vote summary report - hsbc · vote summary report reporting period: 01/01/2014 to 03/31/2014...
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Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMBEV SA
Meeting Date: 01/02/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Agreement to Absorb Companhia de Bebidas das Americas - Ambev
1
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Absorption of Companhia de Bebidas das Americas - Ambev
4
Do Not Vote
ForApprove Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil)
5
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
6
Do Not Vote
ForApprove Independent Firm's Appraisal 7
Do Not Vote
ForApprove Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition
8
Do Not Vote
ForAmend Article 5 to Reflect Changes in Capital 9
Do Not Vote
ForAmend Corporate Purpose 10
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
11
Do Not Vote
ForElect Victorio Carlos de Marchi as Director 12.1
Do Not Vote
ForElect Carlos Alves de Brito as Director 12.2
Do Not Vote
ForElect Marcel Hermann Telles as Director 12.3
Do Not Vote
ForElect Jose Heitor Attilio Gracioso as Director 12.4
Do Not Vote
ForElect Vicente Falconi Campos as Director 12.5
Do Not Vote
ForElect Luis Felipe Pedreira Dutra Leite as Director
12.6
Do Not Vote
ForElect Roberto Moses Thompson Motta as Director
12.7
Page 1 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMBEV SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Alvaro Antonio Cardoso de Sousa as Director
12.8
Do Not Vote
ForElect Paulo Alberto Lemann as Director 12.9
Do Not Vote
ForElect Antonio Carlos Augusto Ribeiro Bonchristiano as Director
12.10
Do Not Vote
ForElect Marcos de Barros Lisboa as Director 12.11
Do Not Vote
ForElect Luiz Fernando Ziegler de Saint Edmond as Alternate Director
12.12
Do Not Vote
ForConsolidate Bylaws 13
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Agreement to Absorb Companhia de Bebidas das Americas - Ambev
1
ForAppoint Independent Firm to Appraise Proposed Transaction
2
ForApprove Independent Firm's Appraisal 3
ForApprove Absorption of Companhia de Bebidas das Americas - Ambev
4
ForApprove Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil)
5
ForAppoint Independent Firm to Appraise Proposed Transaction
6
ForApprove Independent Firm's Appraisal 7
ForApprove Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition
8
ForAmend Article 5 to Reflect Changes in Capital 9
ForAmend Corporate Purpose 10
ForAuthorize Board to Ratify and Execute Approved Resolutions
11
ForElect Victorio Carlos de Marchi as Director 12.1
ForElect Carlos Alves de Brito as Director 12.2
ForElect Marcel Hermann Telles as Director 12.3
ForElect Jose Heitor Attilio Gracioso as Director 12.4
Page 2 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMBEV SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Vicente Falconi Campos as Director 12.5
ForElect Luis Felipe Pedreira Dutra Leite as Director
12.6
ForElect Roberto Moses Thompson Motta as Director
12.7
ForElect Alvaro Antonio Cardoso de Sousa as Director
12.8
ForElect Paulo Alberto Lemann as Director 12.9
ForElect Antonio Carlos Augusto Ribeiro Bonchristiano as Director
12.10
ForElect Marcos de Barros Lisboa as Director 12.11
ForElect Luiz Fernando Ziegler de Saint Edmond as Alternate Director
12.12
ForConsolidate Bylaws 13
AMBEV SA
Meeting Date: 01/02/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Agreement to Absorb Companhia de Bebidas das Americas - Ambev
1
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Absorption of Companhia de Bebidas das Americas - Ambev
4
Do Not Vote
ForApprove Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil)
5
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
6
Do Not Vote
ForApprove Independent Firm's Appraisal 7
Page 3 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMBEV SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition
8
Do Not Vote
ForAmend Article 5 to Reflect Changes in Capital 9
Do Not Vote
ForAmend Corporate Purpose 10
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
11
Do Not Vote
ForElect Victorio Carlos de Marchi as Director 12.1
Do Not Vote
ForElect Carlos Alves de Brito as Director 12.2
Do Not Vote
ForElect Marcel Herrmann Telles as Director 12.3
Do Not Vote
ForElect José Heitor Attilio Gracioso as Director 12.4
Do Not Vote
ForElect Vicente Falconi Campos as Director 12.5
Do Not Vote
ForElect Luis Felipe Pedreira Dutra Leite as Director
12.6
Do Not Vote
ForElect Roberto Moses Thompson Motta as Director
12.7
Do Not Vote
ForElect Alvaro Antonio Cardoso de Sousa as Director
12.8
Do Not Vote
ForElect Paulo Alberto Lemman as Director 12.9
Do Not Vote
ForElect Antonio Carlos Augusto Ribeiro Bonchristiano as Director
12.10
Do Not Vote
ForElect Marcos de Barros Lisboa as Director 12.11
Do Not Vote
ForElect Luiz Fernando Ziegler de Saint Edmond as Alternate Director
12.12
Do Not Vote
ForConsolidate Bylaws 13
Cairn India Limited
Meeting Date: 01/02/2014 Country: India
Meeting Type: Special
Page 4 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cairn India Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Share Repurchase Program 1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForApprove Share Repurchase Program 1
Kentz Corporation Ltd
Meeting Date: 01/02/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Valerus FS For Abstain
Pace plc
Meeting Date: 01/06/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Aurora Networks, Inc. by Way of Merger
For Abstain
Power Assets Holdings Ltd.
Meeting Date: 01/06/2014 Country: Hong Kong
Meeting Type: Special
Page 5 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Power Assets Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Spin-off and Related Transactions
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Proposed Spin-off and Related Transactions
1
Sinopharm Group Co., Ltd.
Meeting Date: 01/06/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Li Zhiming as Director and Authorize Board to Fix His Remuneration
For For
ForForAmend Articles of Association of the Company 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Li Zhiming as Director and Authorize Board to Fix His Remuneration
1
ForAmend Articles of Association of the Company 2
Kazakhmys plc
Meeting Date: 01/07/2014 Country: United Kingdom
Meeting Type: Special
Page 6 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kazakhmys plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale of 50 Percent of the Issued Share Capital of Ekibastuz LLP and 100 Percent of the Issued Share Capital of Kazhydro to Samruk-Energo
For Abstain
Tauron Polska Energia SA
Meeting Date: 01/07/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
ForForWaive Secrecy of Voting When Electing Members of Vote Counting Commission
5
ForForElect Members of Vote Counting Commission 6
ForForAmend Statute 7
ForForFix Number of Supervisory Board Members 8
AgainstForApprove Changes in Composition of Supervisory Board
9
Close Meeting 10
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Meeting Date: 01/08/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Page 7 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Meeting Chairman 2
Prepare List of Shareholders 3
Acknowledge Proper Convening of Meeting 4
ForForApprove Agenda of Meeting 5
ForForApprove Sale of Real Estate Property 6
ForForApprove Sale Price of Real Estate Property 7
Close Meeting 8
Walgreen Co.
Meeting Date: 01/08/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Janice M. Babiak For For
ForForElect Director David J. Brailer 1b
ForForElect Director Steven A. Davis 1c
ForForElect Director William C. Foote 1d
ForForElect Director Mark P. Frissora 1e
ForForElect Director Ginger L. Graham 1f
ForForElect Director Alan G. McNally 1g
ForForElect Director Dominic P. Murphy 1h
ForForElect Director Stefano Pessina 1i
ForForElect Director Nancy M. Schlichting 1j
ForForElect Director Alejandro Silva 1k
ForForElect Director James A. Skinner 1l
ForForElect Director Gregory D. Wasson 1m
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
AgainstAgainstStock Retention/Holding Period 4
Page 8 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Walgreen Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstAdopt Proxy Access Right 5
Zodiac Aerospace
Meeting Date: 01/08/2014 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.60 per Share
3
ForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions
4
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
AgainstForReelect Didier Domange as Supervisory Board Member
6
AgainstForReelect Elisabeth Domange as Supervisory Board Member
7
AgainstForReelect Marc Assa as Supervisory Board Member
8
AgainstForReelect Robert Marechal as Supervisory Board Member
9
ForForAcknowledge End of Mandate of Edmond Marchegay as Supervisory Board Member
10
AgainstForElect Patrick Daher as Supervisory Board Member
11
AgainstForElect FFP Invest as Supervisory Board Member
12
AbstainForAdvisory Vote on Compensation of Olivier Zarrouati
13
AbstainForAdvisory Vote on Compensation of Maurice Pinault
14
Extraordinary Business
Page 9 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForForApprove 5-for-1 Stock Split 16
ForForAmend Article 19.1 of Bylaws Re: Length of Term of Supervisory Board Members
17
ForForAmend Article 18 of Bylaws Re: Election of Employee Representative to Supervisory Board
18
AgainstForAuthorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan
19
AgainstForAuthorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan
20
ForForApprove Employee Stock Purchase Plan 21
ForForAuthorize Filing of Required Documents/Other Formalities
22
ACE Limited
Meeting Date: 01/10/2014 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividend Distribution from Legal Reserves
For For
ForForElect of Homburger AG as Independent Proxy 2
ForForTransact Other Business (Voting) 3
Koninklijke KPN NV
Meeting Date: 01/10/2014 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
Page 10 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke KPN NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForDecrease Nominal Value per Share from EUR 0.24 to EUR 0.04
2
ForForAuthorize Repurchase of All Outstanding Preference Shares B and Cancellation of Preference Shares B
3
Close Meeting 4
SUL AMERICA SA
Meeting Date: 01/10/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles For Do Not Vote
Do Not Vote
ForAccept Director Resignation 2
Do Not Vote
ForElect Directors 3
China Merchants Bank Co Ltd
Meeting Date: 01/13/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Ma Zehua as Director For For
ForForElect Xiao Yuhuai as Director 1b
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Ma Zehua as Director 1a
ForElect Xiao Yuhuai as Director 1b
Page 11 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vedanta Resources plc
Meeting Date: 01/13/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Participation of Cairn Energy plc in the Buy-back by Cairn India Limited of Its Own Equity Shares
For Abstain
Autodesk, Inc.
Meeting Date: 01/14/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Omnibus Stock Plan For Against
Baring Emerging Europe plc
Meeting Date: 01/14/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Dividend 4
ForForRe-elect Steven Bates as Director 5
ForForRe-elect Ivo Coulson as Director 6
ForForRe-elect Josephine Dixon as Director 7
ForForRe-elect Saul Estrin as Director 8
ForForRe-elect Jonathan Woollett as Director 9
Page 12 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Baring Emerging Europe plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint KPMG LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
AbstainForAmend the Company's Investment Policy 15
Spirit Pub Company plc
Meeting Date: 01/14/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForAppoint KPMG LLP as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForApprove Remuneration Report 5
ForForAuthorise EU Political Donations and Expenditure
6
ForForRe-elect Walker Boyd as Director 7
ForForRe-elect Mike Tye as Director 8
ForForRe-elect Paddy Gallagher as Director 9
ForForRe-elect Tony Rice as Director 10
ForForRe-elect Mark Pain as Director 11
ForForRe-elect Christopher Bell as Director 12
ForForRe-elect Julie Chakraverty as Director 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
Page 13 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Spirit Pub Company plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
The European Investment Trust plc
Meeting Date: 01/14/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForReappoint PricewaterhouseCoopers LLP as Auditors
4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForElect Dr Michael Woodward as Director 6
AbstainForRe-elect Douglas McDougall as Director 7
ForForRe-elect William Eason as Director 8
ForForRe-elect Michael Moule as Director 9
ForForApprove Final Dividend 10
ForForApprove Special Dividend 11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Page 14 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of Baroda Ltd.
Meeting Date: 01/15/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India, Promoter
For For
Diploma plc
Meeting Date: 01/15/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect John Rennocks as Director 3
ForForRe-elect Bruce Thompson as Director 4
ForForRe-elect Iain Henderson as Director 5
ForForRe-elect Nigel Lingwood as Director 6
ForForRe-elect Marie-Louise Clayton as Director 7
ForForElect John Nicholas as Director 8
ForForElect Charles Packshaw as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Policy 12
ForForApprove Remuneration Report 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
Page 15 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diploma plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks Notice
17
Fenner plc
Meeting Date: 01/15/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Dividend 3
ForForRe-elect Mark Abrahams as Director 4
ForForRe-elect Nicholas Hobson as Director 5
ForForRe-elect Richard Perry as Director 6
ForForRe-elect Vanda Murray as Director 7
ForForRe-elect John Sheldrick as Director 8
ForForRe-elect Alan Wood as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Aberdeen Asset Management plc
Meeting Date: 01/16/2014 Country: United Kingdom
Meeting Type: Annual
Page 16 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG Audit plc as Auditors and Authorise Their Remuneration
3
ForForRe-elect Julie Chakraverty as Director 4
ForForRe-elect Roger Cornick as Director 5
ForForRe-elect Anita Frew as Director 6
ForForRe-elect Martin Gilbert as Director 7
ForForRe-elect Andrew Laing as Director 8
ForForRe-elect Rod MacRae as Director 9
ForForRe-elect Richard Mully as Director 10
ForForRe-elect Jim Pettigrew as Director 11
ForForRe-elect Bill Rattray as Director 12
ForForRe-elect Anne Richards as Director 13
ForForRe-elect Simon Troughton as Director 14
ForForRe-elect Hugh Young as Director 15
ForForElect Jutta af Rosenborg as Director 16
ForForElect Akira Suzuki as Director 17
ForForApprove Remuneration Report 18
ForForApprove Remuneration Policy 19
ForForAuthorise Issue of Equity with Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights
21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise EU Political Donations and Expenditure
24
Page 17 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Family Dollar Stores, Inc.
Meeting Date: 01/16/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mark R. Bernstein For For
ForForElect Director Pamela L. Davies 1.2
ForForElect Director Sharon Allred Decker 1.3
ForForElect Director Edward C. Dolby 1.4
ForForElect Director Glenn A. Eisenberg 1.5
ForForElect Director Edward P. Garden 1.6
ForForElect Director Howard R. Levine 1.7
ForForElect Director George R. Mahoney, Jr. 1.8
ForForElect Director James G. Martin 1.9
ForForElect Director Harvey Morgan 1.10
ForForElect Director Dale C. Pond 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
China National Building Material Co., Ltd.
Meeting Date: 01/17/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForAmend Articles of Association 1
ForForApprove Adoption of Rules of Procedures for Shareholders' General Meetings
2
ForForApprove Adoption of Rules of Procedures for Board Meetings
3
ForForApprove Adoption of Rules of Procedures for Supervisory Committee Meetings
4
Page 18 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China National Building Material Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForAmend Articles of Association 1
ForApprove Adoption of Rules of Procedures for Shareholders' General Meetings
2
ForApprove Adoption of Rules of Procedures for Board Meetings
3
ForApprove Adoption of Rules of Procedures for Supervisory Committee Meetings
4
ThyssenKrupp AG
Meeting Date: 01/17/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
ForForApprove Allocation of Income and Omission of Dividends
2
ForForApprove Discharge of Management Board Member Hiesinger for Fiscal 2012/2013
3.1
ForForApprove Discharge of Management Board Member Berlien for Fiscal 2012/2013
3.2
ForForApprove Discharge of Management Board Member Burkhard for Fiscal 2012/2013
3.3
AgainstForApprove Discharge of Management Board Member Claasen for Fiscal 2012/2013
3.4
ForForApprove Discharge of Management Board Member Eichler for Fiscal 2012/2013
3.5
ForForApprove Discharge of Management Board Member Kerkhoff for Fiscal 2012/2013
3.6
ForForApprove Discharge of Management Board Member Labonte for Fiscal 2012/2013
3.7
ForForApprove Discharge of Supervisory Board Member Cromme for Fiscal 2012/2013
4.1
ForForApprove Discharge of Supervisory Board Member Lehner for Fiscal 2012/2013
4.2
Page 19 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ThyssenKrupp AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Supervisory Board Member Eichler for Fiscal 2012/2013
4.3
ForForApprove Discharge of Supervisory Board Member Dreher for Fiscal 2012/2013
4.4
ForForApprove Discharge of Supervisory Board Member Grolms for Fiscal 2012/2013
4.5
ForForApprove Discharge of Supervisory Board Member Herberger for Fiscal 2012/2013
4.6
ForForApprove Discharge of Supervisory Board Member Kalwa for Fiscal 2012/2013
4.7
ForForApprove Discharge of Supervisory Board Member Keitel for Fiscal 2012/2013
4.8
ForForApprove Discharge of Supervisory Board Member Kiel for Fiscal 2012/2013
4.9
ForForApprove Discharge of Supervisory Board Member Maassen for Fiscal 2012/2013
4.10
ForForApprove Discharge of Supervisory Board Member Nentwig for Fiscal 2012/2013
4.11
ForForApprove Discharge of Supervisory Board Member Pellens for Fiscal 2012/2013
4.12
ForForApprove Discharge of Supervisory Board Member Remmler for Fiscal 2012/2013
4.13
ForForApprove Discharge of Supervisory Board Member von Schenck for Fiscal 2012/2013
4.14
ForForApprove Discharge of Supervisory Board Member Schmettow for Fiscal 2012/2013
4.15
ForForApprove Discharge of Supervisory Board Member Segerath for Fiscal 2012/2013
4.16
ForForApprove Discharge of Supervisory Board Member Spohr for Fiscal 2012/2013
4.17
ForForApprove Discharge of Supervisory Board Member Steinbrueck for Fiscal 2012/2013
4.18
ForForApprove Discharge of Supervisory Board Member Steinebach for Fiscal 2012/2013
4.19
ForForApprove Discharge of Supervisory Board Member Streiff for Fiscal 2012/2013
4.20
ForForApprove Discharge of Supervisory Board Member Thumann for Fiscal 2012/2013
4.21
ForForApprove Discharge of Supervisory Board Member Weber for Fiscal 2012/2013
4.22
ForForApprove Discharge of Supervisory Board Member Weder di Mauro for Fiscal 2012/2013
4.23
ForForApprove Discharge of Supervisory Board Member Wiercimok for Fiscal 2012/2013
4.24
Page 20 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ThyssenKrupp AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Rene Obermann to the Supervisory Board
5
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2013/2014
6
ForForAmend Articles Re: Remuneration of the Supervisory Board
7
AgainstForApprove Creation of EUR 370 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights
9
ForForApprove Affiliation Agreements with Krupp Hoesch Stahl GmbH
10
ForForAmend Nine Existing Affiliation Agreements with Subsidiaries
11
Sesa Sterlite Ltd.
Meeting Date: 01/18/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
AgainstForApprove Increase in Borrowing Powers 1
AgainstForApprove Pledging of Assets for Debt 2
ForForApprove Appointment and Remuneration of N. Agarwal as Executive Vice-Chairman
3
ForForApprove Appointment and Remuneration of M.S. Mehta as CEO
4
ForForApprove Change in Designation of P.K. Mukherjee from Managing Director to Executive Director (Iron Ore Business) and Approve His Remuneration
5
Page 21 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ultratech Cement Ltd.
Meeting Date: 01/20/2014 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
ForForApprove Scheme of Arrangement 1
Aeroflot
Meeting Date: 01/21/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Large-Scale Transaction Re: Leasing of Six Boeing 777-300ER
For Against
AgainstForApprove Related-Party Transactions with OAO AK Rossiya Re: Joint Operations on Code-Sharing/Block of Seats
2
Hanergy Solar Group Limited
Meeting Date: 01/21/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Global Solar Agreement and Related Transactions
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Global Solar Agreement and Related Transactions
1
Page 22 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke Ahold NV
Meeting Date: 01/21/2014 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Capital Reduction with Shareholder Distribution of EUR 1 Billion
2
Close Meeting 3
Marston's plc
Meeting Date: 01/21/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Roger Devlin as Director 3
ForForRe-elect Andrew Andrea as Director 4
ForForRe-elect Nicholas Backhouse as Director 5
ForForRe-elect Rosalind Cuschieri as Director 6
ForForRe-elect Peter Dalzell as Director 7
ForForRe-elect Ralph Findlay as Director 8
ForForRe-elect Neil Goulden as Director 9
ForForRe-elect Robin Rowland as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Remuneration Report 13
ForForApprove Remuneration Policy 14
Page 23 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marston's plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Long Term Incentive Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Sodexo
Meeting Date: 01/21/2014 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Consolidated Financial Statements
1
ForForApprove Allocation of Income and Dividends of EUR 1.62 per Share
2
AbstainForApprove Transaction with Bellon SA Re: Provision of Services
3
ForForReelect Michel Landel as Director 4
ForForReelect Paul Jeanbart as Director 5
ForForReelect Patricia Bellinger as Director 6
ForForReelect Peter Thomson as Director 7
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 630,000
8
ForForAdvisory Vote on Compensation of Pierre Bellon
9
AbstainForAdvisory Vote on Compensation of Michel Landel
10
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Page 24 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sodexo
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million
13
ForForAuthorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value
14
ForForApprove Employee Stock Purchase Plan 15
ForForAmend Articles 11 and 11-4 of Bylaws Re: Employee Representative
16
Ordinary Business
ForForAuthorize Filing of Required Documents/Other Formalities
17
CLP Holdings Ltd.
Meeting Date: 01/22/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve CAPCO Acquisition Agreement, PSDC Acquisition Agreement, and the Related Transactions
For For
ForForElect Richard Kendall Lancaster as Director 2
ForForElect Rajiv Behari Lall as Director 3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove CAPCO Acquisition Agreement, PSDC Acquisition Agreement, and the Related Transactions
1
ForElect Richard Kendall Lancaster as Director 2
ForElect Rajiv Behari Lall as Director 3
Page 25 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KENEDIX REALTY INVESTMENT CORP.
Meeting Date: 01/22/2014 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles To Change REIT Name - Amend Permitted Investment Types - Change Location of Head Office - Authorize Unit Buybacks
For For
ForForElect Executive Director Uchida, Naokatsu 2
ForForElect Alternate Executive Director Teramoto, Hikaru
3
ForForAppoint Supervisory Director Toba, Shiro 4.1
AgainstForAppoint Supervisory Director Morishima, Yoshihiro
4.2
ForForAppoint Supervisory Director Seki, Takahiro 4.3
Lowland Investment Company plc
Meeting Date: 01/22/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Peter Troughton as Director 5
ForForRe-elect Rupert Barclay as Director 6
ForForRe-elect Robert Robertson as Director 7
ForForReappoint PricewaterhouseCoopers LLP as Auditors
8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
Page 26 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lowland Investment Company plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call EGM with Two Weeks Notice
13
ForForAdopt New Articles of Association 14
WH Smith plc
Meeting Date: 01/22/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Suzanne Baxter as Director 4
ForForRe-elect Stephen Clarke as Director 5
ForForRe-elect Annemarie Durbin as Director 6
ForForRe-elect Drummond Hall as Director 7
ForForRe-elect Robert Moorhead as Director 8
ForForRe-elect Henry Staunton as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise EU Political Donations and Expenditure
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Page 27 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Air Products and Chemicals, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Chadwick C. Deaton For For
ForForElect Director Edward L. Monser 1b
ForForElect Director Matthew H. Paull 1c
ForForElect Director Lawrence S. Smith 1d
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
Alior Bank S.A.
Meeting Date: 01/23/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
ForForApprove Sale of Organized Part of Enterprise 5
ForForElect Slawomir Dudzik as Supervisory Board Member
6
Close Meeting 7
American Realty Capital Properties, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Special
Page 28 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
American Realty Capital Properties, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Cole Real Estate Investments Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Cyfrowy Polsat SA
Meeting Date: 01/23/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForElect Members of Vote Counting Commission 4.1
ForForElect Members of Vote Counting Commission 4.2
ForForElect Members of Vote Counting Commission 4.3
ForForApprove Agenda of Meeting 5
AbstainForApprove Issuance of Shares to Be Subscribed to by Holders of Warrants Issued under Item 8 for Acquisition of Metelem Holding Company Limited
6
Page 29 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cyfrowy Polsat SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForEliminate Shareholders' Preemptive Rights with Respect to Shares Issued under Item 6
7
AgainstForApprove Issuance of Warrants without Preemptive Rights for Acquisition of Metelem Holding Company Limited
8
AgainstForEliminate Shareholders' Preemptive Rights with Respect to Warrants Issued under Item 8
9
AgainstForAuthorize Management Board to Apply for Listing and Dematerialization of Shares Issued under Item 6
10
Close Meeting 11
D.R. Horton, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Donald R. Horton For For
ForForElect Director Barbara K. Allen 1b
ForForElect Director Bradley S. Anderson 1c
ForForElect Director Michael R. Buchanan 1d
ForForElect Director Michael W. Hewatt 1e
ForForElect Director Donald J. Tomnitz 1f
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Ecopetrol S.A.
Meeting Date: 01/23/2014 Country: Colombia
Meeting Type: Special
Page 30 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Safety Guidelines/Open Meeting
Verify Quorum 2
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForAppoint Chairman of the Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
ForForElect Directors 8
Golden Eagle Retail Group Ltd.
Meeting Date: 01/23/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve 2014 Master Property Management Services Agreement
For For
ForForApprove Proposed Annual Caps under the 2014 Master Property Management Services Agreement
2
ForForApprove 2014 Decoration Services Agreement 3
ForForApprove Proposed Annual Caps under the 2014 Decoration Services Agreement
4
Intuit Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Page 31 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intuit Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Christopher W. Brody For For
ForForElect Director William V. Campbell 1b
ForForElect Director Scott D. Cook 1c
ForForElect Director Diane B. Greene 1d
ForForElect Director Edward A. Kangas 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director Dennis D. Powell 1g
ForForElect Director Brad D. Smith 1h
ForForElect Director Jeff Weiner 1i
ForForRatify Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Jabil Circuit, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martha F. Brooks For For
ForForElect Director Mel S. Lavitt 1.2
ForForElect Director Timothy L. Main 1.3
ForForElect Director Mark T. Mondello 1.4
ForForElect Director Lawrence J. Murphy 1.5
ForForElect Director Frank A. Newman 1.6
ForForElect Director Steven A. Raymund 1.7
ForForElect Director Thomas A. Sansone 1.8
ForForElect Director David M. Stout 1.9
Page 32 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jabil Circuit, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForOther Business 4
Jacobs Engineering Group Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Juan José Suárez Coppel For For
ForForElect Director John F. Coyne 1b
ForForElect Director Linda Fayne Levinson 1c
ForForElect Director Craig L. Martin 1d
ForForElect Director Christopher M.T. Thompson 1e
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForDeclassify the Board of Directors 5
Micron Technology, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey For For
ForForElect Director Richard M. Beyer 1.2
ForForElect Director Patrick J. Byrne 1.3
Page 33 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micron Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director D. Mark Durcan 1.4
ForForElect Director Warren East 1.5
ForForElect Director Mercedes Johnson 1.6
ForForElect Director Lawrence N. Mondry 1.7
ForForElect Director Robert E. Switz 1.8
AgainstForAmend Omnibus Stock Plan 2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Auditors 4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Smiths News plc
Meeting Date: 01/23/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Dennis Millard as Director 4
ForForRe-elect Mark Cashmore as Director 5
ForForRe-elect Jonathan Bunting as Director 6
ForForRe-elect Nick Gresham as Director 7
ForForRe-elect Andrew Brent as Director 8
ForForRe-elect Anthony Cann as Director 9
ForForRe-elect John Worby as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
Page 34 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Smiths News plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Smiths News LTIP 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Airports of Thailand Public Co., Ltd.
Meeting Date: 01/24/2014 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Matters to be Informed For For
ForForAcknowledge 2013 Operating Results 2
ForForAccept Financial Statements 3
ForForApprove Allocation of Income and Dividend of THB 4.60 Per Share
4
ForForElect Krisna Polananta as Director 5.1
ForForElect Pharnu Kerdlarpphon as Director 5.2
ForForElect Wattana Tiengkul as Director 5.3
ForForElect Rakob Srisupa-at as Director 5.4
ForForElect Tongthong Chandransu as Director 5.5
ForForApprove Remuneration of Directors and Sub-Committees
6
ForForApprove Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Compensation for the Residents Affected by Noise Pollution from the Operation of the Suvarnabhumi Airport
8
AgainstForOther Business 9
Page 35 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daewoo Engineering & Construction Co.
Meeting Date: 01/24/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect One Inside Director and Three Outside Directors
For For
ForForElect Two Members of Audit Committee 2
AgainstForAmend Terms of Severance Payments to Executives
3
Datang International Power Generation Co. Ltd
Meeting Date: 01/24/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resolution on the Financial Guarantee for 2014
For Against
ForForApprove Supply of Coal by Beijing Datang Fuel Company Limited and Datang International (Hong Kong) Limited to the Power Generation Enterprises of China Datang Corporation
2a
ForForApprove Supply of Coal by Beijing Datang Fuel Company Limited and Inner Mongolia Datang Fuel Company Ltd. to Enterprises Managed by the Company
2b
ForForApprove Supply of Coal by Datang International (Hong Kong) Limited to Beijing Datang Fuel Company Limited
2c
ForForApprove Supply of Coal by Datang International (Hong Kong) Limited to Certain Subsidairies of the Company Along the Coast
2d
ForForApprove Coal Purchase and Sale Framework Agreement (Xilinhaote)
3
ForForElect Wu Jing as Director 4a
ForForApprove Cessation of Cao Jingshan as Director
4b
Page 36 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Henderson European Focus Trust plc
Meeting Date: 01/24/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Rodney Dennis as Director 4
ForForRe-elect Jean Claude Banon as Director 5
ForForRe-elect Alexander Comba as Director 6
ForForReappoint Grant Thornton UK LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
ForForAdopt New Articles of Association 13
Leek Finance Number Eighteen Plc
Meeting Date: 01/24/2014 Country: United Kingdom
Meeting Type: Bondholder
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class M Noteholders (Class Ma Noteholders - ISIN XS0271277385 and Class Mc Noteholders - ISIN XS0271281734)
ForApprove Extraordinary Resolution as per Meeting Notice
1
Page 37 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Topps Tiles plc
Meeting Date: 01/24/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Matthew Williams as Director 3
ForForRe-elect Robert Parker as Director 4
ForForRe-elect Michael Jack as Director 5
ForForRe-elect Alan White as Director 6
ForForRe-elect Claire Tiney as Director 7
ForForRe-elect Andy King as Director 8
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
9
ForForApprove Remuneration Report 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
W. P. Carey Inc.
Meeting Date: 01/24/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForOther Business 2
Page 38 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
British Assets Trust plc
Meeting Date: 01/27/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Jim Grover as Director 5
ForForRe-elect Ian Russell as Director 6
ForForRe-elect James Long as Director 7
AbstainForRe-elect Jimmy West as Director 8
ForForRe-elect Lynn Ruddick as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
China CITIC Bank Corporation Ltd.
Meeting Date: 01/27/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase of 2013 Annual Write-Off Amount of Non-Performing Assets
For For
ForForAppoint Wang Xiuhong as External Supervisor 2
Page 39 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China CITIC Bank Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Increase of 2013 Annual Write-Off Amount of Non-Performing Assets
1
ForAppoint Wang Xiuhong as External Supervisor 2
Energizer Holdings, Inc.
Meeting Date: 01/27/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James C. Johnson For For
ForForElect Director Ward M. Klein 1.2
ForForElect Director W. Patrick McGinnis 1.3
ForForElect Director John R. Roberts 1.4
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
AgainstForAmend Omnibus Stock Plan 5
Geely Automobile Holdings Ltd.
Meeting Date: 01/27/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve JV Agreement and the Grant of Call Option
For For
ForForApprove Grant of Put Option 2
Page 40 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Geely Automobile Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove JV Agreement and the Grant of Call Option
1
ForApprove Grant of Put Option 2
JPMorgan Chinese Investment Trust plc
Meeting Date: 01/27/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect William Knight as Director 5
ForForRe-elect John Misselbrook as Director 6
ForForRe-elect Sir Andrew Burns as Director 7
ForForRe-elect Irving Koo as Director 8
ForForRe-elect Kathryn Matthews as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
KT Corp.
Meeting Date: 01/27/2014 Country: South Korea
Meeting Type: Special
Page 41 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Hwang, Chang-Gyu as President For For
ForForApprove Employment Contract with President 2
KT Corp.
Meeting Date: 01/27/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForElect Hwang, Chang-Gyu as President 1
ForForApprove Employment Contract with President 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForElect Hwang, Chang-Gyu as President 1
ForApprove Employment Contract with President 2
Odontoprev S.A.
Meeting Date: 01/27/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Randal Luiz Zanetti as Director For Do Not Vote
Page 42 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Odontoprev S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Randal Luiz Zanetti as Director 1
PPC Ltd
Meeting Date: 01/27/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForElect Todd Moyo as Director 1
ForForRe-elect Bridgette Modise as Director 2
ForForRe-elect Joe Shibambo as Director 3
ForForReappoint Deloitte & Touche as Auditors of the Company
4
ForForAuthorise Board to Fix Remuneration of the Auditors
5
ForForRe-elect Tim Ross as Member of Audit Committee
6
ForForRe-elect Zibusiso Kganyago as Member of Audit Committee
7
ForForRe-elect Bridgette Modise as Member of Audit Committee
8
ForForApprove Remuneration Policy 9
Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Company
1
ForForApprove Remuneration of Non-Executive Directors
2
ForForAuthorise Repurchase of Up to Ten Percent of Issued Share Capital
3
Page 43 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Becton, Dickinson and Company
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson For For
ForForElect Director Henry P. Becton, Jr. 1.2
ForForElect Director Catherine M. Burzik 1.3
ForForElect Director Edward F. DeGraan 1.4
ForForElect Director Vincent A. Forlenza 1.5
ForForElect Director Claire M. Fraser 1.6
ForForElect Director Christopher Jones 1.7
ForForElect Director Marshall O. Larsen 1.8
ForForElect Director Gary A. Mecklenburg 1.9
ForForElect Director James F. Orr 1.10
ForForElect Director Willard J. Overlock, Jr. 1.11
ForForElect Director Rebecca W. Rimel 1.12
ForForElect Director Bertram L. Scott 1.13
ForForElect Director Alfred Sommer 1.14
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForAmend Executive Incentive Bonus Plan 5
AgainstAgainstRequire Independent Board Chairman 6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Basil L. Anderson 1.1
ForElect Director Henry P. Becton, Jr. 1.2
ForElect Director Catherine M. Burzik 1.3
ForElect Director Edward F. DeGraan 1.4
Page 44 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Becton, Dickinson and Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Vincent A. Forlenza 1.5
ForElect Director Claire M. Fraser 1.6
ForElect Director Christopher Jones 1.7
ForElect Director Marshall O. Larsen 1.8
ForElect Director Gary A. Mecklenburg 1.9
ForElect Director James F. Orr 1.10
ForElect Director Willard J. Overlock, Jr. 1.11
ForElect Director Rebecca W. Rimel 1.12
ForElect Director Bertram L. Scott 1.13
ForElect Director Alfred Sommer 1.14
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAmend Omnibus Stock Plan 4
ForAmend Executive Incentive Bonus Plan 5
AgainstRequire Independent Board Chairman 6
Cheil Industries Inc.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Cho, Nam-Sung as Inside Director For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Cho, Nam-Sung as Inside Director 1
Page 45 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greencore Group plc
Meeting Date: 01/28/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Gary Kennedy as Director 3a
ForForRe-elect Patrick Coveney as Director 3b
ForForRe-elect Alan Williams as Director 3c
ForForElect Sly Bailey as Director 3d
ForForRe-elect John Herlihy as Director 3e
ForForElect Heather Ann McSharry as Director 3f
ForForElect John Moloney as Director 3g
ForForRe-elect Eric Nicoli as Director 3h
ForForElect John Warren as Director 3i
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForApprove Remuneration Report 5
ForForAuthorise Issue of Equity with Pre-emptive Rights
6
ForForAuthorise Issue of Equity without Pre-emptive Rights
7
ForForAuthorise Market Purchase of Shares 8
ForForReappoint KPMG as Auditors 9
ForForAuthorise Directors to Hold the Next Annual General Meeting Outside of Ireland
10
ForForApprove Scrip Dividend Program 11
Hormel Foods Corporation
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Annual
Page 46 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hormel Foods Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Terrell K. Crews For For
ForForElect Director Jeffrey M. Ettinger 1.2
ForForElect Director Jody H. Feragen 1.3
ForForElect Director Glenn S. Forbes 1.4
ForForElect Director Stephen M. Lacy 1.5
ForForElect Director John L. Morrison 1.6
ForForElect Director Elsa A. Murano 1.7
ForForElect Director Robert C. Nakasone 1.8
ForForElect Director Susan K. Nestegard 1.9
ForForElect Director Dakota A. Pippins 1.10
ForForElect Director Christopher J. Policinski 1.11
ForForRatify Auditors 2
AgainstForAmend Omnibus Stock Plan 3
Komercni Banka A.S.
Meeting Date: 01/28/2014 Country: Czech Republic
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForApprove Meeting Procedures 2.1
ForForElect Meeting Chairman and Other Meeting Officials
2.2
ForForAmend Articles of Association 3
Close Meeting 4
Page 47 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro Inc.
Meeting Date: 01/28/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc DeSerres For For
ForForElect Director Claude Dussault 1.2
ForForElect Director Serge Ferland 1.3
ForForElect Director Paule Gauthier 1.4
ForForElect Director Paul Gobeil 1.5
ForForElect Director Russell Goodman 1.6
ForForElect Director Christian W.E. Haub 1.7
ForForElect Director Michel Labonte 1.8
ForForElect Director Eric R. La Fleche 1.9
ForForElect Director Pierre H. Lessard 1.10
ForForElect Director Marie-Jose Nadeau 1.11
ForForElect Director Real Raymond 1.12
ForForElect Director Line Rivard 1.13
ForForElect Director Michael T. Rosicki 1.14
ForForElect Director John H. Tory 1.15
ForForRatify Ernst & Young LLP as Auditors 2
ForForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposals
AgainstAgainstSP 1: Phase Out Stock Options as a Form of Compensation
4
ForAgainstSP 2: Advisory Vote on Executive Officers' Compensation
5
AgainstAgainstSP 3: Increase Representation of Women on the Board
6
Monsanto Company
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Annual
Page 48 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monsanto Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gregory H. Boyce For For
ForForElect Director Laura K. Ipsen 1b
ForForElect Director William U. Parfet 1c
ForForElect Director George H. Poste 1d
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Risk of Genetic Engineering in Order to Work with Regulators
4
ForAgainstReport on Risk of Genetically Engineered Products
5
Samsung C&T Corp.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Choi, Chi-Hun as Inside Director For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Choi, Chi-Hun as Inside Director 1
Samsung Card Co.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Page 49 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Card Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Won, Ki-Chan as Inside Director For For
Samsung Fire & Marine Insurance Co.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ahn, Min-Soo as Inside Director For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Ahn, Min-Soo as Inside Director 1
Samsung Life Insurance Co. Ltd.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Kim, Chang-Soo as Inside Director For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Kim, Chang-Soo as Inside Director 1
Page 50 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Meeting Date: 01/28/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 3 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForApprove Remuneration System for Management Board Members
5
ForForRatify Ernst & Young as Auditors for Fiscal 2013/2014
6
ForForElect Jim Hagemann Snabe to the Supervisory Board
7
AgainstForApprove Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
9
ForForApprove Cancellation of Capital Authorization 10
ForForAmend Articles Re: Remuneration of the Supervisory Board
11
Standard Life European Private Equity Trust plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
Page 51 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Standard Life European Private Equity Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Alastair Barbour as Director 5
ForForElect Christina McComb as Director 6
ForForRe-elect Edmond Warner as Director 7
ForForRe-elect David Warnock as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
9
AbstainForApprove Change of Company's Investment Policy
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Verizon Communications Inc.
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForIncrease Authorized Common Stock 2
ForForAdjourn Meeting 3
Vodafone Group plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Special
Page 52 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc
For For
ForForApprove Matters Relating to the Return of Value to Shareholders
2
ForForAuthorise Market Purchase of Ordinary Shares 3
ForForAuthorise Board to Ratify and Execute Approved Resolutions
4
Vodafone Group plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Woori Finance Holdings Co. Ltd.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Spin-Off Agreement 1
Page 53 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ACC Ltd.
Meeting Date: 01/29/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Reappointment and Remuneration of K. Kaura as CEO & Managing Director
1
Barloworld Ltd
Meeting Date: 01/29/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions to be Completed by Ordinary Shareholders
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2013
1
ForForElect Alexander Landia as Director 2
ForForRe-elect Clive Thomson as Director 3
ForForRe-elect Peter Bulterman as Director 4
ForForRe-elect Gordon Hamilton as Director 5
ForForRe-elect Steve Pfeiffer as Director 6
ForForRe-elect Gordon Hamilton as Chairman of the Audit Committee
7
ForForRe-elect Babalwa Ngonyama as Member of the Audit Committee
8
ForForRe-elect Sango Ntsaluba as Member of the Audit Committee
9
ForForReappoint Deloitte and Touche as Auditors of the Company with Graeme Berry as the Individual Registered Auditor and Authorise Their Remuneration
10
ForForApprove Remuneration Policy 11
Special Resolutions to be Completed by Ordinary Shareholders
Page 54 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Barloworld Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees for the Chairman of the Board 1.1
ForForApprove Fees for the Resident Non-Executive Directors
1.2
ForForApprove Fees for the Non-Resident Non-Executive Directors
1.3
ForForApprove Fees for the Chairman of the Audit Committee (Non-Resident)
1.4
ForForApprove Fees for the Resident Members of the Audit Committee
1.5
ForForApprove Fees for the Chairman of the Remuneration Committee (Non-Resident)
1.6
ForForApprove Fees for the Chairman of the Social, Ethics and Transformation Committee (Resident)
1.7
ForForApprove Fees for the Chairman of the Risk and Sustainability Committee (Resident)
1.8
ForForApprove Fees for the Chairman of the General Purposes Committee (Resident)
1.9
ForForApprove Fees for the Chairman of the Nomination Committee (Resident)
1.10
ForForApprove Fees for the Resident Members of Each of the Board Committees Other Than Audit Committee
1.11
ForForApprove Fees for the Non-resident Members of Each of the Board Committees
1.12
ForForApprove Financial Assistance to Related or Inter-related Companies or Corporations
2
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
3
Britvic plc
Meeting Date: 01/29/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
Page 55 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Britvic plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Joanne Averiss as Director 4
ForForRe-elect Gerald Corbett as Director 5
ForForRe-elect John Gibney as Director 6
ForForRe-elect Ben Gordon as Director 7
ForForRe-elect Bob Ivell as Director 8
ForForRe-elect Simon Litherland as Director 9
ForForRe-elect Michael Shallow as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
CGI Group Inc
Meeting Date: 01/29/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
ForForElect Alain Bouchard as Director 1.1
ForForElect Bernard Bourigeaud as Director 1.2
ForForElect Jean Brassard as Director 1.3
ForForElect Robert Chevrier as Director 1.4
ForForElect Dominic D'Alessandro as Director 1.5
ForForElect Thomas P. d'Aquino as Director 1.6
Page 56 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CGI Group Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Paule Dore as Director 1.7
ForForElect Richard B. Evans as Director 1.8
ForForElect Julie Godin as Director 1.9
ForForElect Serge Godin as Director 1.10
ForForElect André Imbeau as Director 1.11
ForForElect Gilles Labbé as Director 1.12
ForForElect Michael E. Roach as Director 1.13
ForForElect Joakim Westh as Director 1.14
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForRe-approve Stock Option Plan 3
Cineworld Group plc
Meeting Date: 01/29/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of Cinema City Holding B.V.
For Abstain
Investors In Global Real Estate Ltd.
Meeting Date: 01/29/2014 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Repurchase Program For For
Page 57 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Controls, Inc.
Meeting Date: 01/29/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Natalie A. Black For For
ForForElect Director Raymond L. Conner 1.2
ForForElect Director William H. Lacy 1.3
ForForElect Director Alex A. Molinaroli 1.4
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
NHN Entertainment Corp.
Meeting Date: 01/29/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jung, Woo-Jin as Inside Director For For
ForForApprove Spin-Off Agreement 2
Park 24 Co.
Meeting Date: 01/29/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 40
For For
ForForElect Director Nishikawa, Koichi 2.1
ForForElect Director Sasaki, Kenichi 2.2
Page 58 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Park 24 Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kawakami, Norifumi 2.3
ForForElect Director Kawasaki, Keisuke 2.4
ForForAppoint Statutory Auditor Uenishi, Seishi 3.1
AgainstForAppoint Statutory Auditor Takeda, Tsunekazu 3.2
AgainstForApprove Retirement Bonus Payment for Directors and Statutory Auditor
4
ForForApprove Special Payments in Connection with Abolition of Retirement Bonus System
5
Visa Inc.
Meeting Date: 01/29/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Mary B. Cranston For For
ForForElect Director Francisco Javier Fernandez-Carbajal
1b
ForForElect Director Alfred F. Kelly, Jr. 1c
ForForElect Director Robert W. Matschullat 1d
ForForElect Director Cathy E. Minehan 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director David J. Pang 1g
ForForElect Director Charles W. Scharf 1h
ForForElect Director William S. Shanahan 1i
ForForElect Director John A. C. Swainson 1j
ForForElect Director Maynard G. Webb, Jr. 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Page 59 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Accenture plc
Meeting Date: 01/30/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Director Jaime Ardila 2a
ForForElect Director Charles H. Giancarlo 2b
ForForElect Director William L. Kimsey 2c
ForForElect Director Blythe J. McGarvie 2d
ForForElect Director Mark Moody-Stuart 2e
ForForElect Director Pierre Nanterme 2f
ForForElect Director Gilles C. Pelisson 2g
ForForElect Director Wulf von Schimmelmann 2h
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Reduction in Share Capital and Creation of Distributable Reserves
7
ForForAuthorize the Holding of the 2015 AGM at a Location Outside Ireland
8
ForForAuthorize Open-Market Purchases of Class A Ordinary Shares
9
ForForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
10
Amdocs Limited
Meeting Date: 01/30/2014 Country: Guernsey
Meeting Type: Annual
Page 60 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amdocs Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Robert A. Minicucci as a Director For For
ForForElect Adrian Gardner as a Director 1.2
ForForElect John T. McLennan as a Director 1.3
ForForElect Simon Olswang as a Director 1.4
ForForElect Zohar Zisapel as a Director 1.5
ForForElect Julian A. Brodsky as a Director 1.6
ForForElect Eli Gelman as a Director 1.7
ForForElect James S. Kahan as a Director 1.8
ForForElect Richard T.C. LeFave as a Director 1.9
ForForElect Giora Yaron as a Director 1.10
ForForApprove Dividends 2
AgainstForAmend Articles Re: Termination of Shareholder Approval for Declaration of Dividends
3
ForForApprove Authorized Share Capital and Authorize Board to Issue Shares
4
ForForAccept Financial Statements and Statutory Reports
5
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
6
Ashland Inc.
Meeting Date: 01/30/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen F. Kirk For For
ForForElect Director James J. O'Brien 1.2
ForForElect Director Barry W. Perry 1.3
ForForRatify Auditors 2
Page 61 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashland Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
Clicks Group Ltd
Meeting Date: 01/30/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2013
For For
ForForReppoint Ernst & Young Inc as Auditors of the Company with Malcolm Rapson as the Individual Registered Auditor
2
ForForRe-elect Nkaki Matlala as Director 3
ForForRe-elect Martin Rosen as Director 4
ForForRe-elect John Bester as Member of the Audit and Risk Committee
5.1
ForForRe-elect Fatima Jakoet as Member of the Audit and Risk Committee
5.2
ForForRe-elect Nkaki Matlala as Member of the Audit and Risk Committee
5.3
ForForApprove Remuneration Policy 6
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
7
ForForAuthorise Specific Repurchase of Shares from New Clicks South Africa Proprietary Limited
8
ForForApprove Directors' Fees 9
ForForApprove Financial Assistance to Related or Inter-related Company or Corporation
10
Costco Wholesale Corporation
Meeting Date: 01/30/2014 Country: USA
Meeting Type: Annual
Page 62 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Costco Wholesale Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Susan L. Decker For For
ForForElect Director Richard M. Libenson 1.2
ForForElect Director John W. Meisenbach 1.3
ForForElect Director Charles T. Munger 1.4
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstAdopt Simple Majority Vote 4
ForNoneDeclassify the Board of Directors 5
Euromoney Institutional Investor plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
AgainstForRe-elect Peter Ensor as Director 5
ForForRe-elect Christopher Fordham as Director 6
ForForRe-elect Neil Osborn as Director 7
ForForRe-elect Daniel Cohen as Director 8
ForForRe-elect Colin Jones as Director 9
ForForRe-elect Diane Alfano as Director 10
ForForRe-elect Jane Wilkinson as Director 11
ForForRe-elect Bashar AL-Rehany as Director 12
ForForRe-elect The Viscount Rothermere as Director 13
Page 63 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Euromoney Institutional Investor plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sir Patrick Sergeant as Director 14
AbstainForRe-elect John Botts as Director 15
AbstainForRe-elect Martin Morgan as Director 16
ForForRe-elect David Pritchard as Director 17
ForForRe-elect Andrew Ballingal as Director 18
ForForRe-elect Tristan Hillgarth as Director 19
ForForReappoint Deloitte LLP as Auditors 20
ForForAuthorise Board to Fix Remuneration of Auditors
21
ForForApprove the 2014 Capital Appreciation Plan 22
ForForApprove 2014 Company Share Option Plan 23
ForForAuthorise Market Purchase of Ordinary Shares 24
ForForAuthorise Issue of Equity with Pre-emptive Rights
25
ForForAuthorise Issue of Equity without Pre-emptive Rights
26
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
27
ITE Group plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Neil England as Director 3
ForForRe-elect Linda Jensen as Director 4
ForForRe-elect Neil Jones as Director 5
ForForElect Stephen Puckett as Director 6
ForForRe-elect Marco Sodi as Director 7
Page 64 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ITE Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Edward Strachan as Director 8
ForForRe-elect Russell Taylor as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Policy 12
ForForApprove Remuneration Report 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForApprove Employees' Performance Share Plan and Key Contractors' Performance Share Plan
17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Jastrzebska Spolka Weglowa SA
Meeting Date: 01/30/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForElect Members of Vote Counting Commission 4
ForForApprove Agenda of Meeting 5
ForForApprove Establishment of Subsidiary Jastrzebska Spolka Gorniczo-Szkoleniowa
6
Close Meeting 7
Page 65 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Indian Investment Trust plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Hugh Bolland as Director 4
ForForRe-elect Richard Burns as Director 5
ForForElect Rosemary Morgan as Director 6
ForForRe-elect Nimi Patel as Director 7
ForForRe-elect Hugh Sandeman as Director 8
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAmend Articles of Association 13
ForForApprove Continuation of Company as Investment Trust
14
Liberty Global plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Omnibus Stock Plan For Against
ForForApprove Non-Employee Director Omnibus Stock Plan
2
Page 66 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Life Healthcare Group Holdings Ltd.
Meeting Date: 01/30/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2013
For For
ForForRe-elect Fran du Plessis as Director 2.1
ForForRe-elect Joel Netshitenzhe as Director 2.2
ForForElect Marian Jacobs as Director 2.3
ForForElect Royden Vice as Director 2.4
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner
3
ForForRe-elect Peter Golesworthy as Chairman of the Audit Committee
4.1
ForForElect Fran du Plessis as Member of the Audit Committee
4.2
ForForRe-elect Louisa Mojela as Member of the Audit Committee
4.3
ForForElect Royden Vice as Member of the Audit Committee
4.4
ForForApprove Remuneration Policy 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForPlace Authorised but Unissued Shares Under Control of Directors
7
ForForAuthorise Board to Ratify and Execute Approved Resolutions
8
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
9
ForForApprove Remuneration of Non-Executive Directors
10
ForForApprove Financial Assistance to Related and Inter-related Companies
11
ForForAdopt New Memorandum of Incorporation 12
Page 67 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lonmin plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForAppoint KPMG LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect Roger Phillimore as Director 6
ForForRe-elect Len Konar as Director 7
ForForRe-elect Jonathan Leslie as Director 8
ForForRe-elect Simon Scott as Director 9
ForForRe-elect Karen de Segundo as Director 10
ForForRe-elect Jim Sutcliffe as Director 11
ForForElect Brian Beamish as Director 12
ForForElect Ben Magara as Director 13
ForForElect Phuti Mahanyele as Director 14
ForForElect Gary Nagle as Director 15
ForForElect Paul Smith as Director 16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
ForForAmend Long Term Incentive Plan 20
Mitchells & Butlers plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Annual
Page 68 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mitchells & Butlers plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Stewart Gilliland as Director 3
ForForElect Colin Rutherford as Director 4
ForForElect Imelda Walsh as Director 5
ForForRe-elect Alistair Darby as Director 6
AbstainForRe-elect Eddie Irwin as Director 7
AbstainForRe-elect Bob Ivell as Director 8
ForForRe-elect Tim Jones as Director 9
ForForRe-elect Douglas McMahon as Director 10
AbstainForRe-elect Ron Robson as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Orica Ltd.
Meeting Date: 01/30/2014 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2.1 Elect Russell Caplan as Director For For
ForForElect Ian Cockerill as Director 2.2
ForForElect Chee Onn Lim as Director 2.3
ForForElect Maxine Brenner as Director 2.4
ForForElect Alberto Calderon as Director 2.5
Page 69 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orica Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Gene Tilbrook as Director 2.6
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Up to 380,000 Shares to Ian Smith, Managing Director of the Company
4
ForForApprove the Partial Takeover Provisions 5
Redefine International plc
Meeting Date: 01/30/2014 Country: Isle of Man
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Marc Wainer as Director 3
ForForRe-elect Michael Farrow as Director 4
ForForElect Susan Ford as Director 5
ForForElect Stephen Oakenfull as Director 6
ForForReappoint KPMG as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
Redefine Properties Ltd
Meeting Date: 01/30/2014 Country: South Africa
Meeting Type: Annual
Page 70 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redefine Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 August 2013
1
ForForElect Gunter Steffens as Director 2
ForForElect Mike Ruttell as Director 3
ForForElect Robert Robinson as Director 4
ForForRe-elect Dines Gihwala as Director 5
ForForRe-elect Harish Mehta as Director 6
ForForApprove that the Vacancy Left by Diana Perton Not Be Filled
7
ForForElect Roger Rees as Chairman of the Audit and Risk Committee
8.1
ForForRe-elect Bernard Nackan as Member of the Audit and Risk Committee
8.2
ForForElect Harish Mehta as Member of the Audit and Risk Committee
8.3
ForForReappoint Grant Thornton (Jhb) Inc as Auditors of the Company and G Chaitowitz as the Individual Registered Auditor
9
ForForPlace Issued Linked Units under Control of Directors
10
ForForAuthorise Board to Issue Linked Units for Cash up to a Maximum of Five Percent of Issued Linked Units
11
ForForApprove Remuneration Policy 12
ForForAuthorise Specific Issue of Linked Units Under the Reinvestment Option
13
Special Resolutions
ForForApprove Financial Assistance under The Executive Incentive Schemes
1
AgainstForAuthorise Repurchase of Up to 20 Percent of Issued Linked Units
2
ForForApprove Financial Assistance to Related and Inter-related Parties
3
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
14
Page 71 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder AsiaPacific Fund plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Policy 3
ForForApprove Remuneration Report 4
ForForRe-elect Rupert Carington as Director 5
ForForRe-elect Robert Binyon as Director 6
ForForRe-elect Rosemary Morgan as Director 7
ForForRe-elect Anthony Fenn as Director 8
ForForRe-elect Nicholas Smith as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAdopt New Articles of Association 13
Siemens (India) Ltd.
Meeting Date: 01/30/2014 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend of INR 5.00 Per Share 2
ForForReelect D.S. Parekh as Director 3
ForForReelect K.B. Dadiseth as Director 4
ForForReelect P.V. Nayak as Director 5
Page 72 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens (India) Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove S.R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration
6
ForForElect M. von Drathen as Director 7
ForForElect J. Apitzsch as Director 8
ForForApprove Reappointment and Remuneration of S. Mathur as Executive Director and CFO Until Dec. 31, 2013
9
ForForApprove Appointment and Remuneration of S. Mathur as Executive Director and CEO Effective Jan. 1, 2014
10
Adcock Ingram Holdings Ltd
Meeting Date: 01/31/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Re-elect Clifford Raphiri as Director For For
ForForRe-elect Andrew Thompson as Director 1.2
ForForElect Matthias Haus as Member of the Audit Committee
2.1
ForForRe-elect Dr Roger Stewart as Member of the Audit Committee
2.2
ForForElect Andrew Thompson as Chairman of the Audit Committee
2.3
ForForReappoint Ernst & Young as Auditors of the Company with Warren Kinnear as the Designated Auditor and Authorise Their Remuneration
3
ForForAuthorise Board to Ratify and Execute Approved Resolutions
4
ForForApprove Remuneration Policy 5
JPMorgan Asian Investment Trust plc
Meeting Date: 01/31/2014 Country: United Kingdom
Meeting Type: Annual
Page 73 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Asian Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect James Long as Director 5
ForForRe-elect Ronald Gould as Director 6
ForForRe-elect James Strachan as Director 7
ForForRe-elect Andrew Sykes as Director 8
ForForElect Bronwyn Curtis as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Continuation of Company as Investment Trust
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares and Subscription Shares
15
ForForAdopt New Articles of Association 16
AbstainForApprove Tender Offer 17
Partners Group Listed Investments SICAV - Listed Private Equity
Meeting Date: 01/31/2014 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Location of Registered Office For Do Not Vote
Page 74 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Partners Group Listed Investments SICAV - Listed Private Equity
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Article 4 Re: General Investment Principles and Restrictions
2
Do Not Vote
ForAmend Article 24 Re: Convening and Frequency of Meetings
3
Do Not Vote
ForAmend Article 25 Re: Board of Directors 4
Do Not Vote
ForApprove Resignation of Nikolaus Rummler as Director
5
Do Not Vote
ForApprove Resignation of Loris Di Vora as Director
6
Do Not Vote
ForElect Oliver Schutz as Director 7
Do Not Vote
ForElect Jean-Paul Gennari as Director 8
Rock-Tenn Company
Meeting Date: 01/31/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jenny A. Hourihan For For
ForForElect Director Steven C. Voorhees 1.2
ForForElect Director J. Powell Brown 1.3
ForForElect Director Robert M. Chapman 1.4
ForForElect Director Terrell K. Crews 1.5
ForForElect Director Russell M. Currey 1.6
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
Schroder UK Mid Cap Fund plc
Meeting Date: 01/31/2014 Country: United Kingdom
Meeting Type: Annual
Page 75 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder UK Mid Cap Fund plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Policy 3
ForForApprove Remuneration Report 4
ForForElect Clare Dobie as Director 5
ForForRe-elect Peter Timms as Director 6
ForForRe-elect Robert Rickman as Director 7
ForForRe-elect Eric Sanderson as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
The Scottish Investment Trust plc
Meeting Date: 01/31/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForApprove Special Dividend 5
ForForRe-elect Douglas McDougall as Director 6
ForForRe-elect Hamish Buchan as Director 7
Page 76 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Scottish Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect James MacLeod as Director 8
ForForRe-elect Russell Napier as Director 9
ForForElect James Will as Director 10
ForForReappoint Deloitte LLP as Auditors and Authorise Their Remuneration
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Tyson Foods, Inc.
Meeting Date: 01/31/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John Tyson For For
ForForElect Director Kathleen M. Bader 1b
ForForElect Director Gaurdie E. Banister, Jr. 1c
ForForElect Director Jim Kever 1d
ForForElect Director Kevin M. McNamara 1e
ForForElect Director Brad T. Sauer 1f
ForForElect Director Robert Thurber 1g
ForForElect Director Barbara A. Tyson 1h
ForForElect Director Albert C. Zapanta 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstReport on the Risks Associated with Use of Gestation Crates in Supply
4
Ultrapar Participacoes S.A.
Meeting Date: 01/31/2014 Country: Brazil
Meeting Type: Special
Page 77 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ultrapar Participacoes S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement between the Company and Imifarma Produtos Farmaceuticos S.A.
For Do Not Vote
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Issuance of Shares in Connection with Merger
4
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 5
Do Not Vote
ForApprove Issuance of Subscription Warrants in Connection with Merger
6
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
7
Ultrapar Participacoes S.A.
Meeting Date: 01/31/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Merger Agreement between the Company and Imifarma Produtos Farmaceuticos S.A.
