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    RailCorp Version. 1.0 Page 2 of 12

    Issued: 04/04/2010 Revised: 01/04/2010 Trainer Controlled Copy

    C:\Documents and Settings\Paul James\Local Settings\Temporary InternetFiles\OLK14A\Waratah_Scenario_Assessment__PPTV MG V1 0 APR 2010 (2).doc

    ASSESSMENT INSTRUCTIONS

    GuidanceThe candidates must complete this assessment as a crew of Driver and a Guard. Each must however write down their responseand then present their answers in turn. You will need to provide each person with the scenarios and paper to write down theirresponses. Ensure they write their name on the top of the papers and the scenario number.

    Each Group will be given 2 scenarios to work through and 15 minutes to develop their solution. They are to work on theirindividual solution. Once the development time is up the responses are to be handed to the Assessor.

    Each crew will be called into a room or to a location, given their responses back and then asked to present their solution to theAssessor.

    Each candidate will have 2 minutes to present their solution (Driver then Guard Action). The trainer/assessor will check theirresponse against the marking guide. The Assessor can ask question to seek clarity to the information provided and/or to moderate

    the responses. Moderated responses are to be added to the written responses.

    When all of the groups have presented their solutions the Assessor will provide feedback to the candidates on all of the scenarios.

    Where a candidate has not provided sufficient evidence in their response the Assessor may:

    Give them a new scenario to work through and represent or

    Orally question the them against a new scenario to draw evidence of competence

    Guidance on Conduct of Assessment Prepare assessment forms so there is a front and second page and 2 scenarios per candidate. Pack them into crew

    groups with scenarios 1 and 2 for the first group and then so on.

    Issue assessment forms and paper to crew groups.

    Read out the Guidance to Candidates

    Use effective questioning technique to probe the information provided to gauge the depth of understanding of their roleand relationship with the Train Captain and operation of the train. The questions may include as examples:

    - If the Train Captain had a different assessment that you, then what authority would you state to supportyour position?

    - How did you come to that conclusion?

    - If the Train Captain asked you to proceed to the next station what would be some of your safetyconsiderations and how would you monitor those?

    - As the Guard on the train, did you consider any options that may assist in resolving the problem?

    - If you thought of that alternative or solution how would you have communicated that to the Driver orTrain Captain?

    Once you are satisfied that sufficient evidence has been gathered from the crew on that scenarios, rotate to the nextcrew and apply the same process.

    Once all the groups have presented their solution to their scenarios Provide feedback to all candidates on all of thescenarios.

    Copyright RailCorpRailCorp Training has copyright in this publication. Other than for the purposes of and subject to the conditions prescribed under

    the Copyright Act, no part of it may in any form or by any means be reproduced, stored in a retrieval system or transmitted

    without prior written permission of RailCorp Training.

    Document History:Version Date Author Description0.1 4 MAR 2010 G. Jones Development

    0.2 16 MAR 2010 G. Jones Feedback from Downer EDI and RailCorp

    0.3 22 MAR 2010 G Jones Feedback from Principal Driver

    1.0 01 APR 2010 G. Jones Feedback from Committee meeting 31/03/2010

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    C:\Documents and Settings\Paul James\Local Settings\Temporary InternetFiles\OLK14A\Waratah_Scenario_Assessment__PPTV MG V1 0 APR 2010 (2).doc

    Scenario 1 Evacuation

    You are operating the PPTV when smoke is reported. The Train Captain requests the PPTV be

    stopped and all personnel to be evacuated. You are midway between stations and it is 2AM in

    the morning.

    Your solution must include:

    Driver:

    Your action in the Cab prior to evacuation

    - Hit the emergency button on the Metronet and inform Train Controller/Signaller of status- Inform Guard and direct as required- Liaise with Test Captain on actual status of the fire- Inform Train Captain of the best location for evacuation purposes- Coord with Train Captain on location and safety of personnel on the train- Take direction from Train Controller/Signaller on evacuation plan- Inform Guard and commence actions

    Your actions on the network

    - Establish protection as required- Driver maintain liaise with Train Controller/Signaller for as long as possible- Coordinate with Guard to contain and control personnel with the assistance of the Train

    Captain

    - Coordinate with Guard to confirm all personnel safely alight the rail corridor

    When will personnel be allowed out of the PPTV, what you would do to reduce the effects on

    personnel, is any?

    - When safe to do so under instruction from the Driver-

    Who is responsible for the evacuation and control of personnel

    - Driver to the Guard and Train Captain

    Guard:

    Your action in the Cab prior to evacuation- When informed by the Driver, check and confirm the safety of all passengers with the

    Train Captain and the driver

    - Answer any calls or requests from RMC

    Your actions on the network

    - Ensure protection as required is in place- All passengers alight into a safe zone and remain together until further instructions are

    issues. Provide first aid as required

    - Guard to contain and control personnel with the assistance of the Train Captain- Guard confirm all personnel safely alight the rail corridor

    What would be your primary concern?

