v. ebrseets - judicial watch · 2019. 7. 26. · rev.12004 for calendar year 2004 . (5 u.s.c. app....

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I

_____________ _ -----

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Reviewing Officer

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Report Required by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT

in Govenunent Act of 1978 Rev.1/2004 .FOR CALENDAR YEAR 2004 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (Last name, First name, Middle initial)

Conti, Joy Flowers

4. Title (Article III Judges indicate active or senior status;

magistrate judges indicate full- or part-time)

Active Article III Judge

7. Chambers or Office Address

936 U.S. Courthouse

7th and Grant Streets

2. Court or Organization 3. Date of Report

U.S. District Court WDPA 4/30/2005

5. Rep-0rtType (check appropriate type) 6. Reporting Period

Q Nomlnation. Date 1/112004

Q Initial @Annual Q Flnal to

12/3112004

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Date Pittsburgh, PA 15 219

I. POSITIONS. (Reporting individual only; see pp. 9-13 offiling instructions)

0 NONE - (Noreportablepositions.)

POSITION NAME OF ORGANIZATION/ENTITY

Trustee Pittsburgh Mercy Health System

2. Member, Audit Committee Pittsburgh Mercy Health System

3. Board of Directors Catholic Charities of the Diocese of Pittsburgh, Inc.

,......,0 = =

(./) ._,., ::uCJ :::!:O:: ):.:....-... n1

(J)2:: C)

(Reporting individual only; see pp. 14-16 offiling instructions) II. AGREEMENT s. rnN

<u0 NONE - (No reportable agreements.) rn CJ ry 0

P ARTIES AND TERMS f"I b N

2002 Buchanan Ingersoll PC Severance Agreement ($125,000 payable in equal quarterly installments over a two-year period starting 2003)

2. Buchanan Ingersoll PC Pension Plan and Profit Sharing Plan (no control)

1.

3.

FINANCIAL DISCLOSURE REPORT

III.

Name of Person Reporting Date of Report

Conti, Joy Flowers 4/3012005

NON-INVESTMENT INCO ME.(Reporting individual and spouse; see pp. 17-24 offiling instructions)

SOURCE AND TYPE

Buchanan Ingersoll PC - Severance Payments (from Part II)

GROSS INCOME (yours. not spouse's)

Spouse's Non-Investment lncomtlf you were married during any portion of the reporting year, please complete this section. Dollar amount not

SOURCE AND TYPE

Conunonwealth Securities and Investments, Inc.

transportation, lodging. food, entertainment

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

DESCRIPTION

62500

Jun 16-19 - Champion, PA-Allegheny County Bench Bar Conference (Food and Lodging)

Sep 30 - Oct 2 - Farmington, PA - Judicial Retreat (Food and Lodging)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.) -

I. 2004

B. required except for honoraria.)

D NONE (No reportable non-investment income.) -

I. 2004

IV. REIMBURSEMENTS-

0 NONE - (No such reportable reimbursements.)

SOURCE

Allegheny County Bar Association

2. Academy of Trial Lawyers of Allegheny County

Pennsylvania Bar Institute Oct 21-22 - Philadelphia, PA- Business Lawyers Institute Course Planner (fransportation, Food and Lodging)

2.

413012005

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Conti, Joy Flowers

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such reportable gifts.) -

SOURCE DESCRIPTION

I.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

- (No reportable liabilities.)

CREDITOR

Bank of America

DESCRIPTION

North Side Deposit Bank

Credit Card

VALUE CODE

0 NONE

1. J

J

io.

:; <

(3)

H':2 /

W

(4)

5.

1'1• @(!1 ;5.ffi ·.. ¢ :;�2;5.(J1i�. I) ;;< 5,1io1:$i5;Q(JQ

K f 1 '.n{- jd�{)(j(j •. .L :;:sjp.dd1-$iCio.Q(J9 o tS,)00.()(ji;sqiQ().opo. •· • Pi = s1.00o,R<HKss;Q()0'.000.

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Conti, Joy Flowers 4/3012005Page 1of9

VII. INVEST:tvIBNTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

A.