1
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Issuance of Shares in Connection with Merger
4
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 5
Do Not Vote
ForApprove Issuance of Subscription Warrants in Connection with Merger
6
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
7
Page 78 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qatar National Bank
Meeting Date: 02/02/2014 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations OR Approve Auditors' Report on Company Financial Statements
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Discharge of Directors and Fix Their Remuneration
5
ForForApprove Corporate Governance Report 6
ForForRatify Auditors and Fix Their Remuneration 7
Charter Hall Retail REIT
Meeting Date: 02/03/2014 Country: Australia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify the Past Issuance of 21.05 Million Fully Paid Ordinary Units to Institutional, Professional and Wholesale Investors
For For
ForForApprove the Issuance of Up to 2.19 Million Fully Paid Ordinary Units to a Member of the Charter Hall Group
2
ForForApprove the Amendments to the Company's Constitution
3
Darty plc
Meeting Date: 02/03/2014 Country: United Kingdom
Meeting Type: Special
Page 79 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darty plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend the Borrowing Limit Under the Company's Articles of Association
For For
Nuance Communications, Inc.
Meeting Date: 02/03/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul A. Ricci For For
ForForElect Director Robert J. Frankenberg 1b
ForForElect Director Patrick T. Hackett 1c
ForForElect Director Brett Icahn 1d
ForForElect Director William H. Janeway 1e
ForForElect Director Mark R. Laret 1f
ForForElect Director Katharine A. Martin 1g
ForForElect Director Mark B. Myers 1h
ForForElect Director Philip J. Quigley 1i
ForForElect Director David S. Schechter 1j
AgainstForAmend Omnibus Stock Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Auditors 4
EDP- Energias Do Brasil S.A.
Meeting Date: 02/04/2014 Country: Brazil
Meeting Type: Special
Page 80 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EDP- Energias Do Brasil S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Board Size For Do Not Vote
Do Not Vote
ForElect New Director; Appoint Chairman and Vice Chairman
2
Emerson Electric Co.
Meeting Date: 02/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director D. N. Farr For For
ForForElect Director H. Green 1.2
ForForElect Director C. A. Peters 1.3
ForForElect Director J. W. Prueher 1.4
ForForElect Director A.A. Busch, III 1.5
ForForElect Director J. S. Turley 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstReport on Sustainability 4
ForAgainstReport on Political Contributions 5
ForAgainstReport on Lobbying Payments and Policy 6
Rockwell Automation, Inc.
Meeting Date: 02/04/2014 Country: USA
Meeting Type: Annual
Page 81 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rockwell Automation, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A1 Elect Director Steven R. Kalmanson For For
ForForElect Director James P. Keane A2
ForForElect Director Donald R. Parfet A3
ForForRatify Auditors B
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
C
ForNoneRequire a Majority Vote for the Election of Directors
D
UDG Healthcare plc
Meeting Date: 02/04/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3a
ForForApprove Remuneration Policy 3b
ForForRe-elect Chris Brinsmead as Director 4a
ForForRe-elect Chris Corbin as Director 4b
ForForRe-elect Liam FitzGerald as Director 4c
ForForRe-elect Peter Gray as Director 4d
ForForElect Brendan McAtamney as Director 4e
ForForRe-elect Gary McGann as Director 4f
ForForElect Gerard van Odijk as Director 4g
ForForRe-elect John Peter as Director 4h
ForForRe-elect Alan Ralph as Director 4i
ForForElect Lisa Ricciardi as Director 4j
Page 82 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UDG Healthcare plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Philip Toomey as Director 4k
ForForElect Linda Wilding as Director 4l
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
ForForAuthorise Reissuance of Repurchased Shares 10
Victrex plc
Meeting Date: 02/04/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Anita Frew as Director 5
ForForRe-elect Giles Kerr as Director 6
ForForRe-elect Patrick De Smedt as Director 7
ForForRe-elect Lawrence Pentz as Director 8
ForForRe-elect Pamela Kirby as Director 9
ForForRe-elect David Hummel as Director 10
ForForRe-elect Tim Cooper as Director 11
ForForElect Louisa Burdett as Director 12
ForForAppoint KPMG LLP as Auditors 13
Page 83 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Victrex plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks Notice
18
Grainger plc
Meeting Date: 02/05/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AbstainForApprove Remuneration Policy 3
ForForApprove Dividend 4
AbstainForRe-elect John Barnsley as Director 5
ForForRe-elect Robin Broadhurst as Director 6
Re-elect Peter Couch as Director 7
ForForRe-elect Andrew Cunningham as Director 8
ForForRe-elect Simon Davies as Director 9
ForForRe-elect Baroness Margaret Ford as Director 10
ForForRe-elect Mark Greenwood as Director 11
ForForRe-elect Nick Jopling as Director 12
ForForRe-elect Belinda Richards as Director 13
ForForRe-elect Tony Wray as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
Page 84 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grainger plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
ForForAuthorise EU Political Donations and Expenditure
21
Imperial Tobacco Group plc
Meeting Date: 02/05/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Dr Ken Burnett as Director 5
ForForRe-elect Alison Cooper as Director 6
ForForRe-elect David Haines as Director 7
ForForRe-elect Michael Herlihy as Director 8
ForForRe-elect Susan Murray as Director 9
ForForRe-elect Matthew Phillips as Director 10
ForForElect Oliver Tant as Director 11
ForForRe-elect Mark Williamson as Director 12
ForForRe-elect Malcolm Wyman as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
Page 85 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
PT XL Axiata Tbk
Meeting Date: 02/05/2014 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of PT AXIS Telekom Indonesia (AXIS)
For Abstain
AbstainForApprove Merger with AXIS 2
Sappi Ltd
Meeting Date: 02/05/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended September 2013
1
ForForElect Bob DeKoch as Director 2
ForForRe-elect Frits Beurskens as Director 3.1
ForForRe-elect Ralph Boettger as Director 3.2
ForForRe-elect Mike Fallon as Director 3.3
ForForRe-elect Dr Len Konar as Director 3.4
Page 86 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sappi Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Bridgette Radebe as Director 3.5
ForForRe-elect Dr Len Konar as Chairman of the Audit Committee
4.1
ForForRe-elect Frits Beurskens as Member of the Audit Committee
4.2
ForForRe-elect Mike Fallon as Member of the Audit Committee
4.3
ForForRe-elect Peter Mageza as Member of the Audit Committee
4.4
ForForRe-elect Karen Osar as Member of the Audit Committee
4.5
ForForReappoint Deloitte & Touche as Auditors of the Company with Roy Campbell as the Designated Registered Auditor
5
ForForPlace Authorised but Unissued Shares under Control of Directors for the Purpose of The Sappi Limited Performance Share Incentive Trust
6.1
ForForAuthorise Any Subsidiary to Sell and to Transfer to The Sappi Limited Share Incentive Trust and The Sappi Limited Performance Share Incentive Trust Such Shares as May be Required for the Purposes of the Schemes
6.2
ForForApprove Remuneration Policy 7
Special Resolutions
ForForApprove Increase in Non-Executive Directors' Fees
1
ForForApprove Financial Assistance to Related or Inter-related Companies
2
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
8
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 02/05/2014 Country: Brazil
Meeting Type: Special
Page 87 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Transmissora Alianca De Energia Eletrica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Company's Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction
For Do Not Vote
African Bank Investments Ltd
Meeting Date: 02/06/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForElect Morris Mthombeni as Director 1
Re-elect Antonio Fourie as Director 2
Re-elect Thamsanqa Sokutu as Director 3
ForForRe-elect Mutle Mogase as Director 4
ForForReappoint Deloitte & Touche as Auditors of the Company with Mgcinisihlalo Jordan as the Designated Auditor
5
ForForApprove Remuneration Policy 6
Special Resolutions
ForForApprove Remuneration of Non-Executive Directors
1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
Continuation of Ordinary Resolutions
ForForApprove the Forfeitable Share Plan and the Conditional Share Plan
7
ForForApprove Substitution of Existing LTIPs with Allocations in terms of the Forfeitable Share Plan
8
ForForAuthorise Board to Ratify and Execute Approved Resolutions
9
Page 88 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BlackRock New Energy Investment Trust plc
Meeting Date: 02/06/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForRe-elect Simon Batey as Director 4
ForForRe-elect Mark O'Hare as Director 5
ForForRe-elect Dr John Roberts as Director 6
ForForRe-elect Jim Skea as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Market Purchase of Subscription Shares
13
BlackRock New Energy Investment Trust plc
Meeting Date: 02/06/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
First General Meeting
AbstainForApprove Matters Relating to Scheme of Reconstruction
1
Page 89 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compass Group plc
Meeting Date: 02/06/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Paul Walsh as Director 5
ForForRe-elect Dominic Blakemore as Director 6
ForForRe-elect Richard Cousins as Director 7
ForForRe-elect Gary Green as Director 8
ForForRe-elect Andrew Martin as Director 9
ForForRe-elect John Bason as Director 10
ForForRe-elect Susan Murray as Director 11
ForForRe-elect Don Robert as Director 12
ForForRe-elect Sir Ian Robinson as Director 13
ForForReappoint Deloitte LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks Notice
20
Enterprise Inns plc
Meeting Date: 02/06/2014 Country: United Kingdom
Meeting Type: Annual
Page 90 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enterprise Inns plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForRe-elect Robert Walker as Director 4
ForForRe-elect Simon Townsend as Director 5
ForForRe-elect Neil Smith as Director 6
ForForRe-elect David Maloney as Director 7
ForForRe-elect Peter Baguley as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks Notice
14
Gildan Activewear Inc.
Meeting Date: 02/06/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William D. Anderson For For
ForForElect Director Glenn J. Chamandy 1.2
ForForElect Director Russell Goodman 1.3
ForForElect Director Russ Hagey 1.4
ForForElect Director George Heller 1.5
ForForElect Director Sheila O'Brien 1.6
Page 91 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gildan Activewear Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Pierre Robitaille 1.7
ForForElect Director James R. Scarborough 1.8
ForForElect Director Gonzalo F. Valdes-Fauli 1.9
AgainstForApprove Shareholder Rights Plan 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
ForForRatify KPMG LLP as Auditors 4
Nampak Ltd
Meeting Date: 02/06/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Andre de Ruyter as Director For For
ForForElect Emmanuel Ikazoboh as Director 2
ForForElect Ipeleng Mkhari as Director 3
ForForRe-elect Roy Andersen as Director 4
ForForRe-elect Phinda Madi as Director 5
ForForReappoint Deloitte & Touche as Auditors of the Company with AF Mackie as the Individual Registered Auditor
6
ForForRe-elect Roy Smither as Chairman of the Audit Committee
7
ForForRe-elect Roy Andersen as Member of the Audit Committee
8
ForForRe-elect Nomfanelo Magwentshu as Member of the Audit Committee
9
ForForRe-elect Nosipho Molope as Member of the Audit Committee
10
ForForApprove Remuneration Policy 11
ForForApprove Non-Executive Directors' Fees 12
AgainstForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
13
Page 92 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rockwell Collins, Inc.
Meeting Date: 02/06/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Chris A. Davis For For
ForForElect Director Ralph E. Eberhart 1.2
ForForElect Director David Lilley 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForDeclassify the Board of Directors 4
The Paragon Group of Companies plc
Meeting Date: 02/06/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Robert Dench as Director 5
ForForRe-elect Nigel Terrington as Director 6
ForForRe-elect Nicholas Keen as Director 7
ForForRe-elect John Heron as Director 8
ForForRe-elect Richard Woodman as Director 9
ForForRe-elect Edward Tilly as Director 10
ForForRe-elect Alan Fletcher as Director 11
ForForRe-elect Peter Hartill as Director 12
ForForRe-elect Fiona Clutterbuck as Director 13
Page 93 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Paragon Group of Companies plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Deloitte LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Increase in Maximum Aggregate Amount of Directors' Fees
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
TUI Travel plc
Meeting Date: 02/06/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Performance Share Plan 2014 4
ForForApprove Deferred Annual Bonus Scheme 2014 5
ForForApprove Final Dividend 6
ForForElect Friedrich Joussen as Director 7
ForForRe-elect Sir Michael Hodgkinson as Director 8
ForForRe-elect Peter Long as Director 9
ForForRe-elect Johan Lundgren as Director 10
ForForRe-elect William Waggott as Director 11
ForForRe-elect Horst Baier as Director 12
ForForElect Sebastian Ebel as Director 13
ForForRe-elect Janis Kong as Director 14
Page 94 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI Travel plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Coline McConville as Director 15
ForForRe-elect Minnow Powell as Director 16
ForForRe-elect Dr Erhard Schipporeit as Director 17
ForForRe-elect Dr Albert Schunk as Director 18
ForForRe-elect Harold Sher as Director 19
ForForElect Valerie Gooding as Director 20
ForForElect Vladimir Yakushev as Director 21
ForForReappoint PricewaterhouseCoopers LLP as Auditors
22
ForForAuthorise Board to Fix Remuneration of Auditors
23
ForForAuthorise Issue of Equity with Pre-emptive Rights
24
ForForAuthorise Issue of Equity without Pre-emptive Rights
25
ForForAuthorise Market Purchase of Ordinary Shares 26
ForForAuthorise the Company to Call EGM with Two Weeks Notice
27
John Laing Infrastructure Fund Ltd
Meeting Date: 02/07/2014 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Company's Investment Policy Re: Increase in Limit on Investment Capital
For Abstain
AbstainForAmend Company's Investment Policy Re: Acquisition of Infrastructure Assets
2
AbstainForAmend Company's Investment Policy Re: Consequential Changes of the Related Party Transaction
3
AbstainForApprove Transaction with a Related Party 4
Page 95 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MegaFon OJSC
Meeting Date: 02/07/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Related-Party Transaction Re: Purchase of Property from OOO Skartel
1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Related-Party Transaction Re: Purchase of Property from OOO Skartel
1
Melrose Industries plc
Meeting Date: 02/07/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Return of Capital to Shareholders
For Abstain
Netcare Ltd
Meeting Date: 02/07/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2013
For For
Page 96 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Netcare Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Grant Thornton as Auditors of the Company with EFG Dreyer as the Designated Auditor and Authorise Their Remuneration
2
ForForRe-elect Meyer Kahn as Director 3.1
ForForRe-elect Martin Kuscus as Director 3.2
ForForRe-elect Jerry Vilakazi as Director 3.3
ForForRe-elect Thevendrie Brewer as Chairperson of the Audit Committee
4.1
ForForRe-elect Hymie Levin as Member of the Audit Committee
4.2
ForForRe-elect Azar Jammine as Member of the Audit Committee
4.3
ForForRe-elect Norman Weltman as Member of the Audit Committee
4.4
ForForPlace Unissued Ordinary Shares under Control of Directors
5
AgainstForPlace Unissued Cumulative, Non-Redeemable, Non-Convertible Preference Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital
7
AgainstForApprove Remuneration Policy 8
ForForAuthorise Board to Ratify and Execute Approved Resolutions
9
ForForAuthorise Repurchase of Up to 20 Percent of Issued Share Capital
10
AgainstForApprove Remuneration of Non-Executive Directors
11
ForForApprove Financial Assistance to Related and Inter-related Companies
12
Shaftesbury plc
Meeting Date: 02/07/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 97 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shaftesbury plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Jonathan Lane as Director 5
ForForRe-elect Brian Bickell as Director 6
ForForRe-elect Simon Quayle as Director 7
ForForRe-elect Thomas Welton as Director 8
ForForRe-elect Christopher Ward as Director 9
ForForRe-elect Jill Little as Director 10
ForForRe-elect Oliver Marriott as Director 11
ForForRe-elect Dermot Mathias as Director 12
ForForRe-elect Hilary Riva as Director 13
ForForRe-elect Sally Walden as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Moscow Exchange MICEX-RTS OJSC
Meeting Date: 02/10/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve New Edition of Charter For For
AgainstForApprove New Edition of Regulations on Supervisory Board
2
Page 98 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Moscow Exchange MICEX-RTS OJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove New Edition of Regulations on Remuneration of Directors
3
ForForApprove Related-Party Transaction Re: Liability Insurance for Directors, Officers, and Subsidiaries
4
Bank Hapoalim Ltd.
Meeting Date: 02/11/2014 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Compensation Policy for the Directors and Officers of the Company
For For
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder
ForNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
ForNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Huaneng Power International, Inc.
Meeting Date: 02/11/2014 Country: Hong Kong
Meeting Type: Special
Page 99 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huaneng Power International, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Connected Transaction with a Related Party
For For
Telefonica Deutschland Holding AG
Meeting Date: 02/11/2014 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve EUR 3.7 Billion Share Capital Increase via Issuance of New Shares with Preemptive Rights
For Against
AgainstForApprove Creation of EUR 475 Million Pool of Capital without Preemptive Rights
2
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 558.5 Million Pool of Capital to Guarantee Conversion Rights
3
The Spar Group Ltd
Meeting Date: 02/11/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2013
1
ForForRe-elect Harish Mehta as Director 2.1
ForForRe-elect Mziwakhe Madi as Director 2.2
ForForElect Graham O'Connor as Director 3
Page 100 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Spar Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Deloitte & Touche as Auditors of the Company with Brian Botes as the Designated Auditor
4
ForForRe-elect Chris Wells as Chairman of the Audit Committee
5.1
ForForRe-elect Harish Mehta as Member of the Audit Committee
5.2
ForForRe-elect Peter Hughes as Member of the Audit Committee
5.3
Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Companies
1
AgainstForApprove Remuneration of Non-Executive Directors for the Period 1 March 2014 to 28 February 2015
2
AgainstForApprove Conditional Share Plan 3
AgainstForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Employee Share Trust (2004)
4
AgainstForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Conditional Share Plan
5
Non-binding Advisory Vote
AgainstForApprove Remuneration Policy 1
Tiger Brands Ltd
Meeting Date: 02/11/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Present the Report from the Social and Ethics Committee
Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2013
2.1
ForForRe-elect Andre Parker as Director 2.2.1
ForForRe-elect Makhup Nyama as Director 2.2.2
ForForRe-elect Maya Makanjee as Director 2.2.3
Page 101 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tiger Brands Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Rob Nisbet as Director 2.2.4
ForForApprove Remuneration Policy 2.3
ForForRe-elect Richard Dunne as Member of Audit Committee
2.4.1
ForForRe-elect Khotso Mokhele as Member of Audit Committee
2.4.2
ForForRe-elect Rob Nisbet as Member of Audit Committee
2.4.3
ForForReappoint Ernst & Young Inc as Auditors of the Company
2.5
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2.6
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3.1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3.2
ForForApprove Remuneration of Non-Executive Directors, including the Chairman and Deputy Chairman Effective from 1 March 2014
3.3
ForForApprove Remuneration of Non-Executive Directors who Participate in Subcommittees of the Board Effective from 1 March 2014
3.4
ForForApprove Increase of Fees Payable to Non-Executive Directors who Attend Unscheduled Meetings of the Board and who Undertake Additional Work
3.5
ForForAuthorise Repurchase of Issued Share Capital 3.6
Auckland International Airport Ltd.
Meeting Date: 02/12/2014 Country: New Zealand
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Return of Capital For For
Page 102 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bolsa Mexicana de Valores S.A.B de C.V.
Meeting Date: 02/12/2014 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Line of Bank Credit For
ForAuthorize Board to Ratify and Execute Approved Resolutions
2
F&C Capital and Income Investment Trust plc
Meeting Date: 02/12/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForElect Sharon Brown as Director 4
ForForRe-elect Neil Dunford as Director 5
ForForReappoint PricewaterhouseCoopers LLP as Auditors
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
IP Group plc
Meeting Date: 02/12/2014 Country: United Kingdom
Meeting Type: Special
Page 103 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IP Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
AbstainForApprove Capital Raising 2
AbstainForApprove Capital Raising 3
Jumbo SA
Meeting Date: 02/12/2014 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForForAuthorize Capitalization of Reserves 1
ForForAuthorize Debt Issuance 2
Metro AG
Meeting Date: 02/12/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for the Abbreviated Fiscal Year 2013 (Non-Voting)
ForForApprove Allocation of Income and Omission of Dividends
2
ForForApprove Discharge of Management Board for Abbreviated Fiscal Year 2013
3
ForForApprove Discharge of Supervisory Board for Abbreviated Fiscal Year 2013
4
ForForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
ForForElect Fredy Raas to the Supervisory Board 6
Page 104 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration System for Management Board Members
7
Pick n Pay Stores Ltd
Meeting Date: 02/12/2014 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolution
AgainstForApprove Forfeitable Share Plan 1
Ordinary Resolutions
AgainstForApprove Issuance of Shares for the Purposes of the Forfeitable Share Plan and the 1997 Employee Share Option Scheme
1
ForForElect Audrey Mothupi as Director 2.1
ForForElect David Friedland as Director 2.2
ForForElect John Gildersleeve as Director 2.3
ForForAuthorise Board to Ratify and Execute Approved Resolutions
3
Shenzhen International Holdings Ltd.
Meeting Date: 02/12/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Consolidation For For
TD Ameritrade Holding Corporation
Meeting Date: 02/12/2014 Country: USA
Meeting Type: Annual
Page 105 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TD Ameritrade Holding Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Dan W. Cook, III For For
ForForElect Director Joseph H. Moglia 1.2
ForForElect Director Wilbur J. Prezzano 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
TUI AG
Meeting Date: 02/12/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.15 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2013/2014
5
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
ForForAmend Affiliation Agreement with Subsidiary Preussag Immobilien GmbH
7a
ForForApprove Affiliation Agreement with Subsidiary TUI Group Services GmbH
7b
ForForApprove Affiliation Agreement with Subsidiary TUI Insurance Services GmbH
7c
ForForApprove Affiliation Agreement with Subsidiary Hapag-Lloyd Kreuzfahrten GmbH
7d
ForForApprove Affiliation Agreement with Subsidiary Robinson Club GmbH
7e
Page 106 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TUI AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Affiliation Agreement with Subsidiary TUI Beteiligungs GmbH
7f
AgainstForElect Vladimir Lukin to the Supervisory Board 8
ForForAmend Articles Re: Remuneration of the Supervisory Board Committees
9
Blackrock North American Income Trust plc
Meeting Date: 02/13/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForElect Christopher Casey as Director 4
ForForElect Andrew Irvine as Director 5
ForForElect Simon Miller as Director 6
ForForElect Alice Ryder as Director 7
ForForAppoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Market Purchase of Ordinary Shares 10
AbstainForApprove Tender Offer 11
AbstainForApprove Tender Offer 12
ForForAdopt New Articles of Association 13
easyJet plc
Meeting Date: 02/13/2014 Country: United Kingdom
Meeting Type: Annual
Page 107 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Ordinary Dividend 4
ForForApprove Special Dividend 5
ForForElect John Barton as Director 6
ForForRe-elect Charles Gurassa as Director 7
ForForRe-elect Carolyn McCall as Director 8
ForForRe-elect Chris Kennedy as Director 9
ForForRe-elect Adele Anderson as Director 10
ForForRe-elect David Bennett as Director 11
ForForRe-elect John Browett as Director 12
ForForRe-elect Rigas Doganis as Director 13
ForForRe-elect Keith Hamill as Director 14
ForForRe-elect Andy Martin as Director 15
ForForReappoint PricewaterhouseCoopers LLP as Auditors
16
ForForAuthorise Board to Fix Remuneration of Auditors
17
ForForAuthorise EU Political Donations and Expenditure
18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
IMI plc
Meeting Date: 02/13/2014 Country: United Kingdom
Meeting Type: Special
Page 108 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IMI plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt New Articles of Association For Abstain
AbstainForApprove Matters Relating to the Return of Cash to Shareholders
2
ForForAuthorise Issue of Equity with Pre-emptive Rights
3
ForForAuthorise Issue of Equity without Pre-emptive Rights
4
ForForAuthorise Market Purchase of New Ordinary Shares
5
Infineon Technologies AG
Meeting Date: 02/13/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.12 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2012/2013
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Do Not Vote
ForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
Do Not Vote
ForApprove Affiliation Agreement with Infineon Technologies Finance GmbH
6
Do Not Vote
ForApprove Cancellation of Conditional Capital 1999/I
7
Do Not Vote
ForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights
8
Page 109 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Inotera Memories, Inc.
Meeting Date: 02/13/2014 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository
For For
ForForApprove to Change the Usage of Privately Raised Funds in 2012
2
ForForApprove to Change the Usage of Privately Raised Funds in 2013
3
Transact Other Business (Non-Voting) 4
Kabel Deutschland Holding AG
Meeting Date: 02/13/2014 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Affiliation Agreement Between Vodafone Vierte Verwaltungs AG and Kabel Deutschland Holding AG
For For
BlackRock New Energy Investment Trust plc
Meeting Date: 02/14/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Second General Meeting
AbstainForApprove Winding Up of the Company and Appoint the Liquidators
1
Page 110 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BlueCrest AllBlue Fund Limited
Meeting Date: 02/14/2014 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
ForForApprove the Board's Actions in Declaring a Distribution by Way of the Reduction of Capital Standing to the Credit of the Ten Non-Redeemable Ordinary Shares
1
Special Resolutions
ForForApprove Reduction in Share Capital and the Cancellation of the Non-Redeemable Ordinary Shares
2
ForForAmend Articles to Reflect Changes in Capital 3
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 02/14/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Issuance of Debentures For Do Not Vote
Do Not Vote
ForApprove Loan Agreement with Caixa Economica Federal Re: Programa de Aceleracao de Crescimento (PAC-2)
2
Do Not Vote
ForAmend Articles Re: Reserves 3
McKay Securities plc
Meeting Date: 02/14/2014 Country: United Kingdom
Meeting Type: Special
Page 111 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McKay Securities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
AbstainForApprove Capital Raising 2
Brewin Dolphin Holdings plc
Meeting Date: 02/17/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Simon Miller as Director 4
ForForRe-elect David Nicol as Director 5
ForForElect Stephen Ford as Director 6
ForForRe-elect Andrew Westenberger as Director 7
ForForRe-elect Michael Williams as Director 8
ForForRe-elect Angela Knight as Director 9
ForForRe-elect Sir Stephen Lamport as Director 10
ForForElect Ian Dewar as Director 11
ForForElect Paul Wilson as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForApprove Final Dividend 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
Page 112 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Brewin Dolphin Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks Notice
19
ForForAuthorise EU Political Donations and Expenditure
20
ForForApprove Long Term Incentive Plan 21
ForForAmend Articles of Association 22
Klabin S.A.
Meeting Date: 02/17/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
Do Not Vote
ForApprove Guarantees Provided by Controlling Shareholder Klabin Brothers & Co. Re: Financial Collaboration Agreement with the National Development Bank (BNDES) and the Issuance of Debentures, for the Purposes of Financing the Company's New Cellulose Plant
1
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
2
Martin Currie Global Portfolio Trust plc
Meeting Date: 02/17/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Association For For
Reunert Ltd
Meeting Date: 02/17/2014 Country: South Africa
Meeting Type: Annual
Page 113 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reunert Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Alan Dickson as Director For For
ForForElect Sarita Martin as Director 2
ForForElect Mark Taylor as Director 3
ForForRe-elect Sean Jagoe as Director 4
ForForRe-elect Thandi Orleyn as Director 5
ForForRe-elect Brand Pretorius as Director 6
ForForRe-elect Rynhardt van Rooyen as Member of the Audit Committee
7
ForForRe-elect Sean Jagoe as Member of the Audit Committee
8
ForForElect Sarita Martin as Member of the Audit Committee
9
ForForRe-elect Trevor Munday as Member of the Audit Committee
10
ForForReappoint Deloitte & Touche as Auditors of the Company with Patrick Smit as the Individual Designated Auditor and Authorise Their Remuneration
11
ForForApprove Remuneration Policy 12
ForForApprove Resolutions or Agreements of Executive Directors and Prescribed Officers in Contravention of Section 75 of Companies Act but Only to the Extent that the Relevant Resolutions or Agreements Fell Within the Ambit of Section 75 of Companies Act
13
ForForApprove Issue of Shares in Terms of the Reunert 1985 Share Option Scheme, Reunert 1988 Share Purchase Scheme and the Reunert 2006 Share Option Scheme
14
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
15
ForForApprove Remuneration of Non-Executive Directors
16
ForForApprove Financial Assistance to Related or Inter-related Company
17
ForForAuthorise Board to Ratify and Execute Approved Resolutions
18
Page 114 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Semiconductor Manufacturing International Corporation
Meeting Date: 02/17/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Datang Further Subscription Agreement, Issue of the Datang Pre-emptive Bonds, Issue of Datang Conversion Shares, and Related Transactions
For For
ForForApprove Country Hill Further Subscription Agreement, Issue of the Country Hill Pre-emptive Bonds, Issue of Country Hill Conversion Shares, and Related Transactions
2
Israel Corporation (The)
Meeting Date: 02/18/2014 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Discuss Financial Statements and the Report of the Board for 2012
AgainstForReappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration
2
ForForReelect Ron Moskovitz as Director Until the End of the Next Annual General Meeting
3.1
ForForReelect Amnon Lion as Director Until the End of the Next Annual General Meeting
3.2
ForForReelect Zeev Nahari as Director Until the End of the Next Annual General Meeting
3.3
ForForReelect Zehavit Cohen as Director Until the End of the Next Annual General Meeting
3.4
ForForReelect Yoav Doppelt as Director Until the End of the Next Annual General Meeting
3.5
ForForReelect Aviad Kaufman as Director Until the End of the Next Annual General Meeting
3.6
ForForReelect Eitan Raff as Director Until the End of the Next Annual General Meeting
3.7
ForForReelect Dan Suesskind as Director Until the End of the Next Annual General Meeting
3.8
Page 115 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Israel Corporation (The)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Michael Bricker as Director Until the End of the Next Annual General Meeting
3.9
ForForApprove Directors' Compensation 4
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder
ForNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
ForNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
MedicX Fund Ltd
Meeting Date: 02/18/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reappoint KPMG LLP as Auditors For For
ForForAuthorise Board to Fix Remuneration of Auditors
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividend Policy 4
ForForApprove Remuneration Report 5
ForForRe-elect Shelagh Mason as a Director 6
ForForRe-elect John Hearle as Director 7
ForForRe-elect Christopher Bennett as Director 8
Page 116 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MedicX Fund Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect David Staples as Director 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
The Link Real Estate Investment Trust
Meeting Date: 02/18/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Expanded Geographical Investment Scope
1
ForForAmend Trust Deed Re: Investment Scope Trust Deed Amendments
2
ForForAmend Trust Deed Re: Authorized Investments and Related Activities
3
AgainstForAmend Trust Deed Re: Issuance of Units and/or Convertible Instruments to a Connected Person
4
ForForAmend Trust Deed Re: Manager's and Trustee's Ability to Borrow or Raise Money for The Link Real Estate Investment Trust
5
ForForAmend Trust Deed Re: Voting by a Show of Hands
6
ForForAmend Trust Deed Re: Other Miscellaneous Amendments
7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForApprove Expanded Geographical Investment Scope
1
Page 117 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Link Real Estate Investment Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Trust Deed Re: Investment Scope Trust Deed Amendments
2
ForAmend Trust Deed Re: Authorized Investments and Related Activities
3
ForAmend Trust Deed Re: Issuance of Units and/or Convertible Instruments to a Connected Person
4
ForAmend Trust Deed Re: Manager's and Trustee's Ability to Borrow or Raise Money for The Link Real Estate Investment Trust
5
ForAmend Trust Deed Re: Voting by a Show of Hands
6
ForAmend Trust Deed Re: Other Miscellaneous Amendments
7
Aristocrat Leisure Ltd.
Meeting Date: 02/19/2014 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect K Conlon as Director For For
ForForElect DCP Banks as Director 2
ForForElect RA Davis as Director 3
ForForApprove the Grant of up to 435,000 Performance Share Rights to JR Odell, Chief Executive Officer and Managing Director of the Company
4
ForForApprove the Remuneration Report 5
ForForApprove the Renewal of the Proportional Takeover Provisions
6
Japan Real Estate Investment Corp.
Meeting Date: 02/19/2014 Country: Japan
Meeting Type: Special
Page 118 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Japan Real Estate Investment Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Authorize Unit Buybacks For For
ForForAmend Articles to Amend Incentive Compensation for Asset Management Company
2
ForForAmend Articles to Introduce Asset Management Compensation Related to Merger
3
Kuala Lumpur Kepong Bhd.
Meeting Date: 02/19/2014 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend of MYR 0.35 Per Share For For
ForForElect Roy Lim Kiam Chye as Director 2
ForForElect Lee Hau Hian as Director 3
ForForElect Azlan Bin Mohd Zainol as Director 4
ForForElect Thong Yaw Hong as Director 5
ForForElect R. M. Alias as Director 6
ForForApprove Remuneration of Directors 7
AgainstForApprove Auditors and Authorize Board to Fix Their Remuneration
8
ForForApprove Share Repurchase Program 9
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Final Dividend of MYR 0.35 Per Share 1
ForElect Roy Lim Kiam Chye as Director 2
Page 119 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kuala Lumpur Kepong Bhd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Lee Hau Hian as Director 3
ForElect Azlan Bin Mohd Zainol as Director 4
ForElect Thong Yaw Hong as Director 5
ForElect R. M. Alias as Director 6
ForApprove Remuneration of Directors 7
ForApprove Auditors and Authorize Board to Fix Their Remuneration
8
ForApprove Share Repurchase Program 9
ForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
10
Mobile Telecommunications Company KSC (Zain)
Meeting Date: 02/20/2014 Country: Kuwait
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForFor Approve Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Allocation of Income 5
ForForApprove Remuneration of Directors 6
ForForAuthorize Share Repurchase Program 7
ForForApprove Related Party Transactions 8
ForForApprove Discharge of Director 9
ForForRatify Auditors and Fix Their Remuneration 10
AgainstForElect Directors (Bundled) for The Next Three Years
11
Page 120 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Raymond James Financial, Inc.
Meeting Date: 02/20/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shelley G. Broader For For
ForForElect Director Jeffrey N. Edwards 1.2
ForForElect Director Benjamin C. Esty 1.3
ForForElect Director Francis S. Godbold 1.4
ForForElect Director H. William Habermeyer, Jr. 1.5
ForForElect Director Thomas A. James 1.6
ForForElect Director Gordon L. Johnson 1.7
ForForElect Director Paul C. Reilly 1.8
ForForElect Director Robert P. Saltzman 1.9
ForForElect Director Hardwick Simmons 1.10
ForForElect Director Susan N. Story 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Thomas Cook Group plc
Meeting Date: 02/20/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Dawn Airey as Director 4
ForForRe-elect Emre Berkin as Director 5
ForForRe-elect Harriet Green as Director 6
ForForRe-elect Michael Healy as Director 7
Page 121 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thomas Cook Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Re-elect Peter Marks as Director 8
ForForRe-elect Frank Meysman as Director 9
ForForElect Carl Symon as Director 10
ForForElect Warren Tucker as Director 11
ForForRe-elect Martine Verluyten as Director 12
ForForReappoint PricewaterhouseCoopers LLP as Auditors
13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Varian Medical Systems, Inc.
Meeting Date: 02/20/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Susan L. Bostrom For For
ForForElect Director Regina E. Dugan 1.2
ForForElect Director Venkatraman Thyagarajan 1.3
ForForElect Director Dow R. Wilson 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Executive Incentive Bonus Plan 3
ForForRatify Auditors 4
ForForDeclassify the Board of Directors 5
AgainstForEliminate Cumulative Voting 6
Page 122 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Services Corp. Ltd.
Meeting Date: 02/21/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Si Furong as Director and Authorize Board to Determine His Remuneration
For For
China Everbright Limited
Meeting Date: 02/21/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Repurchase Contract and Related Transactions
1
Aminex plc
Meeting Date: 02/24/2014 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Renominalisation For Abstain
AbstainForIncrease Authorised Share Capital 2
AbstainForAdopt New Articles of Association 3
AbstainForAuthorise the Directors to Allot Relevant Securities Pursuant to the Capital Raising
4
AbstainForAuthorise Issuance of Equity Securities without Preemptive Rights Pursuant to the Capital Raising
5
AbstainForApprove Issuance of Shares at a Discount Pursuant to the Capital Raising
6
Page 123 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
bwin.party digital entertainment plc
Meeting Date: 02/24/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Incentive Plan For For
Henderson Value Trust plc
Meeting Date: 02/24/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Shane Ross as Director 5
ForForRe-elect Daniel Hodson as Director 6
ForForElect Jamie Korner as Director 7
ForForAppoint Grant Thornton UK LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Directors to Sell Treasury Shares for Cash
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
ForForAdopt New Articles of Association 15
Page 124 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Henderson Value Trust plc
Meeting Date: 02/24/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Change of Company's Investment Policy
For Abstain
KONE Corporation
Meeting Date: 02/24/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Nine; Fix Number of Deputy Members at One
11
Page 125 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KONE Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForReelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin,Sirkka Hämäläinen-Lindfors, Juhani Kaskeala, and Sirpa Pietikäinenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member
12
ForForApprove Remuneration of Auditors 13
ForForFix Number of Auditors at Two 14
ForForRatify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors
15
ForForAuthorize Share Repurchase Program 16
Close Meeting 17
Qatar Islamic Bank SAQ
Meeting Date: 02/24/2014 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Sharia Supervisory Board Report 2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForAccept Financial Statements and Statutory Reports
4
ForForApprove Dividends of QAR 4 per Share 5
ForForApprove Discharge of Directors and Fix Their Remuneration
6
ForForApprove Corporate Governance Report 7
ForForRatify Auditors and Fix Their Remuneration 8
AgainstForElect Directors (Bundled) 9
Teva Pharmaceutical Industries Ltd.
Meeting Date: 02/24/2014 Country: Israel
Meeting Type: Special
Page 126 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Teva Pharmaceutical Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate
For For
Whole Foods Market, Inc.
Meeting Date: 02/24/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Elstrott For For
ForForElect Director Gabrielle Greene 1.2
ForForElect Director Shahid 'Hass' Hassan 1.3
ForForElect Director Stephanie Kugelman 1.4
ForForElect Director John Mackey 1.5
ForForElect Director Walter Robb 1.6
ForForElect Director Jonathan Seiffer 1.7
ForForElect Director Morris 'Mo' Siegel 1.8
ForForElect Director Jonathan Sokoloff 1.9
ForForElect Director Ralph Sorenson 1.10
ForForElect Director William 'Kip' Tindell, III 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstClaw-back of Payments under Restatements 4
ForAgainstProvide For Confidential Running Vote Tallies 5
KazMunaiGas Exploration Production JSC
Meeting Date: 02/25/2014 Country: Kazakhstan
Meeting Type: Special
Page 127 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KazMunaiGas Exploration Production JSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
Do Not Vote
ForAmend Charter 1
Kewpie Corp.
Meeting Date: 02/25/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Miyake, Minesaburo For For
ForForElect Director Nakashima, Amane 1.2
ForForElect Director Katsuyama, Tadaaki 1.3
ForForElect Director Wada, Yoshiaki 1.4
ForForElect Director Suda, Shigehiro 1.5
ForForElect Director Takemura, Shigeki 1.6
ForForElect Director Inoue, Nobuo 1.7
ForForElect Director Furutachi, Masafumi 1.8
ForForElect Director Goto, Nobutaka 1.9
ForForElect Director Hyodo, Toru 1.10
ForForElect Director Chonan, Osamu 1.11
ForForElect Director Sakai, Ichiro 1.12
ForForAppoint Statutory Auditor Ichise, Jiro 2.1
ForForAppoint Statutory Auditor Kasama, Haruo 2.2
AgainstForApprove Annual Bonus Payment to Directors 3
AgainstForApprove Takeover Defense Plan (Poison Pill) 4
Page 128 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mills Estruturas e Servicos de Engenharia Ltd
Meeting Date: 02/25/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a Amend Articles to Reflect Changes in Capital For
ForApprove Cancellation of Treasury Shares 1.b
ForAmend Article 14 2
ForConsolidate Bylaws 3
Novartis AG
Meeting Date: 02/25/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
ForForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
ForForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
ForForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
ForForReelect Dimitri Azar as Director 5.2
ForForReelect Verena Briner as Director 5.3
ForForReelect Srikant Datar as Director 5.4
ForForReelect Ann Fudge as Director 5.5
ForForReelect Pierre Landolt as Director 5.6
ForForReelect Ulrich Lehner as Director 5.7
ForForReelect Andreas von Planta as Director 5.8
Page 129 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Charles Sawyers as Director 5.9
ForForReelect Enrico Vanni as Director 5.10
ForForReelect William Winters as Director 5.11
ForForElect Srikant Datar as Member of the Compensation Committee
6.1
ForForElect Ann Fudge as Member of the Compensation Committee
6.2
ForForElect Ulrich Lehner as Member of the Compensation Committee
6.3
ForForElect Enrico Vanni as Member of the Compensation Committee
6.4
ForForRatify PricewaterhouseCoopers AG as Auditors
7
ForForDesignate Peter Andreas Zahn as Independent Proxy
8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1
ForApprove Discharge of Board and Senior Management
2
ForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
ForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
ForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
ForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
ForReelect Dimitri Azar as Director 5.2
ForReelect Verena Briner as Director 5.3
ForReelect Srikant Datar as Director 5.4
ForReelect Ann Fudge as Director 5.5
ForReelect Pierre Landolt as Director 5.6
ForReelect Ulrich Lehner as Director 5.7
ForReelect Andreas von Planta as Director 5.8
Page 130 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Charles Sawyers as Director 5.9
ForReelect Enrico Vanni as Director 5.10
ForReelect William Winters as Director 5.11
ForElect Srikant Datar as Member of the Compensation Committee
6.1
ForElect Ann Fudge as Member of the Compensation Committee
6.2
ForElect Ulrich Lehner as Member of the Compensation Committee
6.3
ForElect Enrico Vanni as Member of the Compensation Committee
6.4
ForRatify PricewaterhouseCoopers AG as Auditors
7
ForDesignate Peter Andreas Zahn as Independent Proxy
8
Qatar Electricity & Water Company
Meeting Date: 02/25/2014 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Auditors' Report on Company Financial Statements
2
ForForApprove Financial Statements and Allocation of Income
3
ForForApprove 1:10 Bonus Share Issuance Subject To Extraordinary Items Below
4
ForForApprove Discharge of Directors and Fix Their Remuneration
5
ForForRatify Auditors and Fix Their Remuneration 6
ForForApprove Corporate Governance Report 7
AgainstForElect Directors (Bundled) 8
Extraordinary Business
Page 131 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qatar Electricity & Water Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Capitalization of Reserves for Bonus Issue
1
ForForAmend Article 6 to Reflect Changes in Capital 2
ForForAuthorize Board to Take Actions Regarding Fractional Shares
3
Beijing Capital International Airport Co., Ltd.
Meeting Date: 02/26/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Cheng Chi Ming, Brian Director and Approve Director's Remuneration
For For
Conroy Gold and Natural Resources plc
Meeting Date: 02/26/2014 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Reorganisation For For
Deere & Company
Meeting Date: 02/26/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel R. Allen For For
ForForElect Director Crandall C. Bowles 1b
Page 132 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deere & Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Vance D. Coffman 1c
ForForElect Director Charles O. Holliday, Jr. 1d
ForForElect Director Dipak C. Jain 1e
ForForElect Director Clayton M. Jones 1f
ForForElect Director Joachim Milberg 1g
ForForElect Director Richard B. Myers 1h
ForForElect Director Gregory R. Page 1i
ForForElect Director Thomas H. Patrick 1j
ForForElect Director Sherry M. Smith 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Eurocash SA
Meeting Date: 02/26/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Acknowledge Proper Convening of Meeting 2
ForForElect Meeting Chairman 3
Prepare List of Shareholders 4
ForForApprove Agenda of Meeting 5
ForForApprove Merger with Tradis Sp. z o.o. (Wholly Owned Subsidiary)
6
Close Meeting 7
First Gulf Bank PJSC
Meeting Date: 02/26/2014 Country: United Arab Emirates
Meeting Type: Annual
Page 133 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
First Gulf Bank PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Allocation of Income and Dividends 4
ForForApprove Remuneration of Directors 5
ForForApprove Discharge of Directors 6
ForForApprove Discharge of Auditors 7
ForForRatify Auditors and Fix Their Remuneration 8
Novozymes A/S
Meeting Date: 02/26/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Preparation of Annual Reports Only in English
For Do Not Vote
Receive Report of Board 2
Do Not Vote
ForAccept Financial Statements and Statutory Reports
3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 2.50 Per Share
4
Do Not Vote
ForApprove Unchanged Remuneration of Directors and Audit Committee
5
Do Not Vote
ForReelect Henrik Gurtler (Chairman) as Director 6
Do Not Vote
ForReelect Agnete Raaschou-Nielsen (Vice-Chairman) as Director
7
Do Not Vote
ForReelect Lena Olving as Director 8a
Do Not Vote
ForReelect Jorgen Rasmussen as Director 8b
Page 134 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Mathias Uhlen as Director 8c
Do Not Vote
ForElect Lars Green as Director 8d
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 9
Shareholder Proposals Submitted by Kjeld Beyer
Do Not Vote
AgainstInclude Supplementary Financial Information to Meeting Notice
10a
Do Not Vote
AgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
10b
Management Proposals
Do Not Vote
ForAuthorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
11
Other Business 12
Royal Bank Of Canada
Meeting Date: 02/26/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director W. Geoffrey Beattie For For
ForForElect Director David F. Denison 1.2
ForForElect Director Richard L. George 1.3
ForForElect Director Timothy J. Hearn 1.4
ForForElect Director Alice D. Laberge 1.5
ForForElect Director Michael H. McCain 1.6
ForForElect Director Heather Munroe-Blum 1.7
ForForElect Director Gordon M. Nixon 1.8
ForForElect Director J. Pedro Reinhard 1.9
ForForElect Director Thomas A. Renyi 1.10
ForForElect Director Edward Sonshine 1.11
Page 135 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Royal Bank Of Canada
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kathleen P. Taylor 1.12
ForForElect Director Bridget A. van Kralingen 1.13
ForForElect Director Victor L. Young 1.14
ForForRatify Deloitte LLP as Auditors 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposals
AgainstAgainstSP 1: Phase Out Stock Options as a Form of Compensation
4
AgainstAgainstSp 2: Disclose Conformation to the OECD's Guidelines
5
ForAgainstSP 3: Auditor Rotation 6
AgainstAgainstSP 4: Provide Response on Say-on-Pay Vote Results
7
AgainstAgainstSP 5: Require Feedback Following a High Percentage of Votes Withheld for Nomination of a Director
8
Shanghai Electric Group Co., Ltd.
Meeting Date: 02/26/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve SEC Framework Deposit Agreement and Proposed Annual Caps
For Against
AgainstForApprove SEC Framework Loan Agreement and Proposed Annual Caps
2
ForForApprove SEC Framework Purchase Agreement and Proposed Annual Caps
3
ForForElect Xu Jianguo as Director 4
ForForElect Huang Dinan as Director 5
ForForElect Zheng Jianhua as Director 6
ForForElect Yu Yingui as Director 7
ForForElect Zhu Kelin as Director 8
ForForElect Yao Minfang as Director 9
Page 136 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Electric Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Zhu Sendi as Director 10
ForForElect Lui Sun Wing as Director 11
ForForElect Kan Shun Ming as Director 12
ForForElect Dong Jianhua as Supervisor 13
ForForElect Zhou Changsheng as Supervisor 14
ForForElect Zheng Weijian as Supervisor 15
ForForApprove Revision of the 2013 Annual Cap and 2014 Annual Cap Under the MESMEE Framework Purchase Agreement
16
The Bankers Investment Trust plc
Meeting Date: 02/26/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Richard Burns as Director 5
ForForRe-elect Susan Inglis as Director 6
ForForRe-elect Richard Killingbeck as Director 7
ForForRe-elect Matthew Thorne as Director 8
ForForElect David Wild as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
Page 137 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Bankers Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
ForForAdopt New Articles of Association 16
Aberforth Smaller Companies Trust plc
Meeting Date: 02/27/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Paul Marsh as Director 5
ForForRe-elect David Jeffcoat as Director 6
ForForRe-elect Richard Rae as Director 7
ForForRe-elect Paul Trickett as Director 8
ForForElect Julia Le Blan as Director 9
ForForElect Paula Hay-Plumb as Director 10
ForForAppoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Continuation of Company as Investment Trust
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Alpek S.A.B. de C.V.
Meeting Date: 02/27/2014 Country: Mexico
Meeting Type: Annual
Page 138 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alpek S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income; Approve Maximum Amount for Repurchase of Shares
2
AgainstForElect Directors and Chairman of Audit and Corporate Practices Committee; Fix Their Remuneration
3
ForForAppoint Legal Representatives 4
ForForApprove Minutes of Meeting 5
BH Global Ltd
Meeting Date: 02/27/2014 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Class Closure Meeting of the Holders of the US Dollar Shares of BH Global Limited (the "Company")
AbstainAgainstApprove the Company to Offer to the Holders of the US Dollar Shares the Class Closure Options or Approve Voluntary Liquidation if Same Resolution Is Passed by the Holders of the Euro Shares and Sterling Shares
1
BH Global Ltd
Meeting Date: 02/27/2014 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Class Closure Meeting of the Holders of the Sterling Shares of BH Global Limited (the "Company")
Page 139 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BH Global Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainAgainstApprove the Company to Offer to the Holders of the Sterling Shares the Class Closure Options or Approve Voluntary Liquidation if Same Resolution Is Passed by the Holders of the Euro Shares and US Dollar Shares
1
China Minsheng Banking Corp., Ltd.
Meeting Date: 02/27/2014 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Proposed Downward Adjustment to the Conversion Price of A Share Convertible Bonds of China Minsheng Banking Corp. Ltd.
1
Osram Licht AG
Meeting Date: 02/27/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
ForForApprove Allocation of Income and Omission of Dividends
2
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForRatify Ernst & Young as Auditors for Fiscal 2013/2014
5
ForForElect Peter Bauer to the Supervisory Board 6.1
ForForElect Christine Bortenlaenger to the Supervisory Board
6.2
ForForElect Roland Busch to the Supervisory Board 6.3
Page 140 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Joachim Faber to the Supervisory Board 6.4
ForForElect Lothar Frey to the Supervisory Board 6.5
ForForElect Frank Lakerveld to the Supervisory Board
6.6
AgainstForApprove Remuneration System for Management Board Members
7
AgainstForAmend Articles Re: Remuneration of the Supervisory Board
8
PT Bank Mandiri (Persero) Tbk
Meeting Date: 02/27/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report and Consolidated Financial Statements of the Company and Commissioners' Report; and Ratify Annual Report on the Partnership and Community Development Program (PCDP)
For For
ForForApprove Allocation of Income 2
ForForApprove Auditors of the Company and the PCDP
3
ForForApprove Remuneration of Directors and Commissioners
4
AgainstForApprove Acquisition of PT Asuransi Jiwa InHealth Indonesia
5
ForForAmend Articles of Association 6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Annual Report and Consolidated Financial Statements of the Company and Commissioners' Report; and Ratify Annual Report on the Partnership and Community Development Program (PCDP)
1
ForApprove Allocation of Income 2
Page 141 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Mandiri (Persero) Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Auditors of the Company and the PCDP
3
ForApprove Remuneration of Directors and Commissioners
4
ForApprove Acquisition of PT Asuransi Jiwa InHealth Indonesia
5
ForAmend Articles of Association 6
Apple Inc.
Meeting Date: 02/28/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William Campbell For For
ForForElect Director Timothy Cook 1.2
ForForElect Director Millard Drexler 1.3
ForForElect Director Al Gore 1.4
ForForElect Director Robert Iger 1.5
ForForElect Director Andrea Jung 1.6
ForForElect Director Arthur Levinson 1.7
ForForElect Director Ronald Sugar 1.8
ForForAdopt Majority Voting for Uncontested Election of Directors
2
ForForAmend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock
3
ForForEstablish a Par Value for Common Stock 4
ForForRatify Auditors 5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
AgainstForApprove Omnibus Stock Plan 7
AgainstAgainstEstablish Board Committee on Human Rights 8
ForAgainstReport on Trade Associations and Organizations that Promote Sustainability Practices
9
Page 142 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apple Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstAdvisory Vote to Increase Capital Repurchase Program
10
ForAgainstProxy Access 11
Banco Popolare Scarl
Meeting Date: 02/28/2014 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
Do Not Vote
ForApprove Creation of EUR 1.5 Billion Pool of Capital with Preemptive Rights
1
Do Not Vote
ForApprove Share Consolidation 2
Greentown China Holdings Ltd.
Meeting Date: 02/28/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Agreement For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Framework Agreement 1
PCCW Limited
Meeting Date: 02/28/2014 Country: Hong Kong
Meeting Type: Special
Page 143 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PCCW Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of the Entire Equity Interest in CSL New World Mobility Limited by HKT Limited and Related Transactions
For Abstain
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Acquisition of the Entire Equity Interest in CSL New World Mobility Limited by HKT Limited and Related Transactions
1
PGE Polska Grupa Energetyczna SA
Meeting Date: 02/28/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Shareholder Proposals
AgainstForFix Size of Supervisory Board 1
AbstainForRecall Supervisory Board Member 2.1
AgainstForElect Supervisory Board Member 2.2
Management Proposal
Close Meeting 3
PowerShares Global Funds Ireland plc - EQQQ Fund
Meeting Date: 02/28/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
Page 144 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PowerShares Global Funds Ireland plc - EQQQ Fund
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
2
ForForElect Douglas Sharp as a Director 3
ForForElect John Rowland as a Director 4
ForForRe-elect Leslie Schmidt as a Director 5
Special Resolution
ForForAdopt New Articles of Association 6
Angang Steel Company Limited
Meeting Date: 03/03/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Supplemental Agreement and Revised Annual Cap
For For
Doha Bank QSC
Meeting Date: 03/03/2014 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Corporate Governance Report 2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForApprove Financial Statements and Dividends 4
ForForApprove Discharge of Directors and Fix Their Remuneration
5
Page 145 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Doha Bank QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Directors For The Next Three Years (Bundled)
6
ForForApprove Related Party Transactions 7
ForForApprove Acquisition of One or More Branches of Foreign Banks Operating in India and Authorize the Board to Negotiate the Terms of the Sale and Purchase Agreement
8
ForForRatify Auditors and Fix Their Remuneration 9
Applied Materials, Inc.
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Aart J. de Geus For For
ForForElect Director Gary E. Dickerson 1b
ForForElect Director Stephen R. Forrest 1c
ForForElect Director Thomas J. Iannotti 1d
ForForElect Director Susan M. James 1e
ForForElect Director Alexander A. Karsner 1f
ForForElect Director Gerhard H. Parker 1g
ForForElect Director Dennis D. Powell 1h
ForForElect Director Willem P. Roelandts 1i
ForForElect Director James E. Rogers 1j
ForForElect Director Michael R. Splinter 1k
ForForElect Director Robert H. Swan 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstAmend Bylaws -- Call Special Meetings 4
Page 146 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Meeting Date: 03/04/2014 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements
2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForApprove Discharge of Chairman and Directors and Fix Their Remuneration
5
Do Not Vote
ForRatify Auditors and Fix Their Remuneration 6
Do Not Vote
ForApprove Charitable Donations 7
Do Not Vote
ForApprove Remuneration Policy of Directors for the Year 2014
8
Do Not Vote
ForElect Directors (Bundled) 9
Do Not Vote
ForApprove Related Party Transactions 10
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Board Report on Company Operations
1
ForApprove Auditors' Report on Company Financial Statements
2
ForAccept Financial Statements 3
ForApprove Allocation of Income 4
ForApprove Discharge of Chairman and Directors and Fix Their Remuneration
5
ForRatify Auditors and Fix Their Remuneration 6
ForApprove Charitable Donations 7
ForApprove Remuneration Policy of Directors for the Year 2014
8
Page 147 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Directors (Bundled) 9
ForApprove Related Party Transactions 10
Corporacion Financiera Colombiana SA
Meeting Date: 03/04/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Ordinary Shares and Preferential Shares without Voting Rights
Open Meeting/Verify Quorum 1
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForAccept Board of Directors and Chairman's Report
4
ForForPresent Individual and Consolidated Balance for 2013 Fiscal Year
5
ForForPresent Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income 8
ForForAmend Article 6 of Company Bylaws Re: Increase in Authorized Capital
9
ForForAccept Report on Internal Control System and on Activities of Audit Committee
10
AgainstForElect Directors and Approve Their Remuneration
11
ForForApprove Auditors and Fix Their Remuneration 12
AgainstForOther Business (Voting) 13
Hologic, Inc.
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Page 148 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hologic, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jonathan Christodoro For For
ForForElect Director Sally W. Crawford 1.2
ForForElect Director Scott T. Garrett 1.3
ForForElect Director David R. LaVance, Jr. 1.4
ForForElect Director Nancy L. Leaming 1.5
ForForElect Director Lawrence M. Levy 1.6
ForForElect Director Stephen P. MacMillan 1.7
ForForElect Director Samuel Merksamer 1.8
ForForElect Director Christiana Stamoulis 1.9
ForForElect Director Elaine S. Ullian 1.10
ForForElect Director Wayne Wilson 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Joy Global Inc.
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward L. Doheny, II For For
ForForElect Director Steven L. Gerard 1.2
ForForElect Director John T. Gremp 1.3
ForForElect Director John Nils Hanson 1.4
ForForElect Director Gale E. Klappa 1.5
ForForElect Director Richard B. Loynd 1.6
ForForElect Director P. Eric Siegert 1.7
ForForElect Director James H. Tate 1.8
Page 149 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Joy Global Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
QUALCOMM Incorporated
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Barbara T. Alexander For For
ForForElect Director Donald G. Cruickshank 1b
ForForElect Director Raymond V. Dittamore 1c
ForForElect Director Susan Hockfield 1d
ForForElect Director Thomas W. Horton 1e
ForForElect Director Paul E. Jacobs 1f
ForForElect Director Sherry Lansing 1g
ForForElect Director Steven M. Mollenkopf 1h
ForForElect Director Duane A. Nelles 1i
ForForElect Director Clark T. 'Sandy' Randt, Jr. 1j
ForForElect Director Francisco Ros 1k
ForForElect Director Jonathan J. Rubinstein 1l
ForForElect Director Brent Scowcroft 1m
ForForElect Director Marc I. Stern 1n
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
Page 150 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TE Connectivity Ltd.
Meeting Date: 03/04/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Pierre R. Brondeau For For
ForForElect Director Juergen W. Gromer 1b
ForForElect Director William A. Jeffrey 1c
ForForElect Director Thomas J. Lynch 1d
ForForElect Director Yong Nam 1e
ForForElect Director Daniel J. Phelan 1f
ForForElect Director Frederic M. Poses 1g
ForForElect Director Lawrence S. Smith 1h
ForForElect Director Paula A. Sneed 1i
ForForElect Director David P. Steiner 1j
ForForElect Director John C. Van Scoter 1k
ForForElect Director Laura H. Wright 1l
ForForElect Board Chairman Thomas J. Lynch 2
ForForElect Daniel J. Phelan as Member of Management Development & Compensation Committee
3a
ForForElect Paula A. Sneed as Member of Management Development & Compensation Committee
3b
ForForElect David P. Steiner as Member of Management Development & Compensation Committee
3c
ForForDesignate Jvo Grundler as Independent Proxy 4
ForForAccept Annual Report for Fiscal Year Ended September 27, 2013
5.1
ForForAccept Statutory Financial Statements for Fiscal Year Ended September 27, 2013
5.2
ForForApprove Consolidated Financial Statements for Fiscal Year Ended September 27, 2013
5.3
ForForApprove Discharge of Board and Senior Management
6
ForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014
7.1
Page 151 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TE Connectivity Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte AG as Swiss Registered Auditors
7.2
ForForRatify PricewaterhouseCoopers AG as Special Auditors
7.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
8
ForForApprove Allocation of Available Earnings for Fiscal Year 2013
9
ForForApprove Declaration of Dividend 10
ForForAuthorize Repurchase of Up to USD 1 Billion of Share Capital
11
ForForApprove Reduction of Share Capital 12
ForForAdjourn Meeting 13
TransDigm Group Incorporated
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sean P. Hennessy For For
ForForElect Director Douglas Peacock 1.2
ForForElect Director John Staer 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForDeclassify the Board of Directors 4
Helmerich & Payne, Inc.
Meeting Date: 03/05/2014 Country: USA
Meeting Type: Annual
Page 152 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Helmerich & Payne, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Hans Helmerich For For
ForForElect Director John W. Lindsay 1b
ForForElect Director Paula Marshall 1c
ForForElect Director Randy A. Foutch 1d
ForForElect Director John D. Zeglis 1e
ForForElect Director William L. Armstrong 1f
ForForElect Director Thomas A. Petrie 1g
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
JPMorgan Russian Securities plc
Meeting Date: 03/05/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Lysander Tennant as Director 4
ForForRe-elect Alexander Easton as Director 5
ForForRe-elect Robert Jeens as Director 6
ForForRe-elect George Nianias as Director 7
ForForRe-elect Gillian Nott as Director 8
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
Page 153 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan Russian Securities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAdopt New Articles of Association 13
ForForApprove Final Dividend 14
Mechel OAO
Meeting Date: 03/05/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Related-Party Transaction Re: Collateral Agreement with Sberbank of Russia
For For
Tyco International Ltd.
