version 11.3

VERSION 11.3

NRI

1

INSTRUCTIONS/CHECKLIST FORFILLINGKYC FORMA. IMPORTANT POINTS:1 Self attested copy of PAN card is mandatory for all clients, including

Promoters/Partners/Karta/Trustees and whole time directors and personsauthorized to deal in securitiesonbehalf of company/firm/others.

2. Copies of all the documents submitted by the applicant should be self-attested and accompanied by originals for verification.In case the original of any document is not produced for verification, thencopies should be properly attested by entities authorised for attesting thedocuments, asper the belowmentioned list.

3. If any proof of identity or address is in a foreign language, then translationinto English is required.

4. Name & address of the applicant mentioned on the KYC form, should matchwith the documentaryproof submitted.

5. If correspondence & permanent address are different, then proofs for bothhave to be submitted.

6. Sole proprietor mustmake the application in his individual name & capacity.7. For non-residents and foreign nationals, (allowed to trade subject to RBI and

FEMA guidelines), copy of passport/PIO Card/OCI Card and overseasaddressproof ismandatory.

8. For foreign entities, CIN is optional; and in the absence of DIN no. for thedirectors, their passport copy should be given.

9. In case of Merchant Navy NRI's, Mariner's declaration or certified copy ofCDC (ContinuousDischarge Certificate) is to be submitted.

10. For opening an account with Depository participant or Mutual Fund, for aminor, photocopy of the School Leaving Certificate/Mark sheet issued byHigher Secondary Board/Passport of Minor/Birth Certificate must beprovided.

11.Politically Exposed Persons (PEP) are defined as individuals who are or havebeen entrusted with prominent public functions in a foreign country, e.g.,Heads of States or of Governments, senior politicians, seniorGovernment/judicial/ military officers, senior executives of state ownedcorporations, important political party officials, etc.

1. Unique Identification Number (UID) (Aadhaar)/ Passport/ Voter ID card/Driving license.

2. PAN card withphotograph.3. Identity card/ document with applicant's Photo, issued by any of the

following: Central/State Government and its Depar tments,Statutory/Regulatory Authorities, Public Sector Under takings,Scheduled Commercial Banks, Public Financial Institutions, Collegesaffiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, BarCouncil etc., to their Members; and Credit cards/Debit cards issuedbyBanks.

4. e-KYC service launched by UIDAI shall also be accepted as a valid process forKYC verification. The information containing the relevant client details andphotograph made available from UIDAI as a result of e-KYC process shall betreated as a valid proof of Identity.

B. Proof of Identity (POI): - List of documents admissible asProof of Identity:

INSTRUCTIONS/CHECKLIST FORFILLINGKYC FORMA. IMPORTANT POINTS:

B. Proof of Identity (POI): - List of documents admissible asProof of Identity:

C. Proof of Address (POA): - List of documents admissible as Proof of Address:(*Documents having an expiry date should be valid on the date ofsubmission.)

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence insupport of such claims to be collected.)

1. *Passport / Voters Identity Card / Ration Card / Aadhar Card / RegisteredLease or Sale Agreement of Residence / Driving License / Flat Maintenancebill / Insurance Copy.

2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Notmore than3monthsold.

3. BankAccount Statement/Passbook -- Notmore than3monthsold.4. Self-declaration by High Court and Supreme Court judges, giving the new

address in respect of their ownaccounts.5. POA issued by any of the following: Bank Managers of Scheduled Commercial

Banks/Scheduled Co-Operative Bank/Multinational Foreign Banks/GazettedOfficer/Notarypublic/Elected representatives to the LegislativeAssembly/Parliament/Documents issued by any Govt. or StatutoryAuthority.

6. Identity card/document with address, issued by any of the following:Central/State Government and its Departments, Statutory/RegulatoryAuthorities, Public Sector Undertakings, Scheduled Commercial Banks,Public Financial Institutions, Colleges affiliated to Universities andProfessional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to theirMembers.

7. For FII/sub account, Power of Attorney given by FII/sub-account to theCustodians (which are duly notarized and/or apostiled or consularised) thatgives the registered address should be taken.

8. The proof of address in the name of the spouse maybe accepted.9. Aadhaar Letter issued by UIDAI shall be admissible as Proof of address in

addition to Proof of Identity.10. e-KYC service launched by UIDAI shall also be accepted as a valid process for

KYC verification. The information containing the relevant client details andphotograph made available from UIDAI as a result of e-KYC process shall betreated as a valid proof of address

1. In case of transactions undertaken on behalf of Central Government and/orState Government and by officials appointed by Courts e.g. Official liquidator,Court receiver etc.

2. Investors residing in the state of Sikkim.3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns

in India.4. SIPof Mutual Fundsupto Rs50,000/- p.a.5. In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs, Scheduled

Commercial Banks, Multilateral and Bilateral Development FinancialInstitutions, State Industrial Development Corporations, InsuranceCompanies registered with IRDA and Public Financial Institution as definedunder section 4A of the Companies Act, 1956, Custodians shall verify thePAN card details with the original PAN card and provide duly certifiedcopies of such verified PAN details to the intermediary.

E. List of people authorised to attest the documents: Notary Public, GazettedOfficer, Manager of a Scheduled Commercial/Co-operative bank orMultinationalBank (Name,Designation& Seal should be affixed on the copy)

C. Proof of Address (POA): - List of documents admissible as Proof of Address:(*Documents having an expiry date should be valid on the date ofsubmission.)

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence insupport of such claims to be collected.)

Mandatory

2. In case of non-resident clients, employees at the stock broker's local office, overseas can do in-person' verification. Further, considering theinfeasibility of carrying out 'In-person' verification of the non-resident clients by the stock broker's staff, attestation of KYC documents by NotaryPublic, Court, Magistrate, Judge, Local Banker, Indian Embassy / Consulate General in the country where the client resides may be permitted.

3. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge,Indian Embassy/Consulate General in the country where the client resides are permitted to attest the documents.

1.INSTRUCTIONS / CHECK LISTAdditional documents in case of trading in derivatives segment (illustrative list):

INSTRUCTIONS / CHECK LIST

1. Copy of ITR Acknowledgement

2. Copy of Annual Accounts

3. Copy of Form 16 in case of salary income

4. Net worth Certificate - CA Certified 7. Demat Account Holding Statement along with valuation

5. Salary Slip 8. *Any other relevant documents substantiating

6. Bank Statement (For last 6 months) ownership of Assets

* Relevant documents as per risk management policy of the stock broker to be provided by the client from time to time.

SHAREKHAN LIMITED10th Floor, Beta Building, Lodha, iThink Techno Campus, Off. JVLR,Opp. Kanjurmarg Railway Station, Kanjurmarg (E), Mumbai - 400 042.

Acknowledgment Slip

Name of 1st Holder Name of 2nd Holder Name of 3rd Holder

Application No.

Executive Name : Executive Sign :

Outlet Name : Outlet Code :

For all queries, please call 1800 22 7500 / 3970 7500 (Local Call Charges) /022 - 6115 0000 (If you are in Mumbai)

Note : “Kindly DO NOT handover Cash / Shares to the sales executive for any reason.For DP Inquires & Queries email at [email protected] & Broking Queries email at [email protected]

Date : ____ / ____ / ________

SharekhanSeal and Signature


Received Cheque No. _____________ Amount _____________ Bank Name __________________________________________________

Received Cheque No. _____________ Amount _____________ Bank Name __________________________________________________

Received the application from the following holder/s for opening a trading & depository account. Please quote the Client Code, DP ID & Client ID allotted to you in al your future correspondence.

NRI - Version 11.3 2

Sr. No Name of the Document

1. Account Opening Form-Checklist and Instructions

2. Know Your Client (KYC) Application Form

3. Account Opening Form for Trading andDepository

4. Tariff Sheet for Trading Account

5. Tariff Sheet for Demat Account for NRE/ NROaccount.

6. Agreement between Clearing Member andConsituent (Custodial Participant)

7. Policies and Procedures

8. Rights and Obligations For Trading

9. Rights and Obligations For DepositoryParticipants and BO

10. Risk Disclosure Document (RDD)

11. Guidance Note

Brief Significance of the Document Page No.

This Instructions Checklist relevant to opening trading & demat account. 1

This Document captures the basic information about the client 4-6

This Document captures the additional information about the clients relevanttrading and depository account 7-14

This Document details the rate/amount of brokerage and other chargeslevied on the client for trading on the Stock Exchange(s). 15

Document contains the schedule of demat fee 16 & 17

This document lays down the basic rights of the Clearing Memberand the Constituent 18-20

This Document describes significant policies and procedures of the Stock Broker. 21-23

This Document states the Rights & Obligations of Stock broker / tradingmember, sub-broker and client for trading on exchanges (including 24-27additional rights & obligations in case of internet/ wireless technologybased trading).

This document states the rights and obligation of Beneficial owner and 28-29Depository Participant to be exercised in respect of demat accounts

This Document details risks associated with dealing in the securities market. 30-32

This Document details do’s and don’ts for trading on exchange, for theeducation of the investors. 33

INDEX

12. Consent to receive transaction statement one-mail

13. Mandate for maintaining the account onrunning account basis

14. Confirmation and Acceptance of Terms andConditions governing the services providedby the Stock Broker

15. Authority Letter

16. Power of Attorney

17. Others

18. Profile Sheet

This Documents Authorizes Sharekhan to send transaction statement one-mail for NRE and NRO account. 34

This letter will enable you to maintain your account on a runningaccount basis. 35

This document states the Terms and Conditions applicable to theTrading account and demat account. 36-44

This letter confers various rights on Sharekhan for operating trading &Depository account. 45

Confers specific rights on Sharekhan for operating your Demat account 46-47 &and for transferring the shares for margin/ pay-in purpose and alsoauthorises Sharekhan to act based on the instructions given by you. 48-49

Application for the allotment of NRI code and Undertaking for notdeducting tax 50

This enables you to know your interest in the stock market such thatwe can serve you better. 51

MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI, DEPOSITORY & EXCHANGES

VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER

SHAREKHAN LIMITED

Acknowledgment Slip

Name of 1st Holder Name of 2nd Holder Name of 3rd Holder

Application No.


First Step AMC Account

NRE - PIS NRE NON - PISNRO - PIS NRO NON - PIS


Client Code :-

Outlet Name Code

Employee Name Code

Remisier Name Code


Referring Employee Name

Name of Corporate

Registered Office Address

Correspondence Office Address :

Address

:

Processing Office :

BSE NSE

CASH SEGMENT

F&O SEGMENT

SHAREKHAN LIMITED

CurrencyDerivativeSegment

MCX-SX

,

NSE

BSE

MCX-SX

IMPORTANT NOTE

BRANCH STAMP & DATE H O STAMP & DATE

Sharekhan Limited,

SHAREKHAN LIMITED

NSDL - Version 11.3 3

BRANCH STAMP & DATEBRANCH STAMP & DATE H O STAMP & DATE

To,

10 Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (E), Mumbai-400 042Dear Sir,I hereby acknowledge the receipt of the following documents which are part of client registration form.

1) Rights and obligations of the Stock Brokers, Sub-Brokers and Clients as prescribed by SEBI and Exchanges. 2) Rights and obligations ofBeneficial owner and depository participant (DP) as per SEBI(Depository & Participant) Regulattions,1996.

Sharekhan Limited,th

3) Risk Disclosure Documentfor Capital Market and Derivatives Segments 4) Guidance Note-Do's and Don't's for trading on the Exchange (s) for Investors

Sharekhan Limited,

(1)First Holder _________________________

Second Holder________________________

Third Holder_________________________

1st Signature ____________________________

2nd Signature ____________________________

3rd Signature ____________________________

Holder

Holder

Holder

Signed for and behalf of Client

(1)

(1)

Compliance Officer: Tel. No : 022 - 6115 0000, E-mail ID: [email protected] Name: Tel No. : 022 - 6115 0000, E-mail ID: [email protected]

[email protected]/

Mrs. Namita Godbole,Mr. Tarun Shah

For any grievance/dispute, please contact Sharekhan Limited at the above address or e-mail at [email protected]/[email protected]. In case youarenot satisfied with the response, please contact the concerned Exchange(s) at(1) - [email protected] at 1800-2200-58(2) - [email protected] or contact at 022 -2272 8097(3) - [email protected] or contact at 022-67319000 / Ext.8883

,

NSEBSEMCX-SX

(4) - Login in through SEBI SCORES to address your grievencesSEBI

,

NSEBSEMCX-SXSEBI



Address

:

Processing Office :

10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East),Mumbai - 400 042, Maharashtra. | Tel: 022 - 6115 0000. | Fax No. 022 - 6748 1899 | Website: www.sharekhan.com

Plot No.1012, Devidayal Compound, Kanjur Village Road, Near Crompton & Greaves Ltd. Kanjurmarg (East),Mumbai - 400 042, Maharashtra. | Tel: 022 - 6128 1700 | Fax: 022 - 6693 0305 | Website: www.sharekhan.com

G-2, Salzburg Square, 107-Harrington Road, Chetpet, Chennai - 600031.Tel.: 044 - 2836 2900 /2836 3160 | Fax : 044 - 2820 4700



Address

:

Processing Office :

Sharekhan LimitedSEBI Registration No. INB011073351Date of Registration: 28.12.1999

Sharekhan LimitedSEBI Registration No. INF011073351Date of Registration: 02.06.2000

Sharekhan LimitedSEBI Registration No. INE011073351Date of Registration: 28.11.2013

Sharekhan LimitedSEBI Registration No. INB231073330Date of Registration: 30.11.2006

Sharekhan LimitedSEBI Registration No. INF231073330Date of Registration: 30.11.2006

Sharekhan LimitedSEBI No. INE231073330Date of Registration - 25.08.2008

Registration

BSE NSE

CASH SEGMENT

F&O SEGMENT



Sharekhan LimitedSEBI Registration No. INE261073330Date of Registration - 30.09.2008

MCX-SXSharekhan LimitedSEBI Registration No. INB261073333Date of Registration - 05.02.2013

Sharekhan LimitedSEBI Registration No. INF261073333Date of Registration - 05.02.2013

IMPORTANT NOTESignature of the First Holder/Client Signature of Second Holder Signature of the Third HolderSignature of the Witness Signature of the Broker/DP/Any other (s)

IMPORTANT NOTE

C. DECLARATION

SHAREKHAN LTD.

FOR OFFICE USE ONLY

Name & Signature of the Authorised Signatory Seal/Stamp of intermediary

KNOW YOUR CLIENT (KYC) APPLICATION FORM

Registered office address : 10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East),Mumbai - 400 042, Maharashtra. | Tel: 022 - 6115 0000 | Fax No. 022 - 6748 1899 | Website: www.sharekhan.com

Registered office address :SHAREKHAN LIMITED

Residence / Correspondence Address:

Landmark:

Pin Code:

State Country:

Specify the proof of address submitted for Residence / Correspondence address:

Contact Details : Tel. No. (Off) : Tel. No. (Resi) :

Fax No: Mobile No.:

Email ID:

Permanent Address

Landmark:

City: Pin Code:

State Country:

Specify the proof of address submitted for Permanent Address:

City:

STD Code

As per addres proofB. ADDRESS DETAILS

STD Code

STD Code

(If different from above. Mandatory for Non-Resident Applicant to specify overseas address)

Name of The Applicant:

Name of Father/Husband:

PAN Number: Date of Birth: Gender Male Female

Aadhaar Number: Marital Status: Single Married

Status: Non Resident Foreign National Resident Individual

Nationality: Indian Other (Please Specify:) ____________________________________________

PAN Card Other (Specify the proof of identity submitted) : ____________________________________________

Please affixyour recent

passport sizephotograph

Sign

across

(2)

C o m p u l s o r y d d m m y y y y

A. IDENTITY DETAILS Please fill this form in ENGLISH and in BLOCK LETTERS).

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of anychanges therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that Imay be held liable for it.

C. DECLARATION

SHAREKHAN LTD.

Name of Branch / Sub Broker / Authorised Person : __

Name of Branch Staff / Sub Broker / Authorised Person : __

_____________________________________________________

____________________________________ Staff Code: ________

Designation : _________________________________________________________________________________

Signature of the Branch Staff / Sub-Broker / Authorised Person : ________________________________________________

Date : _________________________ Place :________________________________________________________________

This is to certify that I have carried out in-person verification in respect of the client mentioned in the KYC form.

Originals Verified & Self-Attested Document Copies Received.

FOR OFFICE USE ONLY

Name & Signature of the Authorised SignatoryDate d d m m y y y y Seal/Stamp of intermediary

Date d d m m y y y y(3)Signature of the Applicant

4





Landmark:

Pin Code:

State Country:



Fax No: Mobile No.:

Email ID:

Permanent Address

Landmark:

City: Pin Code:

State Country:


City:

STD Code


STD Code

STD Code











Sign

across

(2)




C. DECLARATION

SHAREKHAN LTD.



_____________________________________________________

____________________________________ Staff Code: ________

Designation : _________________________________________________________________________________


Date : _________________________ Place :________________________________________________________________



FOR OFFICE USE ONLY



5

A. IDENTITY DETAILS(Please fill this form in ENGLISH and in BLOCK LETTERS).



B. ADDRESS DETAILS

C. DECLARATION

FOR OFFICE USE ONLY

Signature of the Authorised Signatory Seal/Stamp of intermediary

PTO

SHAREKHAN LTD.





Landmark:

Pin Code:

State Country:



Fax No: Mobile No.:

Email ID:

Permanent Address

Landmark:

City: Pin Code:

State Country:


City:

STD Code


STD Code

STD Code











Sign

across

(2)




C. DECLARATION

SHAREKHAN LTD.



_____________________________________________________

____________________________________ Staff Code: ________

Designation : _________________________________________________________________________________


Date : _________________________ Place :________________________________________________________________



FOR OFFICE USE ONLY



6

C.STANDING INSTRUCTIONS

A. TYPE OF ACCOUNT

ACCOUNT OPENING FORM FOR TRADING & DEPOSITORY10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station,Kanjurmarg (East), Mumbai - 400 042. Tel: 022 - 6115 0000.10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station,Kanjurmarg (East), Mumbai - 400 042. Tel: 022 - 6115 0000.

DP ID : IN 300513

NRI - Repatriable Foreign National Others (please specify) ______________________________________________


(BSE/NSE) - CASH/DERIVATIVES/-NSDL

ONLINE OFFLINEClient - ID (to be filled by D. P.) Client Code/S2K ID :

D. BANK ACCOUNT DETAILS

NRE SAVING BANK A/C NO:

BANK NAME:

BRANCH NAME AND ADDRESS:

MICR NO: IFSC CODE:

NRE PIS BANK A/C N0:

BANK NAME:


MICR NO: IFSC CODE:

ACCOUNT TYPE : NRE

B. DETAILS OF ACCOUNT HOLDERS

Sole/First Holder/Client

PAN

Second Holder

PAN

Third Holder

PAN

C o m p u l s o r y

C o m p u l s o r y

C o m p u l s o r y

Preferred user ID: (1)Preferred user ID: (2) (3)

I/We request you to open a Trading , Depository Account and Both in my/our Name as per the following details

(Please fill all the details in capital letters only) In case of only trading account signature of client (4)

I/We authorise you to receive credits automatically into my/our Account. (If not marked, the default option would be “Yes”)


Yes No

Account to be operated through power of attorney (POA) Yes No

SMS Alert facility : (Mandatory if you are giving Power of Attorney (POA), ensure that mobile no. is provided in KYC application form( )If not marked, the default option would be “Yes”

Yes NoSole/First Holder/Client

Second Holder

Third Holder

Yes No

Yes No

1

2

3

Mode of receiving statement of account Physical form Electronic Form (Ensure that Email Id is provided in KYC application form)** In case of online client statement of account will be compulsorily send in electronic format

1. Payin should be compulsory received from above banks.2. Copy of cancelled cheque leaf/ pass book/bank statement specifying name of the constituent, MICR Code or/and IFSC Code of the bank

should be submitted.

