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INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
Validation of a Computerized Assessment of Functional Capacity
RICHARD KEEFE, PHD Professor of Psychiatry & Behavioral Sciences and Psychology & Neuroscience
Duke University Medical Center
Stacy A. Ruse, Nathan B. Spagnola, Vicki G. Davis, Alexandra S. Atkins, Thomas L. Patterson, Meera Narasimhan, Philip D. Harvey
2 INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
Financial DisclosuresPast Three Years
CONSULTANT/AD BOARD/SERVICE PROVIDER Abbvie, Akebia, Amgen, Astellas, Asubio, AviNeuro/ChemRar, Biogen Idec, BiolineRx, Biomarin,
Boehringer-Ingelheim, Eli Lilly, EnVivo/FORUM, GW Pharmaceuticals, Helicon, Lundbeck,
Merck, Mitsubishi, Novartis, Otsuka, Pfizer, Roche, Shire, Sunovion, Takeda, Targacept
RESEARCH FUNDINGDepartment of Veteran’s Affairs, Feinstein Institute for Medical Research, GlaxoSmithKline,
NIMH, Novartis, Psychogenics, Research Foundation for Mental Hygiene, Singapore Medical
Research Council
FOUNDER OF NEUROCOG TRIALS, INC. Providing rater training, data quality assurance and consultation to several pharmaceutical
companies and other consortia
SHAREHOLDER Sengenix
ROYALTIES Brief Assessment of Cognition in Schizophrenia (BACS), MATRICS Consensus Cognitive Battery
(MCCB), Virtual Reality Functional Capacity Assessment Tool (VRFCAT)
3 INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
Co-primary Measures for Clinical Trials in Schizophrenia
• Largely ignored
• 50% of the necessary regulatory signal!
• Disability measures such as the UCSD Performance-based Skills Assessment (UPSA) may have ceiling effects for some patients and cultural adaptability is a consideration
• Interview-based measures require an objective informant • Patient report of cognitive impairment without informant
input has zero to very low correlation with actual cognitive performance
3
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Introduction
We developed the Virtual Reality Functional Capacity Assessment
Tool (VRFCAT) as a reliable assessment of functional capacity for
use in such trials.
Using a virtual reality environment, the VRFCAT assesses the
ability to complete activities associated with a shopping trip.
5 INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
VRFCAT Components
Searching the pantry Shopping in a store
Making a list Paying for the purchases
Taking the correct bus Getting home
6 INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
VRFCAT Components
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VRFCAT Components
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VRFCAT Components
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VRFCAT Components
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Methods
The present study assessed the validity, sensitivity and reliability
of the VRFCAT in patients with schizophrenia and healthy controls
The discriminability of patients with schizophrenia and
healthy controls was compared on VRFCAT measures
The relationship between VRFCAT outcomes and cognitive
performance on the MATRICS Consensus Cognitive Battery
(MCCB) was also assessed
VRFCAT performance was compared to the UCSD
Performance-based Skills Assessment (UPSA-2-VIM)
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Methods
166 healthy controls (HCs) and 158 patients with schizophrenia
(SZ) were recruited from three sites: University of California San
Diego, University of Miami Miller School of Medicine, and
University of South Carolina. NOTE: One HC was removed due to extremely low test scores suggesting this individual was not healthy.
12 INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
HC (N = 165)
SZ (N = 158)
Age, Mean (St Dev) 42.6 (13.93) 43.6 (11.84)
Male, N (%) 88 (53) 87 (55)
Non Hispanic, N (%) 136 (82) 128 (81)
English as Primary Language, N (%) 157 (95) 151 (96)
Unemployed, N(%)* 54 (33) 135 (85)
Comfortable with PC, N (%)* 160 (97) 140 (89)
Years of Education, Mean (St Dev)* 14.7 (2.41) 12.8 (1.99)
Mother’s Years of Education, Mean (St Dev) 12.9 (2.98) 12.5 (3.33)
Demographics
* Indicates significant differences between HC and SZ at the 0.05 significance level.
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Procedure
MCCB administered at Visit 1
The VRFCAT and UPSA-2-VIM were completed at Visit 1 and 2.
Items on the VRFCAT were compared for the HCs and SZs.
Analyses examined test-retest reliability, performance
differences, and correlations between VRFCAT measures, the
MCCB Composite T-score and the UPSA-2-VIM Total Score.
Clinician SCoRS Total, Mean (SD) 38.2 (9.88)
PANSS Total, Mean (SD) 71.6 (21.93)
Clinician SLOF Total, Mean (SD) 120.8 (14.42)
Note: The SCoRS, PANSS, and SLOF were only administered to the SZ group.
SCoRS, PANSS, and SLOF Total Scores for SZ at Visit 1
14 INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
1 Pick up the recipe on the counter.
2 Look for ingredients in your
cabinets and refrigerator.
3
Cross off the ingredients that you
already have in your apartment
and pick up the bus schedule on
the counter.
4 Pick up the bill fold on the
counter.
5 Leave the apartment and head to
the bus stop.
6 Wait for the correct bus to the
grocery store and then board it
when it arrives.
7 Add up the exact amount of bus
fare in your hand
8 Select a food aisle to begin
shopping.
9 Continue shopping for the
necessary food ingredients and
checkout.
10 Add up the exact amount for your
purchase in your hand.
11 Wait for the same bus that took
you to the grocery store and then
board it when it arrives.
12 Add up the exact amount of bus
fare in your hand.
