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TRANSCRIPT
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF
NEBRASKA
PRISM TECHNOLOGIES , LLC,
Plaintiff , 8:12CV123v .
SPRINT SPECTRUM L .P .,d/b/a/ SPRINT PCS,
COURT 'S CHARGE TO THE JURY
Defendant .
INSTRUCTION NO . \
Now that you have heard the evidence , it is my
duty to inform you of the legal principles and considerations
you are to use in arriving at a proper verdict .
In accordance with the oath which each of you took
when you were selected as jurors to try this case, it is your
duty to determine the disputed issues of fact in this case from
the evidence produced and seek thereby to reach a verdict which
shall speak the truth of the case and thereby do justice between
the parties hereto, uninfluenced by sympathy, favor, affection or
prejudice for or against any party. It is your duty to receive
and accept as correct the law as given you in this charge, and
you are not privileged to entertain an opinion as to the law
or what the law should be which conflicts in any respect
with the law as stated in this charge . However , I have not
attempted to
s '
embody all the law applicable to this case in any one of the
instructions which I have given you, and therefore, you must
consider the instructions in their entirety, giving due weight to
each instruction, and construing each instruction in the light
of, and in harmony with, the other instructions, and so apply
the principles set forth to all of the evidence received during
the trial.
The instructions I gave at the beginning of the trial
and during the trial remain in effect. You must not single out
some instructions and ignore others because all are important.
All instructions, whenever given and whether in writing, must
be followed.
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INSTRUCTION NO.
At the outset, I urge you to make every effort to
reach an agreement in your deliberations. Inconclusive trials are
not desirable. A common understanding
among competent and
intelligent people ought to be possible.
However, this observation must not be construed by any
juror as a suggestion of the abandonment of an opinion held
understandably and earnestly, just for the sake of agreement.
The Court must never coerce agreements by jurors . It is
appropriate to suggest that if you should find yourselves in
apparent disagreement, each of you should carefully reexamine
your opinions before assuming a position of dissent.
I should give you one preliminary word of caution. It
is seldom wise or beneficial for a juror to make an emphatic
expression of his or her opinion of the case, or to announce a
determination to stand for a certain verdict, immediately upon
entering the jury room at the beginning of deliberations. The
reason for this is obvious . We are all human, and it is
difficult to recede from a position once it has been firmly and
definitely stated .
INSTRUCTION NO. 3 During the trial I have ruled on objections to
certain evidence. You must not concern yourselves with the reason
for such rulings since they are controlled by rules of law.
You must not speculate or form or act upon any opinion
as to how a witness might have testified in answer to questions
which I have rejected during the trial, or upon any subject
matter to which I have forbidden inquiry.
In coming to any conclusion in this case, you must be
governed by the evidence before you and by the evidence alone.
You have no right to indulge in speculation,
conjecture, or inference not supported by the evidence. While
you should consider only the evidence in the case, you are
permitted to draw such reasonable inferences from the testimony
and exhibits as you feel are justified in the light of common
experience. In other words, you may make deductions and reach
conclusions which reason and common sense lead you to draw from
the facts which have been established by the testimony and
evidence in the case.
INSTRUCTION NO.
It is important that you bear in mind your duties as
you deliberate. Your duty is to decide what the facts are
from the evidence. You are
allowed to consider the evidence in the light of your own
observations and experiences. After you have
decided what the facts are, you will have to apply those facts
to the law, which I will give you in these and in my other
instructions. That is how you will reach your verdict. Only
you will decide what the facts are. However, you
must follow my instructions, whether you agree with them or
not. You have taken an oath to follow the law that I
give you in my instructions .
In deciding what the facts are, you may have to decide
what testimony you believe and what testimony you do not
believe. You may believe all of what a witness says, or only
part of it, or none of it.
In deciding what testimony to believe, consider the
witnesses 'intelligence, their opportunity to have seen or
heard the things they testify about, their memories, any
reasons they might have to testify a certain way, how they act
while testifying, whether they said something different at
another time, whether their testimony is generally reasonable,
and how consistent their testimony is with other evidence that
you believe.