Description of Assets (including trust assets)

Place '(X)' after each asset exempt from prior disclosure

B. Income during

reporting period

(1) (2)

Amount Type (e.g. Code I div. rent. or (A-H) int.)

c. Gross value at end of reporting period

(I) (2)

Value Value Code 2 Method (J-P) Code3

(Q-W)

D. Transactions during reporting period

(I) not exempt from disclosure

(2) Type (e.g. Date: buy, sell, Month-merger, Day redemption)

Value Code 2 (J-P)

(5) Gain Identity of

Code I buyer/seller

(A-H) (ifprivate transaction)

D NONE (No reportable income, assets, or transactions)

I. BROKERAGE ACCOUNT # 1

2. -AllianceBernstein PA Muni Trust

3. -Neoprobe Corp Stock Buy 4115

4. Buy 4/16

6.

Buy 5126

Buy 8/12

7. -Superconductor Technologies Stock Sold 4115

8. -Cambria County PA IDA Bonds (7.25%) Buy 12122

9. -Cambria County PA IDA Bonds (7. 75%) Buy 12128

IRA ROLWVER ACCOUNT #1

11. -Pershing Government Money Market Fund

12. -Ariel Appn�ciation Fund

13. -Fidelity Spartan 500 Index Fund

14. -Longleaf Partners Fund

-Alcoa Inc Stock15.

16. -Johnson & Johnson Stock

17. -Health Care Properties Invs REIT

18. -Northumberland County PA Notes Partial Sale 8/16

H :; i;c)(jo�p()1'. 5;Qcid,(JQQ L 1nc0meiGam Codes: . .

....A .i'$'i;il@' Hii,sV ic)(j.»c>H i;l)()(J,l)()(J •..

··i;-·.• ,,,. $lS,001;sso,o<lo · ( ;Go1 : dQ#):· :::F:: ¥: Q1�� Q9q : ::::·

• . . . • . . . . . . . . . . . . . . . . . . . . . . . . =More tha $5;00<),000 G • . . . . .

• r :.i:Si ]®l'.JW.! F ·::::.::::::::::::::::::::::::::::·:::··. N ,;;tiso.oo<moo:ooo :::::::::::::'.:::::·.:::::::::::::::::::::::::::

2 . va1ii¢ cQ<les: · cs<eco1Unins c1 andb3)

M ". l11.00,Q()lc$;2 Q.Ooo

: =:j::: = : :::: ::::Hj: ; n = $tooo.oo.i,$2s.ooo.ooo.

!'3. ; $25;@,()Qi-$5ii,@.;@ : :p4: l$¥¥.¥ : 5¢.@� :. . . . . . . . . . . . . . . . . . . .3. Value Method Codes Q ,; ApPiai I R C st cReal sl ie Qru)') S ;i A slTI nt T = Cash/Market

(See Coluinn C2) U >;,)liiol(J/ali.ie ;,Estiriiat\'il

H

>

i

(skcci!iliniJli1'1ll P4) w H¥R;�1- f,#J, / . .. . . .

..... -·

.............................. .

:·:::::·::::::::::::::::::::::::::::::

················· S: #. b,i lll iit.

FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting

4/30/2005Conti, Joy FlowersPage 2of9

VII. INVEsTMENTs and TRusTs - income, value, transcations (includes those of the spouse and dependent children. See pp.34-57 offiling instructions.)

19.

20.

21.

22.

23.

24.

25.

26.

27.

2&.

29.

30.

3 I.

32.

33.

34.

35.

36.

A.

Description ofAssets (including trust assets)

Place '(X)' after each asset exempt from prior disclosure

-EMC Corp Stock

-Vanguard Index Trust Total Stock FUnd

-Allegheny County, PA Redev Auth Bond

-Household Finance Corp Internotes

-Goldman Sachs Core U.S. Equity Fund (Part VIII)

-Goldman Sachs Group Inc Stock (Part VIII)

-Clipper Fund

-Exxon Mobil Corp Stock

-Belmont Bancorp Stock

-CGM Focus Fund

-Associated Estates REIT

-Aventis Spons ADR

-Diageo PLC Spons ADR

-Federated Kaufman Small Cap Fund

-Ivanhoe Mines Ltd Stock

-Washington, PA Bonds

-Causeway Intl Value Fund

B. Income during reporting period



(1) (2)

Amount Code l (A-H)

Type (e.g. div. rent. or int.)