Meeting Date: 03/05/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Discharge of Board and Senior Management
2
ForForElect Director Edward D. Breen 3a
ForForElect Director Herman E. Bulls 3b
ForForElect Director Michael E. Daniels 3c
ForForElect Director Frank M. Drendel 3d
ForForElect Director Brian Duperreault 3e
ForForElect Director Rajiv L. Gupta 3f
ForForElect Director George R. Oliver 3g
ForForElect Director Brendan R. O'Neill 3h
ForForElect Director Jürgen Tinggren 3i
Page 154 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tyco International Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Sandra S. Wijnberg 3j
ForForElect Director R. David Yost 3k
ForForElect Board Chairman Edward D. Breen 4
ForForElect Rajiv L. Gupta as Member of Remuneration Committee
5a
ForForElect Sandra S. Wijnberg as Member of Remuneration Committee
5b
ForForElect R. David Yost as Member of Remuneration Committee
5c
ForForAppoint Deloitte AG as Statutory Auditor 6a
ForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm
6b
ForForRatify PricewaterhouseCoopers AG as Special Auditors
6c
ForForDesignate Bratschi Wiederkehr & Buob as Independent Proxy
7
ForForApprove Allocation of Income 8
ForForApprove Ordinary Cash Dividend 9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
10
AmerisourceBergen Corporation
Meeting Date: 03/06/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven H. Collis For For
ForForElect Director Douglas R. Conant 1.2
ForForElect Director Richard W. Gochnauer 1.3
ForForElect Director Richard C. Gozon 1.4
ForForElect Director Lon R. Greenberg 1.5
ForForElect Director Edward E. Hagenlocker 1.6
ForForElect Director Jane E. Henney 1.7
ForForElect Director Kathleen W. Hyle 1.8
Page 155 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AmerisourceBergen Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael J. Long 1.9
ForForElect Director Henry W. McGee 1.10
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
ForForProvide Right to Call Special Meeting 5
Coca-Cola FEMSA S.A.B. de C.V.
Meeting Date: 03/06/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Class A and D Shares Have Voting Rights on All Items; Class L Shares Only Have Voting Rights on Item 5
ForForAccept Financial Statements and Statutory Reports
1
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income and Cash Dividends
3
ForForSet Maximum Nominal Amount of Share Repurchase Reserve
4
ForForElect Directors and Secretaries; Verify Director's Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration
5
ForForElect Members of Financing and Planning Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Respective Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
Page 156 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F&C Global Smaller Companies plc
Meeting Date: 03/06/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity with Pre-emptive Rights
For For
ForForAuthorise Issue of Equity without Pre-emptive Rights
2
Green Mountain Coffee Roasters, Inc.
Meeting Date: 03/06/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John D. Hayes For For
ForForElect Director A.D. David Mackay 1.2
ForForElect Director Michael J. Mardy 1.3
ForForElect Director David E. Moran 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForChange Company Name 3
ForForApprove Omnibus Stock Plan 4
ForForApprove Qualified Employee Stock Purchase Plan
5
ForForRatify Auditors 6
TDC A/S
Meeting Date: 03/06/2014 Country: Denmark
Meeting Type: Annual
Page 157 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TDC A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Discharge of Management and Board 3
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForReelect Vagn Sorensen as Director 5a
Do Not Vote
ForReelect Pierre Danon as Director 5b
Do Not Vote
ForReelect Stine Bosse as Director 5c
Do Not Vote
ForReelect Angus Porter as Director 5d
Do Not Vote
ForReelect Soren Sorensen as Director 5e
Do Not Vote
ForReelect Pieter Knook as Director 5f
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Do Not Vote
ForAuthorize Share Repurchase Program 7a
Do Not Vote
ForAmend Guidelines for Incentive-Based Compensation for Executive Management and Board
7b
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
7c
Do Not Vote
ForAmend Articles of Association 7d
Do Not Vote
ForAmend Authorisation to Increase Share Capital
7e
Do Not Vote
ForApprove Publication of Information in English 7f
Other Business 8
Page 158 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Sage Group plc
Meeting Date: 03/06/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Donald Brydon as Director 3
ForForRe-elect Guy Berruyer as Director 4
ForForElect Neil Berkett as Director 5
ForForElect Drummond Hall as Director 6
ForForElect Steve Hare as Director 7
ForForElect Jonathan Howell as Director 8
ForForRe-elect Ruth Markland as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForApprove Remuneration Policy 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Wartsila Oyj
Meeting Date: 03/06/2014 Country: Finland
Meeting Type: Annual
Page 159 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wartsila Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.05 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chair, and EUR 60,000 for Other Directors; Approve Meeting Fees;Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Nine 11
ForForReelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh (Vice Chairman), Sune Carlsson, Alexander Ehrnrooth, Paul Ehrnrooth, Gunilla Nordstrom, Mikael Lilius (Chairman), and Markus Rauramo as Directors; Elect Risto Murto as New DirectorNew Director
12
ForForApprove Remuneration of Auditors 13
ForForRatify KPMG as Auditors 14
ForForAuthorize Share Repurchase of up to 19 Million Issued Shares
15a
ForForAuthorize Reissuance of up to 19 Million Repurchased Shares
15b
Close Meeting 16
CFS Retail Property Trust
Meeting Date: 03/07/2014 Country: Australia
Meeting Type: Special
Page 160 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CFS Retail Property Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify the Past Issuance of 151.35 Million CFX Stapled Securities to Institutional Investors
For For
Resolutions 2,4,5 and 7 seeks the approval of holders of CFX1 Units and Resolutions 3,6,8,9 and 10 seeks the approval of holders of CFX2 Units
ForForApprove the Internalisation Proposal by Holders of CFX1 Units
2
ForForApprove the Internalisation Proposal by Holders of CFX2 Units
3
ForForApprove the Amendments to the Constitution of CFX1
4
ForForApprove CMIL as the Responsible Entity of CFX1 to Enter into the Intra-Group Transactions Deed
5
ForForApprove CMIL as the Responsible Entity of CFX2 to Enter into the Intra-Group Transactions Deed
6
ForForApprove the De-stapling of CFX1 Units from CFX2 Units
7
ForForApprove the De-stapling of CFX2 Units from CFX1 Units
8
ForForApprove the Acquisition of CFX2 Units by CFX Co
9
ForForApprove the Amendments to the Constitution of CFX2
10
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 03/07/2014 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
ForForApprove Issue of New H Shares to COSCO Container Industries Limited under the General Mandate
1
Page 161 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China International Marine Containers (Group) Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issue of New H Shares to Broad Ride Limited under the General Mandate
2
ForForApprove Issue of New H Shares to Promotor Holdings Limited under the General Mandate
3
ForForElect Zhang Liang as Director 4
Hanjin Shipping Co. Ltd.
Meeting Date: 03/07/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale of Company Assets For Do Not Vote
KT&G Corp.
Meeting Date: 03/07/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Share
For For
ForForElect Three Outside Directors 2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Display Co.
Meeting Date: 03/07/2014 Country: South Korea
Meeting Type: Annual
Page 162 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Display Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForRe-elect Kang Yoo-Sik as Non-Independent Non-Executive Director
2.1
ForForElect Kim Sang-Don as Inside Director 2.2
ForForRe-elect Jang Jin as Outside Director 2.3
ForForRe-elect Jang Jin as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Allocation of Income
1
ForRe-elect Kang Yoo-Sik as Non-Independent Non-Executive Director
2.1
ForElect Kim Sang-Don as Inside Director 2.2
ForRe-elect Jang Jin as Outside Director 2.3
ForRe-elect Jang Jin as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Mando Corp.
Meeting Date: 03/07/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,200 per Share
For For
ForForAmend Articles of Incorporation 2
Page 163 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mando Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Shin Sa-Hyun as Inside Director 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
National Bank of Kuwait
Meeting Date: 03/09/2014 Country: Kuwait
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For
ForApprove Auditors' Report on Company Financial Statements
2
ForApprove Board Statement on The Penalties Imposed during Fiscal Year 2013
3
ForAccept Financial Statements 4
ForApprove Standard Accounting Transfers 5
ForApprove Dividends 6
ForAuthorize Share Repurchase Program 7
ForAuthorize Issuance of Bonds 8
ForApprove Share Option Plan 9
ForApprove Related Party Transactions 10
ForApprove Discharge of Director 11
ForApprove Related Party Transactions 12
ForRatify Auditors and Fix Their Remuneration 13
National Bank of Kuwait
Meeting Date: 03/09/2014 Country: Kuwait
Meeting Type: Special
Page 164 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Bank of Kuwait
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Bylaws For
Banco Bradesco S.A.
Meeting Date: 03/10/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForElect Fiscal Council Members 4
Do Not Vote
ForApprove Remuneration of Company's Management
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
1
ForApprove Allocation of Income and Dividends 2
ForElect Directors 3
ForElect Fiscal Council Members 4
ForApprove Remuneration of Company's Management
5
Banco Bradesco S.A.
Meeting Date: 03/10/2014 Country: Brazil
Meeting Type: Special
Page 165 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bradesco S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 12 For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Article 12 1
Banco Bradesco S.A.
Meeting Date: 03/10/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
1
Do Not Vote
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
NoneElect Director Nominated by Preferred Shareholders
1
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Ecofin Water & Power Opportunities plc
Meeting Date: 03/10/2014 Country: United Kingdom
Meeting Type: Annual
Page 166 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecofin Water & Power Opportunities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Ian Barby as Director 3
ForForRe-elect Iain McLaren as Director 4
ForForRe-elect Lord Myners as Director 5
ForForRe-elect Martin Negre as Director 6
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForApprove Remuneration Policy 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
Industries Qatar QSC
Meeting Date: 03/10/2014 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Acknowledge Proper Convening of Meeting For For
ForForChairman Message 2
ForForApprove Board Report on Company Operations and Future Business Plan
3
ForForApprove Auditors' Report on Company Financial Statements
4
ForForAccept Consolidated Financial Statements 5
ForForApprove Dividends of QR 11 per Share 6
Page 167 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industries Qatar QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Directors and Fix their Remuneration
7
ForForApprove Corporate Governance Report 8
ForForRatify Auditors and Fix Their Remuneration 9
International Game Technology
Meeting Date: 03/10/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paget L. Alves For For
ForForElect Director Eric F. Brown 1b
ForForElect Director Janice D. Chaffin 1c
ForForElect Director Greg Creed 1d
ForForElect Director Patti S. Hart 1e
ForForElect Director Robert J. Miller 1f
ForForElect Director Vincent L. Sadusky 1g
ForForElect Director Philip G. Satre 1h
ForForElect Director Tracey D. Weber 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstProxy Access 4
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 03/11/2014 Country: Brazil
Meeting Type: Annual
Page 168 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia de Saneamento de Minas Gerais (COPASA)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForApprove Investment Plan for Upcoming Fiscal Year
3
Do Not Vote
ForElect Board and Fiscal Council Members 4
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 03/11/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration of Company's Management
For Do Not Vote
Cruz Blanca Salud S.A.
Meeting Date: 03/11/2014 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Size of Board from Seven to Nine
For
ForAmend Article Seven Re: Board Size 2
ForRevoke Current Board and Elect New One 3
ForAdopt New Articles of Association 4
Page 169 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electra Private Equity plc
Meeting Date: 03/11/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForElect Francesca Barnes as Director 4
ForForElect Josyane Gold as Director 5
ForForRe-elect Kate Barker as Director 6
ForForReappoint PricewaterhouseCoopers LLP as Auditors
7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Market Purchase of Ordinary Shares 9
Gulf International Services QSC
Meeting Date: 03/11/2014 Country: Qatar
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAcknowledge Proper Convening of Meeting 1
ForForChairman's Message 2
ForForApprove Board Report on Company Operations
3
ForForApprove Auditors' Report on Company Financial Statements
4
ForForAccept Consolidated Financial Statements and Statutory Reports
5
ForForApprove Dividends od QAR 2 per Share 6
ForForApprove Discharge of Directors and Approve Their Remuneration
7
Page 170 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gulf International Services QSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Corporate Governance Report 8
ForForRatify Auditors and Fix Their Remuneration 9
Extraordinary Business
ForForAmend Stock Ownership Limitations 1
National Bank of Abu Dhabi
Meeting Date: 03/11/2014 Country: United Arab Emirates
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Remuneration of Directors 5
ForForApprove Discharge of Directors and Auditors 6
ForForRatify Appointment of Musabah Al Kindi Al Marar as Director
7
ForForRatify Auditors and Fix Their Remuneration 8
North Pacific Bank Ltd.
Meeting Date: 03/11/2014 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Preferred Share Repurchase Program
For For
Page 171 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Jasa Marga (Persero) Tbk
Meeting Date: 03/11/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports of the Company
For For
ForForApprove Report of the Partnership and Community Development Program (PCDP)
2
ForForApprove Allocation of Income 3
ForForApprove Auditors of the Company and the PCDP
4
ForForApprove Remuneration of Directors and Commissioners
5
ForForAccept Report on the Use of Proceeds from the IPO and Jasa Marga Bonds Year 2010 and 2013
6
ForForApprove Ratification of Minister of State-Owned Enteprises Regulations
7
AgainstForElect Directors and Commissioners and/or Approve Changes in their Positions
8
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports of the Company
1
ForApprove Report of the Partnership and Community Development Program (PCDP)
2
ForApprove Allocation of Income 3
ForApprove Auditors of the Company and the PCDP
4
ForApprove Remuneration of Directors and Commissioners
5
ForAccept Report on the Use of Proceeds from the IPO and Jasa Marga Bonds Year 2010 and 2013
6
ForApprove Ratification of Minister of State-Owned Enteprises Regulations
7
ForElect Directors and Commissioners and/or Approve Changes in their Positions
8
Page 172 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zhongsheng Group Holdings Ltd.
Meeting Date: 03/11/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Convertible Bonds For For
AgainstForElect Adam Keswick as Director 2
Analog Devices, Inc.
Meeting Date: 03/12/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Ray Stata For For
ForForElect Director Vincent T. Roche 1b
ForForElect Director Richard M. Beyer 1c
ForForElect Director James A. Champy 1d
ForForElect Director John C. Hodgson 1e
ForForElect Director Yves-Andre Istel 1f
ForForElect Director Neil Novich 1g
ForForElect Director F. Grant Saviers 1h
ForForElect Director Kenton J. Sicchitano 1i
ForForElect Director Lisa T. Su 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Auditors 4
Bank Hapoalim Ltd.
Meeting Date: 03/12/2014 Country: Israel
Meeting Type: Special
Page 173 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Hapoalim Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Yosef Yarom as External Director, as Defined in Directive 301 of the Proper Conduct of Banking Business Regulations, for a Three Year Term
For For
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder
ForNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
ForNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Bank of Communications Co., Ltd.
Meeting Date: 03/12/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Issue of Eligible Tier-2 Capital Instruments with Write-Down Feature
1
Franklin Resources, Inc.
Meeting Date: 03/12/2014 Country: USA
Meeting Type: Annual
Page 174 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Franklin Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel H. Armacost For For
ForForElect Director Peter K. Barker 1b
ForForElect Director Charles E. Johnson 1c
ForForElect Director Gregory E. Johnson 1d
ForForElect Director Rupert H. Johnson, Jr. 1e
ForForElect Director Mark C. Pigott 1f
ForForElect Director Chutta Ratnathicam 1g
ForForElect Director Laura Stein 1h
ForForElect Director Anne M. Tatlock 1i
ForForElect Director Geoffrey Y. Yang 1j
ForForRatify Auditors 2
ForForApprove Executive Incentive Bonus Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AgainstAgainstInstitute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
5
Halla Visteon Climate Control Corp.
Meeting Date: 03/12/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 970 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Outside Directors and Reelect Two Outside Directors (Bundled)
3
ForForElect Three Outside Directors as Members of Audit Committee
4
AgainstForAmend Terms of Severance Payments to Executives
5
Page 175 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halla Visteon Climate Control Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
ForForAuthorize Board to Fix Remuneration of Internal Auditors
7
Telefonica Czech Republic AS
Meeting Date: 03/12/2014 Country: Czech Republic
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForApprove Meeting Procedures 2.1
ForForElect Meeting Officials 2.2
Shareholder Proposals
AbstainNoneRecall Lubomir Vinduska, Antonin Botlik, and Jiri Trupl from Supervisory Board
3
AbstainNoneElect Martin Stefunko, Ladislav Bartonicek, and Vladimir Mlynar as New Supervisory Board Members
4
AgainstNoneApprove Agreements with New Supervisory Board Members
5
AgainstNoneElect Members of Audit Committee 6
AgainstNoneApprove Agreements with New Members of Audit Committee
7
AgainstNoneAmend Articles of Association 8
Management Proposals
Close Meeting 9
Toll Brothers, Inc.
Meeting Date: 03/12/2014 Country: USA
Meeting Type: Annual
Page 176 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toll Brothers, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert I. Toll For For
ForForElect Director Bruce E. Toll 1.2
ForForElect Director Douglas C. Yearley, Jr. 1.3
ForForElect Director Robert S. Blank 1.4
ForForElect Director Edward G. Boehne 1.5
ForForElect Director Richard J. Braemer 1.6
ForForElect Director Christine N. Garvey 1.7
ForForElect Director Carl B. Marbach 1.8
ForForElect Director Stephen A. Novick 1.9
ForForElect Director Paul E. Shapiro 1.10
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/13/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors
For Do Not Vote
Do Not Vote
ForReelect Tomás Alfaro Drake as Director 2.1
Do Not Vote
ForReelect Carlos Loring Martínez de Irujo as Director
2.2
Do Not Vote
ForReelect José Luis Palao García-Suelto as Director
2.3
Do Not Vote
ForReelect Susana Rodríguez Vidarte as Director 2.4
Page 177 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director
2.5
Do Not Vote
ForAppoint Lourdes Máiz Carro as Director 2.6
Do Not Vote
ForAuthorize Share Repurchase Program 3
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
Do Not Vote
ForApprove Deferred Share Bonus Plan for FY 2014
5
Do Not Vote
ForFix Maximum Variable Compensation Ratio 6
Do Not Vote
ForRenew Appointment of Deloitte as Auditor 7
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
8
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 9
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors
1
ForForReelect Tomás Alfaro Drake as Director 2.1
ForForReelect Carlos Loring Martínez de Irujo as Director
2.2
ForForReelect José Luis Palao García-Suelto as Director
2.3
ForForReelect Susana Rodríguez Vidarte as Director 2.4
ForForRatify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director
2.5
ForForAppoint Lourdes Máiz Carro as Director 2.6
AgainstForAuthorize Share Repurchase Program 3
Page 178 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
ForForApprove Deferred Share Bonus Plan for FY 2014
5
ForForFix Maximum Variable Compensation Ratio 6
ForForRenew Appointment of Deloitte as Auditor 7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
CorpBanca
Meeting Date: 03/13/2014 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForAppoint Auditors 2
Do Not Vote
ForApprove Remuneration of Directors 3
Receive Report Regarding Related-Party Transactions
4
Do Not Vote
ForApprove Dividends of CLP 0.26 Per Share 5
Do Not Vote
ForApprove Company's Future Dividend Policy 6
Do Not Vote
ForApprove Remuneration and Budget of Directors' Committee; Receive Activity Reports of Directors' and Audit Committees
7
Do Not Vote
ForDesignate Newspaper to Publish Meeting Announcements
8
Page 179 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corporacion Inmobiliaria Vesta S.A.B. de C.V.
Meeting Date: 03/13/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve CEO's Report For For
ForForApprove Audited and Consolidated Financial Statements
2
ForForApprove Dividends 3
ForForApprove Board's Report 4
Present Report on Adherence to Fiscal Obligations
5
ForForApprove Report of Audit, Corporate Practices, Investment, Ethics, and Social and Environmental Responsibility Committees
6
AgainstForElect Directors; Elect Chairmen of Audit and Corporate Practices Committees
7
ForForApprove Remuneration of Directors and Members of Board Committees
8
Present Report on Cancellation of Issued Unsubscribed Shares Approved at EGM on May 30, 2013
9
ForForApprove Withdrawal of Powers 10
ForForAppoint Legal Representatives 11
F5 Networks, Inc.
Meeting Date: 03/13/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director A. Gary Ames For For
ForForElect Director Stephen Smith 1b
ForForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Page 180 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SGS SA
Meeting Date: 03/13/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Discharge of Board and Senior Management
3
ForForApprove Allocation of Income and Dividends of CHF 65 per Share
4
ForForAmend Certain Provisions of the Articles of Association
5a
ForForEliminate Supermajority Voting Requirement for Certain Types of Voting Resolutions
5b
AgainstForElect Sergio Marchionne as Director 6.1
ForForElect Paul Desmarais Jr. as Director 6.2
AgainstForElect August von Finck as Director 6.3
AgainstForElect August Francois von Finck as Director 6.4
AgainstForElect Ian Gallienne as Director 6.5
ForForElect Cornelius Grupp as Director 6.6
ForForElect Peter Kalantzis as Director 6.7
AgainstForElect Gerard Lemarche as Director 6.8
ForForElect Shelby du Pasquier as Director 6.9
ForForElect Sergio Marchionne as Board Chairman 6.10
AgainstForAppoint August von Finck as Member of the Compensation Committee
6.11
ForForAppoint Ian Gallienne as Member of the Compensation Committee
6.12
ForForAppoint Shelby du Pasquier as Member of the Compensation Committee
6.13
ForForRatify Deloitte SA as Auditors 7
ForForDesignate Jeandin & Defacqz as Independent Proxy
8
Page 181 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The ADT Corporation
Meeting Date: 03/13/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas Colligan For For
ForForElect Director Richard Daly 1b
ForForElect Director Timothy Donahue 1c
ForForElect Director Robert Dutkowsky 1d
ForForElect Director Bruce Gordon 1e
ForForElect Director Naren Gursahaney 1f
ForForElect Director Bridgette Heller 1g
ForForElect Director Kathleen Hyle 1h
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Innovation Group plc
Meeting Date: 03/13/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
AbstainForApprove Capital Raising 2
Alsea S.A.B. de C.V.
Meeting Date: 03/14/2014 Country: Mexico
Meeting Type: Annual
Page 182 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alsea S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For
ForApprove Annual Report on Operations Carried by Key Board Committees
2
ForElect or Ratify Directors, Key Management and Members of Board Committees
3
ForApprove Remuneration of Directors, Key Management and Members of Board Committees
4
ForSet Aggregate Nominal Share Repurchase Reserve; Present Report on Share Repurchase
5
ForAuthorize Board to Ratify and Execute Approved Resolutions
6
Alsea S.A.B. de C.V.
Meeting Date: 03/14/2014 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights
For
ForAuthorize Board to Ratify and Execute Approved Resolutions
2
Cheil Industries Inc.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share
For For
ForForElect Song Chang-Ryong as Inside Director 2
Page 183 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cheil Industries Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share
1
ForElect Song Chang-Ryong as Inside Director 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Cheil Worldwide Inc.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForRe-elect Kim Chun-Soo as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Allocation of Income
1
ForRe-elect Kim Chun-Soo as Inside Director 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForAuthorize Board to Fix Remuneration of Internal Auditor
4
Page 184 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daishin Securities Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Common Share, KRW 250 per Preferred Share 1 and KRW 200 per Preferred Share 2
For For
ForForAmend Articles of Incorporation 2
ForForReelect Two Inside Directors (Bundled) 3.1
ForForReelect Three Outside Directors (Bundled) 3.2
ForForRelect Lee In-Hyung as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Dongbu Insurance Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Three Outside Directors (Bundled) 3
ForForReelect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
1
Page 185 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dongbu Insurance Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles of Incorporation 2
ForReelect Three Outside Directors (Bundled) 3
ForReelect Two Members of Audit Committee 4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
DSV A/S
Meeting Date: 03/14/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Remuneration of Directors for 2014 in the Amount of DKK 1.2 Million for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 1.50 ($) Per Share
4
Do Not Vote
ForElect Kurt Larsen as Director 5.1
Do Not Vote
ForReelect Erik Pedersen as Director 5.2
Do Not Vote
ForReelect Annette Sadolin as Director 5.3
Do Not Vote
ForReelect Birgit Norgaard as Director 5.4
Do Not Vote
ForReelect Thomas Plenborg as Director 5.5
Do Not Vote
ForElect Robert Kledal as Director 5.6
Do Not Vote
ForRatify KPMG Statsautoriseret Revisionspartnerselskab as Auditors
6.1
Shareholder Proposals Submitted by Kjeld Beyer
Page 186 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DSV A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
AbstainRatify KMPG International, KPMG 2014 P/S as Auditors
6.2
Management Proposals
Do Not Vote
ForApprove DKK 3 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly
7.1
Do Not Vote
ForAmend Articles Re: Amend General Guidelines for Incentive Pay for Employees of DSV A/S
7.2
Do Not Vote
ForAmend Articles Re: Validity of Proxies Issued to Board of Directors
7.3
Do Not Vote
ForAmend Articles Re: Auditor Duties 7.4
Shareholder Proposals Submitted by Husmand Jensen og Hustrus Legat (Smallholder Jensen and Wife Scholarship Fund) c/o Kjeld Beyer
Do Not Vote
AgainstAmend Articles: Inclusion of Additional Financial Information Alongside Meeting Notice
7.5a
Do Not Vote
AgainstRequire No More than Three Menus to Access Financial Statements on Company Website
7.5b
Do Not Vote
AgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
7.5c
Other Business 8
E-MART Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Lee Gab-Soo as Inside Director 3.1
ForForElect Yang Choon-Man as Inside Director 3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 187 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
E-MART Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
1
ForAmend Articles of Incorporation 2
ForElect Lee Gab-Soo as Inside Director 3.1
ForElect Yang Choon-Man as Inside Director 3.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Meeting Date: 03/14/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting is for Class B Shareholders
ForForAccept Financial Statements and Statutory Reports
1
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income 3
ForForSet Aggregate Nominal Share Repurchase Reserve
4
ForForElect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration
5
ForForElect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
Page 188 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Meeting Date: 03/14/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Meeting is for Class B Shareholders
ForAccept Financial Statements and Statutory Reports
1
ForAccept Report on Adherence to Fiscal Obligations
2
ForApprove Allocation of Income 3
ForSet Aggregate Nominal Share Repurchase Reserve
4
ForElect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration
5
ForElect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration
6
ForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForApprove Minutes of Meeting 8
Hyundai Engineering & Construction Co Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Four Outside Directors(Bundled) 2
ForForElect Four Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 189 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Engineering & Construction Co Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
1
ForElect Four Outside Directors(Bundled) 2
ForElect Four Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Marine & Fire Insurance Company Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 550 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Kim Ho-Young as Outside Director 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 550 per Share
1
ForAmend Articles of Incorporation 2
ForElect Kim Ho-Young as Outside Director 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 190 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Mobis Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Motor Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
For For
ForForReelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director
2
ForForReelect Oh Se-Bin as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Securities Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Page 191 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Securities Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Gi-Seung as Inside Director 3.1
ForForElect Kim Sang-Nam as Outside Director 3.2
ForForElect Ha Won as Outside Director 3.3
ForForElect Doh Myung-Gook as Outside Director 3.4
ForForReelect Yoon Nam-Geun as Outside Director 3.5
ForForReelect Park William as Outside Director 3.6
ForForElect Jung Gi-Seung as Member of Audit Committee
4.1
ForForElect Doh Myung-Gook as Member of Audit Committee
4.2
ForForReelect Yoon Nam-Geun as Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForAmend Terms of Severance Payments to Executives
6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Allocation of Income
1
ForAmend Articles of Incorporation 2
ForElect Jung Gi-Seung as Inside Director 3.1
ForElect Kim Sang-Nam as Outside Director 3.2
ForElect Ha Won as Outside Director 3.3
ForElect Doh Myung-Gook as Outside Director 3.4
ForReelect Yoon Nam-Geun as Outside Director 3.5
ForReelect Park William as Outside Director 3.6
ForElect Jung Gi-Seung as Member of Audit Committee
4.1
Page 192 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Securities Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Doh Myung-Gook as Member of Audit Committee
4.2
ForReelect Yoon Nam-Geun as Member of Audit Committee
4.3
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForAmend Terms of Severance Payments to Executives
6
Hyundai Steel Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Kang Hak-Seo as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
1
ForElect Kang Hak-Seo as Inside Director 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Hyundai WIA Corp.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Page 193 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai WIA Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Dividend of KRW 500 per Share
For For
ForForElect Yoon Joon-Mo as Inside Director 2.1
ForForReelect Four Outside Directors (Bundled) 2.2
ForForReelect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Dividend of KRW 500 per Share
1
ForElect Yoon Joon-Mo as Inside Director 2.1
ForReelect Four Outside Directors (Bundled) 2.2
ForReelect Three Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Immofinanz AG
Meeting Date: 03/14/2014 Country: Austria
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement with BUWOG AG For Do Not Vote
Korea Electric Power Corp.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Special
Page 194 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Electric Power Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Koo Bon-Woo as Inside Director For For
ForForElect Cho Jeon-Hyuk as Member of Audit Committee
2.1
ForForElect Choi Kyo-Il as Member of Audit Committee
2.2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Koo Bon-Woo as Inside Director 1
ForElect Cho Jeon-Hyuk as Member of Audit Committee
2.1
ForElect Choi Kyo-Il as Member of Audit Committee
2.2
LG Chem Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Kim Se-Jin as Outside Director 3
ForForReelect Kim Se-Jin as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 195 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Chem Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Share
1
ForAmend Articles of Incorporation 2
ForReelect Kim Se-Jin as Outside Director 3
ForReelect Kim Se-Jin as Member of Audit Committee
4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
LG Electronics Inc.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Share
For For
ForForReelect Two Inside Directors and One NINED (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 200 per Share
1
ForReelect Two Inside Directors and One NINED (Bundled)
2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
LG Hausys Ltd
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Page 196 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Hausys Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,800 per Share
For For
ForForReelect Yoo Ji-Young as Non-independent Non-executive Director
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
LG Household & Health Care Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,750 per Share
For For
ForForElect Jung Ho-Young as Inside Director 2.1
ForForElect Pyo In-Soo as Outside Director 2.2
ForForElect Hahm Jae-Bong as Outside Director 2.3
ForForElect Han Sang-Lin as a Member of Audit Committee
3.1
ForForElect Pyo In-Soo as a Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 3,750 per Share
1
ForElect Jung Ho-Young as Inside Director 2.1
ForElect Pyo In-Soo as Outside Director 2.2
Page 197 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Household & Health Care Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Hahm Jae-Bong as Outside Director 2.3
ForElect Han Sang-Lin as a Member of Audit Committee
3.1
ForElect Pyo In-Soo as a Member of Audit Committee
3.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Innotek Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForElect Seong Tae-Yun as Outside Director 2.1
ForForElect Shin Hyun-Han as Outside Director 2.2
ForForReelect Kim Jung-Il as Outside Director 2.3
ForForReelect Lee Sang-Bong as Non independent Non executive Director
2.4
ForForElect Shin Hyun-Han as Member of Audit Committee
3.1
ForForReelect Kim Jung-Il as Member of Audit Committee
3.2
ForForElect Kim Jae-Jung as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Disposition of Loss
1
ForElect Seong Tae-Yun as Outside Director 2.1
ForElect Shin Hyun-Han as Outside Director 2.2
Page 198 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Innotek Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Kim Jung-Il as Outside Director 2.3
ForReelect Lee Sang-Bong as Non independent Non executive Director
2.4
ForElect Shin Hyun-Han as Member of Audit Committee
3.1
ForReelect Kim Jung-Il as Member of Audit Committee
3.2
ForElect Kim Jae-Jung as Member of Audit Committee
3.3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Uplus Corp.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 150 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect One Inside Director and Reelect One Outside Director
3
ForForReelect Member of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 150 per Share
1
ForAmend Articles of Incorporation 2
ForElect One Inside Director and Reelect One Outside Director
3
ForReelect Member of Audit Committee 4
Page 199 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Uplus Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
LIG Insurance Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Outside Directors and One NINED (Bundled)
3
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForAmend Terms of Severance Payments to Executives
6
Mapfre S.A.
Meeting Date: 03/14/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 2
ForForRatify Appointment of and Elect Catalina Miñarro Brugarolas as Director
3
ForForReelect Antonio Huertas Mejías as Director 4
AgainstForReelect Francisco Vallejo Vallejo as Director 5
ForForReelect Rafael Beca Borrego as Director 6
Page 200 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Rafael Fontoira Suris as Director 7
ForForReelect Andrés Jiménez Herradón as Director 8
ForForReelect Rafael Márquez Osorio as Director 9
ForForReelect Francisca Martín Tabernero as Director
10
ForForReelect Matías Salvá Bennasar as Director 11
ForForApprove Allocation of Income and Dividends 12
ForForAdvisory Vote on Remuneration Policy Report 13
ForForRenew Appointment of Ernst & Young as Auditor
14
ForForAuthorize President and Secretary to Ratify and Execute Approved Resolutions
15
ForForAuthorize Board to Clarify or Interpret Previous Agenda Items
16
ForForThank Individuals Who Loyally Contribute to Company's Management in FY 2013
17
Mirae Asset Securities Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 350 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Two Inside Directors (Bundled) 3.1
ForForReelect One and Elect Two Outside Directors (Bundled)
3.2
ForForReelect One Inside Director as Member of Audit Committee
4.1
ForForElect Two Outside Directors as Members of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForAmend Terms of Severance Payments to Executives
6
Page 201 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
POSCO
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,000 per Share
For For
ForForElect Kim Il-Sup as Outside Director 2.1.1
ForForElect Seon Woo-Young as Outside Director 2.1.2
ForForElect Ahn Dong-Hyun as Outside Director 2.1.3
ForForElect Kim Il-Sup as Member of Audit Committee
2.2.1
ForForElect Seon Woo-Young as Member of Audit Committee
2.2.2
ForForElect Kwon Oh-Joon as Inside Director 2.3.1
ForForElect Kim Jin-Il as Inside Director 2.3.2
ForForElect Lee Young-Hoon as Inside Director 2.3.3
ForForElect Yoon Dong-Joon as Inside Director 2.3.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 6,000 per Share
1
ForElect Kim Il-Sup as Outside Director 2.1.1
ForElect Seon Woo-Young as Outside Director 2.1.2
ForElect Ahn Dong-Hyun as Outside Director 2.1.3
ForElect Kim Il-Sup as Member of Audit Committee
2.2.1
ForElect Seon Woo-Young as Member of Audit Committee
2.2.2
ForElect Kwon Oh-Joon as Inside Director 2.3.1
ForElect Kim Jin-Il as Inside Director 2.3.2
ForElect Lee Young-Hoon as Inside Director 2.3.3
Page 202 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
POSCO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Yoon Dong-Joon as Inside Director 2.3.4
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
S-1 Corp.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,100 per Share
For For
ForForElect Two Inside Directors and One Non-independent Non-executive Director (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditors
4
Samsung C&T Corp.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForReelect Kim Shin as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 203 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung C&T Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
1
ForReelect Kim Shin as Inside Director 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Card Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Two Inside Directors and Elect Three Outside Directors (Bundled)
3
ForForReelect One Inside Director and Two Outside Directors as Members of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Samsung Electro-Mechanics Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share
For For
ForForReelect Han Min-Koo as Outside Director 2.1
ForForElect Kwon Tae-Gyun as Outside Director 2.2
ForForElect Choi Hyun-Ja as Outside Director 2.3
ForForElect Kwon Young-Noh as Inside Director 2.4
Page 204 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Electro-Mechanics Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kwon Tae-Gyun as Member of Audit Committee
3.1
ForForElect Choi Hyun-Ja as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share
1
ForReelect Han Min-Koo as Outside Director 2.1
ForElect Kwon Tae-Gyun as Outside Director 2.2
ForElect Choi Hyun-Ja as Outside Director 2.3
ForElect Kwon Young-Noh as Inside Director 2.4
ForElect Kwon Tae-Gyun as Member of Audit Committee
3.1
ForElect Choi Hyun-Ja as Member of Audit Committee
3.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Electronics Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Page 205 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Engineering Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Two Inside Directors and Reelect One Outside Director
2
ForForReelect Kim Sang-Hoon as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Allocation of Income
1
ForElect Two Inside Directors and Reelect One Outside Director
2
ForReelect Kim Sang-Hoon as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Fine Chemicals Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 300 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Sung In-Hee and Elect Shin Jung-Sik as Inside Directors (Bundled)
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 206 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Fine Chemicals Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Internal Auditor
5
Samsung Fire & Marine Insurance Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,750 per Share
For For
ForForRe-elect Shin Dong-Yeop as Outside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 2,750 per Share
1
ForRe-elect Shin Dong-Yeop as Outside Director 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Samsung Heavy Industries Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Yoon Young-Ho as Inside Director and Shin Jong-Gye as Outside Director (Bundled)
2
Page 207 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Heavy Industries Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kwak Dong-Hyo as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Life Insurance Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 850 per Share
For For
ForForElect Two Inside Directors and Three Outside Directors
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 850 per Share
1
ForElect Two Inside Directors and Three Outside Directors
2
ForElect Two Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung SDI Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Page 208 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung SDI Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Disposition of Loss, and Dividend of KRW 1,500 per Share
For For
ForForRe-elect Park Sang-Jin as Inside Director 2-1
ForForRe-elect Kim Sung-Jae as Outside Director 2-2
ForForRe-elect Kim Sung-Jae as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Disposition of Loss, and Dividend of KRW 1,500 per Share
1
ForRe-elect Park Sang-Jin as Inside Director 2-1
ForRe-elect Kim Sung-Jae as Outside Director 2-2
ForRe-elect Kim Sung-Jae as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Securities Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 100 per Share
For For
ForForReelect Yoo Young-Sang as Outside Director 2.1
ForForElect Kim Kyung-Soo as Outside Director 2.2
ForForElect Kim Nam-Soo as Inside Director 2.3
ForForElect Song Kyung-Chul as Inside Director 2.4
Page 209 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Securities Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Yoo Young-Sang as Member of Audit Committee
3.1
ForForElect Kim Sung-Jin as Member of Audit Committee
3.2
ForForElect Kim Kyung-Soo as Member of Audit Committee
3.3
ForForElect Song Kyung-Chul as Member of Audit Committee
3.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 100 per Share
1
ForReelect Yoo Young-Sang as Outside Director 2.1
ForElect Kim Kyung-Soo as Outside Director 2.2
ForElect Kim Nam-Soo as Inside Director 2.3
ForElect Song Kyung-Chul as Inside Director 2.4
ForReelect Yoo Young-Sang as Member of Audit Committee
3.1
ForElect Kim Sung-Jin as Member of Audit Committee
3.2
ForElect Kim Kyung-Soo as Member of Audit Committee
3.3
ForElect Song Kyung-Chul as Member of Audit Committee
3.4
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Techwin Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Page 210 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Techwin Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Kim Cheol-Gyo as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Shinsegae Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Park Joo-Hyung as Inside Director 3.1
ForForReelect Cho Geun-Ho as Outside Director 3.2
ForForReelect Cho Geun-Ho as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
TOTVS SA
Meeting Date: 03/14/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Page 211 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Directors 3
Do Not Vote
ForApprove Remuneration of Executive Officers and Non-Executive Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
1
ForApprove Allocation of Income and Dividends 2
ForElect Directors 3
ForApprove Remuneration of Executive Officers and Non-Executive Directors
4
TOTVS SA
Meeting Date: 03/14/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of W&D Participacoes SA For Do Not Vote
Do Not Vote
ForApprove Acquisition of 60 Percent of PRX Solucoes em Gestao Agroindustrial Ltda and P2RX Solucoes em Software S/S Ltda.
2
Do Not Vote
ForApprove Acquisition of 70 Percent of Ciashop Solucoes para Comercio Eletronico SA
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Acquisition of W&D Participacoes SA 1
ForApprove Acquisition of 60 Percent of PRX Solucoes em Gestao Agroindustrial Ltda and P2RX Solucoes em Software S/S Ltda.
2
ForApprove Acquisition of 70 Percent of Ciashop Solucoes para Comercio Eletronico SA
3
Page 212 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woori Investment & Securities Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 50 per Share
For For
ForForReelect Two Outside Directors (Bundled) 2
ForForReelect Shin Dong-Hyuk as a Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Wumart Stores Inc.
Meeting Date: 03/14/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of 1 Million Incentive Shares to Xu Ying, Xu Shao-chuan and Yu Jian-bo, and 500,000 Incentive Shares to Zhang Zheng-yang
For For
Bancolombia SA
Meeting Date: 03/17/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting/Verify Quorum
ForForApprove Meeting Agenda/Notice 2
ForForElect Meeting Approval Committee 3
ForForApprove Board and Chairman Reports 4
Page 213 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bancolombia SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPresent Individual and Consolidated Financial Statements
5
ForForAccept External Auditor's Report 6
ForForApprove Financial Statements and Management Report
7
ForForApprove Allocation of Income 8
AgainstForElect Directors 9
ForForApprove Remuneration of Directors 10
ForForAppoint Auditors for Period 2014-2016 11
ForForAuthorize Board to Fix Remuneration of Auditor
12
ForForApprove Donations 13
AgainstForOther Business (Voting) 14
Costain Group plc
Meeting Date: 03/17/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Capital Raising For Abstain
ForForApprove Increase in Borrowing Powers 2
ForForApprove Final Dividend 3
Daewoo International Corp.
Meeting Date: 03/17/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 300 per Share
For For
Page 214 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daewoo International Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Jeon Byung-Il as Inside Director 2.1.1
ForForElect Choi Jung-Woo as Inside Director 2.1.2
ForForReelect Jang In-Hwan as Non-independent Non-executive Director
2.2
ForForReelect Shin Jae-Hyun as Outside Director 2.3.1
ForForReelect Kim Young-Gul as Outside Director 2.3.2
ForForReelect Shin Jae-Hyun as Member of Audit Committee
3.1
ForForReelect Kim Young-Gul as Member of Audit Committee
3.2
ForForElect Yoo Chang-Moo as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Interserve plc
Meeting Date: 03/17/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of the Initial Facilities Services Business of Rentokil Initial plc
For Abstain
Macquarie Korea Infrastructure Fund
Meeting Date: 03/17/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Song Kyung-Soon as Supervisory Director
For For
ForForReelect Yoon Dae-Hee as Supervisory Director 2
ForForApprove the Use of Company Borrowings for Operating Purposes
3
Page 215 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Macquarie Korea Infrastructure Fund
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Future Refinancing of Borrowings the Proceeds of which are Used for Company's Operating Purposes
4
MegaFon OJSC
Meeting Date: 03/17/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Early Termination of Powers of Board of Directors
1
Elect Seven Directors via Cumulative Voting
AgainstNoneElect Gustav Bengtsson as Director 2.1
AgainstNoneElect Berndt Karlberg as Director 2.2
AgainstNoneElect Sergey Kulikov as Director 2.3
ForNoneElect Nikolay Krylov as Director 2.4
AgainstNoneElect Carl Luiga as Director 2.5
ForNoneElect Paul Myners as Director 2.6
ForNoneElect Jan Rudberg as Director 2.7
AgainstNoneElect Sergey Soldatenkov as Director 2.8
AgainstNoneElect Ingrid Stenmark as Director 2.9
AgainstNoneElect Vladimir Streshinsky as Director 2.10
AgainstNoneElect Bjorn Hannervall as Director 2.11
AgainstNoneElect Erik Hallberg as Director 2.12
AgainstNoneElect Jan Erixon as Director 2.13
Schindler Holding AG
Meeting Date: 03/17/2014 Country: Switzerland
Meeting Type: Annual
Page 216 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report (Non-Binding) 1.2
ForForApprove Allocation of Income and Dividends of CHF 2.20 per Share and Participation Certificate
2
ForForApprove Discharge of Board and Senior Management
3
AgainstForAdopt New Articles of Association 4
ForForApprove Fixed Remuneration of Board of Directors for the 2014 Financial Year in the Amount of CHF 8.2 Million
5.1
ForForApprove Fixed Remuneration of Executive Management for the 2014 Financial Year in the Amount of CHF 8.8 Million
5.2
ForForElect Juergen Tinggren as Director 6.1
ForForReelect Alfred Schindler as Director and Chairman of the Board of Directors
6.2
ForForReelect Luc Bonnard as Director 6.3
AgainstForReelect Hubertus von Gruenberg as Director and Member of the Remuneration Committee
6.4.1
ForForReelect Pius Baschera as Director and Member of the Remuneration Committee
6.4.2
ForForReelect Rudolf Fischer as Director and Member of the Remuneration Committee
6.4.3
ForForElect Monika Buetler as Director 6.5.1
ForForElect Carole Vischer as Director 6.5.2
ForForElect Karl Hofstetter as Director 6.5.3
ForForElect Anthony Nightingale as Director 6.5.4
ForForElect Rolf Schweiger as Director 6.5.5
ForForElect Klaus Wellershoff as Director 6.5.6
ForForDesignate Adrian von Segesser as Independent Proxy
6.6
ForForRatify Ernst & Young AG as Auditors 6.7
ForForApprove CHF 270,729 Reduction in Share Capital via Cancellation of Repurchased Shares
7.1
Page 217 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schindler Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove CHF 155,337 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates
7.2
Sunac China Holdings Ltd.
Meeting Date: 03/17/2014 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Post-IPO Share Option Scheme For For
ForForAmend Terms of the Options Granted under the Post-IPO Share Option Scheme
2
Anhanguera Educacional Participacoes S.A.
Meeting Date: 03/18/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Absorb Anhanguera Publicacoes e Comercio de Material Didatico Ltda.
For Do Not Vote
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Absorption of Anhanguera Publicacoes e Comercio de Material Didatico Ltda.
4
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 218 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Anhanguera Educacional Participacoes S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Agreement to Absorb Anhanguera Publicacoes e Comercio de Material Didatico Ltda.
1
ForAppoint Independent Firm to Appraise Proposed Transaction
2
ForApprove Independent Firm's Appraisal 3
ForApprove Absorption of Anhanguera Publicacoes e Comercio de Material Didatico Ltda.
4
ForAuthorize Board to Ratify and Execute Approved Resolutions
5
Banco Santander Brasil SA
Meeting Date: 03/18/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves for Bonus Issue
For Do Not Vote
Do Not Vote
ForApprove Reverse Stock Split 2
Do Not Vote
ForAmend Composition of Units Re: Reverse Stock Split
3
Do Not Vote
ForAmend Articles 5, 53, 56, and 57 to Reflect Changes in Capital
4
Do Not Vote
ForAmend Article 11 5
Do Not Vote
ForConsolidate Bylaws 6
Danske Bank A/S
Meeting Date: 03/18/2014 Country: Denmark
Meeting Type: Annual
Page 219 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 2.00 Per Share
3
Do Not Vote
ForReelect Ole Andersen as Director 4a
Do Not Vote
ForReelect Urban Bäckström as Director 4b
Do Not Vote
ForReelect Lars Förberg as Director 4c
Do Not Vote
ForReelect Jorn Jensen as Director 4d
Do Not Vote
ForReelect Carol Sergeant as Director 4e
Do Not Vote
ForReelect Jim Snabe as Director 4f
Do Not Vote
ForReelect Tront Westlie as Director 4g
Do Not Vote
ForElect Rolv Ryssdal as New Director 4h
Do Not Vote
ForRatify KPMG as Auditors 5
Do Not Vote
ForApprove Publication of Annual Report in English
6a
Do Not Vote
ForAmend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting
6b
Do Not Vote
ForAmend Articles Re: Registration by Name in Article 4.4
6c
Do Not Vote
ForAmend Articles Re: Board's Entitlement of Ballot to be Held
6d
Do Not Vote
ForAmend Articles Re: Proxy Requirement in Article 12
6e
Do Not Vote
ForAdopt Danske Invest A/S as Secondary Name 6f
Do Not Vote
ForAuthorize Share Repurchase Program 7
Page 220 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work
8
Do Not Vote
ForAmend Company's Remuneration Policy 9
Shareholder Proposals Submitted by Kjeld Beyer
Do Not Vote
AgainstRequire Inclusion of Certain Financial information to Meeting Notice
10a
Do Not Vote
AgainstRequire Annual Reports to be Available in Danish
10b
Do Not Vote
AgainstSimplify Access to Documents Available on Company's Website
10c
Do Not Vote
AgainstRequire Refreshments to be Available During Annual General Meeting
10d
Shareholder Proposals Submitted by Tommy Jonasson
Do Not Vote
AgainstEstablish Institution to Work on Integration of Copenhagen and Landskrona
11
Shareholder Proposals Submitted by Jorgen Dahlberg
Do Not Vote
AgainstRequire Bank to Always State the Most Recent Quoted Price on a Regulated Market
12a
Do Not Vote
AgainstRequire Bank to Never Set Trading Price of Its Share
12b
Do Not Vote
AgainstLimit Bank's Ability to Charge General Fees in Certain Cases
12c
Do Not Vote
AgainstRequire Customer Transactions to be Executed at Lowest Price
12d
Do Not Vote
AgainstAmend Articles Re: Include Norwegian and Swedish as Corporate Language
12e
Do Not Vote
AgainstAmend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting
12f
Do Not Vote
AgainstRequire Immediate Cash Payment of Hybrid Core Capital Raised in May 2009
12g
Do Not Vote
AgainstAmend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items
12h
Do Not Vote
AgainstAmend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot
12i
Shareholder Proposals Submitted by Carl Valentin Lehrmann
Page 221 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
AgainstRequire Danske Bank to Refrain from using Tax Havens
13a
Do Not Vote
AgainstRequest Danske Bank to take Position in Principle on Bank Secrecy
13b
Shareholder Proposals Submitted by Egon Geertsen
Do Not Vote
AgainstRemove Ole Andersen from the Board of Directors
14
Hiscox Ltd
Meeting Date: 03/18/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Return of Capital to Shareholders For Abstain
ForForAuthorise Issue of Equity with Pre-emptive Rights
2
ForForAuthorise Issue of Equity without Pre-emptive Rights
3
ForForAuthorise Market Purchase of New Ordinary Shares
4
Lenovo Group Limited
Meeting Date: 03/18/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Supply Annual Caps and Revised Royalty Annual Caps
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Page 222 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lenovo Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Revised Supply Annual Caps and Revised Royalty Annual Caps
1
PPC Ltd
Meeting Date: 03/18/2014 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolutions
ForForApprove Increase in Authorised Preference Shares
1
ForForAmend Memorandum of Incorporation 2
ForForPlace Authorised but Unissued Preference Shares under Control of Directors in Respect of the Initial Issue
3
ForForPlace Authorised but Unissued Preference Shares under Control of Directors in Respect of Subsequent Issues
4
ForForAuthorise Repurchase of PPC Black Managers Trust Shares
5
ForForAuthorise Repurchase of PPC Community Trust Funding SPV Shares
6
ForForAuthorise Repurchase of PPC Construction Industry Associations Trust Funding SPV Shares
7
ForForAuthorise Repurchase of PPC Education Trust Funding SPV Shares
8
ForForAuthorise Repurchase of PPC Team Benefit Trust Funding SPV Shares
9
ForForApprove Financial Assistance in Relation to the Settlement of Obligations Associated with the First BEE Transaction
10
ForForApprove Financial Assistance to PPC Phakamani Trust
11
ForForAuthorise Repurchase of PPC Phakamani Trust Repurchase Shares
12
Ordinary Resolutions
Page 223 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PPC Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForWaive All and Any Pre-emption Rights which the PPC Shareholders may be Entitled to Under the Current Memorandum of Incorporation in Connection with the Issue of Preference Shares Pursuant to the Preference Share Issue Programme
1
ForForApprove Issue of the Initial PPC Phakamani Trust Shares to PPC Phakamani Trust
2
The Bank of New York Mellon - TF Administradora Industrial S. de R.L. de C.V.
Meeting Date: 03/18/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of REITs - ISIN MXCFTE0B0005
ForApprove Financial Statements 1
ForApprove Annual Report 2
ForElect or Dismiss Members of Trust Technical Committee
3
ForAuthorize Board to Ratify and Execute Approved Resolutions
4
The Walt Disney Company
Meeting Date: 03/18/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan E. Arnold For For
ForForElect Director John S. Chen 1b
ForForElect Director Jack Dorsey 1c
ForForElect Director Robert A. Iger 1d
ForForElect Director Fred H. Langhammer 1e
Page 224 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Walt Disney Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Aylwin B. Lewis 1f
ForForElect Director Monica C. Lozano 1g
ForForElect Director Robert W. Matschullat 1h
ForForElect Director Sheryl K. Sandberg 1i
ForForElect Director Orin C. Smith 1j
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForProvide Right to Call Special Meeting 4
ForAgainstAdopt Proxy Access Right 5
ForAgainstPro-rata Vesting of Equity Awards 6
United Spirits Limited
Meeting Date: 03/18/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft Rehabilitation Scheme For For
Adcock Ingram Holdings Ltd
Meeting Date: 03/19/2014 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration of Non-Executive Directors for the Period 1 February 2013 to 31 January 2014
For For
ForForApprove Remuneration of Non-Executive Directors for the Period from 1 February 2014
2
Page 225 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agilent Technologies, Inc.
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Heidi Fields For For
ForForElect Director A. Barry Rand 1.2
ForForRatify Auditors 2
ForForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Bank Muscat SAOG
Meeting Date: 03/19/2014 Country: Oman
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Issuance of Bonds 1
ForForAuthorize Board to Execute Item 1 Above 2
ForForAuthorize Issuance of Meethaq Sukuk Program up to OMR 500 Million
3
ForForAuthorize Issuance of Sukuk by KSA Branch up to SAR 1 Billion
4
ForForAuthorize Board to Execute Items 3 and 4 Above
5
ForForApprove Issuance of Convertible Bonds with Preemptive Rights
6
Ordinary Business
ForForApprove Board Report on Company Operations
1
ForForApprove Corporate Governance Report 2
ForForAccept Financial Statements 3
ForForApprove Dividends 4
Page 226 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Muscat SAOG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Attendance Fees for Directors and Committees Members
5
ForForApprove Remuneration of Directors 6
ForForApprove Related Party Transactions 7
ForForApprove the Renewal of Related Party Transactions
8
ForForApprove Sharia Supervisory Board Report 9
ForForRatify Auditors and Fix Their Remuneration 10
Citycon Oyj
Meeting Date: 03/19/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive CEO's Review
6
Receive Auditor's Report 7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends of EUR 0.03 Per Share; Approve Capital Return of EUR 0.12 Per Share
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 70,000 for Vice Charmen and EUR 50,000 for Other Members; Approve Committee and Meeting Fees
11
ForForFix Number of Directors at Ten 12
Page 227 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Citycon Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Ronen Ashkenazi, Chaim Katzman, Bernd Knobloch, Kirsi Komi, Karine Ohana, Claes Ottosson, Per-Anders Ovin, Jorma Sonninen, Ariella Zochovitzky, and Yuval Yanai as Directors
13
ForForApprove Remuneration of Auditors 14
ForForRatify Ernst & Young as Auditors 15
AgainstForApprove Issuance of up to 75 Million Shares without Preemptive Rights
16
ForForAuthorize Repurchase of up to 20 Million Shares
17
Close Meeting 18
CommonWealth REIT
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Proxy Contest
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proxy (White Card)
Do Not Vote
ForRevoke Consent to Remove Existing Director William A. Lamkin
1.1
Do Not Vote
ForRevoke Consent to Remove Existing Director Joseph L. Morea
1.2
Do Not Vote
ForRevoke Consent to Remove Existing Director Adam D. Portnoy
1.3
Do Not Vote
ForRevoke Consent to Remove Existing Director Barry M. Portnoy
1.4
Do Not Vote
ForRevoke Consent to Remove Existing Director Frederick N Zeytoonjian
1.5
Do Not Vote
ForRevoke Consent to Remove Existing Director Ronald J. Artinian
1.6
Do Not Vote
ForRevoke Consent to Remove Existing Director Ann Logan
1.7
Do Not Vote
ForRevoke Consent to Remove Any Other Person 1.8
Dissident Proxy (Gold Card)
Do Not Vote
ForConsent to Remove Existing Director Barry M. Portnoy
1.1
Page 228 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CommonWealth REIT
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForConsent to Remove Existing Director Adam D. Portnoy
1.2
Do Not Vote
ForConsent to Remove Existing Director Joseph L. Morea
1.3
Do Not Vote
ForConsent to Remove Existing Director William A. Lamkin
1.4
Do Not Vote
ForConsent to Remove Existing Director Frederick N Zeytoonjian
1.5
Do Not Vote
ForConsent to Remove Existing Director Ronald J. Artinian
1.6
Do Not Vote
ForConsent to Remove Existing Director Ann Logan
1.7
Covidien plc
Meeting Date: 03/19/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Jose E. Almeida For For
ForForElect Director Joy A. Amundson 1b
ForForElect Director Craig Arnold 1c
ForForElect Director Robert H. Brust 1d
ForForElect Director Christopher J. Coughlin 1e
ForForElect Director Randall J. Hogan, III 1f
ForForElect Director Martin D. Madaus 1g
ForForElect Director Dennis H. Reilley 1h
ForForElect Director Stephen H. Rusckowski 1i
ForForElect Director Joseph A. Zaccagnino 1j
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAuthorize Market Purchases of Ordinary Shares
4
Page 229 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Covidien plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares
5
AgainstForRenew Director's Authority to Issue Shares 6
AgainstForRenew Director's Authority to Issue Shares for Cash
7
Domino Printing Sciences plc
Meeting Date: 03/19/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Peter Byrom as Director 5
ForForRe-elect Sir Mark Wrightson as Director 6
ForForRe-elect Sir David Brown as Director 7
ForForRe-elect Christopher Brinsmead as Director 8
ForForRe-elect Nigel Bond as Director 9
ForForRe-elect Andrew Herbert as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Page 230 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hewlett-Packard Company
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen For For
ForForElect Director Shumeet Banerji 1.2
ForForElect Director Robert R. Bennett 1.3
ForForElect Director Rajiv L. Gupta 1.4
ForForElect Director Raymond J. Lane 1.5
ForForElect Director Ann M. Livermore 1.6
ForForElect Director Raymond E. Ozzie 1.7
ForForElect Director Gary M. Reiner 1.8
ForForElect Director Patricia F. Russo 1.9
ForForElect Director James A. Skinner 1.10
ForForElect Director Margaret C. Whitman 1.11
ForForElect Director Ralph V. Whitworth 1.12
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstAgainstEstablish Board Committee on Human Rights 4
ITC Ltd.
Meeting Date: 03/19/2014 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Postal Ballot Meeting for Shareholders
ForForApprove Scheme of Arrangement 1
Page 231 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NB Global Floating Rate Income Fund Ltd
Meeting Date: 03/19/2014 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolution
ForForApprove Continuation of Company as Investment Trust
1
Special Resolution
ForForAdopt New Articles of Incorporation 2
Safestore Holdings plc
Meeting Date: 03/19/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint PricewaterhouseCoopers LLP as Auditors
2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForApprove Final Dividend 4
ForForRe-elect Alan Lewis as Director 5
ForForRe-elect Keith Edelman as Director 6
ForForRe-elect Frederic Vecchioli as Director 7
ForForRe-elect Adrian Martin as Director 8
ForForElect Andy Jones as Director 9
ForForElect Ian Krieger as Director 10
ForForApprove Remuneration Report 11
ForForApprove Remuneration Policy 12
ForForAuthorise EU Political Donations and Expenditure
13
Page 232 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Safestore Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForApprove Scrip Dividend 15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Souza Cruz S.A.
Meeting Date: 03/19/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForApprove Remuneration of Executive Officers and Non-Executive Directors
4
Do Not Vote
ForInstall Fiscal Council 5
Do Not Vote
ForElect Fiscal Council Members and Approve their Remuneration
6
Souza Cruz S.A.
