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RecognizingSomaliland:Forward Step inCounteringTerrorismby Kurt Shillinger

Royal United Services Institute Journal, April 2005

or the 14th time in as many years, the inter-national community is attempting to restorecentral government to Somalia, which

descended, into clan-based fragmentation, state-lessness, and violence following the ousting ofthe Siad Barre military regime in 1991 and has yetto re-emerge. The new administration ofPresident Abdullahi Yusuf Ahmed is the productof more than two years of complex negotiationsamong rival groups hosted by neighbouringKenya. Although the African Union (AU) haspledged thousands of regional peacekeepers tohelp the new government settle, prospects for itssuccess are slim. Conceived and constituted inexile, the Ahmed government was met with vary-ing degrees of praise and violent protest duringits first foray into Somalia in early March 2005.This followed the killing of BBC producer KatePeyton, who traveled to Mogadishu in Februaryto prepare stories on the new government'sarrival. Those with vested interests in the statusquo, including neighbouring Ethiopia, remainpowerful and exercised. Tellingly, Ahmed andhis prime minister did not venture into the strife-torn capital.

At the same time, with much less fanfare, thesecessionist province of Somaliland in the north-west was preparing for bicameral parliamentaryelections to be held on 29 March 2005. While thesouth has festered, Somaliland has quietly andpersistently demobilized its rival militias anderected the structures of statehood without exter-nal assistance. It has an elected president and aconstitution that survived the death and succes-sion of a head of state, and has drawn substan-

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tial inflows of aid and remittances to help rebuildits infrastructure devastated by a decade of civilwar with the Siad Barre government prior to1991. It now boasts reconstructed airports, ports,hotels, power plants and universities—but it

remains unrecognized by the international com-munity. Recognition, as the varying fortunes ofboth Somalia and Somaliland demonstrate, is nota prerequisite for statehood but, in the case of thelatter, may well consolidate the process of nation-building at a crucial time both for Sornaliland anda world fighting global terrorism.

As the preeminent British anthropologist I MLewis noted in 2004, "the overall achievement sofar is truly remarkable, and all the more so in thatit has been accomplished by the people ofSomaliland themselves with very little externalhelp or intervention. The contrast with the fate ofsouthern Somalia hardly needs to be under-lined."1

Prior to the 11 September 2001 terrorist attackson the United States, diplomatic attempts torestore order in Somalia were driven by desiresto limit the potential for drug trafficking andregional destabilization caused by outflows ofarms, banditry, and refugees into neighbouringstates. The events of 9/11 added a new, moreurgent dimension to international engagement ina region that had already experienced the devas-tation of terrorism. The key question since then,set against the 1998 bombings of the U.S.embassies in Kenya and Tanzania, was whetherthe absence of state security structures wouldenable terrorist organizations to set up basesinside Somalia. For reasons that will be exploredbelow, it has not quite worked Out that way, butthe 2002 hotel bombing in Mombassa on theKenya coast illustrated Somalia's potential as astaging ground for terrorist activity and punctuat-ed the region's overall vulnerability.

Given Somalia's location at the crossroads ofAfrica and the Middle East, its susceptibility toconflicting destabilizing interests from Ethiopiaand the Arab Peninsula, and the Muslim identityof its people, it is time to rethink how to solvethe country's enduring crisis in the context ofglobal terrorism. Despite exhaustive debate, theKenya peace talks on Somalia failed to convinc-ingly resolve the key question of whether to pur-

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sue a federal or unitarian solution in a patch-quiltpolitical landscape of rival clan-based factions.

A better solution is partition. Although it runscontrary to the AU commitment to territorialintegrity, recognizing Somaliland is consistentwith the imperatives driving global counterterror-ism. Emotively, the international communitywould be supporting the democratic aspirationsof a Muslim state—a central pillar of the Bushantiterror "Liberty Doctrine." Strategically, recog-nition would give the West expanded influenceover 900 additional kilometres of coastline in akey transit zone off the Arab Peninsula andenable the international community to bolsterregional security at a time when, according to theaccumulated evidence of the different risks posedby failed and weak states, Somaliland is arguablybecoming more vulnerable to exploitation byradical Islamist organizations the more it clevel-ops.

Bush Doctrine, Failed States,and Global Security

Recasting his central foreign policy doctrinefor an age of terror in his second inauguraladdress in January 2005, President George W.Bush stated that

it is the policy of the United States to seekand support the growth of democraticmovements and institutions in every nationand culture, with the ultimate goal of end-ing tyranny in our world. . . . America willnot impose our own style of governmenton the unwilling. Our goal instead is tohelp others find their own voice, attain theirown freedom, and make their own way.

Two immediate and correlative assumptionsare implicit in this approach: that state repressionpromotes social radicalization, which in the cur-rent international security context poses threatsto prosperous and peaceful nations; and thatdemocracy is a universal and thus universallyadaptable aspiration that, when realized, is theultimate antidote to forms of ideological discon-tent that underpin transnational terrorism.

From these assumptions, three critical ques-

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tions arise. First, how are states or regimes deter-mined to pose risks to global security seriousenough to prompt foreign intervention? To put itdifferently, the selective application of force orcoercion since 9/11 suggests that not all tyrantsare regarded as the same, and some may even beacceptable. Saddam Hussein was overthrown onthe premise—a false one, it turned out—that hewas stockpiling weapons of mass destruction;Kim Jong II is known to have nuclear weaponsbut is still in power. So is Robert Mugabe, whohas neither long-range weaponry nor the desireto acquire them, but has dismantled the demo-cratic edifice of Zimbabwe and suppressed pop-ular aspirations through violence.

Second, how are 'democratic movements'identified and legitimated? The history of foreignmeddling in the domestic affairs of far-off nationsis troubled and inconsistent. Both Hussein andOsama bin Laden, the world's top terrorist, wereonce clients of Washington. Post-9/1 1, what inter-ests—and whose—shape the process of helping"others find their own voice" and indeed deter-mine which voices emerge?

Third, what forms of external "soft" engage-ment are implied by Bush's pledge, and howshould they be weighed against the prevailing"rules" of regional politics? The war on terrorismhas many fronts—Central Asia, Indonesia, NorthAfrica, and the Horn as well as the Middle East.Effecting "regime change" through force as inAfghanistan and Iraq is neither logistically possi-ble nor internationally justifiable. It follows, then,that "preemption" can utilize and, indeed,requires many means. These questions are mostrelevant and problematic with regard to dysfunc-tional states, where poverty and poor or repres-sive governance can give rise to radicalization.Before 9/11, such states were regarded primarilyas regional problems, incubating threats such asdisease, refugee flows, environmental destruc-tion, drugs and arms trafficking, and so on. Butthe 2001 attacks convulsed thinking about theintersection between faltering states and securityin the context of global terror, and it has taken afew years for both analysis and policy to unpackthe question—indeed, to differentiate the rela-tionship between terrorism and collapsed, failed,and weak states, respectively.

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Two studies in 2002 illustrate the importanceof clarifying those distinctions. John J. Hamre andGordon R. Sullivan argued that '[olne of the prin-cipal lessons of the events of September 11 is thatfailed states matter—not just for humanitarianreasons, but for national security reasons as well.If left unattended, such states can become "sanc-tuaries for terrorist networks with global reach."2The Bush administration, meanwhile, concludedthat "the events of September 11, 2001, taughtU.S. that weak states, like Afghanistan, can poseas great a danger to our national interests asstrong states.... [Ploverty, weak institutions, andcorruption can make weak states vulnerable toterrorist networks and drug cartels within theirborders. "3

More time has shown that the distinctionbetween collapsed states, of which Somalia is themost glaring example, and weak states—such asAfghanistan, the Democratic Republic of Congo,Angola, Kenya, Tanzania and Pakistan—mattersdeeply and has important implications for policy.As Ken Menkhaus shows in his excellent analysisof Somalia and terrorism, failed states lack thephysical and financial infrastructure that terroristorganizations need to operate and are thereforeunsuitable as havens, whereas weak states pro-vide both the tools and the cover in a relaxedsecurity environment:

Terrorists, like mafias, prefer weak and cor-rupt government rather than no govern-ment at all. In the Horn of Africa, weakstates such as Kenya and Tanzania aremuch more likely bases of operations foral-Qaeda. They feature sprawling, multi-ethnic urban areas where foreign opera-tives can go unremarked; corrupt lawenforcement agencies which can be boughtoff; and a rich array of Western targets.[Al collapsed state such as Somalia is morelikely to serve a niche role as a transit zone,through which men, money, or materiel arequickly moved into the country and thenacross the borders of neighbouring states.4

Similarly, Greg Mills concludes that the weak-ening of

state functions manifests in a number of

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interrelated ways, including the alienationof sectors of society and the emergence ofan alternative, anarchic counter-culture; therelated inability to provide basic securityfunctions and extend other state functionsto the majority of its citizens; and the state'svulnerability to external influences, bothstate and non-state. . . . The weak nature ofthe African state and the corruptibility ofthe African political class have, over time,made it a soft target for terrorist groups.5

Thus, determining which states pose the great-est risk to international security in relation to ter-rorism and defining measures of effective inter-vention requires more than simply identifyingtyrants, mobilizing coalitions of force, andorchestrating elections. Fledgling, faltering, andnominal democracies present equal or greaterthreats in terms of the exploitable advantagesthey provide to terrorist organizations. And whilegeography matters, it is not a limiting factor—apoint underscored by Libya's ongoing materialsupport for Mugabe. In this regard, counteringterrorism by strengthening democracy mustinvolve addressing the structural and causal ele-ments of weak governance, risk to investment,and social radicalization: corruption, constitution-al imbalance, political exclusion, social exclusion(health and education), economic exclusion(trade), monetary mismanagement, and resourcedepletion.

Somalia and Somaliland

Prior to colonialization, Somalis organizedthemselves on the basis of a singular nationalidentity. One of the largest ethnic groups inAfrica, divided into a matrix of clans and sub-clans spread across some 400,000 square milesof the Horn, they speak just two common andintertwined languages—somali and Arabic—and are almost all of them Muslim. In the latterhalf of the 19th century, they were partitionedby the French, British, Italians, and Ethiopians,a process that introduced a political element toSomali identity and over time created a tensionof definitions of nationhood that endure today.

The modern state of Somalia—at least geo-

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graphically—is an experiment in joining two dis-tinct historical entities: Italian Somalia in thesouth and British Somaliland in the North. In1940, the Italians captured the north and corn-binecl the country, but the merger lasted onlyseven months before the British recaptured theirprotectorate. Five years later, the Italians lostmuch of their grip, and British control extendeddeep into the south. The to-ing and fro-ing con-tinued until 1950, when Italian control was for-mally reestablished and the original boundariesreaffirmed under a 10-year plan overseen by theUnited Nations. Over the course of the nextdecade, a series of local elections and drafting ofa constitution paved the way for independencein 1960—first for Somaliland on 26 June andthen, five days later, for Somalia. Each side wasrecognized separately by the UN, including eachof the five permanent members of the SecurityCouncil, according to their colonial boundaries.

Unification became both a preoccupation anda source of enduring division. Although the twoentities joined within the year, it was a tense mar-riage marked by deep-seated clan rivalries.During the next three decades, northern dissentwas repeatedly crushed by the military regime ofMohamed Siad Barre in Mogadishu. When thatgovernment was finally overthrown in 1991, thesouth descended into factional fighting—and thenorth "seceded." Since then, the two parts havefollowed dramatically different paths. While theinternational community launched one peaceprocess after another to try to restore central gov-ernment in Mogadishu, factional fighting—muchof it foreign-backed—carved deep ethnopoliticalfurrows across the south. In the north, mean-while, stakeholders engaged in the lengthyprocess of demobilization, reconstruction, andnation-building. In the course of three nationalcongresses, an interim national charter was draft-ed, a bicameral parliament was established, com-prising an elected house of representatives and anominated house of clan elders, and a presidentand vice president were voted in by congressdelegates.

In 2001, the people of Sornaliland ratified thenew constitution in a nationwide referendumwith impressive unanimity. Foreign-observedlocal elections followed in 2002, and when

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President Mohamed Haji Ibrahim Egal died dur-ing a trip to South Africa, peaceful succession fol-lowed through the ballot box, in line with theconstitution, in which the victor emerged with arazor-thin 280-vote margin. The 29 March parlia-mentary elections marked the last step in creatinga fully popularly elected government.

How does that position affect the two Somalientities vis-à-vis terrorism? Immediately followingthe 9/11 attacks, Washington listed Somalia as apotential target in its war against terrorism andfroze an estimated $500 million in foreign assetsheld by Somalia's al-Barakat bank and moneytransferring company.

But as Menkhaus observes, "Somalia is lessthan ideal as a safe haven for al-Qaeda for sever-al reasons": one, the mono-ethnic nature ofSomali society makes it harder for foreigners toblend in unobserved; two, there is an absence ofWestern targets; three, the south lacks the finan-cial, physical, and communications infrastructurerequired by modern terrorist organizations suchas al-Qaeda; four, the prevailing lawlessnessposes a threat to terrorists as much as to anyoneelse; and fifth, the lack of state control over secu-rity would enable U.S. special forces based inneighbouring Djibouti to mobilize within Somaliterritory faster and with fewer legal restraints.

Rather, two points are of greater and morerealistic concern: one, the rise of al-Ittihad and al-Islah, respectively radical and progressive SomaliIslarnist movements that either espouse anti-Western violence or are prone to manipulationby those who do; and two, evidence that terror-ist cells are using Somalia as a staging point foroperations elsewhere in the region. According toUN Security Council assessments, those behindthe December 2002 bombing of a hotel inMombassa and attempt to bring down an Israeliairliner in the Kenyan port transferred materielthrough and acquired missiles in Somalia.

No such activity has yet been evidenced inSomaliland, but it is arguable that the territory isbecoming more attractive to foreign terroristorganizations the more developed it becomes.Somali-land's political progress has attracted asteady inflow of funds. The U.S. Congress allocat-ed $9 million in 1997 for government and militarysalaries. The same year, the regional

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Intergovernmental Authority on Developmentlaunched an $18 million project to improve com-munications links between the port of Berberaand other regional ports. The EU has funded roadconstruction, the Italians water works, and theInternational Development Bank education. TheBritish company Digital Exchange Projects,meanwhile, was contracted to rebuildSomaliland's telecommunications systems. Thelist goes on. In 2001, for example, the Great WallChinese Oil Company announced plans to sinkoffshore oil wells and the Somali Diaspora sentan estimated $250 million annually to Somalilandto offset low forex reserves. Currently, the Bankof Somaliland is pursuing ties with more estab-lished regional and German financial institu-tions.6

As the earlier discussion about failed andweak states indicated, Somaliland's developmenttrend is also putting in place the very tools—banking systems, telecommunications, and trans-port links—that foreign terrorist organizationsrequire in a tenuous security environment.

Notions of Territorial Integrity

Article Four of the Constitutive Act of theAfrican Union states that "the Union shall func-tion in accordance with the following principles:(b) respect of borders existing on achievement ofindependence." This rule, carried over from theAU's predecessor, the Organization of AfricanStates, has and remains the fundamental stum-bling block in Somaliland's quest for statehood.

In January 2004, a delegation from the BritishParliament's Select Committee on InternationalDevelopment conducted a visit to Somaliland.Upon their return, MP Tony Worthington ques-tioned in a parliamentary debate British andinternational resistance to breaking from the sov-ereignty principle. He said:

There is an understandable paranoia aboutchanging old colonial borders in Africabecause of the fear that the habit mayspread to other countries. Somaliland is arare exception, however; it wants to returnto its old colonial boundaries at the time ofindependence. . . . The longer the world

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ignores the achievement of Somaliland increating stability and democratic institu-tions, the greater the risk that wilder ele-ments will take over. Although the countryhas been governed by a moderate form ofIslam since it declared independence, thereis always the possibility that it will give wayto a form of Islam that plays into the handsof those trying to stimulate terrorism, andthere is tension in the country as a result.7

There is broad international sympathy for thisargument, but there is also a kind of stasis akinto penguins on an ice bluff: no one wants tojump first. Washington, according to U.S. diplo-mats in the region, wants one of the Africanheavyweights—South Africa, Nigeria, Ethiopia, orSenegal—to nod first. But Ethiopia, for one, hasalso stated that it would follow but won't lead aninternational movement for recognition.