(1) (2)


(Q-W)

(1)

Type (e.g. buy, sell, merger, redemption)

Sold

Sold

Buy

Partial Sale

Redemptio n

Sold

Sold

Buy

Sold

Buy

not exempt from disclosure

(2) Date: Month-Day

&/02

3/02

3/23

11101

11115

5/06

3/25

12/22

2/04

11126

(3)

Value Code 2 0-P)

(4) (5) Gain Identity of Code 1 buyer/seller (A-H) (ifprivate

transaction)

1.<fu .;/q;;;;.¢#ii. A #$:0.iWR i 1:1• g,;$:i;ij(ij $i: @ . . . = $f5.0()l,$50;000 .... . ... ... .. . .... .. ...······································ ·······································$:@,o@ i)iCi\i,@• ¥:1 #.*=i;ii<ii@H¥;()iid,()()() ii:z k¥ tf#h 5.9<Jo,Q<XJo

1 v.Uiie i i • g,;jjjj®Q9.d F. . . . . . .. . . . . . . . . . . . . .. .. . . . . . . . . . . . . . . . . t ¥$. qj@1 $\®,@ M ,;$1.iJib<f\W$Z Q.OQQ . . . ..K :;d$:i j®ji$ ii,®.Q: > . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • • . . • . • . . . . . . . . . . . . . . • . . .. . . . .. .. . . . . . . . . . . . ::::: ::::::::::::::.: .:::::::::.:::::::.: ..:· ... .......

"$s,oob.00.1-$2s.00o.ood •· .. . . ..... ....... . ... ... .. ..(Seeco1urrin5ti arldr:i'.i). .. .. ·········································N ;;$2?o,0()()':£5P(ii® :;;$500.ooi>[email protected]> .o Pi "ti;()()o.001:: s/xio.000 .n

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .······································ ::::::::::::::::::::::::::::::::::::=: . ......

pj ·········································"' i@;Qd.1-$5ii,OciQ;QO(). . .P4 ;, $Mbib ihAri $5o,Oiio,ooo ...

: .·.: . . . . .· =ca.sh/K.fai et ·: ::. . . . .······ ················ ..... .... .::::·: :::·::: . ::..... .... pi;si ffi.e I sl,ii yj ....

Q .g J,ai;,ii .3. Valu MethooCoo6 ···················· • · ······ ····· · . . . . . . . . . . .. .

Vi�sil ��. .(Sei Coliiirin C2). ································• • u i:i V ikio > . v ¢!Ji w

P3 i:infy}

37.

47.

51.

53.

(3)

s "'ASSC:ii•iiieil( r C,cash/Ma ici:t

Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting

4/30/2005Conti, Joy Flowers Page 3of9

VII. INVE s TMENT s and TR us Ts ..income, value, transcations (includes those of t he spou se and dependent child ren. See pp. 34-57 of filing inst ru ctions.)

A. B. c. D. Incomeduring Gross value at end of Tr ansactions d u ring rep orting period

Descrip t ion of Assets reporting period rep orting period(inclu d ing trust as sets ) not exemp t ram disclos ure (2) (1)(1) (2) (1)

(4) (5)(2) Value Type (e.g.Place "(X)" after each asset exemp t Am ount Type (e.g. Value Date:

buy , sell, M onth-Identit y of Value Gain

from prior d is clos ure Code ICode2 Met h od buyer/seller Code 1 div. rent. or Code2 Code3 merger , Day ( if private (A-H) int.) (J-P) (J-P) (A-H)

redemp tion)(Q-W) tr ansaction)

Buy 12/20

Buy 8/2438. -Eaton Vance Tax Advantaged Inc Fund

39. -General Electric Co Com Stock

40. -GlaxoSmithKline PLC Spons ADR

41. -Microsoft Corp Com Stock

42. -Primewest Energy Tr Unit

43. -General Motors Accep Corp Smartnotes (7.125%)



46. -Household Bk FSB

Buy

Buy

Buy

Buy

Buy

Buy

Buy

Buy

12126

12/16

10/08

3/31

6/25

7/13

6125

1105

Sold 6/21

48. -NEC Corp Stock Buy 2/13

49. Sold 7/14

50. -Merck & Co Stock Buy 4/21

Sold 10/07

52. -Mylan Laboratories Inc Stock Buy 2/17

54.

Sold 12/16

RETIREMENT PLAN #1

1 rncciritJ<} (;Od : A ¥ i;@q{i l:l ¥�ii;(1(ii�� : ¥C ••• c +�t i 5:@ p > s,ooj- 15,()()() ri "$15,ooii$5Q;ooo · (See Columns Bi ai)d [)4) F ;; 'S?o;o.o:u oo.000: a E�i ci(i;o@ i)ii:)(J,@ • • • :fll ;; i;()Oo,qqr<:i;5;()()();QOO: • .!.fi ;. Mondtian 5;0()0,0()0.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . • . . . . . . - .. . . ... . . . . . . . . . . . . . . .. . .. . . . . . . ..

