u.s. stocks (index) 87.3% u.s. stocks, actively run … · odontic braces. “they make...

Copyright 2018 Investor's Business Daily Inc.

B Y P A U L K A T Z E F F

INVESTOR’S BUSINESS DAILY

Share-price gains by a combina-tion of stocks with promise andstocks with solid earnings recordshave helpedput $2.2 billionAB Dis-covery Growth FundCHCLX amongthe top mutual funds.

Big gainers include BeigeneBGNE

and Loxo OncologyLOXO — both yetto post annual profits.

More seasoned holdings withsolid earnings include Arista Net-worksANET, Align TechnologyALGN,GrubhubGRUB and CopartCPRT.

Discovery Growth has joined theranksoftop mutualfundsbyoutper-forming 93% of its midcap growthpeers tracked by Morningstar Inc.and the S&P 500 in 2017. The fundhas also topped 94% of its direct ri-vals as well as the big-cap bogeythis year going into Wednesday and90% of them along with the bench-mark over the past three years.

Bruce Aronow, the managementteam’s chief investment officer,saysthe secret sauce for AB Discov-ery Growth Fund’s recent outper-formance has two ingredients. Oneis “getting fundamentals right,” hesaid. “That means identifying fast-er growing companies. The otheris identifying companies that canoutgrow consensus expectations,that can enjoy positive earnings re-visions and surprises.”

Arista makes cloud networkingsoftware and hardware. One thingthat Aronow likes about Arista isthat it does not have to try to makeold technology solve new custom-er challenges. “Our thesis is thatArista has better solutions to goafter the data center market,”Aronow said. “It was designedfrom the ground up to target that,whereas legacy companies likeCisco SystemsCSCO and JuniperNetworksJNPR haveto livewithlega-cy code and technology, whichmakes it tougher for them to be asnimble as Arista.”

Not having to adapt old technolo-gy has many benefits, Aronow says.“Arista’s solutions are more scal-able,” he added. “It offers orders of

magnitude better economies. It’sbeen built to focus on what the mar-ket needs. That takes some bellsand whistles out of the equation.But they provide solutions that themarket values.”

Align Technology is disruptingthe market for production of orth-odontic braces. “They make In-visalign, which is different fromthe traditional wire and bracket(orthodontic) solution. Invisalignholds big appeal for adults, whodon’t want to march around withmetal braces as badges of honor. Sothere’s a growing demand fromadults.”

Expanding Its MarketAlignhas learned to provide align-

ers for increasingly complex cases,Aronow says. It is also expandingits market by developing productsfor older teenagers, not just adults.

About 20% of North Americansneeding orthodontic devices useclear aligners, Aronow says. In-visalign has about an 85% share ofthat market, he adds.

Aronow thinks that clear align-ers’ market share can at least dou-ble. With just a roughly 10% pene-tration internationally, “there’s aneven better runway there,” he said.

EPS went from negative 2% fivequarters ago to gains of 18%, 37%,60% and 100% in the four most re-cent stanzas.

Takeout food ordering platformGrubhubbenefits from being a clas-sic network effect model, Aronowsays. He added, “The model thathas the most restaurants and din-ers continues to grow as a competi-tive leader because restaurantswant broad reach (to the greatestnumber of prospective customers)and diners want variety.”

Grubhub’s acquisitions and alli-ances reinforce its network effect.Among those announced or com-pleted in 2017 were its purchase ofEat24 from Yelp, OrderUp andfood-ordering firm Foodler and itsDash delivery service. Grubhubalso entered a partnership withGroupon to bring food delivery toGroupon customers across the U.S.

Grubhub also agreed to integrateonline ordering from all of its res-taurants onto Yelp’s platform andto make Grubhub the exclusivefood-delivery provider for Yelp vis-itors in exchange for a referraltransaction fee.

And in February of this year,Yum! Brands said it would buy a3% stake in Grubhub.

Growth Funds Leading The MarketThese are among 40 funds selected for their ownership of market leaders,high average Composite Rating and outperformance of the S&P 500.

Max. front load: 4.25%Expenses: 0.99%Symbol: CHCLX

AB Discovery Growth ASector weightings as of 2/28/18

Total returns as of 4/10/182017: 32.52% 3-yr. avg.: 10.85%YTD: 6.81% 5-yr. avg.: 13.63% 10-yr. avg.: 11.19%

Source: Morningstar Direct

Cyclical 26.08%Basic materials 2.39 2.68%Consumer cyclical 14.24 11.73Financial services 7.78 16.91Real estate 1.67 2.25

Economically sensitive 53.86 Communication services 0.81 3.29Energy 2.08 5.74Industrials 21.37 10.64Technology 29.60 22.16

Defensive 20.06 Consumer defensive 5.57 7.83Health care 14.49 13.91Utilities 0.00 2.86

% of stock assets

% ofS&P 500

Bruce Aronow

Total returns as of 4/10/18

0

5101520253035%

15-yr avg1 year

AB Discovery Growth A

Midcap growth funds

S&P 500

$1 Million 401(k)s, IRAsReach Record NumbersEye On Golden Years

Retirement balancesoverall at all-time highlevels, says Fidelity

— A —ABFunds$ 7.7 bil 800–221–5672

A– ConsGr + 2 – 4 +81 34.85n –.07ABFunds A$ 46.5 bil 800–221–5672

A DiscovGrA + 7 + 2 +79 11.62 –.12A GlbThmtGrw 0 – 4 +77 117.26 –.41A+ GrowthA + 4 – 2+107 76.30 –.30A+ LrgCpGrow + 2 – 4+106 48.78 –.21A+ SmCapGrA + 7 + 2 +81 55.35 –.39

ABFunds ADV$ 36.2 bil 800–221–5672

A DiscovGrAdv + 7 + 2 +82 12.41n –.12A+ LrgCpGrow + 2 – 4+110 53.02n –.22

ABFunds B$ 21.1 bil 800–221–5672

A+ Growth + 4 – 2 +94 40.43n –.17A+ LrgCpGrow + 2 – 5 +96 36.36n –.15A SmCapGr + 7 + 2 +69 35.97n –.26

ABFunds C$ 24.2 bil 800–221–5672

A+ Growth + 4 – 2 +95 41.03n –.17A+ LrgCpGrow + 2 – 5 +96 36.85n–.16

ABFunds I$ 20.6 bil 800–221–5672

A– AllBerUsE 0 – 4 +55 16.64n–.07A+ LgCpGr + 2 – 4+110 52.74n–.22

ABFunds K

$ 15.2 bil 800–221–5672A+ LgGrwthK + 2 – 4+106 49.64n–.21

Advisors' Inner Circle$ 2.8 bil 800–618–1872

A FrCrGrA b + 5 – 2 +82 13.11n–.05AdvisorTwo$ 3.5 bil 800–618–1872

A+ FrCrGrInst + 5 – 2 +84 13.28n–.05Akre$ 14.8 bil 877–862–9556

A+ FocusInst + 3 – 2+109 34.12n–.10A+ FocusRet + 3 – 2+106 33.45n–.09

Alger Funds A$ 9.5 bil 800–223–3810

A+ CaptApp + 3 – 3 +92 25.49 –.14A SpectraA + 4 – 3 +90 21.30 –.11

Alger Funds B$ 3.3 bil 800–223–3810

A– CaptApp + 3 – 3 +79 20.10n–.11Alger Funds C$ 3.4 bil 800–223–3810

A– CaptApp + 3 – 3 +79 20.21n–.11Alger Funds I$ 1.2 bil 800–223–3810

A CaptApp + 4 – 3 +85 85.59n–.45Alger Instl$ 4.1 bil 800–223–3810

A CapApp + 4 – 3 +87 33.58n–.18Alliance Brnstn$ 23.4 bil 800–221–5672

A– ReltValZ 0 – 4 .. 5.92n–.01

A– SelUSEqAd 0 – 4 +63 16.80n–.07Alliance Brnstn Adv$ 6.7 bil 800–221–5672

A GlbThmtGrw 0 – 4 +79 124.12n–.44A– RltVal 0 – 4 +66 5.86n–.01

Alliance Brnstn B$ 14.8 bil 800–221–5672

A– DiscovGrB + 7 + 2 +69 7.38n–.08A– GlbThmtGrwB 0 – 4 +70 96.34n–.34

Alliance Brnstn C$ 36.4 bil 800–221–5672

A– DiscovGrC + 7 + 2 +70 7.45n–.07A– GlbThmtGrwC 0 – 4 +70 96.94n–.35A SmCapGrC + 7 + 2 +70 36.48n–.26

Alliance Brnstn I$ 4.1 bil 800–221–5672

A– RelatVal 0 – 4 +66 5.92n–.01A+ SmCapGrI + 7 + 2 +84 59.93n–.42

Alliance Brnstn K$ 4.7 bil 800–221–5672

A+ SmCapGrK + 7 + 2 +81 56.69n–.40Alliance Brnstn R$ 4.1 bil 800–221–5672

A DiscovGrR + 7 + 2 +75 10.97n–.11A SmCapGrR + 7 + 2 +78 53.72n–.38

Allianz A$ 8.6 bil 877–716–9787

A+ FocGrowth + 3 – 4 +98 54.22 –.36A NFJMidCap – 3 – 6 +73 30.44 –.13

Allianz Admin$ 4.8 bil 877–716–9787

A+ GIFocGrow + 3 – 4 +93 41.56n–.27A NFJMidCap – 3 – 6 +74 31.40n–.13

Allianz C$ 9.0 bil 877–716–9787

A GIFocGrowth + 2 – 4 +88 37.66n–.25A– NFJMidCap – 3 – 6 +68 24.98n–.11A+ TechC +10 + 1+128 52.23n–.69

Allianz Instl$ 9.1 bil 877–716–9787

A– MidCap + 2 – 3 +75 4.38n–.03A NFJMidCap – 3 – 6 +76 32.54n–.13A+ TechA +10 + 1+142 67.50 –.88A+ TechInst +10 + 1+148 75.74n–.98

Amana Funds$ 2.8 bil 800–728–8762

A Growth + 1 – 5 +74 35.43n–.17Amer Cent A$ 107 bil 816–531–5575

A– DisciplGrw + 1 – 5 +77 22.98 –.08A EmrgMktsA + 1 – 4 +44 11.93 –.07A– FundmtlEq 0 – 5 +77 27.82 –.10A Growth + 3 – 4 +75 32.82 –.13A Select + 1 – 5 +90 69.50 –.29A+ Ultra + 4 – 3+101 43.18 –.21

Amer Cent C$ 62.2 bil 816–531–5575

A+ Emerging + 1 – 4 .. 12.68n–.07Amer Cent Instl$ 110 bil 816–531–5575

A+ EmrgMkts + 1 – 4 +47 12.67n–.07A– EquityInc – 3 – 6 +48 8.65n–.02A+ Growth + 3 – 4 +78 34.45n–.14A IntlDisc + 2 – 3 +66 17.64n+.04A+ NTEmgMkts + 1 – 4 +46 13.51n–.07A+ NTGr + 3 – 4 +81 17.88n–.07

A+ Select + 1 – 5 +93 72.09n–.30A– SmCapGrow + 5 + 1 +83 18.39n–.12A+ Ultra + 4 – 3+105 46.57n–.23

Amer Cent Inv$ 183 bil 816–531–5575

A– AllCapGrw + 2 – 4 +70 33.61n–.13A AmerCenDiGr + 2 – 4 +80 23.28n–.08A+ AmerCenR6Cl + 4 – 3 .. 46.56n–.23A– DisciplGrw + 2 – 5 +78 23.17n–.08A+ EmergMkts + 1 – 4 +46 12.36n–.07A– EquityInc – 3 – 6 +47 8.64n–.02A– FundamntlEq + 1 – 5 +79 27.88n–.10A– Growth + 2 – 4 .. 12.64n–.04A+ Growth + 3 – 4 +77 33.86n–.13A– IntlDiscInv + 2 – 3 +65 17.41n+.04A– NTDiscGr + 2 – 4 .. 12.67n–.05A+ Select + 1 – 5 +92 70.94n–.29A Smallmid + 6 – 1 .. 13.33n+.03A+ Ultra + 4 – 3+103 45.07n–.23

Amer Cent R$ 104 bil 816–531–5575

A– EqInc – 3 – 5 .. 8.66n–.02A Growth + 3 – 4 +73 32.09n–.13A– Smallgrowth + 5 + 1 .. 18.52n–.12

American Funds A$ 1242 bil 800–421–8511

A AMCAP + 4 – 2 +83 32.78 –.08C+ Balanced – 1 – 3 +48 26.91 –.02E BdFdAm – 2 – 1 +5 12.61 +.01D– CapIncBldr – 2 – 4 +23 61.14 +.03B– CapWldG&I + 2 – 3 +50 51.71 –.02B– EuroPacGr + 2 – 4 +46 57.08 –.10A FndmntlInv + 1 – 5 +76 62.42 –.10A+ GrFdAmer + 4 – 2 +88 51.41 –.12B+ InvCoAm – 1 – 5 +66 39.99 –.05B– MutualA – 2 – 5 +55 39.93 –.08A New Pers + 3 – 3 +66 44.52 –.08A+ NewEcon + 6 + 0 +93 47.33 –.22A– SmCpWrld + 2 – 2 +62 56.91 –.15C– TheInFdAm – 1 – 4 +36 22.95 –.01A– WashMutlA 0 – 5 +68 45.28 –.12

Amerindo Funds$ 85.4 bil 888–832–4386

B CpWrldGI + 2 – 3 +51 51.72n–.02AMG Funds$ 44.0 bil 800–548–4539

A– GWKSmCpCr 0 – 4 +69 28.12n–.13A– GWKSmCpCr 0 – 4 +72 28.52n–.13A IntlSmlCap + 4 – 1 +63 17.69n+.01A+ SmlCap + 4 – 1 +84 17.80n+.01

AQR Funds$ 76.3 bil 866–290–2688

A Deffensive 0 – 3 .. 19.11n–.05A+ Equity + 1 – 4 .. 14.02n+.00A+ LongShort + 1 – 4 .. 13.89n+.00A– Momentum + 3 – 3 .. 22.09n–.12

Proven Stocks, Others With PromiseDrive This Top-Notch Mutual Fund$2 Bil AB Discovery Growth

Manager Aronow revealshow his team findsstocks that outperform B Y P A U L K A T Z E F F

INVESTOR’S BUSINESS DAILY

Do you think saving for retirementis just too tough? Think again. Thenumber of people with 401(k) bal-ances of at least $1 million hit arecord 150,000 at the end of 2017 inplans run by Fidelity Investments.Likewise, the number of Fidelity-run IRAs with retirement savingsbalances of $1 million or more hit arecord 152,000.