The impasse is curious, and time will tellwhether it may also be costly. Three pointsweaken the argument that recognition risks set-ting a precedent in Africa. First, as ForeignMinister Edna Adan Ismail argues, echoing thecomment by Worthington, in the 44 years since itgained independence from Britain, Somaliland"neither resigned from our membership in theUN, nor given away our sovereignty to anyone,we still claim ownership of our independenceand that of our membership in the UN."8Recognizing Somaliland, then, is more a case ofaffirming postcolonial boundaries rather thanredrawing them.

Second, seen as an international rather thanexclusively African issue, the principle of separa-tion is already well entrenched. Recent examplesinclude the peaceful and internationally recog-nized "Velvet Divorce" of the Czech Republic andSlovakia in 1993.9 Third, Africa already has theprecedent for partition set by Ethiopia andEritrea, which was based on almost identicalissues as those between Somalia andSomaliland.10 As part of a comprehensive peacesettlement between those two countries, a UNboundary commission determined the borderbetween Ethiopia and Eritrea in 2002 based onhistorical and colonial maps. The EuropeanUnion immediately endorsed the decision.

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From legal, technical, and diplomatic perspec-tives, therefore, recognition of Somaliland is nei-ther as problematic nor precedent-setting asclaimed, nor is international resistance as strongas suggested by the unanimous failure so far todo so.

Strengthening Somalilan4Countering Terrorism

In Somalia today, the mild narcotic shrub khatis as common as AK-47s. Once chewed primari-ly by men for occasional recreation, the drug isnow consumed daily by broad segments of thepopulation, including women and, ominously,the heavily armed young boys and youthsaligned to various factional leaders. At the peak,150 flights ferried the drug into Somaliland fromneighbouring states every day. Shortly after hiselection in 2002, President Dahir Rayale Kahincalled for a decrease in inbound khat flights andbanned all overland shipments. As Millsobserves:

If enforced, this would likely provoke apolitical backlash in a nation where unem-ployment is high and a fragile—if impres-sively nurtured—peace has drawn intogovernment warring militias and clans. .

Like the global drug problem, dealing withkhat requires breaking a pattern of help-lessness and addiction through offeringbetter economic prospects.'1

Somaliland is a fragile entity in a fragileregion with large Islamic populations—alldemonstrably susceptible to radicalization.Despite the various developmental initiatives, arelatively strong livestock export sector, and thegenerous inflow of annual remittances, unem-ployment hovers at destabilizing highs. The east-ern border, meanwhile, although clearly definedand recognized at independence in 1960, hasbeen the subject of increasing dispute with theadjacent Somali region of Puntland, whichmakes ethnic-based claims to the two eastern-most Somaliland provinces of Sanaag and Sool.

Steven Simon has observed that in the currentatmosphere of militancy and antipathy in much

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of the Muslim world, "Islam's warm embrace ofthe West is too stark a reversal to expect in theforeseeable future. However, it is feasible to laythe foundation for a lasting accommodation bydeploying the considerable economic and polit-ical advantages of the United States and itsallies."12

In Somaliland, the West has an opportunity tobroaden the terms of global counterterrorismstrategy—to balance with carrots a policy metedthus far with sticks. British Prime Minister TonyBlair has dedicated himself to tackling Africa'sdevelopmental challenges in 2005. He holds thechair of the G8 in the first half of the year andthe EU in the second. Both groupings willdebate initiatives to double aid, cut debt, boostinvestment, combat disease, and improve gover-nance on the world's poorest continent.Emerging from these discussions should also beclearly defined recommendations for recognizingSomaliland through the UN. Politically, recogni-tion would send a powerful signal to the Muslimworld that internally driven aspirations towardsecular democracy will be acknowledged andsupported.

Economically, strengthening Somaliland's nas-cent democratic institutions and underwriting itspath toward viability will go some measuretoward depriving radicalized elements of apotential recruiting ground, just as a strongerstate and improved governance will assist inreducing the volatile cocktail of endemic pover-ty, social alienation, radicalization, and terrorism.

Withholding recognition from Somalilandruns contrary to the West's rhetoric about stand-ing shoulder to shoulder with aspiring democra-cies. But the question is more urgent than that.Given what has been learned after 9/11 aboutbroader security ramifications of weak states inan age of terror, it may be dangerous. If the Westfails to assist a Muslim people striving to buildtheir own safe, prosperous and, critically, demo-

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cratic state, they may well end up looking for—and finding—other patrons.

Notes

1. I. M. Lewis, "As the Kenyan Somali 'Peace' Confer-ence Falls Apart in Confusion, Recognition of Somali-land's Independence is Overdue," London School ofEconomics, 20 March 2004.2. John J. Hamre and Gordon R. Sullivan, "TowardPostconflict Reconstruction," Washington Quarterly 25(Autumn 2002).3. National Security Strategy document dated 19

September 2002.4. Ken Menkhaus, "Somalia: State Collapse and theThreat of Terrorism," Adelphi Paper 364, InternationalInstitute for Strategic Studies, 20045. Greg Mills, The Security Intersection: The Paradox ofPower in an Age of Terror (Johannesburg: WitsUniversity Press, 2005), 237-9.6. See the chapter on Somali in Africa South of theSahara 2005 (London: Europa Publications, 2005), fora fuller digest of assistance inflows into Somaliland inrecent years.7. For the full debate on 4 February 2004 in the Houseof Commons, see www. publications .parliament.uk.8. Taken from comments presented at the SouthAfrican Institute of International Affairs inJohannesburg on 3 February 2005.9. The author is grateful to Dr. Chris Alden of theLondon School of Economics for discussions on thispoint.10. See the final report of the Eritrea-EthiopiaBoundary Commission for detailed historical back-ground.11. Mills, 81.12. Steven Simon, "The New Terrorism," in Henry J.Aaron, James M. Lindsay, and Pietro S. Nivola, eds.,Agenda for the Nation (Washington: BrookingsInstitution Press, 2003), 425.

About the AuthorKurt Shilhinger is a research fellow specializing in security and terrorism

in Africa at the South African Institute of International Affairs,Johannesburg.

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Fighting Terrorism in East Mrica and the Horn by David H Shinn

Foreign Service journal, September 2004

Six years after the bombings of our embassies in Nairobi and Dar es Salaam, U.S. counterterrorism efforts in the region do not yet measure up to the threat.

efore September 11, 2001, most Americans paid little attention to terror­ism, particularly in the Third World. Since

then, though the Middle East and Central Asia have figured most prominently in the war on ter­rorism, Africa is increasingly coming into focus as an important battleground.

This is especially true of East Africa (Kenya, Uganda, and Tanzania) and the Horn of Africa (Sudan, Ethiopia, Eritrea, Djibouti, and Somalia), where the practice of targeting Americans for political violence has deep roots. The Black September organization assassinated the American ambassador to Sudan, Cleo A. NoelJr., and his deputy chief of mission, George Curtis Moore, in 1973. And following the U.S. air attack against Libya in 1986, Libyan terrorists retaliated by severely wounding an American embassy communications technician, William Caldwell, also in Khartoum. There have been a number of other terrorist attacks dating back more than two decades against Western and Israeli interests in this dangerous region.

But it took the coordinated bombings by al­Qaida in 1998 of the American embassies in Nairobi and Dar es Salaam to make clear the full scope of the organization's menace. While the attacks killed far more Kenyans and Tanzanians than Americans, 12 Americans perished in Nairobi and many were injured in both capitals. (American and Ugandan authorities foiled another attack planned against the U.S. embassy in Kampala.)

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Those bombings were, in many respects,even more of a seminal event than the 9/11attacks for the American war on terrorism inEast Africa and the Horn. The State Departmentresponded by building new fortified embassiesin both capitals, and in Kampala, with consider-ably more setback from the street. Otherembassies in the region enhanced their physicalsecurity as well.

