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US District Court Civil Docket as of 4/20/2011 Retrieved from the court on April 26, 2011 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:08-cv-06394-RMB Lifschitz et al v. Hexion Specialty Chemicals, Inc. et al Date Filed: 07/17/2008 Assigned to: Judge Richard M. Berman Date Terminated: 04/20/2011 Cause: 15:77 Securities Fraud Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Lead Plaintiff Sandra Lifschitz represented by Deborah R Gross individually Law Offices Bernard M Gross, P.C. Suite 450, 100 Penn Square East Philadelphia, PA 19107 (215) 561-3600 Fax: (215) 561-3000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Laurence Paskowitz Paskowitz & Associates 60 East 42nd Street, 46th Floor New York, NY 10165 (212)-685-0969 Fax: (212)-685-2306 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert P. Frutkin The Law Office of Bernard M. Gross, P.C. Suite 450, Wanamaker Building 2nd Floor 100 Penn Square East Philadelphia, PA 19107 (215) 561-3600 LEAD ATTORNEY ATTORNEY TO BE NOTICED Roy Laurence Jacobs Roy Jacobs & Associates 60 East 42nd Street

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Page 1: U.S. District Court Southern District of New York (Foley Square) …securities.stanford.edu/filings-documents/1040/HUN_01/... · 2011. 4. 29. · The Law Office of Bernard M. Gross,

US District Court Civil Docket as of 4/20/2011Retrieved from the court on April 26, 2011

U.S. District CourtSouthern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:08-cv-06394-RMB

Lifschitz et al v. Hexion Specialty Chemicals, Inc. et al Date Filed: 07/17/2008Assigned to: Judge Richard M. Berman Date Terminated: 04/20/2011Cause: 15:77 Securities Fraud Jury Demand: Plaintiff

Nature of Suit: 850Securities/CommoditiesJurisdiction: Federal Question

Lead Plaintiff

Sandra Lifschitz represented by Deborah R Grossindividually Law Offices Bernard M Gross, P.C.

Suite 450, 100 Penn Square EastPhiladelphia, PA 19107(215) 561-3600Fax: (215) 561-3000Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Laurence PaskowitzPaskowitz & Associates60 East 42nd Street, 46th FloorNew York, NY 10165(212)-685-0969Fax: (212)-685-2306Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Robert P. FrutkinThe Law Office of Bernard M. Gross, P.C.Suite 450, Wanamaker Building2nd Floor100 Penn Square EastPhiladelphia, PA 19107(215) 561-3600LEAD ATTORNEYATTORNEY TO BE NOTICED

Roy Laurence JacobsRoy Jacobs & Associates60 East 42nd Street

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46th FloorNew York, NY 10165(212) 867-1156Fax: (212) 504-8343Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Lead Plaintiff

Sandra Lifschitz represented by Deborah R Grosson behalf of all others similarly situated (See above for address)

LEAD ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

Laurence Paskowitz(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Robert P. Frutkin(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Roy Laurence Jacobs(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Plaintiff

Steve Stilliard represented by Gregory Bradley LinkhMurray, Frank & Sailer, LLP275 Madison Avenue, Ste. 801New York, NY 10016(212) 682-1818Fax: (212) 682-1892Email: [email protected] TO BE NOTICED

Thomas James KennedyMurray, Frank & Sailer, LLP275 Madison Avenue, Ste. 801New York, NY 10016(212)-682-1818Fax: (212)-682-1892Email: [email protected] TO BE NOTICED

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V.

Defendant

Hexion Specialty Chemicals, Inc. represented by Brad Scott KarpPaul, Weiss, Rifkind, Wharton & GarrisonLLP (NY)1285 Avenue of the AmericasNew York, NY 10019212-373-2384Fax: 212-373-2384Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Lewis Richard ClaytonPaul, Weiss, Rifkind, Wharton & GarrisonLLP (NY)1285 Avenue of the AmericasNew York, NY 10019(212) 373-3215Fax: (212) 373-2070Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

Craig O. Morrison represented by Brad Scott Karp(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Lewis Richard Clayton(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

Joshua J. Harris represented by Robert Ira BodianMintz Levin Cohn Ferris Glovsky &Popeo, P.C.(NYC)Chrysler Center666 Third AvenueNew York, NY 10017(212)-692-6726Fax: (212)-983-3115Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Dominic Joseph Picca

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Mintz Levin Cohn Ferris Glovsky &Popeo, P.C.(NYC)Chrysler Center666 Third AvenueNew York, NY 10017(212)-692-6859Fax: (212)-983-3115Email: [email protected] TO BE NOTICED

Jerome GotkinMintz Levin Cohn Ferris Glovsky &Popeo, P.C.(NYC)Chrysler Center666 Third AvenueNew York, NY 10017(212)-692-6712Fax: (212)-983-3115Email: [email protected] TO BE NOTICED

ADR Provider

Steve Stilliard

Date Filed # Docket Text

07/17/2008 1 COMPLAINT against Hexion Specialty Chemicals, Inc., Craig O. Morrison, Joshua J.Harris. (Filing Fee $ 350.00, Receipt Number 656941)Document filed by SandraLifschitz(individually), Sandra Lifschitz(on behalf of all others similarly situated).(laq)(mbe). (Entered: 07/18/2008)

07/17/2008 SUMMONS ISSUED as to Hexion Specialty Chemicals, Inc., Craig O. Morrison,Joshua J. Harris. (laq) (Entered: 07/18/2008)

07/17/2008 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.Document filed by Sandra Lifschitz(individually), Sandra Lifschitz(on behalf of allothers similarly situated).(laq) (Entered: 07/18/2008)

07/17/2008 Magistrate Judge Andrew J. Peck is so designated. (laq) (Entered: 07/18/2008)

07/17/2008 Case Designated ECF. (laq) (Entered: 07/18/2008)

08/27/2008 3 NOTICE OF APPEARANCE by Robert Ira Bodian on behalf of Joshua J. Harris(Bodian, Robert) (Entered: 08/27/2008)

08/27/2008 4 NOTICE OF APPEARANCE by Dominic Joseph Picca on behalf of Joshua J. Harris(Picca, Dominic) (Entered: 08/27/2008)

08/27/2008 5 MOTION for Deborah R. Gross to Appear Pro Hac Vice on behalf of plaintiff.Document filed by Sandra Lifschitz(individually), Sandra Lifschitz(on behalf of allothers similarly situated).(pl) (Entered: 09/02/2008)

