urayayi g. mutsindikwa msc rural & urban planning dissertation main 2010: input vouchers and...
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The main pages of the MSc Thesis by Urayayi G. Mutsindikwa on the use of Vouchers and Fairs to access inputs in rural Zimbabwe.TRANSCRIPT
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 1 Msc RUP
TABLE OF CONTENTS
DECLARATION……………………………………………………………………...i
DEDICATION………………………………………………………………………...ii
ABSTRACT……………………………………………………………………….…..iii
ACKNOWLEDGEMENTS………………………………………………………….iv
ACRONYMS & ABREVIATIONS………………………………………………….v
LIST OF TABLES……………………………………………………………………vii
LIST OF FIGURES…………………………………………………………………..viii
LIST OF BOXES……………………………………………………………………..x
TABLE OF CONTENTS………………………………………………………….....1
CHAPTER 1 ............................................................................................... 5
1.0 INTRODUCTION ................................................................................ 5
1.1 Background...................................................................................................... 5
1.1.1 Conventional Approaches to Input delivery ................................................. 8
1.1.2 Input Vouchers and Fairs Model .................................................................. 9
1.2 Problem Statement......................................................................................... 10
1.3 Scope of the Study ......................................................................................... 10
1.4 Objectives ...................................................................................................... 11
1.4.1 General Objective ....................................................................................... 11
1.4.2 Specific Objectives ..................................................................................... 11
1.5 Research Questions ....................................................................................... 11
1.6 Structure of the report .................................................................................... 12
CHAPTER 2 ............................................................................................. 13
2.0 LITERATURE REVIEW ................................................................. 13
2.1 Introduction ................................................................................................... 13
2.2 Conventional Approaches of Input Delivery in the Smallscale Sector ......... 13
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 2 Msc RUP
2.3 Agro-inputs in relation to poverty, rural livelihoods and development ........ 17
2.3.1 Maricho (piece work or casual labor) ......................................................... 18
2.3.2 The ‘Currency Dilemma’ ........................................................................... 19
2.4 The formal Agro-input Supply System ......................................................... 19
2.4.1 Structure of Formal Sector variety and seed systems ................................. 20
2.4.2 Fertilizer production and distribution in Zimbabwe ................................... 22
2.5 The Informal Agro-Input Supply Systems .................................................... 24
2.5.1 Institutional channels Participatory variety evaluations (PVS) .................. 25
2.5.2 On-farm trials ............................................................................................. 26
2.5.3 Cross border trade....................................................................................... 26
2.5.4 Seed Multiplication programs and Farmer Field Schools (FFS) ................ 26
2.6 Gender Roles and Responsibilities in relation to Agriculture and Input Support
Programmes ......................................................................................................... 27
2.6.1 Land and Property Rights ........................................................................... 28
2.6.2 HIV/AIDS and Migration ........................................................................... 28
2.6.3 Gender and Inputs - Women’s crops and control over harvest .................. 28
2.7 The Input Voucher and Fair Approach .......................................................... 29
2.8 Input vouchers and Fairs in Africa – The case of Ethiopia ........................... 31
2.9 Regional Case study: Five years of agricultural input vouchers and fairs in
Mozambique ........................................................................................................ 32
2.9.1 Introduction of vouchers and fairs and scale of implementation ............... 32
2.9.2 Market Development .................................................................................. 33
2.9.3 Awareness-raising and the dissemination of agricultural technologies ..... 34
2.9.4 Social protection ......................................................................................... 34
CHAPTER THREE ................................................................................. 36
3.0 RESEARCH METHODOGY ........................................................... 36
3.1 Introduction ................................................................................................... 36
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 3 Msc RUP
3.2 Study Area Selection ..................................................................................... 36
3.3 Study sites selection ...................................................................................... 38
3.4 Research Design ............................................................................................ 39
3.5 Data Collection .............................................................................................. 40
3.6 Data Analysis................................................................................................. 43
CHAPTER FOUR .................................................................................... 45
4.0 DATA PRESENTATION AND DISCUSSION .............................. 45
4.1 Introduction ................................................................................................... 45
4.2 Agriculture and Rural Development ............................................................. 45
4.3 Challenges for the smallholder farming sector .............................................. 49
4.4 Cropping and Input Systems in UMP district.............................................. 50
4.4.1 Popularity of Crops in the district .............................................................. 50
4.4.3 Seed Source Mapping and the position of Input Vouchers and Fairs ........ 54
4.4.4 Input vouchers and Fairs (IV&F) as means of fertilizer sourcing .............. 59
4.4.5 The Evolution of Input Vouchers &Fairs ................................................... 62
4.4.6 Comparison between Input Vouchers and Fairs and Conventional models64
CHAPTER FIVE ...................................................................................... 71
5.0 CONCLUSION AND RECOMMENDATIONS ............................. 71
5.1 INTRODUCTION ......................................................................................... 71
5.2 CONCLUSION ............................................................................................. 71
5.3 RECOMMENDATIONS .............................................................................. 73
5.3.1 Short term recommendations ...................................................................... 73
5.3.2 Medium -to- long term recommendations .................................................. 74
5.3.3 Input Voucher Models specific recommendations for modification .......... 76
REFERENCES ......................................................................................... 77
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 4 Msc RUP
APPENDICES .......................................................................................... 82
APPENDIX A 1: The map of Zimbabwe showing the location of UMP District82
APPENDIX A 2: The map of UMP District showing study wards ................... 83
APPENDIX A 3: Household Interview Questionnaire ....................................... 84
APPENDIX A 4: Focus Group & Key informant Discussion Guidelines .......... 89
APPENDIX A 5: Most Significant Change Story Guidelines ............................ 91
APPENDIX A 4: PHOTO GALLERY ............................................................... 93
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 5 Msc RUP
CHAPTER 1
1.0 INTRODUCTION
1.1 Background
Over the past decade, Zimbabwe has endured a litany of economic, political, and social shocks
resulting in the loss of livelihoods and increasing poverty and dislocation. The formal economy
has generally been greatly affected. The macroeconomic decline has had a myriad of negative
impacts on the various players in both the input and output markets. Business capacity has been
severely constrained, with most businesses reducing their activities and most manufacturers
operating at 30% of capacity and others shutting down completely; severely restricting the
manufacture/production and distribution of inputs. Many suppliers, manufacturers once had
profitable distribution networks in which agro-dealers represented the last link to farmers and
community informal seed systems are at the verge of collapse. Relations between suppliers and
rural agro-dealers were severed early on in the economic crisis and most rural agro-dealer
businesses were unable to make meaningful investments in stocks. This has resulted in
diminished availability of agriculture inputs closer to the farmers while the reduced liquidity has
also affected their ability to access the few inputs that trickled down to rural centres (DFID
Position Paper, 2010).
The past decade has seen a decline in availability of agro-inputs such as fertiliser, seed and
veterinary products in country. Many local producers or manufacturers, who were operating at
less than 30% of capacity, were therefore inundated with orders for the scarce commodities,
thereby eliminating the need for some players in the ago-input value chain. Donor funded agro-
input support programmes also contributed significantly to the death of the markets through
direct procurement of inputs from producers/ manufacturer and through huge amounts of
imports. Arguably, it was an emergency alternative response to food aid. The new dispensation
sets the framework for an improved environment for commerce. The recent dollarization of the
economy has eased transactions but lack of liquidity in the economy, that is worse in the
communal areas, precludes many from benefitting from the new availability of goods (PRP
Smallholder Agricultural Input Support, 2010; Unpublished). Now that the economic, political
and social environment is improving, it is envisaged that in the 2010/11 cropping season and
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 6 Msc RUP
provision of agro-input support and related support services to rural areas needs to be informed
through research work which explore the possible input delivery mechanisms, evaluate and draw
comparisons between those that have been used in the past such as the Input Vouchers and Fairs
(IV&F) and the conventional approaches such as direct input distribution, emergency seed and
fertilizer provision which involves the local procurement, bulk delivery and distribution of inputs
to farmers. Other conventional methods include food aid ‘seed protection ration’ where food aid
is supplied alongside seed so that farmers do no consume the supplied seed or to protect own
stocked seed (Sperling, 2009).
Smallholder farmers use multiple channels for procuring their agricultural inputs including seed.
These channels fall within formal and informal seed systems (with the latter also sometimes
labeled as the local, traditional or farmer seed system). The formal seed system involves a chain
of activities leading to certified seed of named varieties. The chain usually starts with plant
breeding, and promotes materials towards formal variety release. Formal regulations aim to
maintain varietal identity and purity, as well as to guarantee physical, physiological and sanitary
quality. Seed marketing takes place through officially recognized seed outlets, either
commercially or by way of national agricultural research systems (Louwaars, 1994). Formal
sector seed is also frequently distributed by seed relief agencies.
The informal system embraces most of the ways farmers themselves produce, disseminate and
procure seed: directly from their own harvest; through gifts and barter among friends, neighbors
and relatives; and through local grain markets or traders. Farmers’ seed is generally selected
from the harvests or grain stocks, rather than produced separately and local technical knowledge,
standards, and social structures guide informal seed system performance (McGuire, 2001). In
developing countries, somewhere between 80% and 90% of the seed sown comes from the
informal seed system (DANAGRO, 1988; FAO, 1998), although this varies by crop and region.
What is important to highlight is that farmers themselves obtain their varied inputs through both
formal and informal channels. The formal input system is based on a well developed national
seed industry which when functioning well, over 15 companies produced and marketed seed of
over 20 different crops. Such key companies for seed include SeedCo, Pannar, Pioneer, Agri
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 7 Msc RUP
Seeds; National tested Seeds and Zimbabwe Fertilizer Company (ZFC), Windmill and Omnia for
fertilizer supply. In Zimbabwe, for example, the same small farmers may routinely procure
maize hybrids through formal seed systems (agro-dealers, commercial companies, government
parastatals, and, sometimes, relief aid), groundnuts from their own harvest or local grain markets,
and sorghum seed from their neighbors (van Oosterhout, 1996). The informal sector includes all
the ways framers themselves produce and dissemination seed, through own stocks, barter/gifts
and markets, with gift-giving being remarkably extensive in Zimbabwe. Sorghum, pearl millet,
groundnuts, cowpeas, Bambara nuts, sugar beans and sweet potato constitute the bulk of crops
that are important in the informal seed sector in Zimbabwe. Others include open pollinated maize
varieties, soybeans, sunflower, white beans and finger millet. Except for maize, the informal
sector supplies over 95% of the seed Zimbabwe farmers sows. Sources of seed sold in informal
channels will vary according to the size of the market. In big markets, such as those in towns,
seed might come from distant farming areas in outer lying districts, provinces and even across
boarders. In smaller markets the seed usually comes from local farming community (Sperling,
2009).
In the Zimbabwean context, the lines between formal and informal have started to blend. As is
usual, modern varieties of the self-pollinated crops have entered local channels, particularly for
groundnut, cowpea, sorghum and pearl millet. But the breakdown of the formal sector has also
meant that even hybrid maize (normally sold only in specialized shops), is now being moved in
a series of more informal ways, for example, through barter from the seed bulkers and via
direct sale by company employees (Sperling, 2009).
Also of note is the development of a ‘relief seed system’ which has become of distinct
importance on the supply side in many parts of Africa, and particularly in Zimbabwe. Relief
seed aid has become repetitive in nature and involves a somewhat separate type of seed
procurement and distribution network (Bramel and Remington, 2004). To support the ultra poor
households to access the inputs the Government of Zimbabwe and the civil society including
NGOs introduced various conventional input support programmes yet on the other hand NGOs
have introduced the Input Vouchers and Fairs model as an option for input delivery (Catholic
Relief Services Zimbabwe, Annual Report, 2004).