And if $1 million seems out ofreach for you — at least for now —don’t worry, because those million-dollar balances were part of abroader pattern of retirement sav-ings balances overall growing torecord highs.

Your retirement savings balancescan join in on the fun — if you takesix steps designed to maximizegrowthin retirement accounts,rec-ommended by Meghan Murphy, aFidelity 401(k) expert.

Start early.Invest the yearly maximum.Invest smartly. If you can’t af-

ford the maximum, at least aim fora contribution amount that willtrigger the largest company matchoffered.

Invest for growth.Stick to your plan. Do that by

rebalancing periodically.Use target date funds. That’s es-

pecially key if you can’t make ap-propriate investment decisions foryourself or don’t want to try.

How Retirement Savings GrewThe record balances in Fidelity-

run retirement accounts werereached as of the end of 2017 —shortly before the market’s recentvolatility.

The 150,000 $1 million or more401(k) balances were up from93,000 just one year earlier. Thenumber of $1 million IRA balancesrose to 152,000 from only 109,000a year earlier, at the end of 2016.

Overall averagebalances in Fideli-ty-run 401(k) accounts and IRAswere also up. By the end of thefourth quarter, 401(k) and IRA bal-ances hit record highs as of Dec. 31of $104,300 and $106,000, respec-tively. That put the average 401(k)

balanceabove the $100,000 thresh-old for the first time, joining IRAbalances in six-figure territory.

The rising stock market in 2017helped accounts to grow.

Retirement Savings StepsFidelity’s Murphy explains each

of her six steps this way:The reason for starting early is

that that puts time on your side.“Compound growth over time isone of the most powerful tools youhave as an investor,” Murphy said.“Theearlier you start to save and in-vest, the easier it is to reach your ul-timate financial goal.”

Suppose you are 25 years old.Your retirement account has$10,000 and you invest for 40years, averaging a 5% annual re-turn. Let’s say you invest $500 ayear. After 40 years, your balancewill be about $133,820, accordingto Bankrate.com.

If you delay the start of investingby 10 years, to reach roughly thatsame balance after 30 years you’llneed to sock away $1,299 annually.

If you wait until age 45 to start,you’ll need to kick in $3,090 a yearto reach the same age-65 balance.

Second, investing the yearlymaxi-mum leverages your compoundgrowth. And aim to save an amountequal to 15% of your pay, includingany employer contribution ormatch, each year, Murphy says.

Third, invest as much as neededto earn the maximum companymatch. Why? Your employer’smatching contributionin a 401(k) islike earning a higher rate of return.

Fourth, invest for growth. That’sbecause your account will growmore each year if it’s invested instocks than it will if it’s invested inbonds or parked in cash. “Don’t beafraid of equities,” Murphy said.

Fifth, rebalance periodically. Theyounger you are, the more of yourportfolio you’ll likely want to de-vote to stocks and stock mutualfunds. By rebalancing from time totime, likeannually,youkeep youral-locations to stocks, bonds and cashare in line with your game plan.

Sixth, use target date funds if youdon’t want to make your own in-vestment decisions. A team of pro-fessionals decides for you whatsort of securities to buy, which spe-cific ones and when. That teamalso makes your overall mix ofstocks, bonds and cash increasing-ly conservative as you approachand enter retirement.

Mutual Fund Performance

36 Mos 2018 12Wk 5 Yr NetPerformance % % After Asset NAVRating Fund Chg Chg Tax Rtn Value Chg

The percent of salary that 401(k) plan members contribute has edged up. And stocks — U.S. and foreign, in actively run or index funds — remain the most widely available investment options in plans, which consist mainly of mutual funds.Source: Profit Sharing Council of America

401(k) Members’ ChoicesAverage percent of salary contributed Common funds, by percent of plans offering themTRACKING TRENDS

U.S. bonds (index)Stable value

Target date/lifecycleU.S. bonds

Global stocks, actively runU.S. stocks, actively run

U.S. stocks (index) 87.3%85.3%

83.7%78.8%

73.1%67.3%

46.1%5.0

5.5

6.0

6.5

7.0%

’16’15’14’13’12’11’10










FUNDS & PERSONAL FINANCE

How To Read IBD Mutual Fund TablesIBD tables have funds with 36-Month Performance Rating A+, A or A-, at least $200 millionassets plus funds ranked by assets regardless of their performance. All other mutual funds arefound at www.investors.com/ibd-data-tables. O denotes independent fund not part of family list-ed above. Each 36-Month Rating, vs. all other mutual funds, is recalculated monthly on a totalreturn basis. Dividends and capital gains included. Daily accrual fund returns are calculated on amonthly basis. A+=Top 5%, A=Top 10%, A#=Top 15%, B+=Top 20%, B=Top 25%, B#=Top 30%,C+=Top 35%, C=Top 40%, C#=Top 45%, D+=Top 50%, D=Top 60%, D#= Top 70%, E=Below70%. A+, A, A# and B+ 36-Month Ratings are boldfaced. Top 2% of funds in % performanceyesterday are boldfaced. Performance of income funds may be compared to other income funds.b=assets used to pay 12(b)(1) plan distribution costs, r=redemption charge may apply, n=no initialload and appears after Net Asset Value, m=multiple fees, p=previous day’s quote, s=split, x=ex-div-idend or capital gains distribution. 5-Yr After Tax Rtn=5 year after-tax return assuming averageincome tax rate of 35% on dividends and 15% long-term capital gains rate.

M U T U A L F U N D P R O F I L E R E T I R E M E N T

For Friday, April 13, 2018

A10 WEEK OF APRIL 16, 2018 INVESTORS.COM





A– MomentumI + 3 – 3 +72 22.14n–.12A– MomentumL + 3 – 3 +71 22.14n–.12

Artisan Funds$ 84.3 bil 800–344–1770

A+ GrowthOppo + 4 – 3 +84 26.94n–.09A+ SmallCapInv + 9 + 4 +76 33.39n–.17

Asstmgmt$ 15.1 bil 877–225–5266

A+ BMOLgGrI + 2 – 4 +91 18.42n–.07A+ BMOLgGrwY + 2 – 4 +89 18.25n–.07

Aston Funds$ 6.3 bil 800–548–4539

A SmallValI + 1 – 3 +46 13.36n–.03

— B —Baron Instl$ 17.5 bil 800–992–2766

A Asset + 4 – 3 +79 73.17n–.44A+ Opportunity +10 + 2 +73 19.34n–.14A Partners + 4 – 5 +91 51.69n–.45

Baron Funds$ 18.0 bil 800–992–2766

A Asset + 4 – 3 +76 70.71n–.42A+ Opportunity +10 + 2 +70 18.67n–.13A– Partners + 4 – 5 +89 50.63n–.44

BlackRock A$ 358 bil 212–810–5596

A+ CapAppInvA + 6 – 1 +83 27.53 –.13A CoreInv + 2 – 4 +71 16.07 –.04

A EqInvA + 6 – 1+103 20.84 –.09D Glob Alloc 0 – 3 +21 19.66 –.02A+ GrwtInv + 7 – 1 +92 13.12 –.07A LarCapGrInv + 4 – 3 +53 15.12 –.05A– LatinAmer + 8 + 0 –9 53.18 –.56A+ Sci&TechOp + 9 + 1+188 25.78 –.19

BlackRock BlRk$ 11.3 bil 212–810–5596

A+ CapAppK + 7 – 1 +87 29.83n–.14BlackRock C$ 147 bil 212–810–5596

A AdvLarCap + 4 – 3 +48 12.90n–.04A CapAppInvC + 6 – 1 +73 20.60n–.10A– CapCoreInv + 1 – 4 +65 13.83n–.04A EqInvC + 6 – 1 +94 16.44n–.07D– GlobAlloc 0 – 3 +18 17.72n–.01A+ LarCpFocInv + 7 – 1 +83 10.37n–.06A+ Sci&TechOp + 9 + 0+176 21.98n–.16

BlackRock Instl$ 1200 bil 212–810–5596

A+ AdvLarCapGr + 4 – 3 +55 15.78n–.06A+ CapAppInst + 6 – 1 +86 29.67n–.15A+ EqInstl + 6 – 1+107 23.95n–.11A+ FocusGrwth + 7 – 1 +95 14.05n–.07D Glob Alloc 0 – 3 +22 19.79n–.02E GNMA – 1 – 1 +1 9.26n+.01A LarCapCore + 2 – 4 +73 16.66n–.04A– LatinAmer + 8 + 0 –8 53.86n–.57A+ Sci&TechOp + 9 + 1+193 27.71n–.21

BlackRock K$ 29.9 bil 212–810–5596

A S&P500Ind 0 – 5 +79 316.65n–.91Blackrock R$ 89.8 bil 212–810–5596

A– AdvCapCore + 2 – 4 +69 15.04n–.04A+ CapAppR + 6 – 1 +78 22.94n–.11D– Glob Alloc 0 – 3 +20 18.71n–.02A+ LarCapFoc + 7 – 1 +89 11.95n–.06

BlackRock S$ 2.2 bil 212–810–5596

A+ LrgCapFocGr + 7 – 1 +93 13.97n–.08Blackrock Funds$ 115 bil 212–810–5596

E StratIncOpp 0 – 1 +5 9.89n–.01E StratIncOpp 0 – 1 +9 9.90n–.01E StrtIncOppA 0 – 1 +8 9.90 –.01

BNY Mellon$ 11.0 bil 212–495–1784

A EmgMktsM + 1 – 5 +26 12.07n–.11BoydWatter$ 254 mil 216–771–3450

A+ FnSvC 0 – 5 +95 25.17n–.31Bridgeway Funds$ 1.5 bil 800–531–4066

A– BluChp35Idx – 1 – 7 +69 14.37n–.03Brown Advisory$ 8.7 bil 410–537–5400

A– FlexEqtInst 0 – 6 +83 20.82n–.12A GrEqInv + 7 + 0 +74 22.24n–.12A GrowEqtInst + 7 + 0 +75 22.44n–.12A– SmlGrInv + 4 – 1 +72 19.28n–.13

Brown Captl Mgmt$ 3.8 bil 877–892–4226

A+ SmallCo + 8 + 2+107 96.83n–.50

— C —Calvert Group

$ 10.8 bil 800–368–2745A– CrRspIdxA 0 – 5 +78 22.24 –.09A– EquityA + 3 – 3 +69 44.24 –.10

CGM Funds$ 3.0 bil 800–345–4048

C+ Focus – 4– 11 +54 51.16n–.79C– Mutual 0 – 5 +29 30.97n–.36

Champlain$ 3.6 bil 866–773–3238

A+ MidCap b + 5 + 1 +80 17.97n–.13A SmallCo + 3 + 1 +69 20.56n–.16

Clipper Fund$ 1.2 bil 800–432–2504

A Clipper – 1 – 6 +77 118.76n–.56Columbia A$ 156 bil 800–345–6611

A– Acorn + 4 – 2 +38 13.46 –.07A AcornSel – 1 – 5 +44 14.45 –.07A– ActiveM + 2 – 4 +85 15.04n–.07A– DivInc – 2 – 5 +63 21.58 –.06A Emerging – 1 – 5 +33 13.59 –.17A– GlobalEq + 4 – 2 +63 13.35 –.03A– LargeCapA + 3 – 3 +65 18.07 –.07A LargeGr + 3 – 3 +87 40.97 –.16A LargeGrow + 1 – 5 +85 9.36 –.02A– Lg Cp Idx 0 – 5 +76 49.43n–.15A– LrCorQuant + 1 – 4 +83 12.03 –.03A LrgCapCore – 1 – 5 +60 14.52 –.04A– LrgEnCore 0 – 5 +81 24.73n–.07A+ SelCom&Inf + 6 – 1+142 75.11 –.33A+ SelGlbTch + 7 – 1+152 41.88 –.17A– SelLgCpVal – 3 – 7 +68 25.48 –.08A– SelLgGr + 6 – 1 +80 16.99 –.10A+ SmallGrI + 3 – 2 +51 18.75 –.13A– SmCapIndxA + 2 – 2 +72 25.20n–.10A+ Technology + 7 – 1+192 32.25 –.22A– Vallue – 2 – 6 +54 13.76n–.06

Columbia C$ 121 bil 800–345–6611

A– Acorn + 4 – 2 +25 6.84n–.04A– AcornSel – 1 – 5 +34 9.46n–.05A– DivInc – 2 – 6 +59 20.92n–.06A– Emerging – 1 – 6 +29 12.84n–.16A– LrgCapGrow + 3 – 3 +80 34.36n–.14A+ SelgCom&Inf + 6 – 1+130 51.87n–.23A+ SelGlbTch + 6 – 1+142 32.38n–.13A+ Technology + 6 – 1+181 29.01n–.20

Columbia I,T&G$ 25.1 bil 800–345–6611

A– DivIncT – 2 – 5 +63 21.59 –.06A LargeGrT + 3 – 3 +87 40.61 –.16A– SmallCap + 2 – 2 .. 24.97 –.09A+ SmallGrI + 3 – 2 +53 19.90n–.13

Columbia R$ 157 bil 800–345–6611

A– Contrar – 2 – 7 +74 25.85n–.06A– CoreR5 + 1 – 4 +86 12.06n–.03A– Dividend – 2 – 5 +62 21.60n–.06A DivIncAdv – 2 – 5 +65 21.95n–.06A DivIncR5 – 2 – 5 +66 21.93n–.06A Largecap 0 – 5 +78 50.39n–.15A– LargeGrow + 6 – 1 +83 18.11n–.12A– LGcap 0 – 5 +80 24.68n–.07A+ SelCom&Inf + 6 – 1+146 82.10n–.36A+ SelCom&Inf + 6 – 1+139 71.50n–.31A– Selctla – 3 – 7 +70 26.78n–.08A SmallCapR5 + 2 – 2 +74 25.90n–.10

Columbia Y$ 39.8 bil 800–345–6611

A– ContrarCore – 2 – 7 +74 25.86n–.06A Dividend – 2 – 5 +66 21.96n–.06A– LrgCapGr + 6 – 1 +84 18.30n–.11A LrgEnCore 0 – 5 +84 24.69n–.08

Columbia Z$ 132 bil 800–345–6611

A Acorn + 4 – 2 +42 16.04n–.08A AcornSel – 1 – 5 +48 16.36n–.09A– DisCore + 1 – 4 +85 12.09n–.04A DivIncZ – 2 – 5 +65 21.60n–.06A EmergMkts – 1 – 5 +35 13.73n–.17A– Largecap – 3 – 7 +70 26.44n–.08A LargeGr + 3 – 3 +89 42.52n–.17A– LgCapGrIII + 3 – 3 +67 19.43n–.08A LgCapIdxZ 0 – 5 +78 49.71n–.14A LrgCapCore 0 – 5 +61 14.42n–.04A– LrgEnCore 0 – 5 +83 24.69n–.07A PacAsia 0 – 6 +51 11.53n–.10A+ SelGlob + 7 + 0+155 42.65n–.17A+ SeligCom + 6 – 1+145 81.76n–.37A– SelLgGrZ + 6 – 1 +82 17.51n–.12A SmCapIndZ + 2 – 2 +73 25.36n–.09A– SmCpVal – 2 – 6 +54 45.30n–.09A+ TechGrw + 7 – 1+195 33.50n–.23

