vacuum-free self-powered parallel electron lithography

20
Vacuum-Free Self-Powered Parallel Electron Lithography with Sub-35-nm Resolution Yuerui Lu and Amit Lal* School of Electrical and Computer Engineering, Cornell University, Ithaca, New York 14853 ABSTRACT The critical dimension, throughput, and cost of nanolithography are central to developing commercially viable high- performance nanodevices. Available top-down lithography approaches to fabricate large-area nanostructures at low cost, such as controllable nanowire (NW) array fabrication for solar cells applications, are challenging due to the requirement of both high lithography resolution and high throughput. Here, a minimum 35 nm resolution is experimentally demonstrated by using a new mask fabrication technique in our demonstrated vacuum-free high-throughput self-powered parallel electron lithography (SPEL) system, which uses large-area planar radioactive -electron thin film emitters to parallel expose e-beam resist through a stencil mask. SPEL is the first- time demonstrated vacuum-free electron lithography, which overcomes the membrane mask distortion challenge that was shown to be the Achilles heel of previous attempts at electron projection lithography in vacuum. Monte Carlo simulations show that by using beryllium tritide thin film source in SPEL system, the exposure time can be reduced down to 2 min for each large-area (10000 cm 2 or more) parallel exposure, with resolution not larger than 20 nm. Moreover, experimental demonstration of large-area diameter- and-density controllable vertical NW arrays fabricated by SPEL shows its promising utility for an application requiring large-area nanostructure definition. KEYWORDS Vacuum-free, nanolithography, high-throughput, parallel, nanowire array V olumetric nanostructured samples suitable for plas- monics, 1 nanoelectronics, 2,3 or solar cell applica- tions 4-6 need to be realized at high spatial densities and good controllability. There are many techniques for fabricating volumetric nanostructures, such as chemical vapor deposited NWs with hard to control wire diameter and orientation, 7 self-assembled nanoparticle arrays with varied distribution, 8 and lithography patterned nanostructures. 9-12 Although nanostructures fabricated using planar lithography have good controllability, the critical dimension (CD), through- put, and cost of nanolithography are central to developing commercially viable high-performance nanodevices. 9-12 Conventional optical lithography has wavelength-limited CD 11-13 and traditional electron beam lithography (EBL) suffers from high cost and low throughput. 14,15 Some other promising lithography systems, such as extreme-ultraviolet lithography, 16,17 nanoimprint lithography, 18,19 are still far from use for multilevel lithography, due to various seemingly insurmountable challenging problems. 9,11,12,16,18 Our re- cently reported self-powered electron lithography (SPEL), 20 utilizing the spontaneously emitted energetic electrons from -emitting radioisotope thin films, demonstrated 100 nm gap between e-beam posts. Here, we further experimentally demonstrated a minimum 35 nm resist feature, by using a new mask fabrication technique in SPEL (Figure 1). With sub- 35-nm CD, large area parallel exposure capability, elimina- tion of need for vacuum, and potentially low cost, SPEL could be used to realize top-down fabrication nanostructure arrays. As an example, we successfully used SPEL to fabricate large- area vertical silicon NW arrays (Figure 4), with both control- lable NW diameter and pitch density. These controllable NW patterned surfaces have highly enhanced antireflection prop- erties and could be used in solar cells and other renewable energy devices. Since the -emitting thin films can be deposited on arbitrarily large substrates, this approach enables massively parallel e-beam lithography, with almost no limit on concur- rently exposed surface area. The flexural rigidity of the radioisotope thin film and substrate can be made high enough to prevent any curvature issues. This method po- tentially eliminates the need for vacuum systems due to two reasons. The first one is that the radioactive high energy -electron emission is independent of temperature or pres- sure. The second one is that the electrons emitted are not intentionally focused and are emitted close enough to the substrate such that the scattering with air molecules is insignificant for the total flux of electrons, since the absorp- tion in air for the energetic electron is a few centimeters. The SPEL system can be compact as the electron focusing column needed in existing EBL systems is no longer needed. This will significantly simplify the overall lithography system and greatly reduce the cost, while enabling large area massively parallel high throughput electron lithography with high resolution. For our new mask fabrication technique in SPEL, a layer of continuous Si 3 N 4 “opaque” supporting layer was used (Figure 1A), instead of nitride that had been etched through to form a stencil mask. 20 The stencil mask prevents disjoint features, such as donut shapes, to be formed. Moreover, the * Corresponding author, [email protected]. Received for review: 3/25/2010 Published on Web: 05/19/2010 pubs.acs.org/NanoLett © 2010 American Chemical Society 2197 DOI: 10.1021/nl101055h | Nano Lett. 2010, 10, 2197–2201

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Page 1: Vacuum-Free Self-Powered Parallel Electron Lithography

Vacuum-Free Self-Powered Parallel ElectronLithography with Sub-35-nm ResolutionYuerui Lu and Amit Lal*

School of Electrical and Computer Engineering, Cornell University, Ithaca, New York 14853

ABSTRACT The critical dimension, throughput, and cost of nanolithography are central to developing commercially viable high-performance nanodevices. Available top-down lithography approaches to fabricate large-area nanostructures at low cost, such ascontrollable nanowire (NW) array fabrication for solar cells applications, are challenging due to the requirement of both high lithographyresolution and high throughput. Here, a minimum 35 nm resolution is experimentally demonstrated by using a new mask fabricationtechnique in our demonstrated vacuum-free high-throughput self-powered parallel electron lithography (SPEL) system, which useslarge-area planar radioactive �-electron thin film emitters to parallel expose e-beam resist through a stencil mask. SPEL is the first-time demonstrated vacuum-free electron lithography, which overcomes the membrane mask distortion challenge that was shown tobe the Achilles heel of previous attempts at electron projection lithography in vacuum. Monte Carlo simulations show that by usingberyllium tritide thin film source in SPEL system, the exposure time can be reduced down to 2 min for each large-area (10000 cm2

or more) parallel exposure, with resolution not larger than 20 nm. Moreover, experimental demonstration of large-area diameter-and-density controllable vertical NW arrays fabricated by SPEL shows its promising utility for an application requiring large-areananostructure definition.