    - Safety of all personnel on the PPTV

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    Scenario 2 Faults - eTIS

    You are operating the PPTV when you identify erratic air pressure levels on eTIS and a number

    of alerts and alarms from eTIS. The Train Captain requests you to continue to the next station.

    Your solution must include:

    Driver:

    When would you inform the Train Captain of the erratic air pressures on eTIS?

    - After driver has conducted necessary brake evaluation actions

    How would you assess the trains safe operation?

    - Check analogue gauges to confirm the pressures are within minimum operatingrequirements

    - Check brake and traction controls and check brake cylinder pressures are respondingaccordingly

    - Work in line with RailCorp procedures

    State what would be the basis of that assessment.

    - Validate that brake actuates and responds on demand within minimum operating standards

    Who is responsible for the decision on this occasion?

    - Driver in consultation with the Train Captain

    Guard:

    You are operating the PPTV when the Driver informs you that there are erratic air pressurelevels on eTIS and a number of alerts and alarms from eTIS. You are also informed that the

    Train Captain has requested the Driver to continue to the next station.

    What would be your concerns?

    - Driver has total control over the brakes on the train- Driver has had consultation with the Train Captain- Possibility of a SPAD or overrun of a station or limit of authority- Possibility of having to operate the emergency brake valve

    State the process you would follow to resolve Guard related issues with the Driver and the Train

    Captain?- Communicate with Driver and the Train Captain to stay abreast of changes and be ready to

    act as directed

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    Scenario 3 Faults - Vibration

    You are operating the PPTV when the train starts vibrating badly. The Train Captain requests

    you to continue to the next station.

    Your solution must include:

    Driver:

    What steps would you take to assess the trains safe operation?

    - Inform the Train Captain that I am going to stop the train at a suitable location and conductan inspection with the Train Captain or the appropriate Engineer to ascertain the cause of

    the vibration and impact on the safe running of the PPTV

    - Inform the Train Controller/Signaller of the vibration and the need to do an assessment- Inform the Guard of intentions- Work under instruction of the Train Controller/Signaller and in line with RailCorp

    procedures

    State what would be the basis of that assessment.

    - Safety of all personnel on board and the PPTV from derailment

    If you consider the train safe to continue what would be the critical reasons for your decision and

    what inputs would be your guidance?

    - Visual inspection by the Driver with assistance of the Train Captain and/or Engineer- Assurance from the Train Captain that PPTV is safe to continue and with guidance on

    speed- Agreement from Train Controller/Signaller to proceed

    Who is responsible for the decision on this occasion?

    - Driver- Train Captain- Train Controller/Signaller

    Guard:

    If the Driver had an alternate view to the Train Captain what would you do or say?

    - Work under direction of the Driver

    What would be your primary concern?

    - Train is safe to operate on the network- People are safe on the train

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    Scenario 4 Faults High Tension Power Fault

    You are operating the PPTV when the train looses high tension.

    Your solution must include:

    Driver:

    What would be indications of likely cause?

    - Numerous Fault indications related to traction and auxiliary systems- Unable to power or loss of power- Only Auto Brake available- May observe overhead lines faulty or down- Contact from the Train Captain and/or Guard confirming cause

    State what may be directions from the Train Captain, based on your experience.

    - Stop the train if still moving- Identify from the Drivers position what is the cause of the fault- Undertake a visual inspection of the train- Follow procedures to attempt to regain power- If fault not recovered, organise with the Train Captain for Dead Tow

    Guard:

    What checks or actions could you take to assist the Driver or Train Captain?- To identify from the Guards position what is the cause of the fault- To undertake a visual inspection of the train under direction of the Driver- If directed establish protection as required

    What actions would you prepare for?

    - Detrainment of personnel if power cannot be re-established- Preparation for Dead Tow

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    Scenario 5 Faults Analogue Gauges Fail

    You are operating the PPTV when the analogue gauges fail but the eTIS is still providing data.

    The Train Captain requests you to continue to the next station.

    Your solution must include:

    Driver:

    What would be your assessment of the trains safe operation?

    - Minimum operating standard is still in place and can continue to operate

    State what would be the basis of that assessment.

    - Accurate information is provided from eTIS

    If you consider the train safe to continue what would be the critical reasons for your decision and

    what inputs would be your guidance?

    - Informed Train Captain and if there was agreement that the train was still at minimumoperating standard and testing will not affect eTIS information, then continue to the next

    station

    Who is responsible for the decision on this occasion?