I hereby request you to open trading & depository account in my/our name as per the following details. (All Details in CAPITAL LETTERS)


E. IN CASE OF FIIs/ OTHERS (AS MAY BE APPLICABLE)

RBI Approval Reference Number

RBI Approval Date

SEBI Registration Number (for FIIs)


RBI Approval Date


F. OTHER DETAILS - FIRST HOLDER

GROSS ANNUAL INCOME DETAILS (Please specify)GROSS ANNUAL INCOME DETAILS (Please specify)

5-10 10-25 > 25<1 1-5

Income Range Per Annum (Rs. in Lakhs) Networth : (Networth should not be older than 1 year)

Amount (Rs.) ______________ As on date

Networth

d d m m y y y y

Occupation Details Business Professional Agriculturist RetiredHouse- Wife

Public SectorPrivate Sector Govt. Service

If the following is additionally applicable to you. Please tick ( ) one or more as applicable:Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) Civil ServantBureaucrat Current / Former MP, MLA or MLC Politician Current / Former Head of State

3

Student NGOStatutory Body Others (please Specify)

Any other information _________________________________________________________________________________

OTHER DETAILS - SECOND HOLDER


5-10 10-25 > 25<1 1-5



Networth

d d m m y y y y

OTHER DETAILS - THIRD HOLDER


5-10 10-25 > 25<1 1-5



Networth

d d m m y y y y

Name of The Employer/Establishment:

Nature of Business:

Office Address:

City:

Pin Code: State: Country:

Tel. No.: Mobile: Fax:

Website:

G. DETAILS IN CASE OF EMPLOYED/BUSINESS/PROFESSIONAL

STD Code STD Code




3






3




NRE

I/We wish to make a nomination and do hereby nominate the following person in whom all rights and/or amount payable in respect ofsecurities held in the Depository by me/us in the said beneficiary owner account shall vest in the event of my/our death.

I/ We do not wish to make a nomination.

Photographof GuardianSignature of

Guardian acrossPhotograph

�

Signature Of Guardian

Name of the Nominee (Mr./Mrs.)

Pan of Nominee Date of Birth Aadhar Card No:

Relationship with the applicant (if any)

Address of Nominee

City: Pin Code: State:

Contact Details : (Off): (Resi): Fax No:

Mobile No.: Email ID:

Saving Bank Account No. of Nominee, if maintained with the same participant

Copy of any proof of identity document (accompanied by original for verification or duly attested by any entity authorized for attesting thedocuments, as provided in point E on page 1)_______________________________________________________________

Demat account details of nominee DP ID Client ID

% %

Name of the Nominee (Mr./Mrs.)d d m m y y y y

STD CodeSTD CodeSTD Code

Photographof NomineeSignature of

Nominee acrossPhotograph

�

Signature Of Nominee

Name of Guardian(in case nominee is a minor)

Relationship of Guardian with Nominee Date of Birth

Address of Guardian

City:

Pin Code: State: Country



Aadhar Card No:

Saving Bank Account No. of Guardian, if maintained with the same participant


Demat account details of guardian DP ID Client ID

PAN NO.

% %

Name of Guardian


d d m m y y y y

(To be filled by DP) Nomination Form accepted and registered wideRegistration No. _____________________ dated ______________.

M. NOMINATION ( Depository A/c only Trading A/c only Both) * PAN Mandatory for Nomination in Trading A/cM. NOMINATION ( Depository A/c only Trading A/c only Both)

A. TYPE OF ACCOUNT

ACCOUNT OPENING FORM FOR TRADING & DEPOSITORY10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station,Kanjurmarg (East), Mumbai - 400 042. Tel: 022 - 6115 0000.10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station,Kanjurmarg (East), Mumbai - 400 042. Tel: 022 - 6115 0000.

DP ID : IN 300513

NRI - Non Repatriable Foreign National Others (please specify) ____________________________________________


(BSE/NSE) - CASH/DERIVATIVES/-NSDL

ONLINE OFFLINEClient - ID (to be filled by D. P.) Client Code/S2K ID :

D. BANK ACCOUNT DETAILS

NRO SAVING BANK A/C NO:

BANK NAME:


MICR NO: IFSC CODE:

NRO PIS BANK A/C N0:

BANK NAME:


MICR NO: IFSC CODE:

ACCOUNT TYPE : NRO

B. DETAILS OF ACCOUNT HOLDERS

Sole/First Holder/Client

PAN

Second Holder

PAN

Third Holder

PAN

C o m p u l s o r y

C o m p u l s o r y

C o m p u l s o r y

Preferred user ID: (1)Preferred user ID: (2) (3)

I/We request you to open a Trading , Depository Account and Both in my/our Name as per the following details

(Please fill all the details in capital letters only) In case of only trading account signature of client (4)

I/We authorise you to receive credits automatically into my/our Account. (If not marked, the default option would be “Yes”)


Yes No

Account to be operated through power of attorney (POA) Yes No

SMS Alert facility : (Mandatory if you are giving Power of Attorney (POA), ensure that mobile no. is provided in KYC application form( )If not marked, the default option would be “Yes”

Yes NoSole/First Holder/Client

Second Holder

Third Holder

Yes No

Yes No

1

2

3

Mode of receiving statement of account Physical form Electronic Form (Ensure that Email Id is provided in KYC application form)** In case of online client statement of account will be compulsorily send in electronic format

1. Payin should be compulsory received from above banks.2. Copy of cancelled cheque leaf/ pass book/bank statement specifying name of the constituent, MICR Code or/and IFSC Code of the bank

should be submitted.

I hereby request you to open trading & depository account in my/our name as per the following details. (All Details in CAPITAL LETTERS)


E. IN CASE OF FIIs/ OTHERS (AS MAY BE APPLICABLE)


RBI Approval Date



RBI Approval Date


F. OTHER DETAILS - FIRST HOLDER


5-10 10-25 > 25<1 1-5



Networth

d d m m y y y y




3



OTHER DETAILS - SECOND HOLDER


5-10 10-25 > 25<1 1-5



Networth

d d m m y y y y

OTHER DETAILS - THIRD HOLDER


5-10 10-25 > 25<1 1-5



Networth

d d m m y y y y

Name of The Employer/Establishment:

Nature of Business:

Office Address:

City:

Pin Code: State: Country:

Tel. No.: Mobile: Fax:

Website:

G. DETAILS IN CASE OF EMPLOYED/BUSINESS/PROFESSIONAL

STD Code STD Code




3






3



H. DEPOSITORY ACCOUNT DETAILS

(Default for Payout)Depository Participant Name :

DP ID : BO ID:

(Through which transactions would be generally routed.)

Depository Name: NSDL CDSL Beneficiary Name:

Whether registered with Sub-broker/ Authorised Person, provide the following details :

Name of Sub-broker/ Authorised Person :

Registration Number: NSE BSE

Registered office address:

Tel: Fax: Website: _____________________________

Name of Broker: Name of Sub Broker/AP :

Name of Exchange: Client Code No.:

Whether registered with any other Stock Broker / Sub-broker/AuthorisedPerson (If registered with multiple StockBroker/Sub-broker, provide all details)

K. DEALINGS THROUGH SUB-BROKERS/AUTHORISED PERSON & OTHER STOCK BROKERS

STD Code STD Code

Whether Employee / Agent / Approved user / Authorised Person / Sub Broker of any other *Trading/Clearing Member:

Yes No Name of Member _________________________________ (Pls provide consent letter from such Trading / Clearing Member)

*Member in equity or commodity Exchange/s

Whether Declared Defaulter/debarred/suspended By SEBI / FMC / RBI / ANY Other Recognized Stock Exchange / recognized Commodity

Exchange: Yes No

Whether Broker of any Exchange Yes No Name of Exchange/s_______________ (Pls provide consent letter from such Exchange/s)

Details of disputes/ dues pending from/ to such Stock Broker/ Sub-broker/ Authorised Person: ..................................................................................


I. INVESTMENT/TRADING EXPERIENCE & PREFERENCE

(5)BSE, NSE and

(6)

No Prior Investment Experience Years in Equities Years In Derivatives Years in other Investment Related Field

Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client

Copy of ITR AcknowledgementCopy of Annual AccountsCopy of Form 16 in case of salary incomeNet worth Certificate - CA CertifiedSalary SlipBank Statement (For last 6 months)Demat Account Holding Statement alongwith valuationAny other relevant documentssubstantiating ownership of Assets

MCX-SX

Name of The Introducer:

_______________

Driving Licence Voter ID

Mobile No. /

Status of the Introducer: Sub-broker/ Remisier/ Authorised Person/ Existing Client/ Director or Employee of Trading Member/ any otherPerson (Please Specify) _______________

Proof of Identity (POI) : PAN No. Passport No.

Residence Address:

Pin Code

Tel. No. :Signature:

L. INTRODUCER DETAILS (Optional)

F&O

Cash

I have knowledge of trading in derivatives segment and am aware of risks associatedtherein

J. STOCK EXCHANGES ON WHICH YOU WISH TO TRADEJ. STOCK EXCHANGES ON WHICH YOU WISH TO TRADE

* In case of trading in Derivatives it is compulsory to submit proof of Financial Details.(Kindly refer point no. 1 Instructions/checklist on page 1)Note : If, in future you need to trade in any additional Segment/Exchange, not opted aboveseparate authorisation letter will be required.

Whether you wish to receive Physical Contract Note # Electronic Contract Note (ECN)

Whether you wish to avail of the facility of internet trading / wireless technology : Yes No

Details of any action/proceedings initiated /pending/taken by SEBI/Stock Exchange/any other authority against the Client during thelast 3 years for violation of securities law/other economic offences (including action taken against relatives/associates) ________________________________________________________________________________________________________________

# ECN will be despatched on the email ID specified in KRA KYC.


NRO

I/We wish to make a nomination and do hereby nominate the following person in whom all rights and/or amount payable in respect ofsecurities held in the Depository by me/us in the said beneficiary owner account shall vest in the event of my/our death.

I/ We do not wish to make a nomination.

Photographof GuardianSignature of

Guardian acrossPhotograph

�

Signature Of Guardian

Name of the Nominee (Mr./Mrs.)

Pan of Nominee Date of Birth Aadhar Card No:

Relationship with the applicant (if any)

Address of Nominee

City: Pin Code: State:



Saving Bank Account No. of Nominee, if maintained with the same participant


Demat account details of nominee DP ID Client ID

% %

Name of the Nominee (Mr./Mrs.)d d m m y y y y


Photographof NomineeSignature of

Nominee acrossPhotograph

�

Signature Of Nominee

Name of Guardian(in case nominee is a minor)

Relationship of Guardian with Nominee Date of Birth

Address of Guardian

City:

Pin Code: State: Country



Aadhar Card No:

Saving Bank Account No. of Guardian, if maintained with the same participant


Demat account details of guardian DP ID Client ID

PAN NO.

% %

Name of Guardian


d d m m y y y y

(To be filled by DP) Nomination Form accepted and registered wideRegistration No. _____________________ dated ______________.

M. NOMINATION ( Depository A/c only Trading A/c only Both) * PAN Mandatory for Nomination in Trading A/cM. NOMINATION ( Depository A/c only Trading A/c only Both)

1. I/we hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I/we undertake to informyou of any changes therein, immediately. In case of any of the above information is found to be false or untrue or misleading or misrepresenting,I am/we are aware that I may be held liable for it.

2. I/we confirmhaving read/beenexplained & understood the contentsof the documentonpolicy&proceduresof the StockBroker & the tariff sheet.3. I/we further confirm that I have read and understood the contents of the `Rights and Obligations' document(s) and `Risk Disclosure Document'.

I/we do hereby agree to be bound by such provisions as outlined in these documents. I/we have also been informed that the standard set ofdocuments has been displayed for information on Stock broker's designated website, if any.

4. The Rules and Regulations of the Depository and Depository Participants pertaining to an account which are in force now have been read by me/usand I/We have understood the same and I/We agree to abide byand to be bound by the rules as are in force form time to time for suchaccounts.

5. I/we also declare that I/we have complied and will continue to comply with FEMA regulations.* Point No. 2 & 3 not applicable for second & third holders.

DECLARATION

(7)

Name(s) of holder(s)/client Specimen Signature of holder(s)/client

Sole/First Holder/Guardian(in case of Minor)

Second Holder

Third Holder

Date:__________________________ Place:______________________

(4)

(4)


(1) All communication shall be sent at the address of the Sole/First holder only.(2) Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th Schedule of the Constitution of India must be attested by a

Magistrate or a Notary Public or a Special Executive Magistrate.(3) Instructions related to nomination, are as below:

(i) The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly. Non- individuals including society, trust, body corporate,partnership firm,kartaof HinduUndividedFamily,holder of power of attorney cannot nominate. If the account is held jointly all joint holderswill sign the nomination form.

(iii) The Nominee shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided Family or a power of Attorney holder. A non-resident Indian can be aNominee, subject to the exchange controls in force, from time to time.

(ii) A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall be provided by the beneficial owner.

(iv) Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owner account. Similarly, the nomination in respect of the securitiesshall stand terminated upon transfer of the securities.

(v) Transfer of securities in favour of a Nominee shall be valid discharge by the depository and the participant against the legal heir.(vi) The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their own behalf singly or jointly by the same persons who made the

original nomination. Non-individuals including society, trust, body corporate, partnership firm, karta of Hindu Undivided Family, holder of power of attorney cannot cancel thenomination. If the beneficiary owner account is held jointly, all joint holders will sign the cancellation form.

(vii) On cancellationof the nomination, the nomination shall stand rescinded and the depository shall not be under anyobligation to transfer the securities in favour of the Nominee.(viii) In case, you wish to make separate nomination for your trading/demat account, please fill separate nomination form.

(4) For receiving Statement of Account in electronic form(i) Client must ensure the confidentiality of the password of the email account(ii) Client must promptly inform the Participant if the email address has changed.(iii) Client may opt to terminate this facility by giving 10 days prior notice. Similarly, Participant may also terminate this facility by giving 10 days prior notice.

INSTRUCTIONS:

FOR OFFICE PURPOSES:UCC Code allotted to the Client: (As mention on page no. 7 & 10 on account opening form)

Name of the Staff/Sub-Broker/Authorised PersonName of the Staff/Sub-Broker/Authorised Person

Documents verified with Originals Client Interviewed By In-Person Verification done by

I/ We undertake that we have made the client aware of `Policy and Procedures', tariff sheet and all the non-mandatory documents. I/ We have alsomade the client aware of `Rights and Obligations' document(s), RDD and Guidance Note. I/ We have given/ sent him a copy of all the KYC documents.I/ We undertake that any change in the `Policy and Procedures', tariff sheet and all the non-mandatory documents would be duly intimated to theclients. I/ We also undertake that any change in the `Rights and Obligations' and RDD would be made available on my/ our website, if any, for theinformation of the clients.

Date:_________________________

Staff Code

Designation of the Staff

Date

Signature

Staff Code

Designation of the Staff

Date

Signature

(Name & Signatureof the Authorised Signatory)

Seal/ Stamp of Sharekhan Limited

Tariff Sheet For Trading Account

(8)

(Signature of the Client)


BROKERAGE STRUCTURE

Cash Market Segment

First LegSecond Leg (Same day Sq. off)

Delivery Brokerage

Derivatives Segment

First LegSame day square off

Next day square off

Futures Segment(percentage)

Options Segment HOptions Segment H

(percentage)

default brokerage

Min. Rupees/Paisa Per Share

Min. Rupees/Paisa Per Share

Minimum Brokerage will be 0.01 paisa per share applicable for futures segmentdefault brokerage

(percentage)

Minimum amount per lot would be applicable as per the detailsprovided in the policy and procedures.

• Delivery Handling Charges (DHC) would be levied on each sale transaction in case if the value of brokerage levied is less than Rs 16/-.The value of DHC would be difference of Rs 16/- and the brokerage charged.

• Expiry charges would be charged as applicable•

••

Statutory cost will be charged as per Exchange / Regulatory Authorities• Trade Tiger access charges applicable from time to time

KYC Registration Agency (KRA) charges will be levied as applicable.Please refer the details of default brokerage, standard brokerage on option segments and schedule of charges in the Policy and Procedures.

Tariff Sheet For Demat Account


Sharekhan Limited- NSDL (NRE) (IN300513)Schedule A” effective from July 1, 2009

Sharekhan Limited- NSDL (NRE) (IN300513)Schedule A” effective from July 1, 2009

RemarksScheme (Tc 108)Transaction Type

Accounting Opening

Annual Maintenance Charges

Sales-Through Sharekhan

Purchases

Brokerage

Other Charges

Sales-Not through Sharekhan/Off market transfer

Dematerialisation

Rematerialisation/Repurchase

Custody

Pledge Creation

Freeze/De-freeze

Stock Lending & Borrowing

Advance

Nil

Nil

Rs. 500 p.a. (without POA & Digital Contract Notes)

Minimum of Rs. 16/Perscrip settlement delivery (Sell)

Brokerage

0.03% of the value of transaction. (min. Rs.30)

Rs.5 per certificate Minimum Rs.50 per request

Rs.50 per certificate or every hundred securities.

0.03% of the value of the transaction (min Rs.100)

Rs. 25 Per request


Rs.500 Advance which will be adjudtedAgainst billing (optional)

Trading Client Code Trading Application No.:{____________________________}

Accounting Closing Nil

Nil

Nil

Per request

Note:1. Sharekhan reserves the right to revise the tariff by providing 30 days notice & this will be binding on all.

2. Any service not quoted above will be charged separately.

3. Transaction statement : Will be sent as per NSDL requirements at no extra cost. Every extra Statement shall be charged at

Rs.10. If the number of pages exceeds 10 then every additional page will be charged at the rate of Rs.3 per page.

4. All charges are exclusive of Service Tax and stamp paper.

5. In case of non payment of DP charge, Sharekhan may levy interest.

(9)

(Signature of 1st Holder)

(5)

(Signature of 2nd Holder)

(5)

(Signature of 3rd Holder)

Note: Schedule “A” is part of the agreement, please attach this with the agreement.

Stamp paper/KRA charges as applicable


Tariff Sheet For Demat Account

Sharekhan Limited- NSDL (NRO) (IN300513)Schedule A” effective from July 1, 2009

Sharekhan Limited- NSDL (NRO) (IN300513)Schedule A” effective from July 1, 2009

RemarksScheme (TC 108)Transaction Type

Accounting Opening

Annual Maintenance Charges

Sales-Through Sharekhan

Purchases

Brokerage

Other Charges

Sales-Not through Sharekhan/Off market transfer

Dematerialisation

Rematerialisation/Repurchase

Custody

Pledge Creation

Freeze/De-freeze

Stock Lending & Borrowing

Advance

Nil

Nil

Rs. 500 p.a. (without POA & Digital Contract Notes)

Minimum of Rs. 16/Perscrip settlement delivery (Sell)

Brokerage

0.03% of the value of transaction. (min. Rs.30)

Rs.5 per certificate Minimum Rs.50 per request

Rs.50 per certificate or every hundred securities.


Rs. 25 Per request


Rs.500 Advance which will be adjudtedAgainst billing (optional)

Trading Client Code Trading Application No.:{____________________________}

Accounting Closing Nil

Nil

Nil

Per request

Note:1. Sharekhan reserves the right to revise the tariff by providing 30 days notice & this will be binding on all.