ColumbiaW$ 39.8 bil 800–345–6611

A– DisCoreW + 1 – 4 +84 12.11 –.03A– Largecap – 3 – 7 +68 25.32 –.07A Largegr + 3 – 3 +87 41.05 –.16A LargeGrow + 1 – 5 +85 9.42 –.02A– LrgCapGr + 6 – 1 +80 16.98 –.11

CRM Funds$ 2.0 bil 800–276–2883

A– CapValInst + 1 – 2 +48 22.09n–.07A– MidCapInv + 1 – 2 +46 21.24n–.07

— D — E —Davis Funds A$ 14.6 bil 800–279–0279

A Financial – 1 – 5 +80 51.39 –.42A NYVenture – 2 – 7 +59 33.72 –.19A+ Opportunity – 1 – 6 +84 36.56 –.08

Davis Funds B$ 12.1 bil 800–279–0279

A– NYVenture – 2 – 7 +52 29.66n–.17Davis Funds C&Y$ 26.9 bil 800–279–0279

A FinancialC – 1 – 5 +73 42.72n–.35A– NYVentureC – 2 – 7 +53 30.55n–.18A NYVentureY – 2 – 7 +61 34.47n–.20

A OpportntyC – 1 – 6 +75 29.92n–.07DealwareInv$ 5.8 bil 877–693–3546

A+ EmergMkts – 2 – 7 +43 19.85 –.16Delaware A$ 20.8 bil 877–693–3546

A SMIDCapGrow + 4 – 3 +72 22.87 –.25Delaware C$ 6.1 bil 877–693–3546

A– SMIDCapGrow + 4 – 3 +59 11.57n–.13DEUTSCHE Asst & Wealth$ 15.9 bil 800–621–7705

A CoreEquity 0 – 5 +75 27.53n–.07A– CoreEquity 0 – 5 +73 27.25 –.06A Eq500Idx 0 – 5 +69 219.68n–.63A Eq500Idx 0 – 5 +68 216.75n–.63A LtnAmerEq + 1 – 5 –5 25.97n–.38A– S&P500IdxS 0 – 5 +73 30.40n–.09

Diamond Hill Funds$ 57.2 bil 888–255–8955

A– LrgCapY – 3 – 8 +70 25.76n–.11Dimensional Funds$ 406 bil 512–306–7400

A+ ContlSmCo + 2 – 4 +92 29.20n+.07A DFAWorld 0 – 4 +47 15.29n+.00A– EmgMktSml + 2 – 3 +30 24.38n–.07B+ EmMktCorEq + 2 – 4 +25 23.58n–.14A– EmMktScCrEq + 2 – 4 +25 15.16n–.09A– EmrgMktValI + 3 – 4 +18 32.02n–.13A– EnhUSLgCo – 1 – 6 +52 12.81n–.03B IntlCoreEq + 1 – 4 +41 14.64n+.02A IntlSmallCo + 1 – 3 +53 21.51n+.03A– IntlSmCpVal 0 – 4 +55 22.92n+.08A+ JapanSmCo + 1 – 3 +79 29.50n–.05A– SustUSCorI 0 – 5 +78 21.15n–.10A TxMgdUSEq 0 – 5 +80 29.03n–.10A– USCorEq1 0 – 5 +78 22.75n–.09B+ USCorEq2 0 – 5 +72 21.44n–.10A USLCpGr + 1 – 4 +87 19.33n–.07A– USLgCapVal – 2 – 6 +72 38.32n–.21A– USLgCapVal3 – 2 – 6 +71 26.46n–.14A USLgCo 0 – 5 +78 20.63n–.06

Dodge&Cox$ 218 bil 800–621–3979

E Income – 1 + 0 +9 13.52n+.01D– IntlStock – 1 – 7 +37 45.99n–.09A Stock – 1 – 6 +77 199.22n–.85

Doubleline Funds$ 150 bil 213–633–8200

A+ Enhance 0 – 5 .. 15.20n–.05A+ Enhance + 2 + 0 .. 15.19n–.04E TotRtrnBndI – 1 + 0 +6 10.46n+.00E TotRtrnBndN – 1 + 0 +5 10.46n+.00

Dreyfus$ 73.3 bil 800–346–8893

A BasS&P500 0 – 5 +78 53.40n–.16A– DiscStock 0 – 5 +60 36.69n–.16A– GrowthI + 2 – 4 +78 15.53n–.09A LgCapEqI + 1 – 4 +83 21.47n–.10A OppSmlCap + 1 – 2 +69 37.18n+.00A– ResearchA + 2 – 4 +76 15.49 –.09A– S&P500Idx 0 – 5 +70 53.91n–.16A– SmCpStkIdx + 2 – 2 +73 32.14n–.13A+ TechGrA + 7 – 1+114 52.59 –.50A+ TechGrC + 7 – 2+102 40.59n–.38A USEquity 0 – 5 .. 18.96n–.06

DREYFUS I$ 11.4 bil 800–346–8893

A Boston + 8 + 2 +81 21.34n–.16DREYFUS Z$ 2.2 bil 800–346–8893

A– ReseGrwZ + 2 – 4 +78 15.78n–.09Driehaus Funds$ 3.3 bil 312–587–3800

A– EmergMktsGr 0 – 5 +34 39.65n–.25DWS Funds A$ 14.2 bil 800–728–3337

A CapGrowth + 2 – 4 +83 78.47 –.26A– LgCpFocGrw + 1 – 4 +79 43.55 –.05A+ Technology + 6 + 0+108 22.81 –.12

DWS Funds C$ 5.4 bil 800–728–3337

A+ Technology + 6 – 1 +95 15.67n–.08DWS Funds S$ 18.1 bil 800–728–3337

A CapGrowth + 2 – 3 +84 79.26n–.26A LgCpFocGrw + 1 – 4 +81 45.39n–.06

Eagle Funds$ 17.5 bil 800–237–3101

A+ CapApprA + 2 – 5 +90 42.63 –.20A CapApprC + 1 – 5 +80 31.04n–.15A MidCpGrowA + 4 – 4 +95 58.54 –.35A– MidCpGrowC + 3 – 4 +87 46.94n–.29

Eaton Vance A$ 56.5 bil 800–225–6265

A+ AtlSmidCap 0 – 4 +87 30.56 –.18A LgCapGrow + 3 – 3 +88 27.58 –.13

A– TaxMgGr 0 – 6 +78 23.01 –.15A– TaxMgGr 1.1 0 – 6 +79 51.21 –.32A– TxMgdGr 1.0 0 – 6 +80 1141.83n–7.2

Eaton Vance Instl$ 40.5 bil 800–225–6265

A+ AtlSmidCap 0 – 4 +90 33.70n–.19EdgeWood$ 6.3 bil 800–791–4226

A+ EdgwdGrInst + 7 – 1+131 31.55n–.14Emerald Funds$ 1.6 bil 855–828–9909

A+ Bank&Fin + 1 – 2+132 46.03 –.35Evermore Funds Tr$ 651 mil 908–378–2880

A GlbValue + 2 – 3 +78 15.51n+.03

— F —FAM Funds$ 1.5 bil 800–721–5391

A– EquityInc – 1 – 5 +58 29.74n–.14Federated A$ 82.5 bil 800–245–5051

A+ Kaufmann + 9 + 2 +79 6.12 –.04A+ KaufSmlCap + 8 + 3+101 34.87 –.22A– MDTMdGrStr + 6 – 1 +74 41.65 –.26

Federated B$ 25.2 bil 800–245–5051

A Kaufmann + 9 + 2 +77 5.08n–.03A+ KaufSmlCap + 8 + 3 +94 30.14n–.19

Federated C$ 47.4 bil 800–245–5051

A KaufmnC + 9 + 2 +77 5.07n–.04A+ KaufSmlCapC + 8 + 3 +94 30.15n–.19A– MaxCapIdx R 0 – 5 +58 12.62n–.04

Federated Funds$ 51.9 bil 800–245–5051

A+ KaufmannR +10 + 2 +90 6.14n–.04A+ KaufSmlCapR + 8 + 3+101 35.02n–.21A– MaxCapIdx 0 – 5 +60 12.64n–.03

Federated Instl$ 55.1 bil 800–245–5051

A MaxCapIdx 0 – 5 +62 12.78n–.04A– MDTMdGrStr + 6 – 1 +76 42.73n–.26A+ MDTSmlCap + 2 – 4 +89 20.32n–.14

Fidelity Adv A$ 161 bil 800–343–3548

A+ EquityGr + 4 – 2+101 113.29 –.76A+ GrowthOpp + 4 – 2 +94 67.31 –.27A InsightsZ + 3 – 3 .. 32.39n–.15A+ IntlSmOpps + 5 – 1 +72 20.09 +.00A+ SmallGrowA r + 8 + 2 +95 25.57 –.20A– StkSelAll + 2 – 3 +76 44.79 –.16E TotalBond r – 2 – 1 +3 10.44 +.00

Fidelity Adv C$ 155 bil 800–343–3548

A EquityGrow r + 4 – 3 +94 96.87n–.65A GrowthOpp r + 4 – 2 +87 58.97n–.24A IntlSmOpps + 5 – 1 +68 19.43n+.00A NewInsight + 3 – 3 +71 27.73n–.13A+ SmallGrowA r + 7 + 1 +88 22.93n–.18E TotalBond r – 2 – 1 +2 10.45n+.01

Fidelity Adv I$ 169 bil 800–343–3548

A Advsvc r – 1 – 6 +87 22.22n–.30A– DiverStck + 3 – 4 +73 27.01n–.16A+ EquityGrow + 4 – 2+105 124.02n–.83A+ GrowthOpp + 4 – 2 +97 72.05n–.29A– Industrial r – 2 – 7 +67 43.28n–.12A+ IntlSmOpps + 5 – 1 +74 20.27n+.00A NewInsight + 3 – 3 +80 32.35n–.15A+ SmallGrowI r + 8 + 2 +98 26.68n–.21A– StkSelAll + 2 – 3 +77 44.79n–.16E TotalBond – 2 – 1 +4 10.42n+.00

Fidelity Freedom$ 207 bil 800–343–3548

C 2020 0 – 3 +33 16.57n–.03C 2025 0 – 3 +38 14.41n–.03B– 2030 0 – 4 +44 18.10n–.04A– Fund K + 2 – 4 +68 46.14n–.24

Fidelity Select$ 19.5 bil 800–343–3548

A– AirTrnsprt r – 5– 10+106 75.29n–.15A Chemicals r – 5– 10 +67 158.45n–.35A+ Computers r + 4 – 3 +75 91.98n+.09A– ConsmrDisc r + 3 – 4 +83 41.92n–.27A– Industrial – 2 – 6 +66 34.65n–.10A+ ITServices r + 7 – 1+133 57.12n–.26A+ Retailing r + 4 – 3+137 137.77n–.95A+ Sftwr&Cmp r + 6 – 1+145 171.62n–.77

Fidelity Spartan$ 295 bil 800–343–3548

A– TotMktAdv 0 – 5 +78 76.13n–.25A– TotMktIdxF 0 – 5 +78 76.14n–.24A– TotMktInv 0 – 5 +78 76.14n–.24E USBdIdx – 2 – 1 +2 11.31n+.00

Fidelity Spartan Adv$ 142 bil 800–343–3548

A– TotMkIdI 0 – 5 +77 76.12n–.24E USBdId – 2 – 1 +2 11.31n+.00E USBdIdI – 2 – 1 +2 11.31n+.00

Fidelity Invest$ 2919 bil 800–343–3548

A 100Index – 1 – 6 +77 17.24n–.052020Freedom 0 – 3 .. 16.55n–.03

A 500Idx 0 – 5 +80 92.85n–.27A 500IdxInsPr 0 – 5 +80 92.85n–.27A 500IdxInv 0 – 5 +79 92.84n–.26A 500IdxPre 0 – 5 +80 92.85n–.27A– Advchina + 2 – 4 +68 36.55n–.45A– AdvchinaR + 2 – 4 +66 36.39 –.45A– AdvDivStkA + 3 – 4 +71 25.43 –.15A AdvDivStkO + 3 – 4 +73 26.13n–.15A+ AdvSemi + 6 + 0+207 25.91n–.08A+ AdvSemiconC + 6 + 0+159 21.60n–.07A+ AdvSrsGro + 4 – 2 .. 13.27n–.05A+ AdvTechA r + 7 – 1+146 57.36 –.28A– AllSectEq + 1 – 4 +63 12.30n–.03C+ Balanced + 1 – 3 +46 23.78n–.06C+ BalancedK + 1 – 3 +46 23.78n–.06A+ Banking r 0 – 7 +90 32.64n–.63A+ BluChpGro + 4 – 3+113 91.30n–.45A+ BluChpGroK + 4 – 3+114 91.43n–.45A– ChinaRgn + 2 – 4 +68 36.81n–.46A+ Contrafund + 4 – 3 +92 125.16n–.80A+ ContraK + 4 – 3 +93 125.12n–.80A+ Dfnse&Aero r + 8 + 1+129 174.43n–.96A– DiversStk + 3 – 4 +69 25.22 –.15A EmergMkts 0 – 6 +38 21.47n–.19A EmrgAsia r – 1 – 6 +56 44.47n–.39A EmrgAsia – 1 – 6 +54 41.84n–.38A– EmrgAsiaA r – 1 – 6 +52 40.60 –.37A– EmrgAsiaM r – 1 – 6 +51 39.43 –.36A– EmrgMkt 0 – 5 +42 32.71n–.24A EmrgMktK 0 – 5 +42 32.73n–.24A– EmrgMktsA r 0 – 5 +39 30.10 –.22A– EmrgMktsI 0 – 5 +41 30.25n–.22A EmrgMrkt 0 – 5 +34 13.48n–.09A+ EqGrowthZ + 4 – 2 .. 124.76n–.84A+ EquityGr + 4 – 2 +99 111.31 –.76A FinanclSvc – 1 – 7 +83 21.39 –.29A– FinanclSvc r – 1 – 7 +80 20.24n–.28A FinanclSvc r – 1 – 7 +85 21.61 –.30A FinanclSvcs r – 1 – 7 +84 110.19n–1.5A FocusedStk r + 5 – 4 +77 23.69n–.24

