoG), 1992). In other words,

any LG may charge fees for any service or facility it provides,

or for any license or permit issued, and have the power to fix

and increase its charges. Even though an Act of parliament, Act

462 provides for the potential sources of revenue, LG is as a

rule unable to meet its revenue responsibilities.

1) This story has been based on the following documents: ‘FOAT Assessment Report Final Version 2012’ of CCMA, GSMA, GWMA and KEEA-MA (LGSS 2012). ‘Local government revenue mobilisati-on in Anglophone Africa’ (ICTD ,2012); ‘TOA Best Practice Handbook’ (JICA, 2013); ‘When Nothing Really Works; The Dilemma of Mobilizing Local Revenues in Ghana: A Comparative Analysis of Local Taxes in the Tamale Metropolis’ (ISS, 2011).

3

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Story 1: Local revenue enhancement for WASH20 GNWP Master Planning and Phase 1 Implementation 21Story 1: Local revenue enhancement for WASH

LG Act 462 (Section 86) indicates the sources of

revenue to LGs to include property rates, rents and

other taxes. Some of these sources of revenue are

not significantly viable in rural districts, but in the

case of metropolitan and municipal governments

(MMAs), they may represent substantial revenue if

they are adequately mobilized. MMAs unlike small

districts have potentially viable taxes but the problem

has been largely with the management and practical

implementation of these taxes.

The ‘own sources’ of revenue of MMAs in Ghana are

called IGF (Internal Generated Funds) and are made

up of five (5) major sources of revenue:

I. Rates (Basic and Property)

II. Lands (Stool Lands & Buildings)

III. Fees and Fines

IV. Rents

V. Licenses

3.2 Analytical Framework for Local Revenue

Mobilisation

In general, there are two main categories of revenue

for local government authorities (LGAs) in Africa:

1. ‘Own revenue’, which typically include

a. taxes,

b. user fees, and

c. licences, and

2. Transfers from the central or regional levels,

usually in the form of grants and revenue sharing.

Other sources of revenue exist as well,

although these will not always reflect in the

local government budgets. For instance:

a. In some countries municipalities are

given the right to borrow for finance

investments in local capital infrastructure.

b. External financial contributions provide

considerable funding to the constituencies

at village and local level in some countries.

These sources are dominated by aid

projects or programmes funded by a

mix of international non-governmental

organisations, bilateral and multilateral

donors. Often, the local government has

little or no knowledge of such projects both

in terms of planning and execution phases.

c. In many rural areas, various forms of self-

help (in-kind) activities contribute to the

maintenance of public services such as village

roads, primary schools and health facilities.

These contributions can be significant.

d. Constituency development funds and social

action funds, operating outside the local

government budgets, have become important

funding sources of social and economic

development projects at the local level in

some countries, for instance in Ghana.

The below figure illustrates the various components

of a local revenue system (local government’s ‘own

revenue’ sources).

Figure 3.1 Analytical framework on local revenue mobilization

• Revenue assignment policy

• Administrative decisions

Local Revenues

• Rates• Lands• Licenses• Fees and fines• Rent

Indicators

• Yield appraisal• Political

acceptability• Administrative

capacity• Economic

incidence• Sanction

Revenue chain

• Tax base identification

• Tax base valuation

• Tax base assessment

• Collection of taxes

• Tax enforcement

• Tax appeals resolution

• Tax payer services

Local revenue

mobilication

High revenue

Low revenue

Government policies and administrative decisions

provide the legal framework for the local revenues.

An analysis of several indicators (such as yield

appraisal, political acceptability, administrative

capacity, economic incidence and sanctions) will

inform the MMA on the feasibility of individual

revenue types. The MMA will decide to start levying

certain revenues based on this analysis.

Once the MMA has decided to start levying a type

of revenue source it will have to conduct the seven

steps in the local revenue chain to optimise the col-

lection of the local revenue:

1. Tax base identification: Identify which objects

in the MA are taxable under this tax.

2. Tax base valuation: Establish a tax

value system for the objects.

3. Tax base assessment: Establish value per object

and total potential value of the taxable objects.

4. Collection of taxes: Collect the

taxes of the charged objects.

5. Tax enforcement: Enforce the tax

in case of non-payment.

6. Tax appeal resolution: Resolve issues

with tax payers that have appealed.

7. Tax payer services: Account for the collected

tax by delivering public services related to

the tax (and informing the tax payer on it).

Depending on the effectiveness and efficiency of the

implementation of the steps, the performance of the

MMA (in terms of local revenue yield) will be either

high or low.

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Story 1: Local revenue enhancement for WASH22 GNWP Master Planning and Phase 1 Implementation 23Story 1: Local revenue enhancement for WASH

3.3 Two examples of local revenue mobilisation in Ghana: Ga West and Tamale

• Inability of the assembly to generate enough

revenue to support the assembly’s projects arising

from the revenue leakages identified above;

• Inadequate information or lack of

data on valuation of properties in the

Municipality hence the appropriate rates

are not charged by the assembly;

• Finally, lack of means of transport for

the revenue monitoring team.

Ga West Municipal AssemblyThe 2012 FOAT reports on four MAs partic-

ipating in GNWP2) show mixed approaches

and results in the area of local revenue

collection. Three MAs are collecting the rev-

enues with own staff (GSMA, GWMA and

KEEA MA). Only one CCMA contracted their

revenue collection out to a private collec-

tion company (RevNet).

2) By 2012 GCMA was still part of GSMA

GWMA shows the best records in terms of

their annual improvement of the collection

rate and of the actual revenue performance

compared to budget. The percentage of IGF

to Total Revenue remains stable over the

three years (around 30%).

The below table illustrates the performance

of GWMA on Local Revenue Collection:

Revenue performance of GWMA 2009 – 2011

2009 2010 2011

Budgeted Revenue (GHS) 4,265,749 5,299,037 5,442,100

Actual Revenue (GHS) 2,374,506 4,186,555 6,119,784

% of Revenue achieved 56% 79% 112%

Budgeted IGF (GHS) 1,067,647 1,341,450 1,622,100

Actual IGF GHS) 656,731 1,309,631 1,670,221

% of IGF achieved 62% 98% 103%

% Actual IGF of Actual Revenue 27% 31% 27%

Despite their relatively good performance

Ga West MA still reports to have a number

of challenges in their revenue collection:

• Low capacity of some revenue collectors:

The educational levels of some of the rev-

enue collectors are low and this impacts

revenue collection in the assembly. Their

record keeping skills affect accountability;

• Boundary Issues: The Central gov-

ernment’s inability to clearly define

the assembly’s boundaries leads to

boundary disputes. Thus revenue

collectors from other municipalities

having common boundary with GWMA

such as Ga South “intrude” to col-

lect revenue from the municipality;

• Revenue Leakages: These leak-

ages are attributable to some of

the revenue collectors refusing to

account for all money collected;

• There is an inadequate database

on existing and potential rate

payers in the Municipality;

• Inaccessibility to some property own-

ers: It is difficult to get some prop-

erty owners to pay their rate. This is

due to the fact that property own-

ers do not reside in the houses; the

houses are occupied by care-takers;

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Story 1: Local revenue enhancement for WASH24 GNWP Master Planning and Phase 1 Implementation 25Story 1: Local revenue enhancement for WASH

The case of TamaleTamale Metropolitan Assembly (TaMA) is

the capital town of the Northern Region

of Ghana and is Ghana’s third city and the

second largest by area size. It has a 2015

projected population of 562,919.

An ISS research paper, written in 2011 by

Abdul-Basit Issah, compares the five local

taxes of the Tamale Metropolitan Assembly

(TaMA): Rates, Lands, Fees and Fines,

Licenses and Rent. The study shows the

inefficient manner of local revenue mobi-

lization in TaMA which is endowed with

broad revenue bases (this means: high

potential for tax revenue).

Internal Generated Revenue (IGR) accounts

for about 14% of total revenue in TaMA.

The case study of TaMA confirms that

rates (basic and property) are the most

viable local tax, followed by fees and fines,

licenses, lands and finally rent. The rather

low ranking of land related taxes (ranked

4th out of 5) is because of the domain of

responsibility of this taxation which is the

Office of Stool Lands and not TaMA.

Many constraints influence efforts of TaMA

in local revenue mobilization. These factors

include: (i) CG regulations, (ii) expenditure

assignments of LG (budget discipline), (iii)

CG transfers, (iv) cultural and ethnic prob-

lems in the area, (v) corruption and political

patronage, (vi) inadequate capacity and

logistical constraints, (vii) poor financial

management expertise, (viii) lack of trans-

parency and accountability and (ix) poor

monitoring and evaluation of local revenue

mobilization strategies.

3.4 Recommendations

Based on these two cases several recommendations can be

formulated for the enhancement of local revenue in Ghana.

Below we have categorised the recommendations according to

the seven steps of the local revenue chain (see figure 1).

Step Recommendations

Tax base identification • Continuously update the tax register to include new spatial developments. • A lot more needs to be done in bringing potential taxpayers into the tax registers • Proper demarcation of the boundaries must be done by the appropriate authorities so as to eliminate encroachment or intrusion by the neighbouring assembly

Tax base valuation • A professional valuation of properties should be instituted and constantly updated. • A point-system or hybrid system could be developed to determine rates. This will reduce over and under assessment. • A survey could be conducted to place values on the tax bases of fees and fines. • On the part of licenses, which are both a regulatory and revenue measure, the policy allows LGs to vary rates. Therefore a strict adherence to the rules of the game is suggested to avoid the imagining and importation of charges from other districts.

Tax base assessment • Develop a data system to computerize records of tax bases and billing. • Accurate bills must be printed and delivered on time to the customers to pay.

Collection of taxes • A system of data management is important to ensure that LG keeps records of the coverage level of tax bases. • The policy on licensing of vehicles should be enforced to ensure that the power to issue these licenses is controlled and executed by LG. • The capacity of budgeting and tax administrators should be improved to ensure professional budgeting and financial planning. There is need to put in place checks and balances to prevent embezzlement. Incentives are also necessary if the goal of increase revenues is to be achieved. • There is the need to improve the capacity of the revenue collectors through training. • Revenue leakages in the Assembly must be identified and blocked;

Tax enforcement • Rigorous enforcement of tax laws through incentives and punishment is important. • Like other taxes, collection and enforcement need to be stepped up.

Tax appeal resolution • Complaints and appeals should be dealt with transparently, swiftly and accurately.

Tax payer services: • The lack of accountability ought to be corrected to ensure probity and accountability in LG revenues and confidence in the taxpayer. • Generally there is a need to improve tax education to minimize the rate of resistance to taxes due to poor justification of rates. • LG should also provide basic services to make a justification for tax collection for all taxes.

In the following text box we will put these challenges and

recommendations in a broader perspective by looking

at the general experiences in local revenue collection in

(Anglophone) Africa.

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Story 1: Local revenue enhancement for WASH26 GNWP Master Planning and Phase 1 Implementation 27Story 1: Local revenue enhancement for WASH

General experiences in local revenue mobilisation in Africa

‘Own revenue’ sources: challenges and enhancement strategies

The main sources of ‘own revenues’ are usually property rates in urban councils, business licenses, market fees and various user charges. Experiences from a number of African countries, including Ghana, show that these revenue instru-ments have serious shortfalls. For instance, property taxes can be very costly to administer, and the enforcement of user fees has resulted in widespread resis-tance to pay from the poorer segments of the urban population. Moreover, com-plex business licensing systems have proved to be major impediments for the start-up and expansion of especially micro and small enterprises. However, expe-riences also show that when well administered, local revenue instruments can provide substantial and reliable revenues; in particular for urban municipalities.

Below we have summarized the main challenges and enhancement strategies for each revenue source:

Revenue source

Current challenges Enhancement strategies

Property tax

• Property markets are not well developed; • Property registers and valuation rolls are often outdated or not in place; • Administrative capacity and equipment are often limited; • The tax base is generally narrowed by extensive legal exemptions; and • Lack of political support to enforce the property tax and political interference in revenue collection.

• Reform the property tax system (revise legislation). • Build local administrative capacity, • Prioritize appropriate training of property valuators • Upgrade relevant skills of municipal staff. • Use of simple parametric methods for the evaluation of property values. • Administration could be left local, but the legal framework should be centrally provided.

Business licences

• High compliance costs to businesses, due to multiple licensing and complex procedures; • Tariff structures that are complicated and do not reflect ability to pay; • Process loaded with ineffective regulatory requirements; • Poor administration and evasion, which reduce the tax base and generate inequities; and • Generates relatively little income for local governments.

• Reform local business licence systems: • To enable local authorities to collect significantly more revenues, and • To reduce the compliance burden on the businesses. • By making them simpler, more transparent, and effective.

User fees • Equity considerations (i.e. ability to pay is not equally distributed among the citizens), • Collection and billing methods are inadequate, • The quality of the services provided is often poor, • Persistent resistance to pay for various reasons.

• Improve service delivery, • Improve administration and payment schemes, • Improve community involvement by: • Citizens’ involvement in identifying problems and setting priorities • Prompt redress of complaints will convince people that the municipality means business. • Link payment directly to visible improvements in services. • Co-operation between local government officials, councillors, and community leaders in setting common goals.

Outsourcing local government tax collection?

Local government authorities commonly experience difficulties in collecting taxes, fees and charges. There are many experiments being carried out to find solutions to make tax collection more revenue productive. Practices for collec-tion of local taxes range from cases where local government authorities collect the taxes themselves to cases where tax collection is outsourced to private agents, semi-private partners and the central government.