There were also policy ramifications. Prior tothe embassy bombings, the U.S. had a cool rela-tionship with Kenyan President Daniel arap Moias a result of concerns over corruption and thepace of democratization. When senior Americanofficials visited Africa, they rarely went toKenya. In sympathy for Kenyans killed in thebombing and in appreciation for Kenya's closecounterterrorism cooperation with the U.S. fol-lowing the attack, significant numbers of seniorAmerican officials traveled to Nairobi. PresidentMoi even received a long-desired invitation tothe White House before he stepped down at theend of 2002. Tanzania also experienced anincrease in high-level American attention.

A Focal Point of Terrorism

Unfortunately, however, U.S. counterterror-ism policy perspectives and programs in theregion do not yet measure up to the threatIslamic fundamentalism and al-Qaeda activityjointly pose. There are several reasons for this.Most of the countries have experienced severeinternal conflict, which is frequently supportedby neighbors, either directly or via dissidentgroups—which tends to lead to tit-for-tat sup-port of an opposition group in the offendingstate. Examples of this phenomenon range fromthe long-standing civil war in Sudan and thecollapse of any central authority in Somalia toTanzanian support for the overthrow of the IdiAmin regime in Uganda, Somalia's invasion ofEthiopia in the late 1970s, Eritrea's war of inde-pendence, and the Ethiopian-Eritrean conflict.

Such instability prevents most governmentsin the region from exercising full control overtheir territory, providing terrorists easy access toweapons. Somalia remains a vacuum and isprey to any terrorist with money and a plan.

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Although Sudan appears to be nearing the endof a civil war that dates back to 1983, it nowfaces a new and worsening conflict in theDarfur region, along the border with Chad.Uganda has been unable to eliminate the Lord'sResistance Army in the northern part of thecountry. The Somali-inhabited Ogaden in south-eastern Ethiopia experiences regular securityincidents. And the Eritrean Islamic JihadMovement seems to have refocused attentionagainst Eritrea, operating Out of Sudan.

Although the groups behind these attacks arenot normally considered international terrorists,they engage in terrorist tactics, and some, suchas the EIJM, are believed to have links with al-Qaeda. Recent actions by these groups illustrateconclusively that the security and intelligenceservices in all of the countries are underfundedand ill-equipped to counter terrorist tactics bylocal organizations or international terrorists.

Geography also plays an important role.Most of these states are located near, and havelong-standing ties to, the Arabian Peninsula, thesource of many of today's Islamic militants. It iseasy to move between the Persian Gulf statesand this region by air and sea. The governmentsare virtually incapable of monitoring the lengthycoastline from Eritrea to Tanzania. The landborders between all of the states are unusuallyporous as well.

Further, the region sits on a religious faultline of Christianity, Islam, and traditionalAfrican beliefs. All eight of the countries areeither predominantly Muslim or have importantMuslim minorities. Sudan, Djihouti, andSomalia, including self-declared independentSomaliland, are heavily Muslim. Ethiopia andEritrea are about half Islamic. Kenya, Uganda,and Tanzania contain significant Muslim minori-ties, some of whose members have become rad-icalized in recent years. It is true that Sufism,which tends to resist the ideas of Islamic funda-mentalists, remains strong throughout theregion. This traditionally moderate form ofIslam has not always been sufficient, however,to overcome the appeal of fundamentalism,especially when it is backed with funds fromSaudi Arabia and the Gulf States. As a result,nearly all of the international terrorism in the

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region, as opposed to local groups that use ter-rorist tactics, has ties to extremist Islamic ele-ments.

Poverty, Social Injustice andPolitical Alienation

Finally, the region's endemic corruption isanother factor that attracts terrorists, allowingthem to buy off immigration and local securityofficials. Transparency International surveyed133 countries in 2003 as part of its corruptionperceptions index. Five of the eight countrieslocated in the region ranked poorly. Ethiopiaand Tanzania received the best ranking of thefive, tied with several other countries at the 92dposition. Sudan tied with a number of countriesfor position 106, while Uganda tied with othersfor 113. Kenya, although its standing improvedfrom past years, tied with Indonesia at 122.(Transparency International did not rank Eritrea,Djibouti or Somalia.)

The fact that East Africa and the Horn arehome to some of the poorest countries in theworld, with high levels of social injustice andpolitical alienation, is frequently cited as a rea-son why the region has become a breedingground for terrorism. But not everyone agreesthat poverty is closely linked to internationalterrorism. State Department Coordinator forCounterterrorism Cofer Black, during a May dig-ital videoconference with journalists and gov-ernment officials in Dar es Salaam and AddisAbaba, downplayed the link between terrorismand poverty. He cited the Saudis who took partin the 9/11 attacks on the U.S., pointing out thatthey tended to come from middle-class familiesand had access to a university education. Heconcluded that they "turned into terroristsbecause they fell under the influence of thewrong people and became seriously misguid-ed."

Yet while this may be true, it misses thepoint, at least as far as East Africa and the Hornare concerned. The environment created bypoverty, social injustice and political alienationenhances the ability of religious extremists toexport their philosophy and of terrorists to find

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local support for their nefarious acts. Blackwent on to say that instead of blaming econom-ic conditions, "we need to encourage modera-tion" and follow guidelines "our mothers andfathers taught us." Good luck!

To be sure, poverty may not be a direct causeof terrorism. To dismiss its role, however, is mis-guided. Together with abysmally low wages forimmigration and security personnel, povertysignificantly increases the prospect of wide-spread corruption that, in turn, creates a climateamenable to terrorism. Even the president'sNational Security Strategy issued in September2002 commented that although poverty doesnot make poor people into terrorists, "poverty,weak institutions and corruption can makeweak states vulnerable to terrorist networks anddrug cartels within their borders." In a recentissue of Foreign Affairs, Senator Chuck Hagel(R-Neb.) argued that terrorism finds sanctuary in"the misery of endemic poverty and despair."He added that "although poverty and despair donot 'cause' terrorism, they provide a fertile envi-ronment for it to prosper." In East Africa and theHorn, and probably much of the rest of theworld, it is time to accept the important role thatpoverty plays and put in place long-term meas-ures to deal with it.

Financing TerrorismCharities sponsored by Saudi Arabia and sev-

eral other Persian Gulf states have probablyfinanced most of the international terrorist activ-ity in the region, with funds coming both fromprivate individuals and governments. In thecase of Saudi Arabia, and to a lesser extentQatar, the charities are closely linked to effortsto promote the fundamentalist Sunni Islamiccreed known popularly as Wahhabism. Towardthat end, in 1962 Saudi Arabia created the state-financed Muslim World League to underwritemosques, schools, libraries, hospitals, and clin-ics around the world. Saudi Arabia's grandmufti, its highest religious authority, serves asthe organization's president.

The league encompasses a wide range ofentities, including the al-Haramain IslamicFoundation and the International Islamic Relief

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Organization. These charities have been activein East Africa and the Horn for years, buildingmosques and implementing useful social pro-grams. But some of their branches have alsofunneled money to al-Qaeda and associated ter-rorist organizations, and the U.S. has accusedthe former director of al-Haramain in Tanzaniaof planning the 1998 attacks on the embassiesin Dar es Salaam and Nairobi.

After the 9/11 attacks, Washington steppedup pressure on Saudi Arabia to control thesecharities. In 2002, the two countries jointly des-ignated the Somali branch of al-Haramain as anorganization that had supported terrorist groupssuch as al-Qaicla and the Somali-based al-Ittihadal-Islamiya. Early in 2004, both countries noti-fied the U.N. Sanctions Committee that thebranches of al-Haramain in Kenya and Tanzaniaprovide financial, material, and logistical sup-port to al-Qaeda and other terrorist organiza-tions. They asked Kenya and Tanzania to seizethe assets of both branches. At the request ofthe U.S. and Saudi Arabia, the government ofTanzania recently deported the two top al-Haramain officials and closed the office. In mid-2004, Saudi Arabia and the U.S. designated theal-Haramain branch in Ethiopia as a financier ofterrorism. At the same time, under pressurefrom the U.S., Saudi Arabia outlined plans todismantle its network of international charitiesand place their assets under a new SaudiNational Commission for Relief and Charity. Itremains to be seen if this crackdown by SaudiArabia will put an end to the diversion of char-itable donations to terrorists.