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09/02/2008 6 STIPULATION AND ORDER: Defendants shall not be required to answer orotherwise respond to, and are hereby expressly relieved from answering or otherwiseresponding to, the current complaint in this action. Defendant shall move, answer orotherwise respond to the Consolidated Amended Complaint within 60 days of serviceupon defendants' counsel of the Consolidated Amended Complaint. (Signed by JudgeRichard M. Berman on 9/2/08) (db) (Entered: 09/02/2008)

09/05/2008 CASHIERS OFFICE REMARK on 5 Motion to Appear Pro Hac Vice in the amount of$25.00, paid on 8/27/08, Receipt Number 661637. (Quintero, Marcos) (Entered:09/05/2008)

09/05/2008 7 ENDORSED LETTER: addressed to Judge Richard M. Berman from JonathanRosenberg dated 9/5/08 re: Counsel for defendant requests an adjournment of the initialpretrial conference the Court scheduled for September 8, 2008 at 9:00 a.m.ENDORSEMENT: Conference adjourned to 10/16/08 @ 9:00 AM. (Initial Conferenceset for 10/16/2008 at 09:00 AM before Judge Richard M. Berman.) (Signed by JudgeRichard M. Berman on 9/5/08) (js) (Entered: 09/05/2008)

09/08/2008 8 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 5Motion for Deborah R. Gross to Appear Pro Hac Vice. (Signed by Judge Richard M.Berman on 9/8/08) (mme) (Entered: 09/08/2008)

09/08/2008 Transmission to Attorney Admissions Clerk. Transmitted re: 8 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (mme) (Entered: 09/08/2008)

09/09/2008 9 ENDORSED LETTER addressed to Judge Richard M. Berman from JonathanRosenberg dated 9/5/08 re: Request to adjourn the initial pretrial conference set for9/8/08. ENDORSEMENT: Conference adjourned to 10/16/08 at 9:00 am. ( InitialConference reset for 10/16/2008 at 09:00 AM before Judge Richard M. Berman.)(Signed by Judge Richard M. Berman on 9/5/08) (cd) (Entered: 09/09/2008)

09/15/2008 10 MOTION to Appoint Sandra Lifschitz and Robert Burch (the "Hexion Movants") toserve as lead plaintiff(s) and approve the Appointment of Lead and Liason Counsel.Document filed by Sandra Lifschitz(individually). (Jacobs, Roy) (Entered: 09/15/2008)

09/15/2008 11 MEMORANDUM OF LAW in Support re: 10 MOTION to Appoint Sandra Lifschitzand Robert Burch (the "Hexion Movants") to serve as lead plaintiff(s) and approve theAppointment of Lead and Liason Counsel.. Document filed by SandraLifschitz(individually). (Jacobs, Roy) (Entered: 09/15/2008)

09/15/2008 12 DECLARATION of Roy L. Jacobs in Support re: 10 MOTION to Appoint SandraLifschitz and Robert Burch (the "Hexion Movants") to serve as lead plaintiff(s) andapprove the Appointment of Lead and Liason Counsel.. Document filed by SandraLifschitz(individually). (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Jacobs, Roy) (Entered: 09/15/2008)

09/15/2008 13 MOTION to Appoint Steve Stilliard to serve as lead plaintiff(s) and approval ofselection of lead counsel. Document filed by Steve Stilliard.(Linkh, Gregory) (Entered:09/15/2008)

09/15/2008 14 MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Steve Stilliard toserve as lead plaintiff(s) and approval of selection of lead counsel.. Document filed by

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TSteve Stilliard. (Linkh, Gregory) (Entered: 09/15/2008)

09/15/2008 15 DECLARATION of Brian P. Murray in Support re: 13 MOTION to Appoint SteveStilliard to serve as lead plaintiff(s) and approval of selection of lead counsel..Document filed by Steve Stilliard. (Linkh, Gregory) (Entered: 09/15/2008)

09/30/2008 16 ENDORSED LETTER addressed to Judge Richard M. Berman from Brian P. Murraydated 9/15/2008 re: Counsel writes to inform this Court that Mr. Stilliard wishes tomove this Court for appointment 1) as lead plaintiff and 2) of his selection of lead andliaison counsel. ENDORSEMENT: We can discuss at the conference on 10/16/08. SOORDERED. (Signed by Judge Richard M. Berman on 9/30/2008) (tve) (Entered:09/30/2008)

10/02/2008 17 MEMORANDUM OF LAW in Opposition re: 13 MOTION to Appoint Steve Stilliardto serve as lead plaintiff(s) and approval of selection of lead counsel.. Document filedby Sandra Lifschitz(individually). (Attachments: # 1 Affidavit Declaration of TinaMoukoulis, Esq., # 2 Exhibit Exhibit B)(Jacobs, Roy) (Entered: 10/02/2008)

10/02/2008 18 MEMORANDUM OF LAW in Opposition re: 10 MOTION to Appoint SandraLifschitz and Robert Burch (the "Hexion Movants") to serve as lead plaintiff(s) andapprove the Appointment of Lead and Liason Counsel.. Document filed by SteveStilliard. (Linkh, Gregory) (Entered: 10/02/2008)

10/08/2008 19 REPLY MEMORANDUM OF LAW in Support re: 10 MOTION to Appoint SandraLifschitz and Robert Burch (the "Hexion Movants") to serve as lead plaintiff(s) andapprove the Appointment of Lead and Liason Counsel.. Document filed by SandraLifschitz(individually). (Attachments: # 1 Exhibit A, # 2 Affidavit B, # 3Exhibit)(Jacobs, Roy) (Entered: 10/08/2008)

10/14/2008 20 REPLY MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint SteveStilliard to serve as lead plaintiff(s) and approval of selection of lead counsel..Document filed by Steve Stilliard. (Kennedy, Thomas) (Entered: 10/14/2008)

10/14/2008 21 BRIEF - Request for Judicial Notice in Support of Steve Stilliard's Reply Memorandumin Support ofMotion for (1) Appointment as Lead Plaintiff; and (2) Approval of LeadCounsel. Document filed by Steve Stilliard. (Attachments: # 1 Exhibit A)(Kennedy,Thomas) (Entered: 10/14/2008)