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 8 Msc RUP
1.1.1 Conventional Approaches to Input delivery
The conventional approaches to input delivery include direct input distribution, emergency Seed
and fertilizer provision and food aid for input protection rations. This input support intervention
involves the procurement of quality seed or fertilizer from outside the agro-ecological region, for
delivery to farmers. This is the most widely used approach to fertilizer and seed relief in
Zimbabwe. Direct distributions is viewed as a short term response aimed at addressing problems
of seed availability especially in situations of total crop failure and/or long-term displacement of
farmers or due to challenge in the input markets. This response has been used as ‘on-off action’
to introduce new crops and varieties that are usually supplied by the formal sector (Rohrbach,
Mashingaidze and Mudhara, 2005).
Direct seed aid generally engages implementers in procuring, transporting and distributing seed.
Direct Seed Distribution (DSD), its main variant, is the oldest form of seed aid and has been
practiced, at least in Africa, for more than 20 years. DSD is the dominant approach to seed relief
also refereed to ‘Seed and Tools’. The name ‘Seeds and Tools’ is because the distribution of seed
is often accompanied by the provision of a hand hoe, and is also known as conventional seed aid,
denoting its longstanding position as the standard response. I n Zimbabwe the ‘Seeds and Tools’
approach has been used as a long term measure and this has in turn destroyed input markets
(Remington, Maroko, Walsh, Omanga, and Charles, 2002). The model is a classic supply-side
approach; the implementing agency decides what quantities of which crops and varieties to
purchase and to distribute as a package to farmers. It is based on an assumption that the problem
is a lack of available seed or of seed quality; although seed might be available, it is considered to
be of inferior varieties or of poor quality. Tenders are issued for commercial seed, if available in
the country, or for farmer seed if not. This might be done by the concerned government, by the
Food and Agriculture Organization (FAO) or by non-governmental organizations (NGOs) The
transport and distribution of the seed is usually undertaken by NGOs who may already be
engaged in distributing relief supplies (food and non-food). DSD approaches differ mainly in the
source from which they procure seed – the commercial sector or farmer-based systems (Bramel
et al. 2004).
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 9 Msc RUP
The other prominent conventional method of input delivery used is the ‘food aid for input aid
protection ration’. This is a short term response accompanying direct input distribution to address
problems of seed and fertilizer availability. Food aid is often supplied in emergency situations
alongside input aid so that the farming family does not need to consume the seed provided or sell
the fertilizer to purchase food. Where local seed systems are functioning, but the previous
harvest was poor, food aid can similarly protect farmers’ own seed stocks.
1.1.2 Input Vouchers and Fairs Model
Input vouchers are coupons or certificates with a guaranteed cash value that can be exchanged
for inputs from approved sellers. Input sellers then redeem their vouchers for cash from the
issuing agency. The Input Voucher and Fair approach (IV&F) brings input sellers together on a
specific set of days and in a well-advertised local venue and then allows farmers who need inputs
to select the crops and varieties they want. The IV&F approach is fairly recent in terms of an
emergency response and was first implemented in July 2000 in Kenya (Remington, 2002).
However, its use has been scaled up quickly and as of 2005 had been implemented in some 30
African countries including Zimbabwe (Bramel, 2006). Several variants on fairs give farmers
access to a range of inputs beyond seed, such as small livestock, animal feed, fertilizer and tools.
In this approach, farmers are given not free seeds but vouchers with a specific cash value, which
can be exchanged for inputs at a specially organized fair. Vouchers are distributed to the most
needy in the community, identified by the community themselves. At the input fair, farmers
purchase inputs from a range of vendors, including farmers, small-scale traders, and large seed
companies. A number of different crops and varieties are available, local varieties as well as
certified seed of modern varieties. The farmers have the freedom to choose what varieties and
quantities they want.
This approach also helps build the local seed system, by providing a market for local seed
producers to sell their products. Voucher distribution alone has been used in a range of aid
contexts, for services as well as goods: medicines, tools, food and other items vulnerable
populations might need. Their use linked to seed is somewhat more recent, and ultimately allows
the recipients to decide whether seed of any kind is a priority for them. Cash-based aid also has
been around for decades, but work comparing the effectiveness of cash to vouchers and to direct
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 10 Msc RUP
aid approaches has not been done. The first conclusions suggest that direct cash compares
favorably with all alternatives, including food aid itself (Harvey 2005)
Catholic Relief Services (CRS), an international NGO working in Zimbabwe through more than
thirty local implementing partners introduced the use of input vouchers and fairs (IV&F) model
in Zimbabwe in 2002 to support poor and vulnerable households and improve access to inputs.
This approach was piloted in Zimbabwe in 2002 (Rohrbach and Mazvimavi, 2006). The
approach has been adopted by the agency to be core in the revival of the pro-poor agricultural
markets both post crisis and post emergency but very little work to evaluate its effectiveness has
been done. This study is one of many others evaluating the new input delivery mechanisms in
comparison to the conventional approaches.
1.2 Problem Statement
Since 2009 normal agro-input suppliers have started to open shop again in rural Zimbabwe, after
years of closure or forced sale only to government programs and at times to NGOs at controlled
prices. The adoption of the US dollar as the currency standard, along with relaxing of economic
controls, means that farmers and producers at all levels are re-assessing market opportunities.
The issue is how to support and strengthen these input systems in this period of flux.
The 2009/10 season had a relatively good harvest. Vulnerability assessment specialists expected
input shortages and, instead, found unexpectedly large areas planted and giving good production.
So the fundamental question was ‘from where did farmers get their seed?’ Massive aid actions
are already scheduled for the upcoming 2010/11 season. International donors are providing over
$140 million to distribute maize seed and fertilizer to some 600,000 households, or 50% of the
smallholder farming populations. Is this the correct response? Is a response of this scale needed?
1.3 Scope of the Study
This study acknowledges that communities have over the years experienced input accessibility,
availability and utilization challenges. It recognizes the different conventional approaches
introduced by GoZ and NGO input support programs in efforts to ensure that agriculture remains
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 11 Msc RUP
at the epicenter of rural development. However, the study is rural-based and primarily focuses on
agricultural input systems at community and household levels.
For the purpose of this study, the term conventional approaches of inputs delivery has been used
to refer to the different input assistance programs used before the introduction of the IV&F
model and includes direct distributions, food rations to protect inputs, participatory plant
breeding and seed multiplication of specific varieties interventions. Input Vouchers and Fairs
refers to the new approach introduced by Catholic Relief Services in Zimbabwe and is based on
organizing an input market and distribution of vouchers to targeted households to purchase and
access agricultural inputs. According to findings by Robarch and Mazvimavi, 2006 study the
IV&F model has been adopted by several other NGOs through trainings from CRS.
1.4 Objectives
1.4.1 General Objective
To evaluate the Input Vouchers and Fairs approach as a way of providing farmers with the means
to purchase seed or other agricultural inputs of their choice and drawing comparisons between
this ‘new’ model and the various conventional methods of input delivery in the Smallholder
sector.
1.4.2 Specific Objectives
To carryout an in-depth assessment on current agricultural input security situation in Uzumba
Maramba Pfungwe district and how they relate to the different input delivery mechanisms.
To identify longer-term opportunities and constraints in inputs sector particularly how the
Input Vouchers and Fairs and the conventional approaches remain relevant mechanisms of
input delivery in the dynamic and ever changing Zimbabwean environment.
To guide short and medium to long-term field programming based identified sustainable
input delivery approaches.
To recommend the best and sustainable approaches to use input delivery and any
modifications which may be needed to improve the current status quo.
1.5 Research Questions
This research study seeks to find answers to a number of questions including;
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 12 Msc RUP
What are the merits and demerits the Input Vouchers and Fairs Approach?
What are the importance sources of seed for smallholder rural farmers?
Is the IV&F approach better than the conventional input delivery mechanisms? How do
different communities and stakeholders view the IV&F approach in comparison to the
conventional ones?
Against the background that Zimbabwe’s economy has gone through major reforms
including the phasing out of the local currency and the adoption of more stable currencies
such as the United States dollar (USD) and South African Rand. Is Input Voucher and Fairs
model still relevant or they now needs to be modified to suit the current context?
1.6 Structure of the report
This study is organized into 5 chapters as follows:
Chapter 1 is the introduction. It gives a brief picture of the agricultural input delivery systems in
Zimbabwe from the turn of the millennium up to date. It highlights problems experienced in the
accessibility of seed and fertilizer, the different conventional methods of input support, the
introduction of the Input Voucher and Fairs and the need to change or focus and approach. It also
contains the problem statement, scope of the study, objectives and research questions.
Chapter 2 is a review of literature on the agricultural inputs delivery systems over the years. It
also contains information how they are at the centre of agriculture, crop production and food
security. The relationship between agro-inputs, poverty, sustainable livelihoods systems and
community development is also explored in this chapter. The formal and informal channels of
inputs mainly seed and fertilizer are traced and documented.
Chapter 3 is a descriptive summary of the study areas in terms of their geographical location,
climate, population size and distribution, common soils, agricultural systems focusing on seed
and fertilizer channels and major economic activities in the areas. It also gives an overview of
the research methods, tools and materials used to collect data for this study. It describes
processes and procedures that have been followed in carrying out the study.
Chapter 4 is the presentation of results and discussions. It consists of narrative, tabulation,
pictures and graphic presentation of the results of the assessment.
Chapter 5 contains conclusions and recommendation
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 13 Msc RUP
CHAPTER 2
2.0 LITERATURE REVIEW
2.1 Introduction
In recent years there have been a number of changes in how agencies and governments provide
seed, fertilizer and agricultural inputs to poor and vulnerable farmers to improve agricultural
production, poverty and rural development. Conventional approaches to input provisioning –
also known as direct input distribution – have been modified, and there is increasing experience
with voucher-based programming mechanisms. These changes stem from the limited impact of
conventional approaches, combined with the more chronic nature of many disasters. In the case
of southern Africa, disasters tend to be related to recurrent drought, chronic poverty (often
related to HIV/AIDS), and market failures. Responses in the agricultural sector are not only
designed to provide planting materials and other inputs to farmers in the short term but also to
promote longer-term development aims such as crop diversification, improved nutrition,
improved soil fertility, higher yields, and the adoption of practices relating to conservation
agriculture.
2.2 Conventional Approaches of Input Delivery in the Smallscale Sector
Conventional methods are classic supply-side approaches such as direct input distribution; the
implementing agency decides what quantities of which crops and varieties to purchase and to
distribute as a package to farmers. It is based on the assumption that the problem is lack of
available seed and fertilizer or of seed quality although seed might be available, it is considered
of inferior varieties or of poor quality (Remington et al., 2004). Tenders are issued by the
Government, by the Food and Agriculture Organisation (FAO) or by NGOs. The transport and
distribution of seed is usually undertaken by the NGOs who may already be involved in
distributing relief supplies (food and non-food). Projects that are hinged on the conventional
methods differ mainly in the source from which they procure seed, i.e. the commercial sector or
farmer-based systems (Bramel, 2004).
These conventional input delivery systems are also used where the government and aid agencies
deliberately wants to promote certain crop varieties that have better qualities such as high
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 14 Msc RUP
yielding, drought tolerance and disease resistant or better fertilizer assumed or proved by
research to address community needs. This strategy is used by some governments and aid
agencies as a way of adjusting to climate change where through research and outreach programs,
and encourages the development and use of varieties with more tolerance for hot and dry
conditions in many of African’s agro climatic zones. The Zimbabwean government and most aid
agencies also used these conventional methods to ensure that genetically modified seed is not
distributed. Just like Zambia and a few other African countries, Zimbabwe is opposed to
genetically modified seed because of the threat they pose to pollute biodiversity by
contaminating the indigenous varieties.