KEYWORDS Vacuum-free, nanolithography, high-throughput, parallel, nanowire array

Volumetric nanostructured samples suitable for plas-monics,1 nanoelectronics,2,3 or solar cell applica-tions4-6 need to be realized at high spatial densities

and good controllability. There are many techniques forfabricating volumetric nanostructures, such as chemicalvapor deposited NWs with hard to control wire diameter andorientation,7 self-assembled nanoparticle arrays with varieddistribution,8 and lithography patterned nanostructures.9-12

Although nanostructures fabricated using planar lithographyhave good controllability, the critical dimension (CD), through-put, and cost of nanolithography are central to developingcommercially viable high-performance nanodevices.9-12

Conventional optical lithography has wavelength-limitedCD11-13 and traditional electron beam lithography (EBL)suffers from high cost and low throughput.14,15 Some otherpromising lithography systems, such as extreme-ultravioletlithography,16,17 nanoimprint lithography,18,19 are still farfrom use for multilevel lithography, due to various seeminglyinsurmountable challenging problems.9,11,12,16,18 Our re-cently reported self-powered electron lithography (SPEL),20

utilizing the spontaneously emitted energetic electrons from�-emitting radioisotope thin films, demonstrated 100 nmgap between e-beam posts. Here, we further experimentallydemonstrated a minimum 35 nm resist feature, by using anew mask fabrication technique in SPEL (Figure 1). With sub-35-nm CD, large area parallel exposure capability, elimina-tion of need for vacuum, and potentially low cost, SPEL couldbe used to realize top-down fabrication nanostructure arrays.

As an example, we successfully used SPEL to fabricate large-area vertical silicon NW arrays (Figure 4), with both control-lable NW diameter and pitch density. These controllable NWpatterned surfaces have highly enhanced antireflection prop-erties and could be used in solar cells and other renewableenergy devices.

Since the �-emitting thin films can be deposited onarbitrarily large substrates, this approach enables massivelyparallel e-beam lithography, with almost no limit on concur-rently exposed surface area. The flexural rigidity of theradioisotope thin film and substrate can be made highenough to prevent any curvature issues. This method po-tentially eliminates the need for vacuum systems due to tworeasons. The first one is that the radioactive high energy�-electron emission is independent of temperature or pres-sure. The second one is that the electrons emitted are notintentionally focused and are emitted close enough to thesubstrate such that the scattering with air molecules isinsignificant for the total flux of electrons, since the absorp-tion in air for the energetic electron is a few centimeters.The SPEL system can be compact as the electron focusingcolumn needed in existing EBL systems is no longer needed.This will significantly simplify the overall lithography systemand greatly reduce the cost, while enabling large areamassively parallel high throughput electron lithography withhigh resolution.

For our new mask fabrication technique in SPEL, a layerof continuous Si3N4 “opaque” supporting layer was used(Figure 1A), instead of nitride that had been etched throughto form a stencil mask.20 The stencil mask prevents disjointfeatures, such as donut shapes, to be formed. Moreover, the

* Corresponding author, [email protected] for review: 3/25/2010Published on Web: 05/19/2010

pubs.acs.org/NanoLett

© 2010 American Chemical Society 2197 DOI: 10.1021/nl101055h | Nano Lett. 2010, 10, 2197–2201

Page 2: Vacuum-Free Self-Powered Parallel Electron Lithography

nitride film with selected thickness could help to slow downthe energy of the primary electrons to what you want forbetter exposure.

For determining the theoretically limiting CD achievablewith SPEL, we developed a 3D Monte Carlo (MC) simulation.In this method, the trajectories of primary and secondaryelectrons are tracked within the radioisotope thin films,metal mask, and the resist (Figure 1). Both elastic scatteringand inelastic scattering of the electrons are considered in theMC simulations. Nickel isotope 63Ni or tritium 3H thin filmsare used as the �-particle sources in the simulations, whosehalf-lives are 100.1 years and 12.3 years, respectively. Basedon � decay theory, 63Ni (3H) has upper bound kinetic energiesof 67 keV (18 keV) and average kinetic energies of 14.9 keV(5.9 keV) (Figure S1 in Supporting Information), which aresimilar to the electron energy range used in a traditional EBLsystem. The energy transferred to the resist from theprimary electrons and the generated secondary electrons isrecorded, and the energy contour images are shown inFigure 1B top. The simulated resist pattern profile, after asimulated development process, is also shown (Figure 1Bbottom), correspondingly. For ideal proximity contact be-tween mask and resist (Z ) 0), the lateral CDs for 63Ni and3H source exposure could be down to 15 and 20 nm,respectively (Figure 1C). The small CD values could beunderstood to mean that the elastic mean free path (EMFP)and the inelastic mean free path (IMFP) of electrons inNEB31A resist are long enough that most of the electronsgo right through the thin resist film without significantscattering.