A Major Change in Policytoward Sudan

U.S. relations with Sudan began a downwardspiral after an Islamic government entrencheditself in power in the early 1990s and steppedup the war against southerners. Sudan openedthe door slightly in 1996, however, when itresponded positively to a U.S. request to expelOsama bin Laden, who had lived in Khartoumsince 1991. This offered the possibility forimproved relations, but there was no follow-

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through by the Clinton administration. Thenadir in the relationship then occurred in 1998following the bombing of the embassies inNairobi and Dar es Salaam, when the U.S.

launched cruise missiles against a pharmaceuti-cal factory in Khartoum. The U.S. linked the fac-tory to the production of chemical weaponsbased on a soil sample containing a precursorfor the production of weapons found outsidethe factory. The U.S. also alleged there were tiesbetween the factory owner and al-Qaeda. Sudanstrongly denied any link, and a number ofexperts who studied the case have raised seri-ous questions about the rationale for the attack.The Clinton administration, which had beenunder pressure from domestic groups to take ahard line toward Sudan, nevertheless madeovertures in 2000 to Khartoum concerning pos-sible cooperation on counterterrorism. Sudanresponded positively; by the time the Bushadministration took power, the scene was setfor improved ties.

Following the 9/11 attacks, Khartoum quick-ly concluded it was in its interest to increasecooperation with the U.S. on counterterrorism.This provided the Bush administration anopportunity to advance the war on terrorismand make progress on ending the long-standingcivil war in Sudan. President Bush named for-mer Missouri Senator John Danforth as his spe-cial envoy for Sudan in an effort to end the civilwar. This appointment and policy not only neu-tralized the American domestic constituencythat wanted strong action against Sudan, butturned Sudan into an important ally in the waragainst terrorism.

By all accounts, the regime's cooperation oncounterterrorism has been excellent. In addi-tion, it and the Sudan People's LiberationMovement, under pressure from the U.S. andothers, have also made enormous progress inending the civil war. Consequently, SecretaryPowell announced in May that the U.S. hadremoved Sudan from a blacklist of countriesdeemed not to be cooperating fully on countert-errorism. There is still in place a maze ofAmerican sanctions, including the listing ofSudan as a "state sponsor" of terrorism, but thiswas the first step in unraveling U.S. sanctions

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against Sudan. The policy change probablywould not have occurred except for the trau-matic events of 9/11. However, a new crisis inthe Darfur region in western Sudan threatens toset back significantly the improvement in rela-tions.

Quandary over SomaliaAmerican and allied forces intervened mas-

sively in Somalia late in 1992 to end a famine.They stopped the famine, and all U.S. troops leftSomalia by March 1994 following the "Black-hawk Down" episode in Mogadishu. The U.S.and international community effectively aban-doned the failed state, though 9/11 and the waragainst the Taliban in Afghanistan brieflybrought Somalia back into prominence in 2002,clue to fears that the vacuum there would pro-vide a safe haven for al-Qaeda supporters beingchased from Afghanistan. Some of the ideasbeing discussed in the government for dealingwith the country were wildly off the mark, how-ever—no surprise given the loss of expertisethat occurred during the post-1994 interregnum.Fortunately, calmer minds prevailed and Wash-ington did not do anything really stupid inSomalia.

That said, the country is still a failed statewhere terrorist elements can move with impuni-ty. Somalia has been home to al-Ittihad al-Islamiya, a fundamentalist organization that hascarried out terrorist attacks against Ethiopia andis believed to have connections with al-Qaeda.The U.S. added al-Ittihad in 2001 to itsComprehensive List of Terrorists and Groups. Italso included the Somali money transfer organ-ization, al-Barakat, on the list. There is evidencethat an al-Qaida cell based in Mogadishu tookpart in the 2002 attack on an Israeli-ownedhotel outside Mombasa and a simultaneous butunsuccessful attempt to shoot down an Israelicharter aircraft. At the same time, Somalis gen-erally are not predisposed toward Islamic fun-damentalism or entreaties by international ter-rorists. The situation in Somalia is worrisomeand merits close monitoring, but it is not evenclose to the threat once posed by Taliban-gov-erned Afghanistan. There appears, however, to

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be no agreed-upon U.S. policy for dealing withSomalia. It is long past time to adopt one.

A Base in Djibouti

The U.S. embassy in Djibouti has traditional-ly been small and sleepy. But that changed after9/11. The country now hosts the only U.S. mili-tary base in Africa and welcomes coalitionforces from France, Germany, Spain, and Italy.Some 1,800 American military and civilian per-sonnel currently occupy a former FrenchForeign Legion facility at Camp Lemonier out-side the capital city. Established in October 2002and known as the Combined Joint Task Force-Horn of Africa, it is responsible for fighting ter-rorism in Djibouti, Ethiopia, Eritrea, Sudan,Kenya, Somalia, and Yemen, and in the coastalwaters of the Red Sea, the Gulf of Ad en, and theIndian Ocean. CJTF-HOA's stated mission is todetect, disrupt, and defeat transnational terroristgroups, to counter the reemergence of transna-tional terrorism, and to enhance long-term sta-bility in the region. The establishment of thebase represents a dramatic change for U.S. secu-rity policy in Africa since the closure manyyears ago of the Wheelus Air Force Base inLibya and Kagnew Communications Station inEthiopia.

CJTF-HOA has devoted most of its effort sofar to training with allied forces and the armiesof Djibouti, Ethiopia, and Kenya. It has conduct-ed an impressive number of civic action pro-grams that refurbish schools and clinics andprovide medical services in the same threecountries. CJTF-HOA established a temporarytraining facility for the Ethiopian military out-side Dire Dawa in the southeastern part of thecountry. Training has begun for the first of threeEthiopian antiterrorism battalions. It is less clearhow much terrorist interdiction cJTF-HOA hasaccomplished. Without providing details, thedeparting commander stated in May that theyhave captured "dozens of terrorists" and avertedat least five terrorist attacks.

Although a good effort, the operation is notfree of problems. Relations with Sudan, espe-cially after disagreements over the new conflictin Darfur, have not improved sufficiently to

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engage in military cooperation. Somalia remainsin too much disarray to think in terms of proj-ects in country except for the more peacefuland self-declared independent Republic ofSomaliland. The U.S. has so far been unwillingto undertake activities in Somaliland that mightsuggest it recognizes the country. Eritrea claimsto seek cooperation with the U.S. on countert-errorism, but there have been problems translat-ing this intention into action. There are alsosome operational issues. Turnover of CJTF-HOApersonnel is too frequent, and area and indige-nous language expertise are in short supply.American ambassadors in the region, most ofwhom have only dealt with a military attaché ontheir own staff, are still learning how to interactwith an independent military commander.

The East AfricaCounterterrorism Initiative

After 9/li the State Department's Office ofCounterterrorism identified East Africa and theHorn, especially Djibouti, Somalia, Ethiopia,Eritrea, Kenya, and Tanzania, to be at particularrisk. In response, in 2003 the U.S. created a$100 million East Africa CounterterrorismInitiative. This encompasses military training forborder and coastal security, programs tostrengthen control of the movement of peopleand goods across borders, aviation security,assistance for regional programs to curb terror-ist financing, police training, and an educationprogram to counter extremist influence. Thereare separate programs to combat money laun-dering.

The major beneficiary so far of this fundinghas been Kenya. The U.S. is working withKenyan officials to develop a comprehensiveanti-money laundering/counterterrorist financ-ing regime. The State Department's TerroristInterdiction Program has established a comput-er system that is now operational at select air-ports in Kenya, Tanzania, and Ethiopia and isscheduled to go online this year in Djibouti andUganda. The TIP system provides nations witha state-of-the-art computer network that enablesimmigration and border control officials to iden-

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tify suspects attempting to enter or leave thecountry. The U.S. is also funding a police devel-opment program in Tanzania, Uganda, andEthiopia, developing a training and equipmentprogram for Kenya's law enforcement agencies,and setting up forensic laboratories in Tanzaniaand Uganda.

As welcome as this new assistance is, it hasnot stemmed complaints from countries in theregion. Uganda claims it is being shortchangedbecause it has dealt successfully with interna-tional terrorist threats on its own. In addition,Kampala's priority is dealing with local terroristgroups such as the Lord's Resistance Army andAllied Democratic Front, while Washington isfocused on international terrorists like al-Qaeda.Eritrea offered the U.S. access to its port facili-ties and, together with Ethiopia, joined the"coalition of the willing" against Iraq. But it nowfinds itself frozen out of counterterrorist assis-tance because of U.S. concerns over the contin-ued detention of two Eritreans employed by theAmerican embassy and other human rightsissues. Both Eritrean and Ethiopian cooperationon counterterrorism are also linked to the twocountries' desire to gain favor with the U.S. ontheir festering border demarcation disagree-ment.