These conventional methods of input delivery are based on the commercial seed markets and are
widely used in countries with a ‘strong’ commercial maize seed sector such as Kenya, Malawi,
Tanzania, Uganda and Zimbabwe (Sperling and Remington, 2006). This may be because
governments and aid agencies use the relief opportunity to promote their seed industry.
Commercially-based conventional seed delivery methods such as DSD by their nature are
restricted to a narrow range of crops, varieties or fertilizer types that the seed and fertilizer
business sectors has deemed potentially profitable. Many of the crops and varieties have been
selected for medium and high potential environments, or maybe hybrids, because the commercial
seed sector is geared towards those farmers who can afford to pay for new varieties or who seek
to renew their seed stocks regularly (Sperling and Remington, 2006). This alone excludes the
small scale communal farmers who hardly have any cash to purchase seed.
Some other disadvantages associated with the conventional methods of agricultural input
delivery approaches are that they tends to be top down and centralized because generally
communities are not involved in planning and implementation (Mazvimavi, Rohrbach, Pedzisa
and Musitini, 2008). It’s mostly a supply-side approach and implementers tend to make the
major decisions on seed and fertilizer procurement and distribution (Sperling and Longley,
2002). Because of the top down approach there are important risks of wrong varieties or crops
associated with these approaches. Since the inputs are sourced either commercially or in bulk, a
narrow range of crops and varieties tend to be on offer in conventional approaches such as DSD
(Sperling and Remington, 2006). Particularly where fertilizer and seed companies and parastatals
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 15 Msc RUP
are targeted towards medium and high potential areas, the crops, varieties and fertilizer types on
offer may not be suitable for conditions of vulnerable or marginal small farmers (Sperling and
Remington, 2006). Free delivery of seed, directly on a large scale, undermines the functioning
of local seed markets and compromises the development of longer-term more commercial seed
supply systems. Furthermore because of the huge profits the conventional approaches, agro-input
companies may neglect their network of rural stockists and customers in preference of NGOs and
government (Sperling and Remington, 2006).
However there are advantages associated with the conventional approaches. They exploits the
existing disaster relief system and capacities since donors, governments and relief agencies have
well established procurement processes and accountability systems (Sperling, 2008). It is also
easy to scale up if seed and fertilizer are available, they can be sourced, transported and
distributed within a short space of time. Conventional methods rely on the commercial sector and
as such it supports the formal input delivery systems. It is very profitable to commercial agro-
input suppliers because orders are large, NGOs pay upfront and they also handle transport and
distribution (Mazvimavi et al., 2008). These approaches can also be used as an opportunity to
finance the large scale dissemination of seed of new promising research varieties as this method
can reach out to many famers more quickly (Sperling and Remington, 2006).
Emergency seed aid has been given in Zimbabwe during at least 15 of the last 29 years, since the
country achieved its independence in 1980 (modified and updated from Rohrbach et al. 2005).
The United Nations Food and Agriculture Organization (UNFAO) first started keeping detailed
records of such distributions in 2004, and Table 2.1 gives an idea of the overall magnitude of
such emergency aid in recent years. Hybrid and OPV Maize, small grains and variously kinds of
fertilizer have formed the base of emergency seed aid inputs (Table 2.1). Of particular note is
the upcoming season, where the International Community is finalizing plans for direct supply of
seeds and fertilizer smallholder farmers.
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Table 2.1: Emergency seed and fertilizer beneficiaries, Zimbabwe 2003-2010
Agricultural Season Number of beneficiaries
2003/04 985,000
2004/05 422,000
2005/06 372,000
2006/07 315,000
2007/08 232,000
2008/09 310,000
2009/10 600,000
Source: UNFAO Information Unit, Harare, 2010
A considerable amount of emergency seed aid in Zimbabwe has consisted of direct seed and
fertilizer distributions and guidelines exist to improve this work (Rohrbach, Charters and Mfote
2004). New approaches have also been implemented, particularly in the last five to eight years.
CARE International has considerable experience working with agro-dealers in Masvingo
Province on seed assistance programs through vouchers (Musinamwana, 2009). Catholic Relief
Services pioneered the use of Seed Vouches and Fairs (SVF) in emergency, starting in
Zimbabwe in 2002 (Bramel and Remington, 2004; Mazvimavi, 2008) and NGOs, such as Plan
International are implementing SVF even this season (2009/10).
The Government of Zimbabwe (GoZ) has also managed various kinds of input supply programs.
For several seasons after 2006, the Reserve Bank of Zimbabwe (RBZ) and Grain Marketing
Board (GMB) operated input distribution programs aimed at increasing food production: seeds
and fertilizer were distributed throughout the country to newly resettled farmers in commercial
farms and to communal farmers. In 2008/09, there were logistical problems resulting in late
arrival and distribution of most inputs, some arriving in December and January (Ministry of
Agriculture, Mechanization and Irrigation Development Second Round Crop and Livestock
Assessment Report, April 2010)
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Table 2.2: Emergency Agricultural Inputs distributed (Tonnes), Zimbabwe 2003-
2010
Season
Top
Dressing
Compound
D
Maize
OPV
Maize
Hybrid Sorghum Millet Cowpeas Groundnuts
Sugar
Beans
Small
Grains
2003/04 6,184 1,553 3,304 3,061 2,218 617 786 550 2,835
2004/05 4,866 962 1,972 291 776 71 545 66 175 847
2005/06 8,117 509 1,605 31 719 52 158 370 332 771
2006/07 7,120 1,929 696 175 706 276 312 737 251 982
2007/08 7,661 937 307 138 897 222 608 608 15 1,119
2008/09 10,222 5287 1,282 54 822 117 208 247 173
2009/10 77,152 62,647 2,373 110 1,900 242 408 450 320 n/a
Source: UNFAO Information Unit, Harare
2.3 Agro-inputs in relation to poverty, rural livelihoods and development
Smallholder farmers use multiple channels for procuring their inputs. For seed there two
channels namely the formal and informal seed systems (with the latter also sometimes labeled as
the local, traditional or farmer seed system). The input sources varies with poverty and
vulnerability levels and contexts, with the better-off mainly accessing the mostly the formal
routes and the poorer farmers usually use the informal seed systems.
The type of inputs accessed and used has a direct impact on crop yields, food security, poverty
and in the long term affect development options for the rural poor whose livelihood is anchored
on agriculture. We now turn to the focus to farmers strategies for input acquisition, and
especially for seed.
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Farmer
Exch.Market
Govnt. Relief
Genebanks
Cultivation
Harvesting
SEED
Storage
Consumption
BreedersSeed
production
Planting
OTHER
LOCAL
SYSTEMS
Commer.
Own
Stocks
Figure 2.1: Channels through which small-scale farmers’ access seed
Poor and vulnerable farmers in Zimbabwe have long had a series of coping strategies for
accessing seed related to drought, However, in the last few years, a new set of coping strategies
related to accessing seed has emerged, some associated with increasing poverty. In terms of
responding to increasing poverty, several seed sourcing strategies are remarkable:
2.3.1 Maricho (Piece work or Casual labor)
Maricho is a native word which is usually used but not exclusively to describe agricultural tasks
such as weeding, planting harvesting in exchange for some form of payment. Although maricho
are usually undertaken within the local community, farmers are also now going to outside
communities, including small-scale commercial farming areas, to look for this type of work. In
instances where needy farmers are engaged to weed or plant, it means that their own fields will
be attended to later, often when the rains have advanced. Therefore, there is a good chance of
casual workers getting a low harvest, even if the rain season is good.
Sharing seed obtained as aid or exchanging it for other types or varieties of seed.
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Occasionally (rarely?) farmers select and sowing maize seed from grain issued by NGOs as
food aid rations. This may be done by both primary beneficiaries and non-beneficiary
community members who have acquired grain from recipients of food aid.
2.3.2 The ‘Currency Dilemma’
Zimbabwe has gone through a significant currency transformation in February 2009 abandoning
the volatile Zimbabwean dollar and adopting a multi-currency system. This combined with
increasing poverty and sky-rocketing unemployment rates also affected means by which farmers
obtained inputs. Novel coping strategies include the barter trade; particularly in the last five
years has been the major form of trade in most rural areas as many were avoiding using the
Zimbabwean dollar. Farmers exchange commodities such as crops and small livestock for seed.
Units of measure vary in size but the most common are 400ml tea cups, 5 liter containers and 20
liter buckets. Although this practice is largely confined to the local community, outside traders
may also barter on a larger retail level.
Most recently, the adoption of the multi-currency (US$, Rand, Pula etc) has presented its special
set of challenges. In the rural countryside, (and indeed nearly everywhere), US currency notes
are hard to find, particularly the smaller denominations such as the cents, $1 and $2 notes which
would be used by the small farmer to buy seed for the small farmer. Hence, re-packing of seed
and fertilizer in smaller units has also emerged and barter trading and/or commodity exchanges
assumed more importance.
In normal situations, farmers buy their agricultural inputs soon after harvest, after selling their
produce. However, with the adoption of foreign currency which is still in short supply, many
farmers are finding it difficult to raise enough money for the agricultural inputs they require.
Moreover, local prices for produce are comparatively low.
2.4 The formal Agro-input Supply System
Zimbabwe has been long known for having an unusually well developed national seed industry.
When functioning well, more than 15 companies were involved in the seed production and
marketing of over 20 different crops (Takavarasha, Rohrbach and Mfote, 2005).
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Maize is by far the most important production focus of seed industry and the only important food
crop for which farmers are dependent on the formal seed sector. In the past, commercial seed
companies have also sold seed of other crops, but these have been a minor focus relative to
maize. Some of the commercial crops for which seed was previously sold included: wheat,
barley, sunflower, soybeans and cotton. Staple food crops for which seed of improved varieties
was also previously sold included sorghum, peal millet, cowpeas and groundnuts. Much of the
seed of non-maize food crops had been produced by smallholder farmers working in conjunction
with seed companies the Agricultural, Technical, and Extension Services (AGRITEX), NGOs
and some international agricultural research centers. It was purchased from the farmers and sold
primarily into the relief seed market (Bramel and Remington, 2004). Also, due primarily to
collaborative efforts between the International Crops Research Institute for the Semi-Arid
Tropics (ICRISAT) and commercial seed companies, sales of seed of improved varieties of
sorghum increased from 281 mt in 1998 to 1102 mt in 2002. Sales of improved varieties of pearl
increased from 7 mt in 2000 to 278 mt in 2002 (Heinrich, 2004)
Between 2006/07 and the beginning of 2009, the formal seed sector nearly closed due to price
controls, inflation and currency constraints, as well as an unfavorable policy/regulatory
environment. Most networks of contract seed growers had to be completely re-organized after
the elimination of large-scale commercial producers. Further, essentially all retail seed outlets
closed. However, with liberalization of the regulatory/policy environment and introduction of
US$ and the Rand economy in the first quarter of 2009, most seed houses have been expanding
grower networks, and are re-opening retail outlets. In addition, since about March of 2009, agro-
dealers in urban and rural areas, and other retail outlets in the rural areas, have also started to
open and stock agricultural inputs – especially seed of hybrid maize. These new initiatives are
very important and hopeful, but also very fragile.