Meeting Date: 03/19/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 10 For Do Not Vote
Page 233 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sponda Oyj
Meeting Date: 03/19/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports; Receive CEO's Review
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.18 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 60,000 for Chairman, EUR 36,000 for Vice Chairman, and EUR 31,200 for Other Directors; Approve Attendance Fees for Board and Committee Work
10
ForForFix Number of Directors at Seven 11
AgainstForReelect Kaj-Gustaf Bergh, Christian Elfving, Juha Laaksonen, Arja Talma, and Raimo Valo as Directors; Elect Paul Hartwall and Leena Laitinen as New Directors
12
ForForApprove Remuneration of Auditors 13
ForForAppoint Esa Kailiala and KPMG as Auditors and Lasse Holopainen as Deputy Auditor
14
ForForAmend Articles Re: Convocation of General Meeting
15
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 28.3 Million Shares without Preemptive Rights
17
Close Meeting 18
Page 234 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starbucks Corporation
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Election Of Director Howard Schultz For For
ForForElection Of Director William W. Bradley 1b
ForForElection Of Director Robert M. Gates 1c
ForForElection Of Director Mellody Hobson 1d
ForForElection Of Director Kevin R. Johnson 1e
ForForElection Of Director Olden Lee 1f
ForForElection Of Director Joshua Cooper Ramo 1g
ForForElection Of Director James G. Shennan, Jr. 1h
ForForElection Of Director Clara Shih 1i
ForForElection Of Director Javier G. Teruel 1j
ForForElection Of Director Myron E. Ullman, III 1k
ForForElection Of Director Craig E. Weatherup 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
AgainstAgainstProhibit Political Spending 4
ForAgainstRequire Independent Board Chairman 5
Swedbank AB
Meeting Date: 03/19/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Page 235 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
Do Not Vote
ForAccept Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 10.10 Per Share
9
Do Not Vote
ForApprove Discharge of Board and President 10
Do Not Vote
ForDetermine Number of Members ´(9) and Deputy Members of Board
11
Do Not Vote
ForApprove Remuneration of Directors; Approve Remuneration of Auditors
12
Do Not Vote
ForReelect Ulrika Francke, Göran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundström (chair), Karl-Henrik Sundström, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director
13
Do Not Vote
ForRatify Deloitte as Auditors 14
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Do Not Vote
ForAmend Articles Re: Remove References to Preference Shares and C Shares
17
Do Not Vote
ForAuthorize Repurchase Authorization for Trading in Own Shares
18
Do Not Vote
ForAuthorize General Share Repurchase Program 19
Do Not Vote
ForApprove Issuance of Convertibles without Preemptive Rights
20
Page 236 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Common Deferred Share Bonus Plan 21a
Do Not Vote
ForApprove Deferred Share Bonus Plan for Key Employees
21b
Do Not Vote
ForApprove Equity Plan Financing to Participants of 2014 and Previous Programs
21c
Shareholder Proposals From Thorwald Arvidsson and Tommy Jonasson
Do Not Vote
NoneApprove Special Investigation into Carl Erik Stålberg's Time as Chairman as well as the Reasonableness of his Pension Agreement
22
Do Not Vote
NoneApprove Formation of a Landskrona-Ven-Copenhagen Integration Institute
23
Close Meeting 24
Almacenes Exito S.A.
Meeting Date: 03/20/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForPresent Board of Directors and Chairman's Report
4
ForForPresent Individual and Consolidated Financial Statements and Statutory Reports
5
ForForPresent Auditor's Report 6
ForForApprove Management Report, Financial Statements and Statutory Reports
7
ForForApprove Remuneration of Directors 8
AgainstForElect Directors 9
ForForAppoint Auditors 10
ForForApprove Allocation of Income 11.1
ForForApprove Donations 11.2
Page 237 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Almacenes Exito S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Bylaws 11.3
ForForApprove General Meeting Regulations 11.4
AgainstForOther Business 12
Bankinter S.A.
Meeting Date: 03/20/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Deloitte as Auditor 4
ForForReelect Cartival SA as Director 5.1
AgainstForFix Number of Directors at Ten 5.2
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1 Billion
6
ForForApprove Stock-for-Salary/Bonus Plan 7.1
ForForApprove Deferred Share Bonus Plan 7.2
ForForFix Maximum Variable Compensation Ratio 7.3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
Carlsberg
Meeting Date: 03/20/2014 Country: Denmark
Meeting Type: Annual
Page 238 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carlsberg
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Publication of Annual Report in English
For Do Not Vote
Receive Report of Board 2
Do Not Vote
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 8.00 Per Share
4
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
5a
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 1,400,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
5b
Do Not Vote
ForAuthorize Share Repurchase Program 5c
Shareholder Proposals Submitted by Kjeld Beyer
Do Not Vote
AgainstRequire Inclusion of Certain Financial information to Meeting Notice
5d1
Do Not Vote
AgainstRequire Availability of Certain Reports in Danish for Five Years on Company Website
5d2
Do Not Vote
AgainstSimplify Access to Documents Available on Company's Website
5d3
Do Not Vote
AgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
5d4
Management Proposals
Do Not Vote
ForReelect Flemming Besenbacher as Director 6a
Do Not Vote
ForReelect Jess Soderberg as Director 6b
Do Not Vote
ForReelect Lars Stemmerik as Director 6c
Do Not Vote
ForReelect Richard Burrows as Director 6d
Do Not Vote
ForReelect Cornelis Job van der Graaf as Director 6e
Do Not Vote
ForReelect Donna Cordner as Director 6f
Do Not Vote
ForReelect Elisabeth Fleuriot as Director 6g
Page 239 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carlsberg
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Soren-Peter Olesen as Director 6h
Do Not Vote
ForReelect Nina Smith as Director 6i
Do Not Vote
ForElect Carl Bache as Director 6j
Do Not Vote
ForRatify KPMG 2014 P/S as Auditors 7
Castellum AB
Meeting Date: 03/20/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6a
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
6b
Do Not Vote
ForAccept Financial Statements and Statutory Reports
7
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 4.25 Per Share
8
Do Not Vote
ForApprove Discharge of Board and President 9
Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors
10
Page 240 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Castellum AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForDetermine Number of Members (7) and Deputy Members (0) of Board; Determine Number of Auditors (2) and Deputy Auditors (1)
11
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 585,000 for Chairman, and SEK 275,000 for Other Directors; Approve Remuneration for Committee Work
12
Do Not Vote
ForReelect Charlotte Stromberg (Chair), Per Berggren, Marianne Alexandersson, Christer Jacobson, Jan-Ake Jonsson, And Johan Skoglund as Directors; Elect Nina Linander as New Director
13
Do Not Vote
ForAppoint Magnus Fredmer (Ernst & Young) And Hans Waren (Deliotte) as Auditors and Fredrik Walmeus (Deloitte) as Deputy Auditor
14
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee
15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
17
CEMEX S.A.B. de C.V.
Meeting Date: 03/20/2014 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForExpand Corporate Purpose and Amend Article 2 Accordingly
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Page 241 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForExpand Corporate Purpose and Amend Article 2 Accordingly
1
ForAuthorize Board to Ratify and Execute Approved Resolutions
2
CEMEX S.A.B. de C.V.
Meeting Date: 03/20/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 2
ForForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
AgainstForElect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees
4
ForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Page 242 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForApprove Financial Statements and Statutory Reports
1
ForApprove Allocation of Income 2
ForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
ForElect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees
4
ForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForAuthorize Board to Ratify and Execute Approved Resolutions
6
CEMEX S.A.B. de C.V.
Meeting Date: 03/20/2014 Country: Mexico
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Annual Meeting
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 2
Page 243 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
AgainstForElect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees
4
ForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Special Meeting
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForExpand Corporate Purpose and Amend Article 2 Accordingly
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Chemring Group plc
Meeting Date: 03/20/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Andy Hamment as Director 5
ForForElect Nigel Young as Director 6
ForForRe-elect Peter Hickson as Director 7
ForForRe-elect Steve Bowers as Director 8
Page 244 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chemring Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sarah Ellard as Director 9
ForForRe-elect Ian Much as Director 10
ForForRe-elect Vanda Murray as Director 11
ForForRe-elect Mark Papworth as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
China Mengniu Dairy Co., Ltd.
Meeting Date: 03/20/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Subscription Agreement, Specific Mandate, Whitewash Waiver, and Related Transactions
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Subscription Agreement, Specific Mandate, Whitewash Waiver, and Related Transactions
1
Crest Nicholson Holdings plc
Meeting Date: 03/20/2014 Country: United Kingdom
Meeting Type: Annual
Page 245 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crest Nicholson Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect William Rucker as Director 3
ForForElect Stephen Stone as Director 4
ForForElect Patrick Bergin as Director 5
ForForElect Jim Pettigrew as Director 6
ForForElect Malcolm McCaig as Director 7
ForForElect Pam Alexander as Director 8
ForForAppoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Remuneration Report 11
ForForApprove Remuneration Policy 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Getinge AB
Meeting Date: 03/20/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Page 246 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Getinge AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Consolidated Financial Statements and Statutory Reports
7b
Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7c
Receive Board's Dividend Proposal 7d
Receive Board and Board Committee Reports 8
Receive President's Report 9
Do Not Vote
ForAccept Financial Statements and Statutory Reports
10
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 4.15 Per Share
11
Do Not Vote
ForApprove Discharge of Board and President 12
Do Not Vote
ForDetermine Number of Members (8) and Deputy Members (0) of Board
13
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1.1 Million for Chairman and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work
14
Do Not Vote
ForReelect Carl Bennet (Chairman), Johan Bygge, Cecilia Wennborg, Carola Lemne, Johan Malmquist, Johan Stern, and Maths Wahlstrom as Directors; Elect Malin Persson as New Director
15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Do Not Vote
ForChange Location of Headquarters to Gothenburg Municipality; Change Location of General Meeting to Gothenburg Municipality and Halmstad Municipality
17
Close Meeting 18
Page 247 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Meeting Date: 03/20/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report (Non-Binding) 2
ForForApprove Allocation of Income and Dividends of CHF 47.00 per Share
3
ForForApprove Discharge of Board and Senior Management
4
ForForAmend Articles Re: Removal of Registration and Voting Rights Restrictions
5.1
ForForAmend Articles Re: Convening AGM 5.2
ForForAmend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies
5.3
ForForReelect Juerg Witmer as Director 6.1.1
ForForReelect Andre Hoffmann as Director 6.1.2
ForForReelect Lilian Biner as Director 6.1.3
ForForReelect Peter Kappeler as Director 6.1.4
ForForReelect Thomas Rufer as Director 6.1.5
ForForReelect Nabil Sakkab as Director 6.1.6
ForForElect Werner Bauer as Director 6.2.1
ForForElect Calvin Greider as Director 6.2.2
ForForElect Juerg Witmer as Board Chairman 6.3
ForForElect Andre Hoffmann as Member of the Remuneration Committee
6.4.1
ForForElect Peter Kappeler as Member of the Remuneration Committee
6.4.2
ForForElect Werner Bauer as Member of the Remuneration Committee
6.4.3
ForForDesignate Manuel Isler as Independent Proxy 6.5
ForForRatify Deloitte SA as Auditors 6.6
ForForApprove Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding)
7.1
Page 248 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding)
7.2.1
ForForApprove Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding
7.2.2
Hufvudstaden AB
Meeting Date: 03/20/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForApprove Agenda of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive President's Report 7
Receive Financial Statements and Statutory Reports
8
Do Not Vote
ForAccept Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 2.75 Per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Do Not Vote
ForDetermine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0)
12
Page 249 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hufvudstaden AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Non-executive Directors; Approve Remuneration of Auditors
13
Do Not Vote
ForReelect Claes Boustedt, Bengt Braun, Peter Egardt, Louise Lindh, Fredrik Lundberg, Hans Mertzig, Sten Peterson, Anna-Greta Sjoberg, and Ivo Stopner as Directors; Elect KPMG as Auditor
14
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Do Not Vote
ForAuthorize Repurchase of Class A Shares up to Ten Percent of Total Issued Share Capital and Reissuance of Class A Shares Without Preemptive Rights
16
Close Meeting 17
Hulic Co., Ltd.
Meeting Date: 03/20/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 4
For For
ForForAmend Articles to Amend Business Lines 2
ForForElect Director Nishiura, Saburo 3.1
ForForElect Director Shiga, Hidehiro 3.2
ForForElect Director Furuichi, Shinji 3.3
ForForElect Director Kobayashi, Hajime 3.4
ForForElect Director Maeda, Takaya 3.5
ForForElect Director Miyajima, Tsukasa 3.6
ForForElect Director Yamada, Hideo 3.7
ForForElect Director Fukushima, Atsuko 3.8
ForForElect Director Sato, Masatoshi 3.9
AgainstForAppoint Statutory Auditor Sekiguchi, Kenichi 4
Page 250 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Klabin S.A.
Meeting Date: 03/20/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
1
Do Not Vote
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Kyowa Hakko Kirin Co Ltd
Meeting Date: 03/20/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12.5
For For
ForForElect Director Hanai, Nobuo 2.1
ForForElect Director Kawai, Hiroyuki 2.2
ForForElect Director Tachibana, Kazuyoshi 2.3
ForForElect Director Nishino, Fumihiro 2.4
ForForElect Director Mikayama, Toshifumi 2.5
AgainstForElect Director Nakajima, Hajime 2.6
ForForElect Director Nishikawa, Koichiro 2.7
ForForAppoint Statutory Auditor Yamazaki, Nobuhisa 3
ForForApprove Deep Discount Stock Option Plan 4
Malaysia Airports Holdings Bhd
Meeting Date: 03/20/2014 Country: Malaysia
Meeting Type: Annual
Page 251 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Malaysia Airports Holdings Bhd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend of up to MYR 0.0635 Per Share but Not Less Than MYR 0.0578 Per Share
2
ForForApprove Remuneration of Directors 3
ForForElect Yam Kong Choy as Director 4
ForForElect Zalekha binti Hassan as Director 5
ForForElect Rosli bin Abdullah as Director 6
ForForElect Long See Wool as Director 7
ForForElect Mohd Izani bin Ghani as Director 8
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForApprove Issuance of New Ordinary Shares Under the Dividend Reinvestment Plan
11
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1
ForApprove Final Dividend of up to MYR 0.0635 Per Share but Not Less Than MYR 0.0578 Per Share
2
ForApprove Remuneration of Directors 3
ForElect Yam Kong Choy as Director 4
ForElect Zalekha binti Hassan as Director 5
ForElect Rosli bin Abdullah as Director 6
ForElect Long See Wool as Director 7
ForElect Mohd Izani bin Ghani as Director 8
ForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
9
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Page 252 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Malaysia Airports Holdings Bhd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Issuance of New Ordinary Shares Under the Dividend Reinvestment Plan
11
Nordea Bank AB
Meeting Date: 03/20/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Do Not Vote
ForAccept Financial Statements and Statutory Reports
7
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.43 Per Share
8
Do Not Vote
ForApprove Discharge of Board and President 9
Do Not Vote
ForDetermine Number of Members (9) and Deputy Members (0) of Board
10
Do Not Vote
ForFix Number of Auditors at One 11
Do Not Vote
ForApprove Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Do Not Vote
ForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director
13
Page 253 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify KPMG as Auditors 14
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Do Not Vote
ForApprove Issuance of Convertible Instruments without Preemptive Rights
16
Do Not Vote
ForAuthorize Share Repurchase Program 17a
Do Not Vote
ForAuthorize Reissuance of Repurchased Shares 17b
Do Not Vote
ForAuthorize Repurchase of Shares in Connection with Securities Trading
18
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Do Not Vote
ForFix Maximum Variable Compensation Ratio 20
Shareholder Proposals Submitted by Thorwald Arvidsson and Tommy Jonasson
Do Not Vote
NoneApprove Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act
21
Do Not Vote
AgainstAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Novo Nordisk A/S
Meeting Date: 03/20/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million
3.1
Page 254 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work
3.2
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 4.5 Per Share
4
Do Not Vote
ForElect Goran Ando (Chairman) as Director 5.1
Do Not Vote
ForElect Jeppe Christiansen (Vice Chairman) as New Director
5.2
Do Not Vote
ForElect Bruno Angelici as Director 5.3a
Do Not Vote
ForElect Liz Hewitt as Director 5.3b
Do Not Vote
ForElect Thomas Koestler as Director 5.3c
Do Not Vote
ForElect Helge Lund as Director 5.3d
Do Not Vote
ForElect Hannu Ryopponen as Director 5.3e
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6
Do Not Vote
ForApprove DKK 20 Million Reduction in Class B Share Capital via Share Cancellation
7.1
Do Not Vote
ForAuthorize Share Repurchase Program 7.2
Do Not Vote
ForApprove Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024
7.3
Do Not Vote
ForApprove Publication of Annual Report in English
7.4.1
Do Not Vote
ForChange Language of Annual Meeting to English
7.4.2
Do Not Vote
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.5
Shareholder Proposals Submitted by Kjeld Beyer
Do Not Vote
AgainstProvide Financial Information in Notice to Convene AGM
8.1
Do Not Vote
AgainstPublish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years
8.2
Page 255 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
AgainstSimplify Access to Documents Available on Company's Website
8.3
Do Not Vote
AgainstRequire Refreshments to be Available During Annual General Meeting
8.4
Other Business 9
Pohjola Bank plc
Meeting Date: 03/20/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.67 per A Share and EUR 0.64 per K share
8
ForForApprove Discharge of Board and President 9
ForForApprove Monthly Remuneration of Directors in the Ammount of EUR 8,000 for Chairman, EUR 5,500 for Vice Chairman, and EUR 4,500 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at 8 11
ForForReelect Jukka Hienonen, Jukka Hulkkonen, Mirja-Leena Kullberg, Marjo Partio, Harri Sailas, and Tom von Weymarn as Directors; Ratify Reijo Karhinen (Chair) and Tony Vepsalainen (Deputy Chair) as Directors
12
AgainstForApprove Remuneration of Auditors 13
Page 256 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pohjola Bank plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify KPMG as Auditors 14
ForForApprove Issuance of up to 24 Million Series A Shares and 6 Million Series K Shares without Preemptive Rights
15
Close Meeting 16
Premier Foods plc
Meeting Date: 03/20/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve JV Transaction For Abstain
AbstainForApprove Capital Raising 2
AbstainForApprove Subscription by Warburg Pincus of Placing Shares Pursuant to the Placing
3
S.P. Setia Bhd.
Meeting Date: 03/20/2014 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend of MYR 0.07 Per Share For For
ForForElect Narayanan A/L Govindasamy as Director 2
ForForElect Voon Tin Yow as Director 3
ForForElect Ismail Bin Adam as Director 4
ForForElect Khor Chap Jen as Director 5
ForForElect Zainal Abidin Bin Jamal as Director 6
ForForElect Mohd Zahid Bin Mohd Noordin as Director
7
ForForApprove Remuneration of Directors 8
Page 257 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
S.P. Setia Bhd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Mazars as Auditors and Authorize Board to Fix Their Remuneration
9
AbstainForApprove Narayanan A/L Govindasamy to Continue Office as Independent Non-Executive Director
10
AbstainForApprove Ismail Bin Adam to Continue Office as Independent Non-Executive Director
11
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
12
S.P. Setia Bhd.
Meeting Date: 03/20/2014 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividend Reinvestment Plan For For
Sulzer AG
Meeting Date: 03/20/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 1.2
ForForApprove Allocation of Income and Dividends of 3.20 CHF per Share
2
ForForApprove Discharge of Board and Senior Management
3
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
4
ForForReelect Thomas Glanzmann as Director 5.1.1
ForForReelect Jill Lee as Director 5.1.2
Page 258 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sulzer AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Marco Musetti as Director 5.1.3
ForForReelect Luciano Respini as Director 5.1.4
ForForReelect Klaus Sturany as Director 5.1.5
ForForElect Peter Loescher as Director and Chairman of the Board of Directors
5.2
ForForElect Matthias Bichsel as Director 5.3
ForForAppoint Thomas Glanzmann as Member of the Compensation Committee
6.1
ForForAppoint Marco Musetti as Member of the Compensation Committee
6.2
ForForAppoint Luciano Respini as Member of the Compensation Committee
6.3
ForForRatify KPMG Ltd as Auditors 7
ForForDesignate Proxy Voting Services GmbH as Independent Proxy
8
Wal-Mart de Mexico S.A.B. de C.V.
Meeting Date: 03/20/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Board of Directors' Report For For
ForForApprove CEO's Reports 1b
ForForApprove Report of Audit and Corporate Practices Committees
1c
ForForApprove Report on Adherence to Fiscal Obligations
1d
ForForApprove Report Re: Employee Stock Purchase Plan
1e
ForForApprove Report on Share Repurchase Reserves
1f
ForForApprove Report on Wal-Mart de Mexico Foundation
1g
ForForApprove Consolidated Financial Statements 2
ForForApprove Allocation of Income and Dividends 3
Page 259 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wal-Mart de Mexico S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Reduction in Share Capital via Cancellation of Treasury Shares
4
ForForElect or Ratify Directors, Chairmen of Audit and Corporate Governance Committees; Approve Their Remuneration
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
AmorePacific Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 6,500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Kim Sung-Soo as Outside Director 3
ForForElect Namgoong Eun as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 6,500 per Share
1
ForAmend Articles of Incorporation 2
ForElect Kim Sung-Soo as Outside Director 3
ForElect Namgoong Eun as Member of Audit Committee
4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 260 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amorepacific Group Inc.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Baek Jung-Gi as Inside Director 3.1
ForForReelect Shin Dong-Yup as Outside Director 3.2
ForForReappoint Kim Sung-Ho as Internal Auditor 4
ForForApprove Total Remuneration of Inside Directors and Outside Director
5
ForForAuthorize Board to Fix Remuneration of Internal Auditor
6
Andritz AG
Meeting Date: 03/21/2014 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Do Not Vote
ForApprove Allocation of Income 2
Do Not Vote
ForApprove Discharge of Management Board 3
Do Not Vote
ForApprove Discharge of Supervisory Board 4
Do Not Vote
ForApprove Remuneration of Supervisory Board Members
5
Do Not Vote
ForRatify Auditors 6
Do Not Vote
ForElect Monika Kircher as Supervisory Board Member
7a
Do Not Vote
ForElect Ralf Dieter as Supervisory Board Member
7b
Page 261 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Andritz AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Stock Option Plan for Key Employees 8
Do Not Vote
ForAmend Articles Re: Participation in the General Meeting
9
Bankia SA
Meeting Date: 03/21/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Standalone Financial Statements For For
ForForApprove Consolidated Financial Statements 1.2
ForForApprove Discharge of Board 1.3
ForForApprove Allocation of Income 1.4
ForForAmend Articles Re: Shareholders Rights and Share Capital Increase
2.1
ForForAmend Articles Re: General Meeting Regulations
2.2
ForForAmend Articles Re: Board Functioning 2.3
ForForAmend Articles Re: Board Committees 2.4
ForForAmend Articles Re: Corporate Governance Annual Report and Company Website
2.5
ForForAmend Articles of General Meeting Regulations Re: Publication and Announcement of General Meeting Notice
3.1
ForForAmend Articles of General Meeting Regulations Re: Shareholder Right to Information
3.2
ForForAmend Articles of General Meeting Regulations Re: Proceeding of General Meetings
3.3
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 5 Billion
5
Page 262 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankia SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 45 Billion
6
AgainstForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
Receive Amendments to Board of Directors' Regulations
10
Cementos Argos SA
Meeting Date: 03/21/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum For For
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
Present Board of Directors and Chairman's Report
4
Present Financial Statements 5
Present Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends 8
Report on International Financial Standards 9
AgainstForAmend Bylaws 10
AgainstForElect Directors and Approve Their Remuneration
11
ForForAppoint Auditors and Fix Their Remuneration 12
ForForApprove Donations 13
AgainstForOther Business 14
Page 263 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ CheilJedang Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,800 per Share
For For
ForForReelect Kim Chul-Ha as Inside Director 2.1
ForForElect Bang Young-Joo as Outside Director 2.2
ForForElect Bang Young-Joo as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForApprove Spin-Off Agreement 5
CJ Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 950 per Share
For For
ForForElect Lee Chae-Wook as Inside Director 2.1
ForForElect Kang Dae-Hyung as Outside Director 2.2
ForForElect Kim Jong-Yool as Outside Director 2.3
ForForReelect Lee Sang-Don as Outside Director 2.4
ForForElect Kang Dae-Hyung as Member of Audit Committee
3.1
ForForElect Kim Jong-Yool as Member of Audit Committee
3.2
ForForReelect Lee Sang-Don as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 264 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CJ Korea Express Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForAmend Articles of Incorporation 2
ForForElect Shin Hyun-Jae as Inside Director 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
CJ O Shopping Co Ltd
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Share
For For
ForForReelect Lee Hae-Sun as Inside Director 2.1
ForForElect Byun Dong-Sik as Inside Director 2.2
ForForElect Huh Min-Hoe as Inside Director 2.3
ForForElect Huh Hoon as Inside Director 2.4
ForForReelect Kim Jae-Chun as Outside Director 2.5
ForForElect Kim Jae-Chun as a Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Coway Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 265 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coway Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,660 per Share
For For
ForForApprove Stock Option Grants For Board Directors
2
ForForApprove Stock Option Grants For Executives 3
ForForAmend Articles of Incorporation 4
ForForReelect Two Outside Directors (Bundled) 5
ForForApprove Total Remuneration of Inside Directors and Outside Director
6
ForForAuthorize Board to Fix Remuneration of Internal Auditor
7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,660 per Share
1
ForApprove Stock Option Grants For Board Directors
2
ForApprove Stock Option Grants For Executives 3
ForAmend Articles of Incorporation 4
ForReelect Two Outside Directors (Bundled) 5
ForApprove Total Remuneration of Inside Directors and Outside Director
6
ForAuthorize Board to Fix Remuneration of Internal Auditor
7
Daelim Industrial Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 266 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daelim Industrial Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 100 per Share
For For
ForForReelect Lee Hae-Wook as Inside Director 2.1
ForForElect Kim Dong-Soo as Inside Director 2.2
ForForElect Lee Chul-Gyun as Inside Director 2.3
ForForElect Kim Jae-Yuel as Inside Director 2.4
ForForReelect Oh Soo-Geun as Outside Director 2.5
ForForReelect Shin Young-Joon as Outside Director 2.6
ForForReelect Lim Sung-Kyun as Outside Director 2.7
ForForReelect Chang Dal-Joong as Outside Director 2.8
ForForElect Kim Tae-Hee as Outside Director 2.9
ForForReelect Oh Soo-Geun as Member of Audit Committee
3.1
ForForReelect Lim Sung-Kyun as Member of Audit Committee
3.2
ForForElect Shin Young-Joon as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 100 per Share
1
ForReelect Lee Hae-Wook as Inside Director 2.1
ForElect Kim Dong-Soo as Inside Director 2.2
ForElect Lee Chul-Gyun as Inside Director 2.3
ForElect Kim Jae-Yuel as Inside Director 2.4
ForReelect Oh Soo-Geun as Outside Director 2.5
ForReelect Shin Young-Joon as Outside Director 2.6
ForReelect Lim Sung-Kyun as Outside Director 2.7
ForReelect Chang Dal-Joong as Outside Director 2.8
Page 267 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daelim Industrial Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Kim Tae-Hee as Outside Director 2.9
ForReelect Oh Soo-Geun as Member of Audit Committee
3.1
ForReelect Lim Sung-Kyun as Member of Audit Committee
3.2
ForElect Shin Young-Joon as Member of Audit Committee
3.3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
DGB Financial Group Co Ltd
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 280 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Park In-Gyu as Inside Director 3.1
ForForReelect Park Dong-Gwan as Inside Director 3.2
ForForReelect Lee Jung-Do as Ourside Director 3.3
ForForElect Cho Hae-Nyung as Outside Director 3.4
ForForReelect Jang Ik-Hyun as Outside Director 3.5
ForForReelect Lee Ji-Un as Outside Director 3.6
ForForReelect Lee Jung-Do as Member of Audit Committee
4.1
ForForReelect Jang Ik-Hyun as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Dongkuk Steel Mill Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 268 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dongkuk Steel Mill Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Disposition of Loss, and Dividend of KRW 150 per Share
For For
AgainstForAmend Articles of Incorporation 2
ForForReelect Nam Yoon-Young as Inside Director 3.1
ForForReelect Jang Se-Wook as Inside Director 3.2
ForForElect Yoon Byung-Myun as Inside Director 3.3
ForForReelect Kim Duk-Bae as Outside Director 3.4
ForForReelect Park Jin-Guk as Outside Director 3.5
ForForReelect Kim Duk-Bae as Member of Audit Committee
4.1
ForForReelect Park Jin-Guk as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForAmend Terms of Severance Payments to Executives
6
Doosan Infracore Co Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
AgainstForAmend Articles of Incorporation 2
ForForElect Yoon Se-Ri as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForApprove Stock Option Grants 5
ForForApprove Spin-Off Agreement 6
Page 269 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Doosan Infracore Co Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Disposition of Loss
1
ForAmend Articles of Incorporation 2
ForElect Yoon Se-Ri as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForApprove Stock Option Grants 5
ForApprove Spin-Off Agreement 6
Gruma S.A.B. de C.V.
Meeting Date: 03/21/2014 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger by Absorption of Company Subsidiary Investigacion de Tecnologia Avanzada SA de CV by Company
For For
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
ForForApprove Minutes of Meeting 3
GS Engineering & Construction Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
AgainstForAmend Articles of Incorporation 2
Page 270 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GS Engineering & Construction Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect One Inside Director and One Non-independent Non-executive Director (Bundled)
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Allocation of Income
1
ForAmend Articles of Incorporation 2
ForReelect One Inside Director and One Non-independent Non-executive Director (Bundled)
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
GS Holdings Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,350 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Hana Financial Group Inc.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 271 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hana Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements For For
ForForApprove Appropriation of Income and Dividend of KRW 250 per Share
2
ForForAmend Articles of Incorporation 3
ForForElect Five Outside Directors (Bundled) 4.1
ForForElect Five Members of Audit Committee 4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements 1
ForApprove Appropriation of Income and Dividend of KRW 250 per Share
2
ForAmend Articles of Incorporation 3
ForElect Five Outside Directors (Bundled) 4.1
ForElect Five Members of Audit Committee 4.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hanjin KAL Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForElect Two Inside Directors (Bundled) 2
ForForApprove Total Remuneration of Inside Directors and Outside Director
3
Page 272 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hanjin KAL Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Internal Auditor
4
Hanjin Shipping Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For Against
ForForElect Seok Tae-Soo as Inside Director 2
ForForElect Jung Gyung-Chae as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hanwha Chemical Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 150 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect One Inside Director and One Outside Director (Bundled)
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 150 per Share
1
Page 273 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hanwha Chemical Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles of Incorporation 2
ForReelect One Inside Director and One Outside Director (Bundled)
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hanwha Corporation
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect One Inside Director and Elect Three Outside Directors (Bundled)
3
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hanwha Life Insurance Co., Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 130 per Share
For For
ForForReelect One Inside Director and Elect One Outside Director (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 274 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hite Jinro Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,100 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
3
ForForElect Three Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,100 per Share
1
ForAmend Articles of Incorporation 2
ForElect Two Inside Directors and Three Outside Directors (Bundled)
3
ForElect Three Members of Audit Committee 4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyosung Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Disposition of Loss, and Dividend of KRW 1,000 per Share
For Against
ForForElect Four Inside Directors and One Outside Director (Bundled)
2
Page 275 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyosung Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Han Min-Goo as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Disposition of Loss, and Dividend of KRW 1,000 per Share
1
ForElect Four Inside Directors and One Outside Director (Bundled)
2
ForElect Han Min-Goo as Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Department Store Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
For For
ForForElect Three Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Development Co. - Engineering & Construction
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 276 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Development Co. - Engineering & Construction
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Disposition of Loss, and Dividend of KRW 50 per Share
For For
ForForReelect Park Chang-Min as Inside Director 2.1
ForForReelect Kim Jong-Soo as Inside Director 2.2
ForForReelect Choi Myung-Hae as Outside Director 2.3
ForForReelect Choi Myung-Hae as a Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Disposition of Loss, and Dividend of KRW 50 per Share
1
ForReelect Park Chang-Min as Inside Director 2.1
ForReelect Kim Jong-Soo as Inside Director 2.2
ForReelect Choi Myung-Hae as Outside Director 2.3
ForReelect Choi Myung-Hae as a Member of Audit Committee
3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Glovis Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForElect Han Yong-Bin as Inside Director 2
Page 277 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Glovis Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
1
ForElect Han Yong-Bin as Inside Director 2
ForApprove Total Remuneration of Inside Directors and Outside Directors
3
Hyundai Heavy Industries Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Share
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForElect Lee Jang-Young as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Share
1
ForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForElect Lee Jang-Young as Member of Audit Committee
3
Page 278 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Heavy Industries Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Home Shopping Network Corporation
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,100 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors (Bundled) 3.1
ForForReelect Kim Jung-Min as Outside Director 3.2
ForForReelect Kim Jung-Min as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Hyundai Hysco
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 300 per Share
For For
ForForElect One Inside Director and Three Outside Directors (Bundled)
2
ForForElect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 279 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Mipo Dockyard Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Disposition of Loss, and Dividend of KRW 800 per Share
For For
ForForElect One Inside Director and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Industrial Bank of Korea
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 330 per Share
For For
AgainstForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor
4
KCC Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
ForForReelect Three Outside Directors (Bundled) 2
Page 280 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KCC Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Kim Jong-Jin as a Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kia Motors Corporation
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Share
For For
ForForReelect One Inside Director and Two Outside Directors (Bundled)
2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Korea Aerospace Industries Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Lee Gyung-Gu as Non-independent Non-executive Director
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor
5
Page 281 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Investment Holdings Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
ForForReelect Two Inside Directors and Elect Four Outside Directors(Bundled)
2
ForForReelect Three Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Korea Zinc Co Ltd
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 5,000 per Share
For For
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 5,000 per Share
1
ForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForElect Two Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 282 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korean Air Lines Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForAmend Articles of Incorporation 2
ForForElect One Inside Director and One Outside Director
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
KT Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 800 per Share
For For
ForForElect Han Hoon as Inside Director 2.1
ForForElect Lim Heon-Moon as Inside Director 2.2
ForForElect Kim Jong-Gu as Outside Director 2.3
ForForElect Park Dae-Geun as Outside Director 2.4
ForForElect Lim Joo-Hwan as Outside Director 2.5
ForForElect Yoo Pil-Hwa as Outside Director 2.6
ForForElect Jang Suk-Kwon as Outside Director 2.7
ForForElect Sung Keuk-Je as Member of Audit Committee
3.1
ForForElect Kim Jong-Gu as Member of Audit Committee
3.2
ForForElect Yoo Pil-Hwa as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 283 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 800 per Share
1
ForForElect Han Hoon as Inside Director 2.1
ForForElect Lim Heon-Moon as Inside Director 2.2
ForForElect Kim Jong-Gu as Outside Director 2.3
ForForElect Park Dae-Geun as Outside Director 2.4
ForForElect Lim Joo-Hwan as Outside Director 2.5
ForForElect Yoo Pil-Hwa as Outside Director 2.6
ForForElect Jang Suk-Kwon as Outside Director 2.7
ForForElect Sung Keuk-Je as Member of Audit Committee
3.1
ForForElect Kim Jong-Gu as Member of Audit Committee
3.2
ForForElect Yoo Pil-Hwa as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 800 per Share
1
ForElect Han Hoon as Inside Director 2.1
ForElect Lim Heon-Moon as Inside Director 2.2
ForElect Kim Jong-Gu as Outside Director 2.3
ForElect Park Dae-Geun as Outside Director 2.4
ForElect Lim Joo-Hwan as Outside Director 2.5
ForElect Yoo Pil-Hwa as Outside Director 2.6
Page 284 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KT Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Jang Suk-Kwon as Outside Director 2.7
ForElect Sung Keuk-Je as Member of Audit Committee
3.1
ForElect Kim Jong-Gu as Member of Audit Committee
3.2
ForElect Yoo Pil-Hwa as Member of Audit Committee
3.3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kumho Petro Chemical Co., Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For
ForAmend Articles of Incorporation 2
ForElect Two Outside Directors (Bundled) 3
ForElect Two Members of Audit Committee 4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
LG Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForReelect One Inside Director and Elect One Outside Director (Bundled)
2
Page 285 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Yoon Dae-Hee as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Lotte Chemical Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForElect One Inside Director and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
1
ForElect One Inside Director and Three Outside Directors (Bundled)
2
ForElect Two Members of Audit Committee 3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForAmend Terms of Severance Payments to Executives
5
Page 286 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lotte Chilsung Beverage Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,750 per Share
For For
ForForElect Lee Young-Goo as Inside Director 2.1
ForForElect Kim Yong-Jae as Outside Director 2.2
ForForElect Kim Gwang-Tae as Outside Director 2.3
ForForElect Kim Yong-Jae as Member of Audit Committee
3.1
ForForElect Kim Gwang-Tae as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Lotte Confectionery Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Four Inside Directors (Bundled) 3.1
ForForElect Two Outside Directors (Bundled) 3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Page 287 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lotte Shopping Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Three Inside Directors and One Non-independent Non-executive director (Bundled)
3.1
ForForElect Four Outside Directors (Bundled) 3.2
ForForElect Three Members of Audit Committee 3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
1
ForAmend Articles of Incorporation 2
ForReelect Three Inside Directors and One Non-independent Non-executive director (Bundled)
3.1
ForElect Four Outside Directors (Bundled) 3.2
ForElect Three Members of Audit Committee 3.3
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForAmend Terms of Severance Payments to Executives
5
LS Industrial Systems Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 288 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LS Industrial Systems Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,100 per Share
For For
ForForElect Three Inside Directors and Two Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
NAVER Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 734 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Kim Sang-Hun as Inside Director 3.1
ForForReelect Hwang In-Joon as Inside Director 3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 734 per Share
1
ForAmend Articles of Incorporation 2
ForReelect Kim Sang-Hun as Inside Director 3.1
ForReelect Hwang In-Joon as Inside Director 3.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 289 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nongshim Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
SK C&C Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForApprove Spin-Off Agreement 2
ForForReelect Jung Chul-Gil as Inside Director 3.1
ForForElect Park Jung-Ho as Inside Director 3.2
ForForElect Ahn Hee-Chul as Inside Director 3.3
ForForReelect Han Young-Suk as Outside Director 3.4
ForForElect Lee Yong-Hee as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
1
ForApprove Spin-Off Agreement 2
ForReelect Jung Chul-Gil as Inside Director 3.1
Page 290 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK C&C Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Park Jung-Ho as Inside Director 3.2
ForElect Ahn Hee-Chul as Inside Director 3.3
ForReelect Han Young-Suk as Outside Director 3.4
ForElect Lee Yong-Hee as Member of Audit Committee
4
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Holdings Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
SK Hynix Inc.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lim Hyung-Gyu as Inside Director 2.1
ForForElect Choi Jong-Won as Outside Director 2.2
ForForElect Choi Jong-Won as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 291 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Hynix Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Terms of Severance Payments to Executives
5
SK Innovation Co., Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Share
1
ForApprove Total Remuneration of Inside Directors and Outside Directors
2
SK Networks Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, and Disposition of Loss
For For
ForForElect Moon Jong-Hoon as Non-independent Non-executive Director
2.1
ForForElect Park Sung-Ha as Non-independent Non-executive Director
2.2
Page 292 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Networks Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Yoon Nam-Geun as Outside Director 2.3
ForForElect Huh Yong-Suk as Outside Director 2.4
ForForElect Huh Yong-Suk as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
SK Telecom Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Ha Sung-Min as Inside Director 3.1
ForForReelect Chung Jay-Young as Outside Director 3.2
ForForElect Lee Jae-Hoon as Outside Director 3.3
ForForElect Ahn Jae-Hyun as Outside Director 3.4
ForForElect Ahn Jae-Hyun as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SK Telecom Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Page 293 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Telecom Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
1
ForForAmend Articles of Incorporation 2
ForForReelect Ha Sung-Min as Inside Director 3.1
ForForReelect Chung Jay-Young as Outside Director 3.2
ForForElect Lee Jae-Hoon as Outside Director 3.3
ForForElect Ahn Jae-Hyun as Outside Director 3.4
ForForElect Ahn Jae-Hyun as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
SKC Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Gi-Bong as Inside Director 3.1
ForForElect Three Outside Directors (Bundled) 3.2
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
S-Oil Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 294 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
S-Oil Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 880 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect One Inside Director, Four Non-independent Non-executive Directors and Six Outside Directors (Bundled)
3
ForForReelect Seok Tae-Soo as Member of Audit Committee
4.1
ForForReelect Three Members of Audit Committee 4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 880 per Share
1
ForAmend Articles of Incorporation 2
ForReelect One Inside Director, Four Non-independent Non-executive Directors and Six Outside Directors (Bundled)
3
ForReelect Seok Tae-Soo as Member of Audit Committee
4.1
ForReelect Three Members of Audit Committee 4.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
Twenty-First Century Fox, Inc.
Meeting Date: 03/21/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Delisting of Shares from Stock Exchange
For Do Not Vote
Page 295 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Twenty-First Century Fox, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
NonePlease vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder
2
Woori Finance Holdings Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Oh Sang-Geun as Outside Director 2.1
ForForElect Choi Gang-Sik as Outside Director 2.2
ForForElect Lim Sung-Yeol as Outside Director 2.3
ForForElect Jang Min as Outside Director 2.4
ForForElect Chae Hee-Yul as Member of Audit Committee
3.1
ForForElect Oh Sang-Geun as Member of Audit Committee
3.2
ForForElect Choi Gang-Sik as Member of Audit Committee
3.3
ForForElect Lim Sung-Yeol as Member of Audit Committee
3.4
ForForElect Jang Min as Member of Audit Committee
3.5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
BM&FBOVESPA S.A.
Meeting Date: 03/24/2014 Country: Brazil
Meeting Type: Annual
Page 296 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BM&FBOVESPA S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForApprove Remuneration of Company's Management
3
Clariant AG
Meeting Date: 03/24/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report (Non-Binding) 1.2
ForForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income 3.1
ForForApprove Dividends of CHF 0.36 per Share from Capital Contribution Reserve
3.2
ForForReelect Guenter von Au as Director 4.1.1
ForForReelect Peter Chen as Director 4.1.2
ForForReelect Peter Isler as Director 4.1.3
ForForReelect Dominik Koechlin as Director 4.1.4
ForForReelect Hariolf Kottmann as Director 4.1.5
ForForReelect Carlo Soave as Director 4.1.6
ForForReelect Dolf Stockhausen as Director 4.1.7
ForForReelect Rudolf Wehrli as Director 4.1.8
ForForReelect Konstantin Winterstein as Director 4.1.9
ForForElect Rudolf Wehrli as Board Chairman 4.2
ForForAppoint Dominik Koechlin as Member of the Compensation Committee
4.3.1
Page 297 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Clariant AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Carlo Soave as Member of the Compensation Committee
4.3.2
ForForAppoint Rudolf Wehrli as Member of the Compensation Committee
4.3.3
ForForDesignate Balthasar Settelen as Independent Proxy
4.4
ForForRatify PricewaterhouseCoopers AG as Auditors
4.5
ForForAmend Articles Re: Requirements of Ordinance Against Excessive Remuneration at Listed Companies
5.1
ForForAmend Articles: Compensation 5.2
ForForAmend Articles Re: Further Amendments Connected with Ordinance Against Excessive Remuneration at Listed Companies
5.3
ForForApprove Remuneration of Directors in the Amount of CHF 3.2 Million
6.1
ForForApprove Remuneration of Executive Management for Fiscal 2015 in the Amount of CHF 14.5 Million
6.2
Enagas S.A.
Meeting Date: 03/24/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForApprove Discharge of Board 3
Do Not Vote
ForRenew Appointment of Deloitte SL as Auditor 4
Do Not Vote
ForReelect Antonio Llardén Carratalá as Director 5.1
Do Not Vote
ForReelect Marcelino Oreja Arburúa as Director 5.2
Do Not Vote
ForElect Ana Palacio Vallelersundi as Director 5.3
Page 298 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enagas S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Isabel Tocino Biscarolasaga as Director 5.4
Do Not Vote
ForElect Antonio Hernández Mancha as Director 5.5
Do Not Vote
ForElect Gonzalo Solana González as Director 5.6
Do Not Vote
ForElect Luis Valero Artola as Director 5.7
Do Not Vote
ForApprove Remuneration of Directors 6
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 7
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
8
GungHo Online Entertainment Inc
Meeting Date: 03/24/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Limit Rights of Odd-Lot Holders
For For
ForForElect Director Son, Taizo 2.1
ForForElect Director Morishita, Kazuki 2.2
ForForElect Director Sakai, Kazuya 2.3
ForForElect Director Kitamura, Yoshinori 2.4
ForForElect Director Ochi, Masato 2.5
ForForElect Director Yoshida, Koji 2.6
ForForElect Director Oba, Norikazu 2.7
Israel Corporation (The)
Meeting Date: 03/24/2014 Country: Israel
Meeting Type: Special
Page 299 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Israel Corporation (The)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Oded Degani as External Director for a Three Year Term
For For
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Ordinary Business
ForNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
ForNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Jaiprakash Associates Ltd.
Meeting Date: 03/24/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Security and/or Guarantee to Jaypee Sports International Ltd., Subsidiary
1
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Tav Havalimanlari Holding AS
Meeting Date: 03/24/2014 Country: Turkey
Meeting Type: Annual
Page 300 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tav Havalimanlari Holding AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForRatify Director Appointment 8
Do Not Vote
ForRatify External Auditors 9
Do Not Vote
ForApprove Profit Distribution Policy 10
Receive Information on Remuneration Policy 11
Receive Information on Charitable Donations 12
Receive Information on Company Disclosure Policy
13
Do Not Vote
ForApprove Share Repurchase Program 14
Receive Information on Related Party Transactions
15
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
16
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
17
Wishes 18
Close Meeting 19
Page 301 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Temple Bar Investment Trust plc
Meeting Date: 03/24/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Arthur Copple as Director 5
ForForRe-elect June de Moller as Director 6
ForForRe-elect Richard Jewson as Director 7
ForForRe-elect John Reeve as Director 8
ForForRe-elect Martin Riley as Director 9
ForForRe-elect David Webster as Director 10
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
11
ForForAuthorise the Company to Use Electronic Communications
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Uralkali OAO
Meeting Date: 03/24/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForApprove Early Termination of Powers of Board of Directors
2
Page 302 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Uralkali OAO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Elect Nine Directors by Cumulative Voting
AgainstNoneElect Dmitry Konyaev as Director 3.1
AgainstNoneElect Dmitry Mazepin as Director 3.2
ForNoneElect Robert John Margetts as Director 3.3
ForNoneElect Dmitry Osipov as Director 3.4
ForNoneElect Paul James Ostling as Director 3.5
AgainstNoneElect Dmitry Razumov as Director 3.6
AgainstNoneElect Valery Senko as Director 3.7
AgainstNoneElect Mikhail Sosnovsky as Director 3.8
ForNoneElect Gordon Holden Sage as Director 3.9
AgainstNoneElect Dmitry Tatyanin as Director 3.10
ForNoneElect Sergey Chemezov as Director 3.11
AgainstNoneElect Christophe Charlier as Director 3.12
AgainstNoneElect Jian Chen as Director 3.13
Uralkali OAO
Meeting Date: 03/24/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Meeting Procedures 1
ForForApprove Early Termination of Powers of Board of Directors
2
Elect Nine Directors by Cumulative Voting
AgainstNoneElect Dmitry Konyaev as Director 3.1
AgainstNoneElect Dmitry Mazepin as Director 3.2
ForNoneElect Robert John Margetts as Director 3.3
ForNoneElect Dmitry Osipov as Director 3.4
ForNoneElect Paul James Ostling as Director 3.5
Page 303 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Uralkali OAO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneElect Dmitry Razumov as Director 3.6
AgainstNoneElect Valery Senko as Director 3.7
AgainstNoneElect Mikhail Sosnovsky as Director 3.8
ForNoneElect Gordon Holden Sage as Director 3.9
AgainstNoneElect Dmitry Tatyanin as Director 3.10
ForNoneElect Sergey Chemezov as Director 3.11
AgainstNoneElect Christophe Charlier as Director 3.12
AgainstNoneElect Jian Chen as Director 3.13
Banco de Credito e Inversiones (BCI)
Meeting Date: 03/25/2014 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends of CLP 1,260 Per Share
2
Do Not Vote
ForApprove Remuneration of Directors 3
Do Not Vote
ForApprove Remuneration and Budget of Directors' Committee
4
Do Not Vote
ForAppoint Auditors and Risk Assessment Companies
5
Receive Report Regarding Related-Party Transactions
6
Do Not Vote
ForReceive 2013 Activity Report from Directors' Committee Including Report from Advisers
7
Do Not Vote
ForDesignate Newspaper to Publish Meeting Announcements
8
Do Not Vote
ForOther Business (Voting) 9
Page 304 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Credito e Inversiones (BCI)
Meeting Date: 03/25/2014 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Authorize Capitalization of CLP 45.04 Billion via Bonus Stock Issuance
For Do Not Vote
Do Not Vote
ForAuthorize Capitalization of Reserve Without Bonus Stock Issuance
1.2
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 2
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
3
Do Not Vote
ForApprove Extension for Registration of Capital Increase Shares in Chilean Superintendency of Banks and Financial Institutions as Approved on EGM on Sep. 26, 2013
4
Do Not Vote
ForModify Terms Established by Previous EGM Re: Subscription of Shares Reserved for Compensation Plans
5
Bank of China Limited
Meeting Date: 03/25/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Siqing as Director For For
Beam Inc.
Meeting Date: 03/25/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
Page 305 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beam Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Bridgestone Corp.
Meeting Date: 03/25/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForElect Director Tsuya, Masaaki 2.1
ForForElect Director Nishigai, Kazuhisa 2.2
ForForElect Director Morimoto, Yoshiyuki 2.3
ForForElect Director Zaitsu, Narumi 2.4
ForForElect Director Tachibana Fukushima, Sakie 2.5
ForForElect Director Murofushi, Kimiko 2.6
ForForElect Director Scott Trevor Davis 2.7
ForForElect Director Okina, Yuri 2.8
ForForAppoint Statutory Auditor Tsuji, Masahito 3
ForForApprove Deep Discount Stock Option Plan 4
Cementos Pacasmayo S.A.A.
Meeting Date: 03/25/2014 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Financial Statements, and Discharge Directors
1
Page 306 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cementos Pacasmayo S.A.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAppoint Auditors 2
ForRatify Distributions of Dividends for FY 2013 3
ForApprove Allocation of Income for FY 2013 and Payment of Dividends for FY 2014
4
ForFix Number of and Elect Directors 5
China Rongsheng Heavy Industries Group Holdings Ltd
Meeting Date: 03/25/2014 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Convertible Bonds For Against
Coca-Cola West Co Ltd
Meeting Date: 03/25/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21
For For
ForForElect Director Sueyoshi, Norio 2.1
ForForElect Director Yoshimatsu, Tamio 2.2
ForForElect Director Shibata, Nobuo 2.3
ForForElect Director Wakasa, Jiro 2.4
ForForElect Director Takemori, Hideharu 2.5
ForForElect Director Fukami, Toshio 2.6
ForForElect Director Okamoto, Shigeki 2.7
ForForElect Director Fujiwara, Yoshiki 2.8
ForForElect Director Koga, Yasunori 2.9
Page 307 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coca-Cola West Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Honbo, Shunichiro 2.10
AgainstForElect Director Kondo, Shiro 2.11
AgainstForElect Director Vikas Tiku 2.12
Daewoo Securities Co.
Meeting Date: 03/25/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForElect Lee Chang-Won as Inside Director 2
ForForElect Lee Chang-Won as Member of Audit Committee
3
ForForElect Three Outside Directors (Bundled) 4
ForForElect Two Members of Audit Committee 5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
AgainstForAmend Terms of Severance Payments to Executives
7
Datang International Power Generation Co. Ltd
Meeting Date: 03/25/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Issuance of Debt Financing Instruments
1
Page 308 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForApprove Issuance of Debt Financing Instruments
1
F&C Asset Management plc
Meeting Date: 03/25/2014 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
F&C Asset Management plc
Meeting Date: 03/25/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of F&C Asset Management plc by BMO Global Asset Management (Europe) Limited
For Abstain
Fabege AB
Meeting Date: 03/25/2014 Country: Sweden
Meeting Type: Annual
Page 309 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fabege AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements; Receive Consolidated Auditor's Report
7
Do Not Vote
ForAccept Financial Statements and Statutory Reports
8a
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 3 Per Share
8b
Do Not Vote
ForApprove Discharge of Board and President 8c
Do Not Vote
ForApprove March 28, 2014, as Record Date for Dividend Payment
8d
Do Not Vote
ForDetermine Number of Directors (7); Receive Nominating Committee's Report
9
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 800,000 for Chairman, and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
10
Do Not Vote
ForReelect Eva Eriksson, Christian Hermelin, Martha Josefsson, Par Nuder, Mats Qviberg, Erik Paulsson (Chairman), and Svante Paulsson as Directors
11
Do Not Vote
ForRatify Deloitte as Auditors 12
Do Not Vote
ForAuthorize Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
13
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
Page 310 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fabege AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
15
Other Business 16
Close Meeting 17
Ford Otomotiv Sanayi AS
Meeting Date: 03/25/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForRatify Director Appointments 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Dividend Policy 7
Do Not Vote
ForApprove Allocation of Income 8
Do Not Vote
ForElect Directors 9
Receive Information on Remuneration Policy 10
Do Not Vote
ForApprove Director Remuneration 11
Do Not Vote
ForRatify External Auditors 12
Receive Information on Related Party Transactions
13
Do Not Vote
ForApprove Upper Limit of Donations for 2014 14
Page 311 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ford Otomotiv Sanayi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
Wishes 16
Inner Mongolia Yitai Coal Co., Ltd.
Meeting Date: 03/25/2014 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of B Shares
ForForApprove the Projects Investment 1
ForForAmend Articles of Association of the Company 2
ForForApprove Proposed Guarantee to be Provided to Inner Mongolia Yitai Chemical Co., Ltd.
3
Isagen S.A. E.S.P.
Meeting Date: 03/25/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForElect Chairman and Secretary of Meeting 2
ForForApprove Minutes of Previous Meeting 3
ForForElect Meeting Approval Committee 4
Message from the President of the Board of Directors; Accept President's Report
5
ForForApprove Management Report 6
ForForAccept Report from Representative of Minority Shareholders
7
Page 312 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Isagen S.A. E.S.P.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements 8
ForForAccept Auditor's Report 9
ForForApprove Financial Statements 10
ForForApprove Allocation of Income 11
ForForAmend Bylaws 12
AgainstForOther Business 13
Low & Bonar plc
Meeting Date: 03/25/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Mike Holt as Director 3
ForForRe-elect Steve Hannam as Director 4
ForForElect Trudy Schoolenberg as Director 5
ForForAppoint KPMG LLP as Auditors 6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForApprove Remuneration Report 8
ForForApprove Remuneration Policy 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise the Company to Call EGM with Two Weeks Notice
12
Page 313 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McDonald's Holdings Company (Japan) Ltd.
Meeting Date: 03/25/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForAmend Articles To Clarify Director Authorities 2
ForForElect Director Sarah L. Casanova 3
Mizrahi Tefahot Bank Ltd.
Meeting Date: 03/25/2014 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve One-Time Bonus of NIS 615,000 for 2012 to Yaakov Peri, Former Chairman
For For
ForForApprove Purchase of D&O Liability Insurance Policies For Directors and Officers of the Company and Companies in the Company's Group
2
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder
ForNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
ForNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
ForNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Page 314 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobimo Holding AG
Meeting Date: 03/25/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Remuneration Report 1.2
Do Not Vote
ForApprove 2013 Contributions to Social and Political Entities; Approve 2013 Budget for Contributions to Social and Political Entities
1.3
Do Not Vote
ForApprove Allocation of Income and Dividends of CHF 9.50 per Share from Capital Contribution Reserve
2
Do Not Vote
ForApprove Discharge of Board Member Daniel Crausaz
3.1
Do Not Vote
ForApprove Discharge of Board Member Brian Fischer
3.2
Do Not Vote
ForApprove Discharge of Board Member Bernard Guillelmon
3.3
Do Not Vote
ForApprove Discharge of Board Member Wilhelm Hansen
3.4
Do Not Vote
ForApprove Discharge of Board Member Paul Rambert
3.5
Do Not Vote
ForApprove Discharge of Board Member Peter Schaub
3.6
Do Not Vote
ForApprove Discharge of Board Member Georges Theiler
3.7
Do Not Vote
ForApprove Discharge of Board Member Urs Ledermann
3.8
Do Not Vote
ForApprove Discharge of Senior Management 3.9
Do Not Vote
ForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
4.1
Do Not Vote
ForAmend Articles Re: Remuneration (Ordinance Against Excessive Remuneration at Listed Companies
4.2
Do Not Vote
ForAmend Articles Re: Further Amendments Connected with Ordinance Against Excessive Remuneraiton at Listed Companies
4.3
Do Not Vote
ForAmend Articles Re: Company Number 5.1
Do Not Vote
ForAmend Articles Re: Numbering of Articles 5.2
Page 315 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobimo Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Daniel Crusaz as Director 6.1a
Do Not Vote
ForElect Brian Fischer as Director 6.1b
Do Not Vote
ForElect Bernard Guillelmon as Director 6.1c
Do Not Vote
ForElect Wilhelm Hansen as Director 6.1d
Do Not Vote
ForElect Paul Rambert as Director 6.1e
Do Not Vote
ForElect Peter Schaub as Director 6.1f
Do Not Vote
ForElect Georges Theiler as Director and Chairman of the Board
6.1g
Do Not Vote
ForAppoint Bernard Guillelmon as Member of the Compensation Committee
6.2a
Do Not Vote
ForAppoint Wilhelm Hansen as Member of the Compensation Committee
6.2b
Do Not Vote
ForAppoint Peter Schaub as Member of the Compensation Committee
6.2c
Do Not Vote
ForRatify KPMG AG as Auditors 6.3
Do Not Vote
ForDesignate Grossbacher Rechtsanwaelte AG as Independent Proxy
6.4
Do Not Vote
ForApprove Fixed Remuneration for Board of Directors in the Amount of CHF 1.3 Million
7.1
Do Not Vote
ForApprove Additional Remuneration for Board of Directors or Related Parties in the Amount of CHF 400,000
7.2
Do Not Vote
ForApprove Non Performance-Related Remuneration for Executive Management for Fiscal 2015 in the Amount of CHF 2.8 Million
8.1
Do Not Vote
ForApprove Performance-Related Remuneration for Executive Management for Fiscal 2014 in the Amount of CHF 3.9 Million
8.2
Retirement of Urs Ledermann (Non-Voting) 9
Transact Other Business (Non-Voting) 10
NEXON Co.,Ltd.
Meeting Date: 03/25/2014 Country: Japan
Meeting Type: Annual
Page 316 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NEXON Co.,Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Owen Mahoney For For
ForForElect Director Jiwon Park 1.2
ForForElect Director Jungju Kim 1.3
ForForElect Director Honda, Satoshi 1.4
ForForElect Director Kuniya, Shiro 1.5
ForForApprove Adjustment to Aggregate Compensation Ceiling for Directors
2
ForForApprove Deep Discount Stock Option Plan 3
ForForApprove Stock Option Plan 4
Orion Oyj
Meeting Date: 03/25/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.25 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 76,000 for Chairman, EUR 51,000 for Vice Chairman, and EUR 38,000 for Other Directors; Approve Meeting Fees
10
Page 317 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orion Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Directors at Seven 11
ForForReelect Sirpa Jalkanen, Eero Karvonen, Hannu Syrjanen (Chairman), Heikki Westerlund, Timo Maasilta, and Jukka Ylppo as Directors; Elect Mikael Silvennoinen as New Director
12
ForForApprove Remuneration of Auditors 13
ForForRatify PricewaterhouseCoopers as Auditors 14
ForForAmend Articles Re: Convocation of General Meeting
15
Close Meeting 16
PT Semen Indonesia (Persero) Tbk
Meeting Date: 03/25/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report and Financial Statements of the Company and Commissioners' Report and Discharge Directors and Commissioners from the Responsibilities of their Actions and Supervision in the Company During the Year 2013
For For
ForForApprove Annual Report of the Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners from the Responsibilities of their Actions and Supervision in the PCDP During the Year 2013
2
ForForApprove Allocation of Income 3
ForForApprove Remuneration of Directors and Commissioners
4
ForForApprove Auditors of the Company and the PCDP
5
AgainstForApprove Change in Position of Directors 6
Page 318 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Semen Indonesia (Persero) Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Annual Report and Financial Statements of the Company and Commissioners' Report and Discharge Directors and Commissioners from the Responsibilities of their Actions and Supervision in the Company During the Year 2013
1
ForApprove Annual Report of the Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners from the Responsibilities of their Actions and Supervision in the PCDP During the Year 2013
2
ForApprove Allocation of Income 3
ForApprove Remuneration of Directors and Commissioners
4
ForApprove Auditors of the Company and the PCDP
5
ForApprove Change in Position of Directors 6
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Page 319 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive President's Report 8
Do Not Vote
ForAccept Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 4.00 Per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Receive Report on Work of Nomination Committee
12
Do Not Vote
ForDetermine Number of Members (11); Determine Number of Auditors (1)
13
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
Do Not Vote
ForReelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors
15
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 16
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Do Not Vote
ForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18a
Do Not Vote
ForApprove Share Matching Plan for Executive Management and Key Employees
18b
Do Not Vote
ForApprove Profit Sharing Program 18c
Do Not Vote
ForAuthorize Repurchase of up to Two Percent of Issued Shares
19a
Do Not Vote
ForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
Do Not Vote
ForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes
19c
Do Not Vote
ForFix Maximum Variable Compensation Ratio 20
Page 320 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
21
Shareholder Proposals Submitted by Tommy Jonasson
Do Not Vote
NoneAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Close Meeting 23
The Innovation Group plc
Meeting Date: 03/25/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForRe-elect Jane Hall as Director 4
ForForRe-elect James Morley as Director 5
ForForRe-elect David Thorpe as Director 6
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
Page 321 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TonenGeneral Sekiyu K.K.