Evidence is inconclusive whether outsourcing has led to better revenue admin-istration performance compared to tax collection remaining a function of local government officials. However, outsourcing can establish a platform from which change can be facilitated, but its initial impact and longer-term successful performance depend on:

• The strength and quality of the management of the local government authority;

• Political commitment to support the reform; and

• Transparency reflected in the provision of accessible and updated information to the general public on the tendering process and bids received, as well as data on the revenue

potential and actual collection.

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4

29

Story 2 Gender equality in WASH in Schools projects

This story looks into gender-related requirements

to bear in mind when designing and implementing

WASH in Schools projects

4.1 Introduction

School sanitary environments should always be safe and con-

ducive for mental, physical and emotional health of the pupils

in order to achieve maximum results from education. It is

striking to see how many public primary schools in Ghana still

lack adequate toilet facilities. Many school authorities remain

to regard the provision of toilet facilities a privilege rather than

a necessity.

One of the objectives of GNWP is to increase the access to

school WASH services. As part of GNWP Phase I, 100 schools

were identified to participate in the ‘WASH in Schools’ sub-pro-

gramme. The selected schools received a package of infrastruc-

tural investment in water supply and sanitation. Furthermore the

capacity of school WASH institutions has been built and hygiene

behavioural change activities targeting pupils and teachers and

surrounding communities have been implemented. The GNWP

has a football for WASH component implemented by World

Coaches that uses the popularity of football for awareness rais-

ing and education on water, sanitation and hygiene.

One of the debates in the ‘GNWP Wash in Schools Phase I‘

project focussed on gender equality. How do we ensure that

boys and girls equally benefit of provided WASH services and

how are the special needs of girls addressed? By means of

the story of Yaa and Kwesi we explain how a WASH in Schools

Programme can positively address gender issues. We also

share insights in the approaches used in GNWP to address

gender in the WASH in Schools sub-programme. Finally, we

provide general recommendations for WASH in Schools Phase

II and other WASH in schools programmes on the basis of

GNWP experiences.

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Story 2: Gender equality in WASH in Schools projects30 GNWP Master Planning and Phase 1 Implementation 31Story 2: Gender equality in WASH in Schools projects

Current situation of toilet facilities

Figure 1. Current situation: The entrances of the girls and boys facilities are next to each other.

During the assessment phase of the GNWP WASH in schools

Phase I project, a survey was developed and distributed to 234

basic schools in the 5 MAs to understand the current state of

WASH in schools, knowledge, attitudes and practices of school

stakeholders towards WASH.

Results of this survey show that

nearly 40% either have indecent or

no latrines at all. An on-the-spot

assessment during this phase in

targeted schools to benefit from

WASH Services also brought to

the fore that quite a number of

latrine observed are unisex and

not gender friendly at all.

As part of the survey a questionnaire was designed that cap-

tured the school WASH issues in a number of key indicators.

Based on these indicators, the representatives of the different

MAs ranked all schools in their municipalities in order of need.

One indicator was concentrated on ‘female population’. As part

of measuring this indicator, several questions were included

in the survey concerning: female / male pupils, female / male

teachers, number of latrine seats for girls / number of latrine

seats for boys etc. The higher these rates, the more points

were allocated to the school. Through this approach the

GNWP-TA tried to push resources to schools that give special

attention to the matter of gender equality.

Approximately 26% of the world population consists of women

between the age of 12-49. Most of the women in this age

group menstruate between two and seven days each month.

When converted, this means that on average, a women spends

seven years of her life menstruating. In most parts of the world

menstruation remains a subject that is hardly ever discussed.

The neglect of good menstrual hygiene management has

implications towards the educational participation of girls with

regard to access, retention, attendance and final completion.

Absence during the period of menstruation may result in a

girl missing 10 to 20 percent of her school days. Inevitably, it

will be extremely hard for these girls to keep up. According

to a study of Unicef about 1 in 10 school-age African girls do

not attend school during menstruation, or even drop out at

puberty because of the lack of clean and private sanitation

facilities in schools.

Not only female pupils suffer from the lack of sanitation

facilities, female teachers face a similar problem. This issue

highlights the importance of providing clean and private

sanitation facilities in order to achieve gender equality in

society.

Joke MuylwijkGender and Equity Alliance

“Proper sanitation facilities deter-mine the future of a country”

“The next generation mothers have the

right to quality education to bring up their

children well. It would be a shame if the

lack of toilets in schools would deny them

that education, and as a result hold back the

development of the country.”

Yaa and KwesiMeet Yaa (12) and Kwesi (11), both pupils at a primary school in Ga South. They are typical buddy buddies. They first met in kindergarten at the age of 4, and have moved together through kindergarten and primary school. Yaa’s favour-ite course is Math, while Kwesi prefers Science. During lunch breaks, both like to hang out with friends to play games such as ampe and football and engage in heated discussions. Yaa and Kwesi spend most of their weekends with their families and friends. On Sundays, they attend the same charismatic church where Yaa is part of the choir and Kwesi occasionally has the privilege to lead the children worship service.

Lets talk aboutOne subject the friends don’t talk freely about is the sanitation condition in the school. Yaa finds it increasingly difficult to cope with the bad sanitation situation in her school and really aims for change, unlike Kwesi. Both Yaa and a few of her female friends have, in the journey from girl to woman, got their first period a few months ago. For them, the topic has become very relevant since some of her friends have been performing badly lately in school. Reason for this is that they miss school days; they skip school for the entire period of their menses.

Current situation at school of yaa and kwesiYaa and her friends recently had a discus-sion about the current sanitation facilities in the school. They would love to discuss this with the SHEP coordinator in the school.

Initially, the toilet facility Yaa was using was only separated from the boys facility by a low wall. Most girls felt very uncomfortable and unsafe. Boys, especially the older ones, could easily jump over the wall and assail the girls. Although the wall between the two facilities is now high enough, Yaa still would prefer separate buildings for the sanitation facilities instead of having the entrances next to each other. Especially since the locks are not always working. Ama, Yaa’s friend, also mentioned that the toilets should be cleaned more regularly. The surroundings of the facilities are unpaved, which results in a lot of sand entering the facilities. In addition, soap is often nowhere to be found. Yaa and her female class mates are assigned to clean the toilets. This feels unfair since the boys’ toilets are often even dirtier! Yaa would also like to ask the SHEP coordinator if dustbins can be arranged for each toilet which are emptied regularly (she already pointed it out to her teacher). It would help to make toilets look much cleaner.

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Story 2: Gender equality in WASH in Schools projects32 GNWP Master Planning and Phase 1 Implementation 33Story 2: Gender equality in WASH in Schools projects

During the design phase and hardware construction, we incor-

porated national standards for gender friendly sanitation facili-

ties. Below, the most important hardware measures applied in

GNWP are listed:

• Separate sanitation blocks for male and female pupils.

In case there was not enough space for separate

blocks for men and female, we made sure that the

walls between the facilities were high enough.

Separate entrances were built for girls and boys.

• Changing rooms for female pupils. Again, space

was crucial. In case insufficient space was available

to build changing rooms, toilet rooms were made

50 percent bigger for girls than for boys, so they

will still have sufficient space to change.

• Sufficient access to water. This is especially important

for the hygiene practices of girls. In schools with no

or low access to water, the programme contributed to

sustainable improvement in access to water through

the construction of boreholes and GWCL connections.

• Squat toilets for the female pupils were built.

• Provision of dustbins in the facilities, so girls can

throw away their waste (for example: used pads).

• Complimenting environment to the behavioural

change activities. Put hygiene materials in place so

students can immediately implement the lessons

learned. Create a supporting environment to use these

facilities (nobody is intimidating or laughing).

New situation

Boys

• Toilets

• Hand washing facilities

• Dustbins

• Good locks

Enough spacein between

Girls

• Spacious toilets

• Hand washing facilities

• Dustbins

• Good locks

Every school requires appropriate WASH initiatives that keep

the school environment clean and free of smells and inhibit

the transmission of diseases. Therefore, GNWP also focused

on the development of behavioural change skills among pupils

and the mobilization and involvement of parents, communi-

ties, Ghana Education Service and MAs to work together to

improve hygiene, water and sanitation conditions in schools.

The following activities have been undertaken to assure gen-

der equality in the behavioural change activities:

• The ‘Football for WASH’ approach by World Coaches:

The trained coaches were given instruction in football

and play a role as a social coach by teaching issues

related to rights of women/girls, hygiene and water

and sanitation related life skills’. The coaches training

programme includes both male and female coaches.

This is very significant because it will allow the female

coaches to address girl-specific life skills issues, such as

menstrual hygiene. Special Life Skills were designed to

teach the coaches and school teachers on their role in

relation to the WASH-principles and personal hygiene.

• Health clubs: Establishing health clubs in schools in case

they were not yet one in place. Both the members of the

new and existing health clubs were trained to lead school

level WASH interventions and implement relevant WASH

promotional activities at the school. Equal rules for boys

and girls were enforced during the development of rules.

• Cleaning and maintenance of the facilities: The cleaning

and maintenance of the WASH facilities should be the

responsibility of the users themselves. Before, mostly girls

cleaned the facilities. To assure gender equality, schedules

were prepared for both boys and girls to undertake

the cleaning under the supervision of Health Clubs.

Yaa’s conversation with SHEP coordinator yields successYaa and her friends have organized a meeting with the SHEP coordinator, Mrs Amantey, a friendly woman with great inter-est for their suggestions of improvement. She was aware that the facilities in school could be improved, but also reminded the girls that the facilities in the school were better than that of most schools in the coun-try. She named a few schools in the neigh-bourhood without sanitation facilities where pupils had to defecate in a nearby bush, as well as schools where the available space was so little that boys and girls were forced to use the same facility. To the delight of all, a few months later, Mrs Amartey could announce that a WASH project would build new sanitation facilities at the school and that most of the issues raised by the girls would be taken into account while building the new facilities.

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Story 2: Gender equality in WASH in Schools projects34 GNWP Master Planning and Phase 1 Implementation 35Story 2: Gender equality in WASH in Schools projects

• Courses about menstrual and personal hygiene:

Courses are introduced to teach the pupils about

menstrual and personal hygiene. Girls and boys

are taught separately about the menstrual cycles.

Where the lessons for girls mainly focus on menstrual

hygiene, the lessons for boys rather focus on the

necessity of proper toilet facilities for girls.

• Posters: Distribution of posters that clearly show the

correct use of the facilities and hygiene practices.

• Focus group discussions: Data collection was done

through focus group discussions. We trained district

officers to keep focus group discussions with female

pupils about menstrual hygiene management. In

each district, 5 MA offers were trained, including the

SHEP coordinators. The information collected was

used for the design of the hardware construction

and the behavioural change programmes.

Victoria Norgbey, GLOWDEP

“More of the money available for WASH in school programmes should be invested in software to make programmes sustainable”

“Clear messages should be communicated

with the school children to assure a sus-

tainable programme. To formulate such

key messages, a rapid need assessment is

required at the start of the project as well as

a dialogue with stakeholders representing

both men and women! Important parties

to involve are amongst others the district

assembly, Ghana Education Service, Parent

Teacher Associations, Ghana Health Service

and of course teachers and students. SHEP

coordinators and school heads need to be

informed about the programme and the

importance of discussing gender issues to

create support. Commitment and enthusi-

asm from the headmaster has proven to be

very important in the process.”

Comfort Monica DordorHead mistress of Nglestrimary school

“I am so proud of this new sanita-tion facility”

“In the past, our pupils had to pay money

to make use of the toilet facilities in the

neighbourhood. The toilets used to be

located quite far away and pupils tend to

stay away too long. With this new facility

we are an example for the community.”

Yaa and Kwesi are involved in the new WASH programmeYaa and Kwesi both attended a stakeholder meeting where the new WASH in schools programme was discussed. Yaa was invited as member of the health club, and she asked Kwesi to join her. Movies where played showing the effect of proper school facili-ties in schools. At the end of the meeting, both were asked to join the health club in school. Kwesi went home, full of new knowl-edge and impatient to tell his parents and his little sister about the new programme at school. He told his parents that he was proud to become one of the first boys joining the health club and as an result becoming an example for peer students.

Launch of the WASH in school programmeYaa, Kwesi and the other members of the health club started the campaign for the official launch of the WASH in school pro-gramme. ‘Feel free to invite your parents and siblings to this wonderful event during which the WASH in schools programme will be launched in an educative and joyful way’. The headmaster was proudly telling his pupils.

The new facilities really looked good. ‘We don’t even have this at our homes. Sharing this with our parents might truly inspire them to invest in better latrines’ said Kwesi. Yaa firmly agreed.

On the day of the launch, both Yaa and Kwesi attended the event with their par-ents. Through posters, a short but impres-sive movie and speeches, a clear message was sent by the school. ‘We should know better’ exclaimed the mother of Yaa after seeing the movie. ‘I will discuss this during the next meeting of my women association’. The movie showed the current sanitation in the community, and although Yaa felt a bit ashamed of her mother’s loud reaction, she was glad knowing that the message had its expected impact.

The headmaster told the public that he is very committed to further improve the WASH situation at the school. He men-tioned that boys and girls should have equal changes in society and that this starts with an equal treatment at school. This programme is an excellent opportu-nity to emphasize the significance of gender equality.

While the event was coming to a closure, Yaa suddenly remembered the discussion she had with her friends about the past situation a few months ago and smiled proudly.

