Factory Security Assessment - General Merchandise and Food- Country Rated High Risk for Supply Chain Security -

Wal-Mart SCS Audit Request ID # 7140053

Factory Profile

OVERALL SCORE 95

RISK RATING Low Risk Priority

Audit Company Name Intertek

Audit Team Swapnil Savadi

Audit Company

Audit attendance Mr. Manoj Dnyunmothe, Mr. Prabhakar Jadhav, Mr. Jayguru Patra, Mr. Sunil Dhumal.

Present at the opening meeting? Mr. Manoj Dnyunmothe, Mr. Prabhakar Jadhav, Mr. Jayguru Patra, Mr. Sunil Dhumal.

Present at the closing meeting? Mr. Manoj Dnyunmothe, Mr. Prabhakar Jadhav, Mr. Jayguru Patra.

Audit Overview

Wal-Mart Factory ID # 36176623

Factory Name Omkar Corporation

Factory Street Address Unit No. D1- 110 to 115 & D2- 110 to 112,

1st Floor, Harihar Comercial Complex, Mankoli Naka, Dapode,

Factory City and Country Bhiwandi India

Factory Responsible Person Name Mr. Manoj Dnyanmothe

Contact Number 91-2522-652123

Date of Security Audit Sep-22-2016

Number of employees

Permanent 44

Temporary 0

Company Profile

Company name Omkar Corporation

Contact name Mr. Manoj Dnyanmothe

Address 1 Unit No. D1- 110 to 115 & D2- 110 to 112,

Address 2 1st Floor, Harihar Comercial Complex, Mankoli Naka, Dapode,

City Bhiwandi

State Maharashtra

Country India Postal Code 421302

Phone 91-2522-652123

Fax Not available

Email sales@omkarcorporation.net

Website www.omkarcorporation.net

Business Overview

Industry Apparel

Key / Main product Ladies and Gents Garments

Country of operation India

Yes No Not Applicable

Participation in security initiatives

Description of security initiative Nil

Facility Structure

Number of buildings

Distribution 0

Production 1

Warehouse 0

Container yards 0

Other 0

Total 1

Facility size 27000Ft. Sq.

Facility size outside grounds 15000Ft. Sq.

Warehouse customs bonded NO

Free trade zone NO

Logistics/Transportation for shipments to USTrucks owned By Company No

Percent of goods exported to US By air 100

By sea 0

By rail 0

By truck 0

Description of "other" buildings Nil

Overseas / Migrant 0

Total 44

Overall Comment

None

2

SECURITY AREA TO IMPROVE

Section: Physical Security

Finding: Access to outside lighting switches or controls is not restricted to only authorized employees or the security guard supervisor.

Outside lighting switches are open to access.

Recommendation: Access to outside lighting switches or controls must be restricted to only authorized employees or the security guard supervisor.

Section: Container/Trailer Security Finding: Recording of CCTV used to capture container/trailer loading is not kept.

Facility had maintained only 4 days recording further as per facility they have installed hard disk to have 30 days recording.

Recommendation: Recording of CCTV used to capture container/trailer loading must be kept.

Section: Procedural Security

Finding: The facility does not have a written agreement with their transport company that indicates preferred transit route(s) used by the driver, the allowable transit time limit, designated rest/meal stop locations and a process for a driver to report a container or trailer security issue.

There was no agreement signed with transporter.

Recommendation: The facility must have a written agreement with their transport company that indicates preferred transit route(s) used by the driver, the allowable transit time limit, designated rest/meal stop locations and a process for a driver to report a container or trailer security issue.

Finding: The facility does not conduct a review of shipment information and documentation controls to verify accuracy and security.

Facility does not conduct shipment information review.

Recommendation: The facility must conduct a regular review of shipment information and documentation controls to verify accuracy and security.

Finding: Employees do not regularly use a method to count outbound cartons to identify an overage or shortage.

Facility does carry out carton counting, however records were not available for review.

Recommendation: Employees must use a method to count outbound cartons to identify an overage or shortage.

Section: Fire- Safety

Finding: The facility conducts evacuation drill but not at least once every 3 months when the facility does not have sprinklers or fire hydrants.

Facility has conducted last evacuation drill on 27.01.2016 and no drill conducted post this date.

Findings and issues identified within below sections are essential to attain the Walmart Supply Chain Security requirements. The supplier/facility is recommended to take the necessary Corrective Action Plans for below findings to improve the overall security performance.

3

1.Facility Entrance

2.Facility Building

3.Outside Lighting

Facility Photos For Omkar Corporation

4

4.Security Room- Communication Equipment

5.CCTV system and monitor

6.Packing Area

5

7.Finished Goods Warehouse

8.Loading Area

9.Facility Name

6

DISCLAIMER

This report is for the exclusive use of the client of Intertek named in this report (“Client”) and is provided pursuant to an agreement for sevices between Intertek and Client (“Client Agreement”). This report provides a summary of the findings and other applicable information found/gathered during the audit conducted at the specified facilities on the specified date only. Therefore, this report does not cover, and Intertek accepts no responsibility for, other locations that may be used in the supply chain of the relevant product or service. Further, as the audit process used by Intertek is a sampling exercise only, Intertek accepts no responsibility for any non-compliant issues that may be revealed relating to the operations of the identified facility at any other date. Intertek's responsibility and liability are also limited in accordance to the terms and conditions of the Client Agreement. Intertek assumes no liability to any party, for any loss, expense or damage occasioned by the use of this information other than to the Client and in accordance with the Client Agreement and these disclaimers. The disclaimer should be read in conjunction with the Terms and Conditions of Intertek.

7