Looking Ahead

The resources and attention devoted to coun-terterrorism in East Africa and the Horn areimpressive but inadequate. At a House subcom-mittee hearing on terrorism in April, Chairman EdRoyee (R-Calif.) emphasized that the U.S. needsto devote more resources for counterterrorism inAfrica. He is correct. President Bush's FY 2005international affairs budget request has as its toppriority the winning of the war on terrorism.Exclusive of Iraq and Afghanistan, it requests$5.7 billion for assistance to countries around theworld that have joined the war on terrorism andanother $3.5 billion that indirectly supports thewar by strengthening the U.S. ability to respondto emergencies and conflict situations. The $100million East Africa Counterterrorism Initiative andseveral other modest programs just don't meas-ure up to the threat.

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The components of the counterterrorism pro-gram for East Africa and the Horn are good asfar as they go. But the focus is primarily short-and medium-term: catching bad guys, providingtraining and, to a limited extent, building upcounterterrorism infrastructure. What is missingis a major, new, long-term program to reducepoverty and social alienation.

U.S. foreign assistance worldwide in constantdollars has declined about 44 percent since1985 and another 18 percent since the collapseof the Soviet Union in 1991. Until the U.S. andthe international community generally are pre-pared to put far more resources into improvingthe environment that encourages terrorism—namely poverty—it is difficult to see lastingprogress against this enemy. If only the U.S. hadhad the foresight years ago to devote to coun-terterrorism and economic development theequivalent cost of overthrowing the Taliban andrebuilding a destroyed Afghanistan!

Assuming adequate financial assistance fromoutside, countries in the region must bear theprimary responsibility for curbing terrorism.They know the different cultures, speak thelocal languages, and control the security forces.Foreigners will never be able to function as

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effectively in the native environment as localnationals. Accordingly, action on the recent rec-ommendation by the Africa Policy AdvisoryPanel (organized by the Center for Strategic andInternational Studies) for an annual $200 millionMuslim outreach initiative in Africa is long over-due.

Finally, the U.S. has allowed its language andarea expertise among foreign affairs personnelto degrade to dangerous levels. The time hascome to rebuild this expertise. In the case ofEast Africa and the Horn, there should be ade-quate numbers of Arabic, Somali, Swahili, andAmharic speakers from State, the CIA, USAID,and the military assigned to appropriate coun-tries. Only then will the U.S. be able to engagein reliable information-gathering and increasethe public affairs outreach to communitieswhere Islamic fundamentalism and sympathyfor terrorists are taking hold.

About the AuthorDavid H. Shinn was a Foreign Service officer from 1964 to 2000, servingas ambassador to Burkina Faso and Ethiopia, among many other post-ings, including deputy chief of mission in Sudan and Cameroun. He was

also State Department coordinator for Somalia during the Americanintervention there. Since 2001 he has been adjunct professor in theElliott School of Intemational Affairs, George Washington University.

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U.S. Marines and Irregular WarfareSelected Bibliography

The following list of further readings consti-tutes merely an initial point of departure fromwhich readers might embark on their own,longer journeys to explore any of the many top-ics that have been presented in this work. Likethe articles presented in the anthology itself, mostof the readings found in the following selectedreferences are introductory in nature and shouldprove useful to a broad range of readers. Thebibliographic entries are presented in separatesections that correspond directly with the chapterheadings found in this book (with the exceptionof the "General Historical and Multiple-TopicWorks" in the initial section found immediatelybelow).

The reading list is not meant to be definitive inscope, but acts instead as a preliminary guide forreaders, introducing them to a wide range ofmaterials from a variety of highly divergentsources, running the academic gamut from tradi-tional military, government, and university stud-ies and publications to those produced by newer"think-tank" and nongovernmental organizations.In addition, almost all of the works found on thefollowing pages possess their own, often exten-sive, bibliographies that should be of interest tomany of the readers of this volume. The corpusof entries found here—representing only a smallfraction of the enormous body of works that havebeen written on these subjects—was selected toillustrate the complexity involved in conductingcounterinsurgency and irregular war efforts, bothhistorically and in the contemporary Global Waron Terrorism ("Long War"), as well as the ele-ments of national power that can be employed toachieve the nation's policy objectives in thesetypes of conflicts.

Finally, several things should he noted inregard to what was considered for inclusion inthe bibliography and what was not. First, like theanthology, the bibliographic entries deal withtopics pertaining to counterinsurgency and irreg-ular warfare involving only the United States—

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the great expanse of works addressing the expe-riences of European nations, the Soviet Union,and others are left largely unexplored. Beyondthis, the entries referenced comprise English-lan-guage sources only; works written in foreign lan-guages are found more appropriately in special-ized works. In addition, primary sources havebeen excluded for the same reason, and theanalysis provided in many of the secondarysources is better suited for mention in an intro-ductory work in any event. Lastly, it should beevident that the following works have a distinctemphasis on one (or more) of several broad sub-jects: on higher-end operational/strategic level ofwar considerations, on geopolitical context, andon an array of related topics—political theory,historical case studies, failed states, cultural stud-ies and analysis, and others—that all providecontext or play a role in conducting a counterin-surgency and achieving success in the realm ofirregular warfare.

General Historical and Multiple-Topic Works

Bartmann, Barry, Tozun B. Bahcheli, and HenryE. Srebrnik (editors). Dc Facto States: the Questfor Sovereignty. New York and London:Routledge, 2003.

Beckett, Ian F. W. Modern Insurgencies andCounterinsurgencies: Guerrillas and TheirOpponents Since 1750. New York: Routledge,2001.

Beede, Benjamin R. (editor). The War of 1898and U.S. Interventions, 1898-1934: AnEncyclopedia. New York: Garland, 1994.

Boot, Max. The Savage Wars of Peace: Small Warsand the Rise ofAmerican Power. New York: BasicBooks, 2002.

Bradford, James C. (editor). Crucible of Empire:The Spanish-American War and Its Aftermath.Annapolis, Maryland: Naval Institute Press, 1993.

Challener, Richard D. Admirals, Generals, and

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American Foreign Policy, 1898—1914. Princeton,New Jersey: Princeton University Press, 1973.

Collin, Richard H. Theodore Roosevelt'sCaribbean: The Panama Canal, the MonroeDoctrine, and the Latin American Context. BatonRouge: Louisiana State University Press, 1990.

Crawford, Michael J. The Spanish-American War:Historical Overview and Annotated Bibliography.Washington, D.C.: Naval Historical Center,Department of the Navy, 1998.

Dobbins, James, et al. America's Role in Nation-Building from Germany to Iraq. Santa Monica,California: RAND Corporation, 2003.

Fearon, James D., and David D. Laitin. 'Fthnicity,Insurgency, and Civil War," American PoliticalScience Review 97:1 (February 2003), 75—90.

Healy, David F. Drive to Hegemony: The UnitedStates in the Caribbean, 1898—1917. Madison:University of Wisconsin Press, 1988.

Herbst, Jeffrey. States and Power in Africa:Comparative Lessons in Authority and Control.Princeton, New Jersey: Princeton UniversityPress, 2000.

Millett, Allan R. Semper Fidelis: The History of theUnited States Marine Corps. New York: FreePress, 1980.

Joes, Anthony J. Resisting Rebellion: The Historyand Politics of Counterinsurgency. Lexington:University Press of Kentucky, 2004.

Langley, Lester D. The Banana Wars: UnitedStates Intervention in the Caribbean, 1898- 1934.Wilmington, Delaware: Scholarly Resources, Inc.,2002.

McClintock, Michael. Instruments of Statecraft.US. Guerrilla Warfare, Counterinsurgency, andCounterterrorism, 1940—1990. New York:Pantheon, 1992.

Moller, Bjorn. African Conflicts: BackgroundFactors, Motives, and Patterns (Research Centeron Development and International Relations(DIR) Working Paper 120). Aalborg, Denmark:DIR, Aalborg University, 2003.