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Story 2: Gender equality in WASH in Schools projects36 GNWP Master Planning and Phase 1 Implementation 37Story 2: Gender equality in WASH in Schools projects

4.2 Recommendations

The incorporation of gender equality in WASH facilities is

very important, as it prevents girls from non-attendance or

dropping out of school. Ensuring gender quality in WASH in

Schools programmes requires resources. The costs of WASH

infrastructure are high, and investments need to be made in

soft skill approaches as well.

Next to resources, sufficient conviction and commitment at

different levels is needed. The empowerment of women and

girls is essential. The establishment of for example health clubs

and focus groups can contribute in the ambition to give more

women a meaningful voice.

For WASH in schools II, we have formulated the following

lessons learnt:

1. Focus on the empowerment of women. This can be

achieved by incorporating a module about gender in

the hygiene education training. This module should

include lessons about gender empowerment and

discuss the current issues related to the theme.

2. Orient district authorities on the significance of gender

friendly sanitation facilities. To make WASH in school

programmes successful, it is very important that the district

authorities have the right mentality to appoint this issue in

the budgets and planning and construction of the facilities.

Subsequently, gender sensitivity should be included in

monitoring of WASH in School programme to measure

gender equality results. Currently, most authorities do not

significantly understand the concept of gender equality.

3. Land constraints often make it impossible to build separate

sanitation blocks for men and women. Even though, it is

definitely the preferred option as it guarantees the privacy

of girls. Boys can have very mischief ways of misbehaving

on schools. If the facilities are built next to each other, they

can easily find ways to make the girls feel uncomfortable.

4. Repeatedly and consistently demonstrate

commitment to gender mainstreaming at all

levels (policy, programme and project level)

5. Tell stories about girls hygiene issues and gender

attitudes at schools regularly to ensure that best

practices are identified, updated and shared.

Patrick ApoyaSimavi

“The beauty of the GNWP WASH in schools approach is the emphasis on software next to hardware. It is not about the struc-tures that we are putting up but about the enhancement of the school environment of boys and girls to maximize their academic opportunities. This means that if at the end of the day, students are still falling sick and are not attending classes, or if toilets are still dirty, we have not achieved anything.”

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Story 2: Gender equality in WASH in Schools projects38 GNWP Master Planning and Phase 1 Implementation 39Story 2: Gender equality in WASH in Schools projects

WASH in Schools Gender Equity planDeveloped by UNICEF (2015)

Construction stage

• Facilitate meetings between

contractors, PTA, SMC and

school staff to agree on how

to reduce negative impacts of

construction on girls and boys

learning and playing area.

• Monitor the physical,

technical and social aspects

of construction, ensure

that construction is not

endangering children;

disrupting classes; and crew

is behaving appropriately

with boys and girls,

men and women.

• Seek school children’s opinions

in the designs of the facilities.

Post Construction Monitoring

• Ask girls and boys as well as

male and female teachers/staff

about their level of satisfaction

with the facilities, the level

of respect they were shown

by the construction team.

• Train male and female staff

and pupil on good water point

and hygiene management.

• Provide facility user education

on operation and maintenance.

• Train male and female

caretakers and ensure

they have access to

toolkit and spare parts.

• Encourage an equitable

rotation of work among

men and women or, if

required, among older

girls and older boys.

• Ensure both males and

females are included in the

cleaning of sanitation facilities.

• Duty roaster for teachers

responsible for monitoring

and supervision of

sanitation facilities should

be available and visible.

Facility Management

• Prepare a gender sensitive

facility management plan.

• Prepared a gender friendly

duty roaster, display where

children responsible for

cleaning will be identified.

• Provide gender sensitive

roles and tasks where girls

and boys are involved.

• Appoint males and

females as School-based

Health Coordinators.

• Facilitate gender training

for SHEP Coordinators,

officers and facility

management teams.

• Record and analyse usage

and management of facility

by boys and girls.

• Facilitate a gender sensitive

sanitation and hygiene

trainings for boys and

girls as well as teachers

Menstrual Hygiene

• Ensure support for menstrual

hygiene for girls.

• Provide changing rooms

and privacy for girls

in their menses

• Support access to

sanitary pads for girls.

• Train girls in adoption of

menstrual hygiene practices

and best hygiene behaviours

during menstruation.

• Provide for disposal of

used sanitary pads

• Provide hand washing

facilities with soap

• Provide girls with contacts

of Menstrual Hygiene /

reproductive health support

teams in communities,

health centres.

• Sensitize men and boys

to see menstruation as a

natural occurrence and

provide support for girls.

School Health Clubs

• Ensure the involvement of all

pupils both boys and girls

• Prepare gender sensitive

training manuals for

boys and girls

• Provide gender sensitive and

trained SHEP Coordinators

and focal points

• Facilitate interactive

and practical gender

sessions and topics.

Monitoring and Evaluation

• Ensure gender sensitive

M&E indicators

• Include quantitative and

qualitative indicators

for measuring gender

sensitivity and response in

use of school facilities

• Include both men and

women, boys and girls

in participatory M&E

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5

41

Story 3 Waste Business Models in Accra

This story provides an overview of waste investments and

initiatives in Accra, investigates five different business models

and provides recommendations for policy makers, private

sector actors and others to improve sustainable waste

management in the country

5.1 Introduction

Accra, the capital of Ghana, has over 2 million inhabitants,

more than one-quarter of whom are living below the poverty

line. About 2,500 MT of waste are generated daily in Accra.

Although Accra provides full waste collection services in parts

of the capital, waste is not collected from more than half of

the households. Waste is collected by private companies that

are regulated by the city. Accra does not have a formal organic

waste diversion program.

Accra’s dumps have all been closed and the city does not have

its own solid waste disposal site. Collected waste is trucked

to a landfill in Tema, approximately 37 kilometres away. The

added strain on that landfill has shortened its expected lifetime

by half. Talks about a new engineered landfill for Accra have

been ongoing since years, but a site has not been determined

and financing has not yet been secured. More than half of the

liquid waste the city generates is desludged directly into the

ocean at the infamous dumpsite Lavender Hill, which has been

receiving over 100 trucks a day.

Hence, the fast growing metropolis Accra has an evident

challenge to manage its urban waste now and into the future.

There is considerable interest from both private investors and

bilateral and multilateral development partners to tackle this

waste challenge. However, infrastructure investments in the

waste sector are difficult to realise and progress has been slow

for various reasons. This case study assesses – on the basis of

the business models of current waste disposal and treatment

solutions and an inventory of initiatives within Greater Accra

– the factors that are conducive and hampering the develop-

ment of the waste sector, and on the basis of this assessment

provides some policy recommendations.

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Story 3: Waste Business Models in Accra42 GNWP Master Planning and Phase 1 Implementation 43Story 3: Waste Business Models in Accra

5.2 Overview waste facilities and planned investments in Greater Accra

5.2.1 Map GAMA Waste Facilities and Initiatives

Map showing initiatives and current facilities in GAMA area.

Facilities and Ongoing initiativesfor Waste management in GAMA

TMA Engineered Landfill

Blowplast Recycling facility

Tema Septage treatmentfacility-Nungua Farms

Rehabilitation of Teshie-Nungua STP

Nungua Waste TransferStation

Kokomlemle/Britania MiniWaste Transfer Station

E-Waste Recycling Centre

Illegal dump-Tricycles

Rehabilitation works on ASTP

Slamson Ghana-Faecal SludgeDewatering and composting

Slamson Expansion phase2(lavender Hill)

Illegal Dump-Tricycles

Waste to Energy by JSO

Waste to Energy by JSO

Expansion of ACARP toinclude liquid waste treatment

Nsumia Landfill

Ga Integrated WasteManagement Centre

W2E, Recycling and LiquidWaste treatment

Safi Sana

City Waste E-Waste Recycling

GAMA

GAMA Waste Facilities and Initiatives

Map showing initiatives and current facilities in GAMA area.

Facilities and Ongoing initiativesfor Waste management in GAMA

TMA Engineered Landfill

Blowplast Recycling facility

Tema Septage treatmentfacility-Nungua Farms

Rehabilitation of Teshie-Nungua STP

Nungua Waste TransferStation

Kokomlemle/Britania MiniWaste Transfer Station

E-Waste Recycling Centre

Illegal dump-Tricycles

Rehabilitation works on ASTP

Slamson Ghana-Faecal SludgeDewatering and composting

Slamson Expansion phase2(lavender Hill)

Illegal Dump-Tricycles

Waste to Energy by JSO

Waste to Energy by JSO

Expansion of ACARP toinclude liquid waste treatment

Nsumia Landfill

Ga Integrated WasteManagement Centre

W2E, Recycling and LiquidWaste treatment

Safi Sana

City Waste E-Waste Recycling

GAMA

Facilities and ongoing initiatives

for waste manegement in GAMA

A TMA engineered landfill

B Blowplast recycling facility

C Tema Septage treatment

facility-Nungua Farms

D Rehabilitation of Teshie-

Nungua STP

E Nungua Waste Transfer

Station

F Kokomlemle/Brittania Mini

Waste Transfer Station

G E-Waste Recycling Centre

H Illegal Dump-Tricycles

I Rehabilitation works on ASTP

J Slamson Ghana-Faecal

Sludge Dewatering and

composting

K Slamson Expansion phase 2

(Lavender Hill)

L Illegal Dump-Tricycles

M Waste to Energy by JSO

N Waste to Energy by JSO

O Expansion of ACARP

to include liquid waste

treatment

P Nsumia Landfill

Q Ga Integrated Waste

Management Centre

R W2E, Recycling and Liquid

Waste treatment

Map showing initiatives and current facilities in Greater Accra

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Story 3: Waste Business Models in Accra44 GNWP Master Planning and Phase 1 Implementation 45Story 3: Waste Business Models in Accra

5.2.2 Explanation of the map

Overview of current waste infrastructure and planned

waste investments in Greater Accra

A. Tema/Kpone Landfill. Located in Tema MA.

The Kpone Landfill site (in operation since

2013) is a well-engineered landfill site (total

area 17 hectares) with four cells (2.5 hectares

each), an anaerobic pond and two facultative

ponds (for leachate treatment) and a hazardous

waste section. The site has been developed by

TMA with financial support by the Worldbank.

About 1,500 T/day reach the landfill from all

sections of greater Accra, equivalent to 100 to

150 trucks/day. Expansion and construction

of new cells at the Tema landfill are planned.

A feasibility study and EISA are ongoing.

B. Blowplast Recycling Facility. Located in Tema

MA/ Kpone.

The company buys and recycles plas-

tics, mainly thin film plastics from water

sachets. Blowplast buys the (clean) plastic

at around 650 GHC/ ton, depending upon

the quality. Approximately 10T/day tons of

plastics comes to the plant. The plants has

been established with private funding. It is

functional and working at full capacity.

C. Tema Septage treatment facility (Nungua

Farms). Located in Tema MA / Adenta.

The facility was commissioned in 2002 to

serve TMA, developed with the financial

support of the Worldbank. The installed capac-

ity is approximately 150 m3/day. However,

the site is currently unusable and not func-

tioning as designed, due to ineffective

management arrangements. Crude dump-

ing of liquid waste into the environment

(open space ) currently occurs at the site.

D. Rehabilitation Teshie-Nungua Treatment plant.

Located in LEKMA (Nungua Estate)

The Teshie-Nungua waste water treatment

plant with an installed capacity of 80 m3/day

was closed in 2009 as a result of partly over-

loading and a lack of maintenance. Under the

GAMA project of the Worldbank, the plant has

been selected for rehabilitation. This will be

combined with a sewer network extension.

The GAMA project is in the preparatory phase.

Consultancy services are being recruited for

the development of a liquid waste master

plan for 11 MAs. Waste water treatment plants

that are to be rehabilitated will be mapped.

E. Nungua Waste Transfer station. Located in LEK

MA.

A transfer station for skip trucks and other

waste vehicles is operating in AMA and

LEKMA. Its total capacity is 350 tons/day. At the

site, the waste is compressed and hauled by

70 ton container trucks to the TMA landfill. The

transfer station is operated by Zoompak, a sub-

sidiary of Zoomlion. The site is in operation.

F. Kokomlemle Britania Mini Waste transfer sta-

tion. Located in AMA (Kokomlemle Britania)

This mini waste transfer station serves to

temporarily store, compress and transport

solid waste. Its current capacity is 46 tons/day.

The transfer station is operated by Zoompak,

a subsidiary of Zoomlion. It was established

with private funding. The site is in operation.

G. E-Waste recycling facility. Located in AMA

Recycling facility for all sorts of electronic

waste. The facility extracts more than 30

tons/day if valuable metals from damaged

electronic waste parts and wires. It was

established by the Blacksmith Institute and

the Government of Ghana. The facility has

been completed but is not patronized.

H. Illegal dump sites for Tricyles (bola taxis)

Located in Agbogbloshie (behind ICGC) and

Mallam (behind the market). Tricycles carry

solid waste dump at these site. Tolls are col-

lected before dumping. An estimated 50 to

100 tons/day are dumped on a daily basis.

I. Rehabilitation of the Accra Sewerage

Treatment Plant at Mudor. Located in AMA

(Korle Gonno)

The Accra Sewerage Treatment Plant at Mudor

was constructed in 2000 with a design treat-

ment capacity of 16000 m3/d. Due to a myr-

iad of factors, the sewerage treatment plant

has been underutilized and out of function

for 15 years now. Furthermore, equipment

and pipelines are currently not functioning

due to corrosion and poor maintenance.