2.4.1 Structure of Formal Sector variety and seed systems
At the turn of the century, variety development systems for all important commercial crops were
functioning well in Zimbabwe. There were several components to these systems. First, a
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Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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number of seed companies had their own effective breeding programs, including SeedCo,
Pannar, and others. In addition, there were several International Agricultural Research Centers
(IARCs) that had offices and field programs either in Zimbabwe or in neighboring countries in
the SADC region: these centers were also developing materials and making these available to
national research systems and private seed companies. Two IARCs based in Zimbabwe and that
had active breeding programs were the International Center for Maize and Wheat (CIMMYT),
and the International Crops Research Institute for the Semi-Arid Tropics (ICRISAT), the latter
producing improved sorghum and pearl millet materials. A third component of the variety
development system was the national Department of Research and Specialist Services (DR&SS)
that maintained breeding programs for many of the major food crops including maize, sorghum,
pearl millet, finger millet and pulses. These were housed in a unit called the Crop Breeding
Institute (CBI). CBI was also responsible for coordinating a “Variety Release Committee” that
met annually to review data submitted by their own breeders, or by private sector companies, in
support of the release of new varieties for Zimbabwe. In addition to CBI, the Ministry of
Agriculture maintained (and still maintains) a Seed Services unit. This unit is responsible for
certification of seed for commercial sale, evaluations of seed quality, and the implementation of
national seed regulations in general.
Variety development programs were significantly disrupted during the land reform process, in
2000. Some of the larger seed companies lost some or all of the farms on which they had been
operating their breeding programs. Because of economic difficulties, some of the IARCs re-
located their scientists and breeding programs outside of the country, and funding for DR&SS
breeding programs also declined. Also, as price controls for seed (especially maize and wheat)
came into effect, the whole profitability of breeding programs in-country became questionable,
and a number of companies moved the majority of their breeding programs to neighbouring
countries.
Today, at least one company does maintain a limited breeding and research program in
Zimbabwe, but most have moved the bulk of these operations to neighboring countries. Fertilizer
is frequently used as a complement to seed, even by small holder farmers.
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2.4.2 Fertilizer production and distribution in Zimbabwe
About 70% of the chemical (inorganic) fertilizers used in Zimbabwe have traditionally been
manufactured locally with a few of the raw materials such as potash being imported (IDC, 2008).
Supply of ammonium nitrate, the main source of nitrogen, is often supplemented through
importation of urea. Annual deficits in the top dressing fertilizer are about 20,000 mt. About
52% of the fertilizer supply does go to the smallholder sector (Table 2.3), and over 80% of this
fertilizer is allocated to maize.
Table 2.3: Traditional typical hectarage and demand (metric tonnes) for different
fertilizers in Zimbabwe
Crop Typical Historical
Hectarage
NPK
Compounds
Ammonium
Nitrate
Total Fertilizer
Demand
Maize Commercial 240,000 60,000 60,000 120,000
Small Scale-Maize 1,200, 000 50,000 80,000 130,000
Soybean 70,000 10,000 - 10,000
Cotton 330,000 15,000 15,000 30,000
Tobacco 200,000 80,000 40,000 120,000
Other Crops 300,000 40,000 30,000 70,000
Summer Crops 2,340,000 255,000 225,000 480,000
Winter Crops 80,000 45,000 35,000 80,000
TOTAL Demand 2,420,000 300,000 260,000 560,000
Source: IDC, 2008
Over the past decade, there has been a decline in fertilizer production in the country. Production
of ammonium nitrate has declined from 250,000 mt in 1999 to less than 75,000 mt in 2008
(Table 2.3), while production of phosphate (P2O5) declined from 40,000 to less than 10,000 over
the same period (Figure 2.2, bottom). This decline has been attributed to the following factors by
the major manufacturers: foreign exchange shortages, price controls, electricity shortages and
unreliable supplies, coal Shortages, brain drain and skills shortages due to various economic
challenges.
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0
50000
100000
150000
200000
250000
300000
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008Year
Pro
du
ctio
n (
To
nn
es)
Production
0
10000
20000
30000
40000
50000
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008
Year
Prod
uctio
n (T
onne
s)Consequently, availability of fertilizer on the market has been severely limited, driving prices
beyond the reach of most smallholder farmers. The decline in production has also meant that
even initiative of government and other development agencies could not acquire sufficient
fertilizer.
Source: IDC, 2008
Figure 2.2: Trends in the manufacture of ammonium nitrate (top graph) and
phosphate (P2O5) (bottom) fertilizers in Zimbabwe between 1999 and 2008
A major source of response to the shortage has been importation, but significant quantities were
only imported in between 2005 and 2008 (Figure 2.3). The decline in production has also been
associated with withdrawal of sales offices that traditionally provided services to farming
communities. A major consequent of the decline in production patterns has also been the
reduction in the range fertilizer types. The most predominant fertilizer types that remained on the
market were the basal Compound D and ammonium nitrate top dressing fertilizer, both for
maize. However, a major challenge was also the lack of timely supply of the fertilizers. While
farmers in areas such as Uzumba had relatively high chances of accessing the limited fertilizer
on the market, those in remote areas such as Pfungwe were most adversely affected. The
problem was compounded by the non-existence of manufacturing capacity in neighboring
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
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0
100000
200000
300000
400000
500000
2001 2002 2003 2004 2005 2006 2007 2008
Year
fert
ilize
r qu
antit
ies
(Ton
nes)
Local Manufacturers
Imports
Total sales
countries (excluding South Africa), which hitherto, had depended partly on supplies from
Zimbabwe. Only very modest supplies of fertilizer were available within the country through
informal channels.
Figure 2.3: Patterns in locally manufactured and imported inorganic fertilizers in
Zimbabwe between 2001 and 2008
Significant fertilizer supplies started to be available, for the farmer buyer, in July 2009. Price
was the compelling constraint. Using barter economy rates, the price has gone up five-fold in
but two to three years.
2.5 The Informal Agro-Input Supply Systems
Sorghum, pearl millet, groundnuts, cowpeas, bambara nuts, sugar beans and sweet potato
constitute the bulk of crops that are important in the informal seed sector in Zimbabwe. Others
include open pollinated maize varieties, soybeans, sunflower, white beans and finger millet.
Except for maize, the informal sector supplies over 95% of the seed Zimbabwe farmers sow.
The informal sector includes all the ways framers themselves produce and dissemination seed,
through own stocks, barter/gifts and markets, with gift-giving being remarkably extensive in
Zimbabwe. Sources of seed sold in informal channels will vary according to the size of the
market. In big markets, such as those in towns, seed might come from distant farming areas in
outer lying districts, provinces and even across boarders. In smaller markets the seed usually
comes from local farming community.
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Of late due to the collapse of the economy and the resultant shortage of maize seed in the
formal market, hybrid maize has also made inroads into the informal markets. In this case hybrid
maize bought in 10kg, 20kg, 25kg or 50kg packs is repackaged into smaller packets of 2kg and 5
kg and sold in the informal market from trucks or open market stalls. In the same manner, hybrid
maize seed, used to pay employees of some seed companies, has found its way into the informal
market.
It is these informal markets which have been the backbone of seed provision during these years
of stress in Zimbabwe. The informal seed system has moved its normal range of crops, which
are key for production stability and nutrition, and many of which are associated with women.
Unusually, the informal sector in Zimbabwe in recent years has also been the prime deliverer of
the formal seed sector. All this has happened in the absence of significant financial or legal
support.
Many trends have helped the informal sector in Zimbabwe remain stable and unusually dynamic,
partly as numerous specific links exist between the informal and the formal seed sector systems.
In normal times, when trials and crop demonstrations are a common feature with the public,
private sector and International agricultural institutions, new and improved varieties have entered
the informal channels on a consistent basis and in multiple ways. The following are some of the
special ways crops and varieties have moved (and still move) through the informal sector.
2.5.1 Institutional channels Participatory variety evaluations (PVS)
In order to guide variety development programs, both private and public, farmers are sometimes
invited to their research stations to evaluate varieties that are being developed. In the past,
farmers have sometimes asked for and been given either a few heads or small quantities of the
variety material to take back with them. Such material has been planted on a small scale first
and, if it showed some traits that farmers were interested in, spread in the communities through
gifts, exchanges and sales, particularly for small grains. During evaluations farmers have been
observed and reported to particularly value seed characteristics or traits such as early maturity,
tolerance to mid season dry spells and droughts and high yield gains. A good example of such
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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spread is the pearl millet variety Okashana, released in Namibia but multiplied by farmers in
Tsholotsho before it was even released in Zimbabwe (Heinrich, 2004).
2.5.2 On-farm trials
As research institutions such as Department of Research & Specialist Services (DR&SS),
ICRISAT and others have conducted both agronomic and variety on-farm trials. Some of the
material used in the trials, has found its way into the farmers’ fields in subsequent seasons. If
such material performs well, it spreads very quickly in the community through gifts, exchanges
and sales. Field days that are held on sites where the on-farm trials have been conducted also
help the spread of such material, even beyond the hosting community. Through field days,
farmers have learnt about new materials, increasing their demand for the materials. In the same
manner, variety demonstrations carried out by extension to compare old or local varieties with
new or improved varieties have also helped channel varieties into communities.
2.5.3 Cross border trade
Some materials find their way across borders. These are usually moved across borders by cross
border traders, middlemen or by people who visit some relatives in neighboring countries.
2.5.4 Seed Multiplication programs and Farmer Field Schools (FFS)
Some concerted, community based seed multiplication programs also have helped multiply seed
on a novel scale. Farmer Field Schools started in Zimbabwe in the 1996/97 season with a
program on Integrated Production and Pest Management, (IPPM) otherwise commonly known as
Integrated Pest management (IPM). In 2003/2004 season, FAO sponsored some FFS on
Integrated Soil Nutrient and Water Management (ISWNM). Farmers in these FFS were also
trained in the multiplication of pearl millet, sorghum, cowpeas and groundnut seed. The FFS
schools multiplied seed as a group and as individuals. The quantity of seed multiplied by these
FFS also grew tremendously (Trip, 2006).
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In the past, the some FFS were contracted by SeedCo- a seed house to multiply pearl millet and
sorghum seed for them for four seasons. The Grain Marketing Board also contracted the same
farmers to multiply the same crops (Bramel and Remmington, 2004).
The informal seed sector has played an important role across Zimbabwe and especially in the
Semi Arid Areas of Zimbabwe where the majority of smallholders farm – and where much of the
emergency seed aid unfolds. The informal sector has remained dynamic through new variety
introductions and skill- building related to seed production. It has also continued to produce the
lion’s share of all seed—except for hybrid maize. Preliminary efforts to connect informal seed
production with private seed companies have been promising. Experience shows that farmers
can produced high quality seed and in impressively large quantities (ICRISAT, 2008).
The crops produced by the informal sector provide important production stability and nutrition
balance for most farming families. The sector could be an even important source of better
quality seed across a large range of crops, and on a sustainable basis, if it were given modest
financial, technical, and business development support. The informal sector has been too long
overlooked by donors and formal seed industry specialists. It represents an economic and
livelihood opportunity –and has great unrealized potential to contribute further to seed security
and to food security. There is need to design project approaches that support this important
sector.
2.6 Gender Roles and Responsibilities in relation to Agriculture and Input
Support Programmes
It has been noted that women in developing countries often manage seed-system processes,
especially storage and seed exchange (Sperling, 2000). In Zimbabwe, other additional important
issues to be considered when thinking about women and seed security include: women’s land
access, land tenure and property rights, impact of HIV/Aids, traditional women’s crops, seed
sources and storage for women’s crops; and formal research and extension.
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2.6.1 Land and Property Rights
In communal areas of Zimbabwe, land rights are regarded as traditional rights, primarily
facilitating men who were born in a certain area to provide a living for their households.