Expert testimony is testimony from a person who has a
special skill or knowledge in some science, profession, or
business. This skill or knowledge is not common to the average
person but has been acquired by the expert through special study
or experience. In weighing expert testimony, you may consider
the expert' s qualifications, the reasons for the expert's
opinions, the reliability of the information supporting the
expert' s opinions, the consistency of the expert' s opinion
with other evidence, testimony and common sense, as well as the
factors I have previous ly mentioned for weighing testimony of
any other witness. Expert testimony should receive whatever
weight and credit you think appropriate, given all the other
evidence in the case. You are free to accept or reject the
testimony of experts, just as with any other witness.
Do not let sympathy, or your own likes or dislikes,
influence you. The law requires of you a just verdict based only
on the evidence, your common sense, and the law that I give you
in my instructions.
I have not intended to suggest what I think your
verdicts should be by any of my rulings or comments during the
trial. During this trial I may have asked some questions of
witnesses . Do not try to guess my opinion about any issue in
the case based on the questions I asked.
I
INSTRUCTION NO. 5I have mentioned the word "evidence." "Evidence"
includes the testimony of witnesses, documents and other things
received as exhibits , any facts that the parties may stipulate
to
-- that is, formally agree to, and any facts that I may
judicially notice -- that is facts which I say you must accept
as true. Certain things are not evidence:
1) Statements, comments, questions and arguments by
lawyers for the parties are not evidence;
2) Objections are not evidence. Lawyers have a right
to object when they believe something is improper. You should
not be influenced by the objection. If I sustain an objection to
a question, you must ignore the question and must not try to
guess what the answer might have been.
3) Testimony that I strike from the record or tell
you to disregard is not evidence and must not be considered.
4) Anything you see or hear about this case outside
the courtroom is not evidence, unless I specifically told you
otherwise during the trial.
Furthermore, a particular item of evidence is
sometimes received for a limited purpose only. That is, it can be
used by you only for one particular purpose and not for any
other
purpose.
' .Finally, some of you may have heard the terms "direct
evidence'' and "circumstantial evidence ." You are instructed that
you should not be concerned with those terms since the law makes
no distinction between the weight to be given to direct and
circumstantial evidence .
I
INSTRUCTION NO. (oThe parties have stipulated to the following facts
which you must accept as true:
1) The lawsuit was filed on April 4, 2012 .
2) Prism is a limited liability company organized and
existing under the laws of the State of Nebraska, with its
principal place of business at 2323 South 171st Street, Suite
106, Omaha , Nebraska 68130.
3) Prism is the owner of U.S. Patent Nos .
8,127,345 ("the '345 Patent") and 8,387,155 ("the '155
Patent ") (collectively "the Asserted Patents").
4) The '345 Patent issued on February 28, 2012 .
5) The '155 Patent issued on February 26, 2013 .
6) Prism has not made , sold, or offered for sale
any product covered by the Asserted Patents since the Asserted
Patents issued .
7) Defendant Sprint is a limited partnership
organized and existing under the laws of the State of Delaware
with its principal place of business at 6200 Sprint Parkway ,
Overland Park, Kansas 66251 .
8) Sprint 's lawyers represented to the Federal
Communications Commission ("FCC") that .in July 2012,
Sprint possessed 950,000 femtocells .
•
INSTRUCTION NO. -,
Certain charts and summaries have been shown to you in
order to help explain the facts disclosed by the books, records,
or other underlying evidence in the case. Those charts or
summaries are used for convenience. They are not themselves
evidence or proof of any facts. If they do not correctly
reflect the facts shown by the evidence in the case, you should
disregard these charts and summaries and determine the facts from
the
books, records or other underlying evidence.
INSTRUCTION NO.
Testimony has been presented to you in the form of
depositions . A deposition is the recorded answers a witness made
under oath to questions asked by lawyers before trial. The
deposition testimony offered was either recorded in writing and
was read to you , or was electronically videotaped and that
recording was played for you . You should consider the deposition
testimony, and judge its credibility , as you would that of any
witness who testifies here in person .
INSTRUCTION NO. qSometimes jurors wonder if the number of witnesses
who testified makes any difference. Do not make any
decisions based only on the number of witnesses who testified
. What is important is how
believable the witnesses were , and how much weight you think
their testimony deserves . Concentrate on that, not the
numbers .