The plant is considered for rehabilitation

under the Accra Sewerage Improvement

Project (ASIP) of the African Development

Bank. Under this project the facility will be

refurbished and expanded to make it an

operational, cost effective and technological-

ly-tested faecal and sewerage treatment plant

for the disposal of effluent and liquid waste.

J. Slamson Ghana dewatering and compost

plant + expansion phase 1 and 2. Located in

AMA (Lavender Hill)

This plant, run by Slamson Ghana Ltd, started

operating in mid-2012 with the aim to dewater

liquid waste and turn it into fertilizer. The plant

has an installed capacity of 600 ton/day which

allows it to handle about 40 to 60 Cesspool

emptier trucks a day (about 1/3rd of the total

number of trucks desludging on a daily basis).

The installation consists of 6 containers and a

sewage pit to collect faecal waste. After mat-

uration, the faecal waste is put on a concrete

slab for drying. In its 2,5 years of operation, the

plant has functioned on and off, hampered by

irregular supply of liquid waste. Finance from

the Danish Government has been secured for

expansion to 800 ton/day capacity in order to

handle 80 or more cesspool emptier trucks.

K. Slamson Expansion phase 2.

Further expansion of the Slamson plant up to

1.200 ton/day capacity for 120 to 160 Cesspool

emptier trucks. This is needed following

AMAs decision to close Lavender Hill, which

currently receives 100 trucks/day. Moreover,

phase 2 will include the composting of the

dried faecal sludge and conversion of the

sludge into Bio-Coal. The compost plant’s

capacity will be 30T/day. Funding for this

investment has been secured (GWW-3).

L. Illegal dump sites for Tricyles (bola taxis)

See description H.

M/N. Waste to Energy plant by J. Stanley Owusu

Gasification Facility project plus landfill

gas extraction and cleaning for cooking

gas and transportation trucks. Planned

capacity of 36 MW. A feasibility study is

ongoing. Funding is not yet secured.

O. Accra Composting and Recycling Plant

(ACARP).

Located in GWMA (Adjen Kotoku)

ACARP is in operation since 2012. Bulk items

such as glass, textiles, leather, metal, tires

and e-waste are hand-picked and isolated.

Organic compost is one product. Another

products is Refuse Derived Fuel (RDF), which

can be used as a source of energy to fire

kilns and furnaces in the cement industry.

Treatment of feacal sludge to be added to

operations at ACARP. The plant receives

approximately 500 tons of municipal solid

waste per day (organic and non-organic).

Capacity is 600 T/day. There are two shifts

per day. There have been plans to extend to

include the treatment of liquid waste, capacity

unknown. The plant is owned and operated by

Zoomlion, via a PPP-arrangement with AMA.

P. Nsumia Landfill. Located in GWMA

Landfill for solid waste from AMA and

other MAs. Estimated: 100 tons/day.

Operated by Zoomlion for GWMA and

MLGRD. There are plans to revamp the

landfill, the status of which is unclear.

Q. Ga Integrated Waste Management Centre.

Located in GSMA (Sakla Ayidan)

Centre for sanitary landfill, recycling, waste

to energy, liquid waste. The total size of

the land secured for the facility is 65 acres.

Rexel Waste Ltd., GSMA. There are plans

to acquire 100 acres more when the facility

starts full operation. 900 tons/day (planned)

for solid waste. 40Tons/day for Liquid waste

(planned). Funding is partially secured.

R. W2E , sorting plants, transfer station, Liquid

waste treatment. Located in Nsawam, GSMA

Plan for establishing waste-to-energy and sort-

ing plants and 5 transfer stations. Gasification

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Story 3: Waste Business Models in Accra46 GNWP Master Planning and Phase 1 Implementation 47Story 3: Waste Business Models in Accra

Facility project by J. Stanley Owusu plus

landfill gas extraction and cleaning for cook-

ing gas and transportation trucks. 36 MW

capacity (planned). Project site Nsawam (250

acres) has been acquired by Stanley Owusu

and a Swedish biogas company. Project is

planned to take off in August 2015. Planned

capacity is 5,000 T/day of liquid waste, result-

ing in 1.000 T/day of compost produced.

Funding needed, estimated €50M of which

€2,5M for the five transfer stations, is partially

secured. Finance has been partially secured.

S. Safi Sana project. Located in Ashaiman

The Safi Sana plant in Ashaiman is fully oper-

ational. Local organic waste and the output

of the Communal Service Blocks are collected

and brought to this location. Every day, 1 ton

of waste is brought in, which will be increased

to 25 tonnes per day as of the summer of 2015.

This waste is treated in a number of stages,

resulting in biogas and organic fertilisers. The

investment has been financed with private

funding and a subsidy from the GWW-2.

T. City Waste E-Waste Recycling. Located in

Teacher Mante

Recycling plant with training facility for all

sort of electronic waste, extraction of valu-

able metals from damaged electronic waste

parts and wires. The company also carries out

degassing of fridges, recycling of metals and

saw dust. The City Waste Group consists of

two (2) subsidiaries: City Waste Management

Co. Ltd. And City Waste Recycling Ltd. The

former was founded in 1997 and located at

Ga West in Accra. It mainly recycles plastic

waste, degassing of fridges and pressing

metals. City Waste Recycling Ltd on the other

hand recycles e-waste and lead acid batter-

ies.City waste has a staff base of 68 (plus

an additional 400 informal collectors).

5.3 Four business models explored

5.3.1 Introduction

This part presents the result of an analysis of the

business models of four waste management compa-

nies in Ghana:

1. Tema engineered landfill

2. Slamson liquid waste treatment plant

3. Kumasi engineered landfill

4. Adjen Kotoko ACARP Recycling plant

For our analysis of different approaches in the waste

sector in Accra, we have used the Business Model

Canvas (BMC) tool. The BMC is a strategic man-

agement and lean tool for developing new or docu-

menting existing business models. It is a visual chart

with elements describing a firm’s or product’s value

proposition, infrastructure, customers, and finances.

It assists firms in aligning their activities by illustrat-

ing potential inconsistencies and trade-offs.

The BMC describes and visualises as easily as possi-

ble the basic principles for an organisation to create,

deliver and retain value. On the basis of nine build-

ing blocks, it is easy to see how a company aims to

earn money.

Figure 5.1 Business Model Canvas

BMC building blocks Key questions

Customer segments

For whom does the company create value? Who are their most important clients?

Value proposition

Which value does the company offer to its customers? Why do customers buy and use the product or service? What customer problems does it solve?

Channels How do the customers want to be reached? How are these propositions promoted, sold and delivered? What are cost-effective ways of reaching the customer?

Customer relation

What relations do customers expect per segment? What ser-vice level is needed for which type of client?

Revenues What do customers want to pay for the product or service?

Core activities Which activities are needed for the value proposi-tion, the channels or the customer relation?

Resources What resources are needed for the value proposi-tion, the channels or the customer relation?

Key partners Who are the most important partners? Which resources do they have and which activities can they perform better?

Costs What are the important cost structures in the model? Which import-ant resources are most costly? Which key activities are most costly?

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Story 3: Waste Business Models in Accra48 GNWP Master Planning and Phase 1 Implementation 49Story 3: Waste Business Models in Accra

5.4 Tema engineered landfill site (Kpone)

The Tema engineered landfill located in Kpone

started operations in 2013. It is owned by the Tema

Metropolitan Assembly (TMA) and managed by the

Waste Landfill Company Limited. The landfill has a

land coverage area of 42 acres and consists of the

following:

• Four (4) cells

• An anaerobic pond

• Two (2) facultative ponds for leachate treatment

• A hazardous waste section.

The site was engineered for a lifetime of 15 years.

Each cell was engineered to take up to 500 tons per

day for a life time of between 2 to 3 years. The approx-

imate height for the filled cells is 10 meter. Large vol-

umes of waste from the Accra Metropolitan Assembly

(AMA) have however significantly shortened the

site’s lifetime. Already three cells have been filled. The

fourth cell is expected to be full by end 2016.

The landfill currently receives an average volume of

1200 tonnes/120 trucks per day.

Key activities on the landfill site are the weighing,

disposal, spreading, compacting and capping of solid

waste and the treatment of leachate. The garbage is

compacted at 1 meter interval and covered with later-

ite mined from the adjacent landfill. Gas vents have

been installed in each cell, to extract or flare gas from

the landfill when capped after its lifetime.

The primary clients of the landfill are private waste

collectors operating in Tema, Accra and surround-

ings. The collected waste is transported by trucks and

“Bola” taxis to the site and dumped for a tipping fee

of 15 (TMA),18 (AMA) and 30 GHS (industrial waste)

respectively. Waste collection companies are directly

billed. The billing is carried out by administrators at

TMA. The revenue stream for the Kpone landfill is not

always secured and there are frequently problems.

In 2014, solid waste collection companies from AMA

were unable to pay their tipping fees because of a

large outstanding debt they owed from AMA.

Monthly stakeholder meetings, hosted by TMA,

allow the clients of the landfill site to discuss rele-

vant issues. Members of the Environmental Service

Providers Association (ESPA), the main users of the

landfill site, use these meetings to voice out their

opinions on issues such as tipping fees and manage-

ment of the landfill site.

Lessons Learnt from the Tema Landfill site

• The Tema Landfill site is well-engineered and

properly set-up. It has the necessary structure

needed to keep it operational as an engineered

site. However, the height of tipping fees is not

sustainable to recover costs. For waste operators

from Accra, the revenues received for waste col-

lection are insufficient to cover the costs incurred

for travelling all the way to Tema (37 km one way).

• The idea of having one central landfill site

for Tema, Teshie and Accra has proven to be

ineffective due to an overload of volumes of

waste being disposed at Kpone. As a result,

the site is almost full after only 2,5 years

(whereas it was planned to last for 15 years).

• At the end of the waste chain, the landfill is par-

ticularly vulnerable to irregularities ‘upstream’.

Landfill sites should always be in operation.

In Kpone, there have been shutdowns due to

worker strikes or delayed payments to opera-

tors. Crucial activities on the landfill site were

halted, resulting in huge “back logs” combined

with increased volumes per day. This has led to

compromises in terms of proper waste disposal

management, such as disposal without compact-

ing, which has negatively impacted the lifetime.

5.5 Slamson Ghana Ltd.

Current situation

Slamson Ghana Ltd. is a liquid waste disposal

and treatment facility located near the infamous

“Lavender Hill” in Accra. The plans is owned by AMA.

It has been operated by Mr. Frederik Sunesson since

April 2013.

Slamson receives an average of 40 trucks per day

with a maximum capacity of 60 trucks. Liquid waste

from cesspit emptiers goes through a processes

of dewatering and is then dried out. This treatment

requires a truck, six (6) digestors, two (2) pumps, a

generator , a holding tank and an office building with

a staff of five (5).

Tipping fees are the only current source of revenue

for AMA from the plant. These fees of 25 GHS per

truck cover 80% of the operational costs, approxi-

mately 20,000 GHS per month. The major cost com-

ponent of Slamson concerns the purchase of Polymer

(chemicals) which is approximately 75% of the total

costs. With the current level of tipping fees, the plant

might break even on its initial investment in about

5 to 6 years. However, in the past 2 years, Slamson

was not guaranteed of continuous supply. Now it is

no longer connected to its earlier business partner,

this situation has improved.

The primary clients of Slamson are cesspit emptiers,

registered by AMA, who collect liquid waste from

Accra. The facility is opened from 5am – 8am for

trucks to discharge waste into the holding tank.

The first two years of operation as a liquid waste

treatment facility has been made possible through

contributions from key partners such DANIDA (fund-

ing), AMA (Land) and the continuous promotion of

Slamsom’s concept by the Environmental Protection

Agency and Ministry of Local Government and Rural

Development.

Key Partners Value Proposition

CustomerSegments

Structure Revenue Streams

Key Activities

Channels

CustomerRelationships

Key Resources

• Providing a solution to urban solid waste disposal

Private household waste collectors from:• TMA• AMA• GAMA

Private Industrial waste collectors from TMA.

“Bola” Taxis

• World Bank Grant(90% of funding)

• Operations and Maintenance

• Security

• Tipping Fees billed to TMA, AMA and waste collectors

• Weighing • Waste Collection • Billing• Spreading• Compacting• Capping • Leachate treatment• Sorting by Scavengers

• Road Transport from Tema and Accra to Kpone (40km)

• ZoomPak Transfer Station at Teshie

• Plans to extract methane gas at end life of landfill (gas vents have been installed)

• Gas processing equipment for landfills

• Gas (if commercially viable)

• Monthly meetings with ESPA, TMA and waste collectors

• 42 acres of land• 4 cells• Anaerobic pond• 2 ponds for leachate

treatment• Hazardous waste

section• 22 technical staff,

9 TMA staff and 5 private security

• 1 compactor, tipper, bulldozer, water tanker, excavator and cesspit emptier

• World Bank• ESPA• TMA

current desired / plannedFigure 5.2 Business Model of TEMA engineered landfill (Kpone)

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Story 3: Waste Business Models in Accra50 GNWP Master Planning and Phase 1 Implementation 51Story 3: Waste Business Models in Accra

Plans for the near future

The technology and institutional arrangements of

the Slamson plant have been tested on a pilot level

(phase 1), with a relatively small scale of operation.

With the imminent decommissioning of Lavender

Hill, plans to relocate and expand operations are in

an advanced stage (phase 2).