10/15/2008 22 ENDORSED LETTER addressed to Judge Richard M. Berman from JonathanRosenberg dated 10/14/2008 re: Counsel for Defendants Hexion Specialty Chemicals,Inc. writes respectfully seeking the Court's guidance on whether Thursday morning'sconference is necessary. ENDORSEMENT: lets have the conference. SO ORDERED.(Signed by Judge Richard M. Berman on 10/15/2008) (tve) (Entered: 10/15/2008)

10/15/2008 23 STIPULATION AND ORDER; Upon being appointed by the Court, the lead plaintiffshall file a consolidated amended complaint superseding the present complaint in theAction within (30) days. Defendants (jointly) shall move, answer or otherwise respondto the consolidated amended complaint within (30) days of service upon Defendants'counsel of the consolidated amended complaint. If Defendants move to dismiss theconsolidated amended complaint, lead plaintiff shall oppose the motions(s) to dismisswithin thirty (30) days of service upon lead plaintiff's counsel. Defendants shall submita reply, if any, within ten (10) days of service of lead plaintiff's opposition uponDefendants' counsel. SO ORDERED (As Amended). (Signed by Judge Richard M.

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TBerman on 10/14/2008) (tve) (Entered: 10/15/2008)

10/16/2008 Minute Entry for proceedings held before Judge Richard M. Berman: Status Conferenceheld on 10/16/2008. motions for lead plaintiffs counsel are pending. (pl) (Entered:10/21/2008)

10/17/2008 24 NOTICE OF APPEARANCE by Jerome Gotkin on behalf of Joshua J. Harris (Gotkin,Jerome) (Entered: 10/17/2008)

10/22/2008 25 NOTICE OF APPEARANCE by Gregory Bradley Linkh on behalf of Steve Stilliard(Linkh, Gregory) (Entered: 10/22/2008)

02/17/2009 26 ORDER: For the foregoing reasons, the Hexion Movants motion [#10] is granted as tothe appointment of the Hexion Movants as Lead Plaintiffs and the Law Offices ofBernard M. Gross, P.C. as Lead Counsel, and denied in all other respects. Stilliard'smotion [#13] is denied. The parties are directed to appear for a settlement/statusconference before the Court on March 4,2009 at 9:00 a.m. in Courtroom 21D of theDaniel Patrick Moynihan Courthouse, 500 Pearl Street, New York, New York. TheCourt directs the parties to engage in good faith settlement negotiations prior to theconference with the Court. (Signed by Judge Richard M. Berman on 2/17/2009) (jpo)(Entered: 02/17/2009)

02/17/2009 27 ORDER For the reasons set forth in this order, the Hexion Movants motion [#10] isgranted as to the appointment of the Hexion Movants as Lead Plaintiffs and the LawOffices of Bernard M. Gross, P.C. as Lead Counsel, and denied in all other respects.Stilliards motion [#13] is denied. The parties are directed to appear for a settlementconference before the Court on March 4, 2009 at 9:00 a.m. in Courtroom 21D of theDaniel Patrick Moynihan Courthouse, 500 Pearl Street, New York, New York. (Signedby Judge Richard M. Berman on 2/17/09) (mme) (Entered: 02/18/2009)

02/19/2009 28 LETTER addressed to Judge Richard M. Berman from Roy L. Jacobs dated 10/15/08re: Counsel for Lead plaintiff movants Lifschitz and Burch to provide the Court with anupdate on events that are german to the pending lead plaintiff motion. Document filedby Sandra Lifschitz(individually), Sandra Lifschitz(on behalf of all others similarlysituated).(tro) (Entered: 02/19/2009)

02/27/2009 29 MOTION for Reconsideration re; 26 Order on Motion to Appoint Lead Plaintiff(s),Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint LeadPlaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to AppointLead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), 27 Order, SetHearings,,,,. Document filed by Steve Stilliard. (Kennedy, Thomas) (Entered:02/27/2009)

02/27/2009 30 MEMORANDUM OF LAW in Support re: 29 MOTION for Reconsideration re; 26Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint LeadPlaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to AppointLead Plaintiff(s), Order on Motion to Appoint Lead MOTION for Reconsideration re;26 Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint LeadPlaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to AppointLead Plaintiff(s), Order on Motion to Appoint Lead. Document filed by Steve Stilliard.(Kennedy, Thomas) (Entered: 02/27/2009)

02/27/2009 31 AFFIDAVIT of Request for Judicial Notice in Support re: 29 MOTION for

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Reconsideration re; 26 Order on Motion to Appoint Lead Plaintiff(s), Order on Motionto Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order onMotion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead MOTION forReconsideration re; 26 Order on Motion to Appoint Lead Plaintiff(s), Order on Motionto Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order onMotion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead. Document filedby Steve Stilliard. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Kennedy, Thomas)(Entered: 02/27/2009)

03/04/2009 32 ORDER It is hereby ordered that the filing of the Amended Consolidated Complaintshall be adjourned and the date determined at the next status conference on May 11,2009 at 9:00 a.m. (Signed by Judge Richard M. Berman on 3/4/09) (mme) (Entered:03/05/2009)

03/04/2009 Minute Entry for proceedings held before Judge Richard M. Berman: Status Conferenceheld on 3/4/2009. Status Conference set for 5/11/09 at 9:00AM. Parties to proceed tomediation. Opposition to reconsideration due 3/12/09. (mro) (Entered: 03/06/2009)

03/11/2009 33 RESPONSE in Opposition re: 29 MOTION for Reconsideration re; 26 Order on Motionto Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order onMotion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s),Order on Motion to Appoint Lead MOTION for Reconsideration re; 26 Order onMotion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s),Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint LeadPlaintiff(s), Order on Motion to Appoint Lead. Document filed by SandraLifschitz(individually). (Attachments: # 1 Exhibit A)(Gross, Deborah) (Entered:03/11/2009)

03/18/2009 34 ORDER: For the reasons set forth herein and in the February 17, 2009 Order, Stillard'smotion for reconsideration [#29] is denied. (Signed by Judge Richard M. Berman on3/19/2009) (jpo) (Entered: 03/19/2009)

03/23/2009 35 NOTICE OF WITHDRAWAL AND SUBSTITUTION OF COUNSEL AND ORDER,that O'Melveny & Myers hereby withdraws as counsel for Hexion and Morrison andPaul Wiess Rifkind et al is hereby substituted as counsel for Hexion and Morrison,effective as of the date indicated below. (Signed by Judge Richard M. Berman on3/23/09) (cd) (Entered: 03/23/2009)