Munro, Dana G. Intervention and Dollar

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Diplomacy in the Caribbean, 1900—1921.Princeton, New Jersey: Princeton UniversityPress, 1964.

Munro, Dana G. The United States and theCaribbean Republics, 1921—1933. Princeton,New Jersey: Princeton University Press, 1974.

Musicant, Ivan. The Banana Wars: A History ofUnited States Military Intervention from theSpanish-American War to the Invasion ofPanama. New York: MacMillan, 1990.

Musicant, Ivan. Empire by Default: The Spanish-American War and the Dawn of the AmericanCentury. New York: Henry Holt, 1998.

Perkins, Whitney T. Constraint of Empire: TheUnited States and the Caribbean Interventions.Westport, Connecticut: Greenwood Press, 1981.

Rabasa, Angel, Peter Chalk, et al. UngovernedTerritories: Understanding and ReducingTerrorism Risks. Santa Monica, California: RANDCorporation, 2007.

Reno, William. Warlord Politics and AfricanStates. Boulder, Colorado: Lynne Rienner, 1999.

Rotberg, Robert I. (editor). State Failure andState Weakness in a Time of Terror. WashingtonD.C.: Brookings Institution Press, 2003.

Rotberg, Robert I. (editor). When States Fail:Causes and Consequences. Princeton, NewJersey: Princeton University Press, 2004.

Serafino, Nina M. Peacekeeping and RelatedStability Operations. Issues of U.S. MilitaryInvolvement (CRS Issue Brief for Congress).Washington, D.C.: Congressional ResearchService, October 2004.

Shulimson, Jack, et al. (editors). Marines in theSpanish-American War, 1895-1899: Anthologyand Annotated Bibliography. Washington, D.C.:History and Museums Division, HeadquartersUnited States Marine Corps, 1998.

Tierney, John J., Jr. Chasing Ghosts:Unconventional Warfare in American History.Washington, D.C.: Potomac Books, 2006.

Yates, Lawrence A. The U.S. Military's Experiencein Stability Operations, 1789-2005 (Global War

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on Terrorism—Occasional Paper 15). FortLeavenworth, Kansas: Combat Studies InstitutePress, 2006.

Yerxa, Donald A. Admirals and Empire: TheUnited States and the Caribbean, 1898-1945.Columbia: University of South Carolina Press,1991.

Zartman, William I. (editor). Collapsed States: TheDisintegration and Restoration of LegitimateAuthority. Boulder, Colorado: Lynne Reiner,1995.

COIN and Irregular Warfare Doctrine andTheory

Bickel, Keith B. Mars Learning: The MarineCorps' Development of Small Wars Doctrine,1915—1949. Boulder, Colorado: Westview, 2001.

Birtle, Andrew J. US. Army Counterinsurgencyand Contingency Doctrine 1860-1941.Washington, D.C.: Center of Military History,United States Army, 1998.

Birtle, Andrew J. US. Army Counterinsurgencyand Contingency Doctrine 1942—19 78.Washington, D.C.: Center of Military History,United States Army, 2006.

Brown, Kenneth B. "Counter-GuerrillaOperations: Does the Law of War ProscribeSuccess?" Naval Law Review 44 (1997), 123-73.

Cassidy, Robert M. "Back to the Street withoutJoy: Counterinsurgency Lessons from Vietnamand Other Small Wars," Parameters 34:2 (Summer2004), 73—83.

Cassidy, Robert M. "Why Great Powers FightSmall Wars Badly," Military Review 80(September—October 2002), 41—53.

Cassidy, Robert M. "Winning the War of the Flea:Lessons from Guerrilla Warfare, "Military Review84 (September—October 2004), 41—46.

Cohen, Craig. Measuring Progress inStabilization and Reconstruction (USIPStabilization and Reconstruction Series 1).Washington, D.C.: United States Institute ofPeace, 2006.

Corum, James S., and Wray R. Johnson. Air

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Power in Small Wars: Fighting Insurgents andTerrorists. Lawrence: University Press of Kansas,2003.

Corum, James S. "Rethinking U.S. Army Counter-Insurgency Doctrine," Contemporary SecurityPolicy 28:1 (April 2007), 127—42.

Field Manual 3-24/Marine Corps WarfightingPublication 3-33.5 Counterinsurgency. Washing-ton, D.C.: Department of the Army, 2006.

Galula, David. Counterinsurgency Warfare.Theory and Practice. New York: Praeger, 1964.

Gray, Cohn S. Another Bloody Century: FutureWarfare. London: Weidenfeld and Nicolson,2005.

Gray, Cohn S. Irregular Enemies and the Essenceof Strategy: Can theAmerican Way of WarAdapt?Carlisle Barracks, Pennsylvania: Strategic StudiesInstitute, U.S. Army War College, 2006.

Hammes, Thomas X. "Insurgency: ModernWarfare Evolves into a Fourth Generation,"Strategic Forum 214 (January 2005), 1—7.

Hammes, Thomas X. The Sling and the Stone: OnWar in the 21st Century. St. Paul, Minnesota:Zenith Press, 2004.

Harmon, Christopher C. Terrorism Today.Portland, Oregon: Frank Cass, 2000.

Hippler, Jochen. Counterinsurgency andPolitical Control: U.S. Military StrategiesRegarding Regional Conflict (INEF Report81/2006). Duisburg: Institute for Developmentand Peace, University Duisburg-Essen, 2006.

Hoffman, Frank G. "Complex IrregularWarfare: The Next Revolution in MilitaryAffairs," Orbis 50 (Summer 2006), 395—411.

Hoffman, Frank G. "Neo-Classical Counterinsur-gency?" Parameters 37:2 (Summer 2007), 71—87.

Hoffman, Frank G. "Small Wars Revisited: TheUnited States and Nontraditional Wars," Journalof Strategic Studies 28:6 (December 2005),913—40.

Innes, Michael A. (editor). Denial of Sanctuary:Understanding Terrorist Safe Havens. Westport,

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Connecticut: Praeger Security International, 2007.

Joes, Anthony J. (editor). Saving Democracies:U.S. Intervention in Threatened DemocraticStates. Westport, Connecticut: Praeger, 1999.

Joint Warfighting Center. Irregular WarfareSpecial Study. Norfolk, Virginia: Joint WarfightingCenter, U.S. Joint Forces Command, 2006.

Kaufmann, Chaim. "Possible and ImpossibleSolutions to Ethnic Civil Wars," InternationalSecurity 20:4 (Spring 1996), 136—75.

Kilcullen, David J. "Three Pillars ofCounterinsurgency," paper delivered at the U.S.Government Counterinsurgency Conference,Washington D.C., 28 September 2006.

Lennon, Alexander T. and Camille Weiss (edi-tors). Reshaping Rogue States: Preemption,Regime Change, and U.S. Policy Toward Iran,Iraq, and North Korea. Cambridge: MassachusettsInstitute for Technology Press, 2004.

Long, Austin. On "Other War:" Lessons from FiveDecades of RAND Counterinsurgency Research.Santa Monica, California: RAND Corporation,2006.

Lynn, John A. "Patterns of Insurgency andCounterinsurgency," Military Review 83(July—August 2005), 22—27.

Mackinlay, John. Globalisation and Insurgency(Adelphi Paper 352). London: InternationalInstitute for Strategic Studies, 2002.

Marine Corps Combat Development Command.Countering Irregular Threats: A ComprehensiveApproach. Quantico, Virginia: Marine CorpsCombat Development Command, 2006.

Marine Corps Combat Development Commandand U.S. Special Operations Command Center forKnowledge and Futures. Multi-Service Conceptfor Irregular Warfare. Quantico, Virginia: MarineCorps Combat Development Command, 2006.

Marks, Thomas A. "Urban Insurgency," SmallWars and Insurgencies 14:3 (Autumn 2003),100—57.

McFate, Montgomery, and Andrea V. Jackson."The Object Beyond War: Counterinsurgency and

the Four Tools of Political Competition," MilitaryReview 84 (January—February 2006), 13—26.

Metz, Steven. "Insurgency after the Cold War,"Small Wars and Insurgencies 5:1 (Spring 1994),63—82.