The current installed capacity to handle sewer sludge

of 16,000 m3 will be increased to 18,000 m3. For

faecal sludge treatment, a capacity of 200 m3 is

planned. The daily handling capacity will increase

from 40-60 Cesspool emptier (600 T/day) to over 80

trucks a day (1.200 T/day.

The business proposition of the Slamson plant is to

monetise the dried sludge, by turning it into compost

for farming and coal. This process awaits approval

from the Environmental Protection Agency. Once

approved, both compost and coal products will ren-

der additional revenue streams, which are needed to

establish a sustainable business.

In conclusion, Slamson Ghana Ltd. seems to be able

to recover most of its costs due to the innovative

low-cost method of treating liquid waste. Planned

revenues streams through additional products such

as compost and coal may enable Slamson Ghana Ltd.

to evolve from cost recovery to being profitable in a

matter of a few years. However, it will require a good

feasibility to ensure that costs associated with expand-

ing the infrastructure are covered by future revenue

streams. In this light, a good route-to-market strategy,

including a marketing strategy to convince users

of the benefits of the end products, are imperative.

Customer relationships need to be further developed.

Figure 5.3 Slamson liquid waste treatment approach

5.6 Kumasi engineered landfill

The Kumasi Metropolitan Assembly (KMA) is the

largest metropolitan assembly in Ghana in terms

of population, according to the 2010 population

and housing census. As a metropolitan assembly in

charge of such a populous city, the KMA has a well-

staffed waste department whose vision is “to make

Kumasi one of the top five cleanest cities in Africa by

2025”. According to the Head of Waste Management,

about 80% of the waste collected in KMA is collected

via communal containers provided by the city. The

rest is gathered through door-to-door collection.

The authority has approved small-scale collection

activities by tricycle operators, which has given a

major boost to clearing the filth out of the city. Even

residents in poor neighbourhoods find this arrange-

ment affordable and attractive. They can hand over

their refuse to the tricycle operators without having

to travel some distance to dump in a communal

bin. More often than not, the prices charged by the

tricycle operators are similar to those charged by the

caretakers of the communal containers.

KMA owns an engineered landfill where both solid

and liquid waste are dumped. A range of 800 to 1.200

tons/day of solid waste reaches the landfill. All the six

main private waste contractors that manage refuse

collection in the city of Kumasi - namely Zoomlion,

Kumasi Waste Management Ltd, SAK-M Ltd, Asadu

Royal Ltd, Vemark and Antoko Waste Ltd - make use

of the engineered landfill. The facility is located 15km

from the city centre at Dompoase. The total size of

the facility is estimated at 100 acres. About two-thirds

of the total site have been developed.

Currently, five cells of the Kumasi landfill have been

filled with solid waste and there are two more cells

which are under development, with financial support

of the Agence Française de Dévelopment (AFD). The

main activities performed at the landfill includes

weighing (visual estimation used when weigh bridge

is broken down), receiving of the waste, spreading,

compaction, covering (capping), treatment of leach-

ate, treatment of faecal sludge and scavenging.

Structure

Key Partners

• AMA• DANIDA• Ministry of Local

Government and Rural Development (MLGRD)

• EPA• EGNWP (GWW-3)

Value Proposition

• Disposal site for liquid waste

• Dewatering

CustomerSegments

• Cesspit Emptiers from AMA

• Chemicals (Polymer)• Operation and

Maintenance• Energy• Human Resource

Revenue Streams

• Tipping Fee

Key Activities

• Intake of liquid waste

• Processing (dewatering & drying)

• Storage

• Processing of dried sludge into compost and coal

Channels

• Road Transport from Tema and Accra to Kpone (40km)

• ZoomPak Transfer Station at Teshie.

• Turning raw liquid waste into fertilizer and bio fuel

• Coal and Fertilizer • Sales• Grant from RVO

& DANIDA

CustomerRelationships

• Meetings with AMA

Key Resources

• Staff (5)• Digestors (6)• Holding Tank• Pumps (2)• Generator• Truck

current desired / plannedFigure 5.4 Business Model of Slamson Ghana Ltd.

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Story 3: Waste Business Models in Accra52 GNWP Master Planning and Phase 1 Implementation 53Story 3: Waste Business Models in Accra

Liquid waste (faecal sludge) is directly dumped into

one of the five leachate ponds on site. Measures

are put in place to ensure that the treatment of both

liquid waste and leachate are efficient. The ponds

are regularly dredged and the sludge dried onsite.

Overall, the management of the site is reasonably

good with standard best practices adopted, despite

challenges with funding. Scavengers, technicians and

engineers on site undergo regular medical screening

to ascertain that their health is not adversely affected

by the emissions and filth at the landfill.

Since the landfill was commissioned about 11 years

ago, the KMA has depended on governmental funds

and support to pay for the operation and maintenance

of the site. Hence, all waste contractors used to dump

for free at the landfill. Already a few years ago, KMA

introduced tipping fees for liquid waste providers.

The current tipping fee per trip for a cesspool truck at

the landfill is twenty Ghana cedis (GHs 20) per trip. In

2014, 18,609 trips of cesspool trucks got to the land-

fill. By implication, the revenue from the liquid waste

alone would be approximately GHs 372,000 for 2014.

No tipping fees apply for the disposal of solid waste

today, but KMA intends to introduce these in 2015.

About 287,600 tonnes of solid waste got to the landfill

in 2014. The trucks that make use of the landfill range

from 12 tonnes to as low as approximately 1 tonne

(for heavily loaded tricycles). Assuming an average

of 7 tonnes for all traffic into the landfill and a fee of

GHs 10, about GHs 410,000 could have been realized

from solid waste tipping fees. From assessing the

operations, an average operation and maintenance

cost of approximately GHs 1,2 million annually (USD

300,000) may be required. In light of the potential

revenues from tipping fees for solid waste, KMA has

been engaging the private waste collectors to start

the scheme.

Even though the potential revenue to be realized when

the proposed solid waste tipping fees are adopted

may not be able to offset the total maintenance cost

of the landfill, they will help keep the facility running

more efficiently than it is currently. In due course, the

fees will be raised until full cost recovery is attained.

Coverage: The coverage of solid waste services is rel-

atively good in KMA. It is foreseen that more entre-

preneurs using tricycles to collect waste will be in

operation in the future. Importantly, the Waste depart-

ment has plans to smoothly integrate their activities

into the overall waste management chain. However,

a low percentage of people rely on door-to-door col-

lection particularly from registered waste collection

companies. More has to be done to encourage res-

idents to subscribe to the services of the registered

waste companies to keep them in business

Haulage: Comparatively, a round trip distance of

30km for the collection and disposal of waste in KMA

is highly commendable. In Accra, a round trip for the

collection and disposal of waste range from 60 to 80

km or more depending on which part of Accra the

truck is collecting the waste to the TMA landfill. Plans

to establish transfer stations for tricycle operators

will also make their business more lucrative. The

initial concept which the waste department hopes to

adopt is to allow the tricycle operators to dump into

large skip containers at low cost. The skips will then

be transported to the landfill. In the future, sophisti-

cated equipment will be added to recycle part of the

waste and compress the residue before it is sent to

the landfill.

Capacity: With the ever increasing collection rate,

increasing the capacity of the solid waste collection

and disposal infrastructure must be a high priority.

Fortunately, KMA has a well-engineered and managed

landfill with space available for further expansion.

However, the capacity available is not enough for the

next 10 to 15 year as shown in the forecast above. It

is therefore necessary to reduce the volume of waste

that end up at the landfill. Material recovery and

recycling facilities must be built in order to reduce the

volume of waste getting to the landfill and thereby

extend the life of the landfill. In view of this, it is

welcoming news that construction has begun on the

Zoomlion-funded Composting and Recycling Plant.

Regulation: The KMA waste department seems to

have a good grip on the management of waste

compared to other MMAs in the GNWP i.e. Ga South,

Ga West, Ga Central, Cape Coast Metropolitan and

KEEA. KMA waste department signs and manages

contracts with all the waste service providers with

comparatively better efficiency. Nonetheless, they are

a few challenges when it comes to managing large

contracts closed at the national level particularly

GYEEDA and Zoomlion contracts.

Business climate: There is a large private sector

involvement in solid waste (collection, disposal and

treatment, cleaning of public places, etc.). KMA waste

department prioritizes and invests in relevant sur-

veys (and research) to ensure the business climate is

favourable as well as regulated.

KMA landfill at a glance

Key Partners

• World Bank (Initial funding and Capex)

• AFD (Funding for the next phase)

• ESPA ( 7 members in KMA)

• EPA

Value Proposition

• Provide a solution to the disposal of urban waste (Solid and Liquid) in Kumasi.

CustomerSegments

• KMA (Host)• 7 Solid waste

collectors• Several private

Cesspit tank emptier truck operators/companies

• Private investors (waste to energy)

• Scavengers and recyclers

Structure

Investment cost(World bank)Operations • Human resources • Equipment• Security• Material for capping

Revenue Streams

Solid Waste:• KMA pays operator (JSO) for

management and operations of landfill. Liquid waste• (20ghs per

trip)

Key Activities

• Weighing & billing

• Spreading, compac-ting & Capping

• Leachate treatment• Gas extraction after

lifetime / flaring• Informal sorting/

recycling by scavengers

Channels

Private waste collection• Road transport from

Kumasi metropolis to Landfill site (30 to 40 Km turnaround from city centre)

1. Plan to extract methane gas at end life of landfill

2. Plan to use dried sludge as fertilizer

After lifetime• Gas processing

equipment for landfills

• Security up to 30 years after closure

Planned to collect tipping fees• 10 ghs for compacter and 23cubic meter trucks• 5 ghs skip truck• 2 ghs for bola taxis

CustomerRelationships

Monthly Stake-holder Meetings:• Waste collectors

(ESPA)• KMA (Host)• JSO

Key Resources

• Land area of 100 acres

• Equipment • Office building and

weighing bridge• Scavengers plus

Managers

Planned Transfer Stations:• For bola taxis

current desired / plannedFigure 5.5 Business Model of KMA engineered landfill

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Story 3: Waste Business Models in Accra54 GNWP Master Planning and Phase 1 Implementation 55Story 3: Waste Business Models in Accra

5.7 ACARP

The Accra Compost & Recycling Plant Ltd. (ACARP),

a subsidiary of the Zoomlion Group, was constructed

in 2011 and started commercial operation in 2012 at

Adjen Kotoku (GA-West). The plant currently has a

sorting and composting plant and has future plans of

setting up faecal treatment, plastic, waste to energy,

medical and E-waste processing plants. The plant

receives an average of 600 metric tonnes of per

day of Municipal Solid Waste (MSW) from GA West,

South and Central which is transformed to compost

and sorted materials. Waste from sources such as

processing factories are sent directly to the compost-

ing section of the plant.

A secondary source of waste is via the collection of

plastic waste by Zoomlion from homes and institu-

tions. Approximately 40-70 T/day plastic is recovered

from waste sorted at the plant. The plant has an

average turnaround time of 15 minutes for waste

delivery. This is relatively low as compared to landfill

sites. Tipping fees are billed to MAs for MSW dis-

posed at the plant. The central government then pays

ACARP and deducts these amount from allocated

funds (Common Fund) of the MAs. Private compa-

nies pay their tipping fees directly to ACARP.

Currently the plant produces organic compost and

recovers recyclable plastics (PET, HDPE & LDPE).

Organic compost produced is sold through Zoomlion

regional offices to park and gardens, farms, agricul-

ture input suppliers such as Dizengoff. Recovered

plastics in the form washed HDPE and PET is sold to

local industries while raw unwashed PET is exported

through agents to China and Malaysia. (Price: Raw

Plastic – 250 GHS & Washed Pelletized Plastic -

2500GHS per ton).

In addition, ACARP has recently enter into a partner-

ship with the United Kingdom to sell carbon under

the Clean Development Mechanism (CDM) and

forecasts to sell approximately 6,800 tons of carbon

annually thus increasing its current revenue stream.

ACARP also plans convert waste into Refuse Derived

Fuel (RDF) which can be used as a source of energy

for furnaces in the cement industry.

Major costs identified at ACARP are operation

and maintenance costs, labour (300 staff) and

energy. There are also plans to purchase a shred-

ding machine (capacity: 5 tons per day). ACARP

is supported mainly by the Government of Ghana

through the Ministries listed in the business model

canvas, the Standard Bank Group (CDM) and the

Environmental Production Authority which promotes

the use of such facilities for waste disposal.

5.8 Conclusions

Ghana reached middle income level in 2010 and,

since then, the city of Accra has made much progress

towards sustainable waste management. It closed

the last open waste dump within the city, constructed

a new sanitary landfill, started operations at the new

material recovery and composting facility, and is

encouraging the informal waste recycling sector to

organise. Accra should now strive for 100% collection

of municipal waste, increase of public awareness and

participation in reducing littering, and stopping the

open burning of waste, which constitutes a major

threat to public health through dioxin and particulate

emissions.

The overview of current and planned waste infra-

structure reveals that the installed capacity to

process liquid waste in Greater Accra is currently

insufficient. However, if the intended investments by

J. Stanley Owusu and Slamson – which are both in

an advanced stage - are realised, this capacity will be

more than enough to process the city’s liquid waste.