Residential and arable land is allocated to married men by traditional leaders and married women
have access to it only through their husbands. Problems associated with land tenure security and
land administration systems have been proven to be an integral part of the challenge facing
widows and other vulnerable women. Women who lose their husbands through death or divorce
are often vulnerable to property rights violations inflicted to them by either relatives or by the
wider community (Izumi, 2006). With respect to arable land, the ability of women to fully
utilize it usually declines with the loss of a husband. This inability is, at times, used a basis by
relatives for land seizures, both temporary and permanent. On dissolution of their marriages, the
women return to their natal homes. In such cases, if they require land for agriculture, this may be
allocated in pieces by their relatives. Women may be expected to work in their families’ fields
(Izumi, 2006).
Even within a functioning household, access to land by married women to grow their own crops
is subject to negotiation and can be a cause of conflict if husband is not in favor of the wife’s
plans. Therefore, how much land and its quality from the household field women are eventually
granted depends on individual women’s ability to negotiate effectively. Often, their husbands
will prioritize crops men have control over.
2.6.2 HIV/AIDS and Migration
One effect of HIV/AIDS and labor migration by males in rural communities of Zimbabwe has
been an increase in the number of female headed households. It is estimated that 60% of the
households are headed by women. These developments impact on availability of labor for
agricultural production. Also, migrant family members, including spouses often return home
already ill and requiring home-based care; this is usually provided by the women (Izumi, 2006)
2.6.3 Gender and Inputs - Women’s crops and control over harvest
Traditionally, there are some crops that are regarded as women’s crops. In Zimbabwe, these
crops include sweet potatoes, groundnuts, bambara nuts, cowpeas, finger millet, sorghum,
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
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pumpkins and pearl millet. The crops are mainly grown for preparing key dishes of food for the
family. Pumpkin and cowpea leaves for instance are used as vegetables (fresh and dried). Cereal
crops (finger millet and sorghum) although mainly used for sadza are also used to make non-
alcoholic fermented drink locally known as mahewu. Groundnuts are consumed as roasted or
boiled grain or are processed into peanut butter which is mixed with vegetables or other
traditional dishes (Sperling, 2009).
Although it is generally recognized that women use the crops for food for their families, women
also sell excess harvests or products to earn income. The crops are generally marketed locally, to
outside traders mostly from urban areas that come to the areas specifically to buy them. The
traders either pay cash for the crops or acquire them through barter trade.
2.7 The Input Voucher and Fair Approach
Market based approaches focus on giving farmers the means to obtain inputs. They are based on
the assumption that input access, not input availability, is the primary constraint (Sperling et al.,
2004). The use of input vouchers coupled with input fairs is the most common response in this
category. Input vouchers & fairs (IV&F) bring input sellers together on a specific day and in a
well-advertised local venue and then allows farmers who need inputs to select the crops,
varieties, fertilizers and other agro-inputs they want. Input fairs in Zimbabwe generally take the
form of temporary markets organized by NGOs to promote the trade of agro-inputs between farm
households, from local agro-dealers and seed companies. Originally, seed fairs were viewed as a
means to promote sharing of a wide range of traditional crop varieties in order to promote agro-
biodiversity (Rohrbach and Mazvimavi, 2006).
A fair is basically a market, that is, a space where traders display their products and buyers come
to purchase what they need. However, a fair is more than just a market where people go to sell or
buy products. A fair is a market that specializes, usually in a single sector. For example, there are
Fishing Fairs, Building Fairs and Agricultural Fairs. As a specialized market, the Fair attracts
special people and is a meeting place for the sector. An Agricultural Fair, for example, attracts
farmers, seed producers, tractor agents, plough traders, etc. It is these special people who turn the
fair into a meeting place where farmers can learn about new varieties and technologies, where
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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they can share their experiences with other farmers and where they can make new business
contacts. For example, a farmer who goes to the fair to buy tomato seed might meet the director
of a tomato puree factory who may become a client for the crop. For people who produce
technology, the fair is a place to meet potential customers and gather information about farmers’
needs and demands. They can use this information to update their products or develop new ones.
For instance Seed fairs provide an ad hoc market place to facilitate access to seeds, or specific
crops and varieties, from other farmers, traders, and the formal sector. It is usually used in
conjunction with vouchers to provide poorer farmers with purchasing power. It is a short or
medium term response to address problems of seed access especially for subsistence crops, and
where local markets normally used. Increasingly also used to give farmers access to new
varieties. In Zimbabwe seed displays mainly to showcase diversity of seed in local communities
were introduced by Community Technology Development Trust (CTDT) in the 1990s (CTDT -
Food Security and Intervention Strategies in Zimbabwe, 2009)
An Agricultural Input Fair is, as its name suggests, a fair specializing in agro-inputs. These
inputs seed may be certified seed from specialized companies or may be grain selected by local
farmers, organic or inorganic fertilizers, livestock vaccines and drugs, tools such as hoes among
others. Input Fairs are normally organized at locality or community level because of the variety’s
requirements in terms of soil, water and temperature. Farmers do not go to the Input Fairs just to
buy the inputs that they need. The Seed Fair is a meeting place where farmers can find out about
innovations in the market and seed producers can learn about their clients’ tastes and concerns.
At a fair, farmers analyze, discuss and argue about the quality, usefulness and price of seed,
fertilizer and other inputs. Farmers have the chance to check the quality of seed with their
colleagues, to talk about the advantages and disadvantages of improved seed versus local seed
and to discuss among themselves the price of seed that they buy or sell. The Input Fair offers
sellers and seed companies the opportunity to gather information about farmers’ preferences and
tastes, about the specific conditions of the area and other information that is valuable for those
involved in improving and producing seed, fertilizer and other inputs. Interaction between
colleagues and between farmers and agro-input producers is a valuable and important aspect of
fairs (Leonardo, 2000).
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Vouchers are the cash of the fair. Targeted farmers are issued with vouchers or ‘input fair cash’
which provides these poorer farmers with the means to access inputs where it is available, from
local markets, or the commercial sector. The use of vouchers guarantees that their aid is really
being used to buy seed and to restart agricultural production. They want to know that people are
not spending the money on other needs instead of buying seed. Vouchers enable farmers to
access crops and varieties of their choice (Nathaniels and Mwajage, 2000).
2.8 Input vouchers and Fairs in Africa – The case of Ethiopia
In response to recurrent droughts for the last 20 years (except 1983-84, 1988, 1995-96)
government and NGOs have been supporting communities with input assistance. Most of the
targeted households lacked assets and endowments, low rainfall and high population density.
Direct distributions were done every year and they became “annual entitlements”. Results from:
Seed Needs Assessments Major problem: In 2002 CRS carried out a seed security and
availability assessment and responded by piloting the use of “Seed Vouchers/Coupons”. A total
of 56,577 beneficiaries reached with 1,754 MT of seed by pilot. Through 8 local implementing
partners a total of 163 seed fairs were held across 19 droughts affected Woredas (local districts)
(Bramel, Remmington and McNeil, 2004).
This response was based on the assumption that accessibility rather availability was the problem;
local and national seed systems are strong and responsive; farmers had tremendous indigenous
knowledge of seed and cooperation was going to come from the local Woreda committee
(Dercon, 2002).
Based on the needs assessment IV&F were implemented through the coordination of Woreda
committee (Implementing Partner, Rural District Council, Ministry of Agriculture staff &
Disaster Prevention and Preparedness Commission (DPPC), community representatives.
Targeting was done using participatory methods and each fair had a maximum limit of 500
beneficiaries. Fair days were reported to be busy, hectic and long and the issuing of vouchers had
limited time to purchase seed. Distances to fairs were as short as possible for both vendors and
beneficiaries so that inputs could be easily transported to fair sites. All the fairs were conducted
prior to planting, Ethiopia has two seasons belg (March – April) and meher (June - Sept) based
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on fields readiness input types and varieties which suit the seasons prior the fair. Over the year
seed fairs in Ethiopia have evolved to become input fairs and have also shifted from being an
emergency intervention to become an approach with developmental objectives of market
strengthening and access to new technologies (Bramel, Remmington and McNeil, 2004).
2.9 Regional Case study: Five years of agricultural input vouchers and fairs
in Mozambique
2.9.1 Introduction of vouchers and fairs and scale of implementation
Agricultural input vouchers and fairs were first implemented in Mozambique in response to the
floods of 2001, following 12 years of direct seed distribution. By 2001, those involved in
emergency seed provisioning were ready to try a new approach: there was a widely shared sense
of frustration with the fact that seed was always delivered late to farmers, and that the types of
seeds being distributed were not necessarily appropriate for all parts of the country. Action Aid,
one of the first agencies to implement agricultural input vouchers and fairs in Mozambique—had
been involved in conventional distributions, but realized that it was not sustainable in the long
term and suspected that farmers were not actually planting the seeds provided through DSD. The
methodology initially used for agricultural input vouchers and fairs in Mozambique followed the
CRS IV&F model. The current approach has been subjected to some modifications (Devji,
2004).
After the initial experiences with seed vouchers and fairs in Mozambique, the Ministry of
Agriculture recognized the voucher/fair system as the preferred mechanism for assisting farmers
affected by disaster in the country. This public endorsement by the MoA, combined with the
level of frustration with the earlier direct seed distribution, prompted a rapid change from seed
kits to agricultural input fairs and vouchers. Since 2001, more than 225 agricultural input fairs
have taken place in Mozambique, providing almost USD 950,000 of agricultural inputs through
vouchers distributed to over 100,000 drought-affected farmers. The voucher/fair approach was
implemented on a pilot scale in 2001 and 2002, and then scaled up quite considerably. At
present, all emergency seed interventions employ the voucher/fair approach (Harvey, 2005).
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2.9.2 Market Development
Although the majority of the proceeds from agricultural input fairs in Mozambique do not
necessarily remain in local communities, in general, it was widely felt that the fairs encouraged
commercial activity and the potential for market development at a local level. The fairs
themselves attract a number of traders selling an assortment of items for cash (such as sugar,
rice, oil, and soft drinks) outside the fair enclosure. In some places, the fairs are also seen as an
opportunity for farmers to sell not only agricultural inputs but also their outputs, particularly
livestock (for example, chickens and goats). In some districts (for instance, Manhiça District and
Maputo Province), beneficiaries are advised to bring their own money to the fair (in addition to
the 20,000 Mts required for the voucher contribution), and non-beneficiaries are also invited to
participate and bring their own money. Thus, the level of cash sales at a fair is often as great as
the level of voucher sales. In some districts, the experience of the fairs has prompted farmers and
traders to request assistance from the District Development Agency (DDA) in organizing market
days where they can sell their produce (ICRISAT- Mozambique, 2002).
Such requests suggest that there is potential for market development in the areas where the fairs
are held. But what evidence is there to suggest that vouchers and fairs can support market
development? In some cases, the increased knowledge and the networking possibilities afforded
by the fairs have allowed vendors to realize new opportunities. In some places, for example,
links between seed companies and traders established through the fairs have allowed traders to
sell seed company products. One of the seed retailers interviewed reported that the experience of
the fairs in Maputo Province allowed him to identify pockets of unmet demand and he
subsequently opened two additional shops to meet this demand. In instances where the vendors
have been able to increase their sales through participating in the fairs, some of the profits have
been invested in improving their business enterprise. Traders from Xai-Xai market who
participated in the agricultural input fairs, for example, reported that the fairs provided a good
opportunity to sell their products and allowed them to sell considerably more in one day than
they would normally (ICRISAT- Mozambique, 2002).