03/27/2009 36 NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Hexion SpecialtyChemicals, Inc., Craig O. Morrison (Karp, Brad) (Entered: 03/27/2009)

03/27/2009 37 NOTICE OF APPEARANCE by Lewis Richard Clayton on behalf of Hexion SpecialtyChemicals, Inc., Craig O. Morrison (Clayton, Lewis) (Entered: 03/27/2009)

03/27/2009 38 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Hexion LLC asCorporate Parent. Document filed by Hexion Specialty Chemicals, Inc..(Clayton,Lewis) (Entered: 03/27/2009)

04/13/2009 39 STIPULATION AND PROTECTIVE ORDER OF CONFIDENTIALITYGOVERNING COVERED EXHIBITS (AS AMENDED)... regarding procedures to befollowed that shall govern the handling of confidential material.... The Court retainsdiscretion whether to afford confidential treatment to any Confidential or HighlyConfidential document or information contained in any Confidential of Highly

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Confidential document submitted to the Court in connection with any motion,application, or proceeding that may result in an order and/or decision by the Court.(Signed by Judge Richard M. Berman on 4/13/09) (tro) (Entered: 04/14/2009)

05/07/2009 40 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Grossdated 5/4/09 re: The parties respectfully request that the Status Conference currentlyscheduled for 5/11/09 be adjourned. The parties have agreed to meet for a Mediation on5/26/09 and request that the status conference be scheduled until after Mediation hadbeen held. ENDORSEMENT: Application granted. Conference adjourned to 6/8/09 at9:00 a.m. (Signed by Judge Richard M. Berman on 5/6/09) (tro) (Entered: 05/07/2009)

06/08/2009 Minute Entry for proceedings held before Judge Richard M. Berman: Status Conferenceheld on 6/8/2009. Amended Pleadings due by 6/30/2009. Motions due by 8/14/2009.Replies due by 10/20/2009. Responses due by 9/30/2009. Oral argument requested.(tro) (Entered: 06/12/2009)

06/16/2009 41 MANDATE of USCA (Certified Copy) USCA Case Number 09-1486-op. Petitioner,through counsel, has filed a petition for a writ of mandamus. Upon due consideration, itis hereby ORDERED that the petition is DENIED because Petitioner has notdemonstrated a "clear and indisputable" right to the issuance of the writ. See In re Int'lBus. Machs. Corp., 45 F. 3d 641, 643 (2d Cir. 1995). Catherine O'Hagan Wolfe, ClerkUSCA. Issued As Mandate: 6/10/2009. (nd) (Entered: 06/16/2009)

06/16/2009 Transmission of USCA Mandate/Order to the District Judge re: 41 USCA Mandate,.(nd) (Entered: 06/16/2009)

06/29/2009 42 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Grossdated 6/29/09 re: Upon consent of defendants, plaintiffs request a thirty (30) dayextension of time in which to file the Consolidated Amended Complaint. The parties arehaving settlement discussions in earnest and believe it would be best not to file anAmended Complaint at this point in time. ENDORSEMENT: Application Granted onConsent. SO ORDERED. (Signed by Judge Richard M. Berman on 6/29/09) (db)(Entered: 06/29/2009)

07/29/2009 43 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Grossdated 7/28/2009 re: Plaintiffs request with the consent of the defendants a 60 dayextension of time in which to file the Consolidated Amended Complaint.ENDORSEMENT: Extension (60 days) to file amend complaint granted on consent.Going forward, no faxes. So Ordered. (Signed by Judge Richard M. Berman on7/29/2009) (jfe) (Entered: 07/29/2009)

08/14/2009 44 ENDORSED LETTER addressed to Judge Richard M. Berman from Lewis R. Claytondated 8/13/2009 re: Requesting that the date for filing motions to dismiss similarly beextended to November 12, 2009. ENDORSEMENT: Defendants to answer or otherwiserespond by 10/31/2009. See Court's Rules regarding Filing of motions. (Signed byJudge Richard M. Berman on 8/14/2009) (jpo) (Entered: 08/14/2009)

09/17/2009 45 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Grossdated 9/16/2009 re: Upon consent of defendants, plaintiffs request a thirty (30) dayextension of time in which to file the Consolidated Amended Complaint. The partieshave made substantial progress in their settlement discussions and are close to reachinga resolution of this matter. The parties are exchanging information to support theirpositions and believe it would be best not to file an Amended Complaint at this point in

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time. ENDORSEMENT: Application granted. Defendants to answer or otherwiserespond by 12/1/09. See Courts Rules regarding filing of motions. SO ORDERED.Hexion Specialty Chemicals, Inc. answer due 12/1/2009; Craig O. Morrison answer due12/1/2009; Joshua J. Harris answer due 12/1/2009. (Signed by Judge Richard M.Berman on 9/17/2009) (jmi) (Entered: 09/18/2009)

12/09/2009 46 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Settlement LEADPLAINTIFFS' NOTICE OF MOTION FOR PRELIMINARY APPROVAL OFSETTLEMENT, CONDITIONAL CERTIFICATION OF SETTLEMENT CLASS,APPROVAL OF NOTICE, AND SCHEDULING OF FAIRNESS HEARING. Documentfiled by Sandra Lifschitz(individually). (Attachments: # 1 Memorandum in Support ofPreliminary Approval of Settlement, Conditional Certification of Settlement Class,Approval of Notice, and Scheduling of Fairness Hearing, # 2 Stipulation of Settlement,# 3 Notice of Pendency - Exhibit A-1, # 4 Preliminary Order in Connection withSettlement Proceedings - Exhibit A, # 5 Proof of Claim - Exhibit A-2, # 6 SummaryNotice of Pendency - Exhibit A-3, # 7 Judgment and Order of Dismissal withPrejudice)(Gross, Deborah) Modified on 12/10/2009 (jar). (Entered: 12/09/2009)

12/09/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Deborah Gross to RE-FILE Document 46MOTION for Settlement LEAD PLAINTIFFS' NOTICE OF MOTION FORPRELIMINARY APPROVAL OF SETTLEMENT, CONDITIONAL CERTIFICATIONOF SETTLEMENT CLASS, APPROVAL OF NOTICE, AND SCHEDULING OFFAIRNESS HEARING. ERROR(S): Supporting Documents must be filed separately.Use the event type Memorandum of Law in Support found under event list Replies,Oppositions, Supporting Documents. NOTE: The motion must be correctly re-filed.(jar) (Entered: 12/10/2009)