For solid waste, it is a different story. There is an

urgent need to improve the waste disposal capac-

ity in Greater Accra. The city is now unsustainably

served by the Tema sanitary landfill, over 30 km

away. Developing a new project or realising infra-

structure for waste handling requires time (approxi-

mately 5 years) and endurance. The context of Accra’s

waste sector is complex with many stakeholders

and even more (often conflicting) interests. There

is a strong appetite for investments by the private

sector, but the challenging environment has resulted

in withdrawal of interest or failure of completion.

Coordination between stakeholders (and initiatives)

is marginal, and an overarching agenda seems

absent. Government (MLGRD) is overwhelmed by

NGO’s, donors and companies who have ideas and

initiatives for improvement of the waste sector. While

often these initiators have very good intentions, the

effectiveness is frequently less well conceived.

The business models analysed in this story make

clear that waste infrastructure is costly to construct

and operate. A continuous revenue stream from gate

Key Partners Value Proposition

CustomerSegments

Structure Revenue Streams

Key Activities

Channels

CustomerRelationships

Key Resources

• Ministry of Local Government and Rural Development (MLGRD)

• Ministry of Food and Agriculture (MoFA)

• Ministry of Environ-mental Science and Technology (MEST)

• Standard Bank Group• Plant Protection

Regulatory Services Department (PPRSD)

• Environmental Protection Authority (EPA)

• Organic Compost• Material Recovery

• Retailers of Agro – Inputs

• Parks and Gardens• Farms• Households• Plastic Industries• Textile, Carpet and

Film production industries in China and Malaysia.

• Operations and Maintenance

• Energy• Salaries of Staff• Equipment

• Sales of organic compost and recovered recyclable materials

• Tipping Fees for waste disposal

• Export of recovered plastics to China and Malaysia

• Weighing• Composting• Recycling• Material Recovery• Storage• Distribution• Sales

• Zoomlion Regional Offices

• Refuse Derived Fuel

• E – Waste processing

• Faecal Sludge Treatment

• Medical Waste Processing

• Energy Recovery

• Sales of Refuse Derived Fuel

• Carbon Trading

• Purchase of Shredding machine

• Customer Services• Website

• Composting & Sorting Plant

• Staff• Vehicle Fleet• Energy• Finance• Warehouse

current desired / plannedFigure 5.6 Business Model of ACARP

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Story 3: Waste Business Models in Accra56 GNWP Master Planning and Phase 1 Implementation 57Story 3: Waste Business Models in Accra

fees charged per ton of waste is needed. The experi-

ence with several developing and developed nations

has shown that the necessary gate for sanitary

landfills ranges from a low of $15/T in Latin America

to $70/T in the United States. Because of lower cost

of living, the gate fee required in Accra needs to be

somewhere between $5-15/T to operate a sustainable

business.2) In the absence of an adequate tipping fee

charge, landfills are not properly maintained and run

the risk of filling up too quickly and causing environ-

mental damage.

5.9 Recommendations

Having acted in the waste sector for the past 18

months, the GNWP-TA has identified room for

improvement in various regards. Various strategies

for increasing the performance in the waste sector

have been elaborated in the WASH Master Plans.

Given the current situation and occurring issues in

the sector, we propose specific actions to be taken

at national government level. The recommended

actions at national level have been incorporated in

the so-called “Waste Management 2.0 project”, a

technical assistance project proposed for funding

under GNWP phase 2. These comprise the following

recommendations:

1. Enhance the short-term and building the long-

term capability of the Environmental Health

and Sanitation Department (EHSD) within

the Ministry of Local Government and Rural

Development (MLGRD) with the aim to: a)

improve the business climate and support the

realisation of investments in the waste sector,

and b) eliminate barriers for local authorities

(MMDAs) to fulfil their constitutional mandate

in the field of environmental sanitation. Do so

through the deployment of a technical assistance

(TA) taskforce of three full-time experts for a

period of several (e.g. 3) years. The taskforce will

assist EHSD/MLGRD in the effective execution

of the national policy frameworks on integrated

solid and liquid waste management in Ghana;

2. Ensure the realisation of a private-led investment

in an engineered landfill, recycling and/or

waste to energy facility serving Cape Coast and

Elmina. Compared to the Greater Accra region,

which knows a lot of investment(proposal)s of

considerable size in waste, there are few private

initiatives addressing the needs for proper

waste disposal in Central Region. Hence, recruit

a Technical Assistance team and task them to:

a) assist the MAs and national government to

create the right conditions for such an investment

project to succeed; b) strengthen the capacity

of the waste management departments of

CCMA and KEEA; c) increase the door-to-door

collection rate in the region, and d) decrease

the level of illegal dumping in the cities.

3. Encourage the development and introduction

of a certification system for liquid waste

service providers. Support the private sector

to develop standards and procedures for the

certification of the liquid waste collection

chain, and facilitate the establishment of

an independent licensing authority for the

monitoring of standards adherence. A successful

certification system will provide advantages

for the certificate holders (such as preferential

loan agreements and concessions to work

in a certain area) and will encourage desired

behaviour. Private waste collectors who dump

their waste illegally will not be certified and

will thus not enjoy special benefits. An effective

certificate system will create a continuous

stream of liquid waste and ensure that dumping

fees are properly paid. This will gives private

companies the opportunity to build, operate

and maintain liquid waste treatment facilities.

2) Earth Engineering Center Analysis of Waste Management in Accra, March 2013

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6

59

Story 4 Municipalities creating an enabling environment for SMEs in the WASH sector This story explores how local government authorities can

provide a conducive context for private WASH service provision

6.1 Introduction

One of the typical themes having the attention at national

and local level is the involvement of the private sector in the

provision of WASH services. It must be said that most policy

documents make reference to this ambition although there is

little practical guidance on how local governments can sup-

port the inclusion of companies which suits their mandate and

capabilities.

In developing the WASH Master Plans for the 5 MAs, the lack

of means was often referred to as a reason why MAs could not

provide the support as they would like to in order to upgrade

the service level, also in relation to the private sector. Although

the financial constraint should not be underestimated (see

also story 1), there are in our view ways for MAs to support

local SME’s in relatively simple and practical ways which can

enhance the start-up and operations of these companies.

In this chapter the example of Ga Central Municipality has

been taken. We looked how the MA provides practical support

to companies operating in their municipality. These have been

briefly described. We also took the perspective of two entre-

preneurs providing WASH services. What has been their expe-

rience in the support they obtained from the MA? Finally, some

recommendations are provided on how MAs can improve their

enabling environment.

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Municipal Coordinating Director

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Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector60 GNWP Master Planning and Phase 1 Implementation 61Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector

Key strategy from WASH Master Plan GCMA

“Create enabling environment for sanitation business models as a key driver of pro-poor sanitation deliv-ery”. GCMA will pursue policies that remove obstacles to doing business in sanitation. A clear framework will be established for working with micro and meso-sanitation enterprises in the Municipality. Licensing procedures will be streamlined, and strategic partnership with business development service providers would be forged to help sanitation enterprises identify, package and implement sustainable business models in sanitation

6.2 The case of Ga Central Municipality

The Environmental Health Department (EHD) of the

Ga Central Municipal Assembly (GCMA) is the core

department which is responsible for providing and

monitoring WASH amenities for its residents. They

share this task with other departments in the MA,

who play a role in the 5 sub-sectors (water, liquid

waste, solid waste, drainage, sanitation & hygiene),

see organigram below.

As stipulated in the WASH Master Plan, the private

sector has a role to play in almost each sub sector.

However, water and waste are sectors with more

business opportunities than for example drain-

age and the promotion of sanitation and hygiene

practices.

For example, the water network coverage in Ga

Central is low. Although this is a great challenge for

the MA, which needs to be solved jointly with GWCL,

this also provides business opportunities for private

water operators selling water to non-connected areas.

The evolution of more decentralised water supply sys-

tems next to a more centralised system can be consid-

ered a positive development, as it is the only way to

increase access in a reasonable short period of time.

In waste, you see that a relatively large part of the

population in Ga Central does not make use of door-

to-door collection services. Private waste companies

are servicing the municipality directly in emptying

communal containers. It can be expected that in the

near future the demand for door-to-door collection

services will increase. This demand – just as for

example the demand for household toilets - evolves

automatically, when the living standard improves.

This creates opportunities for the private sector.

Ga Central happens to have a relatively well devel-

oped private sector. The Southern section of the

Municipality boasts of retail shops, small and

medium scale enterprises, small scale manufactur-

ing, hotels, restaurants and financial institutions.

Since recently, the MA is also developing itself as an

educational hub. It is expected that the local econ-

omy will further grow as well as the living standards

of the residents in the municipality.

This provides more and more reason for the MA to

pro-actively involve the private sector in realising

its ambition to upgrade the WASH service level. The

MAs can support private companies in setting-up

their business via more reactive (e.g. transaction of

permits) and proactive approaches (tax incentives or

partnerships).

Below an overview of the interventions and the

corresponding activities that Ga Central Municipality

undertakes in order to create an enabling environment

for SMEs to operate a business in the WASH sector.

Overview interventions Ga Central Municipality in stimulating enabling environment SMEs active in WASH

Interventions Type of activities

1 Issuing business oper-ating licenses to SMEs

• Ensure SME fulfil the necessary requirements (checklist) to operate within the municipality. • Facilitate in the filling of the application forms. • Conduct necessary inspections of business sites and recommend changes (building designs, hygiene) if necessary.

2 Create a platform for interaction

• Host quarterly meetings with SMEs operating WASH facilities to discuss challenges and propose solutions. • Communicate concerns of households with regard to SMEs operating in the WASH sector in their area and vice-versa.

3 Policies to ensure residents use WASH facilities provided by SMEs

• Oblige residents within the municipality to dispose household waste via approved waste collectors. • Stimulate usage of public latrines privately operated.

4 Promotion of SMEs within the municipality

• SMEs are awarded with “Suitability Reports/Certificates” to show to their customers that they are approved and recommended by the municipality (e.g. water processing plants). • Waste collectors are formally introduced to residents through “door-to-door” visits with Environmental Health Officers and introductory letters.

Figure 6.1 Departments within MA involved in WASH

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Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector62 GNWP Master Planning and Phase 1 Implementation 63Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector

Interventions Type of activities

5 Fixing and approval of fees for SMES

• GCMA fixes standard rates for waste collectors and latrine operators that oblige residents to pay for using WASH services provided by SMEs

6 Provision of hygiene training

• Environmental Health Officers of GCMA periodically train the staff of SMEs in hygienic practices in relation to WASH services. • Staff of water processing companies and latrine operators is educated by the MAs on the need for high hygienic standard within their facilities.

7 Medical screening of staff of SMEs in WASH

• Medical screening of staff, e.g. at sachet water processing companies

GNWP interventions

As part of GNWP Implementation Phase 1 various

interventions have been implemented with the final

aim to improve the enabling environment of SME’s,

active in the WASH sector. In doing so, GNWP

focussed on a few specific bottlenecks.

Bottlenecks GNWP interventions Outcome/Solution

Capacity constraints of MAs to address specific needs of SMEs adequately and quickly (e.g. dealing with licensing request of SMEs)

• Training on Private Sector Cooperation in Waste Management. The principles taught at that course are replicable to other WASH sectors as well. • Training on PPP. This training discussed the principles of co-operation with the private sector at all levels.

• MA recognizes the need to ensure quick facilitation of licensing process.

Poor communication and relationship with SMEs

• Multi stakeholder dialogues facilitated between MAs and WASH Enterprises facilitated. • Sanitation Business Fora organised in Central Region and Accra. • Organisation of launching events to inform stakeholders on the WASH Master Plans. SMEs were also involved in these launching events.

• Shared responsibility accepted among stakeholders to stop open defecation and built household toilets. • Entrepreneur’s platform created for learning in sanitation marketing. • Entrepreneurs are ready for interaction with support organizations as credit facility.

Lack of market information on WASH business opportunities

• Synthesis made of sanitation market studies presented at sanitation entrepreneurs forums. • Sanitation entrepreneurs manual to promote household sanitation developed as part of BCC interventions Phase I.

• Public reports available with valuable market information.

Limited capabilities MAs to bridge financial gap between supply and demand

• Joint NGO (HFFG) and municipality facilitation of community triggering and post triggering events to create demand for household toilets. • Micro-finance for household latrine construction being organised in 5 MAs through P2P Project by SNV.

• Demand created for household toilet construction and households and municipality are ready to engage with sanitation credit facility. • Micro-finance credit facility for households and SMEs available in the form of a revolving fund with a value of EUR 4 million managed by SNV and Fidelity Bank.

Non supportive policies to ensure patronage of WASH SMEs

• Training of Environmental Health Officers on New Public Health Act, prosecution skills and procedures and confidence building for court processes. • A model bye-law on environmental health and sanitation, which can be replicated by all MAs, has been developed with support of GNWP. Enforcement of this bye-law will lead to more patronage of SMEs in WASH. • Meetings organised with judges and magistrates: courts in all MAs agreed to set one day per week aside for sanitation cases only.

• Environmental Health Officers trained on prosecution for ensuring public sanitation. • Policies to ensure that residents use WASH facilities provided by SMEs.

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Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector64 GNWP Master Planning and Phase 1 Implementation 65Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector

6.3 The example of two enterprises

The story of Mr. Daniel Quaye, public latrine owner in GCMA

Daniel is a mini – bus (trotro) driver and a proud

owner of a 6-seater public toilet located in the

Anyaa area of GA Central. In 2012, Daniel was

very concerned about his 80 year old mother

having to walk approximately 600 metres to use

the nearest public latrine located at the Anyaa

Market.