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2.9.3 Awareness-raising and the dissemination of agricultural technologies
In general, agricultural fairs are seen as offering a good opportunity to promote awareness of key
social issues. In Mozambique, theatre groups are regularly invited to the fairs to perform
educational shows with messages relating to HIV/AIDS. Considering the agricultural focus of
the fairs, however, it is surprising that no formal effort is made currently to promote agricultural
extension messages at the fairs. At an informal level, much agricultural information is being
exchanged: farmers learn about seed and inputs they previously may not have had access to; they
discuss seed issues among themselves, with traders, and with company agents; and some might
develop a better realization of the value of seed. Similarly, informal traders gain knowledge from
farmers and from company agents about local preferences and the range of inputs available
through the formal sector. Through direct contact with farmers and informal traders, company
agents also learn about local preferences and markets. At an informal level, there is thus an
abundance of information being shared among the fair participants. But not all of this
information is necessarily accurate; in some cases it is mere propaganda on the part of the
vendors wanting to promote and sell their products. Although District Development Agency
(DDA) staff members are aware that some of the propaganda information is inaccurate, at
present there is no formal effort to provide accurate agricultural extension messages beyond the
advice offered by individual DDA staff to individual farmers. As such agricultural input fairs are
presently a missed opportunity for promoting accurate information about ‘improved’ agricultural
technologies (Longley, Dominguez and Devji, 2005).
2.9.4 Social protection
Social protection mechanisms allow people to cope with adverse circumstances and enhance
opportunities for poverty reduction, equity and growth. There exists a vast array of different
mechanisms via which social protection can be provided, including agricultural programmes. In
Mozambique, however, social protection is not yet on the agenda of the Ministry of Agriculture,
and agricultural staff members are, in general, not familiar with the rationale for, or the
approaches to, social protection currently being promoted in other sectors or countries (Longley,
Dominguez and Devji, 2005)
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In Mozambique, there is increasing interest in social protection mechanisms to support those
affected by HIV/AIDS and other vulnerable groups. At present, social protection is provided
through the National Institute for Social Action (INAS) within the Ministry of Women and
Children. Another form of social protection is provided to those who have a Poverty Certificate
(for which there is a complex registration and annual renewal process); these individuals receive
a cash transfer of 80,000 Mts per month and are exempt from school fees, health fees, and other
such payments. Hence, social protection systems already exist in Mozambique, and it is possible
to explore the potential for linking such systems to voucher/fair interventions, in which those
already targeted for social assistance might also become beneficiaries of agricultural input
vouchers and fairs. Further data on the actual use of inputs provided through agricultural input
fairs and their impacts on vulnerability and agricultural production are needed to consider the
viability of using agricultural input vouchers as a social protection mechanism (ICRISAT-
Mozambique, 2002).
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CHAPTER THREE
3.0 RESEARCH METHODOGY
3.1 Introduction
The study was carried out in Uzumba Maramba Pfungwe (UMP) district (see map appendix A1)
across 6 different wards (see map appendix A2) selected using purposive random sampling.
Purposive sample entails a sample selected in a deliberative and non-random fashion to achieve a
certain goal. In a focus group, for example, you may want to consciously seek out respondents at
both ends of a spectrum (as well as some in the middle) to insure that all viewpoints are
adequately represented. You might also preferentially recruit subjects who have the best
knowledge and experience in an area. In this case study wards were randomly picked from a
‘purposive’ sample of wards where CRS and CTDT has input support intervention through
IV&F and conventional input programmes have been implemented.
3.2 Study Area Selection
UMP district was chosen on the basis that Catholic Relief Services (CRS) and Community
Technology Development Trust (CTDT) have introduced the IV&F in 2002 and conventional
methods have used by Government of Zimbabwe (GoZ) and many other parastatals through the
Grain Marketing Board (GMB), Operation Maguta (Led by the Zimbabwe National Army) and
many other NGOs which has been implemented since the late 1990s. This study was mainly
focusing on the five seasons from 2005/06 to 2009/10 season and exploring views on both
conventional and IV&F which were implemented in the district. UMP district falls into three
different agro-ecological zones namely Natural Region II (NR II) for parts of Uzumba area on
the border with Murewa refereed to as Uzumba South, NR III for the greater Uzumba area called
Uzumba North and further to the north is NR IV for the Pfungwe area. The area offered a very
good study area with different parts falling under different agro-ecological zones, which mimics
most parts of the country, allowing the research findings to be applicable to most parts of the
country. Sites were chosen so as to link the assessment to action, and also to allow for some
extrapolation application of the findings. Within the district a total of six wards were chosen
using the following criteria:
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Wards where CRS, GoZ and other NGOs have been working on input support programmes
since 2005 addressing agricultural input- related constraints;
Different wards which are sufficiently contrasting so as to potentially uncover different types
of input access and utilization scenarios and draw lessons learnt;
Classic ‘maize’(high potential areas), that is the wards in the Upper and Greater Uzumba
areas and typical ‘small grain’ area (medium to low potential) in the Pfungwe areas.
UMP district is approximately 165 km north-east of Harare. Uzumba south is in agro-ecological
region IIb while Uzumba north is in region III, Maramba and Pfungwe are in region IV. UMP
was declared as an independent district after independence in 1980. Before 1980, it was just
considered as Murehwa district (Gowe, personal communication).
The district covers an area of approximately 4 934 square kilometer and has a population of
about 110,302 people (Mutawatawa hospital), a 5.7 % increase from 104 336 in 2002. Population
density ranges from 10.4 to 3.6 per square kilometer and the district has a total number of 33,783
farming households. For a long time the district had a total of 15 wards but now there are 17
Wards. These two wards (16 and 17) have been created from wards 5, 6 and 7. Until the political
constituency re-demarcation of 2008, Uzumba has been part of UMP constituency and is now an
independent political constituency. The area falls under three different Chieftainships with
Uzumba area under Chief Chipfuyamiti and Maramba and Pfungwe under Chiefs Chiutsi and
Chinyerere respectively.
Upper Uzumba (Uzumba South) covers Chikwira ward 13; Nhakiwa ward 14 and Musosonwa
ward 15. Specifically the study was carried out in wards 13 (Chikwira) and 15 (Musosonwa) in 5
villages per ward falling under Region IIB. This area receives rainfall in the ranges of 900-
1000mm per annum and have mean of maximum and minimum air temperatures range from
15oC in June to 22oC in October. The two wards have a total household population of 3,606
households a population of 17,671 and an average household size of 5. Lower Uzumba Area
(Uzumba North) covers Marowe ward 8 and Mukuruanopamaenza ward 9 (which are both study
wards) and the three in Uzumba East (Chigwarada ward 10, Manyika ward 11 and Nyamhara
ward 12). These five wards and parts of Ward 6 (Maramba) are in natural region III and receive
an average of 650- 850 mm rainfall per annum. The two study wards (Marowe ward 8 and
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Mukuruanopamaenza 9) have a total household population of 3,435 households a population of
15,509 and an average household size of 5. The study also covered the drier Pfungwe area
located to the north of Mutawatawa, the district administrative centre. This area covers wards 1
to 5 and of these wards 2 (Chiunze 1) and 3 (Chiunze 2) were selected for this study. The area
falls in natural region IV were rainfall is around 450-650 mm rainfall per annum and sometimes
experiences prolonged dry spells rain. The two study wards have a total population of 11,204,
2490 households and an average household size of 5.
All the six study wards across the district were purposefully sampled on the basis that they have
experiences with both Conventional and IV&F within the past five years.
3.3 Study sites selection
Six wards were chosen for the study two from each of the three distinct areas as shown in the
table 3.1 below. A total of 30 villages were randomly selected for the study, that is, 10 from each
of the three areas, 5 from each ward, that is, 2 for household (HH) interviews and 3 for FGDs.
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Table 3.1: Study sites
Area
(Description)
Ward Numbers and
names
Villages for Focus Group
Discussions
Villages for HH
interviews
Uzumba South
(Classic high
maize area)
Musosonwa ward 15 Mhishi
Kamucheka
Mutengambiri
Chigwida
Tambara
Mbizi
Chikwira ward 13 Tafirenyika
Jaji
Gotora
Mutemaringa
Zvomuya
Uzumba North
(Medium and
diverse cropping
systems)
Marowe ward 8 Chari
Shangwa
Ben
Kwendambairi
Joe
Mukuruanopamaenza
ward 9
Chivinge
Dyora
Katiyo
Madzwavava
Mashambanhaka
Pfungwe (very
dry and small
grains area)
Chiunze 1 ward 2 Mutata
Mukango
Chindenga
Tokoti
Mbofana
Chiunze 2 ward 3 Chingwinyiso
Nhadziso
Jamari
Matumbura
Siyakurima
3.4 Research Design
The following section briefly outlines the methods used in gathering and collecting both primary
and secondary data for this thesis. As shown in Figure 3.3 below the study started with the
development and submission of the research proposal. After the proposal was accepted, the
researcher made preliminary visits to study districts where the study was introduced and also
meeting with key officials in various government departments and ministries who later on
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became contact people as well as key informants. At district level, key informants were
personnel from AGRITEX, RDC, GMB, Civil society, Seed Houses etc.
Figure 3.1: Project Implementation Plan and Design
3.5 Data Collection
This study was carried out from June to November 2010 and used both qualitative and
quantitative methods in gathering data and focused on multiple stakeholder insights and cross-
checked information from the supply and use side. Data collected situated within a larger
historical context in the sense that the selected areas were representative of the whole UMP
district and also mimic most rural settings in Zimbabwe. Use of Ministry of Agricultures and
FAO databases on crop production trends and seed and fertilizer supply programmes history was
Proposal Development
and Literature Review
Preliminary Visit to the Study area and training of research
team
Key Informant Interviews
and secondary data gathering
Data collection Farmer
interviews and Focus Group
Discussions
Data Analysis and
synthesis
Results and Discussion
Progress Presentation
Thesis Writing and Presentation/ submission
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of great assistance to provide insights to the area of study. A preliminary visit was carried out to
request for permission from the district authorities including the District Administrator and the
Rural District Council (RDC). Discussions with CTDT field officers and the District AGRITEX
office headed by the DAEO culminated in the selection of study sites and the identification of
key informants.
This was followed by a visit to study sites, this time for data collection. The researcher trained a
research team of 6 enumerators on the methodology and explained the aims of the research work
and reasons why he needs their cooperation. The research team members carried out mock-
interviews and then a preliminary administration of the all the tools was done in one area
(Pfungwe) with whole team. After ascertaining that the enumerators had gained confidence each
was allocated questionnaires to administer in Uzumba North and South respectively. During this
hands-on experience the researcher identified an assistant team leader to assist in decision
making in his absence. To ensure quality data collection the researcher also sampled
questionnaires from different enumerators for field verifications.
The range of methods used and themes explored in the study are sketched in table 3.2 below.
Participatory Rural Appraisal (PRA) techniques were used to enable participating communities
and key informants to express and share information freely and to stimulate discussion and
analysis. These included discussions and interviews with stakeholders at various levels in the
selected wards.
At ward level, discussions were held with ward AGRITEX officers, councilors, village headmen
and individual households. At household level, discussions were held with respondents to
explore their background, knowledge, farming practices, agricultural input sourcing history,
views and perceptions to existing input sources and approaches particularly the input vouchers
and fair model, specific comparisons of this model with conventional approaches among other
seed and fertilizer sourcing related issues.
At district level, interviews and discussions were also held with key stakeholders representing
government departments to obtain information related to input provision in the three areas of the
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district. Dialogue was maintained with key stakeholders throughout the period of study, data
analysis and documentation. A semi-structured questionnaire was administered to 120
households, 40 each from Pfungwe, Upper Uzumba and Lower Uzumba. Questionnaire
administered at household level focused on issues of agricultural input sourcing, sources,
experiences with and perceptions on different input assistance approaches, reliability and
sustainability of the different sources, role of households, the community/leadership and
AGRITEX among other government ministries and departments in the different approaches. The
target group for administering the questionnaire was generally household mothers or fathers.