The CD increases with increasing the mask-resist gap (Zin Figure 1C), since the source electrons are not intentionallyfocused in the SPEL system. In order to achieve CD valuesless than 45 nm, we need to make mask-resist gap Z nolarger than 400 nm, which is technically challenging but isa solvable engineering challenge. Since the CD is a weakfunction of mask-resist gap, variations in the gap will notaffect the achieved pattern significantly.

Experiments were designed to demonstrate the conceptof our SPEL system, using a safe low-activity (1.5 mCi/cm2)� particle emitting 63Ni thin film source with electronsemitted at average energy of 14.9 keV to expose the negativetone chemical amplified e-beam resist NEB31A, through ananofabricated stencil tungsten mask (Figure 1A). Tungstenwas used as the stencil mask material since it has a highstopping power to maximally absorb lateral electrons andalso have good conductivity to eliminate charging of themask layer. A layer of low stress LPCVD silicon nitride Si3N4

thin film (1500 nm thick) was used as the supporting layerfor tungsten mask (150 nm thick). The tungsten layer waspatterned by electron beam lithography (with 100 keV beamenergy) and tungsten RIE etching (Figure S4 in SupportingInformation). The primary � electrons traverse the siliconnitride layer with the electron energy reduced to an averageof 10 keV and are then fully blocked by the tungsten layer.

FIGURE 1. 3D Monte Carlo simulation for SPEL system with newmask. (A) Cross section schematic drawing for SPEL simulation andexperimental setting up: a is the width of the line holes in tungstenmask; t is the thickness of the radioisotope thin film source; t1 isthe thickness of the supporting nitride layer; t2 is the thickness ofthe tungsten layer needed to fully block � particles in the nonholeregion; Z is the mask-resist gap; Je is the � current flux density,emitted from the radioisotope thin film source. (B) 3D MC simulationfor exposure and development processes, using a 63Ni thin film (t )10 µm) source to expose negative tone electron beam resist NEB31A(100 nm), with tungsten mask, a ) 40 nm, t1 ) 1500 nm, t2 ) 150nm. 500000 electrons, emitted from 63Ni thin film (300 nm ×150nm area size selected), were used. Top image is for exposure process,showing the cross section contour plot of the energy densitydeposited to the NEB31A resist; bottom image shows the resistprofile after development process. (C) MC simulated critical dimen-sion vs gap Z curves, for both 63Ni and Be3H2 thin film sources. ForBe3H2 source, we use 480 nm of Si3N4 thin film supporting layer (t1

) 480 nm, t2 ) 100 nm) to slow down the average energy from 5.9to around 2.0 keV.

© 2010 American Chemical Society 2198 DOI: 10.1021/nl101055h | Nano Lett. 2010, 10, 2197-–2201

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Figure 2A shows the mask for letters “SPEL” and its corre-sponding NEB31A resist pattern. The side view in Figure 2Bshows 75 nm gap between posts. Also, hole arrays with 35nm diameter were patterned on the tungsten mask (Figure2C) and the corresponding NEB31A resist patterns wereachieved by SPEL (Figure 2D).

The exposure time of SPEL can be as short as 2 min(Figure 3B) for each large area (10000 cm2 or even more)parallel exposure, with CD less than 20 nm (Figure 1C). Inour proof of concept experiments, due to the low activity63Ni thin film source (with � flux current density Je ) 10 pA/cm2), we needed to use continuous 48 h exposure time toget enough dosage for the resist. This low activity source canbe replaced by a much higher activity 63Ni or 3H source formuch shorter exposure times. On the basis of simulation(Figure 3A,B), we could increase the thickness of 63Ni thinfilm, which will give 25 times higher source activity, andlarger flux current density Je, leading to shorter exposuretime. However, the flux current density value for the filmsource will saturate when the film thickness increases totwice the self-absorption depth.21 This leads to the saturationof flux current density (Figure 3A). In MC simulation, themaximum value emission current density for 63Ni thin filmis 250 pA/cm2, which means a minimum exposure time

1.9 h is required for each exposure on NEB31A resist, evenby using a thick enough (>3 µm) 63Ni thin film source in ourlithography system (Figure 3B). However, a 1.9 h exposuretime for each run is still too long for industrial commercial-ization. Therefore, another radioactive thin film source withmuch higher flux current density could be used in SPEL.Tritium (3H) is a good candidate because of its higher decayactivity22 and acceptable � particle energy range (averageenergy 5.9 keV), as well as long reasonably long half-life(12.3 years). According to our MC simulation considering theself-absorption effect, beryllium tritide (Be3H2) thin filmsource could have a very high flux current density up to 5.5nA/cm2 (Figure 3A), due to high specific activity of tritium,high tritium storage capacity,23,24 and relatively small self-absorption effect of beryllium tritide (Be3H2). By using aberyllium tritide thin film source (Je ) 5.5 nA/cm2) in SPEL,the exposure times can be reduced down to approximately2 min (Figure 3B) for each large area (10000 cm2 or evenmore) parallel exposure, with CD value not larger than 20nm (Figure 1C).