INSTRUCTION NO. \ 0
The burden of proof in this case is the greater weight
of the evidence. You must decide whether certain facts have
been proven by a greater weight of the evidence. The greater
weight
of the evidence means that the fact that is to be proven is more
likely true than not, i.e., that the evidence in favor of that
fact being true is sufficient to tip the scale, even if slightly,
in its favor.
This standard is different from what you may have
heard about in criminal proceedings where a fact must be proved
"beyond a reasonable doubt." That is a stricter standard than
"more likely true than not." It applies in criminal cases,
but not in this civil case; so put it out of your mind.
In determining whether a party has sustained its
burden of proof, you are not limited to the evidence introduced
by that party.Any party to the case is entitled to the benefit
of any evidence tending to establish its contention, even though
such evidence comes from witnesses presented by the other party.
INSTRUCTION NO. \ \ As I previously told you, Prism seeks money damages
from Sprint for allegedly infringing United States Patent No.
8,127,345, issued on February 28, 2012, and United States
Patent No. 8,387,155, issued on February 26, 2013 . For your
convenience, the patents are often referred by their last
three numbers, namely, as the "'345 patent" and the "'155
patent. " Collectively, these patents are referred to as the
"Asserted Patents." Prism filed this action
against Sprint for allegedly infringing the Asserted Patents
by using, selling, and offering for sale in the United States
products and systems that Prism argues are covered by Claims
1 and 33 of the '345 Patent and Claims 7 and 37 of the '155
Patent. These claims are collectively referred as the
"Asserted Claims ."
The systems and methods that are alleged to infringe
are the following Sprint products or services that control
access to and provide wireless data service: 4G LTE; 4G
WiMAX; 3G; Picocells; Femtocells; and Roaming. Prism has the
burden of proving its claims of infringement.
Sprint denies that it has infringed the Asserted
Claims . Your job is to decide whether Sprint has infringed
the
Asserted Claims . If you decide that any Asserted Claim has
.been infringed, you will then need to decide the money
damages which should be awarded to Prism to compensate it for
the infringement.
INSTRUCTION NO. \
At the beginning of the trial, I gave you some
general information about patents, the patent system, and the
patent laws relevant to this case. I will now give you more
detailed instructions about the patent laws that specifically
relate to this case .
Before you can decide many of the issues in this
case, you will need to understand the role of patent "claims
." The patent claims are the numbered sentences at the
end of each patent. The claims are
important because it is the words of the claims that define
what a patent covers . The figures and text
in the rest of the patent provide a description and/or examples
of the invention and provide a context for the claims, but it
is the claims that define the patent 's coverage . Each claim
is effectively treated as if it were a separate patent , and
each claim may cover more or less than another claim.
Therefore , what a patent covers depends, in turn, on
what each of its claims covers .
You will first need to understand what each claim
covers in order to decide whether there is infringement of the
claim . The law says that it is my role to define the terms of
the claims, and it is your role to apply my definitions to the
issues that you are asked to decide in this case. Therefore, as
I explained to you at the start of the case, I have determined
the meaning of the claims and I will provide to you my
definitions of certain claim terms. You must accept
my
definitions of these words in the claims as being correct . It is
your job to take these definitions and apply them to the issues
that you are deciding, including the issues of infringement.
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INSTRUCTION NO. \ 3 I will now explain how a claim defines what it covers.
A claim sets forth, in words, a set of requirements. Each claim
sets forth its requirements in a single sentence. If a device or
a method satisfies each of these requirements, then it is covered
by the claim.
There can be several claims in a patent. Each claim
may be narrower or broader than another claim by setting
forth
more or fewer requirements . The coverage of a patent is
assessed claim-by-claim. In patent law, the requirements of a
claim are often referred to as "claim elements '' or "claim
limitations. " When a thing, such as a system or a method, meets
all of the requirements of a claim, the claim is said to "cover"
that thing, and that thing is said to "fall'' within the scope
of that claim. In other words, a claim covers a system or a
method where each of the claim elements or limitations is present
in that system or method.
