use of thrombectomy devices for the emergent...

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1 USE OF THROMBECTOMY DEVICES FOR THE EMERGENT TREATMENT OF ACUTE ISCHEMIC STROKE A Technology Assessment INTRODUCTION The California Technology Assessment Forum (CTAF) is requested to review the scientific evidence for the use of thrombectomy devices in patients with acute ischemic stroke. CTAF reviewed the Merci Retriever device in 2007. 1 Since that time, use of these devices has increased exponentially in the United States. 2 In addition, the Food and Drug Administration has approved three additional devices, the Penumbra System in 2007 and the Solitaire FR and Trevo in 2012. Two randomized trials were published in 2012 comparing two of the new devices to the Merci Retriever. 3,4 More importantly, three randomized trials 5-7 were published online in February 2013 comparing endovascular therapy to intravenous tissue plasminogen activator, which is the established alternative.

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1

USE OF THROMBECTOMY DEVICES FOR THE EMERGENT TREATMENT

OF ACUTE ISCHEMIC STROKE

A Technology Assessment

INTRODUCTION

The California Technology Assessment Forum (CTAF) is requested to review

the scientific evidence for the use of thrombectomy devices in patients with acute

ischemic stroke. CTAF reviewed the Merci Retriever device in 2007.1 Since that time,

use of these devices has increased exponentially in the United States.2 In addition,

the Food and Drug Administration has approved three additional devices, the

Penumbra System in 2007 and the Solitaire FR and Trevo in 2012. Two randomized

trials were published in 2012 comparing two of the new devices to the Merci

Retriever.3,4 More importantly, three randomized trials5-7 were published online in

February 2013 comparing endovascular therapy to intravenous tissue plasminogen

activator, which is the established alternative.

2

BACKGROUND

Stroke

In the U.S., cerebrovascular disease is currently the third leading cause of

death with more than 215,000 stroke-related fatalities per year.8 Annually, there are

approximately 795,000 strokes and currently there are more than 6.8 million stroke

survivors with varying degrees of disability.8 In patients with acute stroke,

angiography studies done within six hours of symptom onset have demonstrated

that the majority of patients have angiographically visible occlusion of an

extracranial and/or intracranial artery as the primary cause.9 Studies estimate that

87% of strokes are ischemic.8 Long term functional outcomes are worse in patients

who are older, have occlusions of the large intracranial arteries, and have high

disease severity scores at presentation.10-12 Recanalization of the occluded artery is

the only effective therapy for acute stroke. Until recently, patients were mainly

treated supportively to optimize cerebral perfusion and oxygenation with

antithrombotic therapy prescribed on discharge.13 In 1995, a seminal randomized

clinical trial demonstrated that recanalization of the artery with intravenous (IV)

administration of tissue plasminogen activator (tPA) within three hours of the onset

of symptoms from acute stroke improved functional outcomes in patients and was

associated with a trend towards decreased total mortality at three months.14 The

benefits diminish rapidly with the time from symptom onset. A recent pooled

analysis of the trials of IV thrombolysis reported that the benefits outweigh the risks

for patients treated within 4.5 hours of stroke onset, but beyond 4.5 hours the

harms might outweigh the benefits.15 In trials of IV thrombolysis for stroke, there

was an increase in early deaths compared to the placebo arms in the first seven to

ten days following therapy, primarily due to an increase in symptomatic intracranial

hemorrhage (SICH).16 For IV tPA there were an extra 62 cases of SICH for every 1000

3

patients treated (from about two percent in control patients to about eight percent

with tPA).16 Long term functional benefits counterbalanced these risks of early harm.

A recent meta-analysis proposed that recanalization could be used as a

surrogate marker in preliminary trials evaluating interventions for the treatment of

acute stroke.17 Recanalization does not occur universally with treatment. In the

meta-analysis, spontaneous recanalization occurred in 24% of patients and in 46%

of patients treated with IV thrombolytics. It has been hypothesized that large

volume clots in the proximal vessels are less likely to dissolve with intravenous tPA.

Several approaches have been tested including intra-arterial thrombolytic therapy

with or without systematic thrombolysis, mechanical disruption of the clot, sonic

disruption of the clot, a variety of approaches to endovascular thrombectomy, and

combinations of the above therapies.18 Theoretically, each of these approaches

would have a greater likelihood of recanalization of the artery, a lower risk of SICH,

and this should translate into better outcomes. Unfortunately, all of these

approaches require angiography and intra-arterial microcatheter placement prior to

treatment, which may delay the delivery of effective therapy compared to IV

thrombolysis. One randomized clinical trial, the Prolyse in Acute Cerebral

Thromboembolism II (PROACT II) trial, demonstrated that intra-arterial

prourokinase was associated with higher recanalization rates than medical

management with IV heparin (66% versus 18%, p<0.001), although the rates of SICH

were also higher (10% versus 2%).19 Assessment of good long-term functional

outcomes favored the intra-arterial thrombolysis (40% versus 25%, p=0.04) with no

significant difference in mortality (25% vs. 27%, p NS). It is worth noting that the

FDA did not feel that these results were strong enough to support approval of the

drug for this indication, despite the unequivocal increase in recanalization rates.

Most other approaches have case-report level data or are being tested in ongoing

4

clinical trials. Several authorities in the field have argued that the theory that

recanalization is an appropriate intermediate marker for clinical trials is unproven

and that randomized trials are necessary to prove that intra-arterial treatments,

such as thrombectomy, are an improvement on intravenous tPA, the standard

therapy.20-23 Despite those concerns, use of thrombectomy devices has increased

exponentially in the United States.2 Using data from the National Inpatient Sample,

Brinjikji and colleagues found that the use of thrombectomy devices increased from

266 in 2006 to 800 in 2007 up to 2,798 in 2008.

Thrombectomy devices

Merci Retriever

The Merci Retriever is the first of the endovascular mechanical devices to

receive FDA approval for use in the United States. It is designed to physically trap

and then remove the clot occluding an artery. Potential benefits include lower or no

use of thrombolytic agent, thus lower risks of bleeding, and higher recanalization

rates. These are balanced by the need for angiography and intra-arterial access

which delays the time to delivery of initial therapy and can damage the vascular

endothelium.

The initial models (X5, X6) of the device itself were self-expanding tapered

helices made of nitinol, a nickel titanium alloy. The second generation L5 device has

a somewhat different design: the coils of the helix are stronger, they no longer

taper, and there are a series of filaments attached to the coils. These design

changes are intended to reduce the risk of device fracture and to improve the

ability of the device to capture and remove the clot.

The procedure is similar to other angiographic procedures. An introducer is

placed in the femoral artery and a catheter threaded into the extracranial artery

5

leading to the affected artery. A microcatheter is threaded through the guiding

catheter and positioned immediately proximal to the clot. The Merci retriever device

is deployed through the clot and pulled back into the clot. A balloon at the tip of

the guiding catheter is inflated to block blood flow. With the balloon inflated, the

Merci Retriever and the clot are withdrawn into the positioning catheter and out of

the patient’s body.