Membrane mask distortion was shown to be the Achillesheel of previous attempts at electron projection and proxim-ity printing lithography, since the irradiation energy wouldheat up the mask reticle locally during the exposure to cause

FIGURE 2. Proof of concept experimental demonstration for the SPEL system. We use radioisotope 63Ni thin film source (Je ) 10 pA/cm2) toexpose the nanostencil mask that is placed in proximity to resist NEB31A, as setting up in Figure 1A. (A) Scanning electron microscopy (SEM)images for the mask (upper) and corresponding NEB31A resist pattern (lower), for letters “SPEL”. (B) Side view SEM image of the NEB resistpattern for the region within the dashed line square in (A). 75 nm pattern gap was achieved. (C) SEM images of the tungsten mask, with 35nm hole arrays. (D) SEM images of the corresponding NEB31A resist pattern (∼60 nm in thickness), created by the mask in (C), using the SPELsystem with 63Ni thin film source.

© 2010 American Chemical Society 2199 DOI: 10.1021/nl101055h | Nano Lett. 2010, 10, 2197-–2201

Page 4: Vacuum-Free Self-Powered Parallel Electron Lithography

uncorrectable membrane mask distortion, depending on thepattern density.25-27 For all previous electron beam projec-tions and proximity printing, they need high vacuum andan expensive column to accelerate the electrons to highenergy. Also the exposure process should be conducted inhigh vacuum. In high vacuum, most of the heat could onlybe dissipated along the membrane thin film (∼1 µm) with avery slow rate, and the heating problem is circumvented,causing uncorrectable distortion to the membrane mask.26,27

Fortunately, this uncorrectable mask distortion problemdoes not exist in our SPEL system, since SPEL is a vacuum-free electron lithography system. The heat on the membranemask will be dissipated immediately by air molecules sur-rounding the membrane (Supporting Information part 4).Therefore the mask distortion could be ignored, which is avery promising advantage of this vacuum-free electronlithography.

With sub-35-nm critical dimension, large area parallelexposure capability, elimination of need for vacuum, andpotentially low cost, SPEL could be used to realize top-downfabrication nanostructure arrays. As an example, we suc-cessfully used SPEL to fabricate large-area vertical silicon NWarrays (Figure 4A), with both controllable NW diameter andpitch density. The measured reflectance on these control-lable NW arrays was less than 2% (Figure 4C) over broad

band wavelengths, which is consistent with the “fully black”surface (Figure 4A). These controllable NW patterned sur-faces have highly enhanced antireflection properties28,29 andcould be used in solar cells and other renewable energydevices.

In summary, the feasibility of using radioisotopes, na-ture’s high-energy particle sources, to expose e-beam resistwith sub-35-nm high resolution is demonstrated in SPEL.This realizes an electron lithography that eliminates vacuum,maintaining a mask-resist gap, keeping high resolution, andpotentially achieving very high throughput by parallel expo-sure of large areas and high activity �-emitting radioisotopes.Demonstration of SPEL to fabricate large-area controllableNW arrays shows its promising utility for an applicationrequiring large-area nanostructure definition.

Acknowledgment. We thank S. Tin, K. Amponsah, X. Li,S. Peng, and N. Yoshimizu for discussions. We acknowledge

FIGURE 3. Potential better source design and exposure speedcomparison with traditional e-beam system, for SPEL system. (A)Flux current density vs source film thickness simulation curves (onlyelectrons with E > 0.2 keV are counted), for 63Ni and Be3H2 thin film.Flux current density saturates with increasing source film thickness,due to the � self-absorption effect by source film. (B) Exposure timecomparison among our SPEL system with three different film sourcesand EBL system, for exposing different areas.

FIGURE 4. Large-area vertical silicon NW array fabrication by SPEL.(A) Optical image of the vertical silicon NW array on silicon wafer,patterned by SPEL, and followed RIE process. The Si NW patternedarea surface is black. Scale bar is 2 mm. (B) Side view SEM image ofvertical silicon NW arrays in (A). The NWs have 50 nm diameter withsharp tips (<5 nm radius of curvature), 2 µm height, and 400 nmpitch density. (C) Measured results of hemispherical reflectance onthe Si NW array sample in (A), over a large range of wavelengths at5° incidence angle.

© 2010 American Chemical Society 2200 DOI: 10.1021/nl101055h | Nano Lett. 2010, 10, 2197-–2201

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support from Defense Advanced Research Projects Agency(DARPA) Microsystems Technology Office (MTO).

Supporting Information Available. Details of the MonteCarlo method used, experimental procedures, logical equa-tions for SPEL throughput, mask distortion, and mask sup-porting layer thickness determination. This material is avail-able free of charge via the Internet at http://pubs.acs.org.

REFERENCES AND NOTES(1) Heber, J. Nature. 2009, 461, 720–722.(2) Lu, W.; Lieber, C. M. Nat. Mater. 2007, 6, 841–850.(3) Feng, X. L.; White, C. J.; Hajimiri, A.; Roukes, M. L. Nat. Nano-

technol. 2008, 3, 342–346.(4) Law, M.; Greene, L. E.; Johnson, J.; Saykally, C. R.; Yang, P. D.

Nat. Mater. 2005, 4, 455–459.(5) Tian, B.; et al. Nature 2007, 449, 885.(6) Tsakalakos, L.; Balch, J.; Fronheiser, J.; Korevaar, B. A. Appl. Phys.

Lett. 2007, 91, 233117.(7) Law, M.; Goldberger, J.; Yang, P. D. Annu. Rev. Mater. Res. 2004,

34, 83–122.(8) Ariga, K.; et al. Sci. Technol. Adv. Mater. 2008, 9, No. 014109.(9) Ito, T.; Okazaki, S. Nature 2000, 406, 1027–1031.(10) Service, R. F. Science 2001, 293, 785–786.(11) Pease, R. F.; Chou, S. Y. Proc. IEEE 2008, 96, 248–270.

