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    Modeling And Control of Vapor Compression Cycle

    Matt Wallace, Ryan McBride, Siam Aumi and Prashant Mhaskar

    Department of Chemical Engineering

    McMaster University

    Hamilton, Ontario

    John House and Tim Salsbury

    Johnson Controls Inc.

    June 24, 2011

    M. Wallace (McMaster) Energy Efficient Temperature Control 1 / 21

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    Introduction

    Introduction: Energy Consumption Government regulations and initiatives have placed a large emphasis ($$$) on

    the reduction of energy consumption and increase in energy efficiency

    Distribution of Secondary Energy Usagein Canada. (Natural Resources Canada)

    Heating, ventilation, and air-conditioning (HVAC) systems responsible for40-50% of total building energy consumption

    15 to 20% per annum of energy consumption can be reduced by efficient andoptimal operation of buildings (NRCan)

    M. Wallace (McMaster) Energy Efficient Temperature Control 2 / 21

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    Introduction

    Improvement Strategies

    Design:

    1 Building design (LEED certified buildings)

    2 Retrofit replace existing equipment with more energy efficienttechnology (i.e. EnergyStar certified equipment)

    Building operation and control (Controller Complexity):

    Lowest - Local control of cooling device using classical control strategies

    Middle - Advanced control of cooling devices

    Highest - Integrated control accounting for startup/shut down ofcooling units in addition to emphasis on cost and energy efficientoperation

    M. Wallace (McMaster) Energy Efficient Temperature Control 3 / 21

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    Background Theory

    Background

    Multiple PI control strategy regulating experimental Vapor CompressionCycle (VCC) (Keir and Alleyne [2007])

    Nonlinear Model Predictive Control (MPC) designs for regulation ofexperimental VCC plant/various chiller system configurations (Leducqet al. [2006], Ma et al. [2010b])

    Linear-state space based MPC to regulate a chiller network (Sandipanet al. [2010])

    MPC of cooling unit subject to time-weather-dependent heat loads (Maet al. [2010a], May-Ostendorp et al. [2010])

    Significant benefit from MPC strategies in providing desired cooling whileminimizing energy usage

    Current Work :

    MPC of a detailed model of a primary unit

    Interfaced with detailed building model (EnergyPlus)

    Compare with classical control strategyM. Wallace (McMaster) Energy Efficient Temperature Control 4 / 21

    V C i C l

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    Vapor Compression Cycle

    Modeling the plant-Vapor Compression Cycle (VCC)

    Many air conditioning/refrigeration primary devices use a VaporCompression Cycle (VCC) to remove heat from a desired region anddissipate the heat to an alternate region

    Air Cooled VCC

    1 2 Evaporator- Refrigerant absorbs zone air heat

    and is evaporated2 3 Compressor- Superheated vapor is compressed to

    a higher P/T

    3 4 Condenser

    - Refrigerant rejects heat to theatmosphere and condenses to liquid

    4 1 Expansion Valve- Expansion device reduces the

    pressure of the refrigerant creating a

    two-phase mixtureM. Wallace (McMaster) Energy Efficient Temperature Control 5 / 21

    Vapor Compression C cle

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    Vapor Compression Cycle

    VCC Model

    VCC model adapted from the Air Conditioning & Refrigeration Center(ACRC) Thermosys simulator

    Dynamic Model:

    Condenser

    Evaporator

    Compressor

    Static Model:

    Expansion Valve

    Piping

    Highly nonlinear model (13 ODEs) including lookup tables

    Parameters estimated experimentally (r-134a, air medium)

    Is it a perfect model of a VCC- No-but captures the essential features

    Necessary to evaluate controller designs

    M. Wallace (McMaster) Energy Efficient Temperature Control 6 / 21

    Interfaced System

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    Interfaced System

    Modeling the plant-Interfaced System

    VCC model interfaced with small office building model

    Small office building model developed by EnergyPlus; United StatesDepartment of Energy (US DOE) software

    Weather Databased on variousyearly recordings

    Single story office(511m2)

    5 thermal zones

    Location: Chicago, IL

    (July 25th)

    M. Wallace (McMaster) Energy Efficient Temperature Control 7 / 21

    Interfaced System

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    Interfaced System

    MATLAB-EnergyPlus Interface

    MATLAB VCC connected to EnergyPlus through the Building Controls

    Virtual Test Bed (BCVTB)

    VCC model acts as a rooftop AC unit supplying cooling to perimeter zone 2(67m2)

    Cooling load across evaporator inputted to EnergyPlus model as negativesensible and latent heat loads

    M. Wallace (McMaster) Energy Efficient Temperature Control 8 / 21

    Control Structure Design

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    Control Structure Design

    Classical Control Strategy

    PI controller variable pairings obtained on stand-alone VCC

    Expansion valve opening-evaporator superheat temperature (TSH

    ) andcompressor RPM-supply air temperature (TSA)