    - In consultation between Train Captain and Driver

    Guard:

    What could you asked to do to assist in the assessment of the fault?

    - Work as directed

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    Scenario 6 Faults Loss of HVAC

    You are operating the PPTV when the No1 end HVAC fails. The Train Captain requests you to

    continue to the next station.

    Your solution must include:

    Driver:

    What would be your assessment of the trains safe operation?

    - The level of failure; cooling, heating air movement etc and comparison to minimumoperating standard for the Drivers Cab

    What would be the issues you would discuss with the Train Captain?

    - The impact on the comfort level of the Drivers Cab- The ability of the Train Captain to rectify the fault- The impact on testing- Agreement on options and action

    Who is responsible for the decision on this occasion?

    - In consultation between Driver and the Train Captain (MOS still applies)

    Guard:

    What action can you take to assist?

    - Check what circuit breakers have tripped at their cab and inform Driver and Train Captain

    What would be your primary concern?

    - Crew comfort

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    Scenario 7 Faults Crew Cab Door

    You are operating the PPTV when the crew cab door fails to close and lock and cycles open and

    close. The Train Captain requests you to continue to the next station.

    Your solution must include:

    Driver:

    What would be your assessment of the trains safe operation?

    - If other people in the cab, then come to an agreement with the Train Captain to continue atan agreed speed and when safe to do so ONLY TO A SUITABLE LOCATION TO

    RECTIFY

    - If no other people in the cab, then continue to the next station and request the Train Captainto attempt to repair or secure the door.

    - If the door can only be secured open then the impact on MOS

    State what would be the basis of that assessment.

    - MOS for safety and crew comfort

    If you consider the train safe to continue what would be the critical reasons for your decision and

    what inputs would be your guidance?

    - The control of personnel into and/or working in the cab- The weather conditions and the speed of operation for testing- Which door is affected

    Who is responsible for the decision on this occasion?- Driver

    Guard:

    What would be actions you could take if the door is not in the Drivers cab?

    - Secure the opposite cab and work from the Drivers cab

    What would be your primary concern?

    - Passenger safety

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    Scenario 9 Faults DDU-GDUs Fail

    You are operating the PPTV when the Driver and Guards Display Units fail. The Train Captain

    requests you to continue to the next station.

    Your solution must include:

    Driver:

    What could you do or discuss with the Train Captain in assessing the trains safe operation?

    - Report fault to the Train Captain, run off the gauges and continue testing to a safe locationwhere checks can be conducted under direction of the Train Captain

    - Affect on testing or caused by testing

    State what would be the basis of that assessment.

    - MOS- Discussion with the Train Captain on possible cause and the relationship of DDU operation

    to testing

    - Gauges performing correctly

    If you consider the train safe to continue what would be the critical reasons for your decision and

    what inputs would be your guidance?

    - Safety

    Who is responsible for the decision on this occasion?

    - Driver in consultation with the Train Captain

    Guard:

    What could you do or discuss with the Driver and Train Captain in assessing the trains safe

    operation?

    - Report fault to the Driver and Train Captain and consider moving to the alternate Cab- Affect on testing or caused by testing

    State what would be the basis of that assessment.

    - MOS- Discussion with the Train Captain on possible cause and the relationship of GDU operation

    to testing

    If you consider the train safe to continue what would be the critical reasons for your decision and

    what inputs would be your guidance?

    - Safety

    Who is responsible for the decision on this occasion?

    - The Train Captain

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    Scenario 10 Locked Axle

    You are operating the PPTV when the Guard informs you he/she thinks there is a locked axle

    fire. The Train Captain requests you to continue to the next station.

    Your solution must include:

    Driver:

    What would be your assessment of the trains safe operation?

    - Stop the train immediately at a safe location- Inform the Train Controller/Signaller and the Train Captain in regards to the possible safe

    alightment of personnel

    - Inform the Train Captain that a visual check of the axle for rotation or lock-up is required

    State what would be the basis of that assessment.

    - Indication from the DDU- Visual inspection to assess heat, smoke and performance of the axle - Request hot box testing by the test crew to the Train Captain

    If you consider the train safe to continue what would be the critical reasons for your decision and

    what inputs would be your guidance?

    - In consultation with the Train Captain and based on the visual inspection, agreement thatthe train is safe to continue testing or to move at a safe speed to the next station for re-

    evaluation of the axle

    Who is responsible for the decision on this occasion?

    - The Driver

    Guard:

    What action could the Guard have with the fault?

    - Liaise with the Driver and the Train Captain on actions required to continue or to suspendthe testing

    - Undertake any checks as directed

    - Utilised for Protection as required

    What would be your primary concern?

    - Safety of the train and the occupants