Freedom 0 – 4 .. 18.07n–.04Freedom2025 0 – 3 .. 14.41n–.03Freedom2025 0 – 3 .. 14.39n–.03Freedom2030 0 – 4 .. 18.09n–.04FreedomK6 0 – 3 .. 16.57n–.02

A+ GrowthCo + 6 – 1 .. 17.71n–.11A+ GrowthOpp + 4 – 2 +92 66.89 –.27A+ GrwDiscovy + 4 – 2+109 33.79n–.23A+ GrwDiscovyK + 4 – 2+110 33.82n–.22A+ GrwthCmpny + 6 – 1+130 189.58n–1.2A+ GrwthCmpnyK + 6 – 1+145 189.59n–1.2A Insurance r – 3 – 6 +76 67.63n–.27A+ IntlSmCap + 1 – 3 +68 30.27n+.03A IntlSmCp + 5 – 1 +63 18.83n–.01A+ IntlSml + 1 – 2 +68 30.46n+.03A+ IntlSmlCp + 1 – 3 +66 29.73 +.03A+ IntlSmlCp + 1 – 3 +61 28.68n+.03A+ IntlSmlCp + 1 – 3 +64 29.59 +.03A+ IntlSmlOpp + 5 – 1 +74 20.30n+.00A+ IntlSmOpps + 5 – 1 +71 19.94 +.00E InvGrdBnd – 2 – 1 +3 11.01n+.01A Japan r + 2 – 4 +49 15.80n–.03A+ JpnSmCom r + 1 – 3 +86 19.08n–.06A– LatinAmer + 7 – 1 –21 26.39 –.32A– LatinAmer + 7 + 0 –20 26.31n–.32A– Leisure r – 1 – 5 +80 156.15n–1.0A– LgCorEnhIdx + 1 – 5 +69 14.78n–.04A LgGrwEnhIdx + 2 – 4 +89 19.22n–.06B LowPriStkK 0 – 5 +60 54.53n–.08B LowPrStk 0 – 5 +59 54.57n–.08A Magellan + 2 – 4 +84 106.88n–.54A MagellanK + 2 – 4 +84 106.74n–.54A+ MedEq&Sys r + 7 + 0+122 45.02n+.04A+ NasdaqIndex r + 3 – 3+123 93.42n–.44A– New Millnm + 1 – 5 +64 40.09n–.01A NewInsight + 3 – 3 +78 31.65 –.15A NewInsight + 3 – 3 +76 30.61 –.14A+ OTC + 4 – 2+139 114.51n–.47A+ OTCK + 4 – 2+141 116.02n–.48A+ PacificBas r – 1 – 5 +66 34.99n–.23C+ Puritan + 1 – 3 +49 23.46n–.06C+ PuritanK + 1 – 3 +49 23.44n–.07A+ SelectTech r + 7 – 1+141 172.77n–.88A+ SelSemi r + 6 + 0+198 111.77n–.37A+ SemiCondA + 6 + 0+203 24.68 –.08A+ SerEqGr + 4 – 2 .. 13.56n–.09A+ SmlCapGrM r + 7 + 1 +93 24.78 –.20A+ SmlGrow r + 8 + 2 +98 26.61n–.21A– SprTotMkIdI 0 – 5 +78 76.12n–.25E SprtUSBdIdF – 2 – 1 +2 11.31n+.00



OCT 16 2.8%NOV 16 2.9%DEC 16 2.6%JAN 17 2.7%FEB 17 2.7%

MAR 17 2.8%APR 17 2.7%MAY 17 2.8%JUN 17 2.8%JUL 17 2.8%Aug 17 2.8%

Sep 17 2.8%Oct 17 2.8%Nov 17 2.8%Dec 17 2.6%Jan 18 2.6%Feb 18 2.5%




U.S. Stock Fund Cash Position High (11/00) 6.2% Low (12/16) 2.6%

36 Mos Fund 2018 12 Wk 5 Yr Net NAVPerformance % % After Asset ChgRating Chg Chg Tax%Value




Top Growth FundsLast 3 Months (All Total Returns)

Performance% Change Rating $ Net

Mutual Fund Last 3 Mos 36 Mos Assets

Wells Fargo InstEmGrw " 5 A# 753 milArtisan Funds SmallCapInv " 4 A" 1.279 bilWasatch MicroCap " 4 A" 305 milLegg Mason A CBSmCapGr " 4 A# 3.1 bilWasatch SmallCapGr " 3 B 1.686 bil

William Blair I SmCpGr " 3 A" 481 milFederated A KaufSmlCap " 3 A" 694 milAmer Beacon INV StphnSmGr " 3 B 547 milAlliance Brnstn I SmCapGrI " 2 A" 975 milMorgan Stan Ins CapGrI " 2 A" 4.159 bil

Brown Captl Mgmt SmallCo " 2 A" 3.8 bilTransamerica A CapGrwA " 2 A" 953 milFederated Funds KaufmannR " 2 A" 5.349 bilDREYFUS I Boston " 2 A 1.4 bilJP Morgan Instl SmallGrow " 2 A" 1.632 bil

JP Morgan A DynSmlGr " 2 A" 197 milPRIMECAPOdyssey AggrGrowth " 2 A" 10.8 bilFrank/Tmp Fr A SmCapGr " 2 B# 2.627 bilTouchstone SandCpInsGr " 2 A 1.842 bilTouchstone SandSelGrZ " 2 A# 2.576 bil

ABFunds A DiscovGrA " 2 A 2.3 bilFidelity SmlGrow " 2 A" 4.399 bilFidelity Adv A SmallGrowA " 2 A" 4.399 bilPutnam A SmlCapGr " 2 B# 183 milLord Abbett I SecMicroGr " 1 B" 149 mil

Top Growth FundsLast 36 Months (All Total Returns)

Performance% Change Rating $ Net

Mutual Fund In 2018 36 Mos Assets





PRIMECAPOdyssey AggrGrowth " 10 A" 10.8 bilVirtus Funds I SmlCapCore " 7 A" 486 milMorgan Stan Ins CapGrI " 9 A" 4.159 bilEdgeWood EdgwdGrInst " 7 A" 6.3 bilPRIMECAPOdyssey Growth " 6 A" 9.713 bil

Morgan Stan A MltiCpGrt " 8 A" 506 milFidelity GrwthCmpny " 6 A" 42.6 bilFidelity OTC " 4 A" 20.34 bilPrice LgCpGrInstl " 5 A"12.531 bilFrank/Tmp Fr A Dynatech " 7 A" 4.086 bil

Brown Captl Mgmt SmallCo " 8 A" 3.8 bilUSAA Nasdaq100 " 4 A" 1.647 bilTransamerica A CapGrwA " 9 A" 953 milPriceFds LgCoreGr " 6 A" 3.1 bilPriceFds BlueChipGrw " 6 A" 50.1 bil

PgimInvest SelGwth " 8 A" 401 milRydex Investor Ndq100 " 4 A" 1.051 bilNatixis GrowthY " 0 A" 7.145 bilFederated A KaufSmlCap " 8 A" 694 milJP Morgan Instl SmallGrow " 7 A" 1.632 bil

Federated Instl MDTSmlCpGr " 5 A" 196 milMass Mutl Select BlueChipGrL " 3 A" 2.186 bilBaron GrwRet " 7 A" 180 milBlackRock A GrwtInv " 7 A" 691 milWilliam Blair I SmCpGr " 6 A" 481 mil

Sponsorship and Exhibiting Opportunities are AvailableIf you are interested in attending, sponsoring, speaking or exhibiting at this event, please call 212-532-9898 or email [email protected]

RegisterTo register, visit us online at www.opalgroup.netor email us at [email protected]

FAMILY OFFICE & PRIVATE WEALTH

FORUMMANAGEMENT

July 16-18, 2018 / Gurney’s Newport Resort & Marina, Newport, RI

In the course of three days, family offices, private investors, and investment managers navigate their way through the choppy waters of the past recession, while continuing to explore the best ways to map out their portfolios. With over 1000 delegates there is always an opportunity to meet potential clients. Discussions will cover a wide variety of investment topics including direct investing, impact investing, non-correlated assets, and many more.

UNITED STATES DISTRICT COURT CENTRAL DISTRICT OF CALIFORNIA

NANCY SCHWARTZ, Individually and on Behalf of All Others Similarly Situated,

v.OPUS BANK, STEPHEN H. GORDON, and MICHAEL L. ALLISON, Defendants.

Civil No. 2:16-cv-07991-AB-JPRSUMMARY NOTICE OF PENDENCY OF CLASS ACTION

AND PROPOSED SETTLEMENTTO: ALL PERSONS AND ENTITIES WHO PURCHASED COMMON

STOCK OF OPUS BANK (“OPUS”)BETWEEN JANUARY 26, 2015 AND JANUARY 30, 2017, BOTH DATES INCLUSIVE (THE “CLASS PERIOD”).

YOU ARE HEREBY NOTIFIED that a proposed Settlement has been reached in this Action. A hearing will be held with respect to the Settlement on July 20, 2018, at 10:00 a.m. before the Honorable André Birotte Jr. at the United States District Court for the Central District of California, United States Courthouse, 350 West First St., Courtroom 7B, Los Angeles, CA 90012.

The purpose of the hearing is to determine whether the proposed Settlement of the securities class action claims asserted in this Action, pursuant to which the Settlement Amount of seventeen million U.S. dollars ($17,000,000) shall be deposited into a Settlement Fund in exchange for the dismissal of the Action with prejudice and a release of claims against Defendants and Released Parties, should be approved by the Court as fair, reasonable, and adequate and in the best interests of the Class. If you purchased Opus common stock during the Class Period, you may be entitled to share in the distribution of the Settlement Fund if you submit a Proof of Claim Form postmarked no later than July 10, 2018, and if the information and documentation you provide in that Proof of Claim Form establishes that you are entitled to a recovery.

This Summary Notice provides only a summary of matters regarding the Action and the Settlement. A detailed notice (the “Notice”) describing the Action, the proposed Settlement, and the rights of Class Members to appear in Court at the Final Approval Hearing, to request to be excluded from the Class, and/or to object to the Settlement, the Plan of Allocation and/or the request by Lead Counsel for an award of attorneys’ fees and reimbursement of Litigation Expenses, has been mailed to persons or entities known to be potential Class Members. You may obtain a copy of that Notice, a Proof of Claim Form, the Stipulation and Agreement of Settlement, and other information at www.opusbanksecuritieslitigation.com, or by writing to the following address or calling the following telephone number:

Opus Bank Securities Litigationc/o JND Legal Administration

P.O. Box 91346Seattle, WA 98111

(833) 609-9714If you are a Class Member, you have the right to object to the Settlement, the Plan

of Allocation, and/or the request by Lead Counsel for an award of attorneys’ fees and reimbursement of Litigation Expenses, or otherwise request to be heard, by submitting no later than June 29, 2018, a written objection in accordance with the procedures described in the Notice. You also have the right to exclude yourself from the Class by submitting no later than June 29, 2018, a written request for exclusion from the Class in accordance with the procedures described in the Notice. If the Settlement is approved by the Court, you will be bound by the Settlement and the Court’s Judgment, including the releases provided for in the Settlement and Judgment, unless you submit a request to be excluded.

PLEASE DO NOT CONTACT THE COURT OR THE CLERK’S OFFICE REGARDING THIS NOTICE. Inquiries, other than requests for the Notice, Proof of Claim Form, and the Stipulation referenced above, may be made to Lead Counsel for

COHEN MILSTEIN SELLERS & TOLL PLLCSteven J. Toll

Daniel S. SommersS. Douglas Bunch

1100 New York Ave N.W.Suite 500, East Tower

Washington, D.C. 20005(202) 408-4600

[email protected]@cohenmilstein.com

[email protected]

DATED: March 12, 2018 By Order of the Court, United States District Court for the Central District of California

INVESTOR'S BUSINESS DAILY MUTUAL FUND PERFORMANCE WEEK OF APRIL 16, 2018 A11




A– StkSelAll + 2 – 4 +74 44.77 –.16A– StkSlAllCp + 2 – 3 +78 44.77n–.16A– StkSlAllCpK + 2 – 3 +78 44.78n–.16A+ Technology + 7 – 1+143 54.42 –.27A+ Technology r + 7 – 1+136 48.74n–.24E TotalBnd – 1 – 1 +4 10.44n+.01E TotalBond r – 2 – 1 +3 10.42 +.00A– TotEmgMk 0 – 5 +32 13.50n–.09A+ Trend + 3 – 3 +87 100.56n–.56E USBdIdInv – 2 – 1 +1 11.32n+.01

Financial Inv Tr I$ 217 mil 855–828–9909

A– LstPrivEq + 1 – 4 +56 7.34n–.01First Eagle$ 104 bil 800–334–2143

C GlobalA 0 – 4 +34 58.88 +.02First Invstrs A$ 9.2 bil 800–423–4026

A– SelectGrow b + 1 – 6 +83 12.04 –.10First Invstrs B$ 7.1 bil 800–423–4026

A– SelectGrow m + 1 – 6 +69 9.98n–.08Frank/Tmp Fr A$ 257 bil 800–342–5236

A+ Dynatech + 7 – 1+120 70.08 –.47A Grwth + 2 – 3 +93 96.55 –.31D– Income – 2 – 4 +16 2.30 +.00

Frank/Tmp Fr C$ 261 bil 800–342–5236

A+ Dynatech + 7 – 1+112 58.98n–.40A Grwth + 2 – 3 +87 88.59n–.29D– Income – 1 – 3 +14 2.34n+.01

Frank/Tmp Fr R$ 171 bil 800–342–5236

A Grwth + 2 – 3 +91 96.14n–.31D– Income – 2 – 3 +15 2.26n+.00

Frank/Tmp FrAd$ 240 bil 800–342–5236

A– ConvSecs + 5 + 1 +54 20.45n–.11A+ Dynatech + 7 – 1+123 72.07n–.48A Grwth + 2 – 3 +94 96.76n–.32D Income – 1 – 3 +17 2.29n+.01

Frank/Tmp Mutual R$ 26.0 bil 800–342–5236

A+ Dynatech + 7 – 1+118 68.19n–.46Frank/Tmp Tp A$ 72.9 bil 800–342–5236

E Glob Bond + 2 + 0 +1 12.02 +.01Frank/Tmp TpAd$ 80.0 bil 800–342–5236

E Glob Bond + 2 + 0 +2 11.97n+.01Frank/Tmp TpB/C$ 72.9 bil 800–342–5236

E GlobalBdC + 2 – 1 12.04n+.00Franklin Temp$ 168 bil 800–342–5236

A+ DynTchClR6 + 7 – 1 .. 72.69n–.49E GlobBond + 2 – 1 12.01n+.00A– GrthOppR6 + 6 – 1 .. 41.60n–.16A GrthR6 + 2 – 3 .. 96.67n–.32A– IntlGrthA + 1 – 4 +44 14.59 –.07E TempGlb + 2 + 0 .. 11.97n+.01