    PI controllers initialized with IMC (internal model control) values andtuned by minimizing IAE (integral of absolute error) in response todisturbances rejection

    M. Wallace (McMaster) Energy Efficient Temperature Control 9 / 21

    Control Structure Design

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    g

    Control Structure Design

    Zone dynamics slower than VCC dynamics motivating a cascade controlstructure to regulate zone conditions

    Outer loop: Zone air temperature (TZone) - supply air temperature(TSA) SP

    Inner loop: Either the individual PI controllers or a linear ModelPredictive Control (MPC) strategy regulating TSA and evaporatorsuperheat temperature (TSH)

    PI Control

    M. Wallace (McMaster) Energy Efficient Temperature Control 10 / 21

    Control Structure Design

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    g

    Control Structure Design

    Zone dynamics slower than VCC dynamics motivating a cascade controlstructure to regulate zone conditions

    Outer loop: Zone air temperature (TZone) - supply air temperature(TSA) SP

    Inner loop: Either the individual PI controllers or a linear ModelPredictive Control (MPC) strategy regulating TSA and evaporatorsuperheat temperature (TSH)

    MPC Control

    M. Wallace (McMaster) Energy Efficient Temperature Control 10 / 21

    MPC Design

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    Autoregressive Exogenous (ARX) Model IdentificationARX Model Formulation:

    Input/Disturbance variable pseudo random binary sequences (PRBS) used for

    MPC model identification and fitting an equation of the following form :

    Yi(k) = a1Y1(k 1) + . . . aNa Y1(k Na) + b1Y2(k 1) + . . . bNbY2(kNb)

    + c1U1(k 1) + . . . cNcU1(kNc) + d1U2(k 1) + . . . dNdU2(k Nd)

    + e1Z1(k 1) + . . . eNeZ1(k Ne + f1Z2(k 1) + . . . fNfZ2(k Nf)

    Figure: PRBS I/O data used to form ARX models

    Note : Model not obtained via linearization, but instead through

    identification experimentM. Wallace (McMaster) Energy Efficient Temperature Control 11 / 21

    MPC Design

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    Model Predictive Control Formulation

    MPC Formulation:

    Minimize - Setpoint deviation for Supply Air Temperature, compressorrpm (not deviation), compressor, valve movement

    Subject to: Constraints on the inputs and Superheat, disturbance model,plant-model mismatch correction

    Model: Increasing RPM increases Superheat and increases cooling

    Increasing Valve opening decreases Superheat and increases cooling

    Higher RPM implies higher energy usage

    Lower SH results in increased energy efficiency (just a consequence ofthe above)

    M. Wallace (McMaster) Energy Efficient Temperature Control 12 / 21

    MPC Design

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    Model Predictive Control FormulationMPC Formulation:

    minui

    Nci=1

    (y2,i ySP2 )TQ2(y2,i ySP2 ) + uT1 R1u1+

    uT2 Rd2u2 + uT

    1 Rd1u1subject to:

    3.5C 1,low + 1,low y1,i 20C 1,up + 1,up

    umin ui umax

    umin ui umax

    where yi(k) = a1y1(k 1) + . . . fNfz2(k Nf),

    ySP2 = ySP

    2 2 + 2,

    j =yj(0)yj(0)

    j j = 1, 2

    (1)

    M. Wallace (McMaster) Energy Efficient Temperature Control 13 / 21

    MPC Design

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    Model Predictive Control Formulation (Continued)MPC Formulation (Continued):

    2(k) = (y

    SP

    2

    y2(0))2+ 2(k 1),

    1,low(k) =

    (3.5y1(0))

    1,low+ 1,low(k 1) : y1(0) < 3.5

    0 : y1(0) 3.5,

    1,up(k) = (20y1(0))

    1,up + 1,up(k 1) : y1(0) > 200 : y1(0) 20

    Parameters Nc Q2 R1 Rd2 Rd1 2 1,low

    Value 4 950 35017002 0.5 0.004 80 10

    1,up 2 1,low 1,up umin umax umin umax

    200 2 50 10

    678.8 6

    1700 15

    200 1

    200 1

    ui =

    RPMi Valvei

    T

    , ui = ui - ui1 y

    1y

    2i

    = TSH TSAi, z

    1z

    2i

    = TAmbient TReturni

    M. Wallace (McMaster) Energy Efficient Temperature Control 14 / 21

    Closed-loop Preliminary Results

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    Closed-loop VCC Simulation Conditions

    Stand-alone VCC was regulated initially using both classical and MPC

    schemes Constant air temperature and humidity values chosen corresponding to

    condensation conditions

    Air Parameter ValueTamb (

    oC) 28

    Treturn (o

    C) 26RH (%) 87

    TSA SP trajectory values corresponded to a range of possible operatingconditions for interfaced VCC