(12) Sewell, H.; Mulkens, J. Annu. Rev. Mater. Res. 2009, 39, 127–153.(13) Andrew, T. L.; Tsai, H. Y.; Menon, R. Science 2009, 324, 917–

921.(14) Vieu, C.; et al. Appl. Surf. Sci. 2000, 164, 111–117.(15) Choudhury, P. R. Handbook of Microlithography, Micromachining,

and Microfabrication 1; Monograph PM39; SPIE: Bellingham, WA,1997.

(16) Wurm, S. J. Photopolym. Sci. Technol. 2009, 22, 31–42.(17) Bartels, R. A.; et al. Science 2002, 297, 376–378.(18) Costner, E. A.; Lin, M. W.; Jen, W. L.; Willson, C. G. Annu. Rev.

Mater. Res. 2009, 39, 155–180.(19) Chou, S. Y.; Krauss, P. R.; Renstrom, P. J. Science 1996, 272, 85–

87.(20) Lu, Y. R.; Yoshimizu, N.; Lal, A. J. Vac. Sci. Technol., B 2009, 27,

2537–2541.(21) Brosi, A. R.; Borkowski, C. J.; Conn, E. E.; Griess, J. C. Phys. Rev.

1951, 81, 391–395.(22) Budick, B.; Chen, J.; Lin, H. Phys. Rev. Lett. 1991, 67, 2630–2633.(23) Schlapbach, L.; Zuttel, A. Nature 2001, 414, 353–358.(24) Sakintunaa, B.; Darkrim, L. F.; Hirscher, M. Int. J. Hydrogen Energy

2007, 32, 1121–1140.(25) Harriott, L. R. J. Vac. Sci. Technol., B 1997, 15, 2130–2134.(26) Dhaliwal, R. S.; et al. IBM J. Res. Dev. 2001, 45, 615–638.(27) Bohlen, H.; Greschner, J.; Keyser, J.; Kulcke, W.; Nehmiz, P. IBM. J.

Res. Dev. 1982, 26, 568–579.(28) Huang, Y. F.; et al. Nat. Nanotechnol. 2007, 2, 770–774.(29) Zhu, J.; et al. Nano Lett. 2009, 9, 279–282.

© 2010 American Chemical Society 2201 DOI: 10.1021/nl101055h | Nano Lett. 2010, 10, 2197-–2201

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1

Supporting Information

1. Monte Carlo Simulation.

a. Fermi Beta Decay Theory

From the Fermi theory of beta decay1, the shape of the energy distribution for

allowed transitions is given approximately by the expression:

),()()()2()( 222/122 EZFcmEEQcEmECEN ee +−+= (1)

where c is speed of light, me is electron rest mass, Z is the nuclear charge on the daughter

nucleus, E is the kinetic energy of the emitted electrons, Q is the upper bound on the

kinetic energy of the electrons. The Fermi function ),( EZF , accounts for the nuclear

Coulomb interaction that shifts this distribution toward lower energies due to the

coulomb attraction between the daughter nucleus and the emitted electron. It is given by2:

⎥⎥⎦

⎢⎢⎣

⎡⎟⎟⎠

⎞⎜⎜⎝

⎛−−⎟

⎟⎠

⎞⎜⎜⎝

⎛= )

22exp(1

22),(

22

EmcZe

EmcZeEZF ee

hhππ (2)

6

4

2

0

Nor

mal

ized

PD

F

Ni63

H3

Nor

mal

ized

PD

F

6040200Energy (keV)

Ni63

H3

6

4

2

0

Nor

mal

ized

PD

F

Ni63

H3

Nor

mal

ized

PD

F

6040200Energy (keV)

6

4

2

0

Nor

mal

ized

PD

F

Ni63

H3

Nor

mal

ized

PD

F

6040200Energy (keV)

Ni63

H3

63Ni3H6

4

2

0

Nor

mal

ized

PD

F

Ni63

H3

Nor

mal

ized

PD

F

6040200Energy (keV)

Ni63

H3

6

4

2

0

Nor

mal

ized

PD

F

Ni63

H3

Nor

mal

ized

PD

F

6040200Energy (keV)

6

4

2

0

Nor

mal

ized

PD

F

Ni63

H3

Nor

mal

ized

PD

F

6040200Energy (keV)

Ni63

H3

63Ni3H

63Ni3H

Page 7: Vacuum-Free Self-Powered Parallel Electron Lithography

2

Figure S1. The energy distribution Probability Density Function (PDF) of beta particles

emitted from nickel radioisotope 63Ni and tritium 3H, calculated from beta decay theory.

The Monte Carlo electron trajectory simulation method has been extensively applied

to electron probe micro- and nano-analysis. Here, we developed our own codes, based on

several available Monte Carlo models3-5, which have been proved to be the most accurate.

b. Elastic Scattering

We used Mott cross section to describe elastic scattering. For a compound material,

with n elements, its total elastic mean free path (EMFP) eλ is determined by:

∑=

− =n

i i

iei

e AECNE

10

1 )()( σρλ (3)

Where E is the kinetic energy of the incident electron, ρ is the mass density of the region,

N0 is the Avogadro’s constant, Ai, Ci are the atomic weight and weight fraction of

element i, respectively. The Mott cross section value ieσ of chemical element i is

determined using the pre-calculated and tabulated value6-7.

c. Inelastic Scattering

We used dielectric response theory to describe inelastic scattering. The electron

inelastic differential cross section can be expressed by8:

qq

Eadqdd 1)],(/1Im[1

)( 0

2

ωεπω

σ−=

h (4)

Where a0 is the Bohr radius, ωh is the energy loss, qh is the moment transfer, E is the

kinetic energy of the incident electron and ),( ωε q is the dielectric response function.