2. Any service not quoted above will be charged separately.

3. Transaction statement : Will be sent as per NSDL requirements at no extra cost. Every extra Statement shall be charged at

Rs.10. If the number of pages exceeds 10 then every additional page will be charged at the rate of Rs.3 per page.

4. All charges are exclusive of Service Tax and stamp paper.

5. In case of non payment of DP charge, Sharekhan may levy interest.

(10)

(Signature of 1st Holder)

(6)

(Signature of 2nd Holder)

(6)

(Signature of 3rd Holder)

Note: Schedule “A” is part of the agreement, please attach this with the agreement.

Stamp paper/KRA charges as applicable

AGREEMENT BETWEEN CLEARING MEMBER & CONSTITUENT (CUSTODIAL PARTICIPANT) NSE F&OAGREEMENT BETWEEN CLEARING MEMBER & CONSTITUENT (CUSTODIAL PARTICIPANT) NSE F&O

This Agreement entered between Sharekhan Limited a companyincorporated and registered under the provisions of The Companies Act,1956 and having its registered office at 10th Floor, Beta Building, LodhaiThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg(E), Mumbai – 400 042 and Processing office at G-2, Salzburg Square,107-Harrington Road, Chetpet, Chennai - 600031 registered as aClearing Member (hereinafter referred to as “the Clearing Member”) withNational Securities Clearing Corporation Ltd. (hereinafter referred to as“NSCCL”) which expression shall unless it be repugnant to the context ormeaning thereof, be deemed to mean and include its legal successorsand assignees of the One PartAndAn Individual/a Sole Proprietary concern/ a Partnership Firm/ a HUF/ aBody Corporate or any other legal entity registered/incorporated underthe provisions of the Indian Partnership Act, 1932/ the Companies Act,1956,or any other relevant act whose particulars are given hereunder atthe execution page (hereinafter called “the Constituent”) whichexpression shall, unless repugnant to the context or meaning thereof, bedeemed to mean and include his/her heirs, executors, administrators andlegal representatives/ the partners for the time being of the said firm, thesurvivor or survivors of the member or members for the time being of theHindu Undivided Family (HUF) and their respective heirs, executors,administrators and legal representatives/its successors, as the case maybe, of the Other Part;

1. The constituent is a NRI and desires to effect purchase or sale ofsecurities in the Futures and Options segment of the National StockExchange of India Ltd. (here in after called “NSEIL”) through morethan one trading members of NSEIL and clear and settle such tradesthrough Clearing member [who, in turn, agreed to clear and settle thetrades executed by the constituent through a trading member ortrading members], subject to the provisions contained in the Rules,Bye Laws and Regulations of NSCCL (Futures & Options Segment).

2. Sharekhan Limited is a Clearing Member of NSCCL and is, inter alia,authorised to carry on the activities of clearing and settlement ofdeals, which are executed on the Futures & Options Segment ofNSEIL by the trading member [who has appointed the ClearingMember to clear and settle his deals] or on behalf of Constituents[who have appointed the Clearing Member to clear and settle theirdeals]

3. The Constituent has approached the Clearing Member to undertakeclearing & settlement of deals and to discharge his duties andobligations towards NSCCL on his behalf and the Clearing Member, inturn, agreed to clear & settle the trades done by the constituentthrough a trading member or trading members subject to theprovisions contained in the Rules, Bye Laws and Regulations ofNSCCL (Futures & Options Segment) and the terms and conditionscontained herein.

4. The parties to this agreement are desirous of reducing the terms andconditions agreed, in writing, as contained herein :

1. At the request of the Constituent and in consideration of theConstituent agreeing to pay certain fees and charges mentionedherein and abide by the terms and conditions contained in thisagreement, Rules, Bye-Laws and Regulations of NSCCL and NSEIL,the Clearing Member hereby undertakes upon himself the obligationsof clearing and settlement of the deals of the Constituent executed/done, through one or more trading members, on the Futures &Options Segment of NSEIL and to do all the acts, deeds and activities

Whereas

Now, therefore, this agreement witnesseth as FOLLOWS:

Whereas

Now, therefore, this agreement witnesseth as FOLLOWS:

arising from and/ or incidental to the clearing and settlement ofsuch deals.

(1) The Clearing Member shall be entitled to demand/ receive from theConstituent such deposits in such form as he may specify from timeto time.

(2) Without prejudice to the generality of the above, the Constituentshall place with the Clearing Member an amount of Rs.________as deposit, which shall be maintained at any point of time. Subjectto the provisions of Bye Laws, Rules and Regulations ofNSCCL/NSEIL, in case of any shortfall in such deposit, the ClearingMember shall be entitled to initiate any action necessary to protecthis interests in this regard against the Constituent.

(3) The Clearing Member shall be entitled to receive such fees,charges, or commission, in respect of various services which herenders or agrees to render to the Constituent, from theConstituent at such intervals as may be mutually agreed upon.

(4) The Clearing Member shall specify, subject to the requirementsprescribed by NSCCL from time to time, the exposure margins up towhich open positions can be taken by the Constituent. Such limitsmay be increased or reduced by the Clearing Member from time totime. The Clearing Member shall have the authority to initiate anyaction necessary to protect his interests in this regard, which may,inter alia, include restriction on further trading and closeout ofopen positions of the Constituent.

(5) The Clearing Member shall be entitled to collect from theConstituent, margin(s) of such amounts of such kinds, as he maydeem necessary, which at any point of time shall not be less thanthe amount stipulated by NSCCL from time to time. The ClearingMember shall have authority to collect such additional margin(s) asthe Clearing Member may deem necessary or as per therequirement of NSCCL.

(6) The Clearing Member shall be entitled to receive from theConstituent such amounts as may be required to be paid towardsdaily mark to market settlement of futures contracts, finalsettlement of futures contracts, premium settlement of optioncontracts, exercise settlement of option contracts or such othersettlement, as per the requirement of NSCCL.

(7) The Clearing Member shall have authority to close out/ liquidate theopen positions of the Constituent in accordance with the Rules/Byelaws and Regulations of NSCCL, in the case of non-payment ofdues by the Constituent towards margins, additional margins, dailymark to market settlement of futures contracts, final settlement offutures contract, premium settlement of option contracts, exercisesettlement of option contracts or such other settlement, fees,commission and/ or charges, by making necessary requests toNSEIL/ NSCCL for initiating such action. In such case, any lossarising due to the closing out of open positions shall be payable by

2. Rights of the Clearing Member


the constituent and will be recovered from the Constituent by theclearing member.

(8) The Clearing Member shall have the right to inspect the books ofaccounts, records, documents and computerised data of theConstituent for which the Clearing Member shall have free access tothe premises occupied by the Constituent or by any other person onhis behalf.

(1) The money deposited by each Constituent shall be kept in aseparate account by the Clearing Member, distinct from his ownaccount and shall provide the details of margins collected for thetrades executed by the constituent, to NSCCL as per therequirements of NSCCL.

(2) The Clearing Member shall inform the Constituent about theexposure margins (including any increase or reduction in suchlimits) upto, which open positions, can be taken by the Constituent.

(3) The Clearing Member shall be liable to pay to the Constituent anyamount becoming due and receivable by the constituent towardsdaily mark to market settlement of futures contracts, finalsettlement of futures contracts, premium settlement of optioncontracts, exercise settlement of option contracts and such othersettlement as per the requirements of NSCCL.

(4) The Clearing Member shall be required to refund any excess marginmoney to the Constituent as per mutual agreement.

(5) The Clearing Member may settle the accounts on a periodical basis,if mutually agreed between the Clearing Member and theConstituent, which should be in accordance with the Byelaws, Rules& Regulations of NSCCL.

(6) In the event of default by the Clearing Member or his being declareda defaulter by NSEIL/ NSCCL, the amount paid by the Constituentand got deposited with NSCCL shall remain safe and shall not beutilised to meet the Clearing Member's own liabilities and/ or theliabilities of his other Constituents. In such cases, the ClearingMember shall render all assistance to the Constituent for transfer ofConstituent 's positions to some other Clearing Member, if suchevent occurs.

(7)In the event of failure by the Clearing Member in the payment of anydues to the NSCCL as well as the Constituent, the Constituent shall,with the prior approval of NSCCL, have the right to transfer his ownopen positions immediately to another Clearing Member. TheClearing Member shall be obliged to pay to the Constituent for anycosts incurred for transfer of the open positions, if such eventoccurs.

(8) In case the Clearing Member is declared a defaulter by NSEIL/NSCCL, and the Constituent transfers his open positions to someother Clearing Member, the Clearing Member shall be obliged to payfor any costs incurred for transfer of the open positions.

(9) If due to the default of the Clearing Member, the open positions ofthe Constituents are closed-out and any loss is incurred due tosuch close-out, the Clearing Member shall reimburse such loss toall the Constituents except to the Constituents because of whom theClearing Member has defaulted.

(10)The Clearing Member shall treat the information pertaining to theConstituent as confidential. The Clearing Member shall not disclosethe same to any other person except to the governmental,statutory, regulatory or legal authorities on a request made bythese authorities in writing.

(11)The Clearing Member shall be required to provide reports/statements of mark to market settlement of futures contracts, finalsettlement of futures contracts, premium settlement of options

3. Obligations of the Clearing Member

contracts, exercise settlement of option contracts or such othersettlement, margin amounts and open positions to the Constituent,for such period as may be mutually agreed.

(1) The Constituent shall be entitled to have all the deals, executedthrough any Trading Member or Trading Members on the Futures &Options Segment of NSEIL, cleared and settled through theClearing Member.

(2) The Constituent shall be entitled to receive intimation from theClearing Member about the exposure margins (including anyincrease or reduction in such limits) upto which open positions canbe taken by the Constituent.

(3) The Constituent shall be entitled to receive reports/ statements ofmark to market settlement of futures contracts, final settlement offutures contracts, premium settlement of option contracts,exercise settlement of option contracts or such other settlement,margin amounts and open positions from the Clearing Member, forsuch period as may be mutually agreed.

(4) The Constituent shall be (liable) entitled to (pay to) receive from theClearing Member such amounts towards daily mark to marketsettlement of futures contracts, final settlement of futurescontracts, premium settlement of option contracts, exercisesettlement of option contracts and such other settlement as per therequirement of NSCCL.

(5) In the event of the Clearing Member being declared a defaulter byNSCCL, the Constituent, except the Constituent because of whomthe Clearing Member has defaulted, shall be entitled to transfer hisopen positions to some other Clearing Member and recover anycosts incurred for such transfers from the Clearing Member.

(6) In the event of failure by the Clearing Member in the payment of anydues to NSCCL as well as the Constituent, the Constituent shall, withthe prior approval of NSCCL have the right to transfer his own openpositions immediately to another Clearing Member. The Constituentshall also have the right to recover from Clearing Member any costsincurred for transfer of the open positions.

(7) In case the open positions of the Constituents are closed-out due tothe default of the Clearing Member, the Constituent, except theConstituents because of whom the Clearing Member has defaulted,shall be entitled to recover such loss from the Clearing Member.

(1) The Constituent shall pay to the Clearing Member such deposits insuch form as the Clearing Member may specify from time to time.

(2) Without prejudice to the generality of the above, the Constituentshall place with the Clearing Member an amount of Rs._________as deposit, which shall be maintained at any point of time. Subjectto the provisions of Bye Laws, Rules and Regulations of the NSCCL/NSEIL, the Clearing Member shall be entitled to initiate any actionnecessary to protect his interest in this regard against theConstituent.

(3) The Constituent shall pay to the Clearing Member such fees,charges, or commission in respect of various services which herenders or agrees to render to the Constituent at such intervals asmay be mutually agreed upon by them.

(4) The Constituent shall pay to the Clearing Member margins of suchamounts as may be prescribed by NSCCL from time to time includingadditional margins, if any or such higher amount of margins as maybe mutually agreed with the Clearing Member. The margins shall bedeposited by the Constituent within such time and in such form asmay be specified by the Clearing Member.

(5) The Constituent shall be liable (entitled) to pay to (receive from) the

4. Rights of the Constituent

5. Obligations of the Constituent

4. Rights of the Constituent

5. Obligations of the Constituent


Clearing Member such amounts towards daily mark to marketsettlement of futures contracts, final settlement of futurescontracts, premium settlement of option contracts, exercisesettlement of option contracts and such other settlement as per therequirement of NSCCL.

(6) The accounts shall be settled on a periodical basis as may bemutually agreed between the Clearing Member and the Constituent.

(7) The Constituent shall be obliged to reimburse to the ClearingMembers any loss caused due to the closing out / liquidation of hisopen positions initiated by the Clearing Member, on account of non-payment of dues by the Constituent towards margins, additionalmargins, daily mark to market settlement of futures contracts, finalsettlement of futures contracts, premium settlement of optioncontracts, exercise settlement of option contracts or such othersettlement, fees, charges, commission, penalties and expenses,any other sum ,as per the requirement of NSCCL.

(8) The Constituent shall do all such acts, deeds and activities that arenecessary for the purpose of strict compliance with the Rules, ByeLaws & Regulations of NSEIL/ NSCCL by the Clearing Member.

(9) If due to the default of the Constituent, the open position of theConstituent is closed-out and any loss is incurred due to suchcloseout, the Constituent shall be liable to reimburse such loss tothe Clearing Member.

The agreement entered into between the Clearing Member and theConstituent may be terminated by the parties by giving at least onemonth written notice to the other party or as may be mutuallyconsented. Such cancellation or termination shall not have anyeffect on transactions executed before the time and date oftermination and the parties shall enjoy the same rights and shallhave same obligations in respect of such executed transactions.

Any communication between the Clearing Member and theConstituent shall be made in any one or more of the following ways:(a) an electronic mail or fax(b) delivering it by post(c) sending it by registered post(d) sending it under certificate of posting(e) sending it by express delivery post / courier services.(f) sending it by telegram

6. Termination of the Agreement

7. Notice

6. Termination of the Agreement

7. Notice

(g) affixing it on the door at the last known business or residentialaddress(h) advertising it at least once in any prominent daily newspaper

No liability shall result to either party for delay in performance ornon-performance of the obligations under the agreement causedand/or contributed to by any event of force majeure. For purposesof this Clause, "Force Majeure" means and includes wars,insurrections, revolution, fires, floods, epidemic, quarantinerestrictions, declared general strikes in relevant industries, act ofGod, act of governmental, statutory, regulatory or legal authorityand such other acts or events beyond the control of the non-performing party.

Neither party shall be entitled to assign or otherwise transfer thisagreement or any benefits, rights, obligations or interests hereinwhether in whole or in part to any other agency without the priorwritten consent of the other.

No forbearance, delay or indulgence by either party in enforcing theprovisions of this Agreement shall prejudice or restrict the rights ofthat party nor shall any waiver of its rights operate as a waiver ofany subsequent breach and no rights, powers, remedies hereinconferred upon or reserved for either party is exclusive of anyother right, power or remedy available to that party and each right,power or remedy shall be cumulative.

(1) All disputes, differences or questions arising out of or in relation tothe agreement including the interpretation of the terms containedherein with regard to the obligations, failure or breach thereof byany of the parties and/or of any matter whatsoever arising out ofthe Agreement, shall in the first instance be resolved mutually by theparties.

(2) If the parties fail to resolve the same mutually, then the same shallbe referred to the arbitration in accordance with the Rules, ByeLawsand Regulations of NSCCL.

This agreement shall be subject to the exclusive jurisdiction of thecourts in ____________________.

8. Force Majeure

9. No assignment

10. Non-waiver

11. Arbitration

12. Jurisdiction

8. Force Majeure

9. No assignment

10. Non-waiver

11. Arbitration

12. Jurisdiction


Signed for and on behalf of Clearing Member:

Signature(s)

Name Sharekhan Limited

10th Floor, Beta Building,Lodha i Think Techno Campus,Off. JVLR, Opp. Kanjurmarg Station,Kanjurmarg (E), Mumbai – 400 042

Place Date

Witness Name

Witness Signature

Witness Address

Signed for and on behalf of Constituent:

Signature(s)

Name

Address

Place Date

Witness Name

Witness Signature

Witness Address

Registeredaddress

(11)

MCX-SX

Sharekhan as a SEBI registered intermediary is mandated to follow the rules regulations circulars of the exchanges and SEBI issued from timeand operates through well defined procedures and policies.The following policies have been mandated by SEBI to be made available to the clients. It should not be construed that these are the only policiesfollowed by Sharekhan.(A) Refusal of orders for Penny Stocks

(B) Setting Up Client's exposure Limits

(C) Applicable Brokerage

Schedule of charges

Penny stocks are scrips which have a very low value and may or may not be illiquid. Most times there would be very few buyers /sellers for suchscrips. The exchange (NSE, BSE and ) releases a list of such scrips and they are termed as illiquid securities. Sharekhan retains the right toterm a particular scrip as illiquid/penny stock based on the parameters it deems fit. These parameters may include, the past volume of the scrip,the volatility in the scrip among others, whether trading in a particular scrip falls within the purview of fraudulent trades or trades deemed to befraudulent under the SEBI - prohibition of fraudulent and unfair trade practices relating to securities market regulation 2003.Sharekhan reserves the right to facilitate clients for placing orders with regards to the penny stocks or illiquid scrips as described above.Sharekhan is not under any obligation to push orders which are in the nature of penny stocks/ illiquid scrips. Sharekhan does not encouragetrades in penny stock.Sharekhan may permit trades in a penny or illiquid scrip subject to certain conditions, such conditions may include

- Submission of a declaration, by the client, such declaration would include the reasons for entering into the said transaction and also whether theclient has abided by the all the relevant regulations.

- In case of a buy transaction the client may be asked to deposit the full value of scrip which the clients intends to purchase, in case of saletransaction, the scrip will necessarily be transferred to Sharekhan's margin account prior to placing the sale order.

- Assessment of the past trading pattern or records of the client prior to giving permission- Conducting in person verification of the said client to establish the genuineness of the intended trade.

Sharekhan reserves the right to refuse to place such orders whether or not the client fulfills the aforementioned conditions.

Exposure is allowed to the clients based on the margin available in form of funds or approved securities valued after deducting an appropriatehaircut. Client is liable to pay applicable initial margins, withholding margins, special margins or such other margins as are considered necessaryby the Exchange. Further Sharekhan at it's discretion may collect such additional margin or may further reduce the margin subject to extantregulations. Clients are supposed to maintain sufficient balance with Sharekhan pre trade depending on the channel through which they trade.Sharekhan may levy additional margins or relax the margins earlier imposed based on factors such as, client level positions, volatility in aparticular stock or the market in general. Though it shall be our endeavor to ensure that a proper notice is sent to the clients, this may not alwaysbe possible taking into consideration the market scenario. Exposure allowed to clients may wary, basis the clients past trading performance,quality of collateral, market circumstances and dynamics and other such factors.Clients may trade themselves through the internet or may trade through the sub-broker or branch. For clients who trade through the internet, theexposure limit may be ascertained by them on the trading portal. Clients executing trades through subbroker or branches may check theirexposure positions with the sub-broker/ Branch.Sharekhan shall not be responsible for any variation, reduction or imposition or the Client's inability to route any order through the Stock broker'swebsite on account of any such variation, reduction or imposition of limits. Sharekhan may at any time, at its sole discretion and without priornotice, prohibit or restrict the Client's ability to place orders or trade in securities based on certain risk parameters.