J "llcij@. d ··················· ;;i$j$.j®iji$$ij,@ ••• L ""$:Sl);O:O:FU@.®. M "$ioo Qo1;.$isii.660 ···································· ········································ ································.

(s :c?1 ;9 : tj ) : ::N :+ q�� T: ::::::;; o )]1¥1$.@�t?R �� ;:f .

P:i: 1 E *'..RPH¥: ;��paj; -Pi =· s.000.001- $:··'?00>000 · · • • · • •. · • • • •. ·

.

•. $ 5.&ip,cWi-s5(},QP(i;tXXi ' P:4 ,;;wciie1& $so,@..li0ii ··

.••.••••••••.••••••• •. •••. •• ••. • ••. ••. •. ... .. ., ............ ... .... - .. . 3. value Method Codes R ;;, ¢ ( @'6 i .fistiite

..... ...... Q ;, APPi i l. >. . ... .. . . . . . . . . . . . .

"Qiliei w "":Estiiii<1.t:e<1 (See Coli.1riu1 C2) · ir ;;:eQcl., v iiiF < v

cw

Qtllff

55.

57.

(3)

(See co1WririS Bi arid aj). • • • f • •,;; :S-5o;00i i$ �.@ • • • • • .

.. ...... ...

.... .. ...... .. ..... .. .


Page 4 of 9 Conti, Joy Flowen; 4/30/2005

VII. INVE s TMENT s and TR us Ts -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

c. D.A. B. Gross value at end of Transactions during reporting period Income during

Description of Assets reporting period reporting period (including trust assets)

not exempt rom disclosure (2)(I) (2) (I)(I) (4) (5)(2)

Place "(X)" after each asset exempt Type (e.g. Date:Value ValueAmount Type (e.g. Identity of Value Gain from prior disclosure Code I div. rent or Code 2 Method buy,sell, Month - buyer/sellerCode 2 Code I

(A-H) int.) (J-P) Code3 (Q-W)

merger, redemption)

-Oak Associates Aggressive Growth Fund Partial Sale

Sold

Day

8/02

(J-P) (A-H) (ifprivate transaction)

12/2856.

58.

8/02-Symons Capital Value Fund Partial Sale

12/28Sold

-Annada S&P Index Fund (formerly Armada Equity Index)

59.

60. -Armada Money Market Fund

61. -Aim Small Cap Growth Fund

-MFS High Yield Opp Fund 62.

63.

64. -Armada Small Cap Value Fund

-Templeton Foreign Fund 65.

66. IRA ROLLOVER ACCOUNT #2

67. -Israel Zero Coupon Bond

68. RETIREMENT PLAN #2

69. -CREF Stock Fund

70. -TIAA Traditional Annuities

IRA ROLLOVER ACCOUNT #371.

72. -Pershing Govenunent Money Market Fund

Sold

Sold

Partial Sale

Sold

Sold

Sold

8/02

12/28

8/02

12/28

8/02

12128

. . .. "'1L®Rf..... l<:S1. InC:oineJaairi CO<Jes: . . . . A: . .. .. . ..... E ·= $15,001,$50,000 ;,f1;ci<j0,pRH 5.()()ff,9ci<j

. . . ... .. . ...... . .. .. . . .... . .. . . . .. .. . .. ... ... -· .. . . .. . . .. .

... ................ -

..

H-2 '" M'.oi• t!iait ss;()()O.ooo •"flci<j;o? %iliiii·Oi:l<l f!lG ········- ·--··2. Vallie Codeso ····• • J ;; 1jj@i;.'1 > K $.jjj®:i:$ 9,Q® L $.�pj9 ii{99.@ M "'$)00.b01 $ijo,®............... ......... ......... .. .

· :: ::::::::::::::::::::·: :. ..

:·· : :::·:::::::::::·:·::··:·:::::::::::··:··(SeeColurnnSCI andD3) N. ='$:2Sb..()()Q'$WrjioOO

.. .

Q ='$5!l().O(j!;$i.OQ().OQ() Pl "'i1.Q()o,001-ss.()()OJxX) Pi = $5..00Q;001'S2t000.000· · :·: : :7. ;$ $! i9Qi s q,9091q<��L = =:: P4: : M e: ·n: 50.��Doo:

3. value Method Cooes Q ;, !>,J;P':aiSai g c; st (J<:eal Estate ..

s · =. ,o\sSC,.sin nt " Cash/lvforket . . .. ....... . .. . .... · ·······

csye cqhin:lll . u .; .s. v ,µ ·

Y. • 'o\h W =. Esiiffi\it.eil

Y

{ · ..00,QQ!c$;150,QQ()

T )

84.