The Penumbra System

The Penumbra System is a microcatheter system attached to a pump that

can apply continuous suction. The catheter is advanced to the proximal end of the

clot and then retrieved under constant negative pressure. Ideally the clot is drawn

back out with the catheter.

The Solitaire FR

The Solitaire FR device is a member of the class of stent retriever devices.

These are designed as self-expandable, re-sheathable stents. They are threaded

into the clot and opened up so that there is immediate restoration of flow to the

brain. They are usually left in place for several minutes to allow the clot to adhere to

the stent. The stent is then retrieved with the adherent clot.

The Trevo Pro Retriever System

The Trevo Pro Retriever is the second FDA approved stent retriever.

6

TECHNOLOGY ASSESSMENT (TA)

TA Criterion 1: The technology must have final approval from the appropriate

government regulatory bodies.

The Merci Retriever is considered a Class II, Percutaneous Catheter. Models

X5 and X6 were approved through the FDA 510(k) process in August 2004 as

substantially equivalent to legally marketed predicate devices marketed in interstate

commerce prior to May 28, 1976. Modifications to the Merci Retriever were also

approved through the FDA 510(k) process in April 2007 and August 2007.

Per the FDA: “The Merci Retriever is intended to restore blood flow in the

neurovasculature by removing thrombus in patients experiencing ischemic stroke.

Patients who are ineligible for treatment with intravenous tissue plasminogen

activator (IV t-PA) or who fail IV t-PA therapy are candidates for treatment. The

Merci Retriever is also indicated for use in the retrieval of foreign bodies misplaced

during interventional radiological procedures in the neuron, peripheral and

coronary vasculature.”

As mentioned earlier, the other catheters used in thrombectomy for ischemic

stroke - Solitaire FR Revascularization device by Covidien, the TREVO Pro Retriever

by Stryker Neurovascular, and the Penumbra System by Penumbra, Inc. - are also

classified as Class II devices approved via the 510K process.

TA Criterion 1 is met.

7

TA Criterion 2: The scientific evidence must permit conclusions concerning

the effectiveness of the technology regarding health

outcomes.

The Medline database, Cochrane clinical trials database, Cochrane reviews

database and the Database of Abstracts of Reviews of Effects (DARE) were searched

using the key words embolectomy, thrombectomy, mechanical embolus removal,

mechanical thrombus removal, endovascular device, endovascular intervention, or

endovascular recanalization. These were cross-referenced with the keywords

cerebrovascular accident, stroke, CVA, artery occlusion, and human. We included

case series, comparative studies and randomized trials that reported outcomes on

at least five patients with acute stroke treated with a thrombectomy device. The

bibliographies of systematic reviews and key articles were manually searched for

additional references and references were requested from the device

manufacturers. We also reviewed “related articles” in PubMed for each of the key

clinical trials.

The search identified 2744 potentially relevant studies (Figure 1). After

elimination of duplicate and non-relevant references including reviews, studies of

unrelated devices and procedures, and animal studies the search identified 60

articles describing 39 case series,2,24-66 seven comparative studies67-73 and six

randomized trials.3-7,74-78

8

Figure 1: Selection of studies for inclusion in review

The most important outcomes to consider in acute stroke trials are death

from all causes, SICH, and poor functional outcome, usually measured by the

modified Rankin Scale. The most commonly reported scales used in stroke studies

are described below:

Key measurement tools for stroke outcomes

National Institutes of Health Stroke Survey (NIHSS)

The NIHSS is a 15-item scale used to evaluate the severity of acute stroke.79 It

can be completed reproducibly in approximately ten minutes by trained, non-

specialist observers. The scale assesses level of consciousness, language, neglect,

2744 potentially relevant references screened

1619 abstracts for assessment

60 references on 52 studies included in the assessment:

6 randomized controlled trials

174 studies for full text review

652 duplicate citations excluded 473 excluded: reviews, abstracts only;

other interventions

1445 studies excluded (Editorials, reviews, abstracts, no

clinical outcomes)

114 studies excluded: no primary data, reviews, small case series, different

interventions

9

visual-field loss, extraocular movement, motor strength, ataxia, dysarthria, and

sensation. The scale ranges from 0 for normal to 31 for a stroke patient with

complete hemiparesis, hemianopia, hemineglect, and aphasia. The examination

requires between five and eight minutes to complete. Studies have demonstrated

excellent reliability of the scale in multiple settings.79-81 The NIHSS score correlates

well with the size of the stroke on CT scan at one week79 and with three month

clinical outcomes assessed by standard measures like the modified Rankin Scale or

the Barthel Index.82

Modified Rankin Scale (mRS)

The modified Rankin scale, a measure of global disability, is widely applied

for evaluating stroke patient outcomes and as an end point in randomized clinical

trials. All recent large scale stroke clinical trials use a mRS score ≤ 2 as the primary

measurement defining a good clinical outcome. The scale is defined below:

Table 1: Modified Rankin Scale

Score Definition

0 No symptoms at all

1 No significant disability despite symptoms; able to carry out all usual

duties and activities.

2 Slight disability; unable to carry out all previous activities but able to

look after own affairs without assistance.

3 Moderate disability requiring some help, but able to walk without

assistance

4 Moderate severe disability; unable to walk without assistance and

unable to attend to own bodily needs without assistance.

5 Severe disability; bedridden, incontinent, and requiring constant nursing

care and attention.

6 Dead

10

Thrombolysis in Myocardial Infarction (TIMI) Flow Grading System

The TIMI flow grading has been used for more than 20 years to assess the

quality of arterial blood flow, particularly following interventions to restore flow.83

The score has been widely applied to angiographic-based studies:

Table 2: TIMI Flow

Grade Description

0 Complete occlusion of the infarct-related artery

1 Some penetration of contrast material beyond the point of obstruction

but without perfusion of the distal coronary bed

2 Perfusion of the entire infarct vessel into the distal but with delayed flow

compared with a normal artery

3 Full perfusion of the infarct vessel with normal flow

More recently a new scale, the Thrombolysis in Cerebral Infarction (TICI)

Score, has been developed that is specific to blood flow within the cerebral blood

vessels.84 In recent stroke studies, most investigators now use the TICI scale.

Table 3: TICI Flow

Grade Description

0 No perfusion

1 Some penetration of contrast material beyond the point of obstruction

but without perfusion of the distal coronary bed

2a Perfusion of the infarct vessel but with incomplete (<50%) distal branch

filling

2b Perfusion of the infarct vessel but with incomplete (>50%) distal branch

11

filling

3 Full perfusion of the infarct vessel with normal flow

Level of Evidence: 1,2,3,4, and 5.