Children were also talked to but the adults were deemed to have reliable adequate knowledge on
issues being investigated. Purposive, convenience random sampling was used to get
questionnaire respondents at community level. Copy of the sample questionnaire is attached
(Appendix A 3-page 84). Differences in perceptions, realities, roles and priorities between
women and men were also assessed through focus group discussions.
In addition to interviews, observation was also used to examine the physical appearance and state
of some of the technologies in seed selection, storage and distribution channels in various
villages visited. Focus Group and key informant discussion guidelines tool modified from the
household interview tool is attached (Appendix A 4-page 89). Literature from a wide range of
published and unpublished sources was also undertaken to consolidate the field study and to
identify key issues that were relevant to this study. It must be noted that not much academic
work has been done in the field of agricultural input approaches analysis although there is a lot
of experience within rural communities and some other donor agencies. As such organizations
such as CRS and CTDT provided valuable literature for this study and values such work which
avails checks and balances and evaluate the initiatives they perceive to be sustainable. The
research has been appreciated as it informs programming and allows for modifications in
approaches to suit community needs and priorities.
Communities’ demand or rejection of specific input approaches, perception on IV&F approach
was also assessed using the Most Significant Change tool or guidelines developed by GRM
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International1 attached (Appendix A 5-page 91). Each community of the 18 FGDs identified a
story of most significant change attributable to either IV&F or any of the conventional
approaches of input delivery. CRS, CTDT and other key stakeholders including the researcher,
AGRITEX representation and one local leadership representation chose 1 story from each of the
3 zones to be included in the research as boxes.
3.6 Data Analysis
Data analysis was done using the Statistical Package for Social Sciences (SPSS) and Excel.
1 GRM International is an International management agency for a number of donors which supports a number of
input support projects.
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Table 3.2: Investigative thrusts used in the study in Uzumba Maramba Pfungwe district, July 2010
Type of investigation Commentary
Individual farmer
interviews
(Beneficiaries N=120)
Topics discussed included: Agricultural input patterns sources for the past five seasons; Households’ perceptions on
various input sources; Comparison of IV&F model with conventional approaches and Personal opinions on the
future agricultural input support in Zimbabwe
Key informant
interviews – Ward Level
Discussions with ward Agritex officers, councilors, Chiefs, village heads, Ward Development Committee members
Focus Group
Discussions (N=18)
Topics discussed included: Agricultural input sources of the community by type of input (seed/fertilizer) – mapping
and importance of source; Any differences in sourcing by season quality (variations between a ‘bad’ and a ‘good
season’)?; Perceptions on IV&F compared to conventional methods; Any differences in post distribution utilization
by input assistance approach?; and Recommendations
Key informant
interviews - District
Level
CTDT officers, DAEO, Crops Specialist, AGRITEX officers, GMB, Seed Houses or their agencies). Discussions
focused on: Issues of agricultural input supply approaches in use/used; Perception of different input support
programs (focus emphasis on comparing conventional methods and CRS’s IV&F program); What are the
advantages and disadvantages? Recommendations – any suggested modifications on the approaches?
Agro-dealers (N=15) An in-depth analysis of the input market chain was carried out including the assessment of crops varieties and other
agricultural inputs supplies on the market? Any changes in the pricing patterns? Sourcing areas and quality
management procedures? What are their perceptions of different NGO and GoZ input support programmes?
Case Studies (N=6) These were unique cases of success or failure. The researcher used the most significant change story (MSC)
methodology (see guidelines on page 91) to gather stories of either negative or positive change from the
communities as a result of either conventional approaches or IV&F (3 were chosen and results presented in boxes)
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CHAPTER FOUR
4.0 DATA PRESENTATION AND DISCUSSION
4.1 Introduction
While fieldwork only took place in one district and across three sites, the choice of locales offers
good coverage of typical Zimbabwe smallholder agricultural regions, and gives insight
particularly into the different areas in which agricultural inputs and other humanitarian aid might
be given. The study area ranged from the better off natural region IIB (Upper Uzumba) to the
very poor extreme of natural region IV (Pfungwe area) with the Lower Uzumba representing the
medium Natural Region III. This context is typical in most rural areas in Zimbabwe, the African
region and other countries such as India and Pakistan.
4.2 Agriculture and Rural Development
The household interviews across the 3 site of Pfungwe, Lower Uzumba and Upper Uzumba
revealed that 95% of the rural folk rely on agriculture as a source livelihood. This therefore
means that it is important to realize that agriculture is at the epicenter of rural development. Only
5% recognized other areas other than agriculture as their main livelihood activities with 2.5%
involved in other home industry activities such pottery, iron work and weaving. In Pfungwe one
of the households (0.8%) indicated that they considered illegal gold panning as a critical
household income generator and 1.7% identified buying and selling as their main trade as shown
in the pie chart in figure 4.1 below.
The bulk who are involved in agriculture generate cash from on-farm activities which included
crop sales (mainly vegetables), fruits and firewood sales, agricultural labour such as land
preparation, weeding and harvesting..
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Figure 4.1: Major Livelihood Activities in UMP district
Gold panning is mainly carried out in Mazowe and Muhume Rivers from May to October and
used to constitute a significant percentage had it not been for the police crackdown on illegal
gold panners. The police effectively stopped this community from undertaking this activity. The
major activities under home industry were self employment is in the form of firewood sales and
fruit vending.
Figure 4.2: Major Agricultural Activities for UMP farmers
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The field findings emerging across the three assessment sites indicate that of the 95% who are
involved in agriculture 59.2% are involved in field crop production, 35% in gardening and only
5.8% are into livestock (as shown in figure 4.2 above) although some are involved in some
combination of the three.
Field crop production and livestock were mentioned as major activities in Pfungwe with gardens
dominating in Uzumba. Livestock farmers in Pfungwe are involved cattle and goat marketing
with traders from as far as Harare such as Koala Cattle Sales and other small traders
predominantly speculators. Most small livestock traders would then auction them at urban
markets such as CC auctions. Those who are into field crops are of late involved in contract
farming with a commercial seed company called AgriSeeds for seed production of sorghum,
groundnuts and cowpeas. Horticultural farmers in the Uzumba area frequent Mbare Musika in
Harare or the Murewa market to sell their garden produce ranging from tomatoes, onions,
butternuts, cucumber, pepper among others. They have attempted to engage with formal markets
and companies such as Interfresh and Favco but have since stopped because of a number of
challenges ranging from transport, prices, production and quality-related among others.
According to records from AGRITEX at the district offices over 40% of the arable land was put
under the staple maize crop between 2005/06 to 2009/10 seasons (see table 4.1). This was
followed by groundnuts, sorghum, pearl millet and cowpeas. However there has been a
significant change in the trends in the area under cotton and sweet potatoes. Cotton has been
declining in area and farmers cited the investment costs as exorbitant, a situation which has been
exacerbated by the poor prices. In contrast, area under sweet potatoes has been increasing due to
the crop becoming a cash crop as it was on demand in most urban areas as a substitute for bread.
Interestingly, sweet potatoes has been shifted from being a “women’s crop” as man began to
develop interest in the crop.
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Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 48 Msc RUP
Table 4.1: Production Trends for major crops in UMP district, Zimbabwe
Season 2009/10 2008/09 2007/08 2006/07 2005/06
Crop Total area
planted
(ha)
Yields
(t/ha)
Total area
planted
(ha)
Yields
(t/ha)
Total area
planted
(ha)
Yields
(t/ha)
Total area
planted
(ha)
Yields
(t/ha)
Total area
planted
(ha)
Yields
(t/ha)
Maize 22,087 8,835 27,908 9,980 33,851 24,931 9981.0 20,215 20,215
Sorghum 7,462 2,239 6,330 2,492 6,182 6,243 3,121.0 6,002 6,002
Pearl millet 1,047 215 3,143 629 3,456 3,646 1,823 831 576
Rapoko 1,344 269 1,227 368 1,874 2,252 900 2,046 1,023
Rice 28 3 30 6 24 30 12 16 12
Groundnuts 11,995 7,197 9,492 4,146 2,170 7,230 2,892 4,921 1,476
Cowpeas 3,231 969 1,420 420 361 5,582 2,323 31 21
Sunflower 552 110 2,130 852 2,922 3,701 1,850 1,117 335
Sweet
potatoes
1,100 1,100 2,978 2,382 4,403 4,271 8,520 3,271 8,177.5
Sugar beans 391 39 372 149 237 135 27 259 129
Cotton 1,050 210 3,058 1,529 3,557 6,923 5,538 4,895 2,937
Soyabeans 227 45 108 32 330 216 43 34 17
Source: UMP District Agricultural Extension Office (DAEO), August 3,
2010
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Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Urayayi Mutsindikwa 49 Msc RUP
4.3 Challenges for the smallholder farming sector
During the focus group discussions a total of 15 groups across the agro-ecological zones were
defined a good season as one in which rainfall is good and evenly distribute (without a mid-
season drought), in which ‘the inseparable twins, seed and fertiliser’ are easily accessible and
communities able to plant on time and able to harvest good yields.
Figure 4.3: Components of ‘good season’ in UMP from proportional piling sessions
According to the 3 communities interviewed a ‘good season’ has three major components
namely good rainfall, timely access to inputs and good crop yields. Uzumba farmers indicated
that a normal functional market was a very critical component of a good season and constituted
around 8%.
While fieldwork took place in four sites, the choice of locales offers good coverage of typical
Zimbabwe smallholder agricultural regions, and gives insight particularly into the variable areas
in which humanitarian aid might be given. These range from the better off natural region IIB
Uzumba to the poor extreme of natural region IV Pfungwe.
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Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Urayayi Mutsindikwa 50 Msc RUP
4.4 Cropping and Input Systems in UMP district
4.4.1 Popularity of Crops in the district
In listing their three most important crops, farmers mentioned maize across the board in all four
sites, with 48% the farmers in Pfungwe giving it a priority status. This showed that not 100% of
Zimbabwean farmers center their agriculture on maize. Groundnut also appeared as of high
interest across sites. A cereal, sorghum, pearl millet or finger millet, was also usually cited as a
central entry as shown in table 4.2.
Table 4.2: Farmers’ most three most important crops grown in the study area
Crop Upper Uzumba Pfungwe Lower Uzumba All sites
Freq % farmers Freq % farmers Freq % farmers Freq % farmers
Maize 40 100 22 52.4 40 100 122 75.3
Sweet
potatoes
19 44.2 - - 2 5 21 12.7
Cowpea 6 13.9 14 33.3 8 20 38 24.1
Groundnut 24 55.8 24 57.1 21 52.5 69 59.0
Finger millet 22 51.2 - - 19 47.5 41 23.5
Bambara nut 4 9.3 5 11.9 11 27.5 20 13.3
Pearl millet 2 4.7 30 71.4 - - 32 33.1
Sorghum - - 32 76.2 11 27.5 43 41.6
Total sample 40 42 40 122
4.4.2 Sources of Inputs – Seed
Detailed analysis was done on farmers’ sources of seed, crop by crop, from 2005/6 to 2009/10
season. Four main possible options were explored to get specific insights for the strategies being
used to access seed.
Seed sources for each identified crop were explored in the study. Findings show that the options
of input voucher and fairs; ‘own stock and social networks’ which includes retained, carry over
and gifts from social networks; direct distributions and seed markets mainly local shops, vendors
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Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Urayayi Mutsindikwa 51 Msc RUP
and Agro-dealers were a key sources for seed for all crops, both in terms of the percentage of
farmers using the source and quantities of seed actually accessed.