— G — H — I —Gabelli AAA$ 12.9 bil 800–422–3554

A+ Growth + 4 – 3 +88 59.04n–.20GE Elfun S&S$ 12.7 bil 800–242–0134

A Trusts + 1 – 5 +77 61.14n–.23Glenmede Funds$ 5.0 bil 800–966–3200

A+ StrategicEq + 1 – 5 +78 24.50n–.13GMO Trust III$ 28.2 bil 617–330–7500

A+ Quality 0 – 5 +62 24.55n–.05A– USEqAllo – 1 – 5 +54 15.30n–.07

GMO Trust IV$ 27.7 bil 617–330–7500

A– EmergMkts 0 – 6 +19 34.72n–.31A+ Quality 0 – 5 +63 24.59n–.05A– USEquity – 1 – 5 +55 15.32n–.06

GMO Trust V$ 13.4 bil 617–330–7500

A+ QualityTr 0 – 5 +63 24.60n–.04GMO Trust VI$ 18.2 bil 617–330–7500

A+ Quality 0 – 5 +65 24.56n–.05A– USEquity – 1 – 5 +55 15.20n–.07

GoldmnSachs A$ 42.3 bil 800–292–4726

A CapitalGr + 3 – 3 +77 29.65 –.11A+ EmergMktEq – 1 – 5 +47 21.86 –.18A– EqGrStrat + 1 – 4 +59 19.08 +.00A StratGr + 4 – 2 +75 12.27 –.05A– StrucIntlEq + 1 – 5 +48 13.40 +.01A+ StrucLgGr + 3 – 3+106 30.77 –.14A– StrucUSEq + 2 – 4 +79 47.39 +.00A+ TechOppsA + 8 + 1+120 24.54 –.12

GoldmnSachs C$ 7.9 bil 800–292–4726

A– Capital Gr + 3 – 3 +67 21.99n–.08A StrucLgGr + 3 – 4 +99 27.64n–.13A+ TechOpps + 7 + 0+110 20.33n–.10

GoldmnSachs In$ 37.5 bil 800–292–4726

A Capital Gr + 3 – 3 +81 32.61n–.12A+ EmergMktEq – 1 – 5 +49 23.40n–.19A– StrucIntlEq + 1 – 5 +50 13.76n+.00A+ StrucLgGr + 3 – 3+109 31.81n–.15A– StrucLgVal – 1 – 6 +76 21.68n–.07A StrucUSEq + 2 – 4 +82 48.86n+.00

Green Century$ 553 mil 800–934–7336

A– Equity 0 – 5 +76 40.85n–.14GuideStone G2$ 4.0 bil 888–473–8637

A+ EqIndxInst 0 – 5 +94 29.46n+.00GuideStone G4$ 7.2 bil 888–473–8637

A EqIdxInv 0 – 5 +79 29.46n+.00Guinness Atkinson$ 374 mil 800–915–6566

A+ GlobaInn + 2 – 4+106 45.88n–.31Harbor Funds$ 205 bil 800–422–1050

A+ CapApprAdm + 5 – 2+109 71.65n–.49A+ CapApprIns + 5 – 2+111 72.96n–.50A+ CapApprInv + 5 – 2+107 70.32n–.48D– IntlAdmin + 1 – 5 +19 68.27n–.18D– IntlInstl + 1 – 4 +20 68.45n–.18D– IntlInv + 1 – 5 +19 67.83n–.18A+ LrgValIns – 1 – 6 +81 14.85n–.06A LrgValInv – 1 – 6 +79 14.98n–.06A– MidGrAdm + 6 – 1 +66 10.42n–.10A MidGrInstl + 6 – 1 +69 10.90n–.10A– MidGrInv + 6 – 1 +65 10.13n–.09A– SmlGrInv – 1 – 6 +75 35.07n–.09A SmValAdm – 1 – 6 +76 35.77n–.10A SmValInstl – 1 – 6 +77 35.95n–.10

Harding Lvnr$ 10.6 bil 877–435–8105

A EmerMktAdv + 3 – 2 +38 61.24n+.00A GlblEqAdv + 3 – 4 +68 38.10n+.00

Hartford A$ 83.3 bil 860–547–5000

A– COREq + 1 – 4 +91 29.23 –.15A GrwthOpps + 5 – 1 +93 44.87 –.31A– InterValue 0 – 5 +53 17.15 +.00A MidCap + 3 – 1 +85 31.04 –.13

Hartford C$ 83.0 bil 860–547–5000

A GrowOppor + 5 – 1 +81 28.83n–.20A– Intlvalue 0 – 6 +50 16.93n+.00A– MidCap + 3 – 1 +76 22.72n–.11

Hartford HLS IA$ 26.5 bil 860–547–5000

A– DiscpEq + 1 – 4 +79 15.64n–.09A– Div&Gr – 1 – 6 +59 23.61n–.09A+ GlobalGrow + 4 – 3 +95 29.12n–.16A+ GrwthOpps + 5 – 1 +93 40.38n–.27A MidCap + 3 – 1 +86 41.50n–.18

Hartford HLS IB$ 26.0 bil 860–547–5000

A– DiscpEq + 1 – 4 +77 15.47n–.08A+ GlobalGrow + 4 – 3 +93 28.82n–.16A+ GrowOppor + 5 – 1 +91 38.77n–.26A MidCap + 3 – 1 +84 40.52n–.18

Hartford I$ 70.2 bil 860–547–5000

A+ GrowOppor + 5 – 1 +96 46.85n–.33A– InterSm + 2 – 4 +50 16.80n+.04A InterValue 0 – 5 +56 17.32n+.00A MidCap + 3 – 1 +88 31.90n–.13

Hartford R3$ 55.1 bil 860–547–5000

A GroOppty + 5 – 1 +90 45.04n–.32A MidCap + 3 – 1 +83 34.49n–.15

Hartford R4$ 57.2 bil 860–547–5000

A GrowOppor + 5 – 1 +94 47.32n–.33A MidCap + 3 – 1 +86 35.76n–.16

Hartford R5$ 39.7 bil 860–547–5000

A+ GrowOpp + 5 – 1 +97 49.29n–.34A MidCap + 3 – 1 +89 36.68n–.16

Hartford Y$ 70.9 bil 860–547–5000

A CorepEq + 1 – 4 +92 29.59n–.16A+ GrowOppor + 5 – 1 +98 49.95n–.35A– IntlSmlCo + 1 – 4 +51 17.24n+.03A IntlVal 0 – 5 +59 17.68n+.00A MidCap + 3 – 1 +90 37.01n–.16

Hennessy Funds$ 8.9 bil 800–966–4354

A+ JapanInst + 1 – 5+106 36.02n–.17A+ JapanInv + 1 – 5+103 35.02n–.16A+ SmallCap + 1 – 5 +63 14.62n–.10A+ SmallCap 0 – 5 +62 24.23n–.17

Hirtle Callaghan$ 3.6 bil 877–435–8105

A+ HCGrowEqStr + 3 – 3 +85 22.62n–.09Hodges$ 1.0 bil 866–811–0224

A Retail – 2 – 9 +94 48.65n–.26IcmSeries$ 768 mil 410–539–3838

A ICMSmCo – 1 – 5 +63 32.68n–.18A † IntlGrwInst + 2 – 2 +59 16.05n –.03

Invesco Funds$ 37.8 bil 800–959–4246

A– SmlCapGr + 4 – 2 +73 40.74n–.22A+ TechFndIns + 6 – 2 +85 46.64n–.15

Invesco Funds A$ 145 bil 800–959–4246

A– Develp Mkts m – 3 – 7 +14 36.55 –.25A+ EuroSmCo m + 1 – 3 +63 16.73 +.03A– IntlSmlCo 0 – 3 +22 19.39 +.02A– S&P500 IdxA 0 – 5 +77 28.81 –.08A– Sml Cap Gr + 4 – 2 +73 38.76 –.21A+ TechFndA b + 6 – 2 +84 46.91 –.14

Invesco Funds B$ 14.5 bil 800–959–4246

A– EqWtS&P500 + 6 + 2 +80 63.45n+.00A+ EuroSmCo + 6 + 2 +69 16.37n+.00A+ S&P500 Idx + 7 + 2 +88 30.37n+.00A+ TechFndB m +11 + 3 +87 41.89n+.00

Invesco Funds C$ 132 bil 800–959–4246

A+ EuroSmCo m + 1 – 3 +59 15.63n+.03A+ TechFndC + 6 – 2 +76 38.10n–.12

Invesco Funds P$ 2.2 bil 800–959–4246

A SumFndP + 4 – 3 +93 20.61n–.09Invesco Funds R$ 4.1 bil 800–959–4246

A– SmlCapGr + 4 – 2 +70 35.90n–.20Invesco Funds Y$ 14.7 bil 800–959–4246

A– DiscplEq + 1 – 5 +79 19.29n–.07A S&P500 Idx 0 – 5 +79 29.16n–.08

Invesco Instl$ 24.8 bil 800–959–4246

A– SmlCapGrR5 b + 4 – 2 +77 43.70n–.24Ivy Funds$ 180 bil 866–941–4482

A EmergMktEq + 1 – 5 +58 21.19 –.18A– EmerMktB 0 – 6 +51 17.34n–.15A– EmerMktEqC 0 – 6 +52 18.18n–.16A EmgEqI + 1 – 5 +60 21.88n–.19A LrgCapGrA + 5 – 3 +91 22.82 –.09A LrgCapGrC + 5 – 3 +83 19.00n–.08A LrgCapGrE + 5 – 3 +91 22.79 –.09A LrgCapGrI + 5 – 3 +94 23.97n–.10A LrgCapGrY + 5 – 3 +92 23.41n–.09A SmlCapGrA + 5 + 1 +70 18.78 –.18A– SmlCapGrB + 5 + 1 +61 13.65n–.13A– SmlCapGrC + 5 + 1 +63 15.08n–.15A SmlCapGrI + 5 + 1 +75 24.55n–.24A SmlCapGrY + 5 + 1 +73 23.18n–.23

— J — K — L —J Hancock 1$ 6.3 bil 800–225–5291

A JhnCapValI – 2 – 7 +77 50.15n–.30J Hancock A$ 45.5 bil 800–225–5291

A– ClassicVal 0 – 6 +73 33.60 –.15A– FinInd – 1 – 5 +67 19.84 –.23A LrgCapEq – 2 – 7 +77 48.02 –.29A+ RegionlBnk + 2 – 4+119 28.28 –.46A– USGlbLdGr + 2 – 5 +64 46.16 –.21

J Hancock B$ 25.8 bil 800–225–5291

A– LrgCapEq – 2 – 7 +71 42.81n–.26A+ RegnlBnk + 2 – 4+113 26.81n–.44

J Hancock C$ 16.4 bil 800–225–5291

A– LrgCapEq – 2 – 7 +71 42.80n–.26A+ RegionlBnk + 2 – 4+113 26.86n–.44

Janus Aspn Inst$ 1.8 bil 888–834–2536

A+ Enterprise + 5 – 1+102 73.98n–.38Janus Henderson$ 111 bil 800–668–0434

A+ Enterprise + 4 – 2 +96 119.60n–.60A+ Forty + 5 – 2 +82 31.95n–.24A+ Forty + 5 – 2 +83 33.18 –.25A+ FortyInstl + 5 – 2 +91 41.89n–.32A+ GlbTech + 7 + 0+139 32.96n–.22

Janus S Shrs$ 18.4 bil 888–834–2536

A GrowthInc – 1 – 6 +74 54.14n–.24Janus T Shrs$ 63.1 bil 888–834–2536

A+ Enterprise + 4 – 2 +99 122.20n–.61A Growth&Inc – 1 – 6 +75 54.19n–.24

Jensen Inv Management$ 10.6 bil 800–992–4144

A QualtGrowI + 1 – 5 +79 46.84n–.02A QualtGrowJ + 1 – 5 +77 46.83n–.02

JOHN HAN$ 181 bil 800–338–8080

A– INtlgrowt + 4 – 2 +59 28.72 –.13JOHN HAN I$ 10.0 bil 800–338–8080

A INtlgrowt + 4 – 2 +61 28.78n–.14JP Morgan A$ 247 bil 800–480–4111

E CoreBond – 2 – 1 +4 11.35 +.01A– EmrgMktsEq – 1 – 6 +28 28.69 –.28A– EquityIdx 0 – 5 +67 40.71 –.12A+ GrAdvantg r + 4 – 2+113 20.55 –.11A+ IntrepidGr + 2 – 5+101 57.02 –.27A+ LgCapGr + 5 – 3+101 39.67 –.21A LgCapVal – 3 – 8 +66 15.27 –.06A+ SmallGrow + 7 + 2 +94 17.15 –.13

JP Morgan C$ 167 bil 800–480–4111

E CoreBond r – 2 – 1 +2 11.42n+.01A IntrepidGr + 2 – 5 +98 56.02n–.26

JP Morgan Instl$ 108 bil 800–480–4111

A– BehaveVal – 2 – 5 +70 68.62n–.23A– EmrgMktsEq – 1 – 6 +30 29.59n–.28A+ SmallGrow + 7 + 2 +99 19.46n–.14A TaxAwrDscEq 0 – 6 +83 33.29n–.08A– USEquityL – 1 – 6 +74 16.18n–.04

JP Morgan R5$ 88.7 bil 800–480–4111

E CoreBond – 1 + 0 +5 11.33n+.01A– IntrpdAm + 1 – 4 +78 41.43n–.18A+ IntrpdGrth + 2 – 5+104 57.19n–.27A LgVal – 3 – 8 +68 15.16n–.06A– SmallCapEq + 1 – 3 +70 57.71n–.26A– USEqty 0 – 6 +74 16.19n–.03

JP Morgan R6$ 63.1 bil 800–480–4111

E Core Bond – 1 + 0 +5 11.36n+.01JP Morgan Selct$ 250 bil 800–480–4111

E CoreBond – 1 – 1 +4 11.34n+.01A– EmrgMktsEq – 1 – 6 +29 29.38n–.28A EquityIndx 0 – 5 +69 40.76n–.11A+ GrAdvSel r + 5 – 2+116 21.14n–.11A+ IntrepidGr + 2 – 5+104 57.90n–.27A– IntrpdAmer + 1 – 4 +77 41.55n–.18A+ LgCapGr + 6 – 3+102 40.04n–.21A LgCapVal – 3 – 8 +67 15.02n–.05A+ SmallGr + 7 + 2 +98 18.91n–.13A– SmlCapEq + 1 – 3 +69 57.57n–.26