TA Criterion 2 is met.

TA Criterion 3: The technology must improve net health outcomes.

Case series

As noted above, there are at least 39 case series2,24-66 and uncontrolled

cohort studies describing the four FDA approved thrombectomy devices. Table 4

summarizes the characteristics of their included participants. In most studies, on

average patients treated with thrombectomy devices were in their mid-60’s and

about half were female. Their average NIHSS score ranged from 14 to 22, except for

one study that enrolled only patients with basilar artery occlusions.58 Patients in that

study had an average NIHSS score of 27. For comparison, participants in the

randomized trials of IV tPA for acute stroke had an average NIHSS score of 11. Thus,

patients included in the studies of thrombectomy devices had more severe strokes.

As noted above, higher disease severity scores are associated with worse long-term

outcomes.

Table 5 summarizes the primary outcomes in the trials. The recanalization

rate ranged from 46% in the original MERCI trial63 to 100% in one trial of the

Penumbra device26 and four trials of the Solitaire device29,53,55,56 There was also a

wide range in the percentage of patients with good functional outcome at three

months (24% to 88%) and the percentage of patients who died in the three months

12

following the stroke (6% to 44%). Good outcomes did not always correlate with

higher rates of recanalization. For example, one of the studies reporting 100%

recanalization with the Solitaire device29 reported that 88% of patients had good

function at three months and a 6% mortality, while a second study with 100%

recanalization with the same device53 reported that only 29% had good function at

three months and a 36% mortality. There are many possible explanations for the

variation in outcomes including differences in the definitions of recanalization, the

age and co-morbidity of the patients, the initial severity of stroke symptoms, the

location of the strokes, the volume of clot, the time to presentation, the time from

presentation to recanalization, the concomitant use of IV and IA thrombolytics, and

the experience of the personnel at the stroke center. Large comparative trials,

ideally randomized, are needed in order to compare different interventions.

The most consistently reported harm was symptomatic intracranial

hemorrhage. Reperfusion itself can convert an ischemic stroke to a hemorrhagic

stroke. Complications from use of the device, such as vessel perforation, can also

cause significant hemorrhage. These case series reported that the rate of SICH

ranged from 0 to 18%. Other potential device-related complications reported in the

case series included arterial vasospasm and dissection, embolism of the clot to

previously unaffected areas of the brain, complications at the site of arterial access,

and an increased need for anesthesia and intubation for the procedure. The rate of

these complications ranged from 0% to about 15%. These will be described in more

detail in the section on the randomized trials below.

13

Table 4: Study and patient characteristics in trials of thrombectomy devices

Reference Study Time window,

hours

Therapy N Age,

years

Female,

%

Baseline

NIHSS

Case series

Gobin 2004 MERCI 1 8 Merci 30 68 50 22

Smith 2005 MERCI 8 Merci 141 67 46 20

Kim 2006 - 8 Merci 24 64 42 21

Devlin 2007 - 8 Merci 25 63 36 18

Bose 2008 - 8 Merci 23 60 40 21

Smith 2008 Multi-MERCI 8 Merci 164 68 57 19

Grunwald 2009 - 8 Penumbra 29 59 48 20

Hallevi 2009 Houston, TX

UCLA

6

8

IAT

IAT

190

175

62

70

NR

NR

19

17

Lee 2009 - 8 Merci 17 67 13 18

Struffert 2009 - 6 Penumbra 15 60 40 NR

Matthews 2009 - 3 IAT, 52% Merci 94 68 56 15

Penumbra Inv.

2009

Pivotal 8 Penumbra 125 64 49 18

Abou-Chebl 2010 - NR IAT: 58% Merci; 10%

Penumbra.

980 66 52 17

Castano 2010 P 8 Solitaire 20 66 50 19

Kulcsar 2010 - NR Penumbra 27 66 48 14

Loh 2010 - NR Merci 106 66 55 19

Nayak 2010 - 8 Solitaire 7 70 100 19

Roth 2010 - 6 Solitaire 22 65 27 19

Tarr 2010 POST NR Penumbra 157 65 46 16

14

Reference Study Time window,

hours

Therapy N Age,

years

Female,

%

Baseline

NIHSS

Brinjikji 2011 - NR Clot retrieval 3864 65 52 NR

Costalat 2011 RECOST 6 ant, 24 post. Solitaire 50 68 50 15

Kang 2011 - 8 Penumbra 22 59 36 18

Menon 2011 - NR Penumbra 27 62 52 18

Miteff 2011 - NR Solitaire 26 NR NR NR

Park 2011 - 8 Solitaire 8 76 50 18

Roth 2011 - NR Penumbra 12 71 33 27

Stampfl 2011 - NR Solitaire 18 66 22 21

Castro-Alfonso

2012

- NR Solitaire 21 65 38 17

Cohen 2012 - 8 Solitaire 17 64 35 20

Davalos 2012 - NR Solitaire 141 66 44 18

Dorn 2012 - 4.5 Solitaire 104 67 51 15

Gandini 2012 - 8 Penumbra 18 62 39 19

Kim 2012 - 8 Solitaire 23 66 48 14

Machi 2012 - 6 ant, 24 post. Solitaire 56 67 57 16

Mpotsaris 2012 - 4.5 Solitaire 26 63 NR 16

Psychogios 2012 - Penumbra 91 62 47 17

San Roman 2012 - 8 ant; 12 post. Trevo 60 71 72 18

Frei 2013 SPEED 8 Penumbra 86 66 62 18

Mordasini 2013 24 – all post. Solitaire 14 64 43 21

Comparative trials

Brekenfeld 2010 - 8

8

Solitaire

Other IAT

17

23

66

68

41

35

19

12

Taschner 2011 - Penumbra 22 62

15

Reference Study Time window,

hours

Therapy N Age,

years

Female,

%

Baseline

NIHSS

IA tPA 20

Broussalis 2012 - 12 Merci

Trevo, Solitaire

60

62

65

68

50

42

17

17

Fesl 2012 - NR Solitaire

Penumbra (15)

14

16

67

61

57

62

17

18

Leker 2012 - 3 Solitaire

IV tPA

22

66

65

71

50

48

20

15

Mohlenbruch

2012

- 4 Solitaire

IA Urokinase

Sallustio 2013 - 6 Penumbra then

Solitaire if needed

IV tPA

46

51

64

68

41

59

18

17

Randomized Trials

Ciccone 2010 SYNTHESIS

Pilot

3 IAT

IV tPA

25

29

61

64

24

21

17

16

Nogueira 2012 TREVO 2 8 Trevo

Merci

88

90

67

67

55

60

18

18

Saver 2012 SWIFT 8 Solitaire

Merci

58

55

67

67

52

49

18

18

Broderick 2013 IMS III 3 IV tPA + IAT

IV tPA

434

222

69

68

50

45

17

16

Ciccone 2013 SYNTHESIS 4.5 IAT

IV tPA

181

181

66

67

41

43

13

13

Kidwell 2013 MR RESCUE 8 Thrombectomy

Standard care

64

54

64

67

53

50

~17

~17

16

Reference Study Time window,

hours

Therapy N Age,

years

Female,

%

Baseline

NIHSS

For comparison

Lees 2010 Pooled RCTs

of IV tPA

6 IV tPA

Placebo

1850

1820

66

66

40

40

11

11

IAT = intra-arterial therapy. In IMS III: Merci retriever, Penumbra System, Solitaire FR, or endovascular tPA; 170 patients were treated with at

least one of the devices. In SYNTHESIS: endovascular tPA with thrombus fragmentation with guidewire in all + 56 with an additional device

(Merci retriever, Penumbra System, Solitaire FR, Trevo).