The brokerage applicable shall be as agreed upon from time to time. In case of any modification in the brokerage rate, the client shall confirm thesame as required by Sharekhan. The client agrees to pay to Sharekhan, brokerage, Exchange related charges, statutory levies and any othercharges (including but not limited to security handling charges on settlement) as are prevailing from time to time and as they apply to the client'saccount, transactions and with respect to the services opted by the client and thereby rendered by Sharekhan. Sharekhan does not chargebrokerage more than the maximum brokerage permissible as per the rules and regulations and bye laws of the Exchanges/SEBI. However theminimum brokerage as stipulated by the exchanges will be levied. The brokerage shall be charged as a percentage of the value of the trade or asa flat fee or otherwise, together with the statutory levies as may be applicable from time to time on the same. In addition to the brokerage chargedthe following charges will also be levied.

1. Account opening fees2. SEBI turnover fees as applicable3. Exchange Transaction charges as applicable4. Securities Transaction Tax (STT)* :- The STT rates will vary with regards to trades done on delivery basis, non delivery basis and trades done

in the derivative segment .5. Service tax *6. Stamp duty :- Statewise stamp duty as applicable will be levied.7. Education Cess and higher Education Cess *8. In addition to the above Sharekhan shall debit the demat charges to the trading account.9. In case there are any bank charges or any other charges levied by the exchange or any other authority on account of any violation done by the

client, the same shall be charged to10. Delivery Handling Charges (DHC) would be levied on each sale transaction in case if the value of brokerage levied is less than Rs 16/-. The

value of DHC would be difference of Rs 16/- and the brokerage charged.

Sharekhan as a SEBI registered intermediary is mandated to follow the rules regulations circulars of the exchanges and SEBI issued from timeand operates through well defined procedures and policies.The following policies have been mandated by SEBI to be made available to the clients. It should not be construed that these are the only policiesfollowed by Sharekhan.(A) Refusal of orders for Penny Stocks

(B) Setting Up Client's exposure Limits

(C) Applicable Brokerage

Schedule of charges

POLICY AND PROCEDURES


(12)

Signature of Client

11. In case where the brokerage levied as a percentage on the value of the shares/ contract is less than the minimum brokerage payable pershare/contract. The client will be charged such minimum rate of brokerage per share instead of the percentage. *These are governmentlevies and are subject to change from time to time and will be charged in addition to the brokerage as applicable All the above charges wouldbe subject to change from time to time. Such changes shall be displayed on the website or such other URL used by Sharekhan from time totime.

Delay pay-in charges are levied to clients for nonpayment or delay in payment of their fund obligation on time which may be due on account of charges, margins or any other sum due toSharekhan. Clients are required to pay margins before placing any trades. Clients are allowed to place margins in form of funds or securities.Exposure is given to the client based on the stocks submitted by the client towards margin to Sharekhan. Appropriate haircut is applied on suchstocks. They are then expected to make the full payment for the purchase on the settlement date. In case there is a debit balance in the clientsaccount, the same shall be liable for the delayed payment charges. The calculation of these charges is an automated process. The charges to belevied would be up to 2 % per month. These charges have been introduced so that they act as a deterrent for delaying the payment of funds.In case where any penalty / charges /fees / taxes etc. of whatever nature, is levied on Sharekhan on account of trades or orders placed by clients,such penalty /charges /fees / taxes etc. shall be debited to the client's account.

Margin collection – Margin is collected upfront from the client's i.e prior to executing any trades. Based on the margin thus available withSharekhan - exposure is given to the client. The applicable margin may vary and the client may be asked to replenish the margin by tenderingadditional funds or securities.In accordance with Exchange guidelines, Sharekhan retains the right to square off the position without giving any notice to the client.

- The client agrees to pay for the shares purchased through Sharekhan before the pay-in date in order to enable Sharekhan to make the requisitepay-in to the exchange. In case the client fails to make the payment, Sharekhan may liquidate the securities in the clients account in order toensure that adequate credit is received for the shares purchased. This square off may be done on or before the 5th day from the settlement date.

- The client also agrees to maintain adequate margin for the positions taken in any segment. However in case the credit available is lower than theminimum margin required, the client's positions would be liquidated in a manner that the there is no shortfall of margin.

- Sharekhan shall endeavor to ensure that adequate prior information is given to the client for such liquidation. It shall inform the client through themobile number and or email id updated with Sharekhan. For clients to whom a login and password is given to access their account on the websitewww.sharekhan.com, or such other URL that may be provided by Sharekhan from time to time, where they are required to login and check the limitstatement uploaded therein. It shall be the clients' responsibility to ensure that adequate credit balance is available in the account.

- The above guidelines may be changed based on the discretion of Sharekhan and in terms of the market conditions. In cases where the market isvolatile and there is a sudden spurt in scrip price then Sharekhan may square off position without any notice due to the paucity of time and othersuch circumstances

- Whenever Sharekhan endeavors that the positions are to be liquidated, it shall not be responsible for any liabilities in case the same cannot beliquidated.

- The priority of the positions to be squared off, i.e. which positions to be squared off first, would be at the discretion of Sharekhan.

In case the brokerage rate is not specified on the brokerage chart within the KYC, the default brokerage as mentioned below will be applicable.

D. Imposition of Penalty / Delayed payment charges by either party, specifying the rate and period.

E. Right to sell client's securities or close client's positions, without giving notice to the client on account of non payment of client's dues:–

In case the brokerage rate is not specified on the brokerage chart within the KYC, the default brokerage as mentioned below will be applicable.

D. Imposition of Penalty / Delayed payment charges by either party, specifying the rate and period.

E. Right to sell client's securities or close client's positions, without giving notice to the client on account of non payment of client's dues:–

Cash Market BrokerageFirst LegSecond Leg(Same day Sq.off)

Delivery Brokerage

%

0.100.10

0.50

Min. Paise Per Share5

5

10

Futures %

0.100.02

0.10

Derivatives Segment

First LegSame day square off

Next day square off

Options %

2.502.50

2.50

In case of futures, the minimum brokerage of 0.01paise per share will be charged.

In case of currency futures, the minimum brokerage of 0.01paise per quantity willbe charged.

In case of futures options, minimum brokerage will be Rs. 100/- per lot or the abovewhichever is higher.

In case of currency options, minimum brokerage will be Rs. 30/- per lotor the above whichever is higher.

Currency Derivatives

0.10Nil

0.10

2.50Nil

2.50


(13)

Signature of Client

Futures % Options %

Default Brokerage

Standard BrokerageIndex / Stock Options Segment Currency Options Segment

Percentage Min. amount per lot Min. amount per lot

2.5021.501

0.50

100908070

60

30252015

10

Sharekhan may follow the following priority for squaring-off positions :-

F. Shortages in obligations arising out of internal netting of trades

G. Conditions under which a client may not be allowed to take further position or the broker may close existing position of a client /Temporarysuspending or close a client's account at the client's request and Deregistering a client

a) Lower Margin scrip's will be squared off first.b) Only futures position will be squared off (option position to be square off manually)c) In case where there is a position in cash and derivative segment, futures positions would be squared off first then cash positions would be

square off in case shortfall still exist.

BSE has a window wherein internal short deliveries can get auctioned as per the normal auction process. Internal short deliveries are not coveredby the Auction conducted on the NSE. It is due to this limitation on the NSE we follow the procedure as mentioned below1. The client may not receive shares on T+2 in case there is an internal shortage situation within Sharekhan, i.e. the buyer and seller are both

Sharekhan clients and the seller defaults in delivery due to which the buyer may not receive the shares.2. In case of an internal shortage, firstly the defaulting seller would be debited with a value as on the previous day of the payin day + 30 % for

the default till such time the auction process can be completed.3. In case there is an internal shortage in BSE, the exchange conducts an auction through which the shares would be purchased and delivered

to the buyer. The seller would be debited at the rate at which the exchange would have purchased these shares. Additionally, brokerage,statutory costs and other incidental charges including penalty for non-delivery may be debited to the client. In case, the exchange is unableto purchase these shares, the exchange will inform Sharekhan of a close out rate, at which the buyer would be allowed credit and the sellerwould be debited for the same amount. In case of any corporate action for internal shortages, if original trade was executed at cum-rate,then Sharekhan will repurchase the shares at ex-rate in its Internal Shortage a/c. The amount / quantity of corporate action, as applicablewill be debited to the Seller's a/c and will be credited to the Buyer's account. In case of securities being delisted from trading / unable to buyon account of corporate action, Sharekhan will close out internal shortages at last traded price / last traded cum rate price + 10 % (creditto buyer & debit to seller).

4. In case there is an internal shortage in NSE, Sharekhan purchases the shares from the normal market and provides the shares to the buyer,on receipt of delivery. The defaulting seller would be debited with the rate at which these shares were purchased, including the brokerage,statutory charges and other incidental charges including penalty if any. In case of non receipt of delivery to purchase the shares, the buyerwould be offered credit at a close out rate applicable on T+4 day + 3% or and the new seller would be debited at the same rate. In casewhere Sharekhan is unable to purchase the shares on account of the scrip being in buying circuit, the position would then be closed out onthe closing price of the exchange on T+2 at the circuit percentage of 2 days (Maximum upto 20%). In case of any corporate action forinternal shortages, if original trade was executed at the cum-rate, then Sharekhan will repurchase the shares at ex-rate in its InternalShortage a/c. The amount / quantity of corporate action, as applicable will be debited to the Seller's a/c and will be credited to the Buyer'saccount. In case of securities being delisted from trading / unable to buy on account of corporate action, Sharekhan will close out internalshortages at last traded price / last traded cum rate price + 10 % (credit to buyer & debit to seller).

5. Sharekhan may also levy charges on the defaulting seller for non-delivery of stocks within the stipulated time.

a) In the event where overall position in any scrip or derivative contract has reached the limit prescribed by regulators or exchanges. Forexample, in case of NRI clients where the PIS Limits are prescribed by RBI are breached or in case of Exchange wise, scrip wise limitprescribed by Exchanges for derivative contracts are breached. In all such cases the client may not be permitted to take additional positions

b) Sharekhan has the right to stop or block the client to trade in case where there is a debit balance in his/her account.c) Sharekhan retains the right to block the client to take a position in certain specified scrips basis the risk management systems of Sharekhan.d) In case where Sharekhan is apprehensive the client to be an entity debarred by any regulatory authority, it shall retain the right to stop the

trading activities of such a client.e) In case where Sharekhan perceives risk with regards to any regulatory action or with regards to delay or non payment of margin or any

other obligation Sharekhan may temporary block or suspend the trades of such clients.f) In case where the client's account is dormant for a period of more than 1 year Sharekhan may mark such clients as inactive, and trades in

the futures and options segment / Cash segment will be restricted till the receipt of the request from the clients for activating the account.g) In case where suspicious transactions are observed, including but not limited to off market transactions.h) In case where clients are not reachable at their contact details mentioned in the client registration form or in the client master changes form.i) In case where unprofessional, or unruly behavior of the client is observed.j) In case of any ongoing dispute with the client, we may not permit the client to take further positions and may even close out his open

positions.k) Further in case of clients breaching the risk parameters mentioned in point H above we may close the clients' positions without any

intimation.In the event of death or insolvency of the client, winding up or liquidation or the client otherwise becoming incapable of receiving and paying for ordelivering or transferring securities which the client has ordered to be bought or sold, the Stock Broker may close out the transaction of the clientand the client or his legal representative as the case shall be would be liable for any losses, costs and be entitled to any surplus which may resulttherefrom.

Internal Shortage Policy

Sharekhan may follow the following priority for squaring-off positions :-

F. Shortages in obligations arising out of internal netting of trades

G. Conditions under which a client may not be allowed to take further position or the broker may close existing position of a client /Temporarysuspending or close a client's account at the client's request and Deregistering a client

Internal Shortage Policy


(14)

Signature of Client


(Voluntary)

(15) (7) (7)

Signature of 1st Holder Signature of 3rd HolderSignature of 2nd Holder

Sub :- Consent to receive Transaction Statement on Email (NRE)Dear Sir/ Madam,This is with reference to My / Our Demat Account with Sharekhan Limited, a depository participant with National Securities Depositories Ltd. I/Weunderstand from you that a facility is being granted wherein I/We can get access to the transaction statements in respect of my/our above demataccount on the Website of the Depository Participant or in the email address provided by me/us to the Depository Participant. I/We are also aware thatthe said facility is available subject to me/us complying with certain terms and conditions as prescribed by National Securities Depositories Ltd (NSDL).I/We hereby request you to provide me with the facility of accessing the transaction statements in the email account provided by me in the annexure tothis letter and Sharekhan has agreed to the said request. In consideration of Sharekhan agreeing to allow me/us to avail the said facilityI/We agree to the following terms and conditions.1) I/We, is/are aware that the on availing this facility transaction statements will not be received in paper form.2) I/we will take all necessary steps to ensure confidentiality and secrecy of the login name and password of the internet /email account.3) I/We am/are aware that the transaction statement may be accessed by other entities in case the confidentiality /secrecy of the login name and

password is compromised and I/We will not hold responsible Sharekhan for any breach of secrecy.4) I/We shall not hold Sharekhan liable if any problem arises with my/our computer network because of me/us receiving statements.5) I/We are authorized by the other holders to receive the statements on their behalf in email Ids provided to Sharekhan Limited6) I/We shall immediately inform Sharekhan regarding any change of email address provided by me/us for receiving the transaction statements.7) I/We shall not hold responsible Sharekhan, if we do not receive statement due to incorrect email ids and / technical reasons.8) I/We am/are aware that both the parties have the right to terminate the said facility on providing a 10 days advance written notice to the other

party.9) Please note my/our Email ID for the Demat Account as mentioned in KYC of first holder.

Sub :- Consent to receive Transaction Statement on Email (NRE)

To,Sharekhan Limited10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042.

(Voluntary)

(16) (8) (8)

Signature of 1st Holder Signature of 3rd HolderSignature of 2nd Holder

Sub :- Consent to receive Transaction Statement on Email (NRO)Dear Sir/ Madam,This is with reference to My / Our Demat Account with Sharekhan Limited, a depository participant with National Securities Depositories Ltd. I/Weunderstand from you that a facility is being granted wherein I/We can get access to the transaction statements in respect of my/our above demataccount on the Website of the Depository Participant or in the email address provided by me/us to the Depository Participant. I/We are also aware thatthe said facility is available subject to me/us complying with certain terms and conditions as prescribed by National Securities Depositories Ltd (NSDL).I/We hereby request you to provide me with the facility of accessing the transaction statements in the email account provided by me in the annexure tothis letter and Sharekhan has agreed to the said request. In consideration of Sharekhan agreeing to allow me/us to avail the said facilityI/We agree to the following terms and conditions.1) I/We, is/are aware that the on availing this facility transaction statements will not be received in paper form.2) I/we will take all necessary steps to ensure confidentiality and secrecy of the login name and password of the internet /email account.3) I/We am/are aware that the transaction statement may be accessed by other entities in case the confidentiality /secrecy of the login name and

password is compromised and I/We will not hold responsible Sharekhan for any breach of secrecy.4) I/We shall not hold Sharekhan liable if any problem arises with my/our computer network because of me/us receiving statements.5) I/We are authorized by the other holders to receive the statements on their behalf in email Ids provided to Sharekhan Limited6) I/We shall immediately inform Sharekhan regarding any change of email address provided by me/us for receiving the transaction statements.7) I/We shall not hold responsible Sharekhan, if we do not receive statement due to incorrect email ids and / technical reasons.8) I/We am/are aware that both the parties have the right to terminate the said facility on providing a 10 days advance written notice to the other

party.9) Please note my/our Email ID for the Demat Account as mentioned in KYC of first holder.

Sub :- Consent to receive Transaction Statement on Email (NRO)

To,Sharekhan Limited10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042.


MANDATE FOR MAINTAINING THE ACCOUNT ON RUNNING ACCOUNT BASIS

(Voluntary)MANDATE FOR MAINTAINING THE ACCOUNT ON RUNNING ACCOUNT BASIS

Dear Sir,

Notwithstanding anything contrary contained in any of the document or correspondence, I /we hereby severally give mandate to you for maintenance ofmy account with you or running account basis. This mandate shall be applicable to any account maintained with you including segments accounts acrossexchanges without limitation for securities /funds/currencies, with you on a running account basis.

This mandate is voluntarily given by me/us as it is cumbersome for me/us to settle the accounts with you frequently. This will facilitate me/us in my/ourtransactions through you. I/We also request you to consider the balances in in my/our running funds, securities and currency account with you for thepurpose of margins/any other obligations due to you. In view of the above it would be proper for you to release the funds and securities due to us/me onour/my specific request, either written or oral. You may debit the charges of holding securities to my/our account with you.

I/We, Further authorise Sharekhan Limited to retain such amount of funds payable to me/us, not exceeding Rs.10, 000/-(rupees ten thousand only)during any monthly/quarterly settlement of any account. I/We, Further agree that my/our account shall be deemed to have been settled as perSEBI/Exchange guidelines for respective quarter notwithstanding the said retention by Sharekhan Limited.

I/we hereby agree to settle my/our funds/securities account on *Monthly/Quarterly basis as per SEBI guidelines.

Further, I/we hereby declare that I/we retain the right to revoke this authorization at anytime.

Yours faithfully,

To,Sharekhan Limited10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR,Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai – 400 042.

MANDATE FOR MAINTAINING THE ACCOUNT ON RUNNING ACCOUNT BASIS

Signature of Client

(17)

(Voluntary)

*If not struck off, the option will be considered as 'Quarterly' .

(Voluntary)


PREAMBLE

E-BROKING SERVICES, WIRELESS SECURITIES TRADING and, DIAL ANDTRADE SERVICES

1.1 DEFINITIONS

• The Client has opened an account with the Stock Broker for the purposeof trading on various exchanges and has accepted statement of Rightsand Obligations.

• For the purpose of taking additional services from the Stock Broker andin order to define the operating terms and conditions, the Stock Brokerand the Client have acknowledged to the terms and conditions hereincontained.

• The Client understands that some of the terms and conditions may bemore stringent than that provided in the Rights and Obligations and theClient hasacknowledge and accepted such termsand conditions.

• The terms and conditions contained herein are binding on the Client.The Client has acknowledge to avail of services from the Stock Brokerafter ful ly under standing the terms and condit ions.The terms and conditions shall be subject to modification from time totime and such modifications are binding on the Client.

Whereas The Stock broker is in the business of offering various servicesincluding E-Broking Service and securities trading through the use ofwireless technology to its clients and acknowledge to provide suchservices to the Client and client acknowledge to avail such services fromstock broker subject to terms & conditions of this annexure and/or onthe StockBroker'sWebsite and the Exchange provisions.The Stock Broker agrees that it has complied / shall comply with allrequirements applicable to securities trading using wireless technologyas may be specified by SEBI & the Exchange from time to time. Theprovisions of this Terms and Conditions shall always be subject toGovernment notifications, any rules, regulations and guidelinesissued by SEBI and Stock Exchange rules, regulations and Bye-lawsthat may be in force from time to time.Whereas the Stock broker, as required under Regulations, herebyconveys that it is carrying onproprietary trading.Now, therefore, in consideration of the mutual understanding set forthin this Annexure, the client thereto hasacknowledged to the following:

1.1.1 “Exchange” means Bombay Stock Exchange Limited, National StockExchange of India Limited, MCX Stock Exchange Limited and UnitedStock Exchange of India Limited and includes segments of theExchange. It shall also include any other exchange duly recognizedunder the Laws of India and such exchanges where the stockbroker is a registered member and allows trading facilities andwhich the client may consent for trading.

1.1.2 “Exchange Provisions” means the Rules, Bye-laws, Regulations,Business Requirement, Specifications, handbooks, notices,circulars and resolutions of the Exchange or any segment of theExchange in force from time to time and includes the MinimumRequirements Handbook for ITORS prescribed by the Exchange,as amended from time to time.