Kinetics Funds$ 2.6 bil 800–930–3828

A ParadigmNL + 3 – 5 +81 49.84n+.20A PardigmIns + 3 – 5 +83 50.18n+.20A SmCpOpport + 9 – 1 +82 55.81n+.12

LaudusFunds$ 1.8 bil 800–447–3332

A+ GrInvUSLgGr + 7 – 1 +65 20.62n–.10Lazard Instl$ 46.2 bil 800–823–6300

A+ DevlpMrkt 0 – 5 +25 14.44n–.14A EmgMkEq – 2 – 7 +19 12.70n–.13

Lazard Open$ 36.1 bil 800–823–6300

A+ DevMkEq 0 – 5 +23 14.39n–.14A EmgMkEq – 2 – 7 +18 12.70n–.13

Legg Mason A$ 55.4 bil 800–822–5544

A+ CBLgGrA + 2 – 4 +99 41.56 –.19A– CBSmCapGr + 7 + 4 +71 35.23 –.30A– S&P500IdxA 0 – 5 +75 25.11n–.08

Legg Mason C$ 53.2 bil 800–822–5544

A+ CBLgCapGr + 2 – 4 +90 33.48n–.16Legg Mason I$ 81.2 bil 800–822–5544

A+ CBLgCapGr + 2 – 4+102 46.04n–.22D– CorePlusI – 2 – 1 +12 11.57n+.00A– SmlCapI 0 – 5 +69 60.50n–.37

Litman Gregory$ 1.1 bil 415–461–8999

A– MstEqtI + 2 – 4 +74 19.45n–.09Loomis Syls$ 32.5 bil 800–633–3330

A– SmCapGrInst + 6 + 0 +76 26.84n–.16Lord Abbett A$ 119 bil 888–522–2388

A+ GrowthLdrs + 5 – 2 +98 29.20 –.24A IntlOpps – 1 – 5 +57 20.58 –.01E ShrtDurInc 0 + 0 4.20 +.00

Lord Abbett B$ 82.5 bil 888–522–2388

A– IntlOpps – 1 – 5 +53 19.49n–.01E ShrtDurInc 0 + 0 –3 4.20n–.01

Lord Abbett C$ 108 bil 888–522–2388

A– IntlOpps – 1 – 5 +53 19.16n+.00E ShrtDurInc 0 + 0 –2 4.23n+.00

Lord Abbett F$ 96.7 bil 888–522–2388

E ShrtDurInc 0 + 0 4.20n+.00Lord Abbett I$ 90.6 bil 888–522–2388

A IntlOpps 0 – 5 +58 21.14n–.01E ShrtDurInc 0 + 0 4.20n+.00

— M — N — O —MainStay A Fds$ 34.7 bil 800–624–6782

A+ LrgCpGrwA + 7 – 1 +83 9.67 –.05A– SP500Idx 0 – 5 +70 47.92 –.14

MainStay B Fds$ 32.8 bil 800–624–6782

A LrgCpGrow + 7 – 1 +74 8.07n–.04Mainstay I Fds$ 10.9 bil 800–624–6782

A– SP500Idx 0 – 5 +72 48.53n–.14Manning & Napier Funds$ 6.9 bil 800–466–3863

A+ IntlDiscA + 4 – 2 +82 22.23n+.00A+ IntrlDis + 4 – 2 +84 22.44n+.00

Marsico Funds$ 1.4 bil 888–860–8686

A– Focus + 7 – 1 +68 18.26 –.10Mass Mutl Instl$ 2.5 bil 800–272–2216

A PrmDiscGroA + 2 – 5 +69 12.56 –.06Mass Mutl Prem$ 17.6 bil 800–272–2216

A DiscplnGrwL + 2 – 5 +71 12.90n–.06A DiscplnGrwS + 2 – 5 +72 12.73n–.06A DiscplnGrwY + 2 – 5 +71 12.77n–.05A– GlobalS + 1 – 6 +61 15.73n–.05

Mass Mutl Select$ 66.7 bil 800–272–2216

A+ BlueChipGrA + 3 – 4+107 19.58 –.10A+ BlueChipGrL + 3 – 4+110 20.41n–.11A+ BlueChipGrS + 3 – 3+101 20.88n–.11A+ BlueChipGrY + 3 – 3+100 20.69n–.11A– FocusVal – 1 – 5 +54 16.81n–.06A– FocusVal – 1 – 5 +55 16.75n–.06A– GrwOppI + 6 – 1 +77 11.50n–.09A– GrwOppL + 6 – 1 +74 10.65n–.07A– GrwOppR5 + 6 – 1 +77 11.38n–.08A– GrwOppY + 6 – 1 +76 11.06n–.08A– IndexEqA 0 – 5 +66 18.08 –.05A– IndexEqS 0 – 5 +68 18.60n–.05A– IndexEqY 0 – 5 +67 18.29n–.05A IndexR5 0 – 5 +71 18.57n–.05A MidCapEqII + 3 – 3 .. 19.08n–.10A MidCpGrEq Z + 3 – 3+106 22.06n–.12A MidGrEqII S + 3 – 3+104 21.86n–.12A MidGrEqIIA + 3 – 3+100 18.97 –.11A MidGrEqIIL + 3 – 3 +86 20.46n–.11A MidGrEqIIY + 3 – 3+104 21.36n–.12A+ Select + 3 – 4 .. 19.53n–.11

MassMRestA$ 7.6 bil 800–272–2216

A– Index 0 – 5 +65 17.65n–.05Matthews Asia$ 28.6 bil 800–789–2742

A+ AsiaInnInv + 3 – 2+104 14.64n–.16A+ ChinaInv + 6 – 5 +57 23.53n–.40A– DividInv 0 – 5 +42 19.71n–.10A GrowthInv + 5 – 1 +61 28.58n–.35A+ JapanInv + 3 – 5 +91 24.73n–.20A KoreaInv – 3 – 5 +63 6.71n+.00

Meridian Funds$ 2.7 bil 800–446–6662

A ContraLeg + 4 – 1 +74 43.69n–.12A Growth + 2 – 2 +61 42.58n–.33

Metro West$ 267 bil 800–241–4671

E TotRetBdI – 2 – 1 +5 10.43n+.00E TotRetBdM – 2 – 1 +5 10.43n+.00E TRBdPlan – 2 – 1 +4 9.82n+.01

MFS Funds A$ 217 bil 800–225–2606

A– CoreEquity + 1 – 4 +74 31.17 –.10A– EmrgMkEq + 2 – 4 +19 35.83 –.25A– GlobalGrow + 2 – 3 +57 41.47 –.08A+ GrowthA + 5 – 1 +99 94.82 –.39A– IntlNwDs + 3 – 1 +47 35.75 +.00B+ IntlVal 0 – 4 +60 43.10 +.01A MAInvGrSk + 2 – 3 +78 28.48 –.10A– MAInvTr 0 – 5 +69 32.21 –.14A MidCapGr + 5 – 1 +85 16.84 –.07A– NewDiscov + 5 + 1 +50 28.66 –.10A– Research + 1 – 4 +70 42.41 –.18A+ Technology + 8 + 1+144 39.76 –.21B ValueA – 3 – 7 +63 39.39 –.18

MFS Funds B$ 198 bil 800–225–2606

A+ Growth + 5 – 1 +91 76.98n–.32B IntlVal 0 – 4 +56 41.01n+.00A– MAInvGrSk + 2 – 3 +73 24.75n–.09A– MidCapGr + 5 – 1 +77 14.01n–.06A+ Technology + 8 + 1+135 34.55n–.18B– Value – 3 – 7 +59 39.20n–.18

MFS Funds C$ 162 bil 800–225–2606

A+ Growth + 5 – 1 +91 76.39n–.32A– MAInvGrSk + 2 – 3 +72 24.53n–.09A– MidCapGr + 5 – 1 +77 13.59n–.07A+ Technology + 8 + 1+135 34.48n–.18B– Value – 3 – 7 +59 38.93n–.18

MFS Funds I$ 136 bil 800–225–2606

A+ Growth + 5 – 1+101 100.64n–.41A IntlNwDs + 3 – 1 +48 36.80n+.00A MAInvGrSk + 2 – 3 +80 29.27n–.10A– MassInvTr 0 – 5 +70 31.34n–.14A MidCapGr + 5 – 1 +88 17.81n–.08A– NewDiscovry + 5 + 1 +52 31.66n–.11A– Research + 1 – 4 +71 43.53n–.19B Value – 3 – 7 +64 39.61n–.18

Morgan Stan$ 5.7 bil 888–454–3965

A EmergMktEq 0 – 5 +22 16.24n–.15A+ MltiCpOpps + 8 + 1+112 25.58n–.33

Morgan Stan A$ 1.7 bil 888–454–3965

A+ MltiCpGrt + 8 + 1+122 34.51 –.44Morgan Stan B$ 1.8 bil 888–454–3965

A+ MltiCpGrt + 8 + 1+109 25.24n–.33Morgan Stan I$ 1.4 bil 888–454–3965

A+ MltiCapGrt + 8 + 1+127 37.97n–.49


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Morgan Stan Ins$ 25.7 bil 888–454–3965

A+ CapGrI + 9 + 2+139 45.59n–.44A+ CapGrP + 9 + 2+136 43.49 –.43A GlbFranchI + 1 – 3 +53 24.86n+.02

Motley Fool Funds$ 710 mil 888–863–8803

A– GreatAmer + 3 – 3 +87 24.96n–.13A Indep + 7 – 1 +72 24.21n–.14

Nationwide$ 1.4 bil 800–321–6064

A– NatnWdeSVC 0 – 5 +71 24.53n–.09Nationwide A$ 13.0 bil 800–321–6064

A– Growth + 2 – 3 +75 11.92 –.06A– S&P500Idx 0 – 5 +69 15.95 –.04

Nationwide Funds Instl$ 7.8 bil 800–321–6064

A– Growth + 2 – 3 +78 12.57n–.06A S&P500Idx 0 – 5 +71 16.08n–.05

Nationwide Funds Service$ 11.2 bil 800–321–6064

A– S&P500Ins 0 – 5 +70 16.04n–.05A– S&P500Svc 0 – 5 +69 15.96n–.05

Natixis Funds$ 67.9 bil 617–449–2100

A+ GrowthY 0 – 6+111 15.55n–.07A HarrLgVal A 0 – 6 +79 24.26 –.08A– LgCapVal 0 – 6 +73 21.09n–.07A+ USMltCapEqA + 1 – 5 +91 36.46 –.16A+ USMltCapEqC + 1 – 5 +80 25.13n–.11A+ USMltCapEqY + 1 – 5 +95 42.25n–.18

Neubg Brm$ 46.9 bil 800–223–6448

A EmgMktR6 0 – 5 +34 21.61n–.15A+ LgCapVal – 3 – 6+118 30.25 –.05A MultiCap 0 – 4 +74 18.53 –.09A– MultiCpOppC 0 – 4 +68 17.72n–.09A+ ResponsC 0 – 5+181 38.26n–.22A+ SocResponsA 0 – 5+179 38.22 –.21A+ SocRespR3 0 – 5+181 38.28n–.21

Neubg Brm Adv$ 12.3 bil 800–223–6448

A+ Genesis 0 – 4+279 57.89n–.26A+ LgCapVal – 3 – 6+187 30.27n–.05

Neubg Brm Instl$ 21.9 bil 800–223–6448

A EmgMktEq 0 – 5 +34 21.60n–.14A MltcapOpp + 1 – 4 +76 18.66n–.09

Neubg Brm Inv$ 35.5 bil 800–223–6448

A+ Genesis 0 – 4+167 57.85n–.26A– GenesisI 0 – 4 +59 57.78n–.26A– MidGrwth + 3 – 3 +73 15.15n–.11

Neubg Brm Tr$ 16.7 bil 800–223–6448

A+ LgCapVal – 3 – 6+118 30.25n–.05A+ SocRspons 0 – 5+176 38.22n–.21

NorthCoastAsstMgmt$ 80 mil 800–274–5448

C+ SelGr 0 – 4 +39 14.24n–.06Northern$ 39.9 bil 800–595–9111

A StockIndex 0 – 5 +78 31.64n+.00Nuveen Cl A$ 50.2 bil 800–257–8787

A– SmlCapVal – 2 – 7 +76 25.10 –.11Nuveen Cl I$ 29.5 bil 800–257–8787

A– SmlCapVal – 2 – 7 +77 25.97n–.11Oak Associates$ 3.1 bil 888–462–5386

A+ PinOakEqty + 1 – 5 +94 66.45n–.43A+ RedOak Tech + 6 + 0+147 26.10n–.13A+ WhtOakSelGr + 2 – 5 +87 87.66n–.72

Oakmark I$ 113 bil 800–625–6275

C+ Intl 0 – 7 +45 28.45n+.10A InvFd 0 – 6 +84 84.45n–.27

Oberweis Funds$ 1.5 bil 800–323–6166

A+ IntlOppInst + 3 – 2 .. 13.18n–.01A+ IntlOpps + 3 – 2 +97 26.30n–.03

Oppenheimer A$ 163 bil 800–525–7048

B+ DevelopMkt + 2 – 4 +30 44.54 –.33A DiscoveryA + 5 – 1 +75 81.20 –.58A– DisMidGrwA + 2 – 4 +78 20.38 –.14A+ Glob Opport + 8 + 0+161 74.35 –.49A– Global + 1 – 6 +61 96.62 –.28A+ IntlSmCo + 4 – 2+111 51.35 –.02

Oppenheimer B$ 143 bil 800–525–7048

B– DevMkt + 2 – 4 +26 42.58n–.32A– Discovery + 4 – 1 +66 55.82n–.40A+ GlobOpport + 8 + 0+151 65.51n–.43A+ IntlSmCo + 3 – 2+105 47.91n–.02

Oppenheimer I$ 35.1 bil 800–525–7048

B– DevlpMktC + 2 – 4 +26 41.56n–.32Oppenheimer N$ 91.9 bil 800–525–7048

A– Discovery + 5 – 1 +70 75.23n–.54A+ IntlSmCo + 4 – 2+109 49.06n–.01

Oppenheimer Y$ 89.1 bil 800–525–7048

A Discovery + 5 – 1 +79 91.50n–.65A– Global + 1 – 6 +66 96.76n–.27A+ GlobOpport + 9 + 0+164 75.26n–.49A+ IntlSmCo + 4 – 2+113 50.94n–.01

Oppenhmr C&M$ 145 bil 800–525–7048

D+ ActiveAlloc 0 – 4 +40 14.27n–.03A– DiscoveryC + 4 – 1 +66 58.37n–.43A+ GlobOppC + 8 + 0+152 65.61n–.44A+ IntlSmCoC + 3 – 2+105 47.23n–.01