VRFCAT Measures
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VRFCAT Summary T-scores
VRFCAT summary measures were converted into age- and
gender-corrected T-scores using a regression-based approach
Appropriate regression models containing age and gender as
predictors were fit to data from the HC sample
Linear regression for log transformed total time
Poisson regression for total errors
Logistic regression for progression due to errors or time
16 INTERNATIONAL CONGRESS ON SCHIZOPHRENIA RESEARCH | COLORADO SPRINGS | MARCH 28 – APRIL 1, 2015
• Each schizophrenia subject’s predicted score based on age and gender (using parameter estimates from the regression model) was subtracted from their actual score to yield a residual value.
• The sign of the residuals was reversed so that higher values reflected better performance and then transformed into T-scores using the SD of the residuals from the regression model on the HC sample.
• The resulting T-score reflects how the SZ subject performed relative to expectations for a healthy control subject of the same age and gender
VRFCAT Summary T-scores
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HC (N = 165)
SZ (N = 158)
Cohen’s d
MCCB Composite Score, Mean (SD)* 44.0 (13.19) 28.1 (12.91) 1.22
VRFCAT Total Time T-score, Mean (SD)* 49.7 (11.51) 32.5 (16.60) 1.21
VRFCAT Total Errors T-score, Mean (SD)* 49.4 (11.62) 37.6 (22.37) 0.67
VRFCAT Progression T-score, Mean (SD)* 49.7 (10.16) 40.5 (13.62) 0.77
UPSA-2-VIM, Mean (SD)* 83.2 (9.03) 71.0 (11.85) 1.16
Discrimination Between Schizophrenia Patients & Healthy Controls
The three VRFCAT summary measures, the MCCB Composite
Score, and the UPSA-2-VIM all demonstrated significant
differences between HC and SZ at the first visit.
* Indicates significant differences between HC and SZ at the 0.05 significance level.
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VRFCAT Total Time T-score Discrimination Between Healthy Controls & Schizophrenia
Patients
0
2
4
6
8
10
-25 -15 -5 5 15 25 35 45 55 65 75
Freq
uen
cy
VRFCAT Total Time T-score
Healthy Controls Schizophrenia Patients
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Test-retest Reliability & Practice Effects
Assessment
Visit 1
Mean (SD)
Visit 2
Mean (SD)Cohen’s d
Intraclass
Correlation
Coefficient
(ICC)
HC SZ HC SZ HC SZ HC SZ
VRFCAT Total Time T-score50.1
(11.12)
32.3
(16.78)
50.9
(11.52)
31.8
(17.62)0.07 -0.03 0.65 0.81
VRFCAT Total Errors T-score49.7
(11.48)
37.1
(22.74)
49.8
(12.94)
36.7
(22.07)0.01 -0.02 0.54 0.65
VRFCAT Progression T-score49.8
(10.20)
40.4
(13.66)
50.3
(10.51)
40.8
(13.58)0.05 0.03 0.29 0.61
UPSA-2-VIM*83.4
(9.06)
70.7
(11.83)
86.7
(9.07)
74.5
(12.07)0.36 0.32 0.75 0.78
*Indicates significant differences between HC and SZ at the 0.001 significance level for HC and SZ.
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Relationship To MCCB & UPSA-2-VIM
Assessment VTT T-score VTE T-score VP T-score MCCB UPSA
VRFCAT Total Time T-score --- 0.75 0.60 0.68 0.60
VRFCAT Total Errors T-score 0.69 --- 0.70 0.50 0.52
VRFCAT Progression T-score 0.70 0.64 --- 0.35 0.40
MCCB Composite T-score 0.57 0.39 0.45 --- 0.74
UPSA-2-VIM 0.59 0.41 0.43 0.70 ---
All correlations p-values were < 0.001
Pearson Correlation Coefficients Between The VRFCAT, UPSA-2-VIM & MCCB
For Healthy Controls & Schizophrenia Patients
Healthy Controls Schizophrenia Patients
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VRFCAT Total Time & UPSA-2-VIM vs. MCCB Composite Score Schizophrenia Patients at Visit 1
25
35
45
55
65
75
85
95
105
-25
-5
15
35
55
75
95
-5 5 15 25 35 45 55 65 75
UP
SA-2
-VIM
VR
FCA
T To
tal T
ime
T-sc
ore
MCCB Composite Score
VRFCAT Composite T-score UPSA-2-VIM
Linear (VRFCAT Composite T-score) Linear (UPSA-2-VIM)
PEARSON CORRELATIONVRFCAT & MCCB: 0.57UPSA-2-VIM & MCCB: 0.70
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Results from this study suggest the VRFCAT has
Good test-retest reliability
Strong discrimination between patients and HCs
Strong correlations with the MCCB and UPSA-2-VIM
Minimal practice effects
These data provide support for the VRFCAT as a co-primary outcome measure of functional capacity assessment for use in schizophrenia trials.
Conclusions
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• Need to develop non-English and non-US English versions
• Determine the capacity of the VRFCAT to demonstrate treatment sensitivity
• Use in other disorders (healthy aging, MCI, AD) under investigation
• Use as a predictor of illness or decline in functioning
Future Studies
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Acknowledgments
We are indebted to the subjects who volunteered their time and energy to participation in this study
Funding provided by the National Institute of Mental Health Grant Number 1R43MH084240-01A2 and 2R44MH084240-02
Software development provided by Virtual Heroes, a division of Applied Research Associates, Inc.