87.

89.

::.:: :::::::::::::::::::::::::::::::::::::·::.

············ .. .........

...... ..

FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting

Conti, Joy Flowers 4/30/2005Page 5of9

INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)VII.

73.

74.

75.

76.

77.

78.

79.

80.

81.

82.

83.


Place "(X)" after each asset exempt from prior disclosure

-Vanguard 500 Index Fund

-NSD Bancorp, Inc Stock

-Neoprobe Corp Stock

-Superconductor Technologies Stock

-Sycamore Networks Stock

-DPL, Inc Stock

-Vanguard Index Trust Total Fund

-Simpletech, Inc Stock

-Citrix Systems, Inc Stock

-Harken Energy Corp Stock

B.

Income during reporting period

c_ Gross value at end of reporting period

D.

Transactions during reporting period

(1) (2)

Amount Code I (A-H)

Type (e.g. div. rent. or int)

(1) (2)


(Q-W)

(I)

Type (e .g.buy, sell, merger, redemption)

Sold

Buy

Buy

Sold

Sold

Sold

Sold

Sold

not exempt from disciosure

(2) (3) Date: Value Month-Day

3/02

4/15

6/28

4/15

7/13

3/02

7/07

1/08

Code2 (J-P)

(4) (5) Gain Identity of Code I buyer/seller(A-H) (ifprivate

transaction)

-Cisco Systems, Inc Stock

85.

-Belmont Bancorp86.

Buy 12/16

Sold 12/16

Buy 7/15

88.

Buy 7/19

Buy 7/20

90.

-Microsoft Corp Stock Buy 7/07

-Patterson UT! Energy, Inc Buy 12/17

.. . ... E = $15,001-$50,000.. .... .. .. ........... ..... . . . .. . ··········-······· ········-·· .

. ·································--(SdcriiiiirinSI!rariciti4) F. "'¥8i(X!i; Oij,()()O' B ¥ ici(j,OR ; E\J{Jci.lx>cJ fii +:$:J;@,otj1; 5;q()d,@ H2 "'!Vfore ihnn $5;000,000 2 v•1 c · ·. ···-··• r . .,.:S1 j@ d s · K .,.$1j;@j;$sd.®d T $.�Pld F$lid&.b&f>

.

···· ·M. $ · · . .

· ···· = . · · . ···:.:·

. . ::: .. :· ..·:::. .::::::::::::::: :::::·:::::::.:::::::·· :: ::::::::::::::::::::::···::·::::::: •• •••••:•••••·-•••-•••·· • •. •

N '"$2so;ooo'ssoo:ooo: 0 "" $500,00!'$i.000.000: P:i - si :(j()o,ooHs5•QQ6)l<)O ?2 ,;, 5;000,001:s2s•.ooo.OOQ ·.Pi •"' sis;ooo;ooi' so.ooo;o.oo

cs toiuninJi(:i alidoa) _

::::: :::::: :: :::::::::::·::::: .....::·: ······································ ·············· ············································· ················· ··························

: P4 H $i�b{b tlkrt $50,()()(),@.:: . ...... . ... . .. .. . . ·· ···································································· ························R tj st (li_e i s i Qitly} ..... ......... ........3 ValueMeth6dccid6s .

cs.,,; Coluinn C2) v ��11/1'1a liecs {Xk;6. hl ¥

;ii v 1U Q ¥:1\k i l. . .

;O(he; w li m >

Page _..; -'- ..._ ·�·

A.

H

i

Qrr.iY}

(1) (I)

93.

95.

97.

(A-H)

7/23

(3)

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

6of9 Conti, Joy Flowers 4/30/2005

VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

c. D.B. Gross value at end of Transactions during reporting period Income during


' not exempt rom disclosure (1)(2) (2) (4) (5)(2)

Value Type (e.g.Place "(X)" after each asset exempt ValueAmount Type (e.g.Code I

Date: Value Gain Identity of Method buy, sell, Month- Code 2 Code 2 from prior disclosure div. Code Irent. or buyer/seller

(ifprivate transaction)

(J-P) Code 3 merger, Day (J-P) (Ml)int.) redemption)(Q-W)

2/12-USAA Precious Metals and Mineral Fund Buy91.