Optimum C$ 6.7 bil 800–914–0278

A LrgCpGrow + 3 – 4 +77 14.68n–.07Optimum Instl$ 6.7 bil 800–914–0278

A+ LrgCpGrow + 3 – 3 +89 18.54n–.08

— P — Q — R —PgimInvest$ 10.8 bil 973–367–7930

A+ SelGwth + 8 + 0+107 15.05 –.16A+ SelGwthB + 8 – 1 +98 12.33n–.13A+ SelGwthC + 8 – 1 +97 12.32n–.13

PIMCO A$ 158 bil 888–877–4626

A– StocksPLUS 0 – 5 +68 10.55 +.00A StocksRet 0 – 5 +64 10.55 +.00

PIMCO Admin$ 245 bil 888–877–4626

D+ IncomeFd – 1 + 0 +17 12.16n+.00

D Realpath – 1 – 2 +9 8.19n–.01PIMCO C$ 149 bil 888–877–4626

A– StocksPlRet 0 – 5 +58 9.62n+.00PIMCO Inst l$ 209 bil 800–927–4648

A RAEFund + 2 – 5 +23 11.36n+.00A+ StkPlsLgDur – 4 – 7 +68 6.89n+.00A StocksPlRet 0 – 5 +66 10.73n+.00A– StocksPLUS 0 – 5 +72 11.35n+.00

PIMCO P$ 258 bil 888–877–4626

D+ Income – 1 + 0 +18 12.16n+.00A StocksPlus 0 – 5 +66 10.60n+.00

Pioneer A$ 34.3 bil 800–225–6292

A– CoreEq + 1 – 4 +73 20.82 –.11A DiscGr + 1 – 5 +93 18.44 –.10A– EqtyInc – 2 – 6 +60 35.07 –.14A– Growth + 1 – 5 +84 22.75 –.04A– MidCapGrw + 3 – 3 +90 43.06 –.28

Pioneer Y$ 31.9 bil 800–225–6292

A– CoreEq + 1 – 4 +74 21.06n–.10A DiscGr + 1 – 5 +95 18.85n–.11A– GrowthY + 1 – 5 +85 22.96n–.03A– MidCapGrwY + 3 – 3 +95 46.53n–.31A– Pioneer + 1 – 5 +56 29.24n–.09

Price Advisor$ 325 bil 800–638–7890

A– DividendGr 0 – 4 +70 43.10n–.08A+ GrowthStk + 4 – 3+106 63.71n–.30C IntlStock + 1 – 4 +39 18.87n–.05C+ Retire2030 0 – 3 +49 25.83n–.06A– SmlCapVal – 1 – 4 +53 48.26n–.15

Price Funds$ 459 bil 800–638–7890

A+ BlueChipGr + 6 – 2+122 96.67n–.60A FinanclSvc + 2 – 4 +86 28.46n–.31A+ GlobalStk + 5 – 1+107 39.99n–.22A– Growth&Inc 0 – 4 +70 28.43n–.04A+ GrowthStkR + 4 – 3+104 61.59n–.28A+ LgCpGrInstl + 5 – 2+129 38.88n–.20A+ MidCapEqGrI + 3 – 3+101 56.15n–.34A MidCapGrR + 3 – 3 +89 84.47n–.49C– Ret2020Adv 0 – 3 +38 22.42n–.03C Retire2020 0 – 3 +39 22.59n–.04C– Retire2020R 0 – 3 +37 22.21n–.03C+ Retire2030R 0 – 3 +48 25.61n–.06A SmCapValue – 1 – 4 +54 48.56n–.16

PriceFds$ 755 bil 800–638–7890

A+ BluChpGr + 6 – 2+125 100.32n–.62A+ BlueChipGrw + 6 – 2+128 101.76n–.63B CapApprAdv + 1 – 2 +54 28.16n–.03B CapApprc + 1 – 2 +56 28.47n–.03A CapOpport 0 – 5 +79 26.13n–.08A– DiverMidGr + 2 – 3 +84 30.05n–.18A– DividendGr 0 – 4 +72 43.15n–.08A EmrgEurope – 2 – 9 –10 15.33n–.13A+ EmrgMktsEq + 1 – 5 +43 41.42n–.48A+ EmrgMktStk + 1 – 5 +42 45.33n–.53A EqIndex500 0 – 5 +78 71.32n–.20A GlblGrowth + 3 – 4 +66 26.20n–.22A+ GlobTech + 6 – 3+173 17.76n–.12A+ GrowthStk + 4 – 3+109 65.20n–.31A InstGlbGrEq + 3 – 3 +69 28.43n–.25A InstUSRsch 0 – 5 +74 12.97n–.03A+ IntlDiscov + 3 – 2 +76 73.67n–.06A+ Japan + 3 – 3 +83 15.56n–.07A+ LatinAmer + 4 – 3 –10 25.56n–.21A+ LgCoreGr + 6 – 2+131 39.56n–.25A+ Media&Telcm + 3 – 3+116 99.01n–.69A MidCapGr + 3 – 3 +93 89.71n–.51A MidCapGr + 3 – 3 +91 87.05n–.50A+ NewAmerGr + 4 – 2 +97 50.19n–.26A+ NewAmerGr + 4 – 2 +94 49.10n–.25A+ NewHorizns + 6 + 0+106 55.82n–.43E NewIncome – 2 – 1 +4 9.27n+.00E NewIncome – 2 – 1 +3 9.25n+.00B– Retire2030 + 1 – 3 +51 26.06n–.05A+ SciTec + 6 + 0+140 48.11n–.27A+ SciTecAdv + 6 + 0+138 47.48n–.27A– SpectrumGr + 1 – 4 +62 24.70n–.08A– TotEqMktIdx 0 – 5 +78 30.10n–.09A TxEffEq + 4 – 3 +96 29.99n–.15A USLgCore 0 – 4 +79 23.82n–.04

PRIMECAPOdyssey$ 29.2 bil 800–729–2307

A+ AggrGrowth +10 + 2+162 48.74n–.50A+ Growth + 6 – 1+120 39.62n–.33A+ Stock 0 – 6 +93 31.90n–.17

Principal Investors$ 282 bil 800–222–5852

A+ LgCapGr + 5 – 2 +96 15.22n–.07A LgS&P500 0 – 5 +78 17.48n–.05A– LgS&P500A 0 – 5 +76 17.49 –.05A– LgS&P500J 0 – 5 +76 17.31n–.05A LrgCapGr + 5 – 3 +74 10.07n–.07A– LrgCapGrA + 5 – 3 +70 9.46 –.07A– LrgCapGrJ + 5 – 3 +70 8.72n–.06A+ LrgGrowIJ + 5 – 2 +92 12.65n–.07A– SmGrIInst + 4 – 1 +72 14.45n–.10A– SmGrIJ + 4 – 1 +67 10.80n–.07A SmlS&P600I + 2 – 2 +75 27.64n–.10A– SmlS&P600J + 2 – 2 +73 26.22n–.11

Prudential A$ 73.9 bil 800–225–1852

A 20/20Focus + 2 – 4 +54 14.94 –.12A ConservGr + 6 – 1 +79 13.05 –.09A+ Growth + 5 – 2+109 38.02 –.26A– LgCpCorEq – 1 – 6 +70 16.52 –.06E TotRetBd – 2 – 1 +8 14.27 +.00

Prudential B$ 77.5 bil 800–225–1852

A ConservGr + 5 – 2 +71 10.87n–.08A+ Growth + 5 – 2+100 30.50n–.21E TotRetBd – 2 – 1 +6 14.27n+.00

Prudential C$ 67.4 bil 800–225–1852

A ConservGr + 5 – 2 +71 10.90n–.08A+ Growth + 5 – 2+101 30.61n–.20E TotRetBd – 2 – 1 +5 14.26n+.01

Prudential Z&I$ 63.5 bil 800–225–1852

A+ GrowthZ + 5 – 2+113 40.92n–.28A StockIdxI 0 – 5 +76 52.00n–.15A StockIdxZ 0 – 5 +75 52.00n–.15E TotRetBdZ – 2 – 1 +9 14.23n+.01

Putnam$ 14.4 bil 800–225–1581

A GrwthOpp + 3 – 3 +95 33.82n–.16Putnam A$ 69.2 bil 800–225–1581

A+ GrowthOpp + 3 – 3 +95 32.27 –.15A– Investors 0 – 5 +81 28.44 –.12A Leaders + 4 – 3 +92 92.87 –.36

Putnam B$ 66.0 bil 800–225–1581

A GrowOpp + 3 – 4 +88 27.47n–.12A Leaders + 4 – 3 +84 73.03n–.29

Putnam C$ 58.5 bil 800–225–1581

A GrowthOpp + 3 – 4 +88 27.96n–.12A LeadersSus + 4 – 3 +85 79.28n–.31

Putnam M$ 53.1 bil 800–225–1581

A GrowthOpp + 3 – 4 +90 29.17 –.13A SustanLead + 4 – 3 +87 80.72 –.31

Putnam Y$ 51.0 bil 800–225–1581

A+ GrowthOpp + 3 – 3 +97 33.65n–.16A– Investors 0 – 5 +83 28.86n–.12A MltCpGrw + 4 – 2 +95 99.25n–.38

RealFds$ 12.4 bil 888–473–8637

A+ GrEqInst + 5 – 2 +86 26.33n+.00A GrEqInv + 5 – 2 +79 26.24n+.00A+ ValEqInst – 1 – 6+382 22.48n+.00

Royce Funds$ 13.6 bil 800–221–4268

A PremierInv + 2 – 4 +49 16.91n–.02Russell Funds S$ 23.2 bil 800–787–7354

A– USCoreEqty 0 – 5 +58 32.25n+.00A– USDynEqt + 1 – 4 +53 9.04n+.00

Rydex C$ 854 mil 800–820–0888

A+ Nova – 2 – 9+112 58.22n–.26Rydex Dyn$ 2.0 bil 800–820–0888

A+ Nasd1002X + 5 – 8+341 129.60n–1.2A+ Ndq2xStrC + 5 – 8+318 104.18n–.93

Rydex Investor$ 2.4 bil 800–820–0888

A+ Ndq100 + 4 – 3+124 35.19n–.15A+ Nova – 2 – 9+123 70.20n–.31

— S — T — U —Schroder Funds$ 4.6 bil 800–464–3108

A EmgMktEq 0 – 6 +31 16.66n–.17A– EmgMktEq 0 – 6 +30 16.69 –.17A– NorthAmerEq – 1 – 5 +69 16.82n–.06

Schwab Funds$ 74.6 bil 800–435–4000

A– 1000IdxInv 0 – 5 +74 62.58n–.19A– LrgGr 0 – 5 +79 17.96n–.07A S&P500Idx 0 – 5 +80 41.15n–.11A– StkIdxSel 0 – 5 +78 47.28n–.15

Schwartz Funds$ 757 mil 734–455–7777

A AveMarGr + 1 – 5 +71 31.00n–.20Scout Funds$ 4.0 bil 877–726–8842

A MidCap 0 – 5 +74 18.97n–.13A+ SmallCap + 1 – 4 +79 28.26n–.11

SEI Portfolios$ 35.8 bil 610–676–1000

A– EmrgMktA 0 – 5 +25 12.96n–.07A– S&P500IdxA 0 – 5 +74 62.74n–.18A S&P500IdxE 0 – 5 +75 63.16n–.18

Sel40$ 80.8 bil 800–525–7048

B DevelopMkt + 2 – 4 +29 42.78n–.32B+ DevelpMkts + 2 – 4 +31 43.93n–.32A+ GlobOpport + 8 + 0+158 71.50n–.47

Selected Funds$ 7.6 bil 800–243–1575

A AmericanD – 2 – 7 +59 39.83n–.20A AmericanS – 2 – 7 +57 39.73n–.20

Sentinel Group$ 4.8 bil 800–282–3863

A CmmnStkA + 1 – 5 +65 42.53 –.19SmeadCapMan$ 2.6 bil 877–701–2883

A– MFGrEqt + 4 – 2 +87 22.45n–.09SSGA Funds$ 2.1 bil 617–786–3000

A S&P500Idx 0 – 5 +75 37.26n–.10State Frm Ret$ 25.8 bil 855–733–7333

A– EqtyInst + 2 – 4 +82 10.95n–.05A– EquityA + 2 – 4 +82 11.44n–.05A– EquityB + 2 – 4 +80 11.43n–.05

TCM Funds$ 357 mil 800–536–3230

A TCMSmGr + 3 – 2 +77 34.40n–.14TCW Funds$ 31.3 bil 800–386–3829

A SelectEqI + 5 – 1 +73 26.22n+.00A SelectEqN + 5 – 1 +70 23.81n+.00

Thrivent Funds A$ 12.2 bil 800–847–4836

A LrgCapGr + 6 – 1 +92 10.86 +.00A+ MidCapStkA 0 – 4 +93 25.26 +.00A+ SmlCapStk + 1 – 3 +75 21.80 +.00

Thrivent Funds Instl$ 5.6 bil 800–847–4836

A+ MidCapStk 0 – 3 +96 28.47n+.00TIAA–CREF FUNDS$ 87.3 bil 800–842–2252

A+ EnLgGrIdx + 2 – 4 +87 13.80n–.05A– EquityIdx 0 – 5 +78 19.65n–.06A Gr&IncPrm + 1 – 4 +75 14.46n–.06A Growth&Inc + 1 – 4 +76 14.45n–.06A+ LgCapGrIdx + 2 – 4 +99 29.40n–.09A– SocChEqPrm 0 – 5 +68 19.19n–.06A– SocialEqty 0 – 5 +69 19.25n–.07

TIAA–CREF Instl Retirement$ 99.3 bil 800–842–2252

A– EquityIdx 0 – 5 +76 19.94n–.06A Growth&Inc + 1 – 4 +74 14.70n–.06A+ LgGrwth + 4 – 3+100 20.58n–.10A+ LrgCpGrIdx + 2 – 4 +97 29.60n–.09A S&P500Idx 0 – 5 +78 29.38n–.08A– SocialEqty 0 – 5 +67 19.53n–.07

TIAA–CREF Instl Funds$ 72.5 bil 800–842–2252

A+ LrgCpGrowth + 4 – 3+102 20.70n–.10A S&P500Idx 0 – 5 +80 29.57n–.08A– SmlCapEqty 0 – 4 +68 19.15n–.10

TIAA–CREF Instl Funds Reta$ 61.0 bil 800–842–2252

A– EquityIndex 0 – 5 +76 20.00n–.07A Growth&Inc + 1 – 4 +77 19.29n–.08A+ LrgCpGrowth + 4 – 3 +82 20.64n–.10A– SocialEqty 0 – 5 +66 17.29n–.06