The stopping power and the inelastic mean free path (IMFP) inλ are given by5:

Page 8: Vacuum-Free Self-Powered Parallel Electron Lithography

3

)(}22{)](/1Im[)(1)(

2/

00

ωωωωεω

πh

h

hh d

EEEEIn

EaE

dSdE E

−−−+

−=− ∫ (5)

)(}/212/1/212/1{)](/1Im[

21)(

2/

00

1 ∫ −−−−+−

−=−E

in dEEEEIn

EaE ω

ωωωωωε

πλ h

hh

hh (6)

The optical dielectric constant )(ωε is related to the refractive index n and the

extinction coefficient k by:

)2()()()( 222 nkiknikn +−=+=ωε (7)

The optical properties of materials in the photon energy range above about 30 eV can

be described by the atomic scattering factors. The index of refraction of a material is

related to the scattering factors of the individual atoms by:

∑−=i

ii

e fnrn 12

21 λ

π (8)

∑=i

ii

e fnrk 22

π (9)

where re is the classical electron radius, λ is the wavelength of the incident electron, ni is

the atom number volume density of element i, and f1, f2 are the real and imaginary part of

atomic scattering factor, respectively9.

InelasticCollision

θ

φ

α Interface

ElasticCollision

Elastic Collision

Inelastic Collision

ElectronAtom 1Atom 2

InelasticCollision

θ

φ

α Interface

ElasticCollision

Elastic Collision

Inelastic Collision

ElectronAtom 1Atom 2

Page 9: Vacuum-Free Self-Powered Parallel Electron Lithography

4

Figure S2. Schematic image of MC model for electron trajectory simulation in solids.

Both elastic scattering and inelastic scatterings for primary electrons, as well as for

cascade secondary electrons, are considered.

d. Monte Carlo Procedure and Programming

First we used three uniform random numbers [0, 1], iR to determine the beta particle

coordinates 0ix , initially generated in radioisotope thin film source with dimension size

iD (i =1, 2, 3):

iii DRx ⋅=0 (10)

The initial energy of the beta particle is determined by another uniform random

number 4R by:

∫∫<QE

dEENdEENR004 ')'(')'( (11)

The initial angle distribution of the beta particle is assumed to be isotropic. So its

initial moving direction angle 0θ and azimuthal angle 0φ are determined respectively by

another two uniform random numbers 5R and 6R :

50 Rπθ = 6

0 2 Rπφ = (12)

The total mean free path mλ is related to the corresponding elastic mean free

path eλ and the inelastic mean free path inλ by:

111 −−− += inem λλλ (13)

The travel distance between two successive collisions is evaluated by another

uniform random number 7R :

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)( 7RIns mλ−= (14)

After passing distance s, uniform random number 8R is used to determine the type of

next individual scattering event, elastic or inelastic, by:

if 118 / −−< meR λλ is true, it is elastic, otherwise, it is inelastic.

For elastic scattering, we used uniform random number 9R to determine the ith

element atom, which would be responsible for this individual elastic scattering:

=

=

=

= <<n

j j

jej

i

j j

jej

n

j j

jej

i

j j

jej

AC

AC

R

AC

AC

1

19

1

1

1

σ

σ

σ

σ

(15)

The elastic scattering angle eθ is determined by random number 10R :

''sin''sin0010 θθσθθσπθ

ddR eee

∫∫< (16)

The azimuthal angle eφ is assumed to be isotropic and be determined by random

number 11R :

112 Re πφ = (17)

For inelastic scattering, the energy loss EΔ for this individual event is given by:

sdSdEE ⋅−=Δ (18)

The inelastic scattering angle inθ is predicated by a classical binary collision model:

2/11 )/(sin EEin Δ= −θ (19)

The azimuthal angle inφ is also assumed to be isotropic and be determined by

random number 12R :

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122 Rin πφ = (20)

The energy loss EΔ is considered to be transferred to the generated secondary

electron, which will have initial energy Fs EEE +Δ=0 for valence electron excitation or

Bs EEE −Δ=0 for ionization where BE is the binding energy3. For electron beam resist

exposure process simulation, since EΔ is small, we assume that this energy loss EΔ will be

absorbed by the resist media locally, so the energy contour plot can be calculated (Fig.1B

top).

For development process simulation, we used the model that if the resist absorbed a

threshold energy density value J0, it would be exposed. The threshold value J0 could be

determined by previous experimental dosage data for this resist.

2. Experiment Details.

a. Source Flux Current Density Je Measurement

The radioactive 63Ni thin film (3w% of phosphorus) was deposited by electro-less

nickel plating technique10-11, on a Ni/Silicon substrate that was pre-polished using chemo-

mechanical polishing to achieve sub-nm level smoothness. The thin film source (1cm X

1cm in size) flux current density Je was measured by placing the source in a metal

vacuum chamber, with pressure down to 10-6 mbar (Fig.S3). The measured Je value for

our source was 10.03pA/cm2.