    Feasible and infeasible TSA SP values used; infeasible values possible assudden fluctuations in zone air conditions could make a feasible SPinfeasible

    Once stand-alone VCC was regulated, both control structures were

    implemented on the interfaced systemM. Wallace (McMaster) Energy Efficient Temperature Control 15 / 21

    Closed-loop Preliminary Results

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    Closed-loop performance criteria

    TSA tracking of prescribed SP value; quantified using IAE

    VCC energy demand quantified as the sum of instantaneous compressorpower (inst) over the test period

    instant = mk(hout

    hin)k(2)

    Total Energy = t

    tendi=1

    instant,i

    (3)

    Maintain TZone at a SP of 24oC; ensure comfort standards (loosely

    based on ASHRAE) satisfied

    Results in a meaningful TSA SP sent to the primary unit controller

    M. Wallace (McMaster) Energy Efficient Temperature Control 16 / 21

    Closed-loop Preliminary Results

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    Simulation Results: Stand-alone VCC Input/OutputProfiles

    MPC exploits trade-off between TSA SP tracking and high RPM values; High

    cooling loads correspond to operating at high VO values, resulting in low TSHM. Wallace (McMaster) Energy Efficient Temperature Control 17 / 21

    Closed-loop Preliminary Results

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    Simulation Results: Stand-alone VCC Measures

    Control Structure PI(TSH SP= 10oC) MPC

    TSA IAE ( so

    C) 35.32 9.41TSA Cumulative Settling Time (seconds) 6120 8400

    Cumulative Energy (kJ) 10017 9217

    Large discrepancy in TSA IAE caused by tracking ability of infeasible TSA SP

    PI strategy maintained TSH at its SP reducing ability of PI strategy tominimize TSA SP deviation

    PI strategy using a TSH SP= 20oC was examined and had similar SP

    tracking performance as MPC, but used more energy

    Control Structure PI(TSH SP= 10oC) PI(TSH SP= 20

    oC)TSA IAE ( s

    oC) 35.32 10.40TSA Cumulative Settling Time (seconds) 6120 5520

    Cumulative Energy (kJ) 10017 11915

    M. Wallace (McMaster) Energy Efficient Temperature Control 18 / 21

    Closed-loop Preliminary Results

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    Simulation Results: Interfaced VCC Input/Output Profiles

    MPC again exploits trade-off existing in the system in addition to achieving

    off-set free trackingM. Wallace (McMaster) Energy Efficient Temperature Control 19 / 21

    Closed-loop Preliminary Results

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    Simulation Results: Interfaced Measures

    Control Structure PI(TSH SP= 10oC) MPC

    Cumulative Energy (kJ) 5080 4284TSA IAE ( soC) 2907 881

    Zone Temperature Responses

    TZone maintained within comfort standards for entire test period using

    MPCM. Wallace (McMaster) Energy Efficient Temperature Control 20 / 21

    Conclusions

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    Conclusions/Future Work MPC uses less energy (reduction by 16 % relative to PI) to provide

    better supply air tracking (a 70 % improvement compared with PI)

    Achieved through using the multi-variable nature of the problem andconstraint handling abilities of MPC

    MPC allows the SH to drop low (when possible), resulting in betterenergy efficiency, and higher when necessary to provide the desiredcooling

    Evaluate using MPC as a RTO layer, with adaptive PIs with decouplersworking at the lower level

    Data-based model for use within MPC

    Acknowledgment

    Financial support from NSERC (CRD) and JCI is gratefullyacknowledged

    M. Wallace (McMaster) Energy Efficient Temperature Control 21 / 21

    Conclusions

    M Keir and A Alleyne Feedback structures for vapor compression cycle

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    M. Keir and A. Alleyne. Feedback structures for vapor compression cyclesystems. American Control Conference, 2007.

    D. Leducq, J. Guilpart, and G. Trystram. Non-linear predictive control of avapour compression cycle. International Journal of Refrigeration, 29:

    761772, 2006.J. Ma, J. S. Qin, and T. Salsbury. Real-time model predictive control for

    energy and demand optimization of multi-zone buildings. 2010 AIChEConference, 2010a.

    Y. Ma, F. Borrelli, B. Hencey, B. Coffey, S. Bengea, and P. Haves. Model

    predictive control for the operation of building cooling systems. 2010American Control Conference, 2010b.

    P. May-Ostendorp, G. P. Henze, C. D. Corbin, B. Rajagopalan, andC. Felsmann. Model-predictive control of mixed-mode buildings with ruleextraction. Building and Environment, pages 110, 2010.

    M. Sandipan, A. Alleyne, and V. Chandan. Predictive control of complexhydronic systems. 2010 American Control Conference, 2010.

    M. Wallace (McMaster) Energy Efficient Temperature Control 21 / 21