1.1.3 “E Broking” means Internet based Trading through Order RoutingSystem (ITORS), being a system approved by the Exchange forenabling clients to route their orders to their Stock broker over theinternet and also includes trade done through the wirelesstechnology.

1.1.4 “E broking Account Application” means the application submitted bythe Client to the Stock broker to permit the Client to avail of the Stockbroker's E-broking Service.

1.1.5 “E broking Service” or “Service” means the ITORS service offeredby the Stock broker to its clients through Website including the lowbandwidth website or any other approved application where underthe clients can route their orders for purchase, sale and otherdealings in securities through the Stock broker's website.

1.1.6 “WirelessTechnology” shall include the use of devices suchas

PREAMBLE

E-BROKING SERVICES, WIRELESS SECURITIES TRADING and, DIAL ANDTRADE SERVICES

1.1 DEFINITIONS

mobile phone, laptop with data card, etc which use Internet Protocol(IP).

1.1.7 “Stock broker's E Broking system” or “Stock broker's e brokingWebsite” means the web site hosted by the Stock broker on theinternet through which the Stock broker offers the E broking Serviceor any other authorized application including the low bandwidthwebsite dial and trade, speed trade and trades executed throughdealers / sub brokers or through any application approved by theexchange or any other mode for which the broker has obtainedthe required approval and includes the Hardware and softwareused for hosting and supporting the Website.

1.1.8 “Password” means an alphanumeric code used by the Client tovalidate his/her username and access the Service.

1.1.9 “SEBI”means the Securities&Exchange Board of India.1.1.10 “Username” means an alphanumeric login identification used by

the Client for accessing the Service.1.2 Stock broker offers/intends to offer broking through the internet or

other services through web site www.sharekhan.com including thelow bandwidth website therein. The said website is owned andmaintained by the Stock Broker. Stock broker also offers/intendsto offer Dial and Trade services to the Client. Electronic brokingservices, Wireless Technology or dial and trade services or anyother services through electronic mode shall be referred to as E-broking services.

1.3 The Stock broker shall provide information with respect to theaddresses of the Internet web site / web page where detailedinformation would be available about securities trading though theuse of wireless technology. The Client is aware that as it may notbe possible to give detailed information to the investor on a handheld device e.g. mobile phones, minimum information may begiven with address of the Internet web site / web page wheredetailed information would be available.

1.4 Before availing of the services, the Client shall completeregistrationprocessasmayprescribe from time to time.

1.5 The client shall follow the instructions given in the web site forregistering himself as a client. Such formalities will include selectionof user id, passwords, basic client information etc. Once thesystem accepts the details inserted by the client the client will beregistered as a user.

1.6 If the client has availed E Broking Services offered by the stockbroker, then client shall be entitled to a username, a tradingpassword and customer user identification number and Telephonepersonal identification number (T-Pin Number) or otheridentification or security code (by whatever name called) whichwill enable him to avail of the facilities of E-broking through thestock broker's Web site over the telephone or in any such othermanner as may be permitted/offered by the Stock Broker foravailing of the services. All terms regarding the use, reset andmodification of such password shall be governed by informationon the web-site.

1.7 The client is aware that the Stock Broker's system itself randomlygenerates the initial pass word encrypts and passes on thepassword to the client, The client acknowledge and undertakes toimmediately change his initial password upon receipt thereof.The client is aware that the subsequent passwords also are notknown or available to the Stock Broker or any third party otherthan his authorized representative.

1.8 The services on the Website shall be available to the registereduser subject to the termsand conditionsmentioned thereof.

1.9 The client acknowledges that he is fully aware of and understandsthe risks associated with availing of E-broking services through theinternet including the riskof misuse and unauthorized use of his

ANNEXURE A : Confirmation and Acceptance of Terms and Conditions governing the services provided by the Stock Broker.


(Voluntary)Username and/or trading password, T-pin number by a thirdparty and the risk of a person hacking into the Client's tradingaccount on the website and unauthorisedly routing trade orderson behalf of the Client through the system. The clientacknowledge that he shall be fully liable and responsible for anyand all unauthorized use and misuse of his trading passwordand / or username/T-pin number and also for any and all actsdone by any person through the website using the Client'susername in any manner whatsoever. Further at no point in timeshall the Stock Broker be liable for any loss, whether notional oractual, that may be suffered by the Client on account of the useand misuse of the trading password and/or the Client username.Incase, the client discovers unauthorized access/ security flow, theClient shall immediately change his Password. However, if the Clientis unable to change his Password by reason of his having forgottenhis Password or his Password having been unauthorisedlychanged by some other person or for any other reason then theClient shall immediately request the Stock broker in writing todiscontinue his old Password; and thereupon the Stock brokershall cause the Stock broker's e-broking system to discontinuethe use of the Client's old Password and the Stock broker's e-broking system shall generate a new Password for the Clientwhich shall be communicated to the Client. At no point in timeshall the Stock broker be liable for any loss, whether notional oractual, that may be suffered by the Client on account of themisuse of the Password.

1.10 The stock broker shall be entitled to presume that any orders orinstructions entered or communicated using the client's username, customer user identification number, T-pin number andpassword is the client's own order or instruction or that of theclient's duly authorized representative. The client will be fullyresponsible and liable for, and will pay or reimburse to the stockbroker on demand all costs, charges, damages and expensesincurred by the stock broker as a consequence of access and oruse of client's account, stock broker's system or service by anythird party using the client's user name, customer useridentification number, T-pin number and pass word.

1.11 The Client shall log off from the website at any time the Client is notaccessing or using the service and any liability incurred to the Clientas a consequence of the Client not logging off the Service shall beborne solely by the Client.

1.12 The client shall, if desired by him, provide to stock broker apower of attorney, authorising the stock broker to debit/credit,block/create lien/pledge the clients depository accountsthrough its authorised personnel to the extent of transactionconducted by the client and any amount due and payable underany head, account or name, to the stock broker.

1.13 The client acknowledge that orders, instructions and othercommunications given or made over the telephone may be routedthrough the stock brokers interactive voice response or othertelephone system may be recorded by the stock broker. The clientalso acknowledge that such recording and the stock broker'srecords of any orders, instructions and communications given ormade by the client or the stock broker by electronic mail, fax, orother electronic means shall be admissible as evidence and shall befinal and binding evidence of the same.

1.14 The client acknowledge to provide information relating to customeruser identification number T-pin number and such otherinformation as may be required while placing orders on thetelephone to determine the identity of the client. Providedhowever that nothing prevents the Stock Broker from acceptinginstructions from the Client over phone without usage of T-pinnumber and such acceptance of instruction by the Stock Brokershall be binding on the Client.

1.15 The Stock Broker may from time to time impose and vary limits onthe orders that the Client can place through the Stock broker'sWebsite (including exposure limits, turnover limits, limits as to thenumber, value and/or kind of securities in respect of whichorders can be placed, the companies in respect of whosesecurities orders can be placed, etc.). The Client is aware andacknowledge that the Stock broker may need to vary or reducethe limits or impose new limits urgently on the basis of the Stockbroker's risk perception and other factors considered relevantby the Stock broker, and the Stock broker may be unable toinform the Client of such variation, reduction or imposition inadvance. The Client acknowledge that the stock broker shall notbe responsible for such variation, reduction or imposition or theClient's inability to route any order through the Stock broker'swebsite on account of any such variation, reduction orimposition of limits. The Client understands and acknowledgesthat the stock broker may at any time, at its sole discretion andwithout prior notice, prohibit or restrict the Client's ability to placeorders or trade in securities through the stock broker.

1.16 Though orders will generally be routed to the Exchange's computersystems within a few seconds from the time the order is placed bythe Client on the stock broker's Website , the stock broker shall notbe liable for any delay in the execution of any order or for anyresultant loss on account of the delay.

1.17 The Client acknowledge that the Stock broker may, at its solediscretion, subject any order placed by a Client to manual reviewand entry, which may cause delays in the processing of the Client'sorder or may result in rejection of such order.

1.18 In case of a market order, the Client acknowledge that he willreceive the price at which his order is executed by the exchange'scomputer system; and such price may be different from the price atwhich the security is trading when his order is entered into thestock broker's website.

1.19 The Client acknowledge and undertakes to immediately depositwith the Stock broker such cash, securities or other acceptablesecurity, which the Stock broker may require as margin. The Clientacknowledges that the stock broker shall be entitled to requirethe Client to deposit with the stock broker a higher margin thanthat prescribed by the Exchange. The stock broker shall also beentitled to require the Client to keep permanently with the stockbroker a margin of a value specified by the stock broker so longas the Client desires to avail of the Stock broker's e-brokingsystem.

1.20 The client understands and acknowledges that the stock brokermay discontinue e-broking service in part or in its entirety andchange the terms of service (including the terms on the Stockbrokers e-broking Website) at any time after giving 15 daysnotice to the client.

2.1. The client acknowledge that all orders placed by him for securitiesthrough the web-site and through wireless technology shall bewithin the parameters defined and mentioned in the terms andconditions specified in the Web-site.

2.2 The client acknowledges that all orders placed through the web-site and through wireless technology shall be forwarded by thesystem to Exchange. All orders placed otherwise than through theweb-site shall be forwarded to the system of the Exchangethrough the Exchange terminals or any other order executionmechanism at the discretion of the Stock Broker.

2.3 All orders for purchase, sale or other dealings in securities andother instructions routed through the Stock broker's website viathe Client's Username shall be deemed to have been given by theClient.

2. TRADING, SETTLEMENT AND ACCOUNTS


(Voluntary)2.4 On line confirmation will be available to the client upon execution of

trade of an order placed by him through the Stock Broker's system.It shall be the responsibility of the client to review, immediatelyupon receipt, all confirmation of orders, transactions, orcancellations. It shall be the responsibility of the client to followup with the Stock Broker for all such confirmations that are notreceived by him within stipulated time.

2.5

2.6 There may be a delay in the Stock Broker receiving the reports oftransaction, status, from the respective exchanges or otherpersons in respect of or in connection with which the stock brokerhas entered into contracts or transactions on behalf of theclients. Accordingly the stock broker may forward to the clientlate reports in respect of such transactions that were previouslyunreported to him as been expired, cancelled or executed. Theclient shall not hold the Stock Broker responsible for any lossessuffered by the client on account of any late reports, statementsor any errors in the report/statements computed by or receivedfrom any exchange.

2.7 The client acknowledges that if, in any circumstance or for anyreason, the market closes before the acceptance of the Order bythe Exchange, the Order may be rejected. The client acknowledgesfurther, that the Stock Broker may reject Orders if the same arerejected by the Exchange for any reason. In case of rejection ofan order due to rejection by the Exchange, the clientacknowledges that the order shall remain declined and shall notbe re-processed, in any event.

2.8 The Stock Broker may, at its sole discretion, reject any order placedon the web-site or in any other manner due to any reason, includingbut not limited to the non-availability of funds in the tradingaccount of the client, non-availability of securities in the Demataccount of the client with a designated depository participant,insufficiency of margin amount if the client opts for margintrading, suspension of scrip- specific trading activities by or onan Exchange and the applicability of circuit breaker to a scrip inwhich orders are placed.

2.9 The client is aware that the Stock Broker may provide a facility forreconfirmation of orders, which are larger than those specified bythe Stock Broker's risk management, and is also aware that theStock Broker has the discretion to reject the execution of suchorders based on such risk perception.

2.10 The client acknowledges further that the Stock Broker shall havethe right to reject any order placed by the client for any reason andat any time without notice to the client.

2.11 The client acknowledge that, if any order (including square off order)is not accepted or not executed or cancelled, on the web-site or ondirect terminals for any reason whatsoever, the Stock Broker shallhave the right to treat the order as having lapsed. The client can notclaim any notional profit or consequent notional loss due to ordernot being executed or cancelled by the exchange.

2.12 The client is aware that the electronic trading systems at theExchange or in the Stock Broker's offices or the service provider forwireless technology are vulnerable to temporary disruptions,breakdowns or failures. In the event of non execution of trade

The Stock broker sends various reports, margin statements,confirmations, contract note of executed trades/ transactions(including executed prices, scripts or quantities) / transactions) orany other documents.Clients shall verify the communications sent by the stock broker. Ifany discrepancy is observed, the same be forthwith brought to thenotice of the stockbroker.If any statement of whatsoever nature is sent by our employees/authorized persons, the same shall be verified by the client with thecontract notes. In case of any discrepancy, data as per contractnote shall prevail.

orders or trade cancellation due to the happening of such eventsor vulnerabilities due to failure/disruption/breakdown of systemor link, Stock Broker shall be entitled to cancel relativecontracts/(s) with the Client and shall not be able to execute thedesired transactions of the client's. In such event, the StockBroker does not accept responsibility for any losses incurredincluding loss of profit / notional profit / that may be incurred bythe Client due to such eventualities which are beyond the controlof the Stock Broker.

2.13 The Stock Broker may at its sole discretion permit execution oforders in respect of securities, irrespective of the amount in thebalance of the account of the client.

2.14 The client acknowledge to abide with and be bound by all the Rulesand Circulars that the Stock Broker may issue from time to time,and all rules, regulations and bye-laws of the Exchange as are inforce pertaining to the transactions on his behalf carried out bythe Stock Broker and the orders placed by him on the web-site orany other manner.

2.15 The systems used by the Stock Broker for providing e-brokingservices or dial up services are generally capable of assessing therisk of the client as soon as the order comes in. However, due toany reason whatsoever, if the order is processed withoutsufficient risk cover from the client, client shall be bound by suchtrade and shall provide such sum as may be required to meet hisliability under the trade.

2.16 Any and all instructions issued by an authorised representative ofthe client shall be binding on the client in accordance with the letterauthorising the said representative to deal on behalf of the client.All authentication of the authority of a client to instruct the StockBroker to deal on behalf of the client shall be determined by theterms in this regard mentioned on the web site.

2.17 Cancellationor modificationof the requests:2.17.1 Cancellation or modification of an order pursuant to the client's

request in that behalf is not guaranteed. The order will be cancelledor modified only if the clients request for cancellation andmodification is received and the order is successfully cancelledor modified before it is executed. Market orders are subject toimmediate execution wherever possible

2.17.2 The clients shall not be entitled to presume an order having beenexecuted, cancelled or modified until a confirmation from the StockBroker is received by the client. However due to technical andother factors the confirmation may not be immediatelytransmitted to or received by the client and such a delay shall notentitle the client to presume that the order has not beenexecuted cancelled or modified unless and until the stock brokerhas so confirmed in writing.

2.17.3 All the pending orders are cancelled by the exchange, after themarket is closed for the day,

2.18. The Stock Broker shall not be responsible for the non-receipt of thetrade confirmation due to any change in the correspondenceaddress or E-mail Address of the Client not intimated to the StockBroker in writing. The Client is aware that it is his responsibility toreview the trade confirmations, the contract notes, the bills orstatements of account immediately upon their receipt. Allinformation contained therein shall be binding upon the Client, ifthe client does not object in writing to any of the contents of suchtrade confirmation/intimation within reasonable time to theStock Broker.

2.19 TheStockbrokermayallow/disallowclient fromtrading inanysecurityor class of securities or derivatives contracts and impose suchconditions for tradingas itmaydeemfit fromtime to time.

2.20 Client is aware about the rules bye-laws and regulations of theExchange and SEBI. Client is aware that dealing at unreasonable


(Voluntary)prices, making cross deals in illiquid scrips without economicrationale, price rigging and such other acts or trade practicesare in violation of the Bye-Laws, Rules, Regulations of theExchange and SEBI. The client hereby undertakes not to indulgeinto such malpractices.

2.21 The Stock Broker shall also send the Order/Trade confirmation slipthrough E-mail to the CLIENT at his request, after putting an orderor on execution of order/trade on the NEAT Trading system, as thecase may be. The CLIENT acknowledges that the information sentby Stock Broker by E-mail is deemed to be a valid delivery of suchinformation by the Stock Broker. The aforesaid informationregarding order and trade confirmation shall be provided on thedevice of the CLIENT in case of securities trading through theuse of wireless technology.

3.1 The client acknowledge to open, maintain and operate a validdemat account with the depository participant designated by StockBroker.

3.2 The client acknowledge that the Stock Broker may require theclient, at any time during the subsistence of any arrangementrelating to the subject matter of these presents, to open one ormore demat accounts with the depository participant designatedby Stock Broker. The client acknowledge that the debit/ credit forall the transactions may be effected in this/these accounts

3.3 The Client also authorizes the Stock Broker to debit chargespayable to depository participant for depository services to thetrading account of the Clientmaintained with the StockBroker.

4.1 The client acknowledge that the Stock Broker may, at any timeduring the subsistence of any arrangement relating to the subjectmatter of the presents, require the client to open one or moreaccounts with a designated bank. The client acknowledges thatthe debit/credit for all the transactions may be effected inthis/these accounts.

4.2 The client acknowledge that the Stock Broker shall have the right, atany time during the subsistence of this Terms and Conditions, togive any instructions pursuant to transactions covered under thisTerms and Conditions to the banks with whom it has affiliations orany other arrangement, in respect of the account of the clientmaintained with such bank. The client acknowledge that he shallhave no cause of action in respect of any instruction that may begiven to the bank in respect of the accounts maintained with suchbank in pursuance of the presents.

4.3 The client acknowledge that the Stock Broker may reveal certaininformation available with the Stock Broker in the course of thearrangement with the client, to the bank with whom such clientmaintains bank accounts pursuant to these presents, and theclient shall have no remedy therefrom.

4.4 The client acknowledge that in the event the designated bankterminates the Terms and Conditions with the client in respect ofthe bank account maintained by the client with such designatedbank, for any reason or informs the Stock Broker of anymisdemeanor or transgression by the client in the operation ofthe account or in any other circumstance resulting in the closureor in operation of the said bank account with the designatedbank, the Stock Broker may, at its discretion terminate servicesto the client and the client shall have no remedy therefrom.

4.5 The client confirms that the bank account linked to the tradingaccount is the valid bankaccount of the client.

5.1 Stock Broker through its web-site www.sharekhan.com or any othermeans intends to offer various services including the Mutual fundoffered throughtheExchangeplatform.(“theServices”) to the Client.The Clientmayavail anyor all such services that are introduced on

3 DEMAT ACCOUNT

4. BANK ACCOUNT(S)

5 OTHER SERVICES:

3 DEMAT ACCOUNT

4. BANK ACCOUNT(S)

5 OTHER SERVICES:

or any other application as may be offered (referred as “theWebsite”). These Services shall include but shall not be limited totransactions for the purchase or sale of shares and securities or anorder for the purchase or sale of or an application for any offer orpublic issue of shares, scrips, stocks, bonds, debentures, units ofany Mutual Fund or any other security or financial instrument,derivative, Small Saving Schemes, Bonds, Fixed Deposits, PublicProvident Fund and insurance policies, products and services,whether life or general or otherwise or such other products orservices that Stock Broker may in its absolute discretion introduceor offer from time to time (hereinafter referred to as “InvestmentProducts”).

5.2 The client has satisfied itself of the capacity of Stock Broker to offerservices relating to investment by Client in Investment Productsand the Client shall continue to satisfy itself of such capacity ofStock Broker before availing any services.

5.3 The transactions shall be executed in accordance with theapplicable laws, byelaws, rules and regulations governing thespecific Investment Product. The client shall be bound by circularsissued by the exchanges, rules regulations and circulars issuedunder by SEBI, AMFI and relevant notifications of Governmentauthorities as may be in force from time to time. Stock Brokermay, from time to time, impose and vary limits on the orderswhich the Client may place including exposure limits, turnoverlimits, limits as to numbers etc. The Client agrees that StockBroker shall not be responsible for any variation or reductionthat may be deemed necessary by Stock Broker based on riskperception and other relevant factors .reason for which may notbe disclosed to client.