He decided to take a loan and built a 3-seater

toilet for not only his mother, but also the

other tenants of the compound house in which

he lived. After 6 months, other people in the

area suggested to pay a fee for using the toilet

facility. After consultation with his family, he

approached the Municipal Assembly (then GA

West) to seek clarification on the procedures

required to operate his facility as a private

business.

The assembly gave him advice on the health and

safety measures, he had to put in place and then

facilitated in getting him officially registered as a

public latrine operator.

After 2 years, Daniel finished repaying his loan

and expanded his small facility to a 6-seater

toilet. He charges 30 pesewas for usage of his

unisex facility. An average of 150 people use

Daniel’s latrine a day (45 GHS per day). Daniel’s

wife also helps him to clean and manage the

latrine.

The GA Central Municipal assembly was very

supportive of Daniels initiative to provide a

latrine to residents within proximity. The MA

also supports him by occasionally inviting him

to hygiene and sanitation workshops to educate

him on proper hygiene practices and mainte-

nance approaches for public latrines. His facility

is also visited regularly by Environmental Health

Officers who do not only inspect his facility but

also give advice on cheaper but effective ways

of ensuring his facility has a good hygienic

standard. The assembly also ensures that public

latrines within the Municipality are spread out

in order to increase the coverage area of resi-

dents. The impact of this is less competition for

Daniel’s business.

How GCMA and Asadu Royal Waste started collaborating

Asadu Royal Waste was incorporated in 2002

as a waste management company. It operates

Kumasi, Takoradi and Accra. It has 23 waste

collection trucks that collect waste within GCMA

and AMA.

In 2011, Asadu Royal Waste was approached by

GCMA to collect household waste within the

municipality. The Municipal Assembly guided

the company to acquire an operating license

and Asadu Royal Waste commenced with the

collection of waste among 500 households. After

annual reviews of the company’s performance

as a waste collector, the number of households

within their operating territory has increased to

the current 1500 households.

GCMA has created an enabling environment for

Asadu Royal Waste to operate in the municipal-

ity in the following ways:

1. Enforcing bye – laws and policies on waste

disposal in residential areas: Residents are

obliged to practice proper waste disposal

at their residences by registering with

approved operators. In cases where there

is resistance, Asadu Royal Waste reports

the issue to the MA for assistance (MA

may decide to summon/prosecute).

2. Promotion: The MA promotes the company

to residents through announcements.

MA supports household visits with

EHOs to introduce the company to

residents and further monitoring.

3. Communicates approved collection fees

to residents: Residents are informed with

official letters of the approved collection

fees by the MA and thus reduces resistance

to operators due to new or increased fees.

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Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector66 GNWP Master Planning and Phase 1 Implementation 67Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector

6.4 Recommendations

To create an enabling environment for WASH entrepreneurs – or for enterprises

in general – we recommend the following:

• Take into consideration the development

stage and economy of an enterprise;

entrepreneurs have different needs depending

upon the stage their business is in.

• In addressing these needs, support should be

provided broadly within and outside the MA.

Supporting SME’s active in the WASH sector

is not a responsibility of EHD but is shared

with other departments in the MA. Further, the

MA should liaise with external parties; other

governmental institutions at local level and

non-governmental stakeholders in order to

support SMEs to start or grow a business.

• The table below provides an overview of the

different development stages of an enterprise

and their corresponding needs. It also gives an

indication of which stakeholders at local level

should be involved in addressing these needs.

• Next to providing services to entrepreneurs,

local governments can consider to enter in

so-called public-private partnerships. It essentially

means that a municipality shares the risk with

an entrepreneur but also benefits of future

profits. This requires a different mind-set of local

governments as it asks for a certain risk appetite,

which governments usually don’t have. When

local governments, consider entering in a PPP

all steps mentioned in below overview are in

fact taken jointly. This means a local government

also plays a pro-active role in exploring market

opportunities and developing business concepts.

• MAs should incorporate SMEs involvement

in large WASH projects sponsored by donors.

SMEs in WASH can be given a role within

the project and adequate funds should be

allocated to support their activities.

• WASH market assessment and reports should

to be pro-actively provided to WASH enterprises

so that they can take advantage of opportunities

within the sector. In the development stage

of the enterprise, relevant WASH market

information is crucial for the enterprise in

taking calculated risks in terms of existence

of perceived target group, competition, future

policies and bye-laws and market size.

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Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector68 GNWP Master Planning and Phase 1 Implementation 69Story 4: Municipalities creating an enabling environment for SMEs in the WASH sector

Overview needs SME’s per development stage and stakeholder roles

Development stage enterprise

Needs of the enterprise Responsibility MA and other stakeholders local level

Key departments within MA Key stakeholders outside MA Other at regional / national level

Environment. Health and San. Dep.

Physical Planning

Dep.

Industry and

Trade Dep.

Legal Dep.

Budget and

Rating Dep.

Central Admin.

Dep.

Finance Dep.

Traditional authorities

CSOs/NGOs

Industry assoc.

Local chamber of commerce

Ghana Revenue

Authorities

Ministry of Trade

MLGRD MoF

First orientation by entrepreneur

Self-assessment

Sparring partner for entrepreneur’s idea

x x x

Develop business idea and business plan

Market research x x x x x

Coaching develop-ment business plan

x x

Legal advice business set-up x

Start-up business

Registration / licensing x x x

Housing / accommodation x x

Access to finance / financial advice

x x x

Grants and subsidies x x x

Legal conditions x

Taxation (information and incentives)

x

Permits x x

Coaching general x x x x x

Consolidation of business

Promotion / marketing strategy x

Intellectual property

Protection market distortion x

Liaison with stakeholders out-side MA (national / other MAs))

x x x x x x

Legal forms x x

Expanding/ growing business

Innovation x

Promotion x X

Access to finance / financial advice

x x

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7

71

Story 5 Master Planning for WASH

In this chapter, we recount the story of the WASH Master

Planning process followed in the first phase of GNWP: the

approach adopted, the steps taken and the lessons that were

learnt

7.1 Introduction

The start of the GNWP in January 2014 was preceded by a

phase of preparation. Before engaging in major investments,

both governments felt the need for an “ex-ante evaluation”, i.e.

an external and independent assessment of the validity of their

assumptions and the programme approach. One of the major

findings of the ex-ante evaluation (July 2013) was that a nec-

essary step to move forward on the programme was the need

for a detailed Master Plan (MP) for each municipal or metro-

politan assembly (MA) participating in the GNWP. Such MPs

were required to better define and prioritise interventions in

the WASH sector, and identify the niche for GNWP supported

actions.

In January 2014, the consortium of Witteveen+Bos, Berenschot

and Simavi was contracted. Amongst others, the team was

asked to provide Technical Assistance to 5 MAs, MLGRD and

other relevant government agencies for the development of

five Master Plans for WASH (sanitation, solid waste, hygiene,

drinking water and urban water management). The MPs had to

result in documents with a strong ownership by key stakehold-

ers and be completed by July 2014.

7.2 Our approach

The approach developed by the TA team was characterised by

the following:

• During the preparatory stage of the GNWP, special

Municipal Coordinating Teams (MCT) had been established

in each MA, amongst others to coordinate the WASH

Quick Impact sub-programme. The TA team reinforced this

structure. The MCTs were extended with representatives

of Ghana Water Company Ltd (GWCL), the Urban Roads

Department (URD) and the School Health Education

Programme (SHEP) if they had not been involved before.

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Story 5: Master Planning for WASH 72 GNWP Master Planning and Phase 1 Implementation 73Story 5: Master Planning for WASH

The MCTs formed the working groups with whom

the TA team would develop the Master Plans

and coordinate all other GNWP interventions;

• The TA team consisted of thematic and

governance experts. These were international

and local engineers specialised in water,

drainage, waste management and sanitation,

and consultants specialised in improving

the performance of organisations in

lower and middle income countries;

• We worked in a mixed, multidisciplinary team led

by management consultants from Berenschot.

Within the team, one person was appointed as the

primary point of contact for the municipality and

the one coordinating the Master Planning process

in the MA. These so-called “MA leads” could call

upon thematic and governance experts to provide

input for specific sections of the Master plan;

Managementconsultants

GNWPTechnical Service

Sanitationexperts

Waterexperts

Drainageexperts

Wasteexperts

MCD

MunicipalCoordination Team

SHEPCoordinator

WorksEngineer

Public HealthEngieer

Public HealthOfficer

DURRepresentative

PlanningOfficer

GWCLRepresentative

Focalpoints

MPleads

Figure 7.1 Organisation structure for the WASH Master Planning process

• We invested considerably in the design of the

Master Planning process. It was important that the

process would create a high level of ownership

of the MAs. To this end, we always combined

the content component of this assignment (what

must be done when) with a process component

(how to realise it with whom). Amongst

others, a special document was developed to

communicate to the MAs how we envisaged the

Master Planning process, what we expected from

them when, what would be in it for them etc.;

• Rather than opting for experts writing lengthy

documents from behind their desks, we chose

for a process of co-creation. Throughout the

MP process, a lot of attention was paid to the

interlinkages between the various WASH sectors,

and the need for stakeholders to exchange

information and align their actions. This was put

in practice in the form of several MCT workshops

in which problem analyses were jointly made

and cross-sectoral strategies were formulated;

• Creating ownership and support requires listening

well and embedding the core values of involved

parties in the solution. We have used various tools

to help the MAs to analyse their stakeholder field

and determine appropriate WASH interventions

now and in the future. Some of these models

are presented in the short annex below.

7.3 Steps taken

1. Definition of the approach

First, we defined the approach for Master Planning,

including a framework for the WASH Master Plan

and process design. We defined the information

needs that were required. A communication plan was

developed to ensure that the approach was under-

stood and welcomed by MAs. In particular, we paid

attention to clarifying how the WASH master plan

was related to the existing DESSAPs and in what way

they would be an improvement. See figure 2.

Collaboration MAs and TA�Results and definition of the collaboration process

The collaboration between the Municipality Assembly (MA) and the Technical Assistance (TA) gives the MA te opportunity to:

• develop an integrated WASH strategy for the long term with the assistance of WASH and strategy experts

• identify projects within the WASH strategy that qualify for GNWP funding (shortlist)

• improve institutional, organisational and individual capacities to improve WASH service delivery

• enhance understanding of cost recovery principles and possibilities to leverage funding

Outcome of the collaboration in the first 6 months

• Ownership for the selection of GNWP projects

• Increased understanding of what it takes to develop and implement an integrated WASH strategy

• Awareness and ownership for the development of the organization capacity

Output of the collaboration in the first 6 months

• WASH Master plan with projects up to 2020 and a vision 2040

• Selection of infrastructural projects to be funded by GNWP

A GNWP ‘Major infrastructural work’:

• Contributes to GNWP objectives (slide 3)• Is between € 5 - 10 million• Is ambitious • Has a high impact • Has an effective strategy for cost recovery• Has the potential for leverage / replication

Figure 7.2. Page from the communication document developed for MAs

2014 2020

2040

Results

Results

Results

Results

Results

Results

Results

Strategy

Projects

Projects

Projects

Projects

Funded by GNWP

Funded by MA

Funded by third parties

Funding not secured

Strategy

Project ideas

Project ideas

Project ideas

Now Medium term Long term

‘DESSAP +’± 60 pages

‘‘MASTER PLAN’± 10 pages

Figure 7.3 Scope of the MA WASH Master plan

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Story 5: Master Planning for WASH 74 GNWP Master Planning and Phase 1 Implementation 75Story 5: Master Planning for WASH

2. Inventory / analysis of existing data

Next followed a period of data collection and assess-

ment of available information. This consisted of:

1. Identification of ongoing/planned projects per

thematic area per MA in various sources:

– DESSAPs, Water supply plans,

Municipal budgets (MTEF), MTDP

– Donor-funded projects, such as: WB

GAMA, US Exim Bank / Conti drainage &

sanitation project; PPPs / WASH Window;

Nuffic NICHE programme for sanitation

2. Analysis baseline data per

thematic area in sources:

– MA annual reports and plans, general

and specific per department

– Ecorys ex-ante evaluation

– DESSAPs

3. Analysis of current institutional

challenges in sources:

– FOAT

– Planning documents

4. Analysis operational budgets MA

– Annual budgets and financial reports

general and specific per department

5. Plotting baseline data in maps

3. Thematic working sessions with MAs

Organisation of two-weekly meetings with the five

MAs to get insights into:

• mandate, mission and vision, capacities

and governance structure

• current situation on waste, ongoing and

planned projects, missing data and problems

• current situation on (peri) urban water

supply and drainage, ongoing and planned

projects, missing data and problems

• current situation on sanitation and

hygiene practices, ongoing and planned

projects, missing data and problems

4. Data collection

Definition of the approach for missing data collection.

Coaching the MAs in data collection.

5. Strategy sessions with MAs

Organisation of strategy sessions on:

• Goal / vision (2040)

• Projects and goals 2020 (inter/intra-MA)

• Involvement private sector,

institutional arrangements, institutional

strengthening; and financing

6. First draft Master Plans

The TA formulated a first draft of the master plan,

presenting information and specifying priority proj-

ects. The draft was shared with the MCTs by email

and in hard-copy, and were discussed in a plenary

session and in some bilateral meetings.

7. Formulation of implementation and Financing

Plans 2015-2017

The planning horizon of the WASH Master Plan is up

to 2040. It has vision statements per WASH sector

for 2040, objectives for 2020 and key strategies to

achieve its objectives and vision. As an annex to the

MP, WASH Implementation and Finance Plans were

developed for the years 2015-2017. In these I&FPs, the

strategic objectives of the MPs were translated into

measurable indicators and activities with indicative

budgets for the budget years 2015, 2016 and 2017.