Sometimes the words in a patent claim are difficult to
understand, and therefore it is difficult to understand what
requirements these words impose. It is my responsibility to
explain to you the meaning of the words in the claims and the
requirements these words impose.
As I just instructed you, there are certain specific
terms that I have defined, and you are to apply the definitions
as provided in these instructions.
By understanding the meaning of the words in a claim
and by understanding that the words in a claim set forth the
requirements that a system or a method must meet in order to be
covered by that claim, you will be able to understand the scope
of coverage for each claim. Once you understand what each claim
covers, then you are prepared to decide the issues that you will
be asked to decide, such as infringement.
INSTRUCT ION NO . \ 4
The terms in the Asserted Claims have the following
meanings:
a. "access server" means "server software that
makes available information or other resources."
b."adapted to forward" and "adapted to forward
. identity data" mean "configured to forward" and
"configured to forward . . identity data."
c. "authenticate " and "authenticating" mean
"determine/ determining that something is, in fact, what it
purports to be."
d. "authentication server" means "server software
that is independent of the access server and is capable of
storing data and controlling access to protected computer
resources of the access server."
e. "authorize" and "authorizing" mean
"determine/ determining whether to grant access to."
f. "forward " means "transmit. "
g. "identity data associated with at l.east one
cl.ient computer device" means "data sufficient for the system
to determine whether a client computer device is authentic
and/or is entitled to access protected resources."
h. "identity data of a subscriber identity modul.e
associated with at l.east one cl.ient computer device" means
"data sufficient for the system to determine whether a
subscriber
identity module associated with at least one client computer
device is authentic and/or is entitled to access protected
resources ."
i. "identity data of at least one access server"
means "data sufficient for the system to determine whether an
access server is authentic and/or is entitled to access
protected resources ."
j. "an Internet Protocol network" and "network
utilizinq at least one Internet Protocol " mean "an
untrusted network using any protocol of the Internet Protocol
Suite including at least one IP, TCP/IP , UDP/IP , HTTP , and
HTTP/IP, where untrusted is defined as a public network with
no controlling organization , with the path to access the
network being undefined and the user being anonymous ."
k. "protected computer resources ," "protected
resources ," and "protected resources of at least one server
computer" mean "computer services, applications , or content
that is stored within the secure transaction system that can
only be accessed by a server within the secure transaction
system ."
For any terms for which I have not provided you a
definition , you should apply the ordinary meaning. For the
terms that I defined , you are to apply my definitions of
these terms throughout this case . My interpretation of the
meaning of some of the terms should not be taken as an
indication that I have a
view regarding issues such as infringement. Those issues are
yours to decide . I will provide you with more detailed
instructions on the meaning of the claims before you retire to
deliberate your verdict.
•
INSTRUCTION NO. \ 5 This case involves two types of patent claims:
independent claims and dependent claims. An "independent claim"
sets forth all of the requirements that must be met in order to
be covered by that claim. Thus, it is not necessary to look at
any other claim to determine what an independent claim covers.
In this case, Claim 1 of the '345 Patent is an independent
claim. The remainder of the Asserted Claims are "dependent
claims. ''
A dependent claim does not itself recite all of the
requirements of the claim but refers to another claim for some of
its requirements. In this way, the claim "depends" on another
claim. A dependent claim incorporates all of the requirements
of the claim(s) to which it refers. The dependent claim
then adds its own additional requirements. To determine what a
dependent claim covers, it is necessary to look at both the
dependent claim and any other claim(s) to which it refers. A
system or a method that meets all of the requirements of both the
dependent claim
and the claim( s) to which it refers is covered by that
dependent claim. In this case, Claim 33 of the '345 Patent and
Claims 7 and 37 of the '155 Patent are dependent.
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INSTRUCTION NO. - \ (o
I will now instruct you how to decide whether Sprint
has infringed the Asserted Patents. Infringement is assessed
on a claim-by-claim basis . Therefore, there may be
infringement as to one claim but no infringement as to another.
To prove infringement , Prism must prove by a greater
weight of the evidence, i.e. that it is more likely than not,
that Sprint made , used, sold, or offered for sale within the
United States a system or method that meets all of the
requirements of a claim and did so without the permission of
Prism during the time the Asserted Patents were in force . You
must compare the system or method with each and every one of
the requirements of a claim to determine whether all of the
requirements of that claim are met.