Meeting Date: 03/25/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 19
For For
ForForElect Director Saita, Yuji 2.1
ForForElect Director Yokota, Hiroyuki 2.2
ForForAppoint Statutory Auditor Hattori, Akira 3
ForForApprove Special Payments in Connection with Abolition of Retirement Bonus System
4
Yamaha Motor Co. Ltd.
Meeting Date: 03/25/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 16
For For
ForForElect Director Yanagi, Hiroyuki 2.1
ForForElect Director Kimura, Takaaki 2.2
ForForElect Director Shinozaki, Kozo 2.3
ForForElect Director Hideshima, Nobuya 2.4
ForForElect Director Takizawa, Masahiro 2.5
ForForElect Director Suzuki, Hiroyuki 2.6
ForForElect Director Hashimoto, Yoshiaki 2.7
ForForElect Director Sakurai, Masamitsu 2.8
ForForElect Director Adachi, Tamotsu 2.9
ForForElect Director Watanabe, Katsuaki 2.10
ForForElect Director Kato, Toshizumi 2.11
AgainstForElect Director Nakata, Takuya 2.12
Page 322 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yamaha Motor Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Alternate Statutory Auditor Satake, Masayuki
3
AgainstForApprove Annual Bonus Payment to Directors 4
ForForApprove Ceiling for Performance-Based Cash Compensation for Directors
5
Zhuzhou CSR Times Electric Co Ltd
Meeting Date: 03/25/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Entrustment Arrangement For Against
AbstainForAuthorize the Board to Apply Up to RMB 3 Billion of the Surplus Funds of the Group to Treasury Activities
2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Proposed Entrustment Arrangement 1
ForAuthorize the Board to Apply Up to RMB 3 Billion of the Surplus Funds of the Group to Treasury Activities
2
Advanced Info Service PCL
Meeting Date: 03/26/2014 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Matters to be Informed
ForForApprove Minutes of Previous Meeting 2
Acknowledge 2013 Operating Results 3
Page 323 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Advanced Info Service PCL
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements 4
ForForApprove Allocation of Income and Dividend of THB 12.15 Per Share
5
ForForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForForElect Somprasong Boonyachai as Director 7.1
ForForElect Ng Ching-Wah as Director 7.2
ForForElect Tasanee Manorot as Director 7.3
ForForElect Krairit Euchukanonchai as Director 8
ForForApprove Remuneration of Directors 9
ForForApprove Letter to Confirm Prohibitive Characters in Connection with Foreign Dominance
10
ForForApprove Issuance of Warrants to Directors and Employees of the Company and its Subsidiaries
11
ForForApprove Issuance of Shares for the Conversion of Warrants to be Issued to Directors and Employees of the Company and its Subsidiaries
12
ForForApprove Issuance of Warrants to Wichian Mektrakarn
13.1
ForForApprove Issuance of Warrants to Suwimol Kaewkoon
13.2
ForForApprove Issuance of Warrants to Ponga-amorn Nimpoonsawat
13.3
ForForApprove Issuance of Warrants to Somchai Lertsutiwong
13.4
ForForApprove Issuance of Warrants to Vilasinee Puddhikarant
13.5
ForForApprove Issuance of Warrants to Kriengsak Wanichnatee
13.6
ForForApprove Issuance of Warrants to Walan Norasetpakdi
13.7
ForForApprove Issuance of Warrants to Weerawat Kiattipongthaworn
13.8
ForForApprove Issuance of Warrants to Issara Dejakaisaya
13.9
AgainstForOther Business 14
Page 324 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asahi Group Holdings Ltd.
Meeting Date: 03/26/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 21.5
For For
ForForElect Director Izumiya, Naoki 2.1
ForForElect Director Kawatsura, Katsuyuki 2.2
ForForElect Director Ikeda, Shiro 2.3
ForForElect Director Takahashi, Katsutoshi 2.4
ForForElect Director Okuda, Yoshihide 2.5
ForForElect Director Koji, Akiyoshi 2.6
ForForElect Director Bando, Mariko 2.7
ForForElect Director Tanaka, Naoki 2.8
AgainstForElect Director Ito, Ichiro 2.9
AgainstForAppoint Statutory Auditor Saito, Katsutoshi 3
Banco de Sabadell S.A
Meeting Date: 03/26/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, Allocation of Income, Dividends, and Discharge Directors
For For
ForForApprove Special Stock Dividends Funded by Treasury Shares
2
ForForElect David Martínez Guzmán as Director 3.1
ForForReelect Sol Daurella Comadrán as Director 3.2
ForForAmend Article 81 Re: Director Remuneration 4.1
ForForAmend Article 51 Re: Board of Directors 4.2
ForForApprove Remuneration Policy Report 5.1
Page 325 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Sabadell S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors 5.2
ForForFix Maximum Variable Compensation Ratio 5.3
ForForApprove Stock Option Grants 5.4
ForForApprove Share Appreciation Rights Plan 6
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 60 Billion
8
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2 Billion
9
AgainstForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
10
ForForRenew Appointment of PricewaterhouseCoopers as Auditor
11
ForForAuthorize Board to Ratify and Execute Approved Resolutions
12
Beazley plc
Meeting Date: 03/26/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Second Interim Dividend 4
ForForApprove Special Dividend 5
ForForRe-elect George Blunden as Director 6
ForForRe-elect Martin Bride as Director 7
ForForRe-elect Adrian Cox as Director 8
Page 326 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beazley plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Angela Crawford-Ingle as Director 9
AbstainForRe-elect Dennis Holt as Director 10
ForForRe-elect Andrew Horton as Director 11
ForForRe-elect Neil Maidment as Director 12
ForForRe-elect Padraic O'Connor as Director 13
ForForRe-elect Vincent Sheridan as Director 14
ForForRe-elect Ken Sroka as Director 15
AbstainForRe-elect Rolf Tolle as Director 16
ForForRe-elect Clive Washbourn as Director 17
ForForReappoint KPMG as Auditors 18
ForForAuthorise Board to Fix Remuneration of Auditors
19
ForForAuthorise Issue of Equity with Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise the Company to Call EGM with Two Weeks Notice
23
BlackRock Throgmorton Trust plc
Meeting Date: 03/26/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForElect Loudon Greenlees as Director 5
ForForRe-elect Simon Beart as Director 6
Page 327 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BlackRock Throgmorton Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Eric Stobart as Director 7
ForForReappoint Ernst & Young LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAdopt New Articles of Association 13
Ecopetrol S.A.
Meeting Date: 03/26/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Safety Guidelines/Open Meeting
Verify Quorum 2
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForAppoint Chairman of the Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
Present Board of Directors' Report Re: CEO's Evaluation and Corporate Governance Compliance Code
8
Present Directors' and CEO's Reports 9
Receive Report from Representative of Minority Shareholders
10
Receive Consolidated and Individual Financial Statements
11
Receive Auditor's Report 12
Page 328 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove of Management's and External Auditor's Reports as well as Financial Statements
13
ForForApprove Dividends 14
ForForAppoint Auditors and Fix Their Remuneration 15
ForForElect Directors (Bundled) 16
Transact Other Business (Non-Voting) 17
Electrolux AB
Meeting Date: 03/26/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForApprove Agenda of Meeting 3
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 4
Do Not Vote
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Receive President's Report 7
Do Not Vote
ForAccept Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Discharge of Board and President 9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 6.50 Per Share
10
Do Not Vote
ForAmend Articles Re: Number of Auditors, Auditor Term
11
Do Not Vote
ForDetermine Number of Members (9) and Deputy Members of Board (0)
12
Page 329 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1.8 Million for Chairman, SEK 625,000 for Vice Chairman, and SEK 540,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
13
Do Not Vote
ForReelect Lorna Davis, Hasse Johansson, Ronnie Leten (Chairman), Keith McLoughlin, Bert Nordberg, Fredrik Persson, Ulrika Saxon, and Torben Ballegaard Sorensen as Directors; Elect Petra Hedengran as New Director
14
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Do Not Vote
ForApprove 2014 Share-Related Long Term Incentive Plan
17
Do Not Vote
ForAuthorize Share Repurchase Program 18a
Do Not Vote
ForAuthorize Reissuance of Repurchased Class B Shares in Connection to Company Acquisitions
18b
Close Meeting 19
Ferreycorp SAA
Meeting Date: 03/26/2014 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For
ForApprove Allocation of Income and Dividends 2
ForAuthorize Capitalization of Reserves; Amend Article 5 of Bylaws to Reflect Change in Capital
3
ForAppoint Ernst & Young as Auditor 4
ForElect Óscar Espinosa Bedoya as Director 5.1
ForElect Carlos Ferreyros Aspíllaga as Director 5.2
Page 330 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ferreycorp SAA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Eduardo Montero Aramburú as Director 5.3
ForElect Juan Manuel Peña Roca as Director 5.4
ForElect Andreas Von Wedemeyer Knigge as Director
5.5
ForElect Manuel Bustamente Olivares as Director 5.6
ForElect Raúl Ortiz de Zevallos Ferrand as Director
5.7
ForElect Aldo Defilippi Traverso as Director 5.8
ForReelect Ricardo Briceño Villena as Director 5.9
ForReelect Carmen Rosa Graham Ayllón as Director
5.10
ForAuthorize Board to Ratify and Execute Approved Resolutions
6
FRONTIER REAL ESTATE INVESTMENT CORP
Meeting Date: 03/26/2014 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles To Authorize Unit Buybacks For For
ForForElect Executive Director Nagata, Kazuichi 2
ForForAppoint Supervisory Director Katayanagi, Koji 3.1
ForForAppoint Supervisory Director Ochiai, Takaaki 3.2
ForForElect Alternate Executive Director Tanaka, Hiroshi
4.1
ForForElect Alternate Executive Director Kashima, Yoshiyuki
4.2
Grupo Argos SA
Meeting Date: 03/26/2014 Country: Colombia
Meeting Type: Annual
Page 331 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Argos SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForPresent Board of Directors and Chairman's Report
4
ForForPresent Financial Statements 5
ForForReceive Auditor's Report 6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends 8
ForForApprove Donations 9
ForForInform on Implementation Plan of NIIF 10
AgainstForElect Directors 11
ForForApprove Remuneration of Directors 12
ForForApprove Remuneration of Auditors 13
AgainstForOther Business 14
H. Lundbeck A/S
Meeting Date: 03/26/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Preparation of Annual Report Only in English
For Do Not Vote
Receive Report of Board 2
Do Not Vote
ForAccept Financial Statements and Statutory Reports
3
Do Not Vote
ForApprove Remuneration of Directors in the Amount of DKK 900,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 300,000 for Other Members; Approve Remuneration for Committee Work
4
Page 332 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H. Lundbeck A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 2.77 Per Share
5
Do Not Vote
ForReelect Hakan Bjorklund as Director 6.1
Do Not Vote
ForReelect Christian Dyvig as Director 6.2
Do Not Vote
ForReelect Thorleif Krarup as Director 6.3
Do Not Vote
ForReelect Melanie Lee as Director 6.4
Do Not Vote
ForReelect Lars Rasmussen as Director 6.5
Do Not Vote
ForElect Terrie Curran as New Director 6.6
Do Not Vote
ForRatify Deloitte as Auditors 7
Shareholder Proposals Submitted by Kjeld Beyer
Do Not Vote
AgainstInclude Additional Financial Information in the Notice Convening the General Meeting
8.1
Do Not Vote
AgainstSimplify Access to Financial Reports on Website
8.2
Do Not Vote
AgainstRequire Provisions of Meals at General Meetings
8.3
Management Proposals
Do Not Vote
ForAmend Guidelines for Compensation for Executive Management and Board
8.4
Do Not Vote
ForAmend Authorization to Increase Share Capital with/without Preemptive Rights
8.5
Do Not Vote
ForAuthorize Share Repurchase Program 8.6
Do Not Vote
ForAuthorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
8.7
Other Business 9
H2O Retailing Corp.
Meeting Date: 03/26/2014 Country: Japan
Meeting Type: Special
Page 333 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H2O Retailing Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Exchange Agreement with Izumiya Co.
For For
ForForAmend Articles to Amend Business Lines - Increase Maximum Board Size
2
ForForElect Director Shijo, Haruya 3.1
ForForElect Director Wada, Yutaka 3.2
ForForElect Director Kuromatsu, Hiroyasu 3.3
ForForElect Director Suzuki, Atsushi 4
Leeds Building Society
Meeting Date: 03/26/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForReappoint Deloitte LLP as Auditors 2
Do Not Vote
ForApprove Remuneration Report 3
Do Not Vote
ForApprove Remuneration Policy 4
Do Not Vote
ForRe-elect Leslie Platts as Director 5a
Do Not Vote
ForRe-elect Robin Litten as Director 5b
Do Not Vote
ForRe-elect Kim Rebecchi as Director 5c
Do Not Vote
ForElect Susan Cooklin as Director 5d
Do Not Vote
ForAmend the Rules of the Society 6
Page 334 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metso Corporation
Meeting Date: 03/26/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 1.00 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Seven 11
ForForReelect Mikael Lilius (Chairman), Christer Gardell (Vice Chairman), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipila as Directors
12
ForForApprove Remuneration of Auditors 13
ForForRatify Ernst & Young as Auditors 14
ForForAuthorize Share Repurchase Program 15
ForForApprove Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights
16
Close Meeting 17
Page 335 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MRV Engenharia e Participacoes SA
Meeting Date: 03/26/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles For Do Not Vote
Do Not Vote
ForConsolidate Bylaws 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles 1
ForConsolidate Bylaws 2
OCI Company Ltd
Meeting Date: 03/26/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Financial Statements and Disposition of Loss
For For
ForForApprove Consolidated Financial Statements and Disposition of Loss
1.2
ForForAmend Articles of Incorporation 2
ForForReelect Kim Sang-Yul as Inside Director 3.1
ForForReelect Kim Yong-Hwan as Outside Director 3.2
ForForElect Ban Jang-Sik as Outside Director 3.3
ForForReelect Kim Yong-Hwan as Member of Audit Committee
4.1
ForForElect Ban Jang-Sik as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 336 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
OCI Company Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Terms of Severance Payments to Executives
6
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Disposition of Loss
1.1
ForApprove Consolidated Financial Statements and Disposition of Loss
1.2
ForAmend Articles of Incorporation 2
ForReelect Kim Sang-Yul as Inside Director 3.1
ForReelect Kim Yong-Hwan as Outside Director 3.2
ForElect Ban Jang-Sik as Outside Director 3.3
ForReelect Kim Yong-Hwan as Member of Audit Committee
4.1
ForElect Ban Jang-Sik as Member of Audit Committee
4.2
ForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForAmend Terms of Severance Payments to Executives
6
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Meeting Date: 03/26/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Prepare List of Shareholders 3
Acknowledge Proper Convening of Meeting 4
ForForApprove Agenda of Meeting 5
AgainstForElect Supervisory Board Member 6
Page 337 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 7
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 03/26/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report, Financial Statements, and Partnership and Community Development Program (PCDP)
For For
ForForApprove Allocation of Income 2
ForForApprove Remuneration of Directors and Commissioners
3
ForForApprove Auditors of the Company and PCDP 4
AgainstForAmend Articles of Association 5
Renaissance Services SAOG
Meeting Date: 03/26/2014 Country: Oman
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Corporate Governance Report 2
ForForAccept Financial Statements and Statutory Reports
3
ForForApprove Dividends 4
ForForApprove Directors' Attendance Fees for Fiscal Year 2013 and Fiscal Year 2014
5
ForForApprove Remuneration of Directors for Fiscal Year 2013
6
ForForApprove Related Party Transactions 7
Page 338 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Renaissance Services SAOG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Charitable Donations for Fiscal Year 2013
8
ForForApprove Charitable Donations for Fiscal Year 2014
9
AgainstForElect Directors (Bundled) 10
ForForRatify Auditors and Fix Their Remuneration 11
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/26/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
For For
ForForReelect Han Dong-Woo as Inside Director 2.1
ForForReelect Kwon Tae-Eun as Outside Director 2.2
ForForReelect Kim Gi-Young as Outside Director 2.3
ForForReelect Kim Suk-Won as Outside Director 2.4
ForForReelect Namgoong Hoon as Outside Director 2.5
ForForElect Lee Man-Woo as Outside Director 2.6
ForForReelect Lee Sang-Gyung as Outside Director 2.7
ForForElect Chung Jin as Outside Director 2.8
ForForReelect Hirakawa Haruki as Outside Director 2.9
ForForReelect Philippe Aguignier as Outside Director 2.10
ForForReelect Kwon Tae-Eun as Member of Audit Committee
3.1
ForForReelect Kim Suk-Won as Member of Audit Committee
3.2
ForForElect Lee Man-Woo as Member of Audit Committee
3.3
ForForReelect Lee Sang-Gyung as Member of Audit Committee
3.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Page 339 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinhan Financial Group Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
1
ForReelect Han Dong-Woo as Inside Director 2.1
ForReelect Kwon Tae-Eun as Outside Director 2.2
ForReelect Kim Gi-Young as Outside Director 2.3
ForReelect Kim Suk-Won as Outside Director 2.4
ForReelect Namgoong Hoon as Outside Director 2.5
ForElect Lee Man-Woo as Outside Director 2.6
ForReelect Lee Sang-Gyung as Outside Director 2.7
ForElect Chung Jin as Outside Director 2.8
ForReelect Hirakawa Haruki as Outside Director 2.9
ForReelect Philippe Aguignier as Outside Director 2.10
ForReelect Kwon Tae-Eun as Member of Audit Committee
3.1
ForReelect Kim Suk-Won as Member of Audit Committee
3.2
ForElect Lee Man-Woo as Member of Audit Committee
3.3
ForReelect Lee Sang-Gyung as Member of Audit Committee
3.4
ForApprove Total Remuneration of Inside Directors and Outside Directors
4
Svenska Handelsbanken AB
Meeting Date: 03/26/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Page 340 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Do Not Vote
ForAccept Financial Statements and Statutory Reports; ; Approve Consolidated Financial Statements and Statutory Reports
8
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 16.50 Per Share
9
Do Not Vote
ForApprove Discharge of Board and President 10
Do Not Vote
ForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
Do Not Vote
ForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
Do Not Vote
ForApprove Issuance of Convertibles to Employees
13
Do Not Vote
ForDetermine Number of Members (10) of Board 14
Do Not Vote
ForDetermine Number of Auditors (2) 15
Do Not Vote
ForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 625,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors; Indemnification of Directors
16
Do Not Vote
ForReelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors
17
Do Not Vote
ForRatify KPMG and Ernst & Young as Auditors 18
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
Page 341 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Stefan Sundemo and Tommy Jonasson
Do Not Vote
NoneApprove Severance of Links with the Development, Manufacture, and Trade of Nuclear Weapons, and in Future not Invest in Operations Concerned with Nuclear Weapons
21
Do Not Vote
NoneApprove The Formation of an Integration Institute in Landskrona, Ven, and/or Copenhagen
22
Close Meeting 23
Technopolis Oyj
Meeting Date: 03/26/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Chairman's Report 6
Receive Financial Statements and Statutory Reports
7
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends of EUR 0.10 Per Share
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 50,000 for Chairman, EUR 30,000 for Deputy Chairman, and EUR 25,000 for Other Directors; Approve Meeting Fees
11
Page 342 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Technopolis Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Directors at Six 12
ForForReelect Carl-Johan Granvik (Chair), Sari Aitokallio, Jorma Haapamaki (Vice Chair), Pekka Korhonen, and Timo Ritakallio as Directors; Elect Pekka Ojanpaa as New Director
13
ForForApprove Remuneration of Auditors 14
ForForRatify KPMG as Auditors 15
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 10.6 Million Shares without Preemptive Rights
17
Close Meeting 18
The Siam Cement Public Co. Ltd.
Meeting Date: 03/26/2014 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Minutes of Previous Meeting For For
ForForAcknowledge 2013 Annual Report 2
ForForAccept Financial Statements 3
ForForApprove Allocation of Income and Dividend of THB 15.50 Per Share
4
ForForElect Sumet Tantivejkul as Director 5.1
ForForElect Pricha Attavipach as Director 5.2
ForForElect Yos Euarchukiati as Director 5.3
ForForElect Kan Trakulhoon as Director 5.4
ForForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForForAcknowledge Remuneration of Directors and Sub-Committees
7
Page 343 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Siam Cement Public Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Minutes of Previous Meeting 1
ForAcknowledge 2013 Annual Report 2
ForAccept Financial Statements 3
ForApprove Allocation of Income and Dividend of THB 15.50 Per Share
4
ForElect Sumet Tantivejkul as Director 5.1
ForElect Pricha Attavipach as Director 5.2
ForElect Yos Euarchukiati as Director 5.3
ForElect Kan Trakulhoon as Director 5.4
ForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForAcknowledge Remuneration of Directors and Sub-Committees
7
Trend Micro Inc.
Meeting Date: 03/26/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 125
For For
Urstadt Biddle Properties Inc.
Meeting Date: 03/26/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kevin J. Bannon For For
Page 344 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Urstadt Biddle Properties Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Richard Grellier 1.2
ForForElect Director Charles D. Urstadt 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Restricted Stock Plan 4
Valmet Corp
Meeting Date: 03/26/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.15 Per Share
8
ForForApprove Discharge of Board and President 9
ForForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, EUR 60,000 for Chairman of Audit Committee, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at Seven 11
Page 345 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Valmet Corp
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Jukka Viinanen (Chairman), Mikael von Frenckell (Vice-Chairman), Friederike Helfer, Pekka Lundmark, Erkki Pehu-Lehtonen, and Rogério Ziviani as Directors; Elect Lone Schrøder as New Director
12
ForForApprove Remuneration of Auditors 13
ForForRatify PricewaterhouseCoopers as Auditors 14
ForForAuthorize Share Repurchase Program 15
ForForApprove Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights
16
ForForEstablish Nominating Committee 17
Close Meeting 18
Akbank T.A.S.
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForElect Presiding Council of Meeting 1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForRatify Director Appointment 7
Do Not Vote
ForElect Directors 8
Do Not Vote
ForApprove Director Remuneration 9
Page 346 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Akbank T.A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForAmend Company Articles 11
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Do Not Vote
ForApprove Upper Limit of Donations for 2014 13
Do Not Vote
ForApprove Profit Distribution Policy 14
Receive Information on Remuneration Policy 15
Alicorp SAA
Meeting Date: 03/27/2014 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Individual and Consolidated Financial Statements and Statutory Reports
For
ForAppoint Auditors 2
ForApprove Remuneration of Directors 3
ForApprove Allocation of Income 4
ForApprove Simple Reorganization Plan by Segregating a Portion of Company Equity to be Contributed to Vitapro SA
5
ForApprove Merger by Absorption of Industria Nacional de Conservas Alimenticias SA and Farmington Enterprises SA by Company
6
Arcelik A.S.
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Page 347 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Arcelik A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Statutory Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Profit Distribution Policy 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForAmend Corporate Purpose 8
Do Not Vote
ForElect Directors 9
Receive Information on Remuneration Policy 10
Do Not Vote
ForApprove Director Remuneration 11
Do Not Vote
ForRatify External Auditors 12
Do Not Vote
ForApprove Upper Limit of Donations for 2014 13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Wishes 15
Banco de Chile
Meeting Date: 03/27/2014 Country: Chile
Meeting Type: Annual
Page 348 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Chile
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends of CLP 3.48 Per Share
2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForApprove Remuneration of Directors 4
Do Not Vote
ForApprove Remuneration and Budget of Directors and Audit Committee
5
Do Not Vote
ForAppoint Auditors 6
Present Directors and Audit Committee's Report
7
Receive Report Regarding Related-Party Transactions
8
Transact Other Business (Non-Voting) 9
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Financial Statements and Statutory Reports
1
ForApprove Allocation of Income and Dividends of CLP 3.48 Per Share
2
ForElect Directors 3
ForApprove Remuneration of Directors 4
ForApprove Remuneration and Budget of Directors and Audit Committee
5
ForAppoint Auditors 6
Present Directors and Audit Committee's Report
7
Receive Report Regarding Related-Party Transactions
8
Transact Other Business (Non-Voting) 9
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco de Chile
Meeting Date: 03/27/2014 Country: Chile
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY 2013; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions
For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY 2013; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions
1
Banco Santander S.A.
Meeting Date: 03/27/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For Do Not Vote
Do Not Vote
ForApprove Discharge of Board 1.B
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForRatify Appointment of and Elect José Javier Marín Romano as Director
3.A
Do Not Vote
ForRatify Appointment of Juan Miguel Villar Mir as Director
3.B
Do Not Vote
ForRatify Appointment of and Elect Sheila Bair as Director
3.C
Do Not Vote
ForReelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director
3.D
Page 350 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Rodrigo Echenique Gordillo as Director
3.E
Do Not Vote
ForReelect Esther Giménez-Salinas i Colomer as Director
3.F
Do Not Vote
ForReelect Vittorio Corbo Lioi as Director 3.G
Do Not Vote
ForRenew Appointment of Deloitte as Auditor 4
Do Not Vote
ForAuthorize Share Repurchase Program 5
Do Not Vote
ForAmend Articles Re: Board Composition and Director Compensation
6.A
Do Not Vote
ForAmend Articles Re: Board and Committees 6.B
Do Not Vote
ForAmend Article 18 of General Meeting Regulations Re: Audit Committee
7
Do Not Vote
ForApprove Capital Raising of up to EUR 500 Million
8
Do Not Vote
ForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
9
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
10.A
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
10.B
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
10.C
Do Not Vote
ForAuthorize Capitalization of Reserves for Scrip Dividends
10.D
Do Not Vote
ForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
11.A
Do Not Vote
ForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
11.B
Do Not Vote
ForFix Maximum Variable Compensation Ratio 12
Do Not Vote
ForApprove Deferred Share Bonus Plan 13.A
Do Not Vote
ForApprove Performance Shares Plan 13.B
Do Not Vote
ForApprove Employee Stock Purchase Plan 13.C
Page 351 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Employee Stock Purchase Plan 13.D
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
14
Do Not Vote
ForAdvisory Vote on Remuneration Policy Report 15
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated and Standalone Financial Statements
1.A
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForRatify Appointment of and Elect José Javier Marín Romano as Director
3.A
ForForRatify Appointment of Juan Miguel Villar Mir as Director
3.B
ForForRatify Appointment of and Elect Sheila Bair as Director
3.C
ForForReelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director
3.D
AgainstForReelect Rodrigo Echenique Gordillo as Director
3.E
ForForReelect Esther Giménez-Salinas i Colomer as Director
3.F
ForForReelect Vittorio Corbo Lioi as Director 3.G
ForForRenew Appointment of Deloitte as Auditor 4
ForForAuthorize Share Repurchase Program 5
ForForAmend Articles Re: Board Composition and Director Compensation
6.A
ForForAmend Articles Re: Board and Committees 6.B
ForForAmend Article 18 of General Meeting Regulations Re: Audit Committee
7
ForForApprove Capital Raising of up to EUR 500 Million
8
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
9
Page 352 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.B
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.C
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.D
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
11.A
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
11.B
ForForFix Maximum Variable Compensation Ratio 12
ForForApprove Deferred Share Bonus Plan 13.A
ForForApprove Performance Shares Plan 13.B
ForForApprove Employee Stock Purchase Plan 13.C
ForForApprove Employee Stock Purchase Plan 13.D
ForForAuthorize Board to Ratify and Execute Approved Resolutions
14
ForForAdvisory Vote on Remuneration Policy Report 15
Canon Marketing Japan Inc
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12
For For
ForForElect Director Murase, Haruo 2.1
ForForElect Director Kawasaki, Masami 2.2
ForForElect Director Shibasaki, Yo 2.3
ForForElect Director Sakata, Masahiro 2.4
ForForElect Director Usui, Yutaka 2.5
Page 353 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Marketing Japan Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Yagi, Koichi 2.6
ForForElect Director Doi, Norihisa 2.7
AgainstForAppoint Statutory Auditor Kitamura, Kuniyoshi 3.1
ForForAppoint Statutory Auditor Ogaki, Fumio 3.2
ForForAppoint Statutory Auditor Hasegawa, Shigeo 3.3
AgainstForApprove Annual Bonus Payment to Directors 4
Celltrion Inc.
Meeting Date: 03/27/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of 0.03 Share per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect One Non-independent Non-executive Director, Two Inside Directors and Five Outside Directors (Bundled)
3
ForForElect Four Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForApprove Stock Option Grants 6
China COSCO Holdings Co., Ltd.
Meeting Date: 03/27/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Provision of Guarantees Mandate For For
Page 354 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chugai Pharmaceutical Co. Ltd.
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 23
For For
ForForElect Director Nagayama, Osamu 2.1
ForForElect Director Ueno, Motoo 2.2
ForForElect Director Kosaka, Tatsuro 2.3
ForForElect Director Itaya, Yoshio 2.4
ForForElect Director Tanaka, Yutaka 2.5
AgainstForElect Director Ikeda, Yasuo 2.6
AgainstForElect Director Franz B. Humer 2.7
AgainstForElect Director Sophie Kornowski-Bonnet 2.8
Compania De Minas Buenaventura S.A.
Meeting Date: 03/27/2014 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForApprove Annual Report 1
Do Not Vote
ForApprove Financial Statements and Statutory Reports
2
Do Not Vote
ForAppoint Auditors 3
Do Not Vote
ForRatify Amendments to Dividend Policy 4
Do Not Vote
ForApprove Dividends 5
Do Not Vote
ForElect Directors 6
Page 355 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Empresa de Energia de Bogota SA ESP
Meeting Date: 03/27/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting/Anthem of Republic of Colombia
Open Meeting/Anthem of City of Bogota 2
Open Meeting/Verify Quorum; Receive Report Validation and Registration of Attendees
3
ForForElect Meeting Approval Committee 4
ForForElect Chairman of the Meeting 5
Message from Chairman of the Meeting 6
ForForReceive Corporate Governance Compliance Report
7
ForForApprove Individual and Consolidated Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends 9
ForForApprove Financing Strategy for EEBIS Guatemala
10
ForForAppoint Auditors 11
ForForElect Directors 12
AgainstForOther Business 13
Enka Insaat ve Sanayi A.S.
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting, Elect Presiding Council of Meeting, and Authorize Presiding Council to Sign Meeting Minutes
1
Do Not Vote
ForAccept Board Report 2
Page 356 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enka Insaat ve Sanayi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAccept Audit Report 3
Receive Information on Charitable Donations 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForApprove Discharge of Board 6
Receive Information on Remuneration Policy 7
Do Not Vote
ForElect Directors 8
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForApprove Allocation of Income 11
Do Not Vote
ForApprove Profit Distribution Policy 12
Do Not Vote
ForApprove Donation Policy 13
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
14
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
Wishes 16
FLSmidth & Co.
Meeting Date: 03/27/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Management's Review
Do Not Vote
ForApprove Publication of Annual Report in English
2
Do Not Vote
ForApprove Financial Statements and Statutory Reports
3
Page 357 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FLSmidth & Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.2 Million for the Chairman, DKK 800,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
4a
Do Not Vote
ForApprove Remuneration of Directors for 2014 4b
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 2 Per Share
5
Do Not Vote
ForReelect Vagn Sorensen as Director 6a
Do Not Vote
ForReelect Torkil Bentzen as Director 6b
Do Not Vote
ForReelect Martin Ivert as Director 6c
Do Not Vote
ForReelect Sten Jacobsson as Director 6d
Do Not Vote
ForReelect Tom Knutzen as Director 6e
Do Not Vote
ForReelect Caroline Marie as Director 6f
Do Not Vote
ForRatify Deloitte as Auditors 7
Do Not Vote
ForApprove DKK 39 Million Reduction in Share Capital via Share Cancellation
8.1
Do Not Vote
ForAmend Articles Re: Proxy at General Meeting 8.2
Do Not Vote
ForAuthorize Share Repurchase Program 8.3
Shareholder Proposals Submitted by Kjeld Beyer
Do Not Vote
AgainstRequire More Financial Information to be Included in the Notice of Annual Meeting
9.1
Do Not Vote
AgainstRequire Drafting of Annual and Quarterly Reports in Danish
9.2
Do Not Vote
AgainstRequire Easier Access to Annual and Quarterly Reports on the Website
9.3
Do Not Vote
AgainstRequire Serving of Refreshments in Connection with Annual General Meeting
9.4
Other Business 10
Page 358 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo de Inversiones Suramericana SA
Meeting Date: 03/27/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForPresent Board of Directors and Chairman's Report
4
ForForPresent Financial Statements 5
ForForPresent Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends 8
AgainstForElect Directors 9
ForForAppoint Auditors 10
ForForApprove Remuneration of Directors and Auditors
11
ForForApprove Dematerialization of Shares 12
AgainstForAmend Bylaws 13
AgainstForOther Business 14
Hoshizaki Electric Co., Ltd.
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sakamoto, Seishi For For
ForForElect Director Suzuki, Yukihiko 1.2
ForForElect Director Urata, Yasuhiro 1.3
ForForElect Director Hongo, Masami 1.4
Page 359 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hoshizaki Electric Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kawai, Hideki 1.5
ForForElect Director Ogawa, Keishiro 1.6
ForForElect Director Takahashi, Tsutomu 1.7
ForForElect Director Maruyama, Satoru 1.8
ForForElect Director Kobayashi, Yasuhiro 1.9
ForForElect Director Ogura, Daizo 1.10
ForForElect Director Ozaki, Tsukasa 1.11
AgainstForApprove Retirement Bonus Payment for Director
2
Kirin Holdings Co., Ltd.
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 18
For For
ForForElect Director Miyake, Senji 2.1
ForForElect Director Kobayashi, Hirotake 2.2
ForForElect Director Nakajima, Hajime 2.3
ForForElect Director Nishimura, Keisuke 2.4
ForForElect Director Ito, Akihiro 2.5
AgainstForElect Director Miki, Shigemitsu 2.6
ForForElect Director Arima, Toshio 2.7
ForForAppoint Statutory Auditor Suzuki, Masahito 3.1
ForForAppoint Statutory Auditor Hashimoto, Fukutaka
3.2
AgainstForApprove Annual Bonus Payment to Directors and Statutory Auditors
4
Page 360 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marcopolo S.A.
Meeting Date: 03/27/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
1
Do Not Vote
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
MCB Bank Limited
Meeting Date: 03/27/2014 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Minutes of Previous Meeting 1
ForForAccept Financial Statements and Statutory Reports
2
AgainstForApprove A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Final Cash Dividend of PKR 3.50 Per Share
4
Special Business
ForForApprove Bonus Issue 5
ForForApprove Charitable Donation to Prime Minister's Earthquake Relief Fund, 2013 for Baluchistan
6.1
ForForApprove Expenses Incurred Towards Security Measures for Chairman
6.2
ForForAmend Articles of Association 7.1
ForForAmend Articles of Association 7.2
AgainstForOther Business 8
Page 361 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nutreco NV
Meeting Date: 03/27/2014 Country: Netherlands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Open Meeting 1.1
Receive Announcements 1.2
Receive Report of Supervisory Board (Non-Voting)
2.1
Discuss Remuneration Report 2.2
Receive Report of Management Board (Non-Voting)
3
ForForAdopt Financial Statements 4.1
ForForApprove Dividends of EUR 1 Per Share 4.2
ForForApprove Discharge of Management Board 5.1
ForForApprove Discharge of Supervisory Board 5.2
ForForRatify KPMG Accountants as Auditors Re: Financial Year 2015
6.1
Receive Announcements Re: Mandatory Auditor Rotation
6.2
Acknowledge Resignation of R.J. Frohn as Supervisory Board Member
7.1
ForForElect P.S. Overmars to Supervisory Board 7.2
ForForReelect H.W.P.M.A. Verhagen to Supervisory Board
7.3
AgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger
8.1
AgainstForAuthorize Board to Exclude Preemptive Rights from Issuance under Item 8.1
8.2
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
Other Business (Non-Voting) 10
Close Meeting 11
Page 362 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Otsuka Corporation
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 235
For For
Pola Orbis Holdings Inc
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForElect Director Suzuki, Satoshi 2.1
ForForElect Director Kume, Naoki 2.2
ForForElect Director Fujii, Akira 2.3
ForForElect Director Suzuki, Hiroki 2.4
ForForElect Director Iwazaki, Yasuo 2.5
ForForElect Director Miura, Takao 2.6
ForForElect Director Machida, Tsuneo 2.7
ForForAppoint Statutory Auditor Hoshi, Kuniaki 3.1
ForForAppoint Statutory Auditor Sato, Akio 3.2
AgainstForAppoint Statutory Auditor Nakamura, Motohiko
3.3
Portugal Telecom, SGPS S.A.
Meeting Date: 03/27/2014 Country: Portugal
Meeting Type: Special
Page 363 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Portugal Telecom, SGPS S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Participation in Capital Increase of Oi SA through Contribution of Assets
For For
PT Perusahaan Gas Negara Tbk
Meeting Date: 03/27/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Reports of the Company and Partnership and Community Development Program (PCDP) and Commissioners' Report
For For
ForForApprove Financial Statements of the Company and PCDP and Discharge Directors and Commissioners
2
ForForApprove Allocation of Income and Payment of Dividend
3
ForForApprove Auditors of the Company and PCDP 4
ForForApprove Remuneration of Directors and Commissioners
5
ForForApprove Implementation of Minister of State Enterprises Regulation
6
AgainstForElect Directors and Commissioners 7
PT Tambang Batubara Bukit Asam Tbk
Meeting Date: 03/27/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports of the Company and Discharge Directors and Commissioners From Their Responsibilities in the Company
For For
Page 364 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Tambang Batubara Bukit Asam Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Statements and Statutory Reports of the Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners From Their Responsibilities in the PCDP
2
ForForApprove Allocation of Income and Payment of Dividend
3
ForForApprove Remuneration of Directors and Commissioners
4
ForForApprove Auditors of the Company and PCDP 5
PTT Exploration & Production PCL
Meeting Date: 03/27/2014 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Acknowledge 2013 Performance Result and 2014 Work Plan
ForForAccept Financial Statements 2
ForForApprove Dividend of THB 6.00 Per Share 3
AgainstForApprove Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Directors and Sub-Committees
5
ForForElect Suthep Liumsirijarern as Director 6.1
ForForElect Ampon Kittiampon as Director 6.2
ForForElect Pailin Chuchottaworn as Director 6.3
ForForElect Manas Jamveha as Director 6.4
ForForElect Tevin Vongvanich as Director 6.5
Ratos AB
Meeting Date: 03/27/2014 Country: Sweden
Meeting Type: Annual
Page 365 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ratos AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting; Elect Chairman of Meeting For Do Not Vote
Do Not Vote
ForPrepare and Approve List of Shareholders 2
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 3
Do Not Vote
ForAcknowledge Proper Convening of Meeting 4
Do Not Vote
ForApprove Agenda of Meeting 5
Receive President's Report 6
Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Guidelines for Remuneration of Executive Management
7
Allow Questions 8
Do Not Vote
ForAccept Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Discharge of Board and President 10
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 3 Per Share
11
Do Not Vote
ForDetermine Number of Members (7) and Deputy Members (0) of Board
12
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1 Million for Chairman and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
13
Do Not Vote
ForReelect Lars Berg, Staffan Bohman, Arne Karlsson, Annette Sadolin, Jan Soderberg, and Per-Olof Soderberg as Directors; Elect Charlotte Stromberg as New Director
14
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
Do Not Vote
ForApprove Stock Option Plan for Key Employees 17
Page 366 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ratos AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Transfer of up to 16,000 Class B Shares to Employees
18
Do Not Vote
ForApprove Phantom Stock Option Plan for Certain Employees
19
Do Not Vote
ForAmend Articles Re: Equity-Related 20
Do Not Vote
ForAuthorize Share Repurchase Program 21
Do Not Vote
ForApprove Issuance of up to 35 Million Class B Shares without Preemptive Rights
22
Do Not Vote
ForApprove Issuance of up to 1.25 Million Class C or Class D Preference Shares without Preemptive Rights
23
Close Meeting 24
Shimano Inc.
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 43.5
For For
ForForElect Director Shimano, Yozo 2.1
ForForElect Director Watarai, Etsuyoshi 2.2
ForForElect Director Hirata, Yoshihiro 2.3
ForForElect Director Shimano, Taizo 2.4
ForForElect Director Tarutani, Kiyoshi 2.5
ForForElect Director Tsuzaki, Masahiro 2.6
ForForElect Director Toyoshima, Takashi 2.7
ForForElect Director Hitomi, Yasuhiro 2.8
ForForElect Director Matsui, Hiroshi 2.9
ForForAppoint Statutory Auditor Katsuoka, Hideo 3.1
ForForAppoint Statutory Auditor Matsumoto, Gohei 3.2
ForForAppoint Statutory Auditor Nozue, Kanako 3.3
Page 367 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Showa Denko K.K.
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForElect Director Takahashi, Kyohei 2.1
ForForElect Director Ichikawa, Hideo 2.2
ForForElect Director Sakai, Shinji 2.3
ForForElect Director Koinuma, Akira 2.4
ForForElect Director Fukuda, Shunji 2.5
ForForElect Director Amano, Masaru 2.6
ForForElect Director Muto, Saburo 2.7
AgainstForElect Director Akiyama, Tomofumi 2.8
AgainstForElect Director Morita, Akiyoshi 2.9
AgainstForAppoint Statutory Auditor Obara, Yukio 3
AgainstForApprove Takeover Defense Plan (Poison Pill) 4
Showa Shell Sekiyu K.K.
Meeting Date: 03/27/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 18
For For
ForForElect Director Kato, Shigeya 2.1
ForForElect Director Douglas Wood 2.2
AgainstForElect Director Masuda, Yukio 2.3
AgainstForElect Director Nakamura, Takashi 2.4
AgainstForElect Director Takeda, Minoru 2.5
AgainstForElect Director Chiew Nguang-Yong 2.6
Page 368 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Showa Shell Sekiyu K.K.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Director Ahmed M. Alkhunaini 2.7
AgainstForElect Director Nabil A. Al Nuaim 2.8
ForForAppoint Statutory Auditor Miyazaki, Midori 3.1
ForForAppoint Statutory Auditor Hamamoto, Misao 3.2
ForForApprove Adjustment to Aggregate Compensation Ceiling for Directors
4
AgainstForApprove Annual Bonus Payment to Directors 5
SM-Chile S.A.
Meeting Date: 03/27/2014 Country: Chile
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated Financial Statements and Statutory Reports
For Do Not Vote
Do Not Vote
ForApprove Dividends of CLP 3.53 Per Series B, D, and E Shares
2
Do Not Vote
ForElect Directors 3
Do Not Vote
ForApprove Remuneration of Directors 4
Do Not Vote
ForApprove Remuneration and Budget of Directors' Committee
5
Do Not Vote
ForAppoint Auditors 6
Present Report of Directors' Committee 7
Receive Report Regarding Related-Party Transactions
8
Transact Other Business (Non-Voting) 9
Turk Hava Yollari A.O.
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Page 369 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Hava Yollari A.O.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Audit Report 2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForAccept Board Report 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForRatify External Auditors 8
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
9
Do Not Vote
ForApprove Upper Limit of Donations for 2014 10
Wishes 11
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAccept Audit Report 2
ForAccept Financial Statements 3
ForAccept Board Report 4
ForApprove Discharge of Board 5
ForApprove Allocation of Income 6
ForApprove Director Remuneration 7
Page 370 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Hava Yollari A.O.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRatify External Auditors 8
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
9
ForApprove Upper Limit of Donations for 2014 10
Wishes 11
Ulker Biskuvi Sanayi A.S.
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Reports 2
Do Not Vote
ForAccept Statutory Reports 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board and Auditors 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForRatify External Auditors 7
Do Not Vote
ForElect Directors 8
Receive Information on Charitable Donations 9
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
10
Do Not Vote
ForApprove Director Remuneration 11
Receive Information on Related Party Transactions
12
Page 371 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ulker Biskuvi Sanayi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
Yapi Ve Kredi Bankasi AS
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Discharge of Board 3
Do Not Vote
ForApprove Sales of Assets and Discharge Directors Involved in Transaction
4
Do Not Vote
ForElect Directors 5
Receive Information on Remuneration Policy 6
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForApprove Profit Distribution Policy 8
Do Not Vote
ForApprove Allocation of Income 9
Do Not Vote
ForRatify External Auditors 10
Do Not Vote
ForAmend Company Articles 11
Do Not Vote
ForApprove Upper Limit of Donations for 2014 12
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
Wishes 14
Page 372 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Allreal Holding AG
Meeting Date: 03/28/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Omission of Dividends
2
ForForApprove Dividends of CHF 5.50 per Share from Capital Contributions Reserves
3
ForForApprove Discharge of Board and Senior Management
4
AgainstForReelect Ralph-Thomas Honegger as Director 5.1a
ForForReelect Albert Leiser as Director 5.1b
AgainstForReelect Thomas Lustenberger as Director 5.1c
ForForReelect Peter Spuhler as Director 5.1d
ForForReelect Olivier Steimer as Director 5.1e
ForForElect Bruno Bettoni as Director 5.2
ForForElect Thomas Lustenberger as Board Chairman
5.3
AgainstForAppoint Ralph-Thomas Honegger as Member of the Compensation Committee
5.4a
AgainstForAppointThomas Lustenberger as Member of the Compensation Committee
5.4b
ForForDesignate Hubatka Mueller Vetter as Independent Proxy
5.5
ForForRatify Ernst & Young AG as Auditors 5.6
ForForApprove Creation of CHF 100 Million Pool of Capital without Preemptive Rights
6.1
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
6.2
Alpha Bank AE
Meeting Date: 03/28/2014 Country: Greece
Meeting Type: Special
Page 373 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alpha Bank AE
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
AgainstForAuthorize Share Capital Increase without Preemptive Rights
1
AgainstForRatify Director Appointment 2
Asahi Glass Co. Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
For For
ForForElect Director Ishimura, Kazuhiko 2.1
ForForElect Director Nishimi, Yuji 2.2
ForForElect Director Fujino, Takashi 2.3
ForForElect Director Hirai, Yoshinori 2.4
ForForElect Director Sakane, Masahiro 2.5
ForForElect Director Kimura, Hiroshi 2.6
ForForElect Director Egawa, Masako 2.7
ForForAppoint Statutory Auditor Hara, Toru 3
ForForApprove Stock Option Plan 4
Asatsu-DK Inc.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Page 374 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asatsu-DK Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles To Change Location of Head Office
For For
ForForElect Director Ueno, Shinichi 2.1
ForForElect Director Kato, Takeshi 2.2
ForForElect Director Sakai, Yoshihiro 2.3
ForForElect Director Naganuma, Koichiro 2.4
ForForElect Director Stuart Neish 2.5
ForForElect Director Kido, Hideaki 2.6
ForForElect Director Umeda, Mochio 2.7
ForForElect Director Oshiba, Kenji 2.8
ForForElect Director Ushijima, Shin 2.9
Banco Popolare Scarl
Meeting Date: 03/28/2014 Country: Italy
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Appoint Directors (Slate Election) - Choose One of the Following Slates
Do Not Vote
ForSlate Submitted by Management and 4,773 Shareholders
1.1
Do Not Vote
NoneSlate Submitted by Associazione Banca Viva 1.2
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
Do Not Vote
NoneSlate Submitted by 4,774 Shareholders 2.1
Do Not Vote
NoneSlate Submitted by Fondazione Cariverona and Fondazione Cassa di Risparmio di Carpi
2.2
Do Not Vote
ForApprove Financial Statements, Statutory Reports, and Allocation of Income
3
Page 375 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Popolare Scarl
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
4
Do Not Vote
ForApprove Remuneration Report 5
Do Not Vote
ForApprove Remuneration of Directors 6
Do Not Vote
ForApprove Internal Auditors' Remuneration 7
Extraordinary Business
Do Not Vote
ForApprove Merger with Credito Bergamasco SpA 1
Do Not Vote
ForApprove Accounting Transfers 2
Bank Alfalah Limited
Meeting Date: 03/28/2014 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Minutes of Previous Meeting 1
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Cash Dividend of PKR 2.00 Per Share 3
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForOther Business 5
BRE Properties, Inc.
Meeting Date: 03/28/2014 Country: USA
Meeting Type: Special
Page 376 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BRE Properties, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
BS Financial Group Inc.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 280 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Min-Ju as Inside Director 3.1
ForForElect Lee Bong-Chul as Non-independent Non-executive Director
3.2
ForForReelect Kim Sung-Ho as Outside Director 3.3
ForForReelect Kim Woo-Suk as Outside Director 3.4
ForForReelect Lee Jong-Su as Outside Director 3.5
ForForElect Moon Jae-Woo as Outside Director 3.6
ForForElect Kim Chang-Soo as Outside Director 3.7
ForForReelect Kim Sung-Ho as Member of Audit Committee
4.1
ForForReelect Kim Woo-Suk as Member of Audit Committee
4.2
ForForElect Moon Jae-Woo as Member of Audit Committee
4.3
ForForElect Kim Chang-Soo as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 377 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 65
For For
ForForAmend Articles to Indemnify Directors 2
ForForElect Director Mitarai, Fujio 3.1
ForForElect Director Tanaka, Toshizo 3.2
ForForElect Director Ikoma, Toshiaki 3.3
ForForElect Director Adachi, Yoroku 3.4
ForForElect Director Mitsuhashi, Yasuo 3.5
ForForElect Director Matsumoto, Shigeyuki 3.6
ForForElect Director Homma, Toshio 3.7
ForForElect Director Ozawa, Hideki 3.8
ForForElect Director Maeda, Masaya 3.9
ForForElect Director Tani, Yasuhiro 3.10
ForForElect Director Nagasawa, Kenichi 3.11
ForForElect Director Otsuka, Naoji 3.12
ForForElect Director Yamada, Masanori 3.13
ForForElect Director Wakiya, Aitake 3.14
ForForElect Director Ono, Kazuto 3.15
ForForElect Director Kimura, Akiyoshi 3.16
ForForElect Director Osanai, Eiji 3.17
ForForElect Director Saida, Kunitaro 3.18
ForForElect Director Kato, Haruhiko 3.19
ForForAppoint Statutory Auditor Araki, Makoto 4.1
ForForAppoint Statutory Auditor Yoshida, Osami 4.2
AgainstForAppoint Statutory Auditor Kitamura, Kuniyoshi 4.3
AgainstForApprove Annual Bonus Payment to Directors 5
Page 378 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Vanke Co., Ltd.
Meeting Date: 03/28/2014 Country: China
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove 2013 Report of the Board of Directors
1
ForForApprove 2013 Report of the Board of Supervisors
2
ForForApprove 2013 Annual Report and Audit Report
3
ForForApprove 2013 Profit and Dividend Distribution 4
ForForApprove Re-appointment of 2014 External Auditor
5
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
AgainstForElect Non-independent Director Wang Shi 6.1
AgainstForElect Non-independent Director Qiao Shibo 6.2
ForForElect Non-independent Director Yu Liang 6.3
AgainstForElect Non-independent Director Sun Jianyi 6.4
AgainstForElect Non-independent Director Wei Bin 6.5
AgainstForElect Non-independent Director Chen Ying 6.6
ForForElect Non-independent Director Wang Wenjin 6.7
ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
ForForElect Independent Director Zhang Liping 6.8
ForForElect Independent Director Hua Sheng 6.9
ForForElect Independent Director Luo Junmei 6.10
ForForElect Independent Director Hai Wen 6.11
ELECT SUPERVISOR
ForForElect Supervisor Xie Dong 7.1
ForForApprove Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members
8
Page 379 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daewoo Engineering & Construction Co.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForElect One Inside Director and One Outside Director (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Daewoo Shipbuilding & Marine Engineering Co.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 300 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Han Kyung-Taek as Outside Director 3.1
ForForElect Lee Young-Jae as Non-independent Non-executive Director
3.2
ForForElect Han Kyung-Taek as Member of Audit Committee
4.1
ForForElect Lee Young-Jae as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
AgainstForAmend Terms of Severance Payments to Executives
6
Daum Communications Corporation
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Page 380 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daum Communications Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,133 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Choi Se-Hoon as Inside Director 3.1
ForForReelect Lee Jae-Hyuk as Inside Director 3.2
ForForElect Kwon Gi-Soo as Inside Director 3.3
ForForElect Ho Chang-Sung Outside Director 3.4
ForForElect Lim Bang-Hee as Outside Director 3.5
ForForElect Lim Bang-Hee as Member of Audit Committee
4.1
ForForReelect Choi Joon-Ho Member of Audit Committee
4.2
ForForReelect David Hoffman Member of Audit Committee
4.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
DIC Corp.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForElect Director Sugie, Kazuo 2.1
ForForElect Director Nakanishi, Yoshiyuki 2.2
ForForElect Director Saito, Masayuki 2.3
ForForElect Director Kawamura, Yoshihisa 2.4
ForForElect Director Konishi, Akira 2.5
ForForElect Director Agawa, Tetsuro 2.6
ForForElect Director Suzuki, Takao 2.7
Page 381 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DIC Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Uchinaga, Yukako 2.8
ForForAppoint Alternate Statutory Auditor Tateishi, Norifumi
3
Doosan Co.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForApprove Stock Option Grants 4
Doosan Heavy Industries & Construction Co.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 750 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Two Inside Directors (Bundled) 3
ForForElect Cha Dong-Min as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ForForApprove Stock Option Grants 6
Page 382 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Essex Property Trust, Inc.
Meeting Date: 03/28/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Grana Y Montero SAA
Meeting Date: 03/28/2014 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Corporate Governance Report and Audited Individual and Consolidated Financial Statements for Fiscal Year 2013
For
ForApprove Allocation of Income 2
ForApprove Remuneration of Directors 3
ForAppoint Auditors 4
ForElect José Graña Miró Quesada as Director 5.1
ForElect Carlos Montero Graña as Director 5.2
ForElect Hernando Graña Acuña as Director 5.3
ForElect Mario Alvarado Pflucker as Director 5.4
ForElect José Chlimper Ackerman as Director 5.5
ForElect Hugo Santa María as Director 5.6
ForElect Pedro Pablo Errazuriz as Director 5.7
ForElect Federico Cúneo de la Piedra as Director 5.8
ForElect Mark Hoffmann Rosas as Director 5.9
Page 383 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grana Y Montero SAA
Meeting Date: 03/28/2014 Country: Peru
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForApprove Annual Corporate Governance Report and Audited Individual and Consolidated Financial Statements for Fiscal Year 2013
1
ForApprove Allocation of Income 2
ForApprove Remuneration of Directors 3
ForAppoint Auditors 4
ForElect José Graña Miró Quesada as Director 5.1
ForElect Carlos Montero Graña as Director 5.2
ForElect Hernando Graña Acuña as Director 5.3
ForElect Mario Alvarado Pflucker as Director 5.4
ForElect José Chlimper Ackerman as Director 5.5
ForElect Hugo Santa María as Director 5.6
ForElect Pedro Pablo Errazuriz as Director 5.7
ForElect Federico Cúneo de la Piedra as Director 5.8
ForElect Mark Hoffmann Rosas as Director 5.9
Grupo Nutresa SA
Meeting Date: 03/28/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting/Verify Quorum
ForForElect Meeting Approval Committee 2
ForForPresent Board of Directors and Chairman's Report
3
ForForPresent Financial Statements 4
Page 384 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Nutresa SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPresent Auditor's Report 5
ForForApprove Financial Statements, Management Report and External Auditor's Report
6
ForForApprove Allocation of Income and Dividends 7
ForForInform on Implementation Plan of NIIF 8
AgainstForOther Business 9
Hankook Tire Co., Ltd.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Hyundai Merchant Marine Co.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForReelect Lee Nam-Yong as Inside Director 2.1
ForForReelect Lee Baek-Hoon as Inside Director 2.2
ForForElect Lee Suk-Dong as Inside Director 2.3
ForForReelect Jun Joon-Soo as Outside Director 2.4
ForForElect Kim Heung-Gul as Outside Director 2.5
ForForReelect Jun Joon-Soo as Member of Audit Committee
3.1
Page 385 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Merchant Marine Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Heung-Gul as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Iberdrola S.A.
Meeting Date: 03/28/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Management Reports 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Ernst & Young as Auditor
4
ForForApprove Allocation of Income and Dividends 5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6.B
ForForApprove Restricted Stock Plan 7
ForForReelect Georgina Yamilet Kessel Martínez as Director
8
AgainstForAuthorize Share Repurchase Program 9
ForForAmend Article 34.5 Re: Technical and Textual Adjustments
10.A
ForForAmend Article 44.3 Re: Term of Audit Committee Chairman
10.B
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
11
ForForAuthorize Board to Ratify and Execute Approved Resolutions
12
AgainstForAdvisory Vote on Remuneration Policy Report 13
Page 386 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Interconexion Electrica S.A. E.S.P.