1108-Chinadotcom Stock Buy92.

7/07Sold

IRA ACCOUNT #4 94.

-Pershing Government Money Mlliket Fund

7/23-Belmont Bancorp Stock Sold96.

98.

7/23-Echelon Corp Stock Sold

7/23-Neoprobe Corp Stock Sold

99. -SuperconductorTechnologies Stock

100. -Sonus Networks, Inc Stock Sold 7/23

101. -Hotchkis and Wiley Mid-Cap Value Fund

102. -Powerlinx, Inc Stock

103.

104.

105.

106.

107.

-Microsoft Corp Stock

IRA ACCOUNT #5 (Mellon Bank CD)

BROKERAGE ACCOUNT#3

-AllianceBemstein PA Muni Trust

-Davis Financial Fund

Buy

Sold 4/21

108. -Echelon Corp Stock Sold 3/19

1.· rnc:ome1Gairi.i::o<l.,.'• •··· .•··· A •='$.i;@RH V• • i3 =':i:i;iii&$jjjaj••• •••••••·•••••••¢ >:Si;jiii:.:s:s;@ •·• P · • ·,,.J .i>oi liis;Qiiii ••··· E · .•;,• $15,001;$50,000 .. . ( #crii 1ailaD4) F ; {);D.°=1•#cid.cicXi B H1 1{}il,liQ iii;r){){), H #.1 1iilQiio,{}{)1U$5;@,ooo ifl)ii,f'or ik. is)J00;0oo · i.vai ' H • • • • • i . $.fa,®Wii <ik : $.di&:fa d.®ii $%,Jdi'$l o.® M " 1®.0o1 $�jQ.®.Q .·:.:::· :::·;:::··:::·:·.:··:

·; -·:·;:· :::::::::::::::::::::::::;::::;:::::: ::::::::::::::;;:;:::::;::::::::::::: ::::::::::::::::.:::::::;:::·:;::::::::·::::::::;; ::·::·:.·· .:::::: :.:::::::.·· ·• (S¥ ColliiiuiSci arid D3) ••. N .• · S25:<i·OilO:$ ; • ••. • 8 . 5Q(j.(X)l'l>i,OQ(),-O()Q ••••••• ri = .t.LQ(jo.oo ic$5;(JOO,l)OO P2 " $5.,000;00l 0$25.0iJo.OOO.

· r:l ;; $2.S :ii0():()01 c .So.cii();@. • • • ••• • · . . • • •••• • • • • • • • •. • • • • •. •• • •• • • : • • • • • • ••. • • •• P4 ='�1,icire than :Sso,000.0()o 3. Value Method Codes Q = Apf'rai#I ...••. R ,,; C si cll.eaLE tatb s "'Assessirien( T = Cash/Mriiki:t.

(See Coluinrr C2) µ =Ii<# \iaille. ... ·• . .•• Y .:Oilid w = stimiiie<l

····························· .

.... . ....

...

FJNANCIAL DISCLOSURE REPORT Date of ReportName ofPerson Reporting

Conti, Joy FlowersPage 7 of 9 4/30/2005

VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructions.)

A.


B. Income during reporting period




(I) (2)

Amount Code I(A-H)

Type (e.g. div. rent or int.)

(I) (2)

Value Value Code 2 Method (J-P) Code 3

(Q-W)

(I) not exempt om disclosure

(2) Type (e.g. Date: buy, sell, Month-merger, Day redemption)

(3)

Value Code 2 (J-P)

(4) (5) Gain Identity of Code I buyer/seller (A-H) (if private

transaction)

-Superconductor Teclmologies Stock109.

110.

111.

112.

113.

114.

115.

116.

117.

118.

119.

120.

121.

122.

123.

124.

125.

.126.

-Northern Orion Res Inc

-USAA Precious Metals & Mineral Fund

-Vanguard 500 Index Fund

Chinadotcom Stock

BROKERAGEACCOUNT#4

-Bookham Teclmology Stock

-Superconductor Teclmologies Stock

BROKERAGEACCOUNT#5

- Gabelli Asset Fund

401(k) ACCOUNT

-BlackRock High Yield Bond Fund

-BlackRock Mid-Cap Value Equity Fund

-BlackRock Index Equity Fund

Buy

Partial Sale

Sold

Buy

Buy

Buy

Buy

Buy

Sold

Partial Sale

3/15

3/15

3/18

1/06

2/12

3/22

6/01

1116

8/11

3/02

B ,;;$i;®i;:$ ;�aj "' rs,ooiii;so.o00 : : ::: ::::::::::::::··:::::::::::::::::::::::·

