vintage16: online section 16 filings
TRANSCRIPT
www.vintage16.com
Create, preview, and transmit EDGAR-formatted Forms 3, 4, and 5 directly to the SEC
Generate Multiple Issuer/Reporting Owner �lings
Save and re-use drafts and previous submissions
Draft, maintain and modify footnotes and exhibits
Auto complete function for Forms with Reporting Owner and Issuer pro�le information
Draft and maintain templates for Power of Attorney
Test or live �le directly to SEC. There is no cost for test �lings
Vintage16.com is a secure, web-based solution developed by Vintage Filings to allow o�cers, directors, shareholders and �rms to create, manage and �le Section 16 documents (SEC Forms 3, 4 and 5).
No software, no installation and no need to upload �les. Lawyers, executives and share-holders want quick results and are eager to maintain control over the �ling process and records. As a web-based, self-�ling solution, Vintage16.com is recognized by the �ling community as one of the leading programs to bring ease and a�ordability to the Section 16 �ling process. In just minutes we allow our users to:
Vintage16 has an account program to �t for your �ling needs Choose your account based on your anticipated number of Reporting Owners.
Personal Account:For individuals responsible for their own Section 16 �lings (i.e. one Reporting Owner) we o�er an annual subscription for $495. This package provides you with the capability to �le as many Section 16 documents as needed for an unlimited number of issuers.
Price:Single Individual - $495.00 per year for unlimited �lings or $50 per individual �ling.
Multiple Reporting Owner Account: For anyone responsible for the �lings of two or more Reporting Owners (such as law �rms, investment �rms, funds or issuers) we o�er an annual subscription that provides an unlimited number of �lings based on the number of Reporting Owners who are expected to have to report.
www.vintage16.com
Go to www.vintage16.com to view a live demo!
Pricing:Multi Reporting Owner Pricing Grid per Quarter for Unlimited Filings
Number of Owners Price
1 — 10
11 — 25
26 — 50
51 —
$295
$595
$1,195
$1,995
How do I register for an account and how long does it take until I am able to �le?Simply click on "Register Now" on our home page. Your account will be activated immediately and available to proceed with set up and live �ling.
FAQs
What if I register for a certain package and see that I need to increase the number of Reporting Owners I use?Reporting owner limits are programmed into the system, depending upon which account program you chose. Should you exceed the number of Reporting Owner initially registered for, our on-line system will provide you with a notice and request to modify the number of Reporting Owners registered. If you have questions about the various account types, or would like to change your account, simply call our New York o�ce at (212) 730-4302 or LA o�ce at (310) 417-1047.
What should I do if I need �ling codes (CIK and CCC) for a reporting owner?You should �rst check the SEC Database to see if the Reporting Owner already has EDGAR codes (http://www.edgarcompany.sec.gov/servlet/CompanyDBSearch?page=main). If no codes exist, simply click on the "GET EDGAR CODES NOW" button on our home page.
Why does Vintage16 o�er an unlimited �ling subscription model?As a �ling agent that services over 4,500 companies, we have had the opportunity to speak with and service hundreds of executives and shareholders. Our �rst hand experience dictates that the needs of an individual to gage the number of Section 16 �lings they will be required to do can �uctuate greatly dependent upon several factors such as market condi-tions, personal �nance situations and Issuer developments. As such, we o�er a model that allows a Reporting Owner to budget and account for an unlimited number of �lings.