You must determine, separately for each Asserted
Claim, whether there is infringement. There is one exception
to this rule . If you find that a claim on
which other claims depend is not infringed, there cannot be
infringement of any dependent
claim that refers directly or indirectly to that independent
claim . On the other hand, if you find that an independent
claim has been infringed , you must still decide ,
separately, whether the system or method meets additional
requirements of any claims that depend upon the independent
claim, thus, whether those claims have also been infringed .
A dependent claim includes all
' '
the requirements of any of the claims to which it refers plus any
additional requirements of its own.
In this case, Prism has alleged that Sprint directly
infringes the Asserted Patents . In order to prove
infringement, Prism must prove that the requirements of
infringement are met by a greater weight of the evidence.
' f
INSTRUCTION NO. \ l If you find that Sprint infringed any Asserted Claim,
you must then consider what amount of damages to award to Prism.
By instructing you on damages, I am not suggesting which party
should win this case, on any issue.
The damages you award must be adequate to compensate
Prism for the infringement. They are not meant to punish an
infringer. Your damages award, if you reach this issue, should
put Prism in approximately the same financial position that it
would have been in had the infringement not occurred. Prism has
the burden to establish the amount of its damages by a greater
weight of the evidence.
Prism has the burden to establish the amount of its
damages by a greater weight of the evidence. In other words,
you should award only those damages that Prism establishes that
it more likely than not suffered.
There are different types of damages that Prism may
be entitled to recover. In this case, Prism seeks a
reasonable royalty. A reasonable royalty is defined as the
money amount Prism and Sprint would have agreed upon as a fee
for use of the invention at the time prior to when infringement
began.
I will give more detailed instructions regarding
damages shortly. Note, however, that Prism is entitled
to
recover no less than a reasonable royalty for each
infringing act.
INSTRUCTION NO.
A royalty is a payment made to a patent holder in
exchange for the right to make, use, or sell the claimed
invention. A reasonable royalty is the amount of royalty payment
that a patent holder and the infringer would have agreed to in a
hypothetical negotiation taking place at a time prior to when the
infringement first began. In considering this hypothetical
negotiation, you should focus on what the expectations of the
patent holder and the infringer would have been had they entered
into an agreement at that time, and had they acted reasonably in
their negotiations. In determining this, you must assume that
both parties believed the patent was valid and infringed and the
patent holder and infringer were willing to enter into an
agreement. The reasonable royalty you determine must be a
royalty that would have resulted from the hypothetical
negotiation, and not simply a royalty either party would have
preferred. Evidence of things that happened after the
infringement first began can be considered in evaluating the
reasonable royalty only to the extent that such evidence aids in
assessing what royalty would have resulted from a hypothetical
negotiation. Although evidence of the actual profits an alleged
infringer made may be used to determine the anticipated profits
at the time of the hypothetical negotiation, the royalty may not
be limited or increased based on the actual profits the
alleged infringer made .
INSTRUCTION NO.
In determining the reasonable royalty, you should
consider all the facts known and available to the parties at
the time the infringement began.Some of the kinds of factors
that you may consider in making your determination are:
1) The royalties received by the patentee for the
licensing of the patents-in-suit, proving or tending to prove
an established royalty.
2) The rates paid by licensees for the use of
other patents comparable to the patent-in-suit.
3) The nature and scope of the license, as exclusive or
nonexclusive, or as restricted or nonrestricted in terms of
territory or with respect to whom the manufactured product may be
. sold.
4) The licensor's established policy and marketing
program to maintain his or her patent monopoly by not licensing
others to use the invention or by granting licenses under
special conditions designed to preserve that monopoly.
5) The commercial relationship between the licensor and
licensee, such as whether they are competitors in the same
territory in the same line of business, or whether they are
inventor and promoter.
6) The effect of selling the patented specialty in
promoting sales of other products of the licensee, the existing
- ..value of the invention to the licensor as a generator of sales of
his nonpatented items, and the extent of such derivative or
convoyed sales.
7) The duration of the patent and the term of the
license .
8) The established profitability of the product
made under the patents , its commercial success, and its
current popularity .