17

Table 5: Primary outcomes in trials of thrombectomy devices

Reference Study Therapy N Time to

initiation,

min

Recanalization

Rate, %

7 day

mortality,

%

SICH,

%

90 day

good*

function,

%

90 day

Mortality,

%

Case series

Gobin 2004 MERCI 1 Merci 30 NR 60 NR 0 NR ≥ 36

Smith 2005 MERCI Merci 141 NR 46 NR 8 28 44

Kim 2006 - Merci 24 303 63 NR 8 25 29

Devlin 2007 - Merci 25 258 56 NR 4 24 36

Bose 2008 - Penumbra 23 NR 100 NR 10 NR ≥ 45

Smith 2008 Multi-

MERCI

Merci 164 258 68 NR 10 36 34

Grunwald 2009 - Penumbra 29 312 86 NR 7 38 ≥ 14

Hallevi 2009 Houston,

TX

UCLA

IAT

IAT

190

175

271

NR

66

NR

NR

NR

7

NR

NR

NR

NR

NR

Lee 2009 - Merci 17 318 71 NR 6 NR ≥ 24

Struffert 2009 - Penumbra 15 151 60 NR 0 33 20

Matthews 2009 - IAT, 52% Merci 94 NR 70 NR 5 37 27

Penumbra Inv.

2009

Pivotal Penumbra 125 258 82 NR 11 25 33

Abou-Chebl 2010 - IAT: 58%

Merci; 10%

Penumbra.

980 297 68 NR 9 37 31

Castano 2010 - Solitaire 20 352 90 NR 10 45 20

Kulcsar 2010 - Penumbra 27 266 93 NR 0 48 11

18

Reference Study Therapy N Time to

initiation,

min

Recanalization

Rate, %

7 day

mortality,

%

SICH,

%

90 day

good*

function,

%

90 day

Mortality,

%

Loh 2010 - Merci 106 384 NR NR 10 NR NR

Nayak 2010 - Solitaire 7 160 100 NR NR NR NR

Roth 2010 - Solitaire 22 277 91 18 18 50 23

Tarr 2010 POST Penumbra 157 270 87 NR 6 41 20

Brinjikji 2011 - Clot retrieval 3864 NR NR NR NR < 24 > 24

Costalat 2011 RECOST Solitaire 50 323 88 NR 2 54 12

Kang 2011 - Penumbra 22 318 82 NR 9 45 14

Menon 2011 - Penumbra 27 192 85 NR NR 48 19

Miteff 2011 - Solitaire 26 NR 96 NR 8 42 NR

Park 2011 - Solitaire 8 180 100 0 0 50 0

Roth 2011 - Penumbra 12 ~399 75 25 0 33 ≥ 33

Stampfl 2011 - Solitaire 18 241 89 NR NR 33 ≥ 28

Castro-Alfonso

2012

- Solitaire 21 296 90 NR 14 62 10

Cohen 2012 - Solitaire 17 NR 100 NR 6 88 6

Davalos 2012 - Solitaire 141 306 85 NR 4 55 20

Dorn 2012 - Solitaire 104 218 79 NR 2 NR NR

Gandini 2012 - Penumbra 18 288 83 NR NR 39 ≥17

Kim 2012 - Solitaire 23 204 91 NR NR NR NR

Machi 2012 - Solitaire 56 316 89 NR 2 46 ≥7

Mpotsaris 2012 - Solitaire 26 327 88 NR NR NR ≥ 8

Psychogios 2012 - Penumbra 91 235 77 NR 6 29 25

San Roman 2012 - Trevo 60 210 73 NR NR 45 28

19

Reference Study Therapy N Time to

initiation,

min

Recanalization

Rate, %

7 day

mortality,

%

SICH,

%

90 day

good*

function,

%

90 day

Mortality,

%

Frei 2013 SPEED Penumbra 86 306 91 NR 14 35 26

Mordasini 2013 Solitaire 14 414 100 NR 0 29 36

Comparative trials

Brekenfeld 2010 - Solitaire

Other IAT

17

23

NR

NR

94

78

NR

NR

NR

NR

43

52

NR

NR

Taschner 2011 - Penumbra

IA tPA

22

20

78

53

NR

NR

15

35

15

10

Broussalis 2012 - Merci

Trevo, Solitaire

60

62

266

210

62

82

NR

NR

28

10

25

59

30

10

Fesl 2012 - Solitaire

Penumbra (15)

14

16

238

273

93

56

NR

NR

0

0

45

33

NR

NR

Leker 2012 - Solitaire

IV tPA

22

66

234

134

95

NR

NR

NR

5

8

60

38

29

17

Mohlenbruch

2012

- Solitaire

IA Urokinase

25

62

88

53

60

40

Sallustio 2013 - Penumbra

then Solitaire if

needed

IV tPA

46

51

230

176

94

45

NR

NR

11

6

37

35

24

25

Randomized Trials

Ciccone 2010 SYNTHESIS

Pilot

IAT

IV tPA

25

29

195

155

NR

NR

20

14

8

14

48

28

NR

NR

Nogueira 2012 TREVO 2 Trevo 88 276 86 NR 7 40 33

20

Reference Study Therapy N Time to

initiation,

min

Recanalization

Rate, %

7 day

mortality,

%

SICH,

%

90 day

good*

function,

%

90 day

Mortality,

%

Merci 90 270 60 NR 9 22 24

Saver 2012 SWIFT Solitaire

Merci

58

55

294

320

69

30

NR

NR

2

11

58

33

36

49

Broderick 2013 IMS III IV tPA + IAT

IV tPA

434

222

249

NR

~75%

NA

12

11

6

6

41

39

19

22

Ciccone 2013 SYNTHESIS IAT

IV tPA

181

181

225

165

NR

NR

8

6

6

6

42

46

14

10

Kidwell 2013 MR

RESCUE

Thrombectomy

Standard care

64

54

381

NR

71**

87

NR

NR

5

4

19

20

19

24

For comparison

Lees 2010 Pooled

RCTs of IV

tPA

IV tPA

Placebo

1850

1820

233 NR

NR

NR

NR

5

1

42

35

14

12

* Good function is a modified Rankin Score ≤ 2 except the pooled IV tPA analysis (Lees 2010) where ≤ 1 was used.