5.4 The client shall notify the Stock Broker in writing if there is any changein the information in the client registration form provided by the clientat the time of registering as a client for participating in the mutualfund segmentof the exchange or at any time thereafter.

5.5 The client shall ensure continuous compliance with therequirementsof the exchanges / SEBI and AMFI.

5.6 The client has read and understood the risks involved in investing inmutual fund schemes and other investment products. The clienthas read and understood the contents of the of the SchemeInformation Document and Key Information Memorandum,addendum issued regarding each Mutual Fund Schemes and anyother document with respect to which he chooses tosubscribe/redeem. The client further agrees to abide by theterms and conditions, rules and regulations of the Mutual FundSchemes from time to time.

5.7 The client shall also maintain an account with the depositoryparticipant Sharekhan Limited and shall provide to Stock Broker aPower of Attorney if desired by the client authorising Stock Brokerto debit/credit client's depository account to the extent requiredby the transactions conducted by the said client. Provided thatthis requirement may be waived by Stock Broker at its discretion,by suitable modification to the terms and conditions mentionedon the web-site.

5.8 Stock Broker, after being satisfied that the pre-requisites havebeen met by the client, may register the client as a Registered Userof the web-sitewww.sharekhan.com for availing the Services asmay be offered.

5.9 Stock Broker shall, open an account (hereinafter referred to as“the account”) in the name of the registered user in the books ofStockBroker.

5.10 The client shall make an advance payment as may be requiredtowards availing the Services being availed from time to time usingthe web-site www.sharekhan.com or any other mode. If for anyreason the service request is processed by Stock Broker withoutreceiving advance payment, the Client is obliged to pay the


(Voluntary)shortfall together with interest in accordance with the stockbroker's policies and procedures immediately on demand.Provided that Stock Broker may, at their discretion, at any timeduring the subsistence of the arrangements described in thisTerms and Conditions, dispense with the requirement of advancepayment mentioned in this clause, unless such advance isrequired as part of the Service process, in which case StockBroker shall not proceed with rendering service on behalf of theclient until such advance has been duly paid by the client. StockBroker shall, after registration, and opening of the account,provide to the registered user, a log-in password which willenable him/her/them to avail of the Services through the saidweb-site. The Services shall be available to the registered usersubject to the terms and conditions mentioned on the website.The client also acknowledge to indemnify Stock Broker from anyloss, injury, claim or action instituted against Stock Broker arisingfrom the misuse of the password by any party Client may use thelogin-in password(s) as may be already provided to the Client, ifthe Client is using any of the Service being offered by StockBroker. If the Client is non-individual, any person logging in foravailing the Service shall be deemed to be authorized to transacton behalf of the Client. The Stock Broker shall not be liable forany loss that may result from failure/inability in electronicconnectivity of rejection of any application towards theinvestment product for any reason whatsoever.

5.11.1 Escrow Account: The client acknowledge to open, if required by theStock Broker, an escrow account with a bank authorizing StockBroker, by way of executing a Power of Attorney to this effect, touse the monies therein for availing of Services offered by thestock broker. The client acknowledges that all refunds, if any,shall be credited to the said account. Further, the clientacknowledges that all applications subscribed to by Stock Brokeron his behalf shall be based on the balances available in the saidescrow account. Transfer of funds by the Client from his accountwith a bank to the designated account of Stock Broker may alsobe used for fulfilling the Services being availed by the client.

5.11.2 The client acknowledge that the use of the “transfer cash” moduleavailable on the web-site shall be treated as a valid request toStock Broker to transfer cash to/from the said trading account.Client acknowledges that the funds will be transferred to Clientonly on Client requesting for the same through Sharekhan.comor through any other mode.

5.11.3 All transfers to and from the escrow account or any other accountshall be made in the manner and by following the procedurementioned in the terms and conditions on the web-site. Alltransfers to the Stock Broker shall be made from the bankaccount held in the name of the Client only.

5.11.4 Notwithstanding, anything contained in any other arrangementbetween the parties hereto, the client authorises Stock Broker torelease all payments due to them from the escrow account or anyother account that they maintain in accordance with the termshereof, against specific request in that behalf made in themanner and following the procedure laid down in the terms andconditions mentioned in the web-site.

5.12.1 The client has opened or acknowledges to open a valid BeneficiaryOwner Account for Demat Securities (Demat Account) with theStock Broker in its capacity as Depository participant or with anyother Depository Participant as may be designated by StockBroker

5.12.2 The client further acknowledge that all securities due from/to to theclient on account of any transaction executed pursuant to theServicesavailed throughthewebsiteof StockBroker or otherwise

5.11 SUBSCRIPTION:

5.12 BENEFICIARY OWNER ACCOUNT FOR DEMAT SECURITIES

5.11 SUBSCRIPTION:

5.12 BENEFICIARY OWNER ACCOUNT FOR DEMAT SECURITIES

shall be settled only through such Demat Account as has beenopened pursuant to this Terms and Conditions and that suchsettlement shall be valid discharge of obligationbyStockBroker.

5.12.3 All modifications to terms of service shall be made solely at thediscretion of Stock Broker and shall be intimated to the client by asuitable modification to the terms and conditions on the web site.The registered user agrees to be bound by the modification somade to the web site.

5.13.1 The client acknowledge that all transactions requested/initiatedthrough the web-site or otherwise will be forwarded to theconcerned party in whose Investment Product, the Client is dealingwith, in accordance with the terms and conditions as displayedon the website and terms and conditions of the respectiveInvestment Product as provided by the party issuing suchInvestment Product.

5.13.2 Stock Broker will update the client with the status of transactionsrequests received by Stock Broker through the electronic medium.Stock Broker may also send such information/confirmation byelectronic mail / SMS or through any other mode as specified inthe terms and conditions mentioned on the web-site, at theaddress mentioned in this agreement, or any other address asmay be specified expressly by the client from time to time, toStock Broker.

5.13.3 The client acknowledge that if, due to any reason whatsoever histransaction request is not accepted / processed, then in such anevent the said transaction shall stand rejected and Stock Brokershall not be held responsible in any manner whatsoever. Theclient acknowledge further that Stock Broker may reject anytransactions if the same are rejected by the party issuing theInvestment Product or their authorized representatives, theclient acknowledge that the order shall remain declined and shallnot be re-processed, in any event.

5.13.4 Stock Broker may, at their sole discretion, reject any transaction/application/order/bid placed on the web-site or any other modedue to any reason including non-availability of funds.

5.13.5 Theclient acknowledges further that StockBroker shall have the rightto reject any transaction placed by the client, for any reason and atany time without notice to the client. Provided that a transactionplaced by the client may be rejected by Stock Broker, in the event ofimpossibility, or pursuant to any of the terms mentioned in thisTerms and Conditions, the circulars, rules, regulations,notifications, bye-laws or legislation of any regulatory authority, orpursuant to any terms/arrangement between the client and StockBroker or the client and the depository participant, whether sucharrangement is entered into prior to or during the subsistence ofthe present Termsand Conditions.

5.13.6 The client acknowledge that, if the transaction is not accepted onthe web-site or any other mode, for any reason, Stock Broker shallhave the right to treat the transaction as having lapsed. The clientacknowledge that Stock Broker shall not be liable or responsiblefor non-acceptance of the transaction of the Client due to anylink/system failure at the end of the client, Stock Broker,Exchange, or any other party.

5.13.7 The client acknowledge, that in the event that there is a shortfall inthe account opened pursuant to this Terms and Conditions with thebank or the depository participant, Stock Broker may, at theirdiscretion, reject the client's transaction, or reduce thetransaction size than that initiated by the client, or carry out thetransaction after the money is credited to the client's account.

5.13.8 StockBroker shall have the right to collect anymoniesorpart thereof,that may become payable by the client at any time during thesubsistenceof theregistrationof theclientwith StockBroker.

5.13.9 StockBroker mayat their sole discretionpermit clients to use the

5.13 TRANSACTION PROCESSING


(Voluntary)web-site for the routing of their transaction irrespective of theamount inbalance in the account of the client.

5.13.10 The client acknowledge to abide with and be bound by all the Rulesand terms and conditions that Stock Broker may issue from time totime through their web-site or through any other mode, and all therules, regulations and bye-laws of the Exchange, SecuritiesExchange Board of India, any other regulatory body, or any otherconcerned person as are in force for transactions on their behalfcarried out by Stock Broker.

5.13.11The Client shall pay all charges to Stock Broker, for the purpose ofopening and maintaining the account as aforesaid, and forobtaining the Services in addition to the fees and statutory leviesas are prevailing from time to time and as they apply to theclient's account with respect to the services that the stockbroker renders the client

5.13.12The Client shall act in compliance with the rules/circulars that StockBroker may issue regarding the fees that may be charged and theoperational details regarding the use of such services.

5.13.13Stock Broker will update all transactions as and when there is anyupdate available at its disposal through its web-site or any othermode.

5.13.14 Any and all instructions issued by an authorized representative of theclient shall be binding on the client in accordance with the letterauthorizingthesaidrepresentative todealonbehalf of the client.

5.14 Clearing and Settlement: Stock Broker will credit the securities due toclient on account of any transaction carried out to the Demat accountof the clientwith the designatedDepository Participant or as per thetermsand condition specified on the site

6.1 The Client has requested and hereby authorizes the Stock Broker toconsider his account with the Stock Broker in various exchanges on aconsolidated basis along with any sum due under any account with thestock broker for the purpose of determining collection/payment ofdues with respect to funds securities due to/due from Stock Broker.The client has represented that this will facilitate him in day-to-dayoperations in movement of funds and securities. In consideration ofStock Broker agreeing to this, the Client acknowledge that if anyamount is overdue from/to him including the interest on delayedpayment, the same shall be adjusted by the Stock Broker from duesowed to theClient by/from inany exchange. TheClient authorizes theStockBroker tomakeadjustmentsand/or tosetoff apartorwholeofthe securities placed as margin/collateral, and/or any credit in anyaccount of the Client so maintained with the Stock Broker against theoutstanding dues in any of the account maintained by the Client withthe Stock Broker This authorization is pursuant to the right of set offgiven to the stock brokers. This authorization shall be treated asstanding authorization and any entry passed or adjustments done bytheStockBrokershallbebindingontheClient.Theclientunderstandsand confirms that this authorization forms basis for Stock Broker togive trading limits and for any other facilities offered by the StockBroker to the Client. Merely on the ground that according to the rulesbye-lawsand regulationsof theexchangeandSEBI, theStockBrokeris required to maintain segment wise/ exchange wise account of theClient, the Client shall not dispute such entries passed by the StockBroker.For thepurposeof givingeffect to thisarrangement.The Client expressly permits the Stock Broker to share informationrelating to the Client with its group/associated companies/sisterconcerns

6.2 The Exchanges require the Stock Broker to maintain the clientaccount for each Exchange/ segment separately. For this purposeStock Broker may allocate the payment received from client andpayments made to the client to any of the account of the client forany exchange/segment. Similarly the client authorizes the StockBroker to pass such entries to adjust the debit/ credit balance of

6 MAINTENANCE OF TRADING ACCOUNT

the client in trading account of one Exchange/segment to theother or vice versa. The client also authorizes the Stock Brokerto maintain consolidated account of the client to facilitate theday-to-day operations. Such consolidation and segregation ofclient account as maintained by the Stock Broker shall be bindingon the client. Without affecting the generality of the aforesaid theparties hereto acknowledge as follows:

6.2.1 Money pay in to Stock Broker: The client acknowledge that allpayments due to the Stock Broker will be made within the specifiedtime and in the event of any delay, the Stock Broker may refuse, attheir discretion, to carry out transactions on behalf of the client.The client acknowledge that alternatively, the Stock Broker may,at their sole discretion, square off such transactions or close-outthe position and the costs/losses if any, thereof shall be bornesolely and completely by the client. All payments made to theStock Broker shall be from the account of client and shall not befrom any third party.

6.2.2 Money pay out by Stock Broker: Notwithstanding anythingcontained in any other Terms and Conditions or arrangement, ifany, between the parties hereto, the client hereby authorises theStock Broker to release all payments due to him from the tradingaccount maintained with the Stock Broker, against specificrequest in that behalf made in the manner and following theprocedure laid down in the terms and conditions. For thepurposes of this clause, any request made through or on theweb-site or otherwise intimated shall be sufficient for the StockBroker to execute an instruction. Any payment made to thedesignated bank account as per information available with theStock Broker shall be deemed to be payment made to the client.

6.2.3 Securities pay in to Stock Broker: All delivery to be effected to theStock Broker for a trade must be made within 24 hours from theexecution of the sale order or 1 day before the pay-in date,whichever is earlier. Losses, if any, that may accrue in the eventof default in completing the delivery on the Exchange by theStock Broker as a result of any delay in the delivery by the client,shall be borne solely and completely by the client. Losses for thepurposes of this clause shall include auction debits/penaltycharges, if any incurred as a result of non-delivery of securitieson the settlement date on the Exchange. No third party shareswill be sold through the Stock Broker or third party paymentshould be made to Stock Broker and client will be solelyresponsible for any violation. If the client has sold any securitiesin anticipation of receipt of securities from the exchange againstpurchase in previous settlements, such sale shall be at the solerisk as to costs and consequences thereof of the client.

6.2.4 Securities pay out by Stock Broker: The Stock Broker may directlycredit the demat account of the client with the depository participantProvided that if theorderplacedby theclient through the web-site orotherwise is for securities which are in the no-delivery period, suchsecurities shall be credited to the trading account of the client onlyat the time of settlement of trades, as per the schedule of theExchange. However, if any sum is due from the client the StockBroker may withhold the credit of securities to the demat accountof the client. However the client authorizes the Stock Broker towithhold the securities to meet liabilities of client to the StockBroker under this Termsand Conditions.

6.2.5 Securities shortages in pay in and pay out: The client acknowledgeto be bound by the guidelines, including the rules pertaining to theadjustment of shortages in the client's position in securitiestransacted on behalf of the client, by the Stock Broker, eitherthrough orders placed through the use of the e-broking servicesand dial- up services of the Stock Broker or otherwise as may beissued by the Stock Broker from time to time. In case of internalshortage of securities, any entry passed to the account of Client


(Voluntary)in accordance with practice consistently followed by the Stockbroker across all its Clients shall be binding on the Client. Furtherin case of shortage of securities, the Client authorizes the StockBroker to borrow shares on behalf of the Client and debit thecharges for the same to the Client's account maintained with theStock Broker.

6.2.6 Stock Broker is entitled to consider any sum or money or securitylying to the credit of the Client asmargin received.

6.3

6.4 The Client and the Stock Broker hereby agree and confirm that allrights, liabilities and obligations pertaining to the pledgedsecurities shall be subject to the rights of the person in whosefavour pledge has been created by the Stock Broker. The clienthereby further agrees and confirms that the pledge created shallnot be released or discharged until repayment of theoutstanding obligation by the client towards the member. TheClient shall raise no objection to any action taken against Stockbroker pursuant to the aforesaid pledge

7.1 The Client acknowledges that he has the required legal capacityand is authorized to enter into this Terms and Conditions and iscapable of performing his obligations and undertakings. Also theclient hereby warrants that the terms of the presents are not incontravention of any rights of any party with whom such clienthas any arrangements, at any time during and prior to theexecution of this Terms and Conditions.

7.2 All actions required to be taken to ensure compliance of all thetransactions, which the client may enter into pursuant to this Termsand Conditions with all applicable laws, shall be completed by theclient prior to such transaction being entered into.

7.3 Any instructions given by an Authorised representative of the clientto the Stock broker or to Stock Broker's representative, shall bebinding on the Client.

7.4 The client acknowledge that he is trading for his own account andshall not act as a Sub-broker of the Stock Broker without the priorwritten permission of the Stock Broker and without obtaining thecertificate of registration from the Securities and ExchangeBoard of India (SEBI).

7.5 Though the Terms and Conditions has been divided into sectionsgoverning transactions in various segments/services, the Termsand Conditions shall be binding on the parties in its entirety.Entering into this Terms and Conditions governing transactionsin multiple segments/services shall not be a reason for disputingany transaction or account of client with the Stock Broker.

7.6 The client warrants that he has, maintained and operates a validaccount with a designated bank for execution of orders through theE-broking facilities or otherwise.

7.7 The client acknowledge to provide and continue to provide alldetails about themselves as may be required by the Stock Brokerincluding but not restricted to PAN Number or Unique IdentificationNumber (issued by SEBI) and states that all details and factsrepresented to the Stock Broker are true.

7.8 The client represents and warrants to the Stock Broker that all theinformation provided and statements made in the clients accountapplication are true and correct and are not misleading (whether byreason of omission to state a material fact or otherwise) and theclient is aware that the StockBroker hasagreed to provide the

7 REPRESENTATIONS AND WARRANTIES

The client agrees that the stock broker may in its turn place anyof the securities placed by him/her/it as margin / settlementobligations by way of pledge or hypothecation or margin onbehalf of the client to meet their obligation, as the StockBroker may deem fit. The client authorizes the Stock Broker todo all such acts, deeds and things as may be necessary andexpedient for the above purpose as permitted by theexchanges/ regulators

7 REPRESENTATIONS AND WARRANTIES

Stock Broker's service to the client on the basis inter-alia, of thestatementsmade in client's account application.

7.9 The Client expressly permits the Stock Broker to share informationrelating to the Client with its group/associated companies/sisterconcerns for the purpose of updating it's records and also for anyother purpose.

7.10 The client agrees to inform Sharekhan, of change in the detailsmentioned in the client registration form either by submitting theapplication in a physical for or by requesting the change throughthe secured access with the client's login id and password.

7.11 The client acknowledges that the E-broking services may involvethe services of third party service provider and may influence thenature, and quality of service which the clients avail from the stockbroker. The stock broker shall not be responsible for the qualityor availability of such services

7.12 The client assumes complete responsibility for the safe custody andusage of device used for trading though the wireless technology andlossesarising there from.Theclient furtheracknowledges that he willnot hold the stock broker responsible in case of improper usage ofthe device by any personother thanhimself.

7.13 The client warrants that all or any securities deposited by him withthe Stock Broker in respect of margin requirements or otherwise,are owned by him and that the title thereof is clear and free ofencumbrances.

7.14 The Client understands that the Exchange asserts a proprietaryinterest in all of the market data it furnishes, directly or through theStock broker or otherwise. The Client understands that theExchange does not guarantee the timeliness, sequence,accuracy or completeness of market data or any other marketinformation, or any messages disseminated by it. Neither theStock broker nor the Exchange shall be liable in any way forincorrect, misleading, incomplete or dated data or informationand, if the Client acts on the basis of the same, he shall do so athis own risk and cost.

7.15 The Client shall not furnish market information provided by theExchange to any other person or entity for consideration orotherwise and in the event the Client uses such information he shalldo so at his own risk and cost.

8.1 COMMISSIONS AND BROKERAGE: All commissions and chargesleviable on transactions in securities pursuant to this Terms andConditions shall be payable asmentioned below;

8.2 The Client acknowledge to pay the stock broker brokerage,commission, fees, service tax and other taxes and transactionexpenses as they exist from time to time and as they apply to theClient's account and transactions, and the services that hereceives from the stock broker. The Stock Broker shall chargebrokerage to the clients at a rate as mentioned on the web-siteor otherwise and intimated and agreed upon by the client.