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Vacuum

MeasureCurrent

63Ni thin film

Vacuum

MeasureCurrent

63Ni thin film

MeasureCurrent

63Ni thin film

Figure S3. Schematic drawing of the experimental setting up, measuring flux current

density Je of our 63Ni thin film source.

b. Mask Fabrication

A layer of low stress silicon nitride (Si3N4) film (~1500nm) was deposited on both

sides of a double polished silicon wafer by Low Pressure Chemical Vapor Deposition

(LPCVD) at 800 °C. Then a thin layer of tungsten (~150nm) was sputtered on top of the

bottom nitride film, followed by 20nm of Cr evaporation on top of tungsten. Then the Cr

film will be patterned by EBL (100keV beam energy) using ZEP520 resist. Cr was etched

by Cr RIE etching, using ZEP520 as the etching mask. Then tungsten was etched by

tungsten RIE (CF4/SF6) etching, using Cr as etching mask. Afterwards, back-side-

alignment optical lithography was used to pattern a resist window on back side of the

wafer, followed by nitride RIE etching through the nitride film on the backside. Then

KOH etching at 80oC temperature was used to back etch through the silicon wafer,

stopping at the bottom nitride layer (Fig.S4).

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Figure S4. SPEL mask fabrication process. (a) Low stress LPCVD nitride (1500nm)

deposition on double polished Si (100) wafer, followed by 150nm of W sputtering and

20nm of Cr evaporation on the front side. (b) E-beam patterning, using ZEP520 resist. (c)

Cr RIE etching, using ZEP520 as the etching mask. (d) W RIE (CF4/SF6) etching, using

Cr as etching mask. (e) Back side nitride window patterning by optical lithography,

nitride RIE etching, followed by KOH (80oC) Si etching to etch through the Si wafer.

c. Resist Exposure and Development for SPEL

The anisole diluted chemical amplified negative-tone e-beam resist NEB31A (Zeon

Corporation) was spun on at high speed (10000RPM) to a thickness of ~60nm, followed

by post bake at 115oC for 2 minutes. Then tungsten mask (made above) was put on top of

Cr Si3N4 Si W ZEP520 Resist

(a)

(b)

(c)

(d)

(e)

Cr Si3N4 Si W ZEP520 ResistCr Si3N4 Si W ZEP520 ResistCr Si3N4 Si W ZEP520 Resist

(a)

(b)

(c)

(d)

(e)

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the NEB31A film and the 63Ni thin film source was placed on top of the mask to expose

the resist in air for 48 hours continuously (Fig.1A). The exposure was conducted in dark

room due to the high sensitivity of NEB31A resist to white light. After exposure, we

baked the wafer at 95oC for two minutes, developed it in MF321 for 30 seconds, followed

by DI water rinsing and nitrogen gun blow drying.

d. SPEL based Silicon Vertical Nanowire Arrays Fabrication

Figure S5. SPEL based Silicon Vertical NW Arrays Fabrication Process. (a) 400nm of

SiO2 was produced by wet oxidation at 1100 degree on n-type (100) silicon wafer,

followed by 50nm Cr evaporation. A thin layer (~100nm) of negative tone e-beam resist

NEB31A was spun on top. (b) NEB31A e-beam resist was patterned by SPEL exposure,

followed by normal NEB31A development. (c) Cr was dry etched, using NEB31A as the

Si SiO2 Cr NEB31 resist

(a)

(b)

(c)

(d)

(e)

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etching mask. (d) SiO2 was dry etched by RIE, using Cr as the etching mask. (e) Vertical

Silicon NW Arrays were produced by Si RIE etching, using SiO2 as the etching mask.

3. Logical Equations for SPEL Throughput

For SPEL throughput calculation, Monte Carlo simulation is the most accurate, by

tracking the trajectories of each primary electron and the generated secondary electron,

although it is complicated. For SPEL, the high energy beta electrons, emitted from the

radioactive thin film source, have a continuous energy distribution (Fig. S1). Moreover,

for our mask design, we use a thin layer of low mass density material as the supporting

layer (Si3N4 used here) for the tungsten mask, to slow down the energy of the primary

electrons as what we want. Here, we can use some simplified logical equations to do

estimation calculations.

The beta flux current density Je, emitted from the radioactive thin film source, could

be expressed by:

))/693.0exp(1( 2/10 T

AeNdnJ s

e −−⋅⋅⋅⋅⋅

=ρ (21)

Where n is number of atoms of the radioisotope in molecule, N0 is the Avogadro’s

constant, A is molecular weight, d is the thickness of the thin film source, ρs is the mass

density of the source, e is the elementary charge, T1/2 is the half live of the radioisotope.

When d reaches twice of the self-absorption depth, it will lead to the maximum beta flux

density value.

Figure S6. Schematic of the electrons flux through the membrane mask.

Je_in, Eav_in

Je_out, Eav_out

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For the supporting layer of the stencil mask, most of the beta particles could

penetrate. The relation between the in flux density Je_in and the out flux density Je_out

could be given by:

)exp(__ hJJ ineoute ⋅⋅−⋅= ρν (22)

Where ρ is the mass density of the supporting material, h is its thickness andν is the mass

absorption coefficient.

Also, the relation between the average energy of the incident beta flux Eav_in and the

average energy of out-coming beta flux Eav_out could be solved by:

''_

_

))(/(1 dEEdSdEh outav

inav

E

E∫ −= (23)

Where dSdE is the electron stopping power of the supporting layer (SI equation 5).

Finally, the total exposure time T needed could be given by:

)( _

_

outav

oute

EdSdE

JT

⋅=

α (24)

Where α is a constant related to the threshold exposure dosage needed for the specific

ebeam resist. Here, dSdE is the electron stopping power of the ebeam resist.