12/10/2009 47 MOTION for Settlement LEAD PLAINTIFFS' NOTICE OF MOTION FORPRELIMINARY APPROVAL OF SETTLEMENT, CONDITIONAL CERTIFICATIONOF SETTLEMENT CLASS, APPROVAL OF NOTICE, AND SCHEDULING OFFAIRNESS HEARING. Document filed by Sandra Lifschitz(individually).(Gross,Deborah) Modified on 1/8/2010 (jmi). (Entered: 12/10/2009)

12/10/2009 48 MEMORANDUM OF LAW in Support re: 47 MOTION for Settlement LEADPLAINTIFFS' NOTICE OF MOTION FOR PRELIMINARY APPROVAL OFSETTLEMENT, CONDITIONAL CERTIFICATION OF SETTLEMENT CLASS,APPROVAL OF NOTICE, AND SCHEDULING OF FAIRNESS HEARING.. Documentfiled by Sandra Lifschitz(individually). (Attachments: # 1 Stipulation of Settlement, # 2Preliminary Order In Connection with Settlement Proceedings, # 3 Notice of Pendency,# 4 Proof of Claim and Release, # 5 Summary Notice of Pendency, # 6 Judgment andOrder Of Dismissal with Prejudice)(Gross, Deborah) (Entered: 12/10/2009)

12/16/2009 49 SEALED DOCUMENT placed in vault.(nm) (Entered: 12/17/2009)

01/04/2010 50 ADMINISTRATIVE ORDER The parties are directed to appear for a conference beforethe Court concerning Lead Plaintiffs Sandra Lifschitz and Robert Burch's motion [# 47]on January 6, 2010 at 11:00 a.m. in Courtroom 21B of the Daniel Patrick MoynihanCourthouse, 500 Pearl Street, New York, New York. SO ORDERED ( StatusConference set for 1/6/2010 at 11:00 AM in Courtroom 21B, 500 Pearl Street, NewYork, NY 10007 before Judge Richard M. Berman.) (Signed by Judge Richard M.Berman on 1/4/2010) (jmi) (Entered: 01/04/2010)

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01/11/2010 51 SETTLEMENT AGREEMENT AND STIPULATION. Document filed by SandraLifschitz(individually). (Attachments: # 1 Notice, # 2 Proof of Claim, # 3 PreliminaryOrder, # 4 Summary Notice, # 5 Judgment)(Gross, Deborah) (Entered: 01/11/2010)

01/21/2010 52 PRELIMINARY ORDER FOR NOTICE AND SETTLEMENT FAIRNESSHEARING IN CONNECTION WITH SETTLEMENT PROCEEDINGS: Pursuant toRule 23(b)(3) of the Federal Rules of Civil Procedure, and for the purposes of theSettlement only, this Action is hereby conditionally certified as a class action on behalfof all persons who purchased the common stock or call options or sold put options ofHuntsman Corporation ("Huntsman") during the period from May 9, 2008 through June18, 2008, inclusive (the "Class Period"). Pursuant to Rule 23 of the Federal Rules ofCivil Procedure, and for the purposes of this Settlement only, Lead Plaintiffs SandraLifschitz and Robert Burch are certified as class representatives and Law OfficesBernard M. Gross, P.C. is appointed Lead Counsel for the Class. The Court does herebypreliminarily approve the Stipulation and the Settlement set forth therein, subject tofurther consideration at the Settlement Fairness Hearing described below. A hearing(the "Settlement Fairness Hearing") pursuant to Rule 23(e) of the Federal Rules of CivilProcedure shall be held before this Court on May 18, 2010 at 11:00 a.m., in Courtroom21B, Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York,New York, to determine whether the proposed Settlement of the Action on the termsand conditions provided for in the Stipulation is fair, reasonable and adequate to theClass Members and should be approved by the Court. The firm Valley ForgeAdministrative Services ("Claims Administrator") is hereby appointed to supervise andadminister the notice procedure as well as the processing of claims as more fully setforth in this Order. Defendants shall cause $1,000,000 of the principal amount of theSettlement Fund to be transferred to the Court Registry Investment System ("CRIS")(the "Escrow Account") within fifteen (15) business days after this Order has beenentered, and the balance of $17,000,000, plus interest earned on this amount from thedate of the entry of this Order at the same rate as that earned in the Escrow Account,within fifteen (15) business days after the entry of the Judgment. All motions andpapers in support of final approval of the Settlement, the Plan of Distribution, and anyapplication by Plaintiffs' Lead Counsel for an award of attorneys' fees andreimbursement of expenses shall be filed, served, and posted on the websitewww.huntsmanshareholdersecuritieslitigation.com no later than March 3, 2010, and allreply briefs in support of said motions shall be filed, served and posted on the websitewww.huntsmanshareholdersecuritieslitigation.com no later than seven (7) calendar daysprior to the Settlement Fairness Hearing. (Signed by Judge Richard M. Berman on1/21/2010) (jpo) (Entered: 01/21/2010)

02/18/2010 CASHIERS OFFICE CRIS DEPOSIT dated 1/21/10, from Judge Judge Richard M.Berman, $1,000,000.00 from WIRE TRANSFER deposited on 2/10/10, ReceiptNumber 894115 and placed into CRIS on 2/17/10. (dig) (Entered: 02/18/2010)

03/03/2010 53 MOTION for Leave to File Excess Pages FOR LEAD PLAINTIFFS' MEMORANDUMOF LAW IN SUPPORT OF THE MOTION FOR FINAL APPROVAL OF THESETTLEMENT, PLAN OF DISTRIBUTION AND CERTIFICATION OF THESETTLEMENT CLASS. Document filed by Sandra Lifschitz(individually).(Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Gross, Deborah)(Entered: 03/03/2010)

03/03/2010 54 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Settlement FOR

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FINAL APPROVAL OF THE SETTLEMENT, PLAN OF DISTRIBUTION, ANDCERTIFICATION OF THE SETTLEMENT CLASS. Document filed by SandraLifschitz(individually). (Attachments: # 1 Memorandum of Law in Support of Motionfor Final Approval, # 2 Certificate of Service for Motion for Final Approval)(Gross,Deborah) Modified on 3/4/2010 (jar). (Entered: 03/03/2010)