8.3 A schedule of brokerage, fees and commissions, applicable serviceand other taxes and other transaction expenses shall be provided bythe Stock broker to the Client from time to time upon request by theClient subject to the termsand conditionson the website

The client acknowledge that the Stock Broker may charge user feesfor the use of any other service, at a rate mentioned on the web-site and intimated and as may be modified from time to time. Thestock broker may charge the client on account of processingcost associated with issuance of physical contract note TheStock Broker may charge any other relevant charge in themanner intimated on the web-site or in any other manner fromtime to time including but not limited to Trade Commissions,Service Tax, Turnover Charges, Tax Expenses incurred, Stamp

8 FEES AND BROKERAGES, DEFAULT BY THE CLIENT, TERMINATIONAND ARBITRATION, etc. TERMS OF CONSIDERATION

8.4 USER FEES / OTHER CHARGES:

8 FEES AND BROKERAGES, DEFAULT BY THE CLIENT, TERMINATIONAND ARBITRATION, etc. TERMS OF CONSIDERATION

8.4 USER FEES / OTHER CHARGES:


(Voluntary)Duty, etc., as applicable.

8.5 The Client also acknowledge and authorizes the Stock Broker, uponreceipt of intimation from the designated depository participant, todebit the trading account of the client towards depository chargespayable by the client to the designated depository participantand make onward payment to the designated DepositoryParticipant.

8.6 All references to the specific quantity/rate/fee mentioned in thisTerms and Conditions are subject to change from time to time, asso agreed to inwriting between the parties.

9.1 The client acknowledge that he shall be deemed to have defaultedthe terms of this Terms and Conditions in circumstances includingbut not restricted to the following:

9.1.1 Any delay in payment of margins, charges or delivery in respect ofthis Terms and Conditions for transactions executed on behalf ofthe client.

9.1.2 Any contravention of the terms contained in this Terms andConditionsor on the web site.

9.1.3 Any misrepresentation or false statement or omission, ormisleading information supplied by the client to the StockBroker.

9.2 In the event of default under this Terms and Conditions by the client,the Stock Broker shall be entitled to any or all of the followingcoursesof action.

9.2.1 Immediate termination of this Terms and Conditions andterminations of provision of services in terms of this Terms andConditions;

9.2.2 Other remedies as may be available in terms of the law in force, atthat point of time.

9.2.3 Arbitration in termsof this Termsand Conditions.9.2.4 Charge of an amount that shall not exceed the actual losses

incurred by the stock broker consequent to the default along withthe interest atmarket rates.

9.2.5 The client acknowledge, that without prejudice to any other remedyor right prescribed in the presents, the Stock Broker may levyvarious charges, statutory levies, delay payin charges inaccordance with the stock broker's policies procedures

10.1 The client authorises the Stock Broker to block securities againstpending order or pledge securities in favor of the Stock Brokeragainst any of his dues, provided that this requirement may bewaived by the Stock Broker, at its discretion, by suitablemodification to the terms and conditions.

10.2 The stock broker may debit client's Trading Account towardsmonies, fees, charges etc. payable to Sharekhan /serviceprovider or to any affiliates / subsidiaries of Sharekhan , in caseof any facilities availed by the client through such serviceproviders/ subsidiaries/affiliates.

Stock broker may adopt any such processes orprocedures to verify the genuineness of the client and thedocuments submitted by the client from time to time and clientacknowledge to comply with such processes and procedures.Such processes and procedures may involve appointment bystock broker an outside agency.

12.1 The client acknowledge that the Stock Broker shall not be requiredto provide the client with any form of legal, tax, investment oraccounting related advice. Or advise regarding the suitability orprofitability of a security or investment.

12.2 The client acknowledges that none of the services available on theweb-site or through any literature or brochure issued by the StockBroker shall amount to investment advice on the part of the StockBroker.

12.3 The Client also acknowledges that the Stockbroker's employees

9 DEFAULT AND CONSEQUENCES THEREOF

10 SET - OFF

11 VERIFICATION:

12 INVESTMENT OR ANY OTHER ADVICE

9 DEFAULT AND CONSEQUENCES THEREOF

10 SET - OFF

11 VERIFICATION:

12 INVESTMENT OR ANY OTHER ADVICE

are not authorized to give any such advice and that the Client willnot solicit or rely upon any such advice from the Stock broker orany of its employees.

12.4 The Client acknowledge that in the event of the Stock broker or anyemployee or official of the Stock broker providing any information,recommendation or advice to the Client, the Client may act uponthe same at the sole risk and cost of the Client, and the Stockbroker shall not be liable or responsible for the same.

12.5 The Stock broker, its officers, directors, partners, employees,agents and affiliates will have no liability with respect to anyinvestment decisionsor transactionsof the Client.

12.6 The Client assumes full responsibility with respect to his Decisions,Investments, and transactions.

13.1 The singular shall include the plural where the context so admitsand vice versa.

13.2 The masculine shall include the feminine and the neutral and viceversa.

13.3 The client acknowledge to abide by operational procedures laiddown by Stock Broker regarding banking transactions, billing etc.and any changes made in these procedures from time to time andmentioned on the web site.

13.4 Words and expressions which are used in this Terms andConditions, but which are not defined herein shall, unless thecontext otherwise requires, have the same meaning as assignedthereto in the rules, Byelaws and Regulations of the Exchange &circulars issued there under. Further, provisions of this Termsand Conditions shall be subject to the Exchange Provisions, theRules, Bye-Laws, Regulations, and other provisions of itsclearing house, if any, the provisions of the Securities andExchange Board of India Act, 1992, the Securities Contracts(Regulation) Act of 1956 and the rules and regulations madethere under and as amended from time to time.

14.1 All modifications to this Terms and Conditions shall be made inaccordance with the SEBI / Exchange requirements and shall beintimated to the client by a suitable modification to the terms andconditions or other applicable section on the web-site or in anyother manner. All modifications to the voluntary clauses shall bemodified by giving notice of 15 days to the client, In the event wherethe client has not objected to revised terms within 15 days ofreceiving the notification , the same shall be binding on the client.

14.2 The client acknowledge that a modification to the information in theterms and conditions section on the web-site or any otherapplicable section and a display of the modification for the durationof the applicability of such modification to the circumstances ofthe client, shall be sufficient notice to the client, to take note ofsuch modification.

The failure on the part of Stock Broker from taking any actionagainst the client for anybreachor breachesof the Termsand

13 MISCELLANEOUS

14 MODIFICATIONS

15 ASSIGNMENT:

16 NO WAIVER:

The client acknowledge that the stock broker may during thesubsistence of these presents, assign, transfer or otherwisealienate, by executing Terms and Conditions or in any other manner,all or any of its rights and/ or obligations in accordance with theexchange or regulator's requirements terms of this Terms andConditions to any person or entity including but not limited to itsaffiliates, associates or sister companies and the rights andobligations of the Stock Broker under this Terms and Conditionsor any amendment or modification hereto shall vest and ensurefor such assignee after the same is informed to the clientpursuant to the regulatory permissions granting such transferor alienation

13 MISCELLANEOUS

14 MODIFICATIONS

15 ASSIGNMENT:

16 NO WAIVER:


(18)

Conditions shall not constitute a waiver by the Stock Broker of anysubsequent or continuing breach thereof by the client.

17.1 The Stock Broker shall be indemnified by the client in case of anyaction initiated against the Stock Broker by any party not privy tothis contract, and it shall be the duty of the client to bear out oftheir funds, all costs, losses and expenses which any such StockBroker may incur or become liable to pay, by reason of any eventin the course of the use of the said services of the client.

17.2 In the event of death or insolvency of the client, winding up orliquidation, or their otherwise becoming incapable of receiving andpaying for or delivering or transferring securities which the clienthas ordered to be bought or sold, the Stock Broker may close outthe transaction of the client and the client or his legalrepresentative shall be liable for any losses, costs and be entitledto any surplus which may result therefrom.

17.3 The client is aware that authentication technologies and strictsecurities measures are required for internet trading/ Securitiestrading through wireless technology through order routed systemand undertake to ensure that the password of the client and/ortheir authorized representatives are not revealed to any thirdparty. The client also acknowledge to indemnify the Stock Brokerfrom any loss, injury, claim or any action instituted against the stockbroker arising from the misuse of the password byanyparty.

17.4 The client shall indemnify and keep indemnified the Stock Brokerharmless from and against all claims, demands, actions, proceedings,loss, damages, liabilities, changes and/or expenses that areoccasioned or may be occasioned to the Stock Broker directly orindirectly, as a result of bad delivery of shares/securities and/or as aresult of fake/forged/stolen shares/securities/ transfer documentsthat are introducedor thatmaybe introducedbyor through the clientduringthecourseof hisdealings/operationsontheExchange.

The Stock Broker shall not be responsible for delay or default in theperformance of their obligations due to contingencies beyond theircontrol, such as (including but not limited to) losses causeddirectly or indirectly by exchange or market rulings, suspensionof trading, fire, flood, civil commotion, earthquake, war, strikes,failure of the systems, failure of the internet links or government/ regulatory action.

In the event of any one or more of the provisions contained in thisTerms and Conditions becomes invalid, illegal or unenforceable inany respect under any law for the time being in force, the validity,legality and enforceability of the remaining provisions containedherein shall not in any way be prejudiced or affected thereto.The Client dispenses with the requirement of sending anycommunication in physical form if opted for electronic mode ofcommunicationorasmayberequiredby law.Anycommunicationsentby theStockBroker inelectronic formto theknownE-mail address ormobile number of client or through access to the web-site of StockBroker described in this agreement shall be binding on the client.

All notices, correspondences or communications issued under thisTerms and Conditions shall be served in any one or more of thefollowing modes of communications and such notice orcommunication shall be served at the ordinary place ofresidence and/or last known web address / residing addressand/or at the ordinary business address of the party to thisTerms and Conditions such as:a) byhand deliveryb) bypost

17 INDEMNITY

18 FORCE MAJEURE:

19 SEVERANCE :

20

21 NOTICES:

17 INDEMNITY

18 FORCE MAJEURE:

19 SEVERANCE :

20

21 NOTICES:

c) by registered postd) under certificate of postinge) by telegramf) byelectronicmail or faxg) by affixing it on the door at the last known business or

residential address.h) by oral communication to the party or on the last known

telephone number or on the recording machine of suchnumber.

i) by advertising in at least one prominent daily newspaperhaving circulation in the area where the last known businessor residential addressof the party is situated.

j) By notice posted on the notice board of the Exchange if noaddress is known. Any communication sent by the StockBroker to the Client shall be deemed to have been properlydelivered or served, if such communication is returned tothe Stock Broker as unclaimed / refused / undelivered, if thesame was sent in any one or more of the above modes ofcommunication to the ordinary place of residence and/orlast known web address / residing address and/ or at theordinary business address of the party to this Terms andConditions.

22.1 Unless specified otherwise, both parties shall be entitled toterminate this Terms and Conditions at will and without giving anyreasons to the other party but not without giving a notice in writingof not less than 30 days that shall be dispatched to the addressmentioned in this Terms and Conditions. However, suchcancellation or termination shall not have any effect on anytransaction(s) executed prior to the date of such notice oftermination and the rights and obligations in respect of suchtransactions shall continue to subsist in terms of this Terms andConditions, and / or the terms and conditions as prescribed.

22.2 This Terms and Conditions shall become effective on the date firstwrittenaboveor the commencementof first transaction,whichever isearlierandshall remain in full forceunlessanduntil terminated.

22.3 In the event of a Governmental action or action from any regulatoryauthorities debarring the Stock Broker from carrying on business orrendering it impossible to transact the business or broking or E-broking, this Termsand Conditions shall stand terminated.

22.4 The termination of this Terms and Conditions shall not affect anyrights or obligations of either party which have accrued prior to thetermination or which may arise out of or in connection with actsdone or omitted prior to the termination.Subject to Stock Broker Client Terms and Conditions, Courts inMumbai shall have exclusive jurisdiction for the purpose of givingeffect to these Termsand Conditions.

Subject to Stock Broker client Terms and Conditions courts inMumbai shall have exclusive jurisdiction for the purpose of givingeffect to these termsand conditionsI have read and understood the above terms and conditions asspecified from Page No. 29 to 37 and hereby agree to abide bythem and any amendments made by the stock broker from time totime.

22 TERMINATION:

23 JURISDICTION:

22 TERMINATION:

23 JURISDICTION:

Signature of Client

(Voluntary)(Voluntary)To,Sharekhan Limited10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR,Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai – 400 042.

Dear Sir,With respect to the Rights and Obligations / Agreement executed between us I/ we authorize you to do the following:

1. I have a beneficiary account with Sharekhan (DP) with client id as mentioned above.2. Further I have a trading account with Sharekhan (trading code as mentioned above) for investment and trading purpose.3. I find it inconvenient to give cheques against your depository bills.

I hereby authorise you to debit the trading account maintained with Sharekhan for the debit charges payable to Sharekhan as DepositoryParticipant for providing depository services. Any such sum debited to my account shall be binding on me.

I hereby authorize you to debit the trading account maintained with Sharekhan for the account Opening Charges for offline trading Accountpayable to Sharekhan. Any such sum be debited to my account shall be binding on me.

I hereby agree to the Terms and Conditions for the Trade Tiger Access charges, namely:1. I understand that Sharekhan is entitled to charge an access fee for usage of the trading software Trade Tiger provided to me.2. I hereby authorize you to debit my account for Rs. 3,000/- and relevant statutory charges towards Quarterly Access Charges for using Trade

Tiger. I further acknowledge that this service would non transferable.3. I understand that in case I opt for annual subscription, the charges would be Rs. 10,000/- excluding statutory charges4. I also understand that the upcoming features in Trade Tiger may carry additional charges and that the said charges are subject to change.5. I understand that the Trade Tiger may be deactivated in case of non-payment of charges and that subscription amount once collected would not

be refunded6. I acknowledge that the Access charges would be adjusted against the brokerage generated in my account over the subscription period. I also

acknowledge that in case brokerage generated is less than the Access Charges then the balance would not be refundable.

I understand that non receipt ofbounced mail intimation to Sharekhan, shall be considered as a valid delivery to me/us and Sharekhan shall not be responsible for theconsequences thereof.

I confirm that all other terms and conditions mentioned in the Rights and Obligations, including all voluntary clauses and confirmations,accepted by me/us shall continue to remain binding.I request you to take the above on record and proceed accordingly.

Yours faithfully,

( Signature of Client)

Name of the client: _________________________

1)

2) Authority to debit the Demat Account operating charges Beneficiary Code:

3) Authority to debit the Trading Account Opening Charges:

4) Trade Tiger Access Charges.(applicable for online trading only ):

5) Mandate to issue contracts, Statement of Funds and Securities and registration form through E-mail ID:

6)

Adjustment of account between segments:Notwithstanding anything contrary contained in the Rights and Obligations / Agreement between us, I hereby inform you that I haveexecuted/desire to execute Rights and Obligations including but not limited to agreement(s) for trading on the National Stock Exchange of IndiaLimited (NSE), Bombay Stock Exchange Limited (BSE), MCX Stock Exchange Limited (MCX-SX) and/or any other Exchange in cash, currencyand derivative segment, , I hereby request you to transfer, make adjustments and/or to set off a part or whole of the securities placed as marginand/or any surplus funds/ securities in any of my account/(s) maintained with you against the outstanding dues payable if any, by me in any ofmy account/(s) maintained with Sharekhan. Sharekhan will have right of lien on the credit balance in any of my accounts. Any entries passed byyou in accordance with this authorization shall be binding on me.

I understand and agree that in compliance of the obligations contained in the said Rights and Obligations, Sharekhan sends electroniccommunication including digitally signed contract notes, Statement of Accounts, bills as well as registration form and other communications(hereinafter referred to as electronic communications) on the email address provided by me in the KYC to Sharekhan. I understand that theacceptance of the below mentioned terms and conditions through the electronic form shall be construed as a valid acceptance and shall bebinding on me. I hereby agree and give consent to accept the contract notes for transactions carried on by me with/through Sharekhan, inDigital form. I undertake to verify the contract notes sent by Sharekhan. If any discrepancy is observed the same shall be forthwith brought tothe notice of the Sharekhan immediately. My non-verification or not accessing the contract notes on regular basis shall not be a reason fordisputing the contract note at any time. Digital contract notes / any statements / circulars / notice issued would be sent to the email id asmentioned in KYC. In case of any change in Email ID I will communicate to Sharekhan through a physical letter.

In case of any discrepancies if any, would be sent to the branch or to E-mail [email protected]. DigitalContract Notes will also be available at URL https://www.sharekhan.com. In case of any announcement and notices, I/we will raise the querywithin the time specified in the respective communication. If I am not able to respond with in the time specified, it shall be assumed that I havetaken the note of the communication and I do not have any objection and/or query on the said communication. Feedback or objections would beraised by sending an email to [email protected] or any other specified email mentioned in the communication.

1)

2) Authority to debit the Demat Account operating charges Beneficiary Code:

3) Authority to debit the Trading Account Opening Charges:

4) Trade Tiger Access Charges.(applicable for online trading only ):

5) Mandate to issue contracts, Statement of Funds and Securities and registration form through E-mail ID:

6)

Adjustment of account between segments:


(19)

KNOW ALL MEN BY THESE PRESENTS THAT I/WE Mr. / Mrs. / M/s

(first holder)_____________________________________

(second holder)___________________________________

(third holder) ___________________________________anindividual/a sole proprietary concern/a partnership firm/a bodycorporate/trust, registered/incorporated, under the provisions of theIndian Partnership Act, 1932/the Companies Act, 1956 or anyrelevant Act, having his/her/its residence/registered office/place of

business at ______________________________________

__________________________________________________________________________________________(hereinafter referred to as “the client”) wish to avail / have availed theBroking/E-broking facilitiesandotherservicesoffered(hereinafter referredto as “Services”) by Sharekhan Ltd. (hereinafter referred to as“Sharekhan”), companies incorporated under the Companies Act,1956and having their offices at

and processing office atand is a Member (Trading Member) of

The National Stock Exchange of India Limited (NSE) and Bombay StockExchange Limited(BSE) respectively (hereinafter referred to as “theExchanges”)and isalsoa“DepositoryParticipant”registeredwith(NSDL)

Whereas in the course of availing the services and for meeting thesettlementobligations thereof on theExchanges, I/Wedoherebynominate,constitute and appoint M/s. Sharekhan Limited (Member Broker),hereinafter referred to as Sharekhan acting through their Directors and/orduly authorized staff for the purpose, as my/our true and lawful attorneysfor my depository account with Sharekhan Limited (Depository Participant)DP ID IN300513 Client ID __________ ,to execute and perform severallythe following acts, deeds, matters and things, provided the attorneycomplies with all the applicable conditions of all or any of their servicesofferedbythemintheircapacityasStockBrokers

1. To have and exercise the powers and / or authority, and to do and /or execute the acts, deeds matters and things specified inagreement between Sharekhan and the Client as may beapplicable in relation to the transactions executed by the client

2. To operate depository account/(s) for the purpose of transferringany collateral to the margin account and honoring deliveryobligations, for any transaction executed with Sharekhan Limitedwhich is registered as a Depository Participant and a stock brokerregistered with the Securities and Exchange Board of India (SEBI).

3. To sign instructions on my behalf with respect to debit/credit/ thedepository account/(s) for the credit or benefit of my/our account withSharekhan, for thetransactionscarriedbyme/uswithSharekhan.

4. To issue instructions relating, executing delivery/receiptinstructions, pledge creation instructions, pledge closureinstruction, lending and borrowing instructions, to operate thedepository account by issue and receipt of instructions for theabove mentioned purposes and such other authorization given byme/us severally on behalf of all of us, or all/ any of us jointly, in anyelectronic form, in any format and at any time either through theportal of the Sharekhan or through the internet or any otherelectronic mode, will be a valid instruction to Sharekhan. Further

10th Floor, Beta Building, Lodha iThink TechnoCampus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai -400 042. G-2, Salzburg Square,107-HarringtonRoad, Chetpet, Chennai - 600 031.