** Measured by magnetic resonance angiography on day 7

IAT = intra-arterial therapy. In IMS III: Merci retriever, Penumbra System, Solitaire FR, or endovascular tPA; 170 patients were treated with at

least one of the devices. In SYNTHESIS: endovascular tPA with thrombus fragmentation with guidewire in all + 56 with an additional device

(Merci retriever, Penumbra System, Solitaire FR, Trevo).

21

Comparative Trials

The seven comparative trials67-73 are summarized in Tables 4 and 5. Two

studies compared thrombectomy devices to IV tPA, two compared them to IA

thrombolytics, and three compared different thrombectomy devices. The largest

study had only 62 patients in one of the device arms and most only had about 20

patients. These sample sizes are too small to adequately control for selection bias

and confounding. Indeed, there are large differences in the baseline NIHSS score

and the age of the patients in the several of the comparative trials.

In the first two studies, patients treated with the Solitaire and Penumbra

devices had higher rates of recanalization of the target vessels than other intra-

arterial therapy, but patients treated with those devices had worse functional

outcomes at 90 days and higher mortality in the study of the Penumbra device.67,73

In the next study, the two clot retriever devices (Solitaire, Trevo) had higher rates of

recanalization than the Merci device and both better functional outcomes and

lower mortality at 90 days.68 It is noteworthy that the time to initiation of therapy

(arterial puncture) in this study was 46 minutes faster with the clot retrievers than

with the Merci device. This difference, which is not device dependent, could be the

explanation for the improved outcomes rather than anything inherent in the devices

themselves. The most recent study compared a group of patients treated with the

Penumbra device followed by the use of the Solitaire device if needed to a group of

patients treated with the current standard therapy, which is IV tPA. The group

treated with the thrombectomy devices had much higher rates of arterial

recanalization (94% versus 45%), but the differences in good function (37% versus

35%) and mortality (24% versus 25%) at 90 days were minimal.

22

It is difficult to draw firm conclusions from these small comparative trials.

However, a number of randomized trials have been published including several

relatively large trials. The assessment will focus on these randomized trials to better

understand the balance of benefits and harms from the thrombectomy devices

compared to standard IV thrombolytic therapy.

Randomized controlled trials

Two randomized trial comparing the newer stent retrievers to the Merci

device were published in the same issue of Lancet in October 2012.3,4 More

importantly three randomized trial were published online in the New England

Journal of Medicine comparing thrombectomy devices with and without IV tPA to

standard IV tPA therapy.5-7 One of the trials was specifically designed to determine

whether MRI findings differentiating between infarcted and ischemic brain tissue

could be used to identify subgroups of patients benefiting from the use of

thrombectomy devices.7 The trials are summarized in Tables 4 and 5.

The Trevo versus Merci retriever (TREVO 2) Trial

The TREVO 2 trial was a multi-center trial at 26 sites in the United States and

one in Spain.3 The study randomized patients between the ages of 18 and 85 years

who had large vessel strokes presenting within eight hours of symptom onset who

had NIHSS scores between eight and 29. The primary endpoint was recanalization

defined as a TICI score of two or greater using just the randomly assigned device.

The study randomized 88 patients to the Trevo group and 90 patients to the Merci

group. The groups were well matched: the mean age in both groups was 67 years

and their baseline NIHSS score was 18. The time to initiation of therapy was 276

minutes in the Trevo group and 270 minutes in the Merci group. The primary

23

recanalization endpoint was more common in the Trevo group (86% versus 60%,

p<0.0001). This was associated with improved function at 90 days (40% versus 22%,

p=0.013), though a trend towards greater mortality at 90 days (33% versus 24%,

p=0.18). The investigators defined a primary safety endpoint as a composite of

procedure-related adverse events including any vascular perforation or dissection,

symptomatic intracranial hemorrhage, embolization to a previously uninvolved

portion of the brain, access site complication requiring surgical repair or blood

transfusion, device failure, or peri-procedural mortality. There were no significant

differences between the groups in these complications (15% versus 23%, p=0.18),

although the trend favored the Trevo group. The magnitude of the procedure-

related adverse events is noteworthy. The TREVO 2 trial offers strong evidence that

the Trevo device provides superior revascularization than the Merci device and that

this improvement translates into improved functional outcomes without a higher

rate of device related complications or mortality. The sample size is relatively small

and the confidence intervals are relatively wide. As suggested by the FDA with the

original PROACT II trial, a second randomized trial would make these results

convincing.

The Solitaire With the Intention For Thrombectomy (SWIFT) Trial

The SWIFT trial was a multi-center trial at 18 sites in the United States and

one in France.4,78 The study randomized patients between the ages of 22 and 85

years who had large vessel strokes presenting within eight hours of symptom onset

who had NIHSS scores between eight and 30. The primary endpoint was

recanalization defined as a TIMI score of two or greater in all treatable vessels

without SICH. The study randomized 58 patients to the Solitaire group and 55

patients to the Merci group. The groups were well matched: the mean age in both

24

groups was 67 years and their baseline NIHSS score was 18. The time to initiation of

therapy was 294 minutes in the Solitaire group and 320 minutes in the Merci group.

The primary recanalization endpoint was more common in the Solitaire group (69%

versus 30%, p<0.0001). This was associated with improved function at 90 days (58%

versus 33%, p=0.017) and lower mortality at 90 days (17% versus 38%, p=0.02).

There were no significant differences between the groups in study device-related

serious adverse events (9% versus 16%, p=0.26) or procedure-related serious

adverse events (14% versus 16%, p=1.00), although the trends favored the Solitaire

group. Serious adverse events were common with both devices. As with the TREVO

2 trial, the SWIFT offers strong evidence that the Solitaire device provides superior

revascularization than the Merci device and that this improvement translates into

improved functional outcomes without a higher rate of device related complications

or mortality. The sample size is relatively small and the confidence intervals are

relatively wide. Taken together, the TREVO 2 and SWIFT trials provide convincing

evidence that the stent retriever design is an improvement on the Merci retriever

design.