G ]Q(j;O() l i\M0,099 ·

;

fl! ;; 1;Clg0,0()]<$.S;()(ll},()(J() ··············· ·········· ········

r; +�5Ri d1- { d2. Value cooes: M iJ0o.Ool"$� (),O()()r ,;;$:1 i@iiU .. . . ... . ........ ......=

. .$2Sb,ooo'l�500i@

. .............. ..... . .. ........ .. . K ,;;:$i i®.:\'$ &.®ii • ::::::·:::::::::::·::·:::::::::::: :

..Pi ;; ii.ooo'.001-is.ooo�ooo(See Columns CL.and 03) N P2 = $5,000.(1(}1:$25,.ooo.ooo· . o. ,;; $56Q,:OOJ:[email protected] •. "' ············ . .. .. . . ...... .... .. ..... . .... .. . . • • - P4 =' ajlore tlian $so.oo(l�ooo• •. :P3. •':'- ri5;ociJi00:1 c$so,-OOo;® . ... .. ... .... . .. ... ...•

ii Crist (R.e i Est te()i,ly) ··.:.. ::·:·.·:.·:·.. :.: ... . ... .. . ... . .. .. .. .... ....... . . ..

·Q </\piiiaisal . • . 3. Va!ue Method Cooes · T = Cash/Jvfo iket• S = Aki6:m1enl · (See Column C2) . · •. U • •'" B()9i< Val W i gstirrn•t

• • • :' • •• thriri

H 1'

< v .. 1e.d

1 ll) t'JGlliI\9e>d6s: AHf@i:#()r\ H $ ·ff,iliiiifr* }(Xi

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Rep-Orting

4/30/2005Conti, Joy Flowers Page 8of9

VII. INVESTMENTS and TRUSTS · __ income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A.

Description of Assets (including trust assets)

B. Income during

reporting period




(1) (2)

Amount Code 1 (A-H)

Type (e.g.div. rent. or int.)

(1) (2)

Value Code 2 (J-P)

Value Method Code3 (Q-W)

(I) not exempt from disclosure (2) (3) (4) (5)

Type (e.g.buy, sell,

Date: Value Gain Identity of Month- Code 2 Code l buyer/seller

merger,redemption)

Day (J-P) (A-H) (if private transaction)

127.

128. -BlackRock Small Cap Value Equity Fund

129. -BlackRock Money Market Fund

130. -BlackRock Large Cap Growth Equity Fund

131. -BlackRock Small Cap Growth Equity Fund

132. -BlackRock Large Cap Value Equity Fund

133.

134. IRA ROLLOVER ACCOUNT #6 (OPENED IN 2004)

135. -Gate way Bank OfPennsylvania Stock

136. IMMEDIUS, INC CONVERTIBLE PREFERRED STOCK

137. IMMEDIUS, INC COMMON STOCK

138. MELLON BANK: ACCOUNTS

139. MASSACHUSETTS MUTUAL: WHOLE LIFE POLICY


141. NORTHWESTERN: WHOLE LIFE POLICY

142. METRO POLIT AN LIFE: WHOLE LIFE POLICY

143. GENERAL AMERICAN: WHOLE LIFE POLICY


Buy

Partial Sale

Buy

Buy

Buy

Buy

Buy

12/28

3/02

3/02

3/02

3/02

12/28

9120

· (See C<;l Bl ;,;;d 1:i4) F c)j�1 · ili},@••

· •· ··C fJ2.5,(ii ; · ·· · r) "$.5;001: 1sl@ ··· E $rs.001;sso.ooo · = •• • •

•• . ·.• .?. U 1(i(j;D(j i 1; ,0!icj 2. Value C()deS . . ... i .$fak® rl

. . . :::.:::::::::::::::::::::::::::::::::

•• • • •. l '; j ;c}iiO,oc) i $;@,<)Ori . • • jg '= !".for s;CJcio.ooo . •

.$%,@.1.$ido'.&JV M ;, $l®,OOlc$Z50,1)<lO < K :¥$.fo)(�'ii$ (i,Q®. L........... ... . ...................................... · · ·····························.. N =s2so.oo(fl;s.oo;ooo: : Pi ;ii:ooo.bd1Wis.o00.0oo r2(seec iuirindd llllclo'.l) =$s.ooo,0-0:1,:i:2s.ooo.ooo o :;:s.soo.oo!iifo\Oifooo ::::::::::::::::::::::::: ·::::::::::::·:::::::::.:.:::::: :.·:: ....: .·: ;·:·:: ..:::::::;::::::::: :::::::::::::::::::;:::::::.::::::::::::: ::::::::::::::.· P.f s2s.()(X),Cl0_1-i$5o;000;()(X) . .H . P!1 .; $ #: th!.? $so)iQ().l)()() • • • • . . • • • • • . • • .. ..