Touchstone$ 22.2 bil 800–543–0407

A SandCpInsGr +10 + 2 +81 22.64n–.19A– SandSelGrY +10 + 2 +79 16.01n–.13A– SandSelGrZ +10 + 2 +76 15.19n–.13

Transamerica A$ 7.8 bil 800–797–2643

A+ CapGrwA + 9 + 2+128 25.65 –.24Transamerica B$ 2.4 bil 800–797–2643

A+ CapGrwB + 9 + 2+114 20.16n–.18USA Mutuals$ 230 mil 866–264–8783

A ViceInv + 1 – 2 +62 32.63n–.05USAA Group$ 76.8 bil 800–531–8722

A AggressGrth + 3 – 4 +79 45.04n–.18A+ Growth 0 – 6 +97 30.39n–.16A+ Nasdaq100 + 4 – 3+138 18.57n–.08A S&P500 0 – 5 +79 37.76n–.11A S&P500Rwd 0 – 5 +79 37.78n–.11A+ Sci&Tech + 4 – 3+128 27.60n–.10

— V — W — X —Value Line$ 2.1 bil 800–243–2729

A+ LargerCo + 6 + 0 +97 30.33n–.18Van Eck Funds$ 11.8 bil 800–826–3444

A– EmrgMktsY 0 – 4 +40 18.73n–.19Vanguard Admiral$ 2890 bil 800–523–1036

A– 500Index 0 – 5 +78 245.43n–.70C BalanceIdx – 1 – 3 +45 34.35n–.06A+ CapOpps r + 1 – 6+110 155.40n–.73A– CoDilxAd r + 2 – 4 +94 82.15n–.46B– EmgMkSt r + 2 – 5 +18 38.71n–.38B– ExtMktIdx + 1 – 3 +71 85.19n–.38A+ FinIndx r – 1 – 6 +94 34.63n–.51E GNMA – 1 + 0 +3 10.25n+.00A GrowthIdx + 2 – 4 +91 73.34n–.18D– HlthCare r – 1 – 6 +79 83.66n–.40A IndustAd r – 2 – 7 +84 71.27n–.19E InflProSecs – 1 + 0 –4 25.35n+.02A IntlGrowth r + 3 – 4 +59 98.85n–.72

E IntmdInvGrd – 2 – 1 +4 9.48n+.00E IntmdTaxEx – 1 – 1 +6 13.87n+.00A LargeCapIdx 0 – 5 +80 61.57n–.18E LtdTrmTxEx 0 + 0 +2 10.81n+.00B– MidCapIdx 0 – 4 +70 190.86n–.73A+ MorganGr + 4 – 3 +91 94.05n–.48A Primecap r + 2 – 5 +86 135.65n–.77E REITIdx r – 9 – 4 +17 105.80n+.57E ShrtInvAdmr – 1 + 0 +4 10.49n–.01E ShTrmBdIdx – 1 + 0 +2 10.26n+.00B SmallIdx 0 – 3 +70 70.87n–.29E TotBdIdx – 2 – 1 +4 10.49n+.00A– TotStMktIdx 0 – 5 +78 66.48n–.21A– TxMgdCap r 0 – 5 +78 136.93n–.43A TxMgSCAd r + 2 – 2 +85 62.87n–.24A+ USGrowth + 4 – 2 +99 98.66n–.56A– ValueIdx – 2 – 6 +70 40.55n–.14C VangDev r 0 – 4 +34 14.40n+.00D Wellesley – 2 – 3 +18 63.54n+.00B– Wellington – 1 – 4 +39 71.13n–.17C– WindsorII – 2 – 6 +44 66.08n–.19

Vanguard Index$ 4649 bil 877–662–7447

A 500Index 0 – 5 +79 245.42n–.70C Balanced – 1 – 3 +45 34.35n–.06

BondMrkt – 2 – 1 .. 10.49n+.00C+ EmgMkSt r + 2 – 5 +18 29.48n–.29B– EmgMkSt r + 2 – 5 +19 29.43n–.29C+ EmgMkStk r + 2 – 5 +17 97.92n–.96B– ExtndMkt + 1 – 3 +70 85.23n–.39A– FTSESocIndx 0 – 5 +88 17.41n–.07C FTSEWlIdInv r 0 – 5 +28 21.60n–.05D+ FTSEWlIdIsP r 0 – 5 +24 114.22n–.27A Growth + 2 – 4 +90 73.35n–.18A– HighDivYldI – 2 – 6 +66 32.96n–.07A+ InfoTecAdm r + 5 – 1+145 88.69n–.37E IntBd – 2 – 1 +3 11.03n+.01E IntBdAdm – 2 – 1 +3 11.03n+.01E IntBdInst – 2 – 1 +3 11.03n+.01A– LargeCapInv 0 – 5 +79 49.24n–.15B– MdCpIdxIsPl 0 – 4 +70 207.93n–.81A– MegaCap – 2 – 6 +69 147.91n–.56A+ MegaCapGr + 2 – 4 +96 224.39n–.40A MegaCapIdx 0 – 5 +81 179.90n–.52B– MidCap 0 – 4 +72 42.07n–.16E REIT r – 9 – 4 +21 24.80n+.13B– SmCapVal – 1 – 5 +67 31.23n–.10B– SmCpIdx 0 – 3 +67 70.85n–.28C+ SmCpIdxIsPl 0 – 3 +64 204.57n–.81E STBond – 1 + 0 +1 10.26n+.00E TotBdMkt – 2 – 1 +4 10.49n+.00E TotBdMrkt – 2 – 1 +4 10.49n+.00C TotInStk r + 1 – 5 +29 18.30n–.03C+ TotInStk r + 1 – 5 +30 30.61n–.06

D+ TotInStk r + 1 – 5 +24 122.43n–.23E TotMrktIdx – 2 – 1 +4 10.46n+.00A– TotStkIdx 0 – 5 +78 66.49n–.21A– TotStMkt 0 – 5 +78 66.45n–.21A– ValueIndx – 2 – 6 +70 40.55n–.15C VangDevIn r 0 – 4 .. 22.55n+.01C VangDevM r 0 – 4 .. 11.15n+.00

Vanguard Instl$ 1436 bil 877–662–7447

C BalanceIdx – 1 – 3 +45 34.36n–.06A– FTSESocIndx 0 – 5 +88 17.42n–.07D+ FTSEWlId r 0 – 5 +23 107.86n–.26B– IndexExtMkt + 1 – 3 +70 85.18n–.39A IndexGr + 2 – 4 +90 73.34n–.18A IndexI 0 – 5 +77 242.23n–.69A– IndexPlus 0 – 5 +77 242.24n–.70A– IndexValue – 2 – 6 +70 40.55n–.14E InflaProtec – 1 + 0 –4 10.33n+.01B– MdCpIdx 0 – 4 +72 42.16n–.16A– MktIdx 0 – 5 +78 59.09n–.19E REITIdx r – 9 – 4 +22 16.37n+.08A+ Rus1000GrId + 2 – 4+100 269.67n–.83E ShInvGrd – 1 + 0 +4 10.49n–.01B– SmCapValIdx – 1 – 5 +66 31.28n–.10B– SmCpIdx 0 – 3 +68 70.87n–.28E TotBdInstPl – 2 – 1 +4 10.49n+.00A– TotStkIdx 0 – 5 +78 59.09n–.19A– TxMdCpAp r 0 – 5 +81 68.04n–.22A TxMgSCI r + 2 – 2 +85 63.01n–.24

Vanguard Funds$ 1398 bil 800–523–1036

A CapOpport r + 1 – 6 +95 67.26n–.32A– DivApprIdx – 1 – 5 +64 40.36n–.09B+ DividendGr 0 – 5 +64 26.15n–.06E GNMA – 1 + 0 +3 10.25n+.00A Growth&Inc 0 – 5 +66 47.23n–.16D– HealthCare r – 1 – 6 +81 198.38n–.96D HiYldCorp r – 1 – 1 +12 5.81n+.00E InflProtSec – 1 + 0 –4 12.92n+.02E IntInvGdInv – 2 – 1 +4 9.48n+.00A IntlExplor + 1 – 3 +66 21.59n+.02A+ IntlGrowth r + 3 – 4 +64 31.06n–.23E IntmdTaxEx – 1 – 1 +6 13.87n+.00E LtdTrmTxEx 0 + 0 +2 10.81n+.00A+ MorganGr + 4 – 3 +90 30.33n–.15A+ Primecap r + 2 – 5+106 130.84n–.75A+ PrmcpCorInv 0 – 6 +95 26.86n–.14A– SmlCap600 + 2 – 2 +84 286.08n–1.1E STCorp – 1 + 0 +4 10.49n–.01D+ TargRet2020 0 – 3 +35 31.33n–.04C– TargRet2025 0 – 3 +40 18.48n–.02C TargRet2030 0 – 3 +45 33.62n–.06A+ USGrowth + 4 – 2 +99 38.07n–.22C VanDevMkt r 0 – 4 +34 14.42n+.00

C+ Wellington – 1 – 4 +38 41.19n–.10D WellslyInc – 2 – 3 +20 26.23n+.00D+ WindsorII – 2 – 6 +42 37.24n–.10

Victory Funds$ 41.2 bil 877–660–4400

A EmrgMrktR + 3 – 4 +28 21.79n–.20A– EstblshValA – 1 – 4 +70 40.25 –.04A– EstblshValR – 1 – 4 +69 39.76n–.04A– Index500 0 – 5 +64 21.18n–.06A SmCoOppoA 0 – 4 +68 46.60 –.16A SmCoOppR 0 – 4 +65 43.83n–.15A– SYCAest – 1 – 4 +73 40.27n–.04A Sycasmal 0 – 4 +71 47.04n–.16

Virtus Funds A$ 17.2 bil 800–243–1574

A GlbOppty – 1 – 6 +58 16.12 –.10A Quasmall – 3 – 6 +72 18.33 –.04A+ SmlCapCore + 7 – 1 +98 32.92 –.25A+ StrtGrwA + 4 – 3 +98 16.85 –.15A+ SustI +10 + 3 +93 30.57n–.27A+ VirtusSmC +10 + 3+133 30.03 –.27

Virtus Funds C$ 20.9 bil 800–243–1574

A+ SmlCapCoreC + 7 – 1 +91 27.93n–.21Virtus Funds I$ 14.1 bil 800–243–1574

A+ INTLsmall + 7 + 2 +72 17.71n–.03A QUALsmall – 3 – 6 +73 18.35n–.04A+ SmlCapCore + 7 – 1+101 34.59n–.27A VirtusGlb – 1 – 6 +59 16.11n–.09

VOYA Fds A$ 17.1 bil 855–337–3064

A LargeGrow + 2 – 4 +78 37.74 –.17A MuMgrIntl + 2 – 3 +61 65.45 +.06

VOYA Fds C$ 11.9 bil 855–337–3064

A LargeGrow + 1 – 4 +71 32.09n–.14A MuMgrIntl + 2 – 3 +57 60.84n+.05

VOYA Fds T,M,Q&I$ 11.1 bil 855–337–3064

A LargeGrow + 2 – 4 +82 41.74n–.19A+ TRowPriceGr + 4 – 3+105 96.93n–.46

Wasatch$ 7.2 bil 800–551–1700

A CoreGrowth + 4 – 1 +85 71.23n–.64A IntlGrowth + 6 + 2 +51 36.40n–.05A+ IntlOppor + 2 – 1 +57 3.55n+.01A+ MicroCap + 7 + 4 +88 8.18n–.04A+ MicroCapVal 0 – 2 +74 3.42n+.00

Wells Fargo$ 18.8 bil 800–359–3379

A GrowthA + 6 – 1 +68 35.59 –.23Wells Fargo A$ 38.4 bil 800–359–3379

A– DisUSCor – 1 – 6 +68 16.84 –.06A– DivCapBldr + 1 – 4 +66 10.26 –.03A– EmgMktEqA + 1 – 4 +23 25.65 –.22A+ EndvSelA + 4 – 2 +66 8.51 –.04A GlblOpport + 1 – 3 +60 42.68 +.04A OmegaGrwA + 4 – 3 +72 49.63 –.25A– PrmLgCoGr + 5 – 2 +76 13.84 –.08A SmlCapVal – 1 – 6 +23 17.28 –.03A+ SpecTechA +12 + 2+145 14.21 –.17

Wells Fargo Ad$ 39.7 bil 800–359–3379

A CapitalGrow + 4 – 3 +75 18.76n–.09A– Discovery + 3 – 3 +68 34.66n–.16A– DisUSCor – 1 – 6 +70 17.29n–.06A– EmgMktsEq + 1 – 4 +24 26.88n–.22A– EmrgGrw + 9 + 5 +74 16.45n–.10A+ EndvSelect + 4 – 2 +69 9.13n–.04A GlbOppAdm + 1 – 3 +61 44.70n+.03A Growth + 6 – 1 +71 40.37n–.26

Wells Fargo C$ 18.7 bil 800–359–3379

A GlblOppC 0 – 3 +52 30.04n+.02A– OmegaGrwC + 3 – 3 +62 34.54n–.17A– SmlCapVal – 1 – 6 +15 11.69n–.02

Wells Fargo Inst$ 28.6 bil 800–359–3379

A+ CapitalGrow + 4 – 3 +77 19.44n–.09A– EmGrw +10 + 5 +77 17.16n–.10A+ EndvSelect + 4 – 2 +71 9.52n–.05A+ GrInstl + 6 – 1 +74 43.59n–.28

Western Asset$ 86.1 bil 626–844–9400

D– CorePlusFI – 2 – 1 +12 11.57n+.00D– CorePlusIS – 1 – 1 +13 11.57n+.00

Westwood$ 6.8 bil 800–422–3554

A– SmallCa + 1 – 3 +76 17.46n+.00William Blair I$ 13.4 bil 800–742–7272

A– Growth + 7 + 1 +63 12.35n–.05A– InstIntlSm + 1 – 4 +40 15.83n–.01A– IntlSmlCpGr + 1 – 4 +40 15.73n–.02A+ SmCpGr + 6 + 3 +88 31.51n–.23A+ SmlMidGr + 5 + 0 +97 25.77n–.14

William Blair N$ 5.0 bil 800–742–7272

A– Growth + 7 + 1 +62 11.01n–.04Wilmington$ 3.8 bil 800–836–2211

A– LgCapStInst 0 – 5 +78 22.05n–.07Wilshire Funds$ 1.0 bil 855–626–8281

A LgCoGrInst + 2 – 4 +71 43.52n–.26A LgCoGrInv + 2 – 4 +68 40.41n–.25








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INVESTOR'S BUSINESS DAILY MUTUAL FUND PERFORMANCE WEEK OF APRIL 16, 2018 A13

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