The Interventional Management of Stroke III (IMS III) Trial

The IMS III trial was a multi-center, NIH-funded trial at 58 sites in the United

States, Canada, Australia, and Europe.5,76 It was stopped early because of futility –

the inability to demonstrate a significant difference between the study groups –

after 656 of the planned 900 participants had been randomized. The study

randomized patients between the ages of 18 and 80 years who had ischemic strokes

presenting within three hours of symptom onset who had NIHSS scores greater

than or equal to eight. The primary endpoint was good functional outcome at 90

days defined by mRS ≤ 2. The study randomized 434 patients to a combined IV/IA

25

therapy group and 55 patients to the standard IV tPA group. Participants in both

groups received standard dose IV tPA as soon as possible after randomization. The

combined IV/IA group underwent angiography as soon as possible, followed by IA

therapy at the discretion of the site neurointerventionalist (Merci, Penumbra,

Solitaire, or intra-arterial tPA with or without the MicrosSonic infusion system). In

the IV/IA group 164 participants were treated with intra-arterial tPA, 95 with the

Merci device, 54 with the Penumbra device, five with the Solitaire device, and 16

with multiple or other devices. The groups were reasonably well matched: the mean

age was 69 years in the IV/IA group and 68 years in the IV group. The baseline

NIHSS scores were 17 and 16 respectively. The only significant difference between

the two groups on 19 baseline characteristics was a lower proportion of patients in

the combined IV/IA group with a history of coronary artery disease (23% versus

32%, p=0.01). The time to initiation of intra-arterial therapy was 249 minutes in the

combined IV/IA group (122 minutes to IV tPA) and 121 minutes in the IV group. The

primary outcome, good function at 90 days, did not differ between the two groups

(41% versus 39%, p NR, 95% CI for the difference between the two groups -6.1% to

9.1%). There were no significant interactions identified on ten subgroup analyses.

There were also no significant differences in death within seven days (12% versus

11%, p=0.57) or death within 90 days (19% versus 22%, p=0.52). A total of 16% of

participants in the IV/IA group experienced device or procedure-related

complications including vessel perforation or dissection, embolization to an

uninvolved area of the brain, or groin hematoma.

The IMS III trial suggests that there is no important benefit to adding intra-

arterial therapy to IV tPA for patients presenting with a significant ischemic stroke

within three hours of symptom onset and about one in six of those patients

experienced a complication related to intra-arterial therapy. However, only about

26

half of the participants in the IV/IA group were treated with a thrombectomy device

and the vast majority of those participants were treated with the Merci device. As

noted above, the TREVO 2 and SWIFT trials provide convincing evidence that the

newer stent retriever devices are superior to the Merci device. Thus the IMS III trial

results may not apply to these newer devices.

The SYNTHESIS Pilot Trial

The SYNTHESIS Pilot trial75 was a multi-center trial at four sites in Italy that

formed the basis for the larger SYNTHESIS Extension trial6,74 described below. The

study randomized patients between the ages of 18 and 80 years who had ischemic

strokes presenting within three hours of symptom onset who had NIHSS scores less

than or equal to 25. The primary endpoint was good functional outcome at 90 days

defined by mRS ≤ 1. The study randomized 25 patients to an intra-arterial therapy

alone group (IAT) and 29 patients to the standard IV tPA group. The IAT group

underwent angiography as soon as possible, followed by IAT at the discretion of the

site neurointerventionalist (primarily intra-arterial tPA with mechanical clot

disruption followed by thrombectomy if necessary). The groups were reasonably

well matched: the mean age was 61 years in the IAT group and 64 years in the IV

group. The baseline NIHSS scores were 17 and 16 respectively. The investigators did

not report any significant differences between groups. The time from stroke onset

to randomization was 125 minutes in both groups. The median time from stroke

onset to IAT was 195 minutes and 155 minutes for IV therapy. The primary outcome,

good function at 90 days defined by the more stringent definition of mRS ≤ 1, did

not differ between the two groups (48% versus 28%, p adjusted for stroke severity

and age = 0.067), although the trend favored the IAT group. There were also no

significant differences in death within 90 days (20% versus 14%, p=0.72). This pilot

27

study was underpowered to detect significant differences, but the trend in the

primary outcome suggested potentially important benefits. It appeared that

thrombectomy devices were rarely used, but the details were not reported in the

primary journal article.

The SYNTHESIS Extension Trial

The SYNTHESIS Extension trial6,74 was a multi-center trial at 24 sites in Italy.

The study randomized patients between the ages of 18 and 80 years who had

ischemic strokes presenting within 4.5 hours of symptom onset who had NIHSS

scores less than or equal to 25. The primary endpoint was good functional outcome

at 90 days defined by mRS ≤ 1. The study randomized 181 patients to the IAT group

and 181 patients to the standard IV tPA group. The IAT group underwent

angiography as soon as possible, followed by IAT, which was primarily intra-arterial

tPA with mechanical clot disruption (109 participants) followed by thrombectomy if

necessary (56 participants). The thrombectomy devices used included Soliataire

(n=18), Penumbra (n=9), Trevo (n=5), and Merci (n=5). The groups were reasonably

well matched: the mean age was 66 years in the IA group and 67 years in the IV

group. The baseline NIHSS scores were 13 in both groups. Participants in the IAT

group were less likely to have atrial fibrillation (8% versus 16%, p=0.02) and more

likely to have dissection as the cause of their stroke (8% versus 2%, p=0.03). The

time from stroke onset to randomization was 148 minutes in the IAT group and 145

minutes in the IV group. The median time from stroke onset to IAT was 225 minutes

and 165 minutes for IV therapy. The primary outcome, good function at 90 days

defined by the more stringent definition of mRS ≤ 1, did not differ between the two

groups (35% versus 30%, p=0.37; p adjusted for age, sex, stroke severity and atrial

28

fibrillation at baseline = 0.16). There were also no significant differences in death

within seven days (8% versus 6%, p=0.53) or at 90 days (14% versus 10%, p=0.22).

The Synthesis Extension Trial suggests that there are no important

differences in stroke outcomes between primary IAT and IV tPA for patients

presenting within 4.5 hours of symptoms. As in the IMS III trial, only a minority of

patients in the IAT group were treated with a thrombectomy device, though in this

trial the newer devices were used more commonly than the older Merci device.

The Mechanical Retrieval and Recanalization of Stroke Clots Use Embolectomy (MR

RESCUE) trial

The final clinical trial (MR RESCUE) was a multi-center, NIH-funded trial at 22

sites in North America.7,77 The study was specifically designed to evaluate the utility

of the penumbral pattern in targeting patients for revascularization. The penumbral

pattern is identified using multimodal computed tomography (CT) or magnetic

resonance imaging (MRI) of the brain. If there is a small core of infarcted tissue and

a large surrounding area of potentially salvageable ischemic tissue, the pattern is

considered favorable for revascularization. On the other hand, if the pattern

suggests that there is a large area of infarction and little surrounding ischemic brain

tissue (also known as a non-penumbral pattern), then the hypothesis is that

revascularization will have little value. The study enrolled between the ages of 18

and 85 years who had large-vessel, anterior-circulation ischemic strokes presenting

within eight hours of symptom onset who had NIHSS scores between six and 29.