03/03/2010 55 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Attorney Fees ANDREIMBURSEMENT OF EXPENSES. Document filed by Sandra Lifschitz(individually).(Attachments: # 1 Memorandum of Law in Support of Motion for Attorneys' Fees, # 2Certificate of Service for Motion for Award of Attorneys' Fees)(Gross, Deborah)Modified on 3/4/2010 (jar). (Entered: 03/03/2010)

03/03/2010 56 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of DEBORAHR. GROSS in Support re: 55 MOTION for Attorney Fees AND REIMBURSEMENT OFEXPENSES., 54 MOTION for Settlement FOR FINAL APPROVAL OF THESETTLEMENT, PLAN OF DISTRIBUTION, AND CERTIFICATION OF THESETTLEMENT CLASS.. Document filed by Sandra Lifschitz(individually).(Attachments: # 1 Exhibit A to Declaration of Deborah R. Gross, # 2 Exhibit B toDeclaration of Deborah R. Gross, # 3 Exhibit C to Declaration of Deborah R. Gross, # 4Certificate of Service for Declaration of Deborah R. Gross)(Gross, Deborah) Modifiedon 3/4/2010 (jar). (Entered: 03/03/2010)

03/03/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Deborah Gross to RE-FILE Document 54MOTION for Settlement FOR FINAL APPROVAL OF THE SETTLEMENT, PLAN OFDISTRIBUTION, AND CERTIFICATION OF THE SETTLEMENT CLASS. ERROR(S):Supporting documents must be filed separately. Use the event type Memorandum ofLaw in Support found under the event list Replies, Oppositions, Supporting Documents.NOTE: The motion must first be correctly re-filed. (jar) (Entered: 03/04/2010)

03/03/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Deborah Gross to RE-FILE Document 55MOTION for Attorney Fees AND REIMBURSEMENT OF EXPENSES. ERROR(S):Supporting documents must be filed separately. Use the event type Memorandum ofLaw in Support found under the event list Replies, Oppositions, Supporting Documents.NOTE: The motion must first be correctly re-filed. (jar) (Entered: 03/04/2010)

03/03/2010 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Deborah Gross to RE-FILE Document 56Declaration in Support of Motion. ERROR(S): Link document to correctly filedMotion. (jar) (Entered: 03/04/2010)

03/04/2010 57 MOTION for Attorney Fees AND REIMBURSEMENT OF EXPENSES. Document filedby Sandra Lifschitz(individually). (Gross, Deborah) (Entered: 03/04/2010)

03/04/2010 58 MEMORANDUM OF LAW in Support re: 57 MOTION for Attorney Fees ANDREIMBURSEMENT OF EXPENSES.. Document filed by SandraLifschitz(individually). (Attachments: # 1 Certificate of Service)(Gross, Deborah)(Entered: 03/04/2010)

03/04/2010 59 MOTION for Settlement FOR FINAL APPROVAL OF THE SETTLEMENT, PLAN OFDISTRIBUTION, AND CERTIFICATION OF THE SETTLEMENT CLASS. Documentfiled by Sandra Lifschitz(individually). (Gross, Deborah) (Entered: 03/04/2010)

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03/04/2010 60 MEMORANDUM OF LAW in Support re: 59 MOTION for Settlement FOR FINALAPPROVAL OF THE SETTLEMENT, PLAN OF DISTRIBUTION, ANDCERTIFICATION OF THE SETTLEMENT CLASS.. Document filed by SandraLifschitz(individually). (Attachments: # 1 Certificate of Service)(Gross, Deborah)(Entered: 03/04/2010)

03/04/2010 61 DECLARATION of DEBORAH R. GROSS in Support re: 57 MOTION for AttorneyFees AND REIMBURSEMENT OF EXPENSES., 59 MOTION for Settlement FORFINAL APPROVAL OF THE SETTLEMENT, PLAN OF DISTRIBUTION, ANDCERTIFICATION OF THE SETTLEMENT CLASS.. Document filed by SandraLifschitz(individually). (Gross, Deborah) (Entered: 03/04/2010)

03/04/2010 62 MEMO ENDORSEMENT on 53 UNOPPOSED MOTION REQUESTING ANEXTENSION OF THE PAGE LIMIT FOR LEAD PLAINTIFFS' MEMORANDUMOF LAW IN SUPPORT OF THE MOTION FOR FINAL APPROVAL OF THESETTLEMENT, PLAN OF DISTRIBUTION AND CERTIFICATION OF THESETTLEMENT CLASS. ENDORSEMENT: Motion [#53] is respectfully denied. LeadPlaintiffs are to re-file motion within the applicable page limit.(Signed by JudgeRichard M. Berman on 3/4/2010) (jpo) (Entered: 03/04/2010)

03/05/2010 63 MOTION for Settlement RE-FILED LEAD PLAINTIFFS' MOTION FOR FINALAPPROVAL OF THE SETTLEMENT, PLAN OF DISTRIBUTION ANDCERTIFICATION OF THE SETTLEMENT CLASS. Document filed by SandraLifschitz(individually). (Gross, Deborah) (Entered: 03/05/2010)

03/05/2010 64 MEMORANDUM OF LAW in Support re: 63 MOTION for Settlement RE-FILEDLEAD PLAINTIFFS' MOTION FOR FINAL APPROVAL OF THE SETTLEMENT,PLAN OF DISTRIBUTION AND CERTIFICATION OF THE SETTLEMENT CLASS..Document filed by Sandra Lifschitz(individually). (Attachments: # 1 Certificate ofService)(Gross, Deborah) (Entered: 03/05/2010)

03/08/2010 65 ADMINISTRATIVE ORDER finding as moot 59 Motion for Settlement. In light of thefiling of Lead Plaintiffs' Re-filed Motion for Final Approval of the Settlement, Plan ofDistribution, and Certification of the Settlement Class, dated March 5, 2010 [#63], it ishereby ORDERED, that Lead Plaintiffs' motion [#59] is dismissed as moot. SOORDERED.(Signed by Judge Richard M. Berman on 3/8/2010) (jmi) Modified on3/9/2010 (jmi). (Entered: 03/09/2010)

05/10/2010 66 REPLY MEMORANDUM OF LAW in Support re: 63 MOTION for Settlement RE-FILED LEAD PLAINTIFFS' MOTION FOR FINAL APPROVAL OF THESETTLEMENT, PLAN OF DISTRIBUTION AND CERTIFICATION OF THESETTLEMENT CLASS.. Document filed by Sandra Lifschitz(individually). (Gross,Deborah) (Entered: 05/10/2010)

05/10/2010 67 AFFIDAVIT of Michael B. Miller in Support re: 63 MOTION for Settlement RE-FILED LEAD PLAINTIFFS' MOTION FOR FINAL APPROVAL OF THESETTLEMENT, PLAN OF DISTRIBUTION AND CERTIFICATION OF THESETTLEMENT CLASS.. Document filed by Sandra Lifschitz(individually). (Gross,Deborah) (Entered: 05/10/2010)

05/19/2010 68 SEALED DOCUMENT placed in vault.(cb) (Entered: 05/19/2010)

05/19/2010 69 JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE settling action.