"¢ash1K{arkef3. ValueMdh Codei > Q +/\P,fii ii,} : • · <• • • ·· · - · ••:· ·· · - · · :'{; i(ll.C.:1 ii;tC:Qitly} ·& ;; M# ITi nf .

· · · · · · · · (See Colu1:nn C2). • T.:J <; Ei V Iµ "¢the/ w = Estirii

Pi ••••••••••••••••••••••••••••••••••••••

J (SeeCc;i ci) '" Olli .

'--'-" ··_···_·······-···· ��

B.

•••• I?.• '"0$1;®1 ; (SbeCol Bl dD4J • F ¥. ()jiJO:i; @.@ •••·

G :fl()(J;O()h l;l)()(J':O!)()

c.

(J-P)

(4)

f 1l()Qo,qqHi5.§0: Pt =$s;000;0-092s.OQ<i.ooo .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1{ ¢ii i IB:6i.1 :E. t.it¥ Q.iu.}'}. s .; #'.i# N «t . 1 c<ishiii,r,i lcd · • ·


Conti, Joy Flowers 4/30/2005Page 9of9

· VII. INVESTMENTS and TRUSTS - income. value, transcations (includes those of the spouse and dependent chilctren. See pp. 34-57 of filing instruction:; j

A. D. Income during Gross value at end of Transactions during reporting period


not exempt rom disclosure (I)(!) (2)(2) (I) (3) (5)(2)

Value Type (e.g.Place "(X)" after each asset exempt Amount Type (e.g. Value from prior disclosure

Date: Identity of Value Gain buy, sell, Code I IMonth-Code 2 Method

(J-P) buyer/sellerdiv. rent. or Code 2 Code

Code 3(A-H) merger, Day (A-H) (if private int.) redemption)(Q-W) transaction)

145. METROPOLITAN LIFE: WHOLE LIFE POLICY

146. NORTHWESTERN: WHOLE LIFE POLICY

• $J:s,ooi-sso,ooo . =1ncoine1oam <:::oo"s: ¢ �2; Ff5; p '" s.0()1, 1s,tJ90 . .... · . A =0$1;cmqne:ss: .. . .., .

K $i$!®($$d.®ii Af 1 fil8<id,() i;�5;()(Jd? aj ¥�re ihari$s,i)00,000 .

,;;$.�Q!ddi,$fod..®. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M ;$i o:®i �1sd..o®J i$iS]&x\ fi S • ::· :::::::::.::::::::::::::::::.:: ::::

: t·2. ValueCO<les'

(See Colurims CI and b3) N "'s2:SO.OQ()'$5-0Qi0.00 o ¥:S.5Q().'.(Xi1 $i,Oj)O,oi)ii .... .......... j············ · ················.. P3 "'$25i(i()Q!(io't;$5o;o(i();()(xj

. .... . . . . .... . . . ... . . . . . . . p:4· ·=: .$ii.i!#W · o,(i()(i,000·Q .i AP?i iiiI .

> ••··•• u E V i F v w 3. value MOthocLCooes · · • ·· ·• • • •

,;;li tiffi�t�


Conti, Joy Flowers 4/30/2005

(lndicatepartofReport.)VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

Part VII

There is no Brokerage Account #2

Lines24125: Goldman Sachs Core U.S. Equity Fund/Goldman Sachs Group Inc Stock On the 12/31/03 report, these two items were erroneously combined and -

reported as Goldman Sachs Core U.S. Equity Fund. On this report, they are being reported separately. There were no changes in holdings of either item in 2003 or2004.

}1ra, LCJ


Conti, Joy Flowers 4/30/2005

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent

children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Date ,;Jao5

NOT : IVIDUAL WHO KNOWINGLY AND WIL FALSIFIES OR F AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIl.. AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

v. ebrseets - judicial watch · 2019. 7. 26. · rev.12004 for calendar year 2004 . (5 u.s.c. app....

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