The primary endpoint was functional outcome at 90 days as measured by the mRS

across all levels (0 to 6). The study randomized patients to either thrombectomy

(Merci or Penumbral device) or standard care. The study randomized 127

participants, but nine participants did not meet the full eligibility requirements and

29

were excluded from the analysis. Randomization was stratified by the penumbral

pattern. Among the 64 patients in the thrombectomy group, 34 had a favorable

penumbral pattern and 30 had a non-penumbral pattern. Among the 53 patients in

the standard care group, 34 had a favorable penumbral pattern and 20 had a non-

penumbral pattern. The groups were reasonably well matched: the mean age was

66 years, 52% were women and 58% had a favorable penumbral pattern. The

baseline NIHSS scores varied by penumbral pattern (p<0.001). Participants with a

favorable penumbral pattern had a median NIHSS score of 16 in both the

thrombectomy and standard care groups. Participants with a non-penumbral

pattern in the thrombectomy group had a median NIHSS score of 19, while those in

the standard care group had a median score of 20.5. The time from symptom onset

to enrollment was 330 minutes with a trend towards short time in the

thrombectomy groups. The recanalization rate (TICI 2a or higher) was 67% in the

thrombectomy group. The primary outcome, good function at 90 days, did not

differ between the two groups overall (mRS 3.9 versus 3.9, p=0.99) or in the

subgroup with a favorable penumbral pattern (3.9 versus 3.4, p=0.233). There were

also no significant differences in death, SICH, or asymptomatic intra-cranial

hemorrhage. A total of 27% of participants in the thrombectomy group experienced

device or procedure-related; 8% experienced serious adverse events related to the

procedure.

The MR RESCUE trial found no benefit to thrombectomy compared to

standard care in patients with large-vessel anterior-circulation strokes presenting

within eight hours of symptom onset, despite a 67% rate of successful

revascularization. In addition, the study did not confirm the hypothesis that

penumbral imaging would identify a subgroup of patients who would benefit from

the use of thrombectomy devices. In contrast to the prior studies, thrombectomy

30

devices were used in all of the participants in the active treatment group. The

authors do not report the numbers, but imply that the majority of their patients

were treated with the Merci retriever. None of the patients were treated with the

newer stent retriever devices, so the results may not apply to that class of

thrombectomy devices.

Summary

Three randomized trials compared the use of intra-arterial therapy including

thrombectomy devices to standard care. Standard care included IV tPA for patients

presenting within 4.5 hours of symptom onset. The IMS III trial compared IAT plus

IV tPA to IV tPA within three hours of symptom onset; the SYNTHESIS trial

compared IAT alone to IV tPA within 4.5 hours of symptom onset, and the MR

RESCUE trial compared thrombectomy with either the Merci or Penumbra device to

standard care within eight hours of symptom onset. There was no benefit to intra-

arterial therapy in any of the studies including the subset of patients with significant

amounts of potentially salvageable ischemic brain tissue seen on brain imaging

prior to the intervention. All of the trials reported significant adverse events related

to the intra-arterial procedure in a clinical important proportion of the treated

patients. With no net benefit and clearly demonstrated harms, TA criterion 3 is not

met.

There are two important caveats to this conclusion. First, in IMS III and

SYNTHESIS, the majority of the participants in the active treatment group were not

treated with thrombectomy devices. Second, the Merci device was most commonly

used and the newer stent retriever devices were less commonly studied. Given the

favorable outcomes in both the TREVO 2 and SWIFT studies, the stent retrievers

may have a role in the treatment of acute ischemic strokes. However, additional

31

randomized trials are needed comparing them to the current standard therapy in

order to define what role they have to play in improving patient outcomes.

TA Criterion 3 is not met.

TA Criterion 4: The technology must be as beneficial as any established

alternatives.

The established therapy for patients presenting with an acute stroke within

three to four and a half hours of symptom onset is IV tPA. There is no established

alternative outside the 4.5 hour window. As noted above under TA 3, the

randomized trials comparing thrombectomy devices to IV tPA demonstrated harms

associated with the use of thrombectomy devices and no net benefits. Thus TA

criterion 4 is not met.

TA Criterion 4 is not met.

TA Criterion 5: The improvement must be attainable outside of the

investigational setting.

In order to successfully use the thrombectomy devices, physicians must have

training and experience in both intra-arterial catheter manipulation and

neuroradiology. Each of the manufacturers has specific recommendations for

training and proctoring with their system. There is intense interest in the use of

these devices and most established stroke centers have trained physicians who are

32

skilled in the use of these devices. The large number of centers involved in the

randomized trials suggests that appropriate training and credentialing is feasible.

However, the utility of thrombectomy devices has not yet been

demonstrated in the investigational setting, so no conclusions can be reached

about the effectiveness of the device in the community setting. Given the

specialized imaging involved and the potential for serious adverse events, it is likely

that the use of such devices should be limited to centers of excellence.13

TA Criterion 5 is not met.

33

CONCLUSION

Strokes are common in the United States: there are approximately 795,000

new strokes annually and there are more than 6.8 million stroke survivors with

varying degrees of disability.8 Recanalization of the occluded artery is the only

effective therapy for acute stroke, but it must happen quickly in order to have good

long-term outcomes. A recent pooled analysis of the trials of IV thrombolysis

reported that the benefits outweigh the risks for patients treated within 4.5 hours of

stroke onset, but beyond 4.5 hours the harms might outweigh the benefits.15 The

best outcomes are for patients treated within three hours of stroke onset. The FDA

indication restricts the use of IV tPA to patients presenting within three hours, but

the 2013 guidelines from the American Hearth Association and American Stroke

Association recommend its use for patients presenting within 4.5 hours.13 The

PROACT II trial demonstrated that intra-arterial therapy with prourokinase improved

recanalization rates and long-term functional outcomes without increasing

mortality, although it did increase the rate of symptomatic intracranial

hemorrhage.19 Subsequently, it was theorized that mechanical thrombectomy could

more effectively recanalize the blocked artery with a lower risk of SICH than

thrombolytic drugs, and this should translate into better outcomes. The downside

of endovascular therapy is the need for angiography and intra-arterial

microcatheter placement prior to treatment, which may delay the delivery of

effective therapy compared to IV thrombolysis. Since the approval of the first

mechanical thrombectomy device, the Merci Retriever, the use of thrombectomy

devices has increased exponentially in the United States.2

The prospect of opening up occluded intra-cerebral arteries with

thrombectomy devices is promising and has precedent in the coronary artery

vasculature where primary PTCA has become first line therapy over thrombolysis at

34

centers where endovascular treatments can be deployed rapidly. There is now a

large literature on the four thrombectomy devices that have received FDA approval.