POWER OF ATTORNEY - NRE

Sharekhan would be the validly constituted attorney to intimate thesame to the Depository Participant for the purposes of debiting orcrediting myaccount opened with the DepositoryParticipant(s).

5. To validate on my/our behalf any such instruction so given to theDepository Participant(s), in written / physical or any other formas may be required by the concerned depository participant.

6. For these purposes and to this extent, Sharekhan is empowered byme/us, to affix their signatures to any document, form or any otherrecord, being a delivery instruction given by me/us to the saiddepository participant, as required by the concerned depository.

7. I/We also undertake to pay such demat charges/fees and such othercharges incurred by the Sharekhan under this power of attorneyand that I/We further authorize Sharekhan to debit my/our accountwith Sharekhan with the said charges as and when the samebecomes due for payment and I/We hereby undertake to pay thesame immediately ondemand made bySharekhan.

8. To register this Power of Attorney with the Depository Participantand/ or with any other party concerned as is require within theparameters of this Power of Attorney

9. To sign all applications, apply for, subscribe to or enter intocorrespondence with respect to any Initial Public Offers/Offers forSale of Securities of the companies /Units of mutual fund, AssetManagement company or any other “Investment Products” offeredthrough the website www.sharekhan.com (owned by SharekhanLimited) or any other means as per the instructions made availableto them by me/us by electronic mail or through the website or anyother mode as specified on the website or otherwise.

10. To make payment to any party with respect to the aforesaidproducts mentioned in point 9 above on my/our behalf to fulfill thetransaction requested by me/us.

11. To enter into correspondence with any party with respect to anytransaction in any Investment Products.

12. To forward all such applications placed through the website to theonline-IPO module of the concerned Exchange or owner/issuer of“Investment Product”.

13. To receive intimation from the Exchange and any other partyregarding the allocation / allotment / rejection / regret of thesecurities or such other “Investment Product” applications /subscriptions / withdrawal or any other communications.

14. To authorize Sharekhan to invest on behalf of me/us and to holdthe mutual fund /asset management company(ies) based on therequest given by me/us. I confirm not to hold such mutual

(Voluntary)

(20)

(9)

(9)

Signature of 1st Holder/Client

(21)

Signature of 2nd Holder

(10)

Signature of 3rd Holder

(10)


fund/asset management company /Sharekhan liable for anytransaction processed on the based on my/our request Tocorrespond with and give notice to the corresponding assetmanagement company / body corporate(s)/issuer/registrar andtransfer agent of securities including giving instructions withregard to nomination/change in investment plans/any otherchanges that may be necessitated,pursuant to the authorizationgiven by me to Sharekhan in this regard.

15. To deposit/transfer on allotment, the securities, debentures, units ofthe mutual funds and/or all other investments products appliedthrough sharekhan, on allotment, to my/our Beneficiary OwnershipDematAccount opened for the purpose with the Share khan-DP.

16. To do all other acts and things as may be necessary to effect thesubscription / purchase / redemption or any other transactionin any Investment Product for which services availed fromSharekhan.

17. To debit my Trading account towards monies/fees/charges etc.payable to Sharekhan or to a Third Party service provider or toany of the affiliates/subsidiaries of Sharekhan by virtue of I/Weusing/subscribing to any of the facilities/services provided eitherby Sharekhan or through a Third Party service provider or by anyother security or financial instrument on behalf of me/us thoughSharekhan or any third party.To bind ourselves with respect to anyinstruction given by first holder or any other holder to Sharekhan

18. In case of any erroneous transfer done by the attorney, theattorney may return the same to my account as soon it comes totheir notice.

19. To send the consolidated summary of client wise scrip wise buyand sell position with average rates by email or SMS.

20. To authorize Sharekhan to transfer the securities to any of thefollowing demat accounts of Sharekhan mentioned in Annexure B.

21. We the joint holders of demat account agree, ratify and confirm tobind ourselves to any instructions given by the client herein abovementioned who shall be the exclusive beneficiary of thetransactions carried out pursuant to this power of attorney theDirector/(s) and/or the Authorized Signatories, who have in tokenthereof, subscribed their signature thereto.

That the Power of Attorney herein referred to is revocable at anytime without notice subject to such revocation shall not be applicablefor any outstanding settlement obligation arising out of the tradescarried out prior to receiving request for revocationof POA.

That, I/we hereby declare that all the actions taken by my/ourabove mentioned attorney (herein Sharekhan) in this regards

Dated at _____________ this day of _______________

(In case of an Individual)

1) First Holder Name: ___________________________

Signature: __________________________________

2) Second Holder Name: _________________________

Signature: __________________________________

3) Third Holder Name : __________________________

Signature: __________________________________

shall be deemed to be actions done by me/us and if necessaryshall be ratified byme/us on the instructions of the said attorneyand that such actions will be binding on me/us.

I/we agree that Sharekhan is entitled to credit the proceeds ofany instruction. This document shall be subject to the jurisdictionof the courts in Mumbai.

In witness whereof I/we have executed this revocable Power ofAttorney on the day, date and year herein below mentioned.

1. Name: ___________________________________

Address: ___________________________________

_________________________________________

_________________________________________

_________________________________________

Signature: __________________________________

2. Name: ___________________________________

Address: ____________________________________

_________________________________________

_________________________________________

_________________________________________

Signature: __________________________________

Witness :

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(11)

(11)


(Voluntary)

Annexure B

DP Name DP ID Client ID

Sharekhan Ltd IN300513 13377988

Sharekhan Ltd 12036000 1203600000056193

NSCCL 11000011 1100001100016512





Sharekhan Ltd 12036000 1203600000000076

Sharekhan Ltd 12036000 1203600000063384

Boi-Shareholding Ltd. 11000010 1100001000014903






Sharekhan Ltd 12036000 1203600001669790

MCX-SXCCL 11000028 1100002800001042


Signed for and on behalf of Stock Broker:

Signature(s)

Name

Address

Sharekhan Limited

Registered address:10th Floor, Beta Building,Lodha iThink Techno Campus,Off. JVLR, Opp. kanjurmarg Station,Kanjurmarg (E), Mumbai - 400 042

Processing Address:G-2, Salzburg Square,107-Harrington Road,Chetpet, Chennai - 600 031

KNOW ALL MEN BY THESE PRESENTS THAT I/WE Mr. / Mrs. / M/s(first holder)_____________________________________(second holder)___________________________________(third holder) ___________________________________anindividual/a sole proprietary concern/a partnership firm/a bodycorporate/trust, registered/incorporated, under the provisions of theIndian Partnership Act, 1932/the Companies Act, 1956 or anyrelevant Act, having his/her/its residence/registered office/place ofbusiness at ________________________________________________________________________________________________________________________________(hereinafter referred to as “the client”) wish to avail / have availed theBroking/E-broking facilitiesandotherservicesoffered(hereinafter referredto as “Services”) by Sharekhan Ltd. (hereinafter referred to as“Sharekhan”), companies incorporated under the Companies Act,1956and having their offices at

and processing office atand is a Member (Trading Member) of

The National Stock Exchange of India Limited (NSE) and Bombay StockExchange Limited(BSE) respectively (hereinafter referred to as “theExchanges”)and isalsoa“DepositoryParticipant”registeredwith(NSDL)Whereas in the course of availing the services and for meeting thesettlementobligations thereof on theExchanges, I/Wedoherebynominate,constitute and appoint M/s. Sharekhan Limited (Member Broker),hereinafter referred to as Sharekhan acting through their Directors and/orduly authorized staff for the purpose, as my/our true and lawful attorneysfor my depository account with Sharekhan Limited (Depository Participant)DP ID IN300513 Client ID __________ ,to execute and perform severallythe following acts, deeds, matters and things, provided the attorneycomplies with all the applicable conditions of all or any of their servicesofferedbythemintheircapacityasStockBrokers1. To have and exercise the powers and / or authority, and to do and /

or execute the acts, deeds matters and things specified inagreement between Sharekhan and the Client as may beapplicable in relation to the transactions executed by the client

2. To operate depository account/(s) for the purpose of transferringany collateral to the margin account and honoring deliveryobligations, for any transaction executed with Sharekhan Limitedwhich is registered as a Depository Participant and a stock brokerregistered with the Securities and Exchange Board of India (SEBI).

3. To sign instructions on my behalf with respect to debit/credit/ thedepository account/(s) for the credit or benefit of my/our accountwith Sharekhan, for the transactions carried by me/us withSharekhan.

4. To issue instructions relating, executing delivery/receiptinstructions, pledge creation instructions, pledge closureinstruction, lending and borrowing instructions, to operate thedepository account by issue and receipt of instructions for theabove mentioned purposes and such other authorization given byme/us severally on behalf of all of us, or all/ any of us jointly, in anyelectronic form, in any format and at any time either through theportal of the Sharekhan or through the internet or any other

10th Floor, Beta Building, Lodha iThink TechnoCampus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai -400 042. G-2, Salzburg Square,107-HarringtonRoad, Chetpet, Chennai - 600 031.

POWER OF ATTORNEY - NRO

electronic mode, will be a valid instruction to Sharekhan. FurtherSharekhan would be the validly constituted attorney to intimatethe same to the Depository Participant for the purposes ofdebiting or crediting my account opened with the DepositoryParticipant(s).

5. To validate on my/our behalf any such instruction so given to theDepository Participant(s), in written / physical or any other formas may be required by the concerned depository participant.

6. For these purposes and to this extent, Sharekhan is empowered byme/us, to affix their signatures to any document, form or any otherrecord, being a delivery instruction given by me/us to the saiddepository participant, as required by the concerned depository.

7. I/We also undertake to pay such demat charges/fees and such othercharges incurred by the Sharekhan under this power of attorneyand that I/We further authorize Sharekhan to debit my/our accountwith Sharekhan with the said charges as and when the samebecomes due for payment and I/We hereby undertake to pay thesame immediately ondemand made bySharekhan.

8. To register this Power of Attorney with the Depository Participantand/ or with any other party concerned as is require within theparameters of this Power of Attorney

9. To sign all applications, apply for, subscribe to or enter intocorrespondence with respect to any Initial Public Offers/Offers forSale of Securities of the companies /Units of mutual fund, AssetManagement company or any other “Investment Products” offeredthrough the website www.sharekhan.com (owned by SharekhanLimited) or any other means as per the instructions made availableto them by me/us by electronic mail or through the website or anyother mode as specified on the website or otherwise.

10. To make payment to any party with respect to the aforesaidproducts mentioned in point 9 above on my/our behalf to fulfill thetransaction requested by me/us.

11. To enter into correspondence with any party with respect to anytransaction in any Investment Products.

12. To forward all such applications placed through the website to theonline-IPO module of the concerned Exchange or owner/issuer of“Investment Product”.

13. To receive intimation from the Exchange and any other partyregarding the allocation / allotment / rejection / regret of thesecurities or such other “Investment Product” applications /subscriptions / withdrawal or any other communications.

14. To authorize Sharekhan to invest on behalf of me/us and to holdthe mutual fund /asset management company(ies) based on therequest given by me/us. I confirm not to hold such mutualfund/asset management company /Sharekhan liable for any

(Voluntary)

(23)

(12)

(12)

Signature of 1st Holder/Client

(24)

Signature of 2nd Holder

(13)

Signature of 3rd Holder

(13)


transaction processed on the based on my/our request Tocorrespond with and give notice to the corresponding assetmanagement company / body corporate(s)/issuer/registrar andtransfer agent of securities including giving instructions withregard to nomination/change in investment plans/any otherchanges that may be necessitated,pursuant to the authorizationgiven by me to Sharekhan in this regard.

15. To deposit/transfer on allotment, the securities, debentures,units of the mutual funds and/or all other investments productsapplied through sharekhan, on allotment, to my/our BeneficiaryOwnership Demat Account opened for the purpose with theShare khan-DP.

16. To do all other acts and things as may be necessary to effect thesubscription/purchase /redemption or any other transactionin any Investment Product for which services availed fromSharekhan.

17. To debit my Trading account towards monies/fees/charges etc.payable to Sharekhan or to a Third Party service provider or toany of the affiliates/subsidiaries of Sharekhan by virtue of I/Weusing/subscribing to any of the facilities/services provided eitherby Sharekhan or through a Third Party service provider or by anyother security or financial instrument on behalf of me/us thoughSharekhan or any third party.To bind ourselves with respect to anyinstruction given by first holder or any other holder to Sharekhan

18. In case of any erroneous transfer done by the attorney, theattorney may return the same to my account as soon it comes totheir notice.

19. To send the consolidated summary of client wise scrip wise buyand sell position with average rates by email or SMS.

20. To authorize Sharekhan to transfer the securities to any of thefollowing demat accounts of Sharekhan mentioned in Annexure B.

21. We the joint holders of demat account agree, ratify and confirm tobind ourselves to any instructions given by the client herein abovementioned who shall be the exclusive beneficiary of thetransactions carried out pursuant to this power of attorney theDirector/(s) and/or the Authorized Signatories, who have in tokenthereof, subscribed their signature thereto.That the Power of Attorney herein referred to is revocable at anytime without notice subject to such revocation shall not be applicablefor any outstanding settlement obligation arising out of the tradescarried out prior to receiving request for revocationof POA.That, I/we hereby declare that all the actions taken by my/ourabove mentioned attorney (herein Sharekhan) in this regards

Dated at _____________ this day of _______________(In case of an Individual)1) First Holder Name: ___________________________Signature: __________________________________2) Second Holder Name: _________________________Signature: __________________________________3) Third Holder Name : __________________________Signature: __________________________________

shall be deemed to be actions done by me/us and if necessaryshall be ratified byme/us on the instructions of the said attorneyand that such actions will be binding on me/us.I/we agree that Sharekhan is entitled to credit the proceeds of anyinstruction. This document shall be subject to the jurisdiction ofthe courts in Mumbai.In witness whereof I/we have executed this revocable Power ofAttorney on the day, date and year herein below mentioned.

1. Name: ___________________________________Address: ______________________________________________________________________________________________________________________________________________________________Signature: __________________________________2. Name: ___________________________________Address: _______________________________________________________________________________________________________________________________________________________________Signature: __________________________________

Witness :

(25)

(14)

(14)


(Voluntary)

Annexure B



Sharekhan Ltd 12036000 1203600000056193

NSCCL 11000011 1100001100016512





Sharekhan Ltd 12036000 1203600000000076

Sharekhan Ltd 12036000 1203600000063384

Boi-Shareholding Ltd. 11000010 1100001000014903






Sharekhan Ltd 12036000 1203600001669790

MCX-SXCCL 11000028 1100002800001042


Signed for and on behalf of Stock Broker:

Signature(s)

Name

Address

Sharekhan Limited

Registered address:10th Floor, Beta Building,Lodha iThink Techno Campus,Off. JVLR, Opp. kanjurmarg Station,Kanjurmarg (E), Mumbai - 400 042

Processing Address:G-2, Salzburg Square,107-Harrington Road,Chetpet, Chennai - 600 031

To,

In pursuant of my business in future & option market in India with your company, I hereby confirm that:1) I am Tax resident of ______________ country.2) I am the recipient aswell as the beneficiary of the income earned out of transactiondone byme in the F &O segmentwith your company.3) I have no permanent establishment as defined in the Double tax avoidance agreement between India & my country Viz _______________4) I further confirm that I have no fixed base regularly available for the purpose of performing the activities in India.

___________________________

M/s. Sharekhan Ltd.

Sub: Undertaking for not deducting tax.10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042.

Signature of the client :

M/s. Sharekhan Ltd.

Sub: Undertaking for not deducting tax.

�(28)

50NRI - Version 11.3

To

Sub: Application for the allotment of NRI code.

I wish to appoint youasmyClearing Member for clearing and settlement of tradesdone on the futuresand options segmentof NSE.Mydetails are as follows:

Date:

10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042.Sharekhan Limited

Name (as appear in Passport)

Passport no

NRO Bank A/c No

Telephone NO

Email ID

Current Address

Permanent Address in India

We request you to kindly get an NRI client code allotted by NSE/NSCCL for the same.

I undertake that all the trades executed through the above allotted NRI Client code will be on my* behalf.(*If the NRI Client code application is for an HUF then the details of the Karta (Manager) has to be given in the application and in the undertaking shouldbe provided as follows: “I undertake that all the trades executed through the above allotted code will be on behalf of HUF”)

Yours sincerely,

Signature of the client�(26)

Date:

To

This is with reference to my passport number__________________________submitted as an identity and address proof which was issuedon______________________and having an expiry date_______________________.I hereby undertake that the above passport is the only passport that I hold in my name.Or*I hereby undertake that the following passports are held by me :

Sr. No. Place of issue (country) Passport Number Date of Issue Date of Expiry

Thanking youYours faithfully

______________________ Name :__________________________________* strike of the option which is not applicable

Sharekhan Limited10th Floor, Beta Building, Lodha iThink Techno Campus, Off. JVLR, Opp. Kanjurmarg Station, Kanjurmarg (East), Mumbai - 400 042.

Signature of the client:

Sharekhan Limited

�(27)

(Voluntary)

(Voluntary)

(Voluntary)

Name of The Executive: Executive Code:

Name of The Manager: Manager Code:

City: Lead Source:

Margin ( ): Account Opening Charges:

FOR OFFICE USE ONLY

Approved By Name : Designation:

Signature With Stamp

Signature:In case of waiver of account opening fee

Sr. OptionNo. Questions A B C D E F

1 How would you like to trade with Sharekhan? Internet Phone/Branch Both

2 Have you been investing or trading in the stock market? Yes No

3 Do you trade in Cash market or Derivative market? Cash Derivative Both None

4 What is your frequency of your investing / trading? Many times a day Once a day Many times Week Once a Week

5 What is your current portfolio size? Below 5-25 25-50 50 Lacs(Total investment in Shares and Mutual Funds) 5 Lacs Lacs Lacs

6 How much more do you plan to invest in stock Below 5-25 25-50 50 Lacsmarket in the next 2 years? 5 Lacs Lacs Lacs

7 In which range would your annual income fall in to? Below 5 Lacs 5-25 Lacs 25-50 Lacs 50 Lacs

8 What is your existing mode of transaction?

9 Do you have a Relationship Manager allocated to you?

No Portfolioand above

and above

and above

None

No BrokerInternet based account Non Internet account

Yes No None

Once a month or more

(Voluntary)

10 Would you like to undergo free education? Investments Trading strategies based on technical analysis

11 How long have you been New 1 to 5 yearsinvesting in stocks? 5 to 10 years More than 10 years

12 What is your source of stock market information? TV channels: CNBC NDTV PROFIT Others (Specify)______

Newspaper: Economic Times Others (Specify)____________

Sharekhan Research Magazines Other research magazines

Friends/Relatives Broker Others (Specify)______________

13 What is your marketstock preference? Market preference Stock preference

Speculator High risk return

Regular investor Bluechip

Occasional investment Stocks valued less than Rs10

Trader Stocks recommended by Sharekhan research

Stocks recommended by other research houses

PROFILE SHEETDear Customer,Please select product that you wish to avail of:Also, please answer a few questions to help us serve you better

ICICISecurities

KotakSecurities

HDFCSecurities

RelianceMoney

AngelBroking

Anand Rathi

IndiaInfoline

MotilalOswal Indiabulls Geojit Religare Any other________

Other Brokerage Firmyou are trading withplease tick the

No Brokerage Firm

PMS Mutual Fund InsuranceOther Product Interest

FOR OFFICE USEProfiling Code

1 2 3 4 5 6 7 8 9


IPO