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(Signed by Judge Richard M. Berman on 5/19/10) (Attachments: # 1 notice of right toappeal)(ml) (Entered: 05/19/2010)

05/21/2010 70 LETTER addressed to Judge Richard M. Berman from Deborah R. Gross dated 5/10/10re: Enclosed please find the following documents: (1) Lead Plaintiffs' ReplyMemorandum in support of plaintiff's Motion for Final Approval of the settlement andfor an award of attorney's fees and expenses, with supporting exhibits; (2) Affidavit ofMichael B. Miller with supporting exhibits; (3) Lead Counsel's backup to support theirLodestar; and (4) Lead Counsel's expense backup. Document filed by SandraLifschitz(individually), Sandra Lifschitz(on behalf of all others similarly situated).(mro)(Entered: 05/21/2010)

05/25/2010 71 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Grossdated 5/20/2010 re: Counsel writes to requesting an adjournment of the conferencescheduled for 7/15/2010. ENDORSEMENT: Conference on 7/15/10 isvacated. Conference on 7/12/10 at 9:30 a.m. Counsel are to appear in person. SOORDERED. (Signed by Judge Richard M. Berman on 5/25/2010) (tve) (Entered:05/25/2010)

06/08/2010 72 TRANSCRIPT of proceedings held on 5/18/10 before Judge Richard M. Berman. (pl)(Entered: 06/08/2010)

06/14/2010 73 LETTER addressed to Judge Richard M. Berman from Joseph P. Ragen dated 6/7/10 re:I am writing this letter on behalf of my two clients, Rosenbaum Capital and William J.Morris Security Traders, Inc. and their respective filings in this case; We are requestinga "Court Review" of the rejection of these filings by the administrator, Valley ForgeAdministrative Services, on the ground that the filings were postmarked two days lateon May 7, 2010. (mro) (Entered: 06/14/2010)

06/15/2010 CASHIERS OFFICE CRIS DEPOSIT dated 1/21/10, from Judge Judge Richard M.Berman, $17,000,000.00 from WIRE TRANSFER deposited on 6/9/10, ReceiptNumber 906027 and placed into CRIS on 6/16/10. (dig) (Entered: 06/15/2010)

07/08/2010 74 MOTION for Disbursement of Funds GROSS SETTLEMENT FUNDS. Document filedby Sandra Lifschitz(individually). (Attachments: # 1 Text of Proposed Order Order, # 2Certificate of Service)(Gross, Deborah) (Entered: 07/08/2010)

07/08/2010 75 MEMORANDUM OF LAW in Support re: 74 MOTION for Disbursement of FundsGROSS SETTLEMENT FUNDS.. Document filed by Sandra Lifschitz(on behalf of allothers similarly situated). (Attachments: # 1 Exhibit Exhibit 1 Michael MillerAffidavit)(Gross, Deborah) (Entered: 07/08/2010)

07/09/2010 76 ADMINISTRATIVE ORDER 7/12/10 Conference concerning distribution of the GrossSettlement Fund reset for 7/26/2010 at 09:30 AM before Judge Richard M. Berman.(Signed by Judge Richard M. Berman on 7/9/10) (cd) (Entered: 07/12/2010)

07/19/2010 77 MOTION for Disbursement of Funds REVISED MOTION FOR DISTRIBUTION OFGROSS SETTLEMENT FUND. Document filed by Sandra Lifschitz(individually).(Attachments: # 1 Order, # 2 Certificate of Service)(Gross, Deborah) (Entered:07/19/2010)

07/19/2010 78 MEMORANDUM OF LAW in Support re: 77 MOTION for Disbursement of FundsREVISED MOTION FOR DISTRIBUTION OF GROSS SETTLEMENT FUND..

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Document filed by Sandra Lifschitz(individually). (Gross, Deborah) (Entered:07/19/2010)

07/19/2010 79 AFFIDAVIT of MICHAEL B. MILLER in Support re: 77 MOTION for Disbursementof Funds REVISED MOTION FOR DISTRIBUTION OF GROSS SETTLEMENTFUND.. Document filed by Sandra Lifschitz(individually). (Gross, Deborah) (Entered:07/19/2010)

07/20/2010 80 ADMINISTRATIVE ORDER: It is hereby ORDERED, that Lead Plaintiffs' motion[#74] is dismissed as moot. (Signed by Judge Richard M. Berman on 7/20/2010) (jfe)(Entered: 07/21/2010)

07/22/2010 81 AFFIDAVIT of MICHAEL B. MILLER in Support re: 77 MOTION for Disbursementof Funds REVISED MOTION FOR DISTRIBUTION OF GROSS SETTLEMENTFUND.. Document filed by Sandra Lifschitz(individually). (Gross, Deborah) (Entered:07/22/2010)