Our literature search identified 39 case series, seven non-randomized comparative

studies, and six randomized trials. Three key randomized trials comparing

endovascular therapy to standard care were published online in February 2013. The

IMS III trial randomized 656 patients presenting within three hours of symptom

onset to the combination of IV tPA plus intra-arterial therapy including mechanical

thrombectomy or IV tPA alone.5 The combination therapy recanalized

approximately 75% of the occluded arteries, but there was no improvement in long

term functional outcomes. The SYNTHESIS extension trial randomized 362 patients

presenting within 4.5 hours of symptom onset to either intra-arterial therapy or IV

tPA.6 Again, there was no advantage to intra-arterial therapy. Finally, the MR

RESCUE study compared thrombectomy to standard care and found no benefit to

the more aggressive therapy, even in the subgroup with brain imaging suggestive

of a large area of ischemic tissue that could benefit from revacularization.7 The

randomized trials together demonstrate no benefit from intra-arterial therapy,

including thrombectomy devices, and significant procedure-related adverse events.

Thus, thrombectomy devices should not be used routinely at this time.

Two other randomized trials, TREVO 2 and SWIFT, found that the newer

stent retrieval devices had higher recanalization rates and that this translated into

better functional outcomes. These devices were underrepresented in the earlier

randomized trials and may have a role in the treatment of acute stroke. However

randomized trials are needed to define the population of patients who may benefit

from these new devices.

35

DRAFT RECOMMENDATION

It is recommended that the use of the thrombectomy devices does

not meet Technology Assessment Criteria 3 through 5 for safety,

effectiveness and improvement in health outcomes when used to treat acute

ischemic stroke.

March 6, 2013

36

RECOMMENDATIONS OF OTHERS

Blue Cross Blue Shield Association (BCBSA)

The BCBSA Technology Evaluation Center has not conducted a review of this

device.

Centers For Medicare And Medicaid Services (CMS)

In 2006, CMS approved a new ICD-9 Procedure Code for ischemic stroke

patients treated with the Merci Retriever. Neither a National Coverage Decision nor

a Local Coverage Decision was found.

Canadian Agency for Drugs and Technologies in Health (CADTH)

CADTH performed a high level review of the Merci Retrieval device in 2005 on

its emerging technology list. There were no updated reviews of thrombectomy

associated devices found on the website.

Institute for Clinical and Economic Review (ICER)

No reviews or appraisals were found on the ICER website.

National Institute for Health and Clinical Excellence (NICE)

Though guidelines on stroke were found, they did not mention

thrombectomy devices.

CONSENSUS Guidelines

1. Multisociety Consensus Quality Improvement Guidelines for Intraarterial

Catheter-directed Treatment of Acute Ischemic Stroke, from the American

37

Society of Neuroradiology, Canadian Interventional Radiology Association,

Cardiovascular and Interventional Radiological Society of Europe, Society for

Cardiovascular Angiography and Interventions, Society of Interventional

Radiology, Society of NeuroInterventional Surgery, European Society of

Minimally Invasive Neurological Therapy, and Society of Vascular and

Interventional Neurology

This guideline was published in February 2013 and defines processes

and benchmarks to maximize outcomes in acute stroke revascularization.

2. Guidelines for the Early Management of Patients With Acute Ischemic

Stroke: A Guideline for Healthcare Professionals From the American Heart

Association/American Stroke Association

This guideline was published online on January 31, 2013 and provides

an overview of the evidence and management recommendations of patients

with acute ischemic stroke. The guideline provides information on clinical

study outcomes of the four FDA approved devices used in thrombectomy in

ischemic stroke and makes the following recommendations relative to these

devices under the section titled, “Endovascular Interventions”.:

#5 When mechanical thrombectomy is pursued, stent retrievers such as

Solitaire FR and Trevo are generally preferred to coil retrievers such as Merci

(Class I; Level of Evidence A). The relative effectiveness of the Penumbra

System versus stent retrievers is not yet characterized. (New

recommendation)

#6 The Merci, Penumbra System, Solitaire FR, and Trevo thrombectomy

devices can be useful in achieving recanalization alone or in combination

with pharmacological fibrinolysis in carefully selected patients (Class IIa; Level

38

of Evidence B). Their ability to improve patient outcomes has not yet been

established. These devices should continue to be studied in randomized

controlled trials to determine the efficacy of such treatments in improving

patient outcomes.

#8 Rescue intra-arterial fibrinolysis or mechanical thrombectomy may be

reasonable approaches to recanalization in patients with large-artery

occlusion who have not responded to intravenous fibrinolysis. Additional

randomized trial data are needed (Class IIb; Level of Evidence B). (New

recommendation)

#9 The usefulness of mechanical thrombectomy devices other than the

Merci retriever, the Penumbra System, Solitaire FR, and Trevo is not well

established (Class IIb; Level of Evidence C). These devices should be used in

the setting of clinical trials.

Agency for Healthcare Research and Quality (AHRQ)

No reviews or assessments were found on this topic on the website

Washington State Heath Care Authority

No technology assessments were found on this topic on the website.

American College of Cardiology, CA Chapter (ACC-CA)

ACC-CA was invited to provide an opinion on this technology and to send a

representative to the meeting.

American Academy of Neurology (AAN)

39

AAN was invited to provide an opinion on this technology and to send a

representative to the meeting.

American Society of Neuroradiology(ASN)

ASN was invited to provide an opinion on this technology and to send a

representative to the meeting.

National Stroke Association (NSA)

NSA was invited to provide an opinion on this technology and to send a

representative to the meeting.

The Society for Cardiac Angiography and Interventions (SCAI)

SCAI was invited to provide an opinion on this technology and to send a

representative to the meeting.

Society for Interventional Radiology (SIR)

SIR was invited to provide an opinion on this technology and to send a

representative to the meeting.

Society of NeuroInterventional Surgery (SNS)

SNS was invited to provide an opinion on this technology and to send a

representative to the meeting.

Society of Critical Care Medicine (SCCM)

SCCM was invited to provide an opinion on this technology and to send a

representative to participate at the CTAF public meeting.

40

ABBREVIATIONS USED IN THIS REVIEW

CT Computed tomography

DARE Database of Abstracts of Reviews of Effects

IA Intra-arterial

IAT Intra-arterial therapy

ICA Intracranial carotid artery

IMS III International Management of Stroke Trial 3

IV Intravenous

tPA Tissue plasminogen activator

NIHSS National Institutes of Health Stroke Survey

MCA Middle cerebral artery

MERCI Mechanical Embolus Removal in Cerebral Ischemia

M1 First division

M2 Second division

MRI Magnetic Resonance Imaging

MR Rescue MR and Recanalization of Stroke Clots Using Embolectomy trial

mRS Modified Rankin Scale

NIH National Institutes of Health

NIHSS National Institutes of Health Stroke Survey (NIHSS)

NS Not significant

PROACT II Prolyse in Acute Cerebral Thromboembolism II trial

PTCA Percutaneous Transluminal Coronary Angioplasty

SICH Symptomatic intracranial hemorrhage

TIMI Thrombolysis in Myocardial Infarction (TIMI) Flow Grading System

TICI Thrombolysis in Cerebral Infarction Score

41

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