Meeting Date: 03/28/2014 Country: Colombia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting
Present Minutes of Meeting Held on March 22, 2013
2
Elect Meeting Approval Committee 3
Message from Mining and Energy Minister Amylkar Acosta Medina
4
Welcome Message from Chairman and Reading of Board Report
5
Receive CEO's, Board of Directors', and Management's Reports
6
Receive Corporate Governance Compliance Report
7
Present Individual and Consolidated Financial Statements
8
Present Auditor's Report 9
ForForApprove Individual and Consolidated Financial Statements
10
ForForApprove Allocation of Income and Dividends 11
ForForAppoint Auditors and Fix Their Remuneration 12
AgainstForElect Directors 13
ForForAmend Bylaws 14
Transact Other Business (Non-Voting) 15
Kangwon Land Inc.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 730 per Share
For For
Page 387 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kangwon Land Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles of Incorporation 2
ForForElect Two Non-independent Non-executive Directors (Bundled)
3.1
ForForElect Five Outside Directors (Bundled) 3.2
ForForElect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Kao Corp.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 32
For For
ForForElect Director Sawada, Michitaka 2.1
ForForElect Director Yoshida, Katsuhiko 2.2
ForForElect Director Takeuchi, Toshiaki 2.3
ForForElect Director Kadonaga, Sonosuke 2.4
ForForElect Director Nagashima, Toru 2.5
ForForElect Director Oku, Masayuki 2.6
AgainstForAppoint Statutory Auditor Waseda, Yumiko 3
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
Meeting Date: 03/28/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Page 388 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
ForAccept Board Report 3
ForAccept Financial Statements and Statutory Reports
4
Receive Information on Corporate Governance Principles
5
ForApprove Discharge of Board 6
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
7
ForApprove Allocation of Income 8
Receive Information on Charitable Donations 9
ForApprove Upper Limit of Donations for 2014 10
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
11
ForApprove Director Remuneration 12
Receive Information on Related Party Transactions
13
ForRatify External Auditors 14
Close Meeting 15
KB Financial Group Inc.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Cho Jae-Ho as Outside Director 2.1
ForForElect Kim Myung-Jig as Outside Director 2.2
ForForElect Shin Sung-Hwan as Outside Director 2.3
Page 389 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Lee Kyung-Jae as Outside Director 2.4
ForForReelect Kim Young-Jin as Outside Director 2.5
ForForReelect Hwang Gun-Ho as Outside Director 2.6
ForForReelect Lee Jong-Chun as Outside Director 2.7
ForForReelect Koh Seung-Eui as Outside Director 2.8
ForForElect Shin Sung-Hwan as Member of Audit Committee
3.1
ForForReelect Lee Kyung-Jae as Member of Audit Committee
3.2
ForForReelect Kim Young-Jin as Member of Audit Committee
3.3
ForForReelect Lee Jong-Chun as Member of Audit Committee
3.4
ForForReelect Koh Seung-Eui as Member of Audit Committee
3.5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
KEPCO Engineering & Construction Inc.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 406 per Share
For For
ForForAppoint Internal Auditor 2
Elect Three Inside Directors Out of Nine Nominees
ForForElect Kim Bu-Han as Inside Director 3.1.1
ForForElect Kim Jae-Won as Inside Director 3.1.2
ForForElect Shin Moon-Chul as Inside Director 3.1.3
ForForElect Shim Hyun-Oh as Inside Director 3.1.4
ForForElect Yoo Sun-Yong as Inside Director 3.1.5
ForForElect Jo Jik-Rae as Inside Director 3.1.6
Page 390 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KEPCO Engineering & Construction Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Jin Tae-Eun as Inside Director 3.1.7
ForForElect Choi Chul-seung as Inside Director 3.1.8
ForForElect Hwang Hae-Ryong as Inside Director 3.1.9
ForForElect Kim Byung-Sook as Non-independent Non-executive Director
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
ForForAuthorize Board to Fix Remuneration of Internal Auditor
5
Kokuyo Co. Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7.5
For For
ForForElect Director Kuroda, Akihiro 2.1
ForForElect Director Kuroda, Yasuhiro 2.2
ForForElect Director Morikawa, Takuya 2.3
ForForElect Director Kuroda, Hidekuni 2.4
ForForElect Director Matsushita, Masa 2.5
AgainstForElect Director Nagata, Takeharu 2.6
ForForElect Director Oneda, Nobuyuki 2.7
AgainstForElect Director Sakuta, Hisao 2.8
AgainstForElect Director Hamada, Hiroshi 2.9
ForForAppoint Alternate Statutory Auditor Shinkawa, Asa
3
AgainstForApprove Takeover Defense Plan (Poison Pill) 4
Page 391 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Electric Power Corp.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 90 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Korea Gas Corp.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Disposition of Loss
For For
ForForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Lion Corp.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Fujishige, Sadayoshi For For
ForForElect Director Hama, Itsuo 1.2
ForForElect Director Kasamatsu, Takayasu 1.3
ForForElect Director Watari, Yuji 1.4
ForForElect Director Kikukawa, Masazumi 1.5
ForForElect Director Kobayashi, Kenjiro 1.6
Page 392 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lion Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Shimizu, Yasuo 1.7
ForForElect Director Kakui, Toshio 1.8
ForForElect Director Shimaguchi, Mitsuaki 1.9
ForForElect Director Yamada, Hideo 1.10
ForForAppoint Alternate Statutory Auditor Kojima, Noboru
2
LS Corp.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,250 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Two Inside Directors and Four Outside Directors (Bundled)
3
ForForElect Three Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Mabuchi Motor Co. Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 87
For For
Page 393 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NCsoft Corp.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 600 per Share
For For
ForForReelect Lee Hee-Sang as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
NHN Entertainment Corp.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForAmend Articles of Incorporation 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
AgainstForAmend Terms of Severance Payments to Executives
4
Orion Corp.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,000 per Share
For For
ForForElect One Inside Director and Reelect One Outside Director (Bundled)
2
Page 394 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Orion Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditor
4
AgainstForAmend Terms of Severance Payments to Executives
5
Piraeus Bank SA
Meeting Date: 03/28/2014 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
AgainstForAuthorize Share Capital Increase without Preemptive Rights
1
Various Announcements 2
Porto Seguro SA
Meeting Date: 03/28/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForRatify Board Deliberations Re: Interest-On-Capital-Stock Payments
3
Do Not Vote
ForApprove Dividends 4
Do Not Vote
ForApprove Date of Dividend and Interest-On-Capital-Stock Payments
5
Do Not Vote
ForElect Directors, Chairman, and Vice-Chairman of the Board
6
Page 395 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Porto Seguro SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members
7
Porto Seguro SA
Meeting Date: 03/28/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Location of Company Headquarters For Do Not Vote
Do Not Vote
ForAmend Article 14 2
Do Not Vote
ForAmend Articles 3
Do Not Vote
ForConsolidate Bylaws 4
Rakuten Inc.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Expand Board Eligibility For For
ForForElect Director Mikitani, Hiroshi 2.1
ForForElect Director Kunishige, Atsushi 2.2
ForForElect Director Yamada, Yoshihisa 2.3
ForForElect Director Kobayashi, Masatada 2.4
ForForElect Director Shimada, Toru 2.5
ForForElect Director Sugihara, Akio 2.6
ForForElect Director Takeda, Kazunori 2.7
Page 396 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rakuten Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Hyakuno, Kentaro 2.8
ForForElect Director Yasutake, Hiroaki 2.9
ForForElect Director Charles B. Baxter 2.10
AgainstForElect Director Kusano, Koichi 2.11
ForForElect Director Kutaragi, Ken 2.12
ForForElect Director Joshua G. James 2.13
ForForElect Director Fukino, Hiroshi 2.14
ForForElect Director Murai, Jun 2.15
ForForElect Director Hosaka, Masayuki 2.16
ForForAppoint Alternate Statutory Auditor Takahashi, Hiroshi
3
ForForApprove Deep Discount Stock Option Plan 4
Repsol SA
Meeting Date: 03/28/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss
For For
ForForApprove Discharge of Board 2
ForForRenew Appointment of Deloitte as Auditor 3
ForForRatify Agreement between Repsol and the Republic of Argentina
4
ForForAuthorize Capitalization of Reserves for Scrip Dividends
5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
7
AgainstForAmend Articles Re: General Meeting Regulations and Special Agreements
8
Page 397 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Repsol SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles Re: Nomination and Remuneration Committee
9
ForForAmend Article 53 Re: Dividend Payments 10
ForForAmend Articles Re: General Meeting Regulations
11
ForForAmend Article Re: Annual Remuneration Report
12
ForForReelect Paulina Beato Blanco as Director 13
ForForReelect Artur Carulla Font as Director 14
ForForReelect Javier Echenique Landiríbar as Director
15
ForForReelect Henri Philippe Reichstul as Director 16
ForForReelect Pemex Internacional España SA as Director
17
AgainstForAdvisory Vote on Remuneration Policy Report 18
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
19
ForForAuthorize Share Repurchase Program 20
ForForAuthorize Board to Ratify and Execute Approved Resolutions
21
Sapporo Holdings Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 7
For For
ForForElect Director Kamijo, Tsutomu 2.1
ForForElect Director Tanaka, Hidenori 2.2
ForForElect Director Kato, Yoichi 2.3
ForForElect Director Watari, Junji 2.4
ForForElect Director Mizokami, Toshio 2.5
Page 398 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sapporo Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Oga, Masaki 2.6
ForForElect Director Iwata, Yoshihiro 2.7
ForForElect Director Tanaka, Hiroshi 2.8
ForForElect Director Hattori, Shigehiko 2.9
AgainstForElect Director Ikeda, Teruhiko 2.10
ForForAppoint Alternate Statutory Auditor Yada, Tsugio
3
AgainstForApprove Takeover Defense Plan (Poison Pill) 4
Shin Corporation Public Co. Ltd.
Meeting Date: 03/28/2014 Country: Thailand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Matters to be Informed For For
ForForApprove Minutes of Previous Meeting 2
ForForAcknowledge Operating Results 3
ForForAccept Financial Statements 4
ForForApprove Allocation of Income and Annual Dividend of THB 4.25 Per Share
5.1
ForForApprove Allocation of Income and Interim Dividend of THB 2.16 Per Share
5.2
ForForApprove KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration
6
ForForElect Vithit Leenutaphong as Director 7.1
ForForElect Chalaluck Bunnag as Director 7.2
ForForElect Somprasong Boonyachai as Director 7.3
ForForElect Sopawadee Lertmanaschai as Director 8
ForForApprove Remuneration of Directors 9
ForForApprove Issuance of Warrants to Directors and Employees of the Company and its Subsidiaries
10
Page 399 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shin Corporation Public Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of New Ordinary Shares Reserved for the Exercise of the Warrants
11
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Somprasong Boonyachai
12.1
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Suphajee Suthumpun
12.2
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Anek Pana-apichon
12.3
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Wichai Kittiwittayakul
12.4
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Krittika Mahattanakul
12.5
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Kim Siritaweechai
12.6
ForForApprove Allocation of Warrants of More Than 5 Percent of the Total Warrants Under the Plan to Pattarasak Uttamayodhin
12.7
ForForChange Company Name and Seal 13
ForForAmend Memorandum of Association in Relation to the Company's Name
14
ForForAmend Articles of Association in Relation to the Company's Name and Seal
15
AgainstForOther Business 16
SKF AB
Meeting Date: 03/28/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Page 400 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SKF AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
Do Not Vote
ForApprove Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 5.50 per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Do Not Vote
ForAmend Articles Re: Board of Directors 12
Do Not Vote
ForDetermine Number of Members (10) and Deputy Members (0) of Board
13
Do Not Vote
ForApprove Remuneration of Directors in the Amount of SEK 1.44 Million for the Chairman and SEK 495,000 for Other Members; Approve Remuneration for Committee Work and Variable Pay
14
Do Not Vote
ForReelect Leif Östling (Chairman), Ulla Litzén, Tom Johnstone, Lena Torell, Peter Grafoner, Lars Wedenborn, Joe Loughrey, Jouko Karvinen and Baba Kalyani as Directors; Elect Hock Goh as New Director
15
Do Not Vote
ForApprove Remuneration of Auditors 16
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Do Not Vote
ForApprove Restricted Stock Plan for Key Employees
18
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
19
St. Modwen Properties plc
Meeting Date: 03/28/2014 Country: United Kingdom
Meeting Type: Annual
Page 401 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
St. Modwen Properties plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForElect Richard Mully as Director 5
ForForRe-elect Steve Burke as Director 6
ForForRe-elect Kay Chaldecott as Director 7
ForForRe-elect Simon Clarke as Director 8
ForForRe-elect Michael Dunn as Director 9
ForForRe-elect Lesley James as Director 10
ForForRe-elect Bill Oliver as Director 11
ForForRe-elect John Salmon as Director 12
ForForRe-elect Bill Shannon as Director 13
ForForReappoint Deloitte LLP as Auditors 14
AgainstForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Saving Related Share Option Scheme 16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Standard Bank Group Ltd
Meeting Date: 03/28/2014 Country: South Africa
Meeting Type: Special
Page 402 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Standard Bank Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal by Standard Bank Group Ltd of a Majority Interest of 60 Percent of StandardBank plc to Industrial and Commercial Bank of China Limited
For For
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2
SUMCO Corp.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 1
For For
ForForElect Director Hashimoto, Mayuki 2.1
ForForElect Director Takii, Michiharu 2.2
ForForElect Director Tsuchiya, Yoichi 2.3
ForForElect Director Endo, Harumitsu 2.4
ForForElect Director Furuya, Hisashi 2.5
ForForElect Director Hiramoto, Kazuo 2.6
AgainstForElect Director Nakaoka, Makoto 2.7
AgainstForElect Director Ota, Hirotake 2.8
ForForElect Director Mitomi, Masahiro 2.9
Sumitomo Rubber Industries Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Page 403 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sumitomo Rubber Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 25
For For
ForForAmend Articles To Set Maximum Board Size - Set Maximum Number of Statutory Auditors
2
ForForElect Director Mino, Tetsuji 3.1
ForForElect Director Ikeda, Ikuji 3.2
ForForElect Director Tanaka, Hiroaki 3.3
ForForElect Director Onga, Kenji 3.4
ForForElect Director Nishi, Minoru 3.5
ForForElect Director Ii, Yasutaka 3.6
ForForElect Director Ishida, Hiroki 3.7
ForForElect Director Kuroda, Yutaka 3.8
ForForElect Director Kosaka, Keizo 3.9
AgainstForElect Director Uchioke, Fumikiyo 3.10
ForForAppoint Statutory Auditor Noguchi, Toshiyuki 4.1
ForForAppoint Statutory Auditor Kagono, Tadao 4.2
ForForAppoint Statutory Auditor Akamatsu, Tetsuji 4.3
Suntory Beverage & Food Limited
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 58
For For
ForForElect Director Torii, Nobuhiro 2.1
ForForElect Director Kakimi, Yoshihiko 2.2
ForForElect Director Kogo, Saburo 2.3
ForForElect Director Kurihara, Nobuhiro 2.4
Page 404 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suntory Beverage & Food Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Hizuka, Shinichiro 2.5
ForForElect Director Tsuchida, Masato 2.6
ForForElect Director Kamada, Yasuhiko 2.7
ForForElect Director Aoyama, Shigehiro 2.8
ForForElect Director Kashiwaki, Hitoshi 2.9
ForForAppoint Alternate Statutory Auditor Amitani, Mitsuhiro
3
SVG Capital plc
Meeting Date: 03/28/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForElect David Robins as Director 4
ForForRe-elect Andrew Sykes as Director 5
ForForRe-elect Lynn Fordham as Director 6
ForForRe-elect Stephen Duckett as Director 7
ForForRe-elect Caroline Goodall as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
AbstainForApprove Tender Offer 12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks Notice
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
Page 405 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tofas Turk Otomobil Fabrikasi AS
Meeting Date: 03/28/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Profit Distribution Policy 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForElect Directors 8
Receive Information on Remuneration Policy 9
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForRatify External Auditors 11
Do Not Vote
ForApprove Upper Limit of Donations for 2014 12
Receive Information on Related Party Transactions
13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Wishes 15
Tokai Carbon Co. Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Page 406 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tokai Carbon Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 3
For For
ForForElect Director Kudo, Yoshinari 2.1
ForForElect Director Nagasaka, Hajime 2.2
ForForElect Director Murofushi, Nobuyuki 2.3
ForForElect Director Hosoya, Masanao 2.4
ForForElect Director Fukuda, Toshiaki 2.5
AgainstForElect Director Watanabe, Masahiro 2.6
ForForElect Director Sugihara, Kanji 2.7
ForForElect Director Hayashi, Ryoichi 2.8
ForForAppoint Statutory Auditor Nakai, Kiyonari 3
AgainstForAppoint Alternate Statutory Auditor Kusaba, Masahiro
4
Tokyo Tatemono Co. Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 5
For For
ForForAppoint Statutory Auditor Hanazawa, Toshiyuki
2.1
ForForAppoint Statutory Auditor Uehara, Masahiro 2.2
Trinity Mirror plc
Meeting Date: 03/28/2014 Country: United Kingdom
Meeting Type: Special
Page 407 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Trinity Mirror plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction of Share Premium Account For For
Turkiye Is Bankasi AS
Meeting Date: 03/28/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Audit Report 2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForApprove Discharge of Board 4
Do Not Vote
ForApprove Allocation of Income 5
Do Not Vote
ForElect Directors 6
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForRatify External Auditors 8
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
9
Receive Information on Commercial Transactions with Company
10
Receive Information on Charitable Donations 11
Page 408 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Vakiflar Bankasi TAO
Meeting Date: 03/28/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Statutory Reports 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForElect Directors 7
Do Not Vote
ForAppoint Internal Statutory Auditors 8
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForRatify External Auditors 10
Receive Information on Remuneration Policy 11
Receive Information on Charitable Donations 12
Wishes 13
Close Meeting 14
United Bank Limited
Meeting Date: 03/28/2014 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Page 409 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Minutes of Previous Meeting 1
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Final Cash Dividend of PKR 4.00 Per Share
3
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForElect Mohammed Anwar Perves, Zameer Mohammed Choudrey, Amin Uddin, Arshad Ahmad Mir, Haider Zameer Choudrey, and Zaheer Sajjad as Directors
5
Special Business
ForForApprove Remuneration of Non-Executive Directors
6
ForForApprove Investment in UBL Retirement Savings Fund, Commodity Sub-Fund of UBL Fund Managers Ltd., a Wholly-Owned Subsidiary of the Company
7
ForForApprove Investment in United National Bank Limited (UBL UK), a Subsidiary of the Company
8
ForForApprove Payment of Additional Remuneration to the Auditors
9
AgainstForOther Business 10
Yamazaki Baking Co. Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 16
For For
ForForAmend Articles To Indemnify Directors and Statutory Auditors
2
ForForElect Director Iijima, Nobuhiro 3.1
ForForElect Director Yamada, Kensuke 3.2
ForForElect Director Yoshida, Teruhisa 3.3
ForForElect Director Maruoka, Hiroshi 3.4
Page 410 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yamazaki Baking Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Iijima, Mikio 3.5
ForForElect Director Yokohama, Michio 3.6
ForForElect Director Aida, Masahisa 3.7
ForForElect Director Inutsuka, Isamu 3.8
ForForElect Director Iijima, Sachihiko 3.9
ForForElect Director Shoji, Yoshikazu 3.10
ForForElect Director Sonoda, Makoto 3.11
ForForElect Director Yoshidaya, Ryoichi 3.12
ForForElect Director Sekine, Osamu 3.13
ForForElect Director Fukasawa, Tadashi 3.14
AgainstForElect Director Harada, Akio 3.15
AgainstForApprove Retirement Bonus Payment for Directors
4
Yokohama Rubber Co. Ltd.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 12
For For
ForForElect Director Nagumo, Tadanobu 2.1
ForForElect Director Noji, Hikomitsu 2.2
ForForElect Director Kobayashi, Toru 2.3
ForForElect Director Goto, Yuji 2.4
ForForElect Director Oishi, Takao 2.5
ForForElect Director Morita, Fumio 2.6
ForForElect Director Katsuragawa, Hideto 2.7
ForForElect Director Kuze, Tetsuya 2.8
ForForElect Director Komatsu, Shigeo 2.9
AgainstForElect Director Furukawa, Naozumi 2.10
Page 411 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Yokohama Rubber Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Okada, Hideichi 2.11
ForForAppoint Statutory Auditor Yamada, Akio 3
Yuhan Corp.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForElect Two Outside Directors (Bundled) 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
ForForAuthorize Board to Fix Remuneration of Internal Auditors
4
Asya Katilim Bankasi AS
Meeting Date: 03/29/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Page 412 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Asya Katilim Bankasi AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Allocation of Income 6
Do Not Vote
ForApprove Director Remuneration 7
Do Not Vote
ForElect Directors 8
Do Not Vote
ForAmend Articles to Reflect Changes in Capital 9
Do Not Vote
ForRatify External Auditors 10
Receive Information on Charitable Donations 11
Do Not Vote
ForApprove Upper Limit of Donations for 2014 12
Do Not Vote
ForApprove Profit Distribution Policy 13
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
14
Wishes 15
Ooredoo QSC
Meeting Date: 03/30/2014 Country: Qatar
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations and Future Business Plans
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Financial Statements 3
ForForApprove Dividends 4
ForForApprove Corporate Governance Report 5
ForForApprove Discharge of Directors and Fix their Remuneration
6
ForForRatify Auditors and Fix Their Remuneration 7
AgainstForElect Director 8
Page 413 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
A.P. Moeller - Maersk A/S
Meeting Date: 03/31/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
Do Not Vote
ForAccept Financial Statements and Statutory Reports
2
Do Not Vote
ForApprove Discharge of Management and Board 3
Do Not Vote
ForApprove Allocation of Income and Dividends of DKK 1,400 Per Share
4
Do Not Vote
ForReelect Ane Maersk Mc-Kinney Moller as Director
5a
Do Not Vote
ForReelect Jan Leschly as Director 5b
Do Not Vote
ForReelect Robert Routs as Director 5c
Do Not Vote
ForReelect Arne Karlsson as Director 5d
Do Not Vote
ForReelect Sir John Bond as Director 5e
Do Not Vote
ForElect Robert Maersk Uggla as Director 5f
Do Not Vote
ForElect Niels Christiansen as Director 5g
Do Not Vote
ForElect Dorothee Blessing as Director 5h
Do Not Vote
ForElect Renata Frolova as Director 5i
Do Not Vote
ForElect Palle Vestergaard Rasmussen as Director
5j
Do Not Vote
ForRatify KPMG 2014 P/S as Auditors 6a
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 6b
Do Not Vote
ForApprove Creation of DKK 17.6 Billion Pool of Capital with Preemptive Rights
7a
Do Not Vote
ForAmend Guidelines for Incentive-Based Compensation Executive Management and Board
7b
Do Not Vote
ForApprove Guidelines for Compensation for Executive Management and Board
7c
Page 414 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
A.P. Moeller - Maersk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForAmend Articles Re: Company's Signature 7d
Do Not Vote
ForAmend Articles Re: Number of Auditors 7e
Do Not Vote
ForAmend Articles Re: Convening of AGM 7f
Do Not Vote
ForApprove Publication of Annual Report in English
7g
Shareholder Proposal
Do Not Vote
AgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
7h
China Shipping Development Co., Ltd.
Meeting Date: 03/31/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ruan Yongping as Director For For
ForForApprove Proposed Guarantee 2
ForForAmend Articles of Association 3
Cielo SA
Meeting Date: 03/31/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForElect Directors, Fiscal Council Members, and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members
3
Page 415 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cielo SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
1
ForApprove Allocation of Income and Dividends 2
ForElect Directors, Fiscal Council Members, and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members
3
Cielo SA
Meeting Date: 03/31/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves for Bonus Issue
For Do Not Vote
Do Not Vote
ForAmend Article 11 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Capitalization of Reserves for Bonus Issue
1
ForAmend Article 11 2
Credicorp Ltd.
Meeting Date: 03/31/2014 Country: Bermuda
Meeting Type: Annual
Page 416 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Credicorp Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Present 2013 Annual Report
ForForApprove Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2013, Including External auditors' Report
2
ForForElect Dionisio Romero Paoletti as Director 3.1
ForForElect Raimundo Morales Dasso as Director 3.2
ForForElect Fernando Fort Marie as Director 3.3
ForForElect Reynaldo A. Llosa Barber as Director 3.4
ForForElect Juan Carlos Verme Giannoni as Director 3.5
ForForElect Luis Enrique Yarur Rey as Director 3.6
ForForElect Benedicto Cigüeñas Guevara as Director 3.7
ForForElect Martín Pérez Monteverde as Director 3.8
ForForApprove Remuneration of Directors 4
ForForAppoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration
5
CTEEP - Cia. de Transmissao de Energia Eletrica Paulista
Meeting Date: 03/31/2014 Country: Brazil
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
Do Not Vote
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
1
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
2
Page 417 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dogan Yayin Holding AS
Meeting Date: 03/31/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Board Report 3
Do Not Vote
ForAccept Audit Report 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForApprove Discharge of Board 6
Do Not Vote
ForApprove Profit Distribution Policy 7
Do Not Vote
ForApprove Allocation of Income 8
Do Not Vote
ForElect Directors 9
Receive Information on Remuneration Policy 10
Do Not Vote
ForApprove Director Remuneration 11
Do Not Vote
ForRatify External Auditors 12
Do Not Vote
ForApprove Upper Limit of Donations for 2014 13
Do Not Vote
ForAuthorize Board to Approve Dividend Payments
14
Do Not Vote
ForApprove Dividends 15
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
16
Receive Information on Commercial Transactions with Company
17
Receive Information on Charitable Donations 18
Page 418 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dogan Yayin Holding AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
19
Engro Corporation Ltd.
Meeting Date: 03/31/2014 Country: Pakistan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Auditors and Authorize Board to Fix Their Remuneration
2
ForForApprove Stock Dividend 3
Eregli Demir ve Celik Fabrikalari TAS
Meeting Date: 03/31/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForAccept Board Report 3
Do Not Vote
ForAccept Audit Report 4
Do Not Vote
ForAccept Financial Statements 5
Do Not Vote
ForRatify Director Appointments 6
Page 419 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eregli Demir ve Celik Fabrikalari TAS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Discharge of Board 7
Do Not Vote
ForApprove Profit Distribution Policy 8
Do Not Vote
ForApprove Allocation of Income 9
Do Not Vote
ForElect Directors 10
Do Not Vote
ForApprove Director Remuneration 11
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Receive Information on Commercial Transactions with Company
13
Do Not Vote
ForRatify External Auditors 14
Do Not Vote
ForAmend Company Articles 15
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
16
Receive Information on Related Party Transactions
17
Do Not Vote
ForApprove Donation Policy 18
Receive Information on Charitable Donations 19
Do Not Vote
ForApprove Upper Limit of Donations for 2014 20
Receive Information on Remuneration Policy 21
Receive Information on Company Disclosure Policy
22
Wishes 23
Fiat Spa
Meeting Date: 03/31/2014 Country: Italy
Meeting Type: Annual
Page 420 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fiat Spa
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements, Statutory Reports, and Allocation of Income
1
AgainstForApprove Remuneration Report 2.A
AgainstForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
2.B
Haci Omer Sabanci Holding A.S
Meeting Date: 03/31/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Receive Information on Charitable Donations 4
Do Not Vote
ForApprove Profit Distribution Policy 5
Do Not Vote
ForAccept Financial Statements 6
Do Not Vote
ForApprove Discharge of Board 7
Do Not Vote
ForApprove Allocation of Income 8
Do Not Vote
ForApprove Director Remuneration 9
Do Not Vote
ForApprove Upper Limit of Donations for 2014 10
Do Not Vote
ForAmend Company Articles 11
Page 421 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haci Omer Sabanci Holding A.S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify External Auditors 12
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
Koza Altin Isletmeleri AS
Meeting Date: 03/31/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting, Elect Presiding Council of Meeting, and Authorize Presiding Council to Sign Meeting Minutes
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Report 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Profit Distribution Policy 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForElect Directors 8
Receive Information on Remuneration Policy 9
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForRatify External Auditors 11
Receive Information on Company Disclosure Policy
12
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
13
Page 422 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koza Altin Isletmeleri AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Upper Limit of Donations for 2014 14
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
Wishes 16
Kuwait Investment Projects Co
Meeting Date: 03/31/2014 Country: Kuwait
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For For
ForForApprove Auditors' Report on Company Financial Statements
2
ForForAccept Consolidated Financial Statements and Statutory Reports
3
ForForApprove Dividends of KWD 0.020 per Share 4
ForForAuthorize Capitalization of Reserves for Bonus Issue
5
ForForApprove Related Party Transactions 6
ForForApprove Remuneration of Directors 7
ForForAuthorize Issuance of Bonds 8
ForForAuthorize Share Repurchase Program 9
ForForApprove Charitable Donations 10
ForForApprove Share Option Plan 11
ForForApprove Discharge of Director 12
AgainstForAdopt Membership Procedures for the Nomination Committee
13
AgainstForElect Directors (Bundled) 14
ForForRatify Auditors and Fix Their Remuneration 15
Page 423 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kuwait Investment Projects Co
Meeting Date: 03/31/2014 Country: Kuwait
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Bylaws For Against
Lee Chang Yung Chemical Industry Corp
Meeting Date: 03/31/2014 Country: Taiwan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transaction between the Company and Kraton Performance Polymers, Inc. and Its Related Corporations
For Abstain
AbstainForApprove the Proposal to Split Styrenic Block Copolymers (Taiwan Market) from the Company and Transfer it to Company's Wholly-owned Subsidiary Universal Rubber Co., Ltd.
2
ForForApprove Amendments to Articles of Association
3
Transact Other Business (Non-Voting) 4
mBank S.A.
Meeting Date: 03/31/2014 Country: Poland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
ForForElect Members of Vote Counting Commission 3
Page 424 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
mBank S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Presentation by CEO; Receive Management Board Reports, Financial Statements and Consolidated Financial Statements
4
Receive Presentation by Supervisory Board Chairman; Receive Report of Supervisory Board on Bank's Operations
5
Receive Management and Supervisory Board Reports on Company's Operations and Financial Statements
6
Receive Management Board Report on Group's Operations and Consolidated Financial Statements
7
ForForApprove Management Board Report on Company's Operations and Financial Statements
8.1
ForForApprove Allocation of Income 8.2
ForForApprove Discharge of Cezary Stypulkowski (CEO)
8.3
ForForApprove Discharge of Lidia Jablonowska-Luba (Management Board Member)
8.4
ForForApprove Discharge of Wieslaw Thor (Management Board Member)
8.5
ForForApprove Discharge of Przemyslaw Gdanski (Management Board Member)
8.6
ForForApprove Discharge of Hans Dieter Kemler (Management Board Member)
8.7
ForForApprove Discharge of Jaroslaw Mastalerz (Management Board Member)
8.8
ForForApprove Discharge of Cezary Kocik (Management Board Member)
8.9
ForForApprove Discharge of Joerg Hessenmueller (Management Board Member)
8.10
ForForApprove Cooptation of Martin Zielke as Supervisory Board Member
8.11
ForForApprove Discharge of Maciej Lesny (Supervisory Board Chairman)
8.12
ForForApprove Discharge of Ulrich Sieber (Supervisory Board Deputy Chairman)
8.13
ForForApprove Discharge of Andre Carls (Supervisory Board Member)
8.14
ForForApprove Discharge of Thorsten Kanzler (Supervisory Board Member)
8.15
ForForApprove Discharge of Martin Blessing (Supervisory Board Member)
8.16
Page 425 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
mBank S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Wieslaw Thor (Supervisory Board Member)
8.17
ForForApprove Discharge of Tereza Mokrysz (Supervisory Board Member)
8.18
ForForApprove Discharge of Waldemar Stawski (Supervisory Board Member)
8.19
ForForApprove Discharge of Jan Szomburg (Supervisory Board Member)
8.20
ForForApprove Discharge of Mark Wierzbowski (Supervisory Board Member)
8.21
ForForApprove Discharge of Stephan Engels (Supervisory Board Member)
8.22
ForForApprove Discharge of Dirk Wilhelm Schuh (Supervisory Board Member)
8.23
ForForApprove Discharge of Martin Zielke (Supervisory Board Member)
8.24
ForForApprove Management Board Report on Group's Operations and Consolidated Financial Statements in Fiscal 2013
8.25
ForForAmend Statute 8.26
ForForAmend Regulations on General Meetings 8.27
ForForFix Number of Supervisory Board Members 8.28
AgainstForElect Supervisory Board Member 8.29
Close Meeting 9
Outotec Oyj
Meeting Date: 03/31/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Page 426 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Outotec Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.20 Per Share
8
ForForApprove Charitable Donations of up to EUR 100,000
9
ForForApprove Discharge of Board and President 10
ForForApprove Remuneration of Directors in the Amount of EUR 72,000 for Chairman, EUR 48,000 for Vice Chairman, and EUR 36,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
11
ForForFix Number of Directors at Eight 12
ForForReelect Matti Alahuhta (Chairman), Eija Ailasmaa, Tapani Jarvinen, Anja Korhonen, Hannu Linnoinen, Timo Ritakallio, and Chaim Zabludowicz as Directors; Elect Bjorn Rosengren as New Director
13
ForForApprove Remuneration of Auditors 14
ForForRatify PricewaterhouseCoopers as Auditors 15
ForForAuthorize Share Repurchase Program 16
ForForApprove Issuance of up to 18.3 Million Shares without Preemptive Rights
17
ForForAmend Articles Re: Board Size; Election of Vice Chairman
18
ForForAmend Nomination Committee Charter 19
Close Meeting 20
Public Bank Berhad
Meeting Date: 03/31/2014 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
Page 427 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Public Bank Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Tang Wing Chew as Director 2
ForForElect Teh Hong Piow as Director 3
ForForElect Thong Yaw Hong as Director 4
ForForElect Tay Ah Lek as Director 5
ForForElect Lee Kong Lam as Director 6
ForForElect Lai Wan as Director 7
ForForApprove Remuneration of Directors 8
ForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
9
ForForApprove Merger of Ordinary Shares 10
Special Business
ForForAmend Memorandum and Articles of Association
1
Stobart Group Ltd
Meeting Date: 03/31/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal by Stobart Holdings Limited of Eddie Stobart Logistics Limited
For Abstain
ForForAuthorise Market Purchase of Ordinary Shares 2
SUL AMERICA S.A.
Meeting Date: 03/31/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For Do Not Vote
Page 428 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SUL AMERICA S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Allocation of Income and Dividends 2
Do Not Vote
ForFix Number of Directors 3
Do Not Vote
ForElect Directors 4
Do Not Vote
ForApprove Remuneration of Company's Management
5
Tupras Turkiye Petrol Rafinerileri A.S.
Meeting Date: 03/31/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board Report 2
Do Not Vote
ForAccept Audit Reports 3
Do Not Vote
ForAccept Financial Statements 4
Do Not Vote
ForApprove Discharge of Board 5
Do Not Vote
ForApprove Profit Distribution Policy 6
Do Not Vote
ForApprove Allocation of Income 7
Do Not Vote
ForElect Directors 8
Receive Information on Remuneration Policy 9
Do Not Vote
ForApprove Director Remuneration 10
Do Not Vote
ForRatify External Auditors 11
Receive Information on Related Party Transactions
12
Page 429 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tupras Turkiye Petrol Rafinerileri A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Upper Limit of Donations for 2014 13
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
14
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
Wishes 16
Turkiye Halk Bankasi A.S.
Meeting Date: 03/31/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAccept Board and Audit Reports 2
Do Not Vote
ForAccept Financial Statements 3
Do Not Vote
ForApprove Allocation of Income 4
Do Not Vote
ForRatify Director Appointment 5
Do Not Vote
ForApprove Discharge of Board and Auditors 6
Do Not Vote
ForElect Board of Directors and Internal Auditors 7
Do Not Vote
ForApprove Director Remuneration 8
Do Not Vote
ForRatify External Auditors 9
Do Not Vote
ForApprove Profit Distribution Policy 10
Receive Information on Charitable Donations 11
Page 430 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Halk Bankasi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Receive Information on Dematerialization of Shares
13
Wishes 14
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForOpen Meeting and Elect Presiding Council of Meeting
1
ForAccept Board and Audit Reports 2
ForAccept Financial Statements 3
ForApprove Allocation of Income 4
ForRatify Director Appointment 5
ForApprove Discharge of Board and Auditors 6
ForElect Board of Directors and Internal Auditors 7
ForApprove Director Remuneration 8
ForRatify External Auditors 9
ForApprove Profit Distribution Policy 10
Receive Information on Charitable Donations 11
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Receive Information on Dematerialization of Shares
13
Wishes 14
Zodiac Aerospace
Meeting Date: 01/08/2014 Country: France
Meeting Type: Annual/Special
Page 431 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Financial Statements and Statutory Reports
1
ForApprove Consolidated Financial Statements and Statutory Reports
2
ForApprove Allocation of Income and Dividends of EUR 1.60 per Share
3
ForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions and Approve Ongoing Transactions
4
ForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
ForReelect Didier Domange as Supervisory Board Member
6
ForReelect Elisabeth Domange as Supervisory Board Member
7
ForReelect Marc Assa as Supervisory Board Member
8
ForReelect Robert Marechal as Supervisory Board Member
9
ForAcknowledge End of Mandate of Edmond Marchegay as Supervisory Board Member
10
ForElect Patrick Daher as Supervisory Board Member
11
ForElect FFP Invest as Supervisory Board Member
12
ForAdvisory Vote on Compensation of Olivier Zarrouati
13
ForAdvisory Vote on Compensation of Maurice Pinault
14
Extraordinary Business
ForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
ForApprove 5-for-1 Stock Split 16
ForAmend Article 19.1 of Bylaws Re: Length of Term of Supervisory Board Members
17
ForAmend Article 18 of Bylaws Re: Election of Employee Representative to Supervisory Board
18
Page 432 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zodiac Aerospace
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan
19
ForAuthorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan
20
ForApprove Employee Stock Purchase Plan 21
ForAuthorize Filing of Required Documents/Other Formalities
22
Koninklijke KPN NV
Meeting Date: 01/10/2014 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForDecrease Nominal Value per Share from EUR 0.24 to EUR 0.04
2
ForAuthorize Repurchase of All Outstanding Preference Shares B and Cancellation of Preference Shares B
3
Close Meeting 4
Frutarom Industries Ltd.
Meeting Date: 01/14/2014 Country: Israel
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Discuss Financial Statements and the Report of the Board for 2012
ForReelect John J. Farber as Director Until the End of the Next Annual General Meeting
2.1
ForReelect Maya Farber as Director Until the End of the Next Annual General Meeting
2.2
Page 433 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Frutarom Industries Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Sandra R. Farber as Director Until the End of the Next Annual General Meeting
2.3
ForReelect Hans Abderhalden as Director Until the End of the Next Annual General Meeting
2.4
ForReelect Gil Leidner as Director Until the End of the Next Annual General Meeting
2.5
ForReelect Yacov Elinav as External Director for a Three Year Term
3.1
ForReelect Isaac Angel as External Director for a Three Year Term
3.2
ForElect Dafna Sharir as External Director for a Three Year Term
3.3
ForReappoint Kesselman & Kesselman, PwC Israel as Auditors and Authorize Board to Fix Their Remuneration
4
ForApprove Compensation Policy for the Directors and Officers of the Company
5
ForApprove Purchase of D&O (Excluding the Controlling Shareholder and His Relatives) Liability Insurance Policy
6
NoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2a
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against.
A2b
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against.
A2c
Aberdeen Asset Management plc
Meeting Date: 01/16/2014 Country: United Kingdom
Meeting Type: Annual
Page 434 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove Final Dividend 2
ForReappoint KPMG Audit plc as Auditors and Authorise Their Remuneration
3
ForRe-elect Julie Chakraverty as Director 4
ForRe-elect Roger Cornick as Director 5
ForRe-elect Anita Frew as Director 6
ForRe-elect Martin Gilbert as Director 7
ForRe-elect Andrew Laing as Director 8
ForRe-elect Rod MacRae as Director 9
ForRe-elect Richard Mully as Director 10
ForRe-elect Jim Pettigrew as Director 11
ForRe-elect Bill Rattray as Director 12
ForRe-elect Anne Richards as Director 13
ForRe-elect Simon Troughton as Director 14
ForRe-elect Hugh Young as Director 15
ForElect Jutta af Rosenborg as Director 16
ForElect Akira Suzuki as Director 17
ForApprove Remuneration Report 18
ForApprove Remuneration Policy 19
ForAuthorise Issue of Equity with Pre-emptive Rights
20
ForAuthorise Issue of Equity without Pre-emptive Rights
21
ForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForAuthorise Market Purchase of Ordinary Shares 23
ForAuthorise EU Political Donations and Expenditure
24
Page 435 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke Ahold NV
Meeting Date: 01/21/2014 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Capital Reduction with Shareholder Distribution of EUR 1 Billion
2
Close Meeting 3
Marston's plc
Meeting Date: 01/21/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Roger Devlin as Director 3
ForForRe-elect Andrew Andrea as Director 4
ForForRe-elect Nicholas Backhouse as Director 5
ForForRe-elect Rosalind Cuschieri as Director 6
ForForRe-elect Peter Dalzell as Director 7
ForForRe-elect Ralph Findlay as Director 8
ForForRe-elect Neil Goulden as Director 9
ForForRe-elect Robin Rowland as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Remuneration Report 13
ForForApprove Remuneration Policy 14
Page 436 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marston's plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Long Term Incentive Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
WH Smith plc
Meeting Date: 01/22/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Suzanne Baxter as Director 4
ForForRe-elect Stephen Clarke as Director 5
ForForRe-elect Annemarie Durbin as Director 6
ForForRe-elect Drummond Hall as Director 7
ForForRe-elect Robert Moorhead as Director 8
ForForRe-elect Henry Staunton as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise EU Political Donations and Expenditure
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Page 437 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WH Smith plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Air Products and Chemicals, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Chadwick C. Deaton For
ForElect Director Edward L. Monser 1b
ForElect Director Matthew H. Paull 1c
ForElect Director Lawrence S. Smith 1d
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForDeclassify the Board of Directors 4
Micron Technology, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey For
ForElect Director Richard M. Beyer 1.2
ForElect Director Patrick J. Byrne 1.3
ForElect Director D. Mark Durcan 1.4
ForElect Director Warren East 1.5
ForElect Director Mercedes Johnson 1.6
ForElect Director Lawrence N. Mondry 1.7
Page 438 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micron Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Robert E. Switz 1.8
ForAmend Omnibus Stock Plan 2
ForAmend Omnibus Stock Plan 3
ForRatify Auditors 4
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Danieli & Co. Officine Meccaniche SPA
Meeting Date: 01/27/2014 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Saving Shares
Elect Representative for Holders of Saving Shares; Approve Representative's Remuneration
ForForElect Edgardo Fattor as Representative for Holders of Saving Shares; Approve Representative's Remuneration
1.1
Shareholder Proposals Submitted by Amber Capital UK LLP, SEVIAN Srl, and ODIN Europa SMB
AgainstNoneElect Arturo Albano as Representative for Holders of Saving Shares
1.2
Siemens AG
Meeting Date: 01/28/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 3 per Share
2
Page 439 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForApprove Remuneration System for Management Board Members
5
ForForRatify Ernst & Young as Auditors for Fiscal 2013/2014
6
ForForElect Jim Hagemann Snabe to the Supervisory Board
7
AgainstForApprove Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
9
ForForApprove Cancellation of Capital Authorization 10
ForForAmend Articles Re: Remuneration of the Supervisory Board
11
Verizon Communications Inc.
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For
ForIncrease Authorized Common Stock 2
ForAdjourn Meeting 3
Vodafone Group plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Special
Page 440 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc
For For
ForForApprove Matters Relating to the Return of Value to Shareholders
2
ForForAuthorise Market Purchase of Ordinary Shares 3
ForForAuthorise Board to Ratify and Execute Approved Resolutions
4
Vodafone Group plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Accenture plc
Meeting Date: 01/30/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Director Jaime Ardila 2a
ForForElect Director Charles H. Giancarlo 2b
ForForElect Director William L. Kimsey 2c
ForForElect Director Blythe J. McGarvie 2d
ForForElect Director Mark Moody-Stuart 2e
Page 441 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Accenture plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Pierre Nanterme 2f
ForForElect Director Gilles C. Pelisson 2g
ForForElect Director Wulf von Schimmelmann 2h
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Reduction in Share Capital and Creation of Distributable Reserves
7
ForForAuthorize the Holding of the 2015 AGM at a Location Outside Ireland
8
ForForAuthorize Open-Market Purchases of Class A Ordinary Shares
9
ForForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
10
Nuance Communications, Inc.
Meeting Date: 02/03/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul A. Ricci For
ForElect Director Robert J. Frankenberg 1b
ForElect Director Patrick T. Hackett 1c
ForElect Director Brett Icahn 1d
ForElect Director William H. Janeway 1e
ForElect Director Mark R. Laret 1f
ForElect Director Katharine A. Martin 1g
ForElect Director Mark B. Myers 1h
ForElect Director Philip J. Quigley 1i
Page 442 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nuance Communications, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director David S. Schechter 1j
ForAmend Omnibus Stock Plan 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForRatify Auditors 4
Imperial Tobacco Group plc
Meeting Date: 02/05/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Dr Ken Burnett as Director 5
ForForRe-elect Alison Cooper as Director 6
ForForRe-elect David Haines as Director 7
ForForRe-elect Michael Herlihy as Director 8
ForForRe-elect Susan Murray as Director 9
ForForRe-elect Matthew Phillips as Director 10
ForForElect Oliver Tant as Director 11
ForForRe-elect Mark Williamson as Director 12
ForForRe-elect Malcolm Wyman as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
Page 443 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imperial Tobacco Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Jumbo SA
Meeting Date: 02/12/2014 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForAuthorize Capitalization of Reserves 1
ForAuthorize Debt Issuance 2
Metro AG
Meeting Date: 02/12/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for the Abbreviated Fiscal Year 2013 (Non-Voting)
ForForApprove Allocation of Income and Omission of Dividends
2
ForForApprove Discharge of Management Board for Abbreviated Fiscal Year 2013
3
ForForApprove Discharge of Supervisory Board for Abbreviated Fiscal Year 2013
4
ForForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
ForForElect Fredy Raas to the Supervisory Board 6
Page 444 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metro AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration System for Management Board Members
7
TUI AG
Meeting Date: 02/12/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.15 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2013/2014
5
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
ForForAmend Affiliation Agreement with Subsidiary Preussag Immobilien GmbH
7a
ForForApprove Affiliation Agreement with Subsidiary TUI Group Services GmbH
7b
ForForApprove Affiliation Agreement with Subsidiary TUI Insurance Services GmbH
7c
ForForApprove Affiliation Agreement with Subsidiary Hapag-Lloyd Kreuzfahrten GmbH
7d
ForForApprove Affiliation Agreement with Subsidiary Robinson Club GmbH
7e
ForForApprove Affiliation Agreement with Subsidiary TUI Beteiligungs GmbH
7f
AgainstForElect Vladimir Lukin to the Supervisory Board 8
ForForAmend Articles Re: Remuneration of the Supervisory Board Committees
9
Page 445 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AerCap Holdings NV
Meeting Date: 02/13/2014 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Acquisition of International Lease Finance Corporation
2
ForForApprove Conditional Appointment of Robert H. Benmosche as Non-Executive Director
3a
ForForApprove Conditional Appointment of David L. Herzog as Non-Executive Director
3b
ForForReelect Robert G. Warden as Non-Executive Director
4a
ForForReelect Richard M. Gradon as Non-Executive Director
4b
ForForReelect Paul T. Dacier as Non-Executive Director
4c
ForForReelect Aengus Kelly as Executive Director 4d
ForForConditional Approval of Restricted Stock Plan 5
ForForAmend Articles Re: Clarification of Effects of Abstentions, Blank Votes, and Invalid Votes
6a
ForForAuthorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendment Re: Item 6a
6b
Allow Questions 7
Close Meeting 8
easyJet plc
Meeting Date: 02/13/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
Page 446 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
easyJet plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 3
ForForApprove Ordinary Dividend 4
ForForApprove Special Dividend 5
ForForElect John Barton as Director 6
ForForRe-elect Charles Gurassa as Director 7
ForForRe-elect Carolyn McCall as Director 8
ForForRe-elect Chris Kennedy as Director 9
ForForRe-elect Adele Anderson as Director 10
ForForRe-elect David Bennett as Director 11
ForForRe-elect John Browett as Director 12
ForForRe-elect Rigas Doganis as Director 13
ForForRe-elect Keith Hamill as Director 14
ForForRe-elect Andy Martin as Director 15
ForForReappoint PricewaterhouseCoopers LLP as Auditors
16
ForForAuthorise Board to Fix Remuneration of Auditors
17
ForForAuthorise EU Political Donations and Expenditure
18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
Infineon Technologies AG
Meeting Date: 02/13/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Page 447 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infineon Technologies AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends of EUR 0.12 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
ForForApprove Affiliation Agreement with Infineon Technologies Finance GmbH
6
ForForApprove Cancellation of Conditional Capital 1999/I
7
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights
8
Trigano
Meeting Date: 02/18/2014 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Sirona Dental Systems, Inc.
Meeting Date: 02/19/2014 Country: USA
Meeting Type: Annual
Page 448 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sirona Dental Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William K. Hood For
ForElect Director Thomas Jetter 1.2
ForElect Director Harry M. Jansen Kraemer, Jr. 1.3
ForElect Director Jeffrey T. Slovin 1.4
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForDeclassify the Board of Directors 4
Novartis AG
Meeting Date: 02/25/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
Novartis AG
Meeting Date: 02/25/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove Discharge of Board and Senior Management
2
ForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
ForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
Page 449 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
ForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
ForReelect Dimitri Azar as Director 5.2
ForReelect Verena Briner as Director 5.3
ForReelect Srikant Datar as Director 5.4
ForReelect Ann Fudge as Director 5.5
ForReelect Pierre Landolt as Director 5.6
ForReelect Ulrich Lehner as Director 5.7
ForReelect Andreas von Planta as Director 5.8
ForReelect Charles Sawyers as Director 5.9
ForReelect Enrico Vanni as Director 5.10
ForReelect William Winters as Director 5.11
ForElect Srikant Datar as Member of the Compensation Committee
6.1
ForElect Ann Fudge as Member of the Compensation Committee
6.2
ForElect Ulrich Lehner as Member of the Compensation Committee
6.3
ForElect Enrico Vanni as Member of the Compensation Committee
6.4
ForRatify PricewaterhouseCoopers AG as Auditors
7
ForDesignate Peter Andreas Zahn as Independent Proxy
8
Aurubis AG
Meeting Date: 02/26/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Page 450 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aurubis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends of EUR 1.10 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForRatify PricewaterhouseCoopers as Auditors for Fiscal 2013/2014
5
ForForAmend Articles Re: Proxy Voting at and Chair of the Generla Meeting
6
Deere & Company
Meeting Date: 02/26/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel R. Allen For
ForElect Director Crandall C. Bowles 1b
ForElect Director Vance D. Coffman 1c
ForElect Director Charles O. Holliday, Jr. 1d
ForElect Director Dipak C. Jain 1e
ForElect Director Clayton M. Jones 1f
ForElect Director Joachim Milberg 1g
ForElect Director Richard B. Myers 1h
ForElect Director Gregory R. Page 1i
ForElect Director Thomas H. Patrick 1j
ForElect Director Sherry M. Smith 1k
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForRatify Auditors 3
Page 451 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novozymes A/S
Meeting Date: 02/26/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Preparation of Annual Reports Only in English
For
Receive Report of Board 2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Allocation of Income and Dividends of DKK 2.50 Per Share
4
ForApprove Unchanged Remuneration of Directors and Audit Committee
5
ForReelect Henrik Gurtler (Chairman) as Director 6
ForReelect Agnete Raaschou-Nielsen (Vice-Chairman) as Director
7
ForReelect Lena Olving as Director 8a
ForReelect Jorgen Rasmussen as Director 8b
ForReelect Mathias Uhlen as Director 8c
ForElect Lars Green as Director 8d
ForRatify PricewaterhouseCoopers as Auditors 9
Shareholder Proposals Submitted by Kjeld Beyer
AgainstInclude Supplementary Financial Information to Meeting Notice
10a
AgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
10b
Management Proposals
ForAuthorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
11
Other Business 12
Royal Bank Of Canada
Meeting Date: 02/26/2014 Country: Canada
Meeting Type: Annual
Page 452 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Royal Bank Of Canada
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director W. Geoffrey Beattie For
ForElect Director David F. Denison 1.2
ForElect Director Richard L. George 1.3
ForElect Director Timothy J. Hearn 1.4
ForElect Director Alice D. Laberge 1.5
ForElect Director Michael H. McCain 1.6
ForElect Director Heather Munroe-Blum 1.7
ForElect Director Gordon M. Nixon 1.8
ForElect Director J. Pedro Reinhard 1.9
ForElect Director Thomas A. Renyi 1.10
ForElect Director Edward Sonshine 1.11
ForElect Director Kathleen P. Taylor 1.12
ForElect Director Bridget A. van Kralingen 1.13
ForElect Director Victor L. Young 1.14
ForRatify Deloitte LLP as Auditors 2
ForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposals
AgainstSP 1: Phase Out Stock Options as a Form of Compensation
4
AgainstSp 2: Disclose Conformation to the OECD's Guidelines
5
AgainstSP 3: Auditor Rotation 6
AgainstSP 4: Provide Response on Say-on-Pay Vote Results
7
AgainstSP 5: Require Feedback Following a High Percentage of Votes Withheld for Nomination of a Director
8
Osram Licht AG
Meeting Date: 02/27/2014 Country: Germany
Meeting Type: Annual
Page 453 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Osram Licht AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Omission of Dividends
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2012/2013
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Do Not Vote
ForRatify Ernst & Young as Auditors for Fiscal 2013/2014
5
Do Not Vote
ForElect Peter Bauer to the Supervisory Board 6.1
Do Not Vote
ForElect Christine Bortenlaenger to the Supervisory Board
6.2
Do Not Vote
ForElect Roland Busch to the Supervisory Board 6.3
Do Not Vote
ForElect Joachim Faber to the Supervisory Board 6.4
Do Not Vote
ForElect Lothar Frey to the Supervisory Board 6.5
Do Not Vote
ForElect Frank Lakerveld to the Supervisory Board
6.6
Do Not Vote
ForApprove Remuneration System for Management Board Members
7
Do Not Vote
ForAmend Articles Re: Remuneration of the Supervisory Board
8
Apple Inc.
Meeting Date: 02/28/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William Campbell For
ForElect Director Timothy Cook 1.2
ForElect Director Millard Drexler 1.3
Page 454 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apple Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Al Gore 1.4
ForElect Director Robert Iger 1.5
ForElect Director Andrea Jung 1.6
ForElect Director Arthur Levinson 1.7
ForElect Director Ronald Sugar 1.8
ForAdopt Majority Voting for Uncontested Election of Directors
2
ForAmend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock
3
ForEstablish a Par Value for Common Stock 4
ForRatify Auditors 5
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
ForApprove Omnibus Stock Plan 7
AgainstEstablish Board Committee on Human Rights 8
AgainstReport on Trade Associations and Organizations that Promote Sustainability Practices
9
AgainstAdvisory Vote to Increase Capital Repurchase Program
10
AgainstProxy Access 11
Banco Popolare Scarl
Meeting Date: 02/28/2014 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Creation of EUR 1.5 Billion Pool of Capital with Preemptive Rights
1
ForForApprove Share Consolidation 2
Page 455 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QUALCOMM Incorporated
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Barbara T. Alexander For
ForElect Director Donald G. Cruickshank 1b
ForElect Director Raymond V. Dittamore 1c
ForElect Director Susan Hockfield 1d
ForElect Director Thomas W. Horton 1e
ForElect Director Paul E. Jacobs 1f
ForElect Director Sherry Lansing 1g
ForElect Director Steven M. Mollenkopf 1h
ForElect Director Duane A. Nelles 1i
ForElect Director Clark T. 'Sandy' Randt, Jr. 1j
ForElect Director Francisco Ros 1k
ForElect Director Jonathan J. Rubinstein 1l
ForElect Director Brent Scowcroft 1m
ForElect Director Marc I. Stern 1n
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearAdvisory Vote on Say on Pay Frequency 4
AmerisourceBergen Corporation
Meeting Date: 03/06/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven H. Collis For
ForElect Director Douglas R. Conant 1.2
Page 456 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AmerisourceBergen Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Richard W. Gochnauer 1.3
ForElect Director Richard C. Gozon 1.4
ForElect Director Lon R. Greenberg 1.5
ForElect Director Edward E. Hagenlocker 1.6
ForElect Director Jane E. Henney 1.7
ForElect Director Kathleen W. Hyle 1.8
ForElect Director Michael J. Long 1.9
ForElect Director Henry W. McGee 1.10
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForApprove Omnibus Stock Plan 4
ForProvide Right to Call Special Meeting 5
The Sage Group plc
Meeting Date: 03/06/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Donald Brydon as Director 3
ForForRe-elect Guy Berruyer as Director 4
ForForElect Neil Berkett as Director 5
ForForElect Drummond Hall as Director 6
ForForElect Steve Hare as Director 7
ForForElect Jonathan Howell as Director 8
ForForRe-elect Ruth Markland as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
Page 457 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Sage Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForApprove Remuneration Policy 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Wartsila Oyj
Meeting Date: 03/06/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 1.05 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 120,000 for Chairman, EUR 90,000 for Vice Chair, and EUR 60,000 for Other Directors; Approve Meeting Fees;Approve Remuneration for Committee Work
10
Page 458 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wartsila Oyj
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForFix Number of Directors at Nine 11
ForReelect Maarit Aarni-Sirvio, Kaj-Gustaf Bergh (Vice Chairman), Sune Carlsson, Alexander Ehrnrooth, Paul Ehrnrooth, Gunilla Nordstrom, Mikael Lilius (Chairman), and Markus Rauramo as Directors; Elect Risto Murto as New DirectorNew Director
12
ForApprove Remuneration of Auditors 13
ForRatify KPMG as Auditors 14
ForAuthorize Share Repurchase of up to 19 Million Issued Shares
15a
ForAuthorize Reissuance of up to 19 Million Repurchased Shares
15b
Close Meeting 16
Almirall S.A
Meeting Date: 03/07/2014 Country: Spain
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 375 Million
For For
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
International Game Technology
Meeting Date: 03/10/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paget L. Alves For
ForElect Director Eric F. Brown 1b
Page 459 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
International Game Technology
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Janice D. Chaffin 1c
ForElect Director Greg Creed 1d
ForElect Director Patti S. Hart 1e
ForElect Director Robert J. Miller 1f
ForElect Director Vincent L. Sadusky 1g
ForElect Director Philip G. Satre 1h
ForElect Director Tracey D. Weber 1i
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForRatify Auditors 3
AgainstProxy Access 4
Franklin Resources, Inc.
Meeting Date: 03/12/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel H. Armacost For
ForElect Director Peter K. Barker 1b
ForElect Director Charles E. Johnson 1c
ForElect Director Gregory E. Johnson 1d
ForElect Director Rupert H. Johnson, Jr. 1e
ForElect Director Mark C. Pigott 1f
ForElect Director Chutta Ratnathicam 1g
ForElect Director Laura Stein 1h
ForElect Director Anne M. Tatlock 1i
ForElect Director Geoffrey Y. Yang 1j
ForRatify Auditors 2
ForApprove Executive Incentive Bonus Plan 3
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Page 460 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Franklin Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstInstitute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
5
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/13/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors
For For
ForForReelect Tomás Alfaro Drake as Director 2.1
ForForReelect Carlos Loring Martínez de Irujo as Director
2.2
ForForReelect José Luis Palao García-Suelto as Director
2.3
ForForReelect Susana Rodríguez Vidarte as Director 2.4
ForForRatify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director
2.5
ForForAppoint Lourdes Máiz Carro as Director 2.6
AgainstForAuthorize Share Repurchase Program 3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
ForForApprove Deferred Share Bonus Plan for FY 2014
5
ForForFix Maximum Variable Compensation Ratio 6
ForForRenew Appointment of Deloitte as Auditor 7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
Page 461 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Manutan International SA
Meeting Date: 03/13/2014 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AgainstForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.13 per Share
3
AgainstForApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions
4
ForForApprove Severance Payment Agreement with Brigitte Auffret
5
ForForElect Violette Watine as Director 6
ForForRatify Change of Registered Office to ZAC du Parc des Tulipes, Avenue du 21 eme siecle, 95500 Gonesse
7
AgainstForAuthorize Repurchase of Up to 5 Percent of Issued Share Capital
8
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
9
AgainstForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
10
ForForAuthorize Filing of Required Documents/Other Formalities
11
Aegean Airlines SA
Meeting Date: 03/14/2014 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForAuthorize Capitalization of Reserves 1
Page 462 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aegean Airlines SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Reduction in Issued Share Capital 2
ForAmend Company Articles 3
ForElect Director 4
ForElect Members of Audit Committee 5
ForOther Business 6
Mapfre S.A.