9) The utility and advantages of the patented
property over the old modes or devices, if any, that had been
used for working out similar results .
10) The nature of the patented invention, the
character of the commercial embodiment of it as owned and
produced by the licensor , and the benefits to those who have
used the invention.
11) The extent to which the infringer has made use
of the invention and any evidence probative of the value of
that use .
12) The portion of the profit or of the selling price
that may be customary in the particular business or in
comparable business to allow for the use of the invention or
analogous inventions .
13) The portion of the realizable profits that should
be credited to the invention as distinguished from nonpatented
elements, the manufacturing process, business risks, or
significant features or improvements added by the infringer.
14) The opinion and testimony of qualified experts .
15) The amount that a licensor (such as the patentee)
and a licensee (such as the infringer) would have agreed upon
(at the time the infringement began) if both had been reasonably
and voluntarily trying to reach an agreement; that is, the amount
which a prudent licensee who desired, as a business
proposition , to obtain a license to manufacture and sell a
particular article embodying the patented invention -- would have
been willing to pay as a royalty and yet be able to make a
reasonable profit and which amount would have been acceptable by
a prudent patentee who was willing to grant a license.
No one factor is dispositive and you can and should
consider the evidence that has been presented to you in this case
on each of these factors . You may also consider any other
factors which in your mind would have increased or decreased the
royalty the infringer would have been willing to pay and the
patent holder would have been willing to accept, acting as
normally prudent business people . The final factor establishes
the framework which you should use in determining a reasonable
royalty, that is, the payment that would have resulted from a
negotiation between the patent holder and the infringer taking
place at a time prior to when the infringement began.
INSTRUCTION NO .
In determining the amount of damages, you must
determine when the damages began. If you find that Sprint
infringed only the '155 Patent and not the '345 Patent, the
date when damages begins is February 26, 2013 , which is the
date the
'155 Patent issued. If you find that Sprint infringed just the
'345 Patent or infringed the '155 Patent and the '345 Patent,
the date when damages begins is February 28, 2012, which is the
date the '345 Patent issued .
INSTRUCTION NO. \
In the trial of this case and in this charge, I have
in no way attempted to express my opinion as to who should
prevail upon the issues submitted to you. You must not construe
any statement, action, or ruling on my part in the trial of
this case as an indication of any opinion on my part respecting
the proper course of your verdict . During the course of
a trial, I occasionally ask questions of a witness in order to
bring out facts not fully covered in the testimony. Do not
assume that I hold any opinion on the matters to which the
questions related.
So regardless of what I may have chosen to say, I
must admonish you that you are the sole judges of the facts, and
your verdict must respond to your own conclusions from the
evidence.
INSTRUCTION NO.
Upon your retirement to the jury room, first select one
of your number to be foreperson to preside over your
deliberations and who will sign the form of verdict .You
will then begin your study and deliberations of the case.
In arriving at your verdict , I admonish you that
it must be unanimous . Short of unanimity, you cannot
consider that you have reached any verdict.
A verdict form has been prepared and will be taken
with you when you retire for your deliberations.This form will
be adequate for the expression of any verdict you may properly
agree upon . Your foreperson
only will date and sign the verdict .
Remember , at all times your verdict must be unanimous .
If it becomes necessary during your deliberations
to communicate with the Court , pick up the telephone and it
will ring in my office . Your note will be picked up and
delivered to me. Bear in mind you are not to reveal to me
or to anyone e se how the jury stands, numerically or
otherwise , until you have reached a unanimous verdict.
Upon arriving at your verdict and completion of the
form of verdict by the foreperson , you will have concluded
your task and you will notify me as instructed above .
As the Judge presiding over the trial, I shall be
available throughout the remainder of the day and until your
verdict is returned, and I shall receive it promptly upon its
return.
If you do not arrive at your verdict during the present
court day, you will continue deliberations until you do, with
allowance of time for meals and with an intermission between
5 p.m. and 9 a.m. the next business day. During the time
allotted for meals and night's rest, you will be permitted to
separate, but you should return promptly at the time set for
continuation of your deliberations. During the periods of your
separation, you should keep in mind the admonitions of the Court
concerning your conduct while separated.