07/22/2010 82 ORDER FOR DISTRIBUTION OF GROSS SETTLEMENT FUND: 1. The Clerk ofCourt is hereby authorized to disburse from CRIS the amount of $1,338,018.32 -comprising $1,260,000 in attorneys' fees and $78,018.32 in expenses, as awarded in theJudgment ("Fees Award") - and interest on the attorneys' fees award of$1,260,000calculated from May 19, 2010 to the date of disbursement, by check made payable toLaw Offices Bernard M. Gross, P.C. Plaintiffs' Lead Counsel is hereby authorized todeposit this check for its own account no earlier than one (1) business day following themailing of all checks to Authorized Claimants, as further set forth in paragraph 3 of thisOrder. 2. Having made an initial award of fees and expenses to the ClaimsAdministrator of $34,472.60 in the Judgment, the Court hereby approves the ClaimsAdministrator's supplemental application for fees and expenses, dated July 21, 2010, inthe amount of $55,317.87 which does not appear unreasonable. The Clerk of Court ishereby authorized to disburse from CRIS the amount of $89,790.47 in ClaimsAdministrator's fees and expenses, by check made payable to Valley ForgeAdministrative Services, Inc. The Claims Administrator is hereby authorized to depositthis check for its own account no earlier than one (1) business day following the mailingof all checks to Authorized Claimants, as further set forth in paragraph 3 of thisOrder..........7. Plaintiffs' Lead Counsel shall provide the Court, by letter, on or beforeNovember 22, 2010, with a report on the status of the distribution process and Plaintiffs'Lead Counsel's recommendations for any reasonable necessary steps to be taken afterthe distribution checks become stale-dated..........9. The conference before the Courtregarding distribution of the Gross Settlement Fund scheduled for July 26, 2010 ishereby vacated. 10. The Court may retain jurisdiction over any further application bythe parties hereto or matter that may arise appropriately in this Action. (Status Reportdue by 11/22/2010.) (Signed by Judge Richard M. Berman on 7/22/10) (db) (Entered:07/22/2010)

07/27/2010 83 AMENDED ORDER FOR DISTRIBUTION OF GROSS SETTLEMENT FUND. TheClerk of Court is hereby authorized to disburse from CRIS the amount of $1,338,018.32- comprising $1,260,000 in attorneys' fees and $78,018.32 in expenses, as awarded inthe Judgment ("Fees Award") - and interest on the attorneys' fees award of $1,260,000calculated from June 17, 2010 (the first business day following the date on which theGross Settlement Fund was fully deposited into the CRIS) to the date of disbursement,by check made payable to Law Offices Bernard M. Gross, P.C., 100 Penn Square East,Suite 450, Philadelphia, Pennsylvania 19107. Plaintiffs' Lead Counsel is hereby

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authorized to deposit this check for its own account no earlier than one (1) business dayfollowing the mailing of all checks to Authorized Claimants, as set forth below inparagraph 3 of this Order. Having made an initial award of fees and expenses to theClaims Administrator of $34,472.60 in the Judgment, the Court hereby approves theClaims Administrator's supplemental application for fees and expenses, dated July 21,2010, in the amount of $55,317.87 which does not appear unreasonable. The Clerk ofCourt is hereby authorized to disburse from CRIS the amount of $89,790.47 in ClaimsAdministrator's fees and expenses, by check made payable to Valley ForgeAdministrative Services, Inc., One Aldwyn Center, Villanova, Pennsylvania 19085. TheClaims Administrator is hereby authorized to deposit this check for its own account noearlier than one (1) business day following the mailing of all checks to AuthorizedClaimants, as set forth below in paragraph 3 of this Order. Each person whose Proof ofClaim has been rejected by the Claims Administrator, as set forth in Exhibit D to theClaims Administrator Affidavit, shall not receive any payment for the Settlement Fund.Plaintiffs' Lead Counsel shall provide the Court, by letter, on or before November 22,2010, with a report on the status of the distribution process and Plaintiffs' LeadCounsel's recommendations for any reasonable necessary steps to be taken after thedistribution checks become stale-dated. The conference before the Court regardingdistribution of the Gross Settlement Fund scheduled for July 26, 2010 is herebyvacated. (Signed by Judge Richard M. Berman on 7/27/10); Copy forwarded toCashiers' (djc) Modified on 7/29/2010 (djc). (Entered: 07/27/2010)

08/11/2010 CASHIERS OFFICE REGISTRY DISBURSEMENT as per 83 Order,,,,,,,,, dated07/27/2010, from Judge Richard M. Berman, on 07/29/2010 disbursed to pay VALLEYFORGE ADMINISTRATIVE SERVICES INC. $16,573,870.91 Check No. 00902339dated 07/29/2010 FEDEX# 8655 7112 7060 (jd) (Entered: 08/11/2010)

08/11/2010 CASHIERS OFFICE REGISTRY DISBURSEMENT as per 83 Order,,,,,,,,, dated07/27/2010, from Judge Richard M. Berman, on 07/29/2010 disbursed to pay VALLEYFORGE ADMINISTRATIVE SERVICES INC. $89,790.47 Check No. 00902340 dated07/29/2010 FEDEX# 8655 7112 7060 (jd) (Entered: 08/11/2010)

08/11/2010 CASHIERS OFFICE REGISTRY DISBURSEMENT as per 83 Order,,,,,,,,, dated07/27/2010, from Judge Richard M. Berman, on 07/29/2010 disbursed to pay LAWOFFICES OF BERNARD M GROSS P.C. $1,338,138.24 Check No. 00902341 dated07/29/2010 FEDEX# 8655 7112 7071 (jd) (Entered: 08/11/2010)

11/29/2010 84 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Grossdated 11/22/10 re: counsel writes to provide the status on the claims distribution in thismatter. ENDORSEMENT: Application granted for option #1, i.e. redistribute toclaimants. (Signed by Judge Richard M. Berman on 11/29/10) (djc) (Entered:11/29/2010)

04/13/2011 85 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Grossdated 4/7/11 re: I am writing to provide the status on the claims distribution in thismatter. ENDORSEMENT: Counsel to explain to the Court why these two organizationsare appropriate and is directed to provide two alternate organizations. Plaintiff to submita letter by 4/20/11. So ordered. (Signed by Judge Richard M. Berman on 4/13/2011)(rjm) (Entered: 04/13/2011)

04/20/2011 86 ENDORSED LETTER addressed to Judge Richard M. Berman from Deborah R. Gross,dated 4/18/2011, re: Pursuant to your April 13, 2011 endorsement, with respect to the

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remainder monies in this matter, We propose they be divided between The New YorkBar Foundation and the Philadelphia Bar Foundation. Alternatively, two otherorganizations are equally deserving of these monies are The Innocence Project and ABetter Chance. All of these foundations are 501 (c)(3) nonprofit organizations.ENDORSEMENT: All remaining funds in the Court's CRIS account should be equallydistributed to the New York Bar Foundation and the Philadelphia Bar Foundation. TheClerk of Court is respectfully required to close this case. SO ORDERED. (Signed byJudge Richard M. Berman on 4/20/2011) (lnl) (Entered: 04/20/2011)

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