4. No Heating-induced Membrane Mask Distortion for SPEL

Mask distortion was the Achilles heel of previous attempts at electron projection and

proximity printing lithography, since the irradiation energy would heat up the mask

reticle locally during the exposure to cause uncorrectable membrane mask distortion,

depending on the pattern density12-14. For all previous electron beam projection and

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proximity printing, they need high vacuum and expensive column to accelerate the

electrons to high energy. Also the exposure process should be conducted in high vacuum.

Since the exposure was conducted in high vacuum, the heating problem is circumvented,

when the mask membrane is thin enough (~1μm) for most of the electrons to pass

through12, 14.

Fortunately, this uncorrectable mask distortion problem does not exist in our SPEL

system, since SPEL is a vacuum-free system. In our SPEL system, since the beta electron

emission used is independent of temperature or pressure, vacuum-free electron

lithography is experimentally demonstrated for the first time. The heat on the membrane

mask will be dissipated immediately by air molecules surround the membrane. Therefore

the mask distortion could be ignored.

Here let’s do a simple calculation to confirm our statement above:

Let’s consider a 4-inch Si membrane mask with 1μm in thickness, with 100mW/cm2

power e-beam irradiating its center 1cm X 1cm area. Let’s assume that 20% of the

electron energy will be absorbed by the membrane mask. The heating up power is P =

20% *100mW/cm2 * 1cm2= 20mW.

When it is in thermal balance, then the temperature difference between the center and

the edge ΔT could be calculated as:

Figure S7. Schematic drawing for the mask heating during exposure.

1 μm

1 cm 4.5 cm

100mW/cm2

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LAk

PT =Δ (25)

where A is the thermal conducting area and L is the thermal conducting length.

If the exposure is conducted in high vacuum, most of the heat could only be

dissipated along the membrane thin film. The thermal conducting area could be estimated

as 4cm*1μm and L could be estimated to be 4.5cm. The conductivity of Si is around k =

150W/(m*K). Therefore, we could get TΔ to be 150K. This temperature increase will

cause several microns of buckling height mask distortion, based on the calculation shown

in figure 15 in the paper published by Bohlen13.

If it is in air at atmosphere, most of the heat could be dissipated to air in the direction

vertical to the membrane thin film. The thermal conducing area 'A is 1cm2, and 'L

could be estimated to be 1μm. The conductivity of air is around 'k = 0.025W/(m*K).

Therefore, we could get 'TΔ to be 0.008K. This temperature increase for mask distortion

could be fully ignored. This is consistent with our experiments that we did not notice any

thermal mask distortion for membrane mask, during exposure.

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5. Mask Supporting Layer Thickness Determination MC Simulation

We used 1500nm of nitride as the supporting layer in our experimental mask

fabrication. Following images showed our Monte Carlo simulation. The penetration depth

in nitride film for 14.9Kev electron beam is around 2920nm and the penetration depth for

10KeV beam is around 1410nm. Therefore, around 1500nm of nitride film (2920nm –

1410nm = 1510nm) is required to slow down the electron energy from 15KeV to 10KeV.

For electrons (Eav = 5.9KeV) from the more intense Be3H2 source, 480nm of nitride film

should be used to slow down the primary electrons from 5.9KeV down to 2.0KeV.

Figure S8. Monte Carlo simulated contour plot of the energy absorbed by nitride films,

irradiated by an electron beam with various energies, 14.9KeV, 10.0KeV, 5.9KeV and

2.0KeV, in (a) (b) (c) (d), respectively.

14.9KeV14.9KeV14.9KeV10.0KeV10.0KeV

(a) (b)

5.9KeV5.9KeV2.0KeV2.0KeV

(c) (d)

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References 1. Fermi, E. Zeits. f. Physik. 1934, 88, 161-171. 2. Venkataramaiah, P.; Gopala, K.; Basavaraju, A.; Suryanarayana, S. S.;; Sanjeeviah,

H. ;J. Phys. G: Nucl. Phys. 1985, 11, 359-364. 3. Ding, Z.; Shimizu, R. Scanning. 1996, 18, 92-113. 4. Hovington, P.; Drouin, D.; Gauvin, R.; Joy, D. C.; Evans, N. Scanning. 1997, 19,

29-35. 5. Tan, Z.; et al. Appl. Phys. A. 2005, 81, 779-786. 6. Czyzewski, Z.; MacCallum, D. O.; Romig, A.; Joy, D. C. J. of Appl. Phys. 1990,

68, 3066-3072. 7. Drouin, D.; Hovington, P.; Gauvin, R. Scanning. 1997, 19, 20-28. 8. Pines, D.; Nozières, P. The Theory of Quantum Liquids, New York (1966). 9. Thompson, A.; et al. X-ray data booklet. (2001). 10. Mallory, G. O.; Hajdu, J. B. Electroless Plating: Fundamentals and Applications.

1990, 1, 1. 11. Schlesinger, M.; Paunovic, M. Modern Electroplating (fourth edition). 2000, 667. 12. Bohlen, H.; Greschner, J.; Keyser, J.; Kulcke, W.; Nehmiz, P. IBM. J. Res. Dev.

1982, 26, 568-579. 13. Harriott, L. R. J. Vac. Sci. Technol. B. 1997, 15, 2130-2134. 14. Dhaliwal, R. S.; et al. IBM J. Res. & Dev. 2001, 45, 615-638.