Meeting Date: 03/14/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For
ForApprove Discharge of Board 2
ForRatify Appointment of and Elect Catalina Miñarro Brugarolas as Director
3
ForReelect Antonio Huertas Mejías as Director 4
ForReelect Francisco Vallejo Vallejo as Director 5
ForReelect Rafael Beca Borrego as Director 6
ForReelect Rafael Fontoira Suris as Director 7
ForReelect Andrés Jiménez Herradón as Director 8
ForReelect Rafael Márquez Osorio as Director 9
ForReelect Francisca Martín Tabernero as Director
10
ForReelect Matías Salvá Bennasar as Director 11
ForApprove Allocation of Income and Dividends 12
ForAdvisory Vote on Remuneration Policy Report 13
ForRenew Appointment of Ernst & Young as Auditor
14
ForAuthorize President and Secretary to Ratify and Execute Approved Resolutions
15
ForAuthorize Board to Clarify or Interpret Previous Agenda Items
16
Page 463 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapfre S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForThank Individuals Who Loyally Contribute to Company's Management in FY 2013
17
Danske Bank A/S
Meeting Date: 03/18/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForAccept Financial Statements and Statutory Reports
2
ForApprove Allocation of Income and Dividends of DKK 2.00 Per Share
3
ForReelect Ole Andersen as Director 4a
ForReelect Urban Bäckström as Director 4b
ForReelect Lars Förberg as Director 4c
ForReelect Jorn Jensen as Director 4d
ForReelect Carol Sergeant as Director 4e
ForReelect Jim Snabe as Director 4f
ForReelect Tront Westlie as Director 4g
ForElect Rolv Ryssdal as New Director 4h
ForRatify KPMG as Auditors 5
ForApprove Publication of Annual Report in English
6a
ForAmend Articles Re: Approve Norwegian and Swedish as Spoken Languages at General Meeting
6b
ForAmend Articles Re: Registration by Name in Article 4.4
6c
ForAmend Articles Re: Board's Entitlement of Ballot to be Held
6d
ForAmend Articles Re: Proxy Requirement in Article 12
6e
ForAdopt Danske Invest A/S as Secondary Name 6f
ForAuthorize Share Repurchase Program 7
Page 464 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration of Directors in the Amount of DKK 1.42 Million for Chairman, DKK 708,750 for Vice Chairman, and 472,500 for Other Directors; Approve Remuneration for Committee Work
8
ForAmend Company's Remuneration Policy 9
Shareholder Proposals Submitted by Kjeld Beyer
AgainstRequire Inclusion of Certain Financial information to Meeting Notice
10a
AgainstRequire Annual Reports to be Available in Danish
10b
AgainstSimplify Access to Documents Available on Company's Website
10c
AgainstRequire Refreshments to be Available During Annual General Meeting
10d
Shareholder Proposals Submitted by Tommy Jonasson
AgainstEstablish Institution to Work on Integration of Copenhagen and Landskrona
11
Shareholder Proposals Submitted by Jorgen Dahlberg
AgainstRequire Bank to Always State the Most Recent Quoted Price on a Regulated Market
12a
AgainstRequire Bank to Never Set Trading Price of Its Share
12b
AgainstLimit Bank's Ability to Charge General Fees in Certain Cases
12c
AgainstRequire Customer Transactions to be Executed at Lowest Price
12d
AgainstAmend Articles Re: Include Norwegian and Swedish as Corporate Language
12e
AgainstAmend Articles Re: Allow Norwegian and Swedish to be Spoken at Annual General Meeting
12f
AgainstRequire Immediate Cash Payment of Hybrid Core Capital Raised in May 2009
12g
AgainstAmend Articles Re: Prohibit Board of Directors from Rejecting or Placing Shareholder Proposals Under Other Items
12h
AgainstAmend Articles Re: Prohibit Board from Rejecting Request for Voting by Ballot
12i
Shareholder Proposals Submitted by Carl Valentin Lehrmann
Page 465 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Danske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstRequire Danske Bank to Refrain from using Tax Havens
13a
AgainstRequest Danske Bank to take Position in Principle on Bank Secrecy
13b
Shareholder Proposals Submitted by Egon Geertsen
AgainstRemove Ole Andersen from the Board of Directors
14
Medica
Meeting Date: 03/18/2014 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions
1
Extraordinary Business
ForForApprove Merger by Absorption of Medica by Korian, Dissolution without Liquidation of Medica and, Remuneration of Meger
2
ForForAuthorize Filing of Required Documents/Other Formalities
3
CapMan OYJ
Meeting Date: 03/19/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Page 466 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CapMan OYJ
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.04 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Monthly Remuneration of Directors in the Amount of EUR 4,000 for Chairman, 3,200 for Vice Chairman, and 2,800 for Other Directors; Approve Attendance Fees
10
ForFix Number of Directors at Five 11
ForReelect Koen Dejonckheere, Karri Kaitue, Nora Kerppola, Claes de Neergaard, and Ari Tolppanen as Directors
12
ForApprove Remuneration of Auditors 13
ForRatify PricewaterhouseCoopers as Auditors 14
ForAuthorize Share Repurchase Program 15
ForApprove Issuance of up to 15 Million Shares without Preemptive Rights
16
Close Meeting 17
Hewlett-Packard Company
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen For
ForElect Director Shumeet Banerji 1.2
ForElect Director Robert R. Bennett 1.3
ForElect Director Rajiv L. Gupta 1.4
ForElect Director Raymond J. Lane 1.5
Page 467 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hewlett-Packard Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Director Ann M. Livermore 1.6
ForElect Director Raymond E. Ozzie 1.7
ForElect Director Gary M. Reiner 1.8
ForElect Director Patricia F. Russo 1.9
ForElect Director James A. Skinner 1.10
ForElect Director Margaret C. Whitman 1.11
ForElect Director Ralph V. Whitworth 1.12
ForRatify Auditors 2
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstEstablish Board Committee on Human Rights 4
Starbucks Corporation
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Election Of Director Howard Schultz For
ForElection Of Director William W. Bradley 1b
ForElection Of Director Robert M. Gates 1c
ForElection Of Director Mellody Hobson 1d
ForElection Of Director Kevin R. Johnson 1e
ForElection Of Director Olden Lee 1f
ForElection Of Director Joshua Cooper Ramo 1g
ForElection Of Director James G. Shennan, Jr. 1h
ForElection Of Director Clara Shih 1i
ForElection Of Director Javier G. Teruel 1j
ForElection Of Director Myron E. Ullman, III 1k
ForElection Of Director Craig E. Weatherup 1l
ForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 468 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starbucks Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForRatify Auditors 3
AgainstProhibit Political Spending 4
AgainstRequire Independent Board Chairman 5
Swedbank AB
Meeting Date: 03/19/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
ForAccept Financial Statements and Statutory Reports
8
ForApprove Allocation of Income and Dividends of SEK 10.10 Per Share
9
ForApprove Discharge of Board and President 10
ForDetermine Number of Members ´(9) and Deputy Members of Board
11
ForApprove Remuneration of Directors; Approve Remuneration of Auditors
12
ForReelect Ulrika Francke, Göran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundström (chair), Karl-Henrik Sundström, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director
13
ForRatify Deloitte as Auditors 14
Page 469 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
ForAmend Articles Re: Remove References to Preference Shares and C Shares
17
ForAuthorize Repurchase Authorization for Trading in Own Shares
18
ForAuthorize General Share Repurchase Program 19
ForApprove Issuance of Convertibles without Preemptive Rights
20
ForApprove Common Deferred Share Bonus Plan 21a
ForApprove Deferred Share Bonus Plan for Key Employees
21b
ForApprove Equity Plan Financing to Participants of 2014 and Previous Programs
21c
Shareholder Proposals From Thorwald Arvidsson and Tommy Jonasson
NoneApprove Special Investigation into Carl Erik Stålberg's Time as Chairman as well as the Reasonableness of his Pension Agreement
22
NoneApprove Formation of a Landskrona-Ven-Copenhagen Integration Institute
23
Close Meeting 24
Bankinter S.A.
Meeting Date: 03/20/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Allocation of Income and Dividends 2
ForForApprove Discharge of Board 3
ForForRenew Appointment of Deloitte as Auditor 4
Page 470 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bankinter S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Cartival SA as Director 5.1
AgainstForFix Number of Directors at Ten 5.2
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1 Billion
6
ForForApprove Stock-for-Salary/Bonus Plan 7.1
ForForApprove Deferred Share Bonus Plan 7.2
ForForFix Maximum Variable Compensation Ratio 7.3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
Carlsberg
Meeting Date: 03/20/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Publication of Annual Report in English
For
Receive Report of Board 2
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
3
ForApprove Allocation of Income and Dividends of DKK 8.00 Per Share
4
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
5a
ForApprove Remuneration of Directors in the Amount of DKK 1,400,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work
5b
ForAuthorize Share Repurchase Program 5c
Shareholder Proposals Submitted by Kjeld Beyer
AgainstRequire Inclusion of Certain Financial information to Meeting Notice
5d1
Page 471 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carlsberg
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstRequire Availability of Certain Reports in Danish for Five Years on Company Website
5d2
AgainstSimplify Access to Documents Available on Company's Website
5d3
AgainstRequire Company to Offer at AGM a Meal Corresponding to Company's Outlook
5d4
Management Proposals
ForReelect Flemming Besenbacher as Director 6a
ForReelect Jess Soderberg as Director 6b
ForReelect Lars Stemmerik as Director 6c
ForReelect Richard Burrows as Director 6d
ForReelect Cornelis Job van der Graaf as Director 6e
ForReelect Donna Cordner as Director 6f
ForReelect Elisabeth Fleuriot as Director 6g
ForReelect Soren-Peter Olesen as Director 6h
ForReelect Nina Smith as Director 6i
ForElect Carl Bache as Director 6j
ForRatify KPMG 2014 P/S as Auditors 7
Givaudan SA
Meeting Date: 03/20/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
Givaudan SA
Meeting Date: 03/20/2014 Country: Switzerland
Meeting Type: Annual
Page 472 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For
ForApprove Remuneration Report (Non-Binding) 2
ForApprove Allocation of Income and Dividends of CHF 47.00 per Share
3
ForApprove Discharge of Board and Senior Management
4
ForAmend Articles Re: Removal of Registration and Voting Rights Restrictions
5.1
ForAmend Articles Re: Convening AGM 5.2
ForAmend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies
5.3
ForReelect Juerg Witmer as Director 6.1.1
ForReelect Andre Hoffmann as Director 6.1.2
ForReelect Lilian Biner as Director 6.1.3
ForReelect Peter Kappeler as Director 6.1.4
ForReelect Thomas Rufer as Director 6.1.5
ForReelect Nabil Sakkab as Director 6.1.6
ForElect Werner Bauer as Director 6.2.1
ForElect Calvin Greider as Director 6.2.2
ForElect Juerg Witmer as Board Chairman 6.3
ForElect Andre Hoffmann as Member of the Remuneration Committee
6.4.1
ForElect Peter Kappeler as Member of the Remuneration Committee
6.4.2
ForElect Werner Bauer as Member of the Remuneration Committee
6.4.3
ForDesignate Manuel Isler as Independent Proxy 6.5
ForRatify Deloitte SA as Auditors 6.6
ForApprove Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding)
7.1
ForApprove 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding)
7.2.1
Page 473 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding
7.2.2
Nordea Bank AB
Meeting Date: 03/20/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For
ForPrepare and Approve List of Shareholders 2
ForApprove Agenda of Meeting 3
ForDesignate Inspector(s) of Minutes of Meeting 4
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.43 Per Share
8
ForApprove Discharge of Board and President 9
ForDetermine Number of Members (9) and Deputy Members (0) of Board
10
ForFix Number of Auditors at One 11
ForApprove Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director
13
ForRatify KPMG as Auditors 14
Page 474 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
ForApprove Issuance of Convertible Instruments without Preemptive Rights
16
ForAuthorize Share Repurchase Program 17a
ForAuthorize Reissuance of Repurchased Shares 17b
ForAuthorize Repurchase of Shares in Connection with Securities Trading
18
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
ForFix Maximum Variable Compensation Ratio 20
Shareholder Proposals Submitted by Thorwald Arvidsson and Tommy Jonasson
NoneApprove Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act
21
AgainstAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Novo Nordisk A/S
Meeting Date: 03/20/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForAccept Financial Statements and Statutory Reports
2
ForApprove Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million
3.1
ForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work
3.2
Page 475 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Allocation of Income and Dividends of DKK 4.5 Per Share
4
ForElect Goran Ando (Chairman) as Director 5.1
ForElect Jeppe Christiansen (Vice Chairman) as New Director
5.2
ForElect Bruno Angelici as Director 5.3a
ForElect Liz Hewitt as Director 5.3b
ForElect Thomas Koestler as Director 5.3c
ForElect Helge Lund as Director 5.3d
ForElect Hannu Ryopponen as Director 5.3e
ForRatify PricewaterhouseCoopers as Auditors 6
ForApprove DKK 20 Million Reduction in Class B Share Capital via Share Cancellation
7.1
ForAuthorize Share Repurchase Program 7.2
ForApprove Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024
7.3
ForApprove Publication of Annual Report in English
7.4.1
ForChange Language of Annual Meeting to English
7.4.2
ForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.5
Shareholder Proposals Submitted by Kjeld Beyer
AgainstProvide Financial Information in Notice to Convene AGM
8.1
AgainstPublish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years
8.2
AgainstSimplify Access to Documents Available on Company's Website
8.3
AgainstRequire Refreshments to be Available During Annual General Meeting
8.4
Other Business 9
Page 476 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pohjola Bank plc
Meeting Date: 03/20/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.67 per A Share and EUR 0.64 per K share
8
ForApprove Discharge of Board and President 9
ForApprove Monthly Remuneration of Directors in the Ammount of EUR 8,000 for Chairman, EUR 5,500 for Vice Chairman, and EUR 4,500 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForFix Number of Directors at 8 11
ForReelect Jukka Hienonen, Jukka Hulkkonen, Mirja-Leena Kullberg, Marjo Partio, Harri Sailas, and Tom von Weymarn as Directors; Ratify Reijo Karhinen (Chair) and Tony Vepsalainen (Deputy Chair) as Directors
12
ForApprove Remuneration of Auditors 13
ForRatify KPMG as Auditors 14
ForApprove Issuance of up to 24 Million Series A Shares and 6 Million Series K Shares without Preemptive Rights
15
Close Meeting 16
GN Store Nord A/S
Meeting Date: 03/21/2014 Country: Denmark
Meeting Type: Annual
Page 477 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForApprove Financial Statements and Statutory Report; Approve Discharge of Directors
2
ForApprove Allocation of Income and Dividends of DKK 0.84 Per Share
3
ForApprove Remuneration of Directors 4
ForReelect Per Wold-Olsen as Director 5a
ForReelect William Hoover as Director 5b
ForReelect Wolfgang Reim as Director 5c
ForReelect Rene Svendsen-Tune as Director 5d
ForReelect Carsten Thomsen as Director 5e
ForReelect Helene Barnekow as Director 5f
ForRatify KPMG as Auditors 6
ForAuthorize Share Repurchase Program 7a
ForApprove DKK 21.2 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly
7b
ForExtend Board's Authorizations to Create up to DKK 130 Million Pool of Capital Without Preemptive Rights until April 30, 2015
7c
ForAmend Articles Re: Change Registar from VP Investor A/S to Computershare A/S
7d
ForApprove Publication of Annual Report in English
7e
ForAmend Articles Re: Proxies 7f
ForAmend Articles Re: Editorial Changes and Updates
7g
Shareholder Proposals Submitted by Kjeld Beyer
AgainstAmend Articles Re: Requirements for Financial Information in the Notice Convening the General Meeting
8a
AgainstRequire Availability of Certain Reports in Danish for Five Years
8b
AgainstApprove Changes to Company's Website 8c
AgainstRequire Company to Offer at AGM a Serving Corresponding to Company's Outlook
8d
Page 478 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GN Store Nord A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Other Business 9
Kemira OYJ
Meeting Date: 03/24/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.53 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 74,000 for Chairman, EUR 45,000 for Vice Chairman, and EUR 36,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForFix Number of Directors at Six; Reelect Winnie Fok, Juha Laaksonen, Jari Paasikivi, and Kerttu Tuomas as Directors; Elect Wolfgang Buchele and Timo Lappalainen as New Directors
11
ForApprove Remuneration of Auditors 12
ForRatify Deloitte & Touche as Auditors 13
ForAuthorize Share Repurchase Program 14
ForApprove Issuance of up to 15.6 Million Shares without Preemptive Rights
15
Close Meeting 16
Page 479 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Beam Inc.
Meeting Date: 03/25/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For
ForAdvisory Vote on Golden Parachutes 2
ForAdjourn Meeting 3
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
ForAccept Financial Statements and Statutory Reports
9
ForApprove Allocation of Income and Dividends of SEK 4.00 Per Share
10
ForApprove Discharge of Board and President 11
Receive Report on Work of Nomination Committee
12
ForDetermine Number of Members (11); Determine Number of Auditors (1)
13
Page 480 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
ForReelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors
15
ForRatify PricewaterhouseCoopers as Auditors 16
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
ForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18a
ForApprove Share Matching Plan for Executive Management and Key Employees
18b
ForApprove Profit Sharing Program 18c
ForAuthorize Repurchase of up to Two Percent of Issued Shares
19a
ForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
ForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes
19c
ForFix Maximum Variable Compensation Ratio 20
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
21
Shareholder Proposals Submitted by Tommy Jonasson
NoneAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Close Meeting 23
Page 481 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Meeting Date: 03/26/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For
ForPrepare and Approve List of Shareholders 2
ForApprove Agenda of Meeting 3
ForDesignate Inspector(s) of Minutes of Meeting 4
ForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
Receive President's Report 7
ForAccept Financial Statements and Statutory Reports
8
ForApprove Discharge of Board and President 9
ForApprove Allocation of Income and Dividends of SEK 6.50 Per Share
10
ForAmend Articles Re: Number of Auditors, Auditor Term
11
ForDetermine Number of Members (9) and Deputy Members of Board (0)
12
ForApprove Remuneration of Directors in the Amount of SEK 1.8 Million for Chairman, SEK 625,000 for Vice Chairman, and SEK 540,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
13
ForReelect Lorna Davis, Hasse Johansson, Ronnie Leten (Chairman), Keith McLoughlin, Bert Nordberg, Fredrik Persson, Ulrika Saxon, and Torben Ballegaard Sorensen as Directors; Elect Petra Hedengran as New Director
14
ForRatify PricewaterhouseCoopers as Auditors 15
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
ForApprove 2014 Share-Related Long Term Incentive Plan
17
ForAuthorize Share Repurchase Program 18a
Page 482 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrolux AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorize Reissuance of Repurchased Class B Shares in Connection to Company Acquisitions
18b
Close Meeting 19
H. Lundbeck A/S
Meeting Date: 03/26/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Preparation of Annual Report Only in English
For
Receive Report of Board 2
ForAccept Financial Statements and Statutory Reports
3
ForApprove Remuneration of Directors in the Amount of DKK 900,000 for the Chairman, DKK 600,000 for the Vice Chairman, and DKK 300,000 for Other Members; Approve Remuneration for Committee Work
4
ForApprove Allocation of Income and Dividends of DKK 2.77 Per Share
5
ForReelect Hakan Bjorklund as Director 6.1
ForReelect Christian Dyvig as Director 6.2
ForReelect Thorleif Krarup as Director 6.3
ForReelect Melanie Lee as Director 6.4
ForReelect Lars Rasmussen as Director 6.5
ForElect Terrie Curran as New Director 6.6
ForRatify Deloitte as Auditors 7
Shareholder Proposals Submitted by Kjeld Beyer
AgainstInclude Additional Financial Information in the Notice Convening the General Meeting
8.1
AgainstSimplify Access to Financial Reports on Website
8.2
AgainstRequire Provisions of Meals at General Meetings
8.3
Page 483 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H. Lundbeck A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForAmend Guidelines for Compensation for Executive Management and Board
8.4
ForAmend Authorization to Increase Share Capital with/without Preemptive Rights
8.5
ForAuthorize Share Repurchase Program 8.6
ForAuthorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration
8.7
Other Business 9
Metso Corporation
Meeting Date: 03/26/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 1.00 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForFix Number of Directors at Seven 11
Page 484 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metso Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForReelect Mikael Lilius (Chairman), Christer Gardell (Vice Chairman), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipila as Directors
12
ForApprove Remuneration of Auditors 13
ForRatify Ernst & Young as Auditors 14
ForAuthorize Share Repurchase Program 15
ForApprove Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights
16
Close Meeting 17
Nobel Biocare Holding AG
Meeting Date: 03/26/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
Svenska Handelsbanken AB
Meeting Date: 03/26/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForElect Chairman of Meeting 2
ForPrepare and Approve List of Shareholders 3
ForApprove Agenda of Meeting 4
ForDesignate Inspector(s) of Minutes of Meeting 5
ForAcknowledge Proper Convening of Meeting 6
Page 485 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports
7
ForAccept Financial Statements and Statutory Reports; ; Approve Consolidated Financial Statements and Statutory Reports
8
ForApprove Allocation of Income and Dividends of SEK 16.50 Per Share
9
ForApprove Discharge of Board and President 10
ForAuthorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares
11
ForAuthorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book
12
ForApprove Issuance of Convertibles to Employees
13
ForDetermine Number of Members (10) of Board 14
ForDetermine Number of Auditors (2) 15
ForApprove Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 625,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors; Indemnification of Directors
16
ForReelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors
17
ForRatify KPMG and Ernst & Young as Auditors 18
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
ForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
20
Shareholder Proposals Submitted by Stefan Sundemo and Tommy Jonasson
NoneApprove Severance of Links with the Development, Manufacture, and Trade of Nuclear Weapons, and in Future not Invest in Operations Concerned with Nuclear Weapons
21
NoneApprove The Formation of an Integration Institute in Landskrona, Ven, and/or Copenhagen
22
Page 486 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Svenska Handelsbanken AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Close Meeting 23
Valmet Corp
Meeting Date: 03/26/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
ForApprove Allocation of Income and Dividends of EUR 0.15 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman, EUR 60,000 for Chairman of Audit Committee, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForFix Number of Directors at Seven 11
ForReelect Jukka Viinanen (Chairman), Mikael von Frenckell (Vice-Chairman), Friederike Helfer, Pekka Lundmark, Erkki Pehu-Lehtonen, and Rogério Ziviani as Directors; Elect Lone Schrøder as New Director
12
ForApprove Remuneration of Auditors 13
ForRatify PricewaterhouseCoopers as Auditors 14
ForAuthorize Share Repurchase Program 15
Page 487 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Valmet Corp
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Issuance of up to 15 Million Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights
16
ForEstablish Nominating Committee 17
Close Meeting 18
Banco Santander S.A.
Meeting Date: 03/27/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForRatify Appointment of and Elect José Javier Marín Romano as Director
3.A
ForForRatify Appointment of Juan Miguel Villar Mir as Director
3.B
ForForRatify Appointment of and Elect Sheila Bair as Director
3.C
ForForReelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director
3.D
AgainstForReelect Rodrigo Echenique Gordillo as Director
3.E
ForForReelect Esther Giménez-Salinas i Colomer as Director
3.F
ForForReelect Vittorio Corbo Lioi as Director 3.G
ForForRenew Appointment of Deloitte as Auditor 4
ForForAuthorize Share Repurchase Program 5
ForForAmend Articles Re: Board Composition and Director Compensation
6.A
ForForAmend Articles Re: Board and Committees 6.B
ForForAmend Article 18 of General Meeting Regulations Re: Audit Committee
7
Page 488 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Capital Raising of up to EUR 500 Million
8
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
9
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.B
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.C
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.D
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
11.A
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
11.B
ForForFix Maximum Variable Compensation Ratio 12
ForForApprove Deferred Share Bonus Plan 13.A
ForForApprove Performance Shares Plan 13.B
ForForApprove Employee Stock Purchase Plan 13.C
ForForApprove Employee Stock Purchase Plan 13.D
ForForAuthorize Board to Ratify and Execute Approved Resolutions
14
ForForAdvisory Vote on Remuneration Policy Report 15
Cimpor- Cimentos de Portugal, SGPS, S.A
Meeting Date: 03/27/2014 Country: Portugal
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Individual Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends 2
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cimpor- Cimentos de Portugal, SGPS, S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Management and Supervisory Boards
3
ForForApprove Remuneration Policy 4
ForForElect Member of Remuneration Committee 5
ForForRatify Directors Claudio Borin Guedes Palaia and Nelson Tambelini Junior
6
AgainstForAuthorize Repurchase and Reissuance of Shares
7
Portugal Telecom, SGPS S.A.
Meeting Date: 03/27/2014 Country: Portugal
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Participation in Capital Increase of Oi SA through Contribution of Assets
For For
Raisio Group
Meeting Date: 03/27/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForAcknowledge Proper Convening of Meeting 4
ForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForAccept Financial Statements and Statutory Reports
7
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Raisio Group
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Allocation of Income and Dividends of EUR 0.13 Per Share
8
ForApprove Discharge of Board and President 9
ForApprove Remuneration of Directors 10
ForFix Number of Supervisory Board Members 11
ForElect Members of Supervisory Board 12
ForApprove Remuneration of Directors 13
ForFix Number of Directors 14
ForElect Directors 15
ForApprove Remuneration of Auditors 16
ForFix Number of Auditors (2) and Deputy Auditors (2)
17
ForAppoint Mika Kaarisalo and Kalle Laaksonen as Auditors and Appoint PricewaterhouseCoopers and Tuomo Korte as Deputy Auditors
18
ForAuthorize Share Repurchase Program 19
ForApprove Issuance of up to 20 Million Shares without Preemptive Rights; Approve Conveyance of 11.5 Million Free Shares and 1.5 Million Restricted Shares
20
Close Meeting 21
Banco Popolare Scarl
Meeting Date: 03/28/2014 Country: Italy
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Appoint Directors (Slate Election) - Choose One of the Following Slates
ForForSlate Submitted by Management and 4,773 Shareholders
1.1
AgainstNoneSlate Submitted by Associazione Banca Viva 1.2
Page 491 of 610
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Banco Popolare Scarl
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates
AgainstNoneSlate Submitted by 4,774 Shareholders 2.1
AgainstNoneSlate Submitted by Fondazione Cariverona and Fondazione Cassa di Risparmio di Carpi
2.2
ForForApprove Financial Statements, Statutory Reports, and Allocation of Income
3
ForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
4
ForForApprove Remuneration Report 5
ForForApprove Remuneration of Directors 6
ForForApprove Internal Auditors' Remuneration 7
Extraordinary Business
ForForApprove Merger with Credito Bergamasco SpA 1
ForForApprove Accounting Transfers 2
Piraeus Bank SA
Meeting Date: 03/28/2014 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
ForAuthorize Share Capital Increase without Preemptive Rights
1
Various Announcements 2
Repsol SA
Meeting Date: 03/28/2014 Country: Spain
Meeting Type: Annual
Page 492 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Repsol SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss
For For
ForForApprove Discharge of Board 2
ForForRenew Appointment of Deloitte as Auditor 3
ForForRatify Agreement between Repsol and the Republic of Argentina
4
ForForAuthorize Capitalization of Reserves for Scrip Dividends
5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
7
AgainstForAmend Articles Re: General Meeting Regulations and Special Agreements
8
ForForAmend Articles Re: Nomination and Remuneration Committee
9
ForForAmend Article 53 Re: Dividend Payments 10
ForForAmend Articles Re: General Meeting Regulations
11
ForForAmend Article Re: Annual Remuneration Report
12
ForForReelect Paulina Beato Blanco as Director 13
ForForReelect Artur Carulla Font as Director 14
ForForReelect Javier Echenique Landiríbar as Director
15
ForForReelect Henri Philippe Reichstul as Director 16
ForForReelect Pemex Internacional España SA as Director
17
AgainstForAdvisory Vote on Remuneration Policy Report 18
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
19
ForForAuthorize Share Repurchase Program 20
ForForAuthorize Board to Ratify and Execute Approved Resolutions
21
Page 493 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMBEV SA
Meeting Date: 01/02/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Agreement to Absorb Companhia de Bebidas das Americas - Ambev
For For
ForForAppoint Independent Firm to Appraise Proposed Transaction
2
ForForApprove Independent Firm's Appraisal 3
ForForApprove Absorption of Companhia de Bebidas das Americas - Ambev
4
ForForApprove Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil)
5
ForForAppoint Independent Firm to Appraise Proposed Transaction
6
ForForApprove Independent Firm's Appraisal 7
ForForApprove Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition
8
ForForAmend Article 5 to Reflect Changes in Capital 9
ForForAmend Corporate Purpose 10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
ForForElect Victorio Carlos de Marchi as Director 12.1
ForForElect Carlos Alves de Brito as Director 12.2
ForForElect Marcel Hermann Telles as Director 12.3
ForForElect Jose Heitor Attilio Gracioso as Director 12.4
ForForElect Vicente Falconi Campos as Director 12.5
ForForElect Luis Felipe Pedreira Dutra Leite as Director
12.6
ForForElect Roberto Moses Thompson Motta as Director
12.7
ForForElect Alvaro Antonio Cardoso de Sousa as Director
12.8
ForForElect Paulo Alberto Lemann as Director 12.9
ForForElect Antonio Carlos Augusto Ribeiro Bonchristiano as Director
12.10
ForForElect Marcos de Barros Lisboa as Director 12.11
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMBEV SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Luiz Fernando Ziegler de Saint Edmond as Alternate Director
12.12
ForForConsolidate Bylaws 13
AMBEV SA
Meeting Date: 01/02/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Agreement to Absorb Companhia de Bebidas das Americas - Ambev
1
ForForAppoint Independent Firm to Appraise Proposed Transaction
2
ForForApprove Independent Firm's Appraisal 3
ForForApprove Absorption of Companhia de Bebidas das Americas - Ambev
4
ForForApprove Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil)
5
ForForAppoint Independent Firm to Appraise Proposed Transaction
6
ForForApprove Independent Firm's Appraisal 7
ForForApprove Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition
8
ForForAmend Article 5 to Reflect Changes in Capital 9
ForForAmend Corporate Purpose 10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
ForForElect Victorio Carlos de Marchi as Director 12.1
ForForElect Carlos Alves de Brito as Director 12.2
ForForElect Marcel Herrmann Telles as Director 12.3
ForForElect José Heitor Attilio Gracioso as Director 12.4
ForForElect Vicente Falconi Campos as Director 12.5
Page 495 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMBEV SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Luis Felipe Pedreira Dutra Leite as Director
12.6
ForForElect Roberto Moses Thompson Motta as Director
12.7
ForForElect Alvaro Antonio Cardoso de Sousa as Director
12.8
ForForElect Paulo Alberto Lemman as Director 12.9
ForForElect Antonio Carlos Augusto Ribeiro Bonchristiano as Director
12.10
ForForElect Marcos de Barros Lisboa as Director 12.11
ForForElect Luiz Fernando Ziegler de Saint Edmond as Alternate Director
12.12
ForForConsolidate Bylaws 13
Cairn India Limited
Meeting Date: 01/02/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Share Repurchase Program 1
CapitalSource Inc.
Meeting Date: 01/13/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Bank Co Ltd
Meeting Date: 01/13/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Ma Zehua as Director For For
ForForElect Xiao Yuhuai as Director 1b
Actuant Corporation
Meeting Date: 01/14/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert C. Arzbaecher For For
ForForElect Director Gurminder S. Bedi 1.2
ForForElect Director Thomas J. Fischer 1.3
ForForElect Director Mark E. Goldstein 1.4
ForForElect Director William K. Hall 1.5
ForForElect Director R. Alan Hunter, Jr. 1.6
ForForElect Director Robert A. Peterson 1.7
ForForElect Director Holly A. Van Deursen 1.8
ForForElect Director Dennis K. Williams 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Bank of Baroda Ltd.
Meeting Date: 01/15/2014 Country: India
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of Baroda Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India, Promoter
For For
Washington Federal, Inc.
Meeting Date: 01/15/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David K. Grant For For
ForForElect Director Anna C. Johnson 1.2
ForForElect Director Randall H. Talbot 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Aberdeen Asset Management plc
Meeting Date: 01/16/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForReappoint KPMG Audit plc as Auditors and Authorise Their Remuneration
3
ForForRe-elect Julie Chakraverty as Director 4
ForForRe-elect Roger Cornick as Director 5
ForForRe-elect Anita Frew as Director 6
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Martin Gilbert as Director 7
ForForRe-elect Andrew Laing as Director 8
ForForRe-elect Rod MacRae as Director 9
ForForRe-elect Richard Mully as Director 10
ForForRe-elect Jim Pettigrew as Director 11
ForForRe-elect Bill Rattray as Director 12
ForForRe-elect Anne Richards as Director 13
ForForRe-elect Simon Troughton as Director 14
ForForRe-elect Hugh Young as Director 15
ForForElect Jutta af Rosenborg as Director 16
ForForElect Akira Suzuki as Director 17
ForForApprove Remuneration Report 18
AbstainForApprove Remuneration Policy 19
ForForAuthorise Issue of Equity with Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights
21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise EU Political Donations and Expenditure
24
China National Building Material Co., Ltd.
Meeting Date: 01/17/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForAmend Articles of Association 1
ForForApprove Adoption of Rules of Procedures for Shareholders' General Meetings
2
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China National Building Material Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Adoption of Rules of Procedures for Board Meetings
3
ForForApprove Adoption of Rules of Procedures for Supervisory Committee Meetings
4
Sesa Sterlite Ltd.
Meeting Date: 01/18/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Increase in Borrowing Powers 1
ForForApprove Pledging of Assets for Debt 2
ForForApprove Appointment and Remuneration of N. Agarwal as Executive Vice-Chairman
3
ForForApprove Appointment and Remuneration of M.S. Mehta as CEO
4
ForForApprove Change in Designation of P.K. Mukherjee from Managing Director to Executive Director (Iron Ore Business) and Approve His Remuneration
5
Ultratech Cement Ltd.
Meeting Date: 01/20/2014 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
ForForApprove Scheme of Arrangement 1
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Capitol Federal Financial, Inc.
Meeting Date: 01/21/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey M. Johnson For For
ForForElect Director Michael T. McCoy 1.2
ForForElect Director Marilyn S. Ward 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Koninklijke Ahold NV
Meeting Date: 01/21/2014 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Capital Reduction with Shareholder Distribution of EUR 1 Billion
2
Close Meeting 3
D.R. Horton, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Donald R. Horton For For
ForForElect Director Barbara K. Allen 1b
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
D.R. Horton, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Bradley S. Anderson 1c
ForForElect Director Michael R. Buchanan 1d
ForForElect Director Michael W. Hewatt 1e
ForForElect Director Donald J. Tomnitz 1f
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Gemdale Properties and Investment Corporation Ltd.
Meeting Date: 01/23/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Trademark Master Agreement and Related Annual Cap
For For
ForForApprove Entrusted Operation Agreement One, Entrusted Operation Agreement Two, Entrusted Operation Agreement Three, and Related Annual Caps
2
ForForApprove Property Management Service Agreement and Related Annual Cap
3
ForForApprove Framework Agreement and Related Annual Cap
4
Intuit Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Christopher W. Brody For For
ForForElect Director William V. Campbell 1b
ForForElect Director Scott D. Cook 1c
Page 502 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intuit Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Diane B. Greene 1d
ForForElect Director Edward A. Kangas 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director Dennis D. Powell 1g
ForForElect Director Brad D. Smith 1h
ForForElect Director Jeff Weiner 1i
ForForRatify Auditors 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Jabil Circuit, Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martha F. Brooks For For
ForForElect Director Mel S. Lavitt 1.2
ForForElect Director Timothy L. Main 1.3
ForForElect Director Mark T. Mondello 1.4
ForForElect Director Lawrence J. Murphy 1.5
ForForElect Director Frank A. Newman 1.6
ForForElect Director Steven A. Raymund 1.7
ForForElect Director Thomas A. Sansone 1.8
ForForElect Director David M. Stout 1.9
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForOther Business 4
Page 503 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jacobs Engineering Group Inc.
Meeting Date: 01/23/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Juan José Suárez Coppel For For
ForForElect Director John F. Coyne 1b
ForForElect Director Linda Fayne Levinson 1c
ForForElect Director Craig L. Martin 1d
ForForElect Director Christopher M.T. Thompson 1e
AgainstForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForDeclassify the Board of Directors 5
Datang International Power Generation Co. Ltd
Meeting Date: 01/24/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Resolution on the Financial Guarantee for 2014
For For
ForForApprove Supply of Coal by Beijing Datang Fuel Company Limited and Datang International (Hong Kong) Limited to the Power Generation Enterprises of China Datang Corporation
2a
ForForApprove Supply of Coal by Beijing Datang Fuel Company Limited and Inner Mongolia Datang Fuel Company Ltd. to Enterprises Managed by the Company
2b
ForForApprove Supply of Coal by Datang International (Hong Kong) Limited to Beijing Datang Fuel Company Limited
2c
ForForApprove Supply of Coal by Datang International (Hong Kong) Limited to Certain Subsidairies of the Company Along the Coast
2d
Page 504 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Coal Purchase and Sale Framework Agreement (Xilinhaote)
3
AgainstForElect Wu Jing as Director 4a
AgainstForApprove Cessation of Cao Jingshan as Director
4b
Geely Automobile Holdings Ltd.
Meeting Date: 01/27/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve JV Agreement and the Grant of Call Option
For For
ForForApprove Grant of Put Option 2
Becton, Dickinson and Company
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson For For
ForForElect Director Henry P. Becton, Jr. 1.2
ForForElect Director Catherine M. Burzik 1.3
ForForElect Director Edward F. DeGraan 1.4
ForForElect Director Vincent A. Forlenza 1.5
ForForElect Director Claire M. Fraser 1.6
ForForElect Director Christopher Jones 1.7
ForForElect Director Marshall O. Larsen 1.8
ForForElect Director Gary A. Mecklenburg 1.9
ForForElect Director James F. Orr 1.10
Page 505 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Becton, Dickinson and Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Willard J. Overlock, Jr. 1.11
ForForElect Director Rebecca W. Rimel 1.12
ForForElect Director Bertram L. Scott 1.13
ForForElect Director Alfred Sommer 1.14
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForAmend Executive Incentive Bonus Plan 5
AgainstAgainstRequire Independent Board Chairman 6
Canada Lithium Corp.
Meeting Date: 01/28/2014 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Continuance of Company [OBCA to CBCA]
For For
ForApprove Acquisition of Sirocco Mining Inc. 2
ForForApprove Stock Consolidation 3
ForForChange Company Name to Li-On Minerals Inc. 4
Monsanto Company
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gregory H. Boyce For For
ForForElect Director Laura K. Ipsen 1b
Page 506 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monsanto Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director William U. Parfet 1c
ForForElect Director George H. Poste 1d
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Risk of Genetic Engineering in Order to Work with Regulators
4
ForAgainstReport on Risk of Genetically Engineered Products
5
Samsung Life Insurance Co. Ltd.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Kim, Chang-Soo as Inside Director For For
Siemens AG
Meeting Date: 01/28/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 3 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2012/2013
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Do Not Vote
ForApprove Remuneration System for Management Board Members
5
Page 507 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForRatify Ernst & Young as Auditors for Fiscal 2013/2014
6
Do Not Vote
ForElect Jim Hagemann Snabe to the Supervisory Board
7
Do Not Vote
ForApprove Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Do Not Vote
ForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
9
Do Not Vote
ForApprove Cancellation of Capital Authorization 10
Do Not Vote
ForAmend Articles Re: Remuneration of the Supervisory Board
11
Siemens AG
Meeting Date: 01/28/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
1
ForForApprove Allocation of Income and Dividends of EUR 3 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2012/2013
3
ForForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
ForForApprove Remuneration System for Management Board Members
5
ForForRatify Ernst & Young as Auditors for Fiscal 2013/2014
6
ForForElect Jim Hagemann Snabe to the Supervisory Board
7
AgainstForApprove Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights
8
Page 508 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siemens AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights
9
ForForApprove Cancellation of Capital Authorization 10
ForForAmend Articles Re: Remuneration of the Supervisory Board
11
Verizon Communications Inc.
Meeting Date: 01/28/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For For
ForForIncrease Authorized Common Stock 2
ForForAdjourn Meeting 3
Vodafone Group plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc
For For
ForForApprove Matters Relating to the Return of Value to Shareholders
2
ForForAuthorise Market Purchase of Ordinary Shares 3
ForForAuthorise Board to Ratify and Execute Approved Resolutions
4
Page 509 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Vodafone Group plc
Meeting Date: 01/28/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Court Meeting
ForForApprove Scheme of Arrangement 1
Special Meeting
ForForApprove Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc
1
ForForApprove Matters Relating to the Return of Value to Shareholders
2
ForForAuthorise Market Purchase of Ordinary Shares 3
ForForAuthorise Board to Ratify and Execute Approved Resolutions
4
Woori Finance Holdings Co. Ltd.
Meeting Date: 01/28/2014 Country: South Korea
Meeting Type: Special
Page 510 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woori Finance Holdings Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Spin-Off Agreement For For
CGI Group Inc
Meeting Date: 01/29/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
ForForElect Alain Bouchard as Director 1.1
ForForElect Bernard Bourigeaud as Director 1.2
ForForElect Jean Brassard as Director 1.3
ForForElect Robert Chevrier as Director 1.4
ForForElect Dominic D'Alessandro as Director 1.5
ForForElect Thomas P. d'Aquino as Director 1.6
ForForElect Paule Dore as Director 1.7
ForForElect Richard B. Evans as Director 1.8
ForForElect Julie Godin as Director 1.9
ForForElect Serge Godin as Director 1.10
ForForElect André Imbeau as Director 1.11
ForForElect Gilles Labbé as Director 1.12
ForForElect Michael E. Roach as Director 1.13
ForForElect Joakim Westh as Director 1.14
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForRe-approve Stock Option Plan 3
Page 511 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IDFC Ltd
Meeting Date: 01/29/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
POSTAL BALLOT
ForForApprove Decrease in Limit on Foreign Shareholdings
1
Johnson Controls, Inc.
Meeting Date: 01/29/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Natalie A. Black For For
ForForElect Director Raymond L. Conner 1.2
ForForElect Director William H. Lacy 1.3
ForForElect Director Alex A. Molinaroli 1.4
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Visa Inc.
Meeting Date: 01/29/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Mary B. Cranston For For
ForForElect Director Francisco Javier Fernandez-Carbajal
1b
ForForElect Director Alfred F. Kelly, Jr. 1c
Page 512 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Visa Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert W. Matschullat 1d
ForForElect Director Cathy E. Minehan 1e
ForForElect Director Suzanne Nora Johnson 1f
ForForElect Director David J. Pang 1g
ForForElect Director Charles W. Scharf 1h
ForForElect Director William S. Shanahan 1i
ForForElect Director John A. C. Swainson 1j
ForForElect Director Maynard G. Webb, Jr. 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Accenture plc
Meeting Date: 01/30/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Director Jaime Ardila 2a
ForForElect Director Charles H. Giancarlo 2b
ForForElect Director William L. Kimsey 2c
ForForElect Director Blythe J. McGarvie 2d
ForForElect Director Mark Moody-Stuart 2e
ForForElect Director Pierre Nanterme 2f
ForForElect Director Gilles C. Pelisson 2g
ForForElect Director Wulf von Schimmelmann 2h
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Page 513 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Accenture plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForApprove Reduction in Share Capital and Creation of Distributable Reserves
7
ForForAuthorize the Holding of the 2015 AGM at a Location Outside Ireland
8
ForForAuthorize Open-Market Purchases of Class A Ordinary Shares
9
ForForDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
10
Amdocs Limited
Meeting Date: 01/30/2014 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Robert A. Minicucci as a Director For For
ForForElect Adrian Gardner as a Director 1.2
ForForElect John T. McLennan as a Director 1.3
ForForElect Simon Olswang as a Director 1.4
ForForElect Zohar Zisapel as a Director 1.5
ForForElect Julian A. Brodsky as a Director 1.6
ForForElect Eli Gelman as a Director 1.7
ForForElect James S. Kahan as a Director 1.8
ForForElect Richard T.C. LeFave as a Director 1.9
ForForElect Giora Yaron as a Director 1.10
ForForApprove Dividends 2
AgainstForAmend Articles Re: Termination of Shareholder Approval for Declaration of Dividends
3
ForForApprove Authorized Share Capital and Authorize Board to Issue Shares
4
Page 514 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amdocs Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
5
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
6
Ashland Inc.
Meeting Date: 01/30/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stephen F. Kirk For For
ForForElect Director James J. O'Brien 1.2
ForForElect Director Barry W. Perry 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
Costco Wholesale Corporation
Meeting Date: 01/30/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Susan L. Decker For For
ForForElect Director Richard M. Libenson 1.2
ForForElect Director John W. Meisenbach 1.3
ForForElect Director Charles T. Munger 1.4
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 515 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Costco Wholesale Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstAdopt Simple Majority Vote 4
ForNoneDeclassify the Board of Directors 5
Jastrzebska Spolka Weglowa SA
Meeting Date: 01/30/2014 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForElect Members of Vote Counting Commission 4
ForForApprove Agenda of Meeting 5
ForForApprove Establishment of Subsidiary Jastrzebska Spolka Gorniczo-Szkoleniowa
6
Close Meeting 7
Liberty Global plc
Meeting Date: 01/30/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Omnibus Stock Plan For Against
ForForApprove Non-Employee Director Omnibus Stock Plan
2
Life Healthcare Group Holdings Ltd.
Meeting Date: 01/30/2014 Country: South Africa
Meeting Type: Annual
Page 516 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Life Healthcare Group Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2013
For For
ForForRe-elect Fran du Plessis as Director 2.1
ForForRe-elect Joel Netshitenzhe as Director 2.2
ForForElect Marian Jacobs as Director 2.3
ForForElect Royden Vice as Director 2.4
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner
3
ForForRe-elect Peter Golesworthy as Chairman of the Audit Committee
4.1
ForForElect Fran du Plessis as Member of the Audit Committee
4.2
ForForRe-elect Louisa Mojela as Member of the Audit Committee
4.3
ForForElect Royden Vice as Member of the Audit Committee
4.4
ForForApprove Remuneration Policy 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForPlace Authorised but Unissued Shares Under Control of Directors
7
ForForAuthorise Board to Ratify and Execute Approved Resolutions
8
ForForAuthorise Repurchase of Up to Five Percent of Issued Share Capital
9
ForForApprove Remuneration of Non-Executive Directors
10
ForForApprove Financial Assistance to Related and Inter-related Companies
11
ForForAdopt New Memorandum of Incorporation 12
Sally Beauty Holdings, Inc.
Meeting Date: 01/30/2014 Country: USA
Meeting Type: Annual
Page 517 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sally Beauty Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Declassify the Board of Directors For For
ForForElect Director John R. Golliher 2.1
ForForElect Director Edward W. Rabin 2.2
ForForElect Director Gary G. Winterhalter 2.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Auditors 4
The Scotts Miracle-Gro Company
Meeting Date: 01/30/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James Hagedorn For For
ForForElect Director James F. McCann 1.2
ForForElect Director Nancy G. Mistretta 1.3
ForForElect Director Stephanie M. Shern 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Executive Incentive Bonus Plan 3
ForForRatify Auditors 4
Whistler Blackcomb Holdings Inc
Meeting Date: 01/30/2014 Country: Canada
Meeting Type: Annual/Special
Page 518 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Whistler Blackcomb Holdings Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David Brownlie For For
ForForElect Director John Furlong 1.2
ForForElect Director Russell Goodman 1.3
ForForElect Director Scott Hutcheson 1.4
ForForElect Director Peter McDermott 1.5
ForForElect Director Eric Resnick 1.6
ForForElect Director Graham Savage 1.7
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForRe-approve Omnibus Incentive Plan 3
Nuance Communications, Inc.
Meeting Date: 02/03/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul A. Ricci For For
ForForElect Director Robert J. Frankenberg 1b
ForForElect Director Patrick T. Hackett 1c
ForForElect Director Brett Icahn 1d
ForForElect Director William H. Janeway 1e
ForForElect Director Mark R. Laret 1f
ForForElect Director Katharine A. Martin 1g
ForForElect Director Mark B. Myers 1h
ForForElect Director Philip J. Quigley 1i
ForForElect Director David S. Schechter 1j
AgainstForAmend Omnibus Stock Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 519 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nuance Communications, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Auditors 4
Emerson Electric Co.
Meeting Date: 02/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director D. N. Farr For For
ForForElect Director H. Green 1.2
ForForElect Director C. A. Peters 1.3
ForForElect Director J. W. Prueher 1.4
ForForElect Director A.A. Busch, III 1.5
ForForElect Director J. S. Turley 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstReport on Sustainability 4
ForAgainstReport on Political Contributions 5
ForAgainstReport on Lobbying Payments and Policy 6
Oshkosh Corporation
Meeting Date: 02/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard M. Donnelly For For
ForForElect Director Peter B. Hamilton 1.2
ForForElect Director Kathleen J. Hempel 1.3
ForForElect Director Leslie F. Kenne 1.4
Page 520 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oshkosh Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Stephen D. Newlin 1.5
ForForElect Director Craig P. Omtvedt 1.6
ForForElect Director Duncan J. Palmer 1.7
ForForElect Director John S. Shiely 1.8
ForForElect Director Richard G. Sim 1.9
ForForElect Director Charles L. Szews 1.10
ForForElect Director William S. Wallace 1.11
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstPro-rata Vesting of Equity Plan 4
African Bank Investments Ltd
Meeting Date: 02/06/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForElect Morris Mthombeni as Director 1
Re-elect Antonio Fourie as Director 2
Re-elect Thamsanqa Sokutu as Director 3
ForForRe-elect Mutle Mogase as Director 4
ForForReappoint Deloitte & Touche as Auditors of the Company with Mgcinisihlalo Jordan as the Designated Auditor
5
ForForApprove Remuneration Policy 6
Special Resolutions
ForForApprove Remuneration of Non-Executive Directors
1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
Page 521 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
African Bank Investments Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Continuation of Ordinary Resolutions
ForForApprove the Forfeitable Share Plan and the Conditional Share Plan
7
ForForApprove Substitution of Existing LTIPs with Allocations in terms of the Forfeitable Share Plan
8
ForForAuthorise Board to Ratify and Execute Approved Resolutions
9
Compass Group plc
Meeting Date: 02/06/2014 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Paul Walsh as Director 5
ForForRe-elect Dominic Blakemore as Director 6
ForForRe-elect Richard Cousins as Director 7
ForForRe-elect Gary Green as Director 8
ForForRe-elect Andrew Martin as Director 9
ForForRe-elect John Bason as Director 10
ForForRe-elect Susan Murray as Director 11
ForForRe-elect Don Robert as Director 12
ForForRe-elect Sir Ian Robinson as Director 13
ForForReappoint Deloitte LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
Page 522 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compass Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks Notice
20
Gildan Activewear Inc.
Meeting Date: 02/06/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William D. Anderson For For
ForForElect Director Glenn J. Chamandy 1.2
ForForElect Director Russell Goodman 1.3
ForForElect Director Russ Hagey 1.4
ForForElect Director George Heller 1.5
ForForElect Director Sheila O'Brien 1.6
ForForElect Director Pierre Robitaille 1.7
ForForElect Director James R. Scarborough 1.8
ForForElect Director Gonzalo F. Valdes-Fauli 1.9
AgainstForApprove Shareholder Rights Plan 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
ForForRatify KPMG LLP as Auditors 4
Rockwell Collins, Inc.
Meeting Date: 02/06/2014 Country: USA
Meeting Type: Annual
Page 523 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rockwell Collins, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Chris A. Davis For For
ForForElect Director Ralph E. Eberhart 1.2
ForForElect Director David Lilley 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForDeclassify the Board of Directors 4
MegaFon OJSC
Meeting Date: 02/07/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Related-Party Transaction Re: Purchase of Property from OOO Skartel
1
Canuc Resources Corporation
Meeting Date: 02/10/2014 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Christopher J. Berlet as Director For For
ForForElect Richard W. Brissenden as Director 1b
ForForElect Gary H. Lohman as Director 1c
ForForElect John P. Lynch as Director 1d
ForForElect Hubert J. Mockler as Director 1e
Page 524 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canuc Resources Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Sievert & Sawrantschuk LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForRe-approve Stock Option Plan 3
Indian Bank Limited
Meeting Date: 02/10/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Equity Shares to the Government of India, Promoter
For For
Huaneng Power International, Inc.
Meeting Date: 02/11/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Connected Transaction with a Related Party
For For
Tiger Brands Ltd
Meeting Date: 02/11/2014 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Present the Report from the Social and Ethics Committee
Page 525 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tiger Brands Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2013
2.1
ForForRe-elect Andre Parker as Director 2.2.1
ForForRe-elect Makhup Nyama as Director 2.2.2
ForForRe-elect Maya Makanjee as Director 2.2.3
ForForRe-elect Rob Nisbet as Director 2.2.4
ForForApprove Remuneration Policy 2.3
ForForRe-elect Richard Dunne as Member of Audit Committee
2.4.1
ForForRe-elect Khotso Mokhele as Member of Audit Committee
2.4.2
ForForRe-elect Rob Nisbet as Member of Audit Committee
2.4.3
ForForReappoint Ernst & Young Inc as Auditors of the Company
2.5
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2.6
ForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3.1
ForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3.2
ForForApprove Remuneration of Non-Executive Directors, including the Chairman and Deputy Chairman Effective from 1 March 2014
3.3
ForForApprove Remuneration of Non-Executive Directors who Participate in Subcommittees of the Board Effective from 1 March 2014
3.4
ForForApprove Increase of Fees Payable to Non-Executive Directors who Attend Unscheduled Meetings of the Board and who Undertake Additional Work
3.5
ForForAuthorise Repurchase of Issued Share Capital 3.6
MWI Veterinary Supply, Inc.
Meeting Date: 02/12/2014 Country: USA
Meeting Type: Annual
Page 526 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MWI Veterinary Supply, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Keith E. Alessi For For
ForForElect Director Bruce C. Bruckmann 1.2
ForForElect Director James F. Cleary, Jr. 1.3
ForForElect Director A. Craig Olson 1.4
ForForElect Director Robert N. Rebholtz, Jr. 1.5
ForForElect Director William J. Robison 1.6
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Infineon Technologies AG
Meeting Date: 02/13/2014 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting)
Do Not Vote
ForApprove Allocation of Income and Dividends of EUR 0.12 per Share
2
Do Not Vote
ForApprove Discharge of Management Board for Fiscal 2012/2013
3
Do Not Vote
ForApprove Discharge of Supervisory Board for Fiscal 2012/2013
4
Do Not Vote
ForRatify KPMG AG as Auditors for Fiscal 2013/2014
5
Do Not Vote
ForApprove Affiliation Agreement with Infineon Technologies Finance GmbH
6
Do Not Vote
ForApprove Cancellation of Conditional Capital 1999/I
7
Do Not Vote
ForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights
8
Page 527 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Klabin S.A.
Meeting Date: 02/17/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
ForApprove Guarantees Provided by Controlling Shareholder Klabin Brothers & Co. Re: Financial Collaboration Agreement with the National Development Bank (BNDES) and the Issuance of Debentures, for the Purposes of Financing the Company's New Cellulose Plant
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
KULICKE AND SOFFA INDUSTRIES, INC.
Meeting Date: 02/18/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director MacDonell Roehm, Jr. For For
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Sirona Dental Systems, Inc.
Meeting Date: 02/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William K. Hood For For
ForForElect Director Thomas Jetter 1.2
ForForElect Director Harry M. Jansen Kraemer, Jr. 1.3
Page 528 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sirona Dental Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Jeffrey T. Slovin 1.4
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
Raymond James Financial, Inc.
Meeting Date: 02/20/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shelley G. Broader For For
ForForElect Director Jeffrey N. Edwards 1.2
ForForElect Director Benjamin C. Esty 1.3
ForForElect Director Francis S. Godbold 1.4
ForForElect Director H. William Habermeyer, Jr. 1.5
ForForElect Director Thomas A. James 1.6
ForForElect Director Gordon L. Johnson 1.7
ForForElect Director Paul C. Reilly 1.8
ForForElect Director Robert P. Saltzman 1.9
ForForElect Director Hardwick Simmons 1.10
ForForElect Director Susan N. Story 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
TFS Financial Corporation
Meeting Date: 02/20/2014 Country: USA
Meeting Type: Annual
Page 529 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TFS Financial Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert B. Heisler, Jr. For For
ForForElect Director William C. Mulligan 1.2
ForForElect Director Terrence R. Ozan 1.3
ForForElect Director Paul W. Stefanik 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Teva Pharmaceutical Industries Ltd.
Meeting Date: 02/24/2014 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate
1
Whole Foods Market, Inc.
Meeting Date: 02/24/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Elstrott For For
ForForElect Director Gabrielle Greene 1.2
ForForElect Director Shahid 'Hass' Hassan 1.3
ForForElect Director Stephanie Kugelman 1.4
ForForElect Director John Mackey 1.5
Page 530 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Whole Foods Market, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Walter Robb 1.6
ForForElect Director Jonathan Seiffer 1.7
ForForElect Director Morris 'Mo' Siegel 1.8
ForForElect Director Jonathan Sokoloff 1.9
ForForElect Director Ralph Sorenson 1.10
ForForElect Director William 'Kip' Tindell, III 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstClaw-back of Payments under Restatements 4
ForAgainstProvide For Confidential Running Vote Tallies 5
Nordson Corporation
Meeting Date: 02/25/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph P. Keithley For For
ForForElect Director Michael J. Merriman, Jr 1.2
ForForElect Director Mary G. Puma 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Novartis AG
Meeting Date: 02/25/2014 Country: Switzerland
Meeting Type: Annual
Page 531 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
ForForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
ForForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
ForForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
ForForReelect Dimitri Azar as Director 5.2
ForForReelect Verena Briner as Director 5.3
ForForReelect Srikant Datar as Director 5.4
ForForReelect Ann Fudge as Director 5.5
ForForReelect Pierre Landolt as Director 5.6
ForForReelect Ulrich Lehner as Director 5.7
ForForReelect Andreas von Planta as Director 5.8
ForForReelect Charles Sawyers as Director 5.9
ForForReelect Enrico Vanni as Director 5.10
ForForReelect William Winters as Director 5.11
ForForElect Srikant Datar as Member of the Compensation Committee
6.1
ForForElect Ann Fudge as Member of the Compensation Committee
6.2
ForForElect Ulrich Lehner as Member of the Compensation Committee
6.3
ForForElect Enrico Vanni as Member of the Compensation Committee
6.4
ForForRatify PricewaterhouseCoopers AG as Auditors
7
ForForDesignate Peter Andreas Zahn as Independent Proxy
8
Page 532 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Meeting Date: 02/25/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
AgainstForApprove Discharge of Board and Senior Management
2
ForForApprove Allocation of Income and Dividends of CHF 2.45 per Share
3
ForForApprove Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)
4.1
ForForApprove Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)
4.2
ForForReelect Joerg Reinhardt as Director and Chairman of the Board of Directors
5.1
ForForReelect Dimitri Azar as Director 5.2
ForForReelect Verena Briner as Director 5.3
ForForReelect Srikant Datar as Director 5.4
ForForReelect Ann Fudge as Director 5.5
ForForReelect Pierre Landolt as Director 5.6
ForForReelect Ulrich Lehner as Director 5.7
ForForReelect Andreas von Planta as Director 5.8
ForForReelect Charles Sawyers as Director 5.9
ForForReelect Enrico Vanni as Director 5.10
ForForReelect William Winters as Director 5.11
ForForElect Srikant Datar as Member of the Compensation Committee
6.1
ForForElect Ann Fudge as Member of the Compensation Committee
6.2
ForForElect Ulrich Lehner as Member of the Compensation Committee
6.3
ForForElect Enrico Vanni as Member of the Compensation Committee
6.4
ForForRatify PricewaterhouseCoopers AG as Auditors
7
Page 533 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novartis AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForDesignate Peter Andreas Zahn as Independent Proxy
8
AgainstForAdditional And/or Counter-proposals Presented At The Meeting
9
Deere & Company
Meeting Date: 02/26/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel R. Allen For For
ForForElect Director Crandall C. Bowles 1b
ForForElect Director Vance D. Coffman 1c
ForForElect Director Charles O. Holliday, Jr. 1d
ForForElect Director Dipak C. Jain 1e
ForForElect Director Clayton M. Jones 1f
ForForElect Director Joachim Milberg 1g
ForForElect Director Richard B. Myers 1h
ForForElect Director Gregory R. Page 1i
ForForElect Director Thomas H. Patrick 1j
ForForElect Director Sherry M. Smith 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Endo Health Solutions Inc.
Meeting Date: 02/26/2014 Country: USA
Meeting Type: Special
Page 534 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Endo Health Solutions Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdopt Dividend Reinvestment Plan 3
ForForAdjourn Meeting 4
Royal Bank Of Canada
Meeting Date: 02/26/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director W. Geoffrey Beattie For For
ForForElect Director David F. Denison 1.2
ForForElect Director Richard L. George 1.3
ForForElect Director Timothy J. Hearn 1.4
ForForElect Director Alice D. Laberge 1.5
ForForElect Director Michael H. McCain 1.6
ForForElect Director Heather Munroe-Blum 1.7
ForForElect Director Gordon M. Nixon 1.8
ForForElect Director J. Pedro Reinhard 1.9
ForForElect Director Thomas A. Renyi 1.10
ForForElect Director Edward Sonshine 1.11
ForForElect Director Kathleen P. Taylor 1.12
ForForElect Director Bridget A. van Kralingen 1.13
ForForElect Director Victor L. Young 1.14
ForForRatify Deloitte LLP as Auditors 2
AgainstForAdvisory Vote on Executive Compensation Approach
3
Shareholder Proposals
Page 535 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Royal Bank Of Canada
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstSP 1: Phase Out Stock Options as a Form of Compensation
4
AgainstAgainstSp 2: Disclose Conformation to the OECD's Guidelines
5
ForAgainstSP 3: Auditor Rotation 6
AgainstAgainstSP 4: Provide Response on Say-on-Pay Vote Results
7
AgainstAgainstSP 5: Require Feedback Following a High Percentage of Votes Withheld for Nomination of a Director
8
Aluminium Bahrain BSC
Meeting Date: 02/27/2014 Country: Bahrain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Minutes of Previous Meeting 1
ForForApprove Board Report on Company Operations
2
ForForApprove Auditors' Report on Company Financial Statements
3
ForForAccept Financial Statements 4
ForForApprove Allocation of Income and Dividends of BHD 0.036 per Share
5
ForForApprove Remuneration of Directors 6
ForForApprove Discharge of Directors 7
ForForRatify Auditors and Fix Their Remuneration 8
ForForApprove Corporate Governance Report 9
AgainstForElect Directors (Bundled) 10
China Minsheng Banking Corp., Ltd.
Meeting Date: 02/27/2014 Country: China
Meeting Type: Special
Page 536 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Minsheng Banking Corp., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Proposed Downward Adjustment to the Conversion Price of A Share Convertible Bonds of China Minsheng Banking Corp. Ltd.
1
Primero Mining Corp.