These cost estimates allow for reaching targets and

identify where funding is going to come from.

9. Final draft Master Plans

After completion of the I&FPs, the WASH Master

Plans were finalised by the TA in interaction with the

MAs. During these days, the focal points of the MAs

were occasionally working in the TA office jointly with

the MP leads to make sure that all information was

consistent and correct. A graphic designer gave the

documents a fancy layout.

10. Master plan ‘make it stick tour’

In order to make the Master Plans ‘stick’ and prevent

them from ending up in a drawer, several follow-up

activities were organised. Every MA organised a spe-

cial event to launch the WASH Master Plans. To these

events, a wide range of stakeholders were invited.

Hard copy prints of the MPs were made available in

large quantities. In addition, the TA provided USB-

sticks with the soft copy of the document, and devel-

oped all kinds of communication materials, such

as posters, leaflets and power point presentations.

All material can be downloaded from www.gnwp.

nl. Afterwards, in the course of interactions and CB

trainings provided, the Master Plans were often taken

as a source of reference and discussion. Through the

GoG and GoNL, the MPs were shared with develop-

ment partners active in the Ghanaian WASH sectors

and with other relevant stakeholders.

7.4 Lessons learnt

Developing five comprehensive WASH Master Plans

in a very short timeframe was a big challenge and,

of course, not everything in such as process can go

equally well. These are some of the lessons we have

learnt and would like to pass on to others:

• The timeframe of five months was too short in

light of the ambitions. In five months, Master Plans

may be developed in a technical exercise without

much consultation on consultancy basis. But if an

interactive process is required to build ownership

and relations still need to be built, if all informa-

tion needs to be gathered, is often of bad quality

and incomplete, and if in the same time numer-

ous other deliverables have to be produced, this

is a bit too ambitious. While first complete drafts

were available after five months, it was decided

to take substantially more time to allow the MAs

to digest and reflect on their content at their

own pace. This led to delays, but improved the

ownership of the process and the result. The last

master plan was launched only one month ago.

• The development of the Master Plans coincided

with the identification and selection of large

infrastructural investments. These processes had

to run parallel to ensure that the infrastructure

projects were ready for tendering by June 2015

at the end of GNWP phase I. However, Master

Planning and at the same time selecting and

preparing projects for implementation is unde-

sirable as this undermines the whole purpose of

planning. While the Master Plans should have

formed the basis for identification of infrastructural

projects, in practice the projects were identified

in an early phase of master plan development;

• The capacity needs assessment revealed that the

five MAs had much in common in terms of capacity

constraints. We spent a lot of time on analysing the

local context. While the sector analyses brought

to the fore some specifics per MA, the underlying

problems and the way they manifested in practice

were practically everywhere the same. In retrospect,

it might have been better to first start with identify-

ing WASH challenges and their root causes with all

MAs and national stakeholders together. Secondly,

we could have defined with these actors specific

strategies to overcome the challenges and only

thirdly, we would have adapted these strategies to

the local context. Next time, we would recommend

not to invest in the production of five documents

and instead concentrate on one overarching docu-

ment that can be adapted to the local context and

translated into specific actions in a next stage.

• Modern information and communication tech-

nology (ICT) infrastructure is virtually absent in

Ghanaian local governments, and to a lesser

degree in national governments. Laptops or

desktops, when used, are the property of the staff

member. There is no central information or commu-

nication system, nor server for the back-up of files.

Staff generally depends on their mobile phone for

internet access and uses personal email to send

and receive emails. As a consequence, information

is typically hard to retrieve. Hence, it may often

appear that basic information, such as maps, data-

bases, and simple reports, do not exist. This may

encourage outsiders to start from scratch if they

embark on a project. Our experience however is

that most of what you need is available. Much more

important than collecting information and produc-

ing plans every time anew, would be to invest in

the effective usage of all the existing information.

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Story 5: Master Planning for WASH 76 GNWP Master Planning and Phase 1 Implementation 77Story 5: Master Planning for WASH

Models for stakeholder engagement

In the following, we provide some models that have been used

in order to manage the stakeholder engagement process.

Actor 1 Actor 6

STRATEGIC COMMITMENT CREATION

Same interest

Opposing interest

Low influenceHigh influence

Potential friends:Give a position

Potential saviours:Involve, bind, strengthen

Potential foes:Neutralise, lobby

Potential nuisance:Inform, create interest

Actor 5

Actor 2 Actor 4

Actor 9 Actor 3

Actor 8

Actor 7

This model helps to categorise actors and then to determine how to

involve them. Like-minded actors must be approached differently than

actors with opposing interests. The influence they have either positively

or negatively on the outcome of the process determines how much

energy should be invested in involving them. It is not so much the

model as the way of thinking behind the model and its practical applica-

tion that defines its success.

For a Master Planning process combined with the identification and

selection of large infrastructural and non-infrastructural projects, it is

important to regularly analyse the level of support for specific ideas or

actions amongst the key actors. The model can be used in combination

with the one above to decide who to involve when – for instance, to

create a ‘coalition of the willing’ that will help to get a plan approved, or

define a group of actors that need to be lobbied or provided with extra

information.

Actor 1

DETERMINING THE LEVEL OF SUPPORT

Actor 2

Actor 3

Actor 4

Actor 5

Actor 6

Actor ...

Receptive Attentive Under-standing

Accepting Supporting

The below tool can be used to assess the likelihood that ideas or actions will be

adopted and put into practice. It has been used, amongst others, by the TA phase

I to determine the list of infrastructure works. For instance, a selection criterion

will be that investing actors, such as the private sector, must be convinced of the

feasibility of the idea.

Actor 1

FEASIBILITY ANALYSIS

Actor 2

Actor 3

Actor 4

Actor 5

Idea 3

Idea 2

Idea 1

Quality of the content

Conceivable

Doable

Useful

Ignorant

Curious

Involved

Investing

Realising

Quality of the process

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79

Conclusions and recommendations

This booklet has presented five different approaches towards

interventions in the WASH sector. Now, what can we conclude

on the basis of these heterogeneous stories? Stories that only

lightly touch upon ways to improve hygiene and sanitation

standards for Ghanaian citizens? And what can we recommend

that has not already been recommended in the large stacks

of reports and policy documents that the WASH sector is (in)

famous for?

We would like to keep it short and practical. In the past 18

months, we have observed that progress in the WASH sector

is slow. Especially larger infrastructural projects that can have

a significant impact on society (e.g. a proper management

site in Accra, or an adequate drainage network) have difficulty

materialising. They move very slowly from the development

stage towards implementation, if at all. Lack of finance is often

mentioned as a key challenge, especially if it should only be

financed by Government. But with sizeable donor funding

available for WASH interventions, this is not the most critical

obstacle. Much more, it is a matter of (government) ability

to connect stakeholders around a shared goal and getting

them to act. It is about bringing together the ones with the

technology with the ones who have the capability to execute

the plans, and the ones with the money. This requires strong

project and process management skills and a determination to

make it happen.

In light of the above, we offer some suggestions with regards

to phase II of the GNWP:

1. We recommend that the five WASH Master Plans are taken

as a starting point for moving the sector further. In addition

to a long-term vision, these plans provide specific strategies

for local governments to improve their performance

in the different sub-sectors. Often, these strategies do

not require many financial or material resources to

implement, but leadership and collaboration. Hence,

our main recommendation is to stick to these strategies

and invest all efforts into putting them into practice;

2. The WASH Master Plans are among the deliverables of

GNWP Phase I. There are other deliverables which, when

followed up effectively, can contribute to improving

the WASH situation in the 5 targeted MAs significantly.

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80 GNWP Master Planning and Phase 1 Implementation 81Conclusions and recommendations

Irrespective of the financial outlook for Phase

II of GNWP, we believe that each stakeholder

can take actions starting today to ensure

the results will be taken to a next level;

3. Also in the case that Phase II might end

up smaller than intended, continue to use

GNWP as an overarching programme label

for different WASH projects and activities.

GNWP has in a relatively short time developed

in a programme that is familiar to most

stakeholders. An overarching programme

will contribute to the synergy between

activities and alignment of projects (think

of the linkage between infrastructural and

non-infrastructural interventions);

4. Take a flexible approach towards the different

projects that have been developed under the

programme. Some projects are more difficult to

implement than others, for instance because they

are socio-economically of great importance but

commercially non-viable. Projects and approaches

that can easily be scaled-up (such as the WASH

in Schools programme) should be followed-up as

soon as possible. For the more complex projects,

offer tailored support to ensure that the conditions

under which they can be realised are met;

5. Do not further broaden the scope of GNWP in

terms of geographic and thematic focus. Even

consider to narrow down the focus for Phase II

based upon the lessons learnt from Phase I.

Finally, we provide some suggestions for actions that GNWP

stakeholders can initiate, even without upfront financial com-

mitment for the projects developed.

Netherlands Embassy • Transparent and pro-active information-sharing on GNWP via existing and known channels (amongst which www.gnwp.nl) • Smart investments in making GNWP results sustainable: upscale successful approaches by means of quick decision-making and select potential diamonds (things the NL Government truly believes in) to further invest in

Government of Ghana

Ministry of Local Government and Rural Development and Ministry of Finance

• Make use of the value that has been created and decide upon projects to be financed shortly • Continue the advocacy for GoGs ownership of GNWP also by showing pro-active commitment and support to implementing tasks and projects • Make active use of approaches and tools developed by GNWP that have the potential to be upscaled to the national level

5 MAs

Ga WestGa CentralGa SouthCape CoastElmina

• Use the WASH Master Plans (including the implementation and financing plans) as a starting point for activities. Do not be tempted to repeat the policy-making process again when new stakeholders or donors enter the arena. Make firm statements that this is your strategy and that you want to put all efforts in materialising it. Make smart use of the strategies and information in the Master Plan for other planning processes, such as the medium-term development plans • Be pro-active in following-up the (infrastructural and non-infrastructural) projects that have been developed in GNWP Phase I. Having no guarantee for financial resources at this moment, it is good to spot the interest of potential funders yourself. Make use of the fact that these projects are developed in detail and with quality (including feasibility studies and preliminary designs in the case of infrastructural projects) • Ensure that internal and external stakeholders of your MA know the contents and have easy access to GNWP documents (responsibility of coordination and planning unit). This will help to prevent the reinvention of the wheel, simply because information is lost or people do not know about it • Make active use of the approaches and tools developed as part of the implementation of Phase I (WASH in Schools, Behavioural Change, Training programmes). As an MA, you might see possibilities to continue with this using your own resources, knowing that implementation is at relatively low-cost when investments in tools and approaches have already been made.

Parties currently imple-menting GNWP projects

Ghana WASH Window and WASH Fund

• Make active use of the Really Simple Reporting (RSR) tool to update the society of the progress of your GNWP project. In this way, you will contribute to the success of the programme and the likelihood that other parties or financers want to be involved • Use the knowledge of parties involved in the preparatory phase and phase I of GNWP

NGOs and donor organ-isations active in WASH

• Regularly visit the website www.gnwp.nl to inform yourselves of ongoing activities and existing reports and studies, which can guide you in your own initiatives • Get acquainted with the 6 infrastructural projects and 5 non-infrastructural projects developed (documents are available) since you might have an interest to be involved as implementing partner or funder.

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83

Contact details GNWP TA phase IVisit www.GNWP.nl regularly to be informed about the latest news and programme developments.For questions or comments about the following GNWP Phase I activities, you may contact:

Contact

GNWP programme set-up and overall coordination Ole K. Jensen, Marjolein Lem or Jochem Schut

Behavioural Change: approaches used and activities implemented

Patrick Apoya or Michiel Verweij

Implementation of the Cape Coast Water Supply Project Jochem Schut

WASH Master Plans and Master Planning process Marjolein Lem

Capacity building: approaches used and activities implemented at MA and national level

Jeroen Wismans

Capacity building: approaches used and activities implemented at community level

Patrick Apoya or Michiel Verweij

WASH in Schools phase I Patrick Apoya or Michiel Verweij

6 Infrastructural projects developed for phase II Jochem Schut

5 non-infrastructural projects developed for phase II Marjolein Lem

GNWP website Diara Lô

Team leader

Ole Kaare Jensen [email protected] | 026 - 40 70 226

Witteveen+Bos

Peter Tienhooven [email protected] | +31 6 205 469 52

Fred de Bruijn [email protected] | +31 6 537 137 04

Jochem Schut [email protected] | 0574 95 61 33

+31 6 106 563 21

Office No. 122, Nii Bonnie Link, Dzorwulu, Accra, Telephone: +233 (0) 302 798 329

Berenschot

Fons de Zeeuw [email protected] | +31 6 121 409 35

Kim Geleynse [email protected] | +31 6 502 542 42

Marjolein Lem [email protected] | 0574 95 61 36

+31 6 553 648 21

Jeroen Wismans [email protected] | 026 602 80 12

+ 31 6 209 365 74

Diara Lô [email protected] | 0578 48 10 29 | +31 6 553 648 15

Office No. 122, Nii Bonnie Link, Dzorwulu, Accra, Telephone: +233 (0) 302 798 329

Simavi

Saskia Geling [email protected] | +31 6 448 521 08

Patrick Apoya [email protected] | 0244472784

Michiel Verweij [email protected] | +31 23 512 49 72

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