Metz, Steven. Rethinking Insurgency.Barracks, Pennsylvania: StrategicInstitute, U.S. Army War College, 2007.

Metz, Steven, and Raymond Millen. Insurgencyand Counterinsurgency in the 21st Century:Reconceptualizing Threat and Response. CarlisleBarracks, Pennsylvania: Strategic StudiesInstitute, U.S. Army War College, 2004.

O'Neill, Bard E. Insurgency and Terrorism: FromRevolution to Apocalypse (2nd edition, revised).Washington, D.C.: Potomac Books, 2005.

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Permissions and Acknowledgments

Part I

Thomas X. Hammes, "Insurgency: Modern WarfareEvolves into a Fourth Generation," originally pub-lished in Strategic Forum 214 (January 2005), 1-7.Reprinted with permission of the National DefenseUniversity Press and the Institute for National StrategicStudies.

Robert M. Cassidy, "Back to the Street Without Joy:Counterinsurgency Lessons from Vietnam and OtherSmall Wars," Originally published in Parameters 34:2(Summer 2004), 73-83. Reprinted by permission of theauthor and the publisher.

"Countering Irregular Threats: A ComprehensiveApproach," originally published in Marine CorpsCombat Development Command, CounteringIrregular Threats: A Comprehensive Approach (Quan-tico, Virginia: Marine Corps Combat DevelopmentCommand, 2006).

Part II

Timothy K. Deady, "Lessons from a SuccessfulCounterinsurgency: The Philippines, 1899—1902," orig-inally published in Parameters 35:1 (Spring 2005), 53-68. Reprinted by permission of the author and thepublisher.

Brian McAllister Linn, "We Will Go Heavily Armed:The Marines' Small War on Samar, 1901—1902," origi-nally published in William R. Roberts and JackSweetman, eds., New Interpretations in Naval History.Selected Papers from the Ninth Naval HistorySymposium (Annapolis: Naval Institute Press, 1991),273-92. Reprinted by permission of the publisher.

Part III

Wray R. Johnson, "Airpower and Restraint in SmallWars: Marine Corps Aviation in the Second NicaraguanCampaign, 1927—1933," originally published inAerospace Power Journal 15:2 (Fall 2001), 32-41.Reprinted by permission of the publisher.

David C. Brooks, "U.S. Marines and Miskito Indians:The Rio Coco Patrol in 1928," originally published in

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Marine Coips Gazette 80:11 (November 1996), 64-70.Copyright © 1996 Marine Corps Gazette. All rightsreserved. Reprinted by permission of the publisher.

Richard J. Macak Jr., "Yesterday's Operations Short ofWar: Nicaragua and the Small Wars Manual," original-ly published in Marine Corps Gazette 80:11 (November1996), 56-62. Copyright © 1996 Marine Corps Gazette.All rights reserved. Reprinted by permission of thepublisher.

Part IV

Robert Debs Heinl Jr. and Nancy Gordon Heinl, "TheAmerican Occupation of Haiti: Problems andPrograms, 1920—1928," originally published in MarineCorps Gazette 62:12 (December 1978), 46-56.Copyright © 1978 Marine Corps Gazette. All rightsreserved. Reprinted by permission of the publisher.

Richard Millett and G. Dale Gaddy, "U.S. Occupationof Haiti and the Dominican Republic," originally pub-lished in Revista/Review Interamericana 6:3 (Fall1976), 383-402. Reprinted by permission of the pub-usher.

Part V

Bruce J. Calder, "Caudillos and Gavilleros versus theUnited States Marines: Guerrilla Insurgency Duringthe Dominican Intervention, 1916—1924," originallypublished in Hispanic American Historical Review 58(November 1978), 649-75. Copyright © 1978 DukeUniversity Press. All rights reserved. Reprinted bypermission of the publisher.

Graham A. Cosmas, "Cacos and Caudillos: Marinesand Counterinsurgency in Hispanolia, 1915—1924,"originally published in William R. Roberts and JackSweetman, eds., New Interpretations in Naval History:Selected Papers from the Ninth Naval HistorySymposium (Annapolis: Naval Institute Press, 1991),293-308. Reprinted by permission of the publisher.

Part VI

Lawrence A. Yates, "A Feather in Their Cap? TheMarines' Combined Action Program in Vietnam," orig-

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inally published in William R. Roberts and JackSweetman, eds., New Interpretations in Naval History.'Selected Papers from the Ninth Naval HistorySymposium (Annapolis: Naval Institute Press, 1991),309-26. Reprinted by permission of the publisher.

Dale Andrade and James H. Wilbanks,"CORDS/Phoenix: Counterinsurgency Lessons fromVietnam for the Future," originally published inMilitary Review 86 (March-April 2006), 9-23. Reprintedby permission of the publisher.

Part VII

David W. Barno, "Challenges in Fighting a GlobalInsurgency," originally published in Parameters 36:2(Summer 2006), 15-30. Reprinted by permission of theauthor and the publisher.

Thomas X. Hammes, "Countering Evolved InsurgentNetworks," originally published in Military Review 86(July-August 2006), 18-26. Reprinted by permission ofthe publisher.

Barak A. Salmoni, "Advances in PredeployrnentCulture Training: The U.S. Marine Corps Approach,"originally published in Military Review 26 (November-December 2006), 79-88. Reprinted by permission ofthe publisher.

Part VIII

Andrew Harvey, Ian Sullivan, and Ralph Groves, "AClash of Systems: An Analytical Framework toDemystify the Radical Islamist Threat," originally pub-lished in Parameters 35:3 (Autumn 2005), 72-86.Reprinted by permission of the author and the pub-lisher.

Michael G. Knapp, "The Concept and Practice of Jihadin Islam," originally published in Parameters 33:1(Spring 2003), 82-94. Reprinted by permission of theauthor and the publisher.

Part IX

Thomas H. Johnson and M. Chris Mason,"Understanding the Taliban and Insurgency in

342

Afghanistan," originally published in Orbis 51:1(Winter 2007), 71-89. Reprinted by permission of thepublisher, Foreign Policy Research Institute(www.fpri.org).

Sean M. Maloney, "Afghanistan Four Years On: AnAssessment," originally published in Parameters 35:3(Autumn 2005), 21-32. Reprinted by permission of theauthor and the publisher.

Part X

Michael Eisenstadt and Jeffrey White, "Assessing Iraq'sSunni Arab Insurgency," Originally published inMilitary Review 26 (May-June 2006), 33-51. Reprintedby permission of the publisher.

Steven Metz, "Insurgency and Counterinsurgency inIraq," originally published in Washington Quarterly 27(Winter 2004), 25-36. © 2003 by the Center forStrategic and International Studies (CSIS) and theMassachusetts Institute of Technology. Reprinted bypermission of the publisher.

Part XI

David J. Danelo, "Around the Horn," originally pub-lished in Proceedings 132:6 (June 2006) pp. 18-25.Reprinted from Proceedings with permission;Copyright © 2006 U.S. Naval Institute (www.usni.org).

Tom Dubs, "The War on Terrorism in the Horn ofAfrica," originally published in Marine Corps Gazette88:4 (April 2004), 54-60. Copyright © 2004 MarineCorps Gazette. All rights reserved. Reprinted by per-mission of the publisher.

Kurt Shillinger, "Somaliland: Forward Step inCountering Terrorism?" Originally published in RoyalUnited Services Institute Journal 150:2 (April 2005), 46-53. Reprinted by permission of the publisher, Taylor &Francis Ltd (www.informaworld.com).

David H. Shinn, "Africa and the Horn," originally pub-lished in Foreign Service journal, September 2004, 36-42. Reprinted by permission of the publisher, theAmerican Foreign Service Association.

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343

The Author

ColonelStephen S. Evans, USMCR,

researched and compiled this workas a field historian with the MarineCorps History Division. He has experi-ence at various operational levels, bothjoint and multinational, in the continen-tal United States and overseas, and hasperformed duty with all three MarineExpeditionary Forces, Marine ForcesAtlantic, Marine Forces Europe, and U.S.Forces Korea. He has also held a rangeof positions in administrative and educa-tional roles at Quantico and thePentagon. Colonel Evans holds a doctor-ate in history from Temple Universityand has published two historical mono-graphs.

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