Meeting Date: 02/27/2014 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares in Connection with the Acquisition
For
PT Bank Mandiri (Persero) Tbk
Meeting Date: 02/27/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report and Consolidated Financial Statements of the Company and Commissioners' Report; and Ratify Annual Report on the Partnership and Community Development Program (PCDP)
For For
ForForApprove Allocation of Income 2
ForForApprove Auditors of the Company and the PCDP
3
ForForApprove Remuneration of Directors and Commissioners
4
AgainstForApprove Acquisition of PT Asuransi Jiwa InHealth Indonesia
5
ForForAmend Articles of Association 6
Page 537 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apple Inc.
Meeting Date: 02/28/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William Campbell For For
ForForElect Director Timothy Cook 1.2
ForForElect Director Millard Drexler 1.3
ForForElect Director Al Gore 1.4
ForForElect Director Robert Iger 1.5
ForForElect Director Andrea Jung 1.6
ForForElect Director Arthur Levinson 1.7
ForForElect Director Ronald Sugar 1.8
ForForAdopt Majority Voting for Uncontested Election of Directors
2
ForForAmend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock
3
ForForEstablish a Par Value for Common Stock 4
ForForRatify Auditors 5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
AgainstForApprove Omnibus Stock Plan 7
AgainstAgainstEstablish Board Committee on Human Rights 8
ForAgainstReport on Trade Associations and Organizations that Promote Sustainability Practices
9
AgainstAgainstAdvisory Vote to Increase Capital Repurchase Program
10
ForAgainstProxy Access 11
Greentown China Holdings Ltd.
Meeting Date: 02/28/2014 Country: Hong Kong
Meeting Type: Special
Page 538 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greentown China Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Agreement For For
PCCW Limited
Meeting Date: 02/28/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of the Entire Equity Interest in CSL New World Mobility Limited by HKT Limited and Related Transactions
For
Aberdeen Asia-Pacific Income Investment Company Limited
Meeting Date: 03/03/2014 Country: Cook Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Enrique R. Arzac For For
ForForElect Director P. Gerald Malone 1.2
ForForElect Director Warren C. Smith 1.3
ForForElect Director Richard H. McCoy 1.4
ForForElect Director Christian Pittard 1.5
ForForElect Director Martin J. Gilbert 1.6
ForForElect Director John T. Sheehy 1.7
ForForElect Director Hugh Young 1.8
ForForApprove KPMG Auckland as Auditors and Authorize Board to Fix Their Remuneration
2
Page 539 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Applied Materials, Inc.
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Aart J. de Geus For For
ForForElect Director Gary E. Dickerson 1b
ForForElect Director Stephen R. Forrest 1c
ForForElect Director Thomas J. Iannotti 1d
ForForElect Director Susan M. James 1e
ForForElect Director Alexander A. Karsner 1f
ForForElect Director Gerhard H. Parker 1g
ForForElect Director Dennis D. Powell 1h
ForForElect Director Willem P. Roelandts 1i
ForForElect Director James E. Rogers 1j
ForForElect Director Michael R. Splinter 1k
ForForElect Director Robert H. Swan 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForAgainstAmend Bylaws -- Call Special Meetings 4
Enghouse Systems Limited
Meeting Date: 03/04/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Stephen Sadler For For
ForForElect Director Eric Demirian 1b
ForForElect Director Reid Drury 1c
ForForElect Director John Gibson 1d
Page 540 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Enghouse Systems Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Pierre Lassonde 1e
ForForElect Director Paul Stoyan 1f
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Hologic, Inc.
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jonathan Christodoro For For
ForForElect Director Sally W. Crawford 1.2
ForForElect Director Scott T. Garrett 1.3
ForForElect Director David R. LaVance, Jr. 1.4
ForForElect Director Nancy L. Leaming 1.5
ForForElect Director Lawrence M. Levy 1.6
ForForElect Director Stephen P. MacMillan 1.7
ForForElect Director Samuel Merksamer 1.8
ForForElect Director Christiana Stamoulis 1.9
ForForElect Director Elaine S. Ullian 1.10
ForForElect Director Wayne Wilson 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
Joy Global Inc.
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Page 541 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Joy Global Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward L. Doheny, II For For
ForForElect Director Steven L. Gerard 1.2
ForForElect Director John T. Gremp 1.3
ForForElect Director John Nils Hanson 1.4
ForForElect Director Gale E. Klappa 1.5
ForForElect Director Richard B. Loynd 1.6
ForForElect Director P. Eric Siegert 1.7
ForForElect Director James H. Tate 1.8
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
QUALCOMM Incorporated
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Barbara T. Alexander For For
ForForElect Director Donald G. Cruickshank 1b
ForForElect Director Raymond V. Dittamore 1c
ForForElect Director Susan Hockfield 1d
ForForElect Director Thomas W. Horton 1e
ForForElect Director Paul E. Jacobs 1f
ForForElect Director Sherry Lansing 1g
ForForElect Director Steven M. Mollenkopf 1h
ForForElect Director Duane A. Nelles 1i
ForForElect Director Clark T. 'Sandy' Randt, Jr. 1j
ForForElect Director Francisco Ros 1k
Page 542 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QUALCOMM Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Jonathan J. Rubinstein 1l
ForForElect Director Brent Scowcroft 1m
ForForElect Director Marc I. Stern 1n
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
TransDigm Group Incorporated
Meeting Date: 03/04/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sean P. Hennessy For For
ForForElect Director Douglas Peacock 1.2
ForForElect Director John Staer 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
ForForDeclassify the Board of Directors 4
AECOM Technology Corporation
Meeting Date: 03/06/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael S. Burke For For
ForForElect Director David W. Joos 1.2
ForForElect Director Robert J. Routs 1.3
Page 543 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AECOM Technology Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForDeclassify the Board of Directors 4
AmerisourceBergen Corporation
Meeting Date: 03/06/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steven H. Collis For For
ForForElect Director Douglas R. Conant 1.2
ForForElect Director Richard W. Gochnauer 1.3
ForForElect Director Richard C. Gozon 1.4
ForForElect Director Lon R. Greenberg 1.5
ForForElect Director Edward E. Hagenlocker 1.6
ForForElect Director Jane E. Henney 1.7
ForForElect Director Kathleen W. Hyle 1.8
ForForElect Director Michael J. Long 1.9
ForForElect Director Henry W. McGee 1.10
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForApprove Omnibus Stock Plan 4
ForForProvide Right to Call Special Meeting 5
Canadian Western Bank
Meeting Date: 03/06/2014 Country: Canada
Meeting Type: Annual/Special
Page 544 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canadian Western Bank
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Ratify KPMG LLP as Auditors For For
ForForElect Director Albrecht W.A. Bellstedt 2.1
ForForElect Director Andrew J. Bibby 2.2
ForForElect Director Christopher H. Fowler 2.3
ForForElect Director Linda M.O. Hohol 2.4
ForForElect Director Allan W. Jackson 2.5
ForForElect Director Wendy A. Leaney 2.6
ForForElect Director Robert A. Manning 2.7
ForForElect Director Sarah A. Morgan-Silvester 2.8
ForForElect Director Howard E. Pechet 2.9
ForForElect Director Robert L. Phillips 2.10
ForForElect Director Raymond J. Protti 2.11
ForForElect Director Ian M. Reid 2.12
ForForElect Director H. Sanford Riley 2.13
ForForElect Director Alan M. Rowe 2.14
ForForAmend Stock Option Plan 3
AgainstForAdvisory Vote on Executive Compensation Approach
4
HDFC Bank Limited
Meeting Date: 03/06/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Appointment and Remuneration of P. Sukthankar as Deputy Managing Director
1
ForForApprove Appointment and Remuneration of K. Bharucha as Executive Director
2
Page 545 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HDFC Bank Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Appointment and Remuneration of C.M. Vasudev as Director and Part-Time Chairman
3
ForForApprove Increase in Borrowing Powers 4
TDC A/S
Meeting Date: 03/06/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Discharge of Management and Board 3
ForForApprove Allocation of Income 4
ForForReelect Vagn Sorensen as Director 5a
ForForReelect Pierre Danon as Director 5b
ForForReelect Stine Bosse as Director 5c
ForForReelect Angus Porter as Director 5d
ForForReelect Soren Sorensen as Director 5e
ForForReelect Pieter Knook as Director 5f
ForForRatify PricewaterhouseCoopers as Auditors 6
AgainstForAuthorize Share Repurchase Program 7a
ForForAmend Guidelines for Incentive-Based Compensation for Executive Management and Board
7b
ForForApprove Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work
7c
ForForAmend Articles of Association 7d
ForForAmend Authorisation to Increase Share Capital
7e
ForForApprove Publication of Information in English 7f
Page 546 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TDC A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Other Business 8
LG Display Co.
Meeting Date: 03/07/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements and Allocation of Income
1
ForForRe-elect Kang Yoo-Sik as Non-Independent Non-Executive Director
2.a
ForForElect Kim Sang-Don as Inside Director 2.b
ForForRe-elect Jang Jin as Outside Director 2.c
ForForRe-elect Jang Jin as Member of Audit Committee
3.a
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Banco Bradesco S.A.
Meeting Date: 03/10/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For For
ForForApprove Allocation of Income and Dividends 2
AbstainForElect Directors 3
ForForElect Fiscal Council Members 4
ForForApprove Remuneration of Company's Management
5
Page 547 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bradesco S.A.
Meeting Date: 03/10/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 12 For For
Banco Bradesco S.A.
Meeting Date: 03/10/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
AbstainNoneElect Director Nominated by Preferred Shareholders
1
AbstainNoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Navistar International Corporation
Meeting Date: 03/10/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Troy A. Clarke For For
ForForElect Director John D. Correnti 1.2
ForForElect Director Michael N. Hammes 1.3
ForForElect Director Vincent J. Intrieri 1.4
ForForElect Director James H. Keyes 1.5
ForForElect Director Stanley A. McChrystal 1.6
ForForElect Director Samuel J. Merksamer 1.7
Page 548 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Navistar International Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Mark H. Rachesky 1.8
ForForElect Director Michael Sirignano 1.9
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForNoneSubmit Shareholder Rights Plan (Poison Pill) to Shareholder Vote
4
North Pacific Bank Ltd.
Meeting Date: 03/11/2014 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Preferred Share Repurchase Program
For For
Transcontinental Inc.
Meeting Date: 03/11/2014 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
ForForElect Director Lucien Bouchard 1.1
ForForElect Director Claude Dubois 1.2
ForForElect Director Pierre Fitzgibbon 1.3
ForForElect Director Richard Fortin 1.4
ForForElect Director Isabelle Marcoux 1.5
ForForElect Director Nathalie Marcoux 1.6
ForForElect Director Pierre Marcoux 1.7
Page 549 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Transcontinental Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Remi Marcoux 1.8
ForForElect Director Anna Martini 1.9
ForForElect Director Francois Olivier 1.10
ForForElect Director Francois R. Roy 1.11
ForForElect Director Lino A. Saputo, Jr. 1.12
ForForElect Director Alain Tascan 1.13
ForForElect Director Andre Tremblay 1.14
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
WisdomTree Trust
Meeting Date: 03/11/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David G. Chrencik For For
ForForElect Director Joel H. Goldberg 1.2
ForForElect Director Melinda A. Raso Kirstein 1.3
Bank of Communications Co., Ltd.
Meeting Date: 03/12/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Issue of Eligible Tier-2 Capital Instruments with Write-Down Feature
1
Page 550 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China WindPower Group Limited
Meeting Date: 03/12/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of New Shares to Huadian Fuxin Energy Corporation Limited Pursuant to the Subscription and Business Co-operation Agreement
For For
Concur Technologies, Inc.
Meeting Date: 03/12/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward P. Gilligan For For
ForForElect Director Jeffrey T. McCabe 1.2
ForForElect Director Rajeev Singh 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Franklin Resources, Inc.
Meeting Date: 03/12/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Samuel H. Armacost For For
ForForElect Director Peter K. Barker 1b
ForForElect Director Charles E. Johnson 1c
ForForElect Director Gregory E. Johnson 1d
Page 551 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Franklin Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Rupert H. Johnson, Jr. 1e
ForForElect Director Mark C. Pigott 1f
ForForElect Director Chutta Ratnathicam 1g
ForForElect Director Laura Stein 1h
ForForElect Director Anne M. Tatlock 1i
ForForElect Director Geoffrey Y. Yang 1j
ForForRatify Auditors 2
ForForApprove Executive Incentive Bonus Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AgainstAgainstInstitute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
5
Banco Bilbao Vizcaya Argentaria, S.A.
Meeting Date: 03/13/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors
For For
ForForReelect Tomás Alfaro Drake as Director 2.1
ForForReelect Carlos Loring Martínez de Irujo as Director
2.2
ForForReelect José Luis Palao García-Suelto as Director
2.3
ForForReelect Susana Rodríguez Vidarte as Director 2.4
ForForRatify Appointment of and Elect José Manuel González-Páramo Martínez-Murillo as Director
2.5
ForForAppoint Lourdes Máiz Carro as Director 2.6
AgainstForAuthorize Share Repurchase Program 3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.1
Page 552 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Bilbao Vizcaya Argentaria, S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.2
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.3
ForForAuthorize Capitalization of Reserves for Scrip Dividends
4.4
ForForApprove Deferred Share Bonus Plan for FY 2014
5
ForForFix Maximum Variable Compensation Ratio 6
ForForRenew Appointment of Deloitte as Auditor 7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
ForForAdvisory Vote on Remuneration Policy Report 9
Cabot Corporation
Meeting Date: 03/13/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Juan Enriquez For For
ForForElect Director William C. Kirby 1.2
ForForElect Director Henry F. McCance 1.3
ForForElect Director Patrick M. Prevost 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
F5 Networks, Inc.
Meeting Date: 03/13/2014 Country: USA
Meeting Type: Annual
Page 553 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F5 Networks, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director A. Gary Ames For For
ForForElect Director Stephen Smith 1b
ForForAmend Omnibus Stock Plan 2
ForForRatify Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Sydbank A/S
Meeting Date: 03/13/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income 3
ForForElect Steen Bjergegaard to Committee of Representatives
4a
ForForElect Michael Bille to Committee of Representatives
4b
ForForElect Kim Galsgaard to Committee of Representatives
4c
ForForElect Henrik Halberg to Committee of Representatives
4d
ForForElect Svend Kriby to Committee of Representatives
4e
ForForElect Morten Pedersen to Committee of Representatives
4f
ForForElect Martin Rahbek to Committee of Representatives
4g
ForForElect Otto Clausen to Committee of Representatives
4h
ForForElect Peter Gaemelke to Committee of Representatives
4i
Page 554 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sydbank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Henning Hansen to Committee of Representatives
4j
ForForElect Orla Jepsen to Committee of Representatives
4k
ForForElect Bjarne Feldthusen to Committee of Representatives
4l
ForForElect Henrik Meding to Committee of Representatives
4m
ForForElect Ole Mortensen to Committee of Representatives
4n
ForForElect Frank Nielsen to Committee of Representatives
4o
ForForElect Glenn Bernecker to Committee of Representatives
4p
ForForElect Bjarne Christensen to Committee of Representatives
4q
ForForElect Peder Damgaard to Committee of Representatives
4r
ForForElect Peter Hansen to Committee of Representatives
4s
ForForElect Peter Jorgensen to Committee of Representatives
4t
ForForElect Hanne Thaysen to Committee of Representatives
4u
ForForElect Erwin Andresen to Committee of Representatives
4v
ForForElect Michael Madsen to Committee of Representatives
4x
ForForElect Jesper Arkil to Committee of Representatives
4y
ForForElect Susanne Nielsen to Committee of Representatives
4z
ForForElect Peter Therkelsen to Committee of Representatives
4aa
ForForElect Jan Muller to Committee of Representatives
4ab
ForForElect Per Sorensen to Committee of Representatives
4ac
ForForElect Jorn Brandt to Committee of Representatives
4ad
ForForElect Erik Kristensen to Committee of Representatives
4ae
ForForElect Michael Kvist to Committee of Representatives
4af
Page 555 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sydbank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Willy Stockler to Committee of Representatives
4ag
ForForElect Christian Hansen to Committee of Representatives
4ah
ForForElect Thomas Iversen to Committee of Representatives
4ai
ForForElect Sv. Dalsgaard Justesen to Committee of Representatives
4aj
ForForElect Bjarne Hessel to Committee of Representatives
4ak
ForForElect Paul Juhl to Committee of Representatives
4al
ForForElect Jorgen Pedersen to Committee of Representatives
4am
ForForElect Torben Bech to Committee of Representatives
4an
ForForElect Christian La Cour to Committee of Representatives
4ao
ForForElect Anders Thoustrup to Committee of Representatives
4ap
ForForElect Jorgen Jacobsen to Committee of Representatives
4aq
ForForElect Leon Sorensen to Committee of Representatives
4ar
ForForRatify KPMG as Auditors 5
Proposals from Shareholders or Board (None Submitted)
6
Other Business 7
The ADT Corporation
Meeting Date: 03/13/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas Colligan For For
ForForElect Director Richard Daly 1b
ForForElect Director Timothy Donahue 1c
Page 556 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The ADT Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert Dutkowsky 1d
ForForElect Director Bruce Gordon 1e
ForForElect Director Naren Gursahaney 1f
ForForElect Director Bridgette Heller 1g
ForForElect Director Kathleen Hyle 1h
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Dongbu Insurance Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Three Outside Directors (Bundled) 3
ForForReelect Two Members of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Meeting Date: 03/14/2014 Country: Mexico
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Meeting is for Class B Shareholders
Page 557 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fomento Economico Mexicano S.A.B. de C.V. FEMSA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForAccept Report on Adherence to Fiscal Obligations
2
ForForApprove Allocation of Income 3
ForForSet Aggregate Nominal Share Repurchase Reserve
4
ForForElect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration
5
ForForElect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
ForForApprove Minutes of Meeting 8
Hyundai Mobis Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
For For
ForForElect Two Inside Directors and Two Outside Directors (Bundled)
2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Motor Co.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Page 558 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyundai Motor Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share
For For
ForForReelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director
2
ForForReelect Oh Se-Bin as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Chem Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Kim Se-Jin as Outside Director 3
ForForReelect Kim Se-Jin as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
LG Electronics Inc.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 200 per Share
For For
Page 559 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LG Electronics Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Two Inside Directors and One NINED (Bundled)
2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
LG Uplus Corp.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 150 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect One Inside Director and Reelect One Outside Director
3
ForForReelect Member of Audit Committee 4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Samsung Electronics Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Samsung Electronics Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Page 560 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Electronics Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share
1
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Samsung Heavy Industries Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
For For
ForForElect Yoon Young-Ho as Inside Director and Shin Jong-Gye as Outside Director (Bundled)
2
ForForElect Kwak Dong-Hyo as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Samsung Life Insurance Co. Ltd.
Meeting Date: 03/14/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 850 per Share
For For
ForForElect Two Inside Directors and Three Outside Directors
2
ForForElect Two Members of Audit Committee 3
Page 561 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Life Insurance Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Sylogist Ltd.
Meeting Date: 03/14/2014 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Four For For
ForForElect Director James D. Wilson 2.1
ForForElect Director Ronald P. Cherkas 2.2
ForForElect Director C. Fraser Elliott 2.3
ForForElect Director David O.C. Elder 2.4
ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForRe-approve Stock Option Plan 4
TOTVS SA
Meeting Date: 03/14/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For For
ForForApprove Allocation of Income and Dividends 2
ForForElect Directors 3
ForForApprove Remuneration of Executive Officers and Non-Executive Directors
4
Page 562 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Meeting Date: 03/14/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of W&D Participacoes SA For For
ForForApprove Acquisition of 60 Percent of PRX Solucoes em Gestao Agroindustrial Ltda and P2RX Solucoes em Software S/S Ltda.
2
ForForApprove Acquisition of 70 Percent of Ciashop Solucoes para Comercio Eletronico SA
3
MegaFon OJSC
Meeting Date: 03/17/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Early Termination of Powers of Board of Directors
1
Elect Seven Directors via Cumulative Voting
AgainstNoneElect Gustav Bengtsson as Director 2.1
AgainstNoneElect Berndt Karlberg as Director 2.2
AgainstNoneElect Sergey Kulikov as Director 2.3
ForNoneElect Nikolay Krylov as Director 2.4
AgainstNoneElect Carl Luiga as Director 2.5
ForNoneElect Paul Myners as Director 2.6
ForNoneElect Jan Rudberg as Director 2.7
AgainstNoneElect Sergey Soldatenkov as Director 2.8
AgainstNoneElect Ingrid Stenmark as Director 2.9
AgainstNoneElect Vladimir Streshinsky as Director 2.10
AgainstNoneElect Bjorn Hannervall as Director 2.11
AgainstNoneElect Erik Hallberg as Director 2.12
Page 563 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MegaFon OJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstNoneElect Jan Erixon as Director 2.13
Banco Santander Brasil SA
Meeting Date: 03/18/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAuthorize Capitalization of Reserves for Bonus Issue
1
ForForApprove Reverse Stock Split 2
ForForAmend Composition of Units Re: Reverse Stock Split
3
ForForAmend Articles 5, 53, 56, and 57 to Reflect Changes in Capital
4
ForForAmend Article 11 5
ForForConsolidate Bylaws 6
Bharti Infratel Ltd.
Meeting Date: 03/18/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Appointment and Remuneration of A. Gupta as Executive Chairman
1
ForForApprove Appointment and Remuneration of D.S. Rawat as Managing Director and CEO
2
Page 564 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hiscox Ltd
Meeting Date: 03/18/2014 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Return of Capital to Shareholders For Abstain
ForForAuthorise Issue of Equity with Pre-emptive Rights
2
ForForAuthorise Issue of Equity without Pre-emptive Rights
3
ForForAuthorise Market Purchase of New Ordinary Shares
4
Lenovo Group Limited
Meeting Date: 03/18/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Revised Supply Annual Caps and Revised Royalty Annual Caps
For For
Tara Jewels Limited
Meeting Date: 03/18/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Issuance of Warrants to Bennett, Coleman & Company Ltd.
1
Page 565 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Toro Company
Meeting Date: 03/18/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey M. Ettinger For For
ForForElect Director Katherine J. Harless 1.2
ForForElect Director Michael J. Hoffman 1.3
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Walt Disney Company
Meeting Date: 03/18/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Susan E. Arnold For For
ForForElect Director John S. Chen 1b
ForForElect Director Jack Dorsey 1c
ForForElect Director Robert A. Iger 1d
ForForElect Director Fred H. Langhammer 1e
ForForElect Director Aylwin B. Lewis 1f
ForForElect Director Monica C. Lozano 1g
ForForElect Director Robert W. Matschullat 1h
ForForElect Director Sheryl K. Sandberg 1i
ForForElect Director Orin C. Smith 1j
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForProvide Right to Call Special Meeting 4
ForAgainstAdopt Proxy Access Right 5
Page 566 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Walt Disney Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstPro-rata Vesting of Equity Awards 6
United Spirits Limited
Meeting Date: 03/18/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Draft Rehabilitation Scheme For For
Covidien plc
Meeting Date: 03/19/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Jose E. Almeida For For
ForForElect Director Joy A. Amundson 1b
ForForElect Director Craig Arnold 1c
ForForElect Director Robert H. Brust 1d
ForForElect Director Christopher J. Coughlin 1e
ForForElect Director Randall J. Hogan, III 1f
ForForElect Director Martin D. Madaus 1g
ForForElect Director Dennis H. Reilley 1h
ForForElect Director Stephen H. Rusckowski 1i
ForForElect Director Joseph A. Zaccagnino 1j
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAuthorize Market Purchases of Ordinary Shares
4
Page 567 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Covidien plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares
5
AgainstForRenew Director's Authority to Issue Shares 6
AgainstForRenew Director's Authority to Issue Shares for Cash
7
Hewlett-Packard Company
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen For For
ForForElect Director Shumeet Banerji 1.2
ForForElect Director Robert R. Bennett 1.3
ForForElect Director Rajiv L. Gupta 1.4
ForForElect Director Raymond J. Lane 1.5
ForForElect Director Ann M. Livermore 1.6
ForForElect Director Raymond E. Ozzie 1.7
ForForElect Director Gary M. Reiner 1.8
ForForElect Director Patricia F. Russo 1.9
ForForElect Director James A. Skinner 1.10
ForForElect Director Margaret C. Whitman 1.11
ForForElect Director Ralph V. Whitworth 1.12
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstAgainstEstablish Board Committee on Human Rights 4
ITC Ltd.
Meeting Date: 03/19/2014 Country: India
Meeting Type: Court
Page 568 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ITC Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Postal Ballot Meeting for Shareholders
ForForApprove Scheme of Arrangement 1
Jyske Bank A/S
Meeting Date: 03/19/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForApprove Financial Statements and Statutory Report; Approve Allocation of Income
2
ForForAuthorize Share Repurchase Program 3
Recieve Report Regarding Merger With BRFkredit
4
ForForApprove Adjustment to Remuneration of Shareholders' Representatives
5.1
ForForAmend Corporate Purpose 5.2
ForForApprove Creation of DKK 100 Million Pool of Capital without Preemptive Rights
5.3
ForForApprove Creation of DKK 200 Million Pool of Capital with Preemptive Rights
5.4
ForForApprove Creation of DKK 50 Million Pool of Conditional Capital for Offers to Employees
5.5
ForForAmend Articles Re: Set Limits to Authorisation Given in Articles 4(2), (3), and (4), and Articles 5(1) and (2)
5.6
ForForApprove Issuance of Shares in Connection with Acquisition of BRFholding A/S
5.7
ForForAmend Articles Re: Authorize Supervisory Board to Set Terms and Conditions for Subscription of New Shares
5.8
ForForApprove Issuance of Convertible Bonds with Preemptive Rights
5.9
AgainstForApprove Issuance of Convertible Bonds without Preemptive Rights
5.10
Page 569 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Articles Re: Set Limit for Authorisations Given in Articles 5(1) and (2)
5.11
ForForAmend Articles Re: Set Limits to Share Capital Increase in Connection with Articles 4(2),(3), (4), and Article 5(1) and (2)
5.12
ForForAmend Articles Re: Remove Articles 5(3)-(6) 5.13
ForForAmend Articles Re: Editorial Amendments 5.14
ForForAmend Articles Re: Editorial Amendments 5.15
ForForAmend Articles Re: Editorial Amendments 5.16
ForForAmend Articles Re: Change Age Limit for Committee of Representatives
5.17
ForForAmend Articles Re: Change Article Regarding Election for the Committee of Representatives for Directors of Other Banks
5.18
ForForAmend Articles Re: Number of Directors to be Elected by the Committee of Representatives
5.19
AgainstForAmend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Committee of Representatives
5.20
AgainstForAmend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Committee of Representatives
5.21
ForForAmend Articles Re: Add Qualification Limit 5.22
ForForAmend Articles Re: Determine Number of Members of Supervisory Board
5.23
ForForAmend Articles Re: Composition of Supervisory Board
5.24
AgainstForAmend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board
5.25
AgainstForAmend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board
5.26
AgainstForAmend Articles Re: Add Article Regarding Qualification of Candidates for Election to the Supervisory Board
5.27
ForForAmend Articles Re: Add Qualification Limit 5.28
ForForAmend Articles Re: Editorial Changes 5.29
Rename Articles According to Changes 5.30
Rename Articles According to Changes 5.31
Rename Articles According to Changes 5.32
Page 570 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jyske Bank A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Rename Articles According to Changes 5.33
AgainstForAmend Articles Re: Determine Number of Chairmen and Deputy Chairmen of Supervisory Board
5.34
ForForAmend Articles Re: Change Number of Executive Board Members
5.35
ForForAmend Articles Re: Add Secondary Names: FinansNetbanken (Jyske Bank A/S) and Sparekassen Lolland (Jyske Bank A/S)
5.36
Shareholder Proposals Submitted by Anders Hansen
AgainstAgainstRequire Jyske Bank to Report its Danish Client's Foreign Accounts to Danish Authorities
5.37
ForForRequire Jyske Bank to Dissociate from Tax Evasion
5.38
AgainstAgainstRequire Jyske Bank to Refrain from Using Tax Havens
5.39
AgainstForElect Members of Committee of Representatives for Northern Division
6
ForForRatify Deloitte as Auditors 7
Other Business 8
Starbucks Corporation
Meeting Date: 03/19/2014 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Election Of Director Howard Schultz For For
ForForElection Of Director William W. Bradley 1b
ForForElection Of Director Robert M. Gates 1c
ForForElection Of Director Mellody Hobson 1d
ForForElection Of Director Kevin R. Johnson 1e
ForForElection Of Director Olden Lee 1f
ForForElection Of Director Joshua Cooper Ramo 1g
ForForElection Of Director James G. Shennan, Jr. 1h
Page 571 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Starbucks Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElection Of Director Clara Shih 1i
ForForElection Of Director Javier G. Teruel 1j
ForForElection Of Director Myron E. Ullman, III 1k
ForForElection Of Director Craig E. Weatherup 1l
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Auditors 3
AgainstAgainstProhibit Political Spending 4
ForAgainstRequire Independent Board Chairman 5
Swedbank AB
Meeting Date: 03/19/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Chairman of Meeting 2
ForForPrepare and Approve List of Shareholders 3
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7a
Receive Auditor's Report 7b
Receive President's Report 7c
ForForAccept Financial Statements and Statutory Reports
8
ForForApprove Allocation of Income and Dividends of SEK 10.10 Per Share
9
ForForApprove Discharge of Board and President 10
ForForDetermine Number of Members ´(9) and Deputy Members of Board
11
Page 572 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Swedbank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors; Approve Remuneration of Auditors
12
ForForReelect Ulrika Francke, Göran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundström (chair), Karl-Henrik Sundström, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director
13
ForForRatify Deloitte as Auditors 14
ForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
16
ForForAmend Articles Re: Remove References to Preference Shares and C Shares
17
ForForAuthorize Repurchase Authorization for Trading in Own Shares
18
ForForAuthorize General Share Repurchase Program 19
ForForApprove Issuance of Convertibles without Preemptive Rights
20
ForForApprove Common Deferred Share Bonus Plan 21a
ForForApprove Deferred Share Bonus Plan for Key Employees
21b
ForForApprove Equity Plan Financing to Participants of 2014 and Previous Programs
21c
Shareholder Proposals From Thorwald Arvidsson and Tommy Jonasson
AgainstNoneApprove Special Investigation into Carl Erik Stålberg's Time as Chairman as well as the Reasonableness of his Pension Agreement
22
AgainstNoneApprove Formation of a Landskrona-Ven-Copenhagen Integration Institute
23
Close Meeting 24
CEMEX S.A.B. de C.V.
Meeting Date: 03/20/2014 Country: Mexico
Meeting Type: Annual/Special
Page 573 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CEMEX S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Annual Meeting
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income 2
ForForAuthorize Increase in Variable Portion of Capital via Capitalization of Reserves and Issuance of Treasury Shares
3
AgainstForElect Directors, Members and Chairmen of Audit, Corporate Practices and Finance Committees
4
ForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance Committees
5
ForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Special Meeting
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs
ForForExpand Corporate Purpose and Amend Article 2 Accordingly
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
China Mengniu Dairy Co., Ltd.
Meeting Date: 03/20/2014 Country: Hong Kong
Meeting Type: Special
Page 574 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Mengniu Dairy Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Subscription Agreement, Specific Mandate, Whitewash Waiver, and Related Transactions
For For
Givaudan SA
Meeting Date: 03/20/2014 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report (Non-Binding) 2
ForForApprove Allocation of Income and Dividends of CHF 47.00 per Share
3
ForForApprove Discharge of Board and Senior Management
4
ForForAmend Articles Re: Removal of Registration and Voting Rights Restrictions
5.1
ForForAmend Articles Re: Convening AGM 5.2
ForForAmend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies
5.3
ForForReelect Juerg Witmer as Director 6.1.1
ForForReelect Andre Hoffmann as Director 6.1.2
ForForReelect Lilian Biner as Director 6.1.3
ForForReelect Peter Kappeler as Director 6.1.4
ForForReelect Thomas Rufer as Director 6.1.5
ForForReelect Nabil Sakkab as Director 6.1.6
ForForElect Werner Bauer as Director 6.2.1
ForForElect Calvin Greider as Director 6.2.2
ForForElect Juerg Witmer as Board Chairman 6.3
ForForElect Andre Hoffmann as Member of the Remuneration Committee
6.4.1
Page 575 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Givaudan SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Peter Kappeler as Member of the Remuneration Committee
6.4.2
ForForElect Werner Bauer as Member of the Remuneration Committee
6.4.3
ForForDesignate Manuel Isler as Independent Proxy 6.5
ForForRatify Deloitte SA as Auditors 6.6
ForForApprove Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding)
7.1
ForForApprove 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding)
7.2.1
ForForApprove Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding
7.2.2
Klabin S.A.
Meeting Date: 03/20/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFERRED SHAREHOLDERS
Do Not Vote
NoneElect Director Nominated by Preferred Shareholders
1
Do Not Vote
NoneElect Fiscal Council Member(s) Nominated by Preferred Shareholders
2
Mallinckrodt plc
Meeting Date: 03/20/2014 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Melvin D. Booth For For
Page 576 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mallinckrodt plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director David R. Carlucci 1b
ForForElect Director J. Martin Carroll 1c
ForForElect Director Diane H. Gulyas 1d
ForForElect Director Nancy S. Lurker 1e
ForForElect Director JoAnn A. Reed 1f
ForForElect Director Mark C. Trudeau 1g
ForForElect Director Kneeland C. Youngblood 1h
ForForElect Director Joseph A. Zaccagnino 1i
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
One YearOne YearAdvisory Vote on Say on Pay Frequency 4
ForForAuthorize Share Repurchase up to 10 Percent of Issued Share Capital
5
ForForAuthorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares
6
Nordea Bank AB
Meeting Date: 03/20/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For For
ForForPrepare and Approve List of Shareholders 2
ForForApprove Agenda of Meeting 3
ForForDesignate Inspector(s) of Minutes of Meeting 4
ForForAcknowledge Proper Convening of Meeting 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
Page 577 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nordea Bank AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends of EUR 0.43 Per Share
8
ForForApprove Discharge of Board and President 9
ForForDetermine Number of Members (9) and Deputy Members (0) of Board
10
ForForFix Number of Auditors at One 11
ForForApprove Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
ForForReelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director
13
ForForRatify KPMG as Auditors 14
ForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
15
ForForApprove Issuance of Convertible Instruments without Preemptive Rights
16
ForForAuthorize Share Repurchase Program 17a
ForForAuthorize Reissuance of Repurchased Shares 17b
ForForAuthorize Repurchase of Shares in Connection with Securities Trading
18
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
19
ForForFix Maximum Variable Compensation Ratio 20
Shareholder Proposals Submitted by Thorwald Arvidsson and Tommy Jonasson
AgainstNoneApprove Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act
21
AgainstAgainstAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Page 578 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Meeting Date: 03/20/2014 Country: Denmark
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report of Board
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million
3.1
ForForApprove Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work
3.2
ForForApprove Allocation of Income and Dividends of DKK 4.5 Per Share
4
AgainstForElect Goran Ando (Chairman) as Director 5.1
AgainstForElect Jeppe Christiansen (Vice Chairman) as New Director
5.2
ForForElect Bruno Angelici as Director 5.3a
ForForElect Liz Hewitt as Director 5.3b
ForForElect Thomas Koestler as Director 5.3c
ForForElect Helge Lund as Director 5.3d
ForForElect Hannu Ryopponen as Director 5.3e
ForForRatify PricewaterhouseCoopers as Auditors 6
ForForApprove DKK 20 Million Reduction in Class B Share Capital via Share Cancellation
7.1
ForForAuthorize Share Repurchase Program 7.2
ForForApprove Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024
7.3
ForForApprove Publication of Annual Report in English
7.4.1
ForForChange Language of Annual Meeting to English
7.4.2
ForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.5
Shareholder Proposals Submitted by Kjeld Beyer
Page 579 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Novo Nordisk A/S
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstProvide Financial Information in Notice to Convene AGM
8.1
AgainstAgainstPublish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years
8.2
AgainstAgainstSimplify Access to Documents Available on Company's Website
8.3
AgainstAgainstRequire Refreshments to be Available During Annual General Meeting
8.4
Other Business 9
Pohjola Bank plc
Meeting Date: 03/20/2014 Country: Finland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Call the Meeting to Order 2
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
ForForAcknowledge Proper Convening of Meeting 4
ForForPrepare and Approve List of Shareholders 5
Receive Financial Statements and Statutory Reports
6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income and Dividends of EUR 0.67 per A Share and EUR 0.64 per K share
8
ForForApprove Discharge of Board and President 9
ForForApprove Monthly Remuneration of Directors in the Ammount of EUR 8,000 for Chairman, EUR 5,500 for Vice Chairman, and EUR 4,500 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work
10
ForForFix Number of Directors at 8 11
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pohjola Bank plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Jukka Hienonen, Jukka Hulkkonen, Mirja-Leena Kullberg, Marjo Partio, Harri Sailas, and Tom von Weymarn as Directors; Ratify Reijo Karhinen (Chair) and Tony Vepsalainen (Deputy Chair) as Directors
12
AgainstForApprove Remuneration of Auditors 13
ForForRatify KPMG as Auditors 14
ForForApprove Issuance of up to 24 Million Series A Shares and 6 Million Series K Shares without Preemptive Rights
15
Close Meeting 16
CJ O Shopping Co Ltd
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,000 per Share
For For
ForForReelect Lee Hae-Sun as Inside Director 2.1
ForForElect Byun Dong-Sik as Inside Director 2.2
ForForElect Huh Min-Hoe as Inside Director 2.3
ForForElect Huh Hoon as Inside Director 2.4
ForForReelect Kim Jae-Chun as Outside Director 2.5
ForForElect Kim Jae-Chun as a Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Coway Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 581 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coway Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,660 per Share
For For
ForForApprove Stock Option Grants For Board Directors
2
ForForApprove Stock Option Grants For Executives 3
ForForAmend Articles of Incorporation 4
ForForReelect Two Outside Directors (Bundled) 5
ForForApprove Total Remuneration of Inside Directors and Outside Director
6
ForForAuthorize Board to Fix Remuneration of Internal Auditor
7
Daelim Industrial Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 100 per Share
For For
ForForReelect Lee Hae-Wook as Inside Director 2.1
ForForElect Kim Dong-Soo as Inside Director 2.2
ForForElect Lee Chul-Gyun as Inside Director 2.3
ForForElect Kim Jae-Yuel as Inside Director 2.4
ForForReelect Oh Soo-Geun as Outside Director 2.5
ForForReelect Shin Young-Joon as Outside Director 2.6
ForForReelect Lim Sung-Kyun as Outside Director 2.7
ForForReelect Chang Dal-Joong as Outside Director 2.8
ForForElect Kim Tae-Hee as Outside Director 2.9
ForForReelect Oh Soo-Geun as Member of Audit Committee
3.1
Page 582 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daelim Industrial Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Lim Sung-Kyun as Member of Audit Committee
3.2
ForForElect Shin Young-Joon as Member of Audit Committee
3.3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
DGB Financial Group Co Ltd
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 280 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Park In-Gyu as Inside Director 3.1
ForForReelect Park Dong-Gwan as Inside Director 3.2
ForForReelect Lee Jung-Do as Ourside Director 3.3
ForForElect Cho Hae-Nyung as Outside Director 3.4
ForForReelect Jang Ik-Hyun as Outside Director 3.5
ForForReelect Lee Ji-Un as Outside Director 3.6
ForForReelect Lee Jung-Do as Member of Audit Committee
4.1
ForForReelect Jang Ik-Hyun as Member of Audit Committee
4.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
GS Holdings Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Page 583 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GS Holdings Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,350 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Hyundai Department Store Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
For For
ForForElect Three Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hyundai Glovis Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,500 per Share
For For
ForForElect Han Yong-Bin as Inside Director 2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Page 584 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KCC Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
ForForReelect Three Outside Directors (Bundled) 2
ForForReelect Kim Jong-Jin as a Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Kia Motors Corporation
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 700 per Share
For For
ForForReelect One Inside Director and Two Outside Directors (Bundled)
2
ForForReelect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Korea Zinc Co Ltd
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 5,000 per Share
For For
Page 585 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Zinc Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Two Inside Directors and Three Outside Directors (Bundled)
2
ForForElect Two Members of Audit Committee 3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
LG Corp.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,000 per Share
For For
ForForReelect One Inside Director and Elect One Outside Director (Bundled)
2
ForForElect Yoon Dae-Hee as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Lotte Chilsung Beverage Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,750 per Share
For For
ForForElect Lee Young-Goo as Inside Director 2.1
ForForElect Kim Yong-Jae as Outside Director 2.2
ForForElect Kim Gwang-Tae as Outside Director 2.3
ForForElect Kim Yong-Jae as Member of Audit Committee
3.1
Page 586 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lotte Chilsung Beverage Co.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Kim Gwang-Tae as Member of Audit Committee
3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
Lotte Confectionery Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 4,000 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Four Inside Directors (Bundled) 3.1
ForForElect Two Outside Directors (Bundled) 3.2
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
SK Holdings Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 2,500 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Page 587 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Hynix Inc.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Lim Hyung-Gyu as Inside Director 2.1
ForForElect Choi Jong-Won as Outside Director 2.2
ForForElect Choi Jong-Won as Member of Audit Committee
3
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
AgainstForAmend Terms of Severance Payments to Executives
5
SK Telecom Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
For For
ForForAmend Articles of Incorporation 2
ForForReelect Ha Sung-Min as Inside Director 3.1
ForForReelect Chung Jay-Young as Outside Director 3.2
ForForElect Lee Jae-Hoon as Outside Director 3.3
ForForElect Ahn Jae-Hyun as Outside Director 3.4
ForForElect Ahn Jae-Hyun as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 588 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SK Telecom Co.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 8,400 per Share
1
ForForAmend Articles of Incorporation 2
ForForReelect Ha Sung-Min as Inside Director 3.1
ForForReelect Chung Jay-Young as Outside Director 3.2
ForForElect Lee Jae-Hoon as Outside Director 3.3
ForForElect Ahn Jae-Hyun as Outside Director 3.4
ForForElect Ahn Jae-Hyun as Member of Audit Committee
4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Woori Finance Holdings Co. Ltd.
Meeting Date: 03/21/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
For For
ForForElect Oh Sang-Geun as Outside Director 2.1
ForForElect Choi Gang-Sik as Outside Director 2.2
ForForElect Lim Sung-Yeol as Outside Director 2.3
ForForElect Jang Min as Outside Director 2.4
ForForElect Chae Hee-Yul as Member of Audit Committee
3.1
ForForElect Oh Sang-Geun as Member of Audit Committee
3.2
Page 589 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Woori Finance Holdings Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Choi Gang-Sik as Member of Audit Committee
3.3
ForForElect Lim Sung-Yeol as Member of Audit Committee
3.4
ForForElect Jang Min as Member of Audit Committee
3.5
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Jaiprakash Associates Ltd.
Meeting Date: 03/24/2014 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Security and/or Guarantee to Jaypee Sports International Ltd., Subsidiary
1
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Uralkali OAO
Meeting Date: 03/24/2014 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Meeting Procedures 1
ForForApprove Early Termination of Powers of Board of Directors
2
Elect Nine Directors by Cumulative Voting
AgainstNoneElect Dmitry Konyaev as Director 3.1
AgainstNoneElect Dmitry Mazepin as Director 3.2
Page 590 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Uralkali OAO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneElect Robert John Margetts as Director 3.3
ForNoneElect Dmitry Osipov as Director 3.4
ForNoneElect Paul James Ostling as Director 3.5
AgainstNoneElect Dmitry Razumov as Director 3.6
AgainstNoneElect Valery Senko as Director 3.7
AgainstNoneElect Mikhail Sosnovsky as Director 3.8
ForNoneElect Gordon Holden Sage as Director 3.9
AgainstNoneElect Dmitry Tatyanin as Director 3.10
ForNoneElect Sergey Chemezov as Director 3.11
AgainstNoneElect Christophe Charlier as Director 3.12
AgainstNoneElect Jian Chen as Director 3.13
Bank of China Limited
Meeting Date: 03/25/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chen Siqing as Director For For
Beam Inc.
Meeting Date: 03/25/2014 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 591 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Meeting Date: 03/25/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Business
ForForApprove Issuance of Debt Financing Instruments
1
Skandinaviska Enskilda Banken
Meeting Date: 03/25/2014 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Chairman of Meeting 2
ForForPrepare and Approve List of Shareholders 3
ForForApprove Agenda of Meeting 4
ForForDesignate Inspector(s) of Minutes of Meeting 5
ForForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report 8
ForForAccept Financial Statements and Statutory Reports
9
ForForApprove Allocation of Income and Dividends of SEK 4.00 Per Share
10
ForForApprove Discharge of Board and President 11
Receive Report on Work of Nomination Committee
12
ForForDetermine Number of Members (11); Determine Number of Auditors (1)
13
Page 592 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skandinaviska Enskilda Banken
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors
14
ForForReelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors
15
ForForRatify PricewaterhouseCoopers as Auditors 16
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
ForForApprove Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers
18a
ForForApprove Share Matching Plan for Executive Management and Key Employees
18b
ForForApprove Profit Sharing Program 18c
ForForAuthorize Repurchase of up to Two Percent of Issued Shares
19a
ForForAuthorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan
19b
ForForAuthorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes
19c
ForForFix Maximum Variable Compensation Ratio 20
ForForApprove Proposal Concerning the Appointment of Auditors in Foundations Without Own Management
21
Shareholder Proposals Submitted by Tommy Jonasson
AgainstNoneAssign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner
22
Close Meeting 23
Page 593 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MRV Engenharia e Participacoes SA
Meeting Date: 03/26/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles For For
ForForConsolidate Bylaws 2
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 03/26/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Annual Report, Financial Statements, and Partnership and Community Development Program (PCDP)
For For
ForForApprove Allocation of Income 2
ForForApprove Remuneration of Directors and Commissioners
3
ForForApprove Auditors of the Company and PCDP 4
AgainstForAmend Articles of Association 5
Shinhan Financial Group Co. Ltd.
Meeting Date: 03/26/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 650 per Share
For For
ForForReelect Han Dong-Woo as Inside Director 2.1
ForForReelect Kwon Tae-Eun as Outside Director 2.2
Page 594 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shinhan Financial Group Co. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Kim Gi-Young as Outside Director 2.3
ForForReelect Kim Suk-Won as Outside Director 2.4
ForForReelect Namgoong Hoon as Outside Director 2.5
ForForElect Lee Man-Woo as Outside Director 2.6
ForForReelect Lee Sang-Gyung as Outside Director 2.7
ForForElect Chung Jin as Outside Director 2.8
ForForReelect Hirakawa Haruki as Outside Director 2.9
ForForReelect Philippe Aguignier as Outside Director 2.10
ForForReelect Kwon Tae-Eun as Member of Audit Committee
3.1
ForForReelect Kim Suk-Won as Member of Audit Committee
3.2
ForForElect Lee Man-Woo as Member of Audit Committee
3.3
ForForReelect Lee Sang-Gyung as Member of Audit Committee
3.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Banco Santander S.A.
Meeting Date: 03/27/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.A Approve Consolidated and Standalone Financial Statements
For For
ForForApprove Discharge of Board 1.B
ForForApprove Allocation of Income and Dividends 2
ForForRatify Appointment of and Elect José Javier Marín Romano as Director
3.A
ForForRatify Appointment of Juan Miguel Villar Mir as Director
3.B
ForForRatify Appointment of and Elect Sheila Bair as Director
3.C
Page 595 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director
3.D
AgainstForReelect Rodrigo Echenique Gordillo as Director
3.E
ForForReelect Esther Giménez-Salinas i Colomer as Director
3.F
ForForReelect Vittorio Corbo Lioi as Director 3.G
ForForRenew Appointment of Deloitte as Auditor 4
ForForAuthorize Share Repurchase Program 5
ForForAmend Articles Re: Board Composition and Director Compensation
6.A
ForForAmend Articles Re: Board and Committees 6.B
ForForAmend Article 18 of General Meeting Regulations Re: Audit Committee
7
ForForApprove Capital Raising of up to EUR 500 Million
8
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent
9
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.A
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.B
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.C
ForForAuthorize Capitalization of Reserves for Scrip Dividends
10.D
AgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion
11.A
ForForAuthorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion
11.B
ForForFix Maximum Variable Compensation Ratio 12
ForForApprove Deferred Share Bonus Plan 13.A
ForForApprove Performance Shares Plan 13.B
ForForApprove Employee Stock Purchase Plan 13.C
ForForApprove Employee Stock Purchase Plan 13.D
ForForAuthorize Board to Ratify and Execute Approved Resolutions
14
Page 596 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdvisory Vote on Remuneration Policy Report 15
Enka Insaat ve Sanayi A.S.
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForOpen Meeting, Elect Presiding Council of Meeting, and Authorize Presiding Council to Sign Meeting Minutes
1
ForForAccept Board Report 2
ForForAccept Audit Report 3
Receive Information on Charitable Donations 4
ForForAccept Financial Statements 5
ForForApprove Discharge of Board 6
Receive Information on Remuneration Policy 7
ForForElect Directors 8
ForForApprove Director Remuneration 9
ForForRatify External Auditors 10
ForForApprove Allocation of Income 11
ForForApprove Profit Distribution Policy 12
ForForApprove Donation Policy 13
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
14
ForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
Wishes 16
Page 597 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Tambang Batubara Bukit Asam Tbk
Meeting Date: 03/27/2014 Country: Indonesia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports of the Company and Discharge Directors and Commissioners From Their Responsibilities in the Company
For For
ForForApprove Financial Statements and Statutory Reports of the Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners From Their Responsibilities in the PCDP
2
ForForApprove Allocation of Income and Payment of Dividend
3
ForForApprove Remuneration of Directors and Commissioners
4
ForForApprove Auditors of the Company and PCDP 5
Turk Hava Yollari A.O.
Meeting Date: 03/27/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForOpen Meeting and Elect Presiding Council of Meeting
1
ForForAccept Audit Report 2
ForForAccept Financial Statements 3
ForForAccept Board Report 4
ForForApprove Discharge of Board 5
ForForApprove Allocation of Income 6
ForForApprove Director Remuneration 7
ForForRatify External Auditors 8
Page 598 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Hava Yollari A.O.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
9
ForForApprove Upper Limit of Donations for 2014 10
Wishes 11
BS Financial Group Inc.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 280 per Share
For For
ForForAmend Articles of Incorporation 2
ForForElect Jung Min-Ju as Inside Director 3.1
ForForElect Lee Bong-Chul as Non-independent Non-executive Director
3.2
ForForReelect Kim Sung-Ho as Outside Director 3.3
ForForReelect Kim Woo-Suk as Outside Director 3.4
ForForReelect Lee Jong-Su as Outside Director 3.5
ForForElect Moon Jae-Woo as Outside Director 3.6
ForForElect Kim Chang-Soo as Outside Director 3.7
ForForReelect Kim Sung-Ho as Member of Audit Committee
4.1
ForForReelect Kim Woo-Suk as Member of Audit Committee
4.2
ForForElect Moon Jae-Woo as Member of Audit Committee
4.3
ForForElect Kim Chang-Soo as Member of Audit Committee
4.4
ForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Page 599 of 610
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Allocation of Income, with a Final Dividend of JPY 65
1
ForForAmend Articles to Indemnify Directors 2
ForForElect Director Mitarai, Fujio 3.1
ForForElect Director Tanaka, Toshizo 3.2
ForForElect Director Ikoma, Toshiaki 3.3
ForForElect Director Adachi, Yoroku 3.4
ForForElect Director Mitsuhashi, Yasuo 3.5
ForForElect Director Matsumoto, Shigeyuki 3.6
ForForElect Director Homma, Toshio 3.7
ForForElect Director Ozawa, Hideki 3.8
ForForElect Director Maeda, Masaya 3.9
ForForElect Director Tani, Yasuhiro 3.10
ForForElect Director Nagasawa, Kenichi 3.11
ForForElect Director Otsuka, Naoji 3.12
ForForElect Director Yamada, Masanori 3.13
ForForElect Director Wakiya, Aitake 3.14
ForForElect Director Ono, Kazuto 3.15
ForForElect Director Kimura, Akiyoshi 3.16
ForForElect Director Osanai, Eiji 3.17
ForForElect Director Saida, Kunitaro 3.18
ForForElect Director Kato, Haruhiko 3.19
ForForAppoint Statutory Auditor Araki, Makoto 4.1
ForForAppoint Statutory Auditor Yoshida, Osami 4.2
AgainstForAppoint Statutory Auditor Kitamura, Kuniyoshi 4.3
AgainstForApprove Annual Bonus Payment to Directors 5
Page 600 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canon Inc.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 65
For For
ForForAmend Articles to Indemnify Directors 2
ForForElect Director Mitarai, Fujio 3.1
ForForElect Director Tanaka, Toshizo 3.2
ForForElect Director Ikoma, Toshiaki 3.3
ForForElect Director Adachi, Yoroku 3.4
ForForElect Director Mitsuhashi, Yasuo 3.5
ForForElect Director Matsumoto, Shigeyuki 3.6
ForForElect Director Homma, Toshio 3.7
ForForElect Director Ozawa, Hideki 3.8
ForForElect Director Maeda, Masaya 3.9
ForForElect Director Tani, Yasuhiro 3.10
ForForElect Director Nagasawa, Kenichi 3.11
ForForElect Director Otsuka, Naoji 3.12
ForForElect Director Yamada, Masanori 3.13
ForForElect Director Wakiya, Aitake 3.14
ForForElect Director Ono, Kazuto 3.15
ForForElect Director Kimura, Akiyoshi 3.16
ForForElect Director Osanai, Eiji 3.17
ForForElect Director Saida, Kunitaro 3.18
ForForElect Director Kato, Haruhiko 3.19
ForForAppoint Statutory Auditor Araki, Makoto 4.1
ForForAppoint Statutory Auditor Yoshida, Osami 4.2
AgainstForAppoint Statutory Auditor Kitamura, Kuniyoshi 4.3
AgainstForApprove Annual Bonus Payment to Directors 5
Page 601 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hankook Tire Co., Ltd.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Financial Statements, Allocation of Income, and Dividend of KRW 400 per Share
For For
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Kao Corp.
Meeting Date: 03/28/2014 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 32
For For
ForForElect Director Sawada, Michitaka 2.1
ForForElect Director Yoshida, Katsuhiko 2.2
ForForElect Director Takeuchi, Toshiaki 2.3
ForForElect Director Kadonaga, Sonosuke 2.4
ForForElect Director Nagashima, Toru 2.5
ForForElect Director Oku, Masayuki 2.6
AgainstForAppoint Statutory Auditor Waseda, Yumiko 3
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
Meeting Date: 03/28/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
Page 602 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kardemir Karabuk Demir Celik Sanayi ve Ticaret AS
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForOpen Meeting and Elect Presiding Council of Meeting
1
ForForAuthorize Presiding Council to Sign Minutes of Meeting
2
ForForAccept Board Report 3
ForForAccept Financial Statements and Statutory Reports
4
Receive Information on Corporate Governance Principles
5
ForForApprove Discharge of Board 6
ForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
7
ForForApprove Allocation of Income 8
Receive Information on Charitable Donations 9
ForForApprove Upper Limit of Donations for 2014 10
Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties
11
ForForApprove Director Remuneration 12
Receive Information on Related Party Transactions
13
ForForRatify External Auditors 14
Close Meeting 15
KB Financial Group Inc.
Meeting Date: 03/28/2014 Country: South Korea
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share
1
ForForElect Cho Jae-Ho as Outside Director 2.a
ForForElect Kim Myung-Jig as Outside Director 2.b
Page 603 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Shin Sung-Hwan as Outside Director 2.c
ForForReelect Lee Kyung-Jae as Outside Director 2.d
ForForReelect Kim Young-Jin as Outside Director 2.e
ForForReelect Hwang Gun-Ho as Outside Director 2.f
ForForReelect Lee Jong-Chun as Outside Director 2.g
ForForReelect Koh Seung-Eui as Outside Director 2.h
ForForElect Shin Sung-Hwan as Member of Audit Committee
3.a
ForForReelect Lee Kyung-Jae as Member of Audit Committee
3.b
ForForReelect Kim Young-Jin as Member of Audit Committee
3.c
ForForReelect Lee Jong-Chun as Member of Audit Committee
3.d
ForForReelect Koh Seung-Eui as Member of Audit Committee
3.e
ForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Mainstreet Equity Corp.
Meeting Date: 03/28/2014 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Six For For
ForForElect Director Navjeet (Bob) N. Dhillon 2.1
ForForElect Director John Irwin 2.2
ForForElect Director Ron Anderson 2.3
ForForElect Director Joseph B. Amantea 2.4
ForForElect Director Karanveer V. Dhillon 2.5
ForForElect Director Richard Grimaldi 2.6
ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForApprove Advance Notice Policy 4
Page 604 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NXP Semiconductors NV
Meeting Date: 03/28/2014 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForElect E. Meurice as Non-Executive Director 2
Other Business (Non-Voting) 3
Porto Seguro SA
Meeting Date: 03/28/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For For
ForForApprove Allocation of Income and Dividends 2
ForForRatify Board Deliberations Re: Interest-On-Capital-Stock Payments
3
ForForApprove Dividends 4
ForForApprove Date of Dividend and Interest-On-Capital-Stock Payments
5
ForForElect Directors, Chairman, and Vice-Chairman of the Board
6
ForForApprove Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members
7
Porto Seguro SA
Meeting Date: 03/28/2014 Country: Brazil
Meeting Type: Special
Page 605 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Porto Seguro SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change Location of Company Headquarters For For
ForForAmend Article 14 2
ForForAmend Articles 3
ForForConsolidate Bylaws 4
Repsol SA
Meeting Date: 03/28/2014 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss
For For
ForForApprove Discharge of Board 2
ForForRenew Appointment of Deloitte as Auditor 3
ForForRatify Agreement between Repsol and the Republic of Argentina
4
ForForAuthorize Capitalization of Reserves for Scrip Dividends
5
ForForAuthorize Capitalization of Reserves for Scrip Dividends
6
ForForAuthorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares
7
AgainstForAmend Articles Re: General Meeting Regulations and Special Agreements
8
ForForAmend Articles Re: Nomination and Remuneration Committee
9
ForForAmend Article 53 Re: Dividend Payments 10
ForForAmend Articles Re: General Meeting Regulations
11
ForForAmend Article Re: Annual Remuneration Report
12
ForForReelect Paulina Beato Blanco as Director 13
Page 606 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Repsol SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Artur Carulla Font as Director 14
ForForReelect Javier Echenique Landiríbar as Director
15
ForForReelect Henri Philippe Reichstul as Director 16
ForForReelect Pemex Internacional España SA as Director
17
AgainstForAdvisory Vote on Remuneration Policy Report 18
AgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
19
ForForAuthorize Share Repurchase Program 20
ForForAuthorize Board to Ratify and Execute Approved Resolutions
21
Standard Bank Group Ltd
Meeting Date: 03/28/2014 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal by Standard Bank Group Ltd of a Majority Interest of 60 Percent of StandardBank plc to Industrial and Commercial Bank of China Limited
For For
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2
China Shipping Development Co., Ltd.
Meeting Date: 03/31/2014 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Ruan Yongping as Director For For
Page 607 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Shipping Development Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Proposed Guarantee 2
ForForAmend Articles of Association 3
Cielo SA
Meeting Date: 03/31/2014 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013
For For
ForForApprove Allocation of Income and Dividends 2
AgainstForElect Directors, Fiscal Council Members, and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members
3
Cielo SA
Meeting Date: 03/31/2014 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Capitalization of Reserves for Bonus Issue
For For
ForForAmend Article 11 2
Sinotrans Ltd.
Meeting Date: 03/31/2014 Country: Hong Kong
Meeting Type: Special
Page 608 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sinotrans Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Li Guanpeng as Director For For
ForForElect Wang Lin as Director 1b
ForForElect Yu Jianmin as Director 1c
ForForElect Wu Dongming as Supervisor 1d
ForForAuthorize Board to Fix Remuneration of Directors and Supervisors
2
ForForAmend Articles of Association 3
Turkiye Halk Bankasi A.S.
Meeting Date: 03/31/2014 Country: Turkey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForOpen Meeting and Elect Presiding Council of Meeting
1
ForForAccept Board and Audit Reports 2
ForForAccept Financial Statements 3
ForForApprove Allocation of Income 4
ForForRatify Director Appointment 5
AgainstForApprove Discharge of Board and Auditors 6
AgainstForElect Board of Directors and Internal Auditors 7
ForForApprove Director Remuneration 8
ForForRatify External Auditors 9
ForForApprove Profit Distribution Policy 10
Receive Information on Charitable Donations 11
ForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
12
Page 609 of 610
Vote Summary ReportReporting Period: 01/01/2014 to 03/31/2014
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turkiye Halk Bankasi A.S.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Information on Dematerialization of Shares
13
Wishes 14
Page 610 of 610