Table 4.3: Percent of farmers who used each seed source during 2005/6 to 2009/10
cropping seasons by crop across all sites
Source Maize Groundnut Finger
millet
Cowpea Sorghum Pearl
millet
Bambara
N=120 N=98 N=39 N=40 N=69 N=55 N=22
Own stocks/ social networks
(Retained /Carry over Gifts
from social networks)
42.4 28.2 44.4 30.0 51.2 42.7 29.1
Seed markets (Local Shops
barter/Vendors/Agro-
dealers)
19.2 12.7 0.8 3.5 2.9 4.9 18.2
Direct Distributions (Seed
aid)
33.6 23.1 12.0 6.5 4.3 7.8 0.0
Input Vouchers & Fairs 40.8 33.1 40.0 55.0 53.2 57.3 34.5
Use of markets was particularly important for maize, obtained primarily from agro-dealers and
local shops, although various types of barter (goods and labor) also provided about 10% of the
seed sown. In the case of legumes, it is exclusively the local shops and open markets which
provided the seed, rather than the formal seed suppliers. Sorghum, pearl millet and finger millet
seed were obtained mostly from farmers’ own stocks and social networks, as would be expected.
Direct distributions were a significant seed source only for maize and much of this through the
government program of Operation Maguta. However, a significant amount of the seed accessed
through direct distributions was not planted.
It was typical across all the main crops grown that seed sourced from IV&F and other input
markets were all planted (see figure 4.4 to 4.6). This was because farmers would have chosen the
seed they would have wanted to plant as opposed to be given something they ‘might’ not have
chosen had they been given the chance to choose.
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Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 52 Msc RUP
Figure 4.4: Percentage of maize seed obtained from each source, in relation to total
seed planted from 2005/05 to 2009/10 cropping seasons across sites
Figure 4.5: Percentage of Small grains seed obtained from each source, in relation
to total seed planted from 2005/05 to 2009/10 cropping seasons across sites
The same findings were confirmed by FGDs that farmers were more willing to utilize inputs they
have chosen themselves as opposed to the ones they have been given through direct distributions.
Vouchers were cited as a flexible model of input delivery as farmers can make decisions on their
own as opposed to direct distributions which are generally not planned and implemented with
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
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Urayayi Mutsindikwa 53 Msc RUP
communities. As a supply-side approach, the implementers tend to make the major decisions on
seed procurement and distribution
Figure 4.6: Percentage of main legumes seed obtained from each source, in relation
to total seed planted from 2005/05 to 2009/10 cropping seasons across sites
Box 4.1: Do farmers really eat seed? Seed is the input at the heart of agriculture. It gears what farmers will grow, if and when they
will harvest. Seed, to produce, has to have a certain quality and has to be adapted to quite
specialized circumstances, including, in Zimbabwe, often to drought conditions.
So do farmers really eat the family jewels?
Community discussions, intensively debated across sites, suggest that it is rare for farmers to eat
their seed. Only the infantile or poor managers would truly squander such an important
resource.
There are, of course, standard exceptions, rooted in planned strategy. Farmers will eat their
seed stocks, if they can easily access desired seed again, as is the case for buying pulses on the
open markets. Also, knowing that NGO or governmental aid is on the way, farmers might eat
their recycled maize-- in anticipation of yet another free hybrid handout.
Post-script. Do farmers eat seed aid? : A women in Pfungwe shared her 2007 story. She only
needed the five kilos of maize aid—-so she ‘washed’ the other twenty. The Conventional
approach Relief aid gave her seed----and number of full family meals).
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4.4.3 Seed Source Mapping and the position of Input Vouchers and Fairs
Community mapping of seed sources served to confirm findings on evolving seed source
strategies. Communities groups worked together to map the seed sources for a particular crop,
comparing current sources with those used during the five years previous. Site by site maps
appear in three examples showing the level of detail are given below.
For pearl millet in Pfungwe ward 3, all seed is now sourced local system through own stocks and
gifts. Within the last five years, own stocks and gifts have remained important, but there have
also been pearl millet-related interventions by CRS, and, at times, farmers have gone to
neighboring districts to get pearl millet seed.
Figure 4.7: Sources of pearl millet seed during the 2009/10 season in Pfungwe area
(ward 2 and 3)
Three major sources of both finger and pearl millet seed were:
(i) Own retained seed – this was home-saved seed harvested from the previous seasons and
this was common amongst the farmers as a means of preserving their traditional varieties.
Farmers have their own means of keeping the seed including putting ash and burnt cow
dung among others.
(ii) Gifts- both focus groups and household interviews showed that farmers normally access
small grain seed from friends and relatives as gifts.
(iii) Input vouchers and fairs (dark green in figure 4.7 and 4.8) was one of the sources of
seed. Farmers explained that they managed to access some of the improved millet
varieties (both finger and pearl) through IV&F. This was because it allowed them to
choose seed
Own retained
seed
Gifts
Pearl millet seed
Input
Vouchers &
Fairs
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Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Key
Most important Medium important Least important
Figure 4.8: Channels through which farmer source finger millet seed in Uzumba South
(ward 8 and 9).
This solely from the informal seed channels mainly home-saved (retained) seed, gifts from
friends and relatives and bartering. Community members indicated that finger millet seed was
easily accessible from relatives and friends as compared to crops such as groundnuts, Bambara
nuts, cowpeas, soyabeans or sunflower.
Groundnuts seed (light green in figure 4.9) is sourced mainly from the informal seed channels
such as home-saved (retained), gifts, barter exchange for grain, other seed types or even
livestock and labour. Farmers can also access seed from the open markets such as Mbare
Musika, A2 resettlement areas and other districts such as Mutoko, Murewa and Goromonzi and
as far as other countries such as Malawi and Mozambique and South Africa. Home-saving and
resettlements in Murewa were identified as the most important sources of seed (in circles).
Own home-saved
(Retained) Barter exchange
Finger
millet
seed
Gifts (friends and relatives)
Seed
vouchers and
Fairs
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Key
Most important Medium important Least important
Figure 4.9: Channels through which farmer source groundnut seed in Uzumba South
(Ward 13 and 15).
However together with gifts and the capital Harare Mbare Musika, IV&F (dark green) was
identified as the relatively important sources of groundnut seeds in Uzumba. They also identified
many other sources which were not as important. This included purchases from neighbouring
district of Mutoko, Mudzi, Murewa and Rushinga; from other countries such as Mozambique
and Malawi and other conventional input distribution mechanisms such as the SADC input
facility of 2008/9 season.
Own home-saved
(Retained)
Resettlement areas
‘Mapurazi’
Gifts (friends and relatives)
SADC Input assistance
(relief)
Mbare Musika Market
Farmer Groundnut
seed
Input Vouchers and Fairs
Purchases from other districts (e.g. Mutoko,
Murewa & Mudzi)
Cross border (Malawi,
Mozambique)
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
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Urayayi Mutsindikwa 57 Msc RUP
Key
Most important Medium important Least important
Figure 4.10: Channels through which farmer source maize seed (across sites) – 2008/09 -
2009/10 seasons
Sources of maize seed in UMP for two seasons 2008/9-2009/10 were mainly relief. Government
programs (such as Operation Maguta and Champion farmer input schemes), SADC-sponsored
inputs and seed aid constitute the predominant relief sector. There was also seed assistance
through development projects such as conservation farming and purchases from the ‘black
market’ in Murewa or Harare. These constitute the ‘formal’ channels. Farmers’ own stock
(usually local variety ‘garabha’), barter exchange (for other seed types, grain, food or livestock
etc), gifts and selection from grain (own harvest) constitutes the informal channels. Note that
most of these sources have other links (traceable to origination).
Maguta program (relief)
CRS Input Vouchers and Fairs
Donors
GoZ Input assistance (Relief)
Champion farmer program (relief)
Purchases from Black market
SADC Input assistance (relief)
Gifts (Relatives and friends)
Granary (Own harvest (Retained)
Selection from grain – Home saved
Farmer Maize Seed
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Figure 4.11: Maize Seed sources (across sites) for the past 5 seasons (2005/6 to
2009/10)
From figure 4.11 Input Vouchers and Fairs has been a major source of maize seed for the past 5
seasons through agro-dealers and seed companies such as Pannar, Pioneer and SeedCo across all
the study sites. During the same period conventional delivery mechanisms mainly from the GoZ
through the RBZ and the GMB were predominant input sources.
Table 4.4: Percentage of community members who are seed secure for 2010/11
season.
Crop Uzumba North Pfungwe Uzumba South
Maize n/a 100 90
Groundnuts 100 75 75
Sorghum 100 100
Pearl Millet 100 100
Finger Millet 100 100
Sweet Potato 100
Note: n/a= data not available
Maize
Seed
Seed
Input Voucher
& Fairs
Donor
Retained
Seed
Hybrids, OPVs
GMB
GOZ
Agro-dealers
Seed
Companies
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Generally across all the three sites farmers are seed secure for all the crops. This meant that the
farmers either had seed or had reliable sources of accessing the seed for the next season. An
analysis of these possible sources would better inform the NGOs, government and other civic
organizations who may want to assist the communities. Such an engagement will influence the
models recommended and how they can support the existing initiatives.
Legume seed is difficult to manage. However, farmers in Uzumba only need 10% and 8% of
their harvest for groundnuts and cowpeas respectively. The message from the table 4.4 and 4.5 is
consistent showing that a shortfall in crop yields does not necessarily imply a seed shortfall.
However, seed quality can be an issue during high stress times such as droughts. Figure 4.5
below shows that most farmers are seed secure for these crops and efforts therefore should be on
how to equitably distribute the seed amongst the farmers in the area. It is findings such as these
that prompted the development of the IV&F approach to avail resources for the poor and
vulnerable farmers to be able to access adaptable seed from the community ‘keepers’ of seed.
Table 4.5: Sowing needs per household: Groundnuts and cowpeas
Seed Parameter Groundnuts Cowpeas
Planted area per household (ha) 0.25 0.2
Seeding rate (kg/ha) 100 100
Sowing needs (kg) 20 20
Multiplication rate (grain produce divided
by seed sown)
10 12.5
Harvest 200 250
% of harvest required to meet sowing
needs (100 divided by multiplication rate)
10 8
4.4.4 Input vouchers and Fairs (IV&F) as means of fertilizer sourcing
Farmers use fertilizer on a routine across all the sites and it was used across a number of crops
but predominantly on maize. All the three FGDs communities agreed that seed and fertilizer
were equally important and were the inseparable ‘twins’. Crop production without the use of
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Urayayi Mutsindikwa 60 Msc RUP
fertiliser in UMP is almost a non-starter. According to the DAEO, UMP the most important
factor affecting crop production in the district is fertiliser availability, then draught power, seed
and rainfall (quantity and distribution) in that order. Getting access to fertiliser was also assessed
as the most important constraint by the community as well. Most of the soils in the Uzumba area
of the district are sandy and sand-loam formed from the granite parent rock which renders almost
all crops to require fertiliser and/or manure. Most of the farmers used to access fertiliser from
local vendors in Murewa or Harare or on the ‘black market’ at exorbitant prices reaching as high
as USD60/50kg bag at some point over the past 5 seasons. The general practice is farmers
purchase fertiliser when they sell their produce at Murewa Centre or Mbare Musika. Before the
dollarization farmers reckon that fertiliser was not readily available but it was easy to purchase
since they could sell two 50kg bags of sweet potatoes to buy a 50kg bag of fertilizer. This was
because fertilizer was a controlled commodity. However, the current fertiliser prices (USD 29.00
to 35.00 per 50kg) require the farmers to sell 7-10 by 50kg bags of sweet potatoes at the market
at an average price of USD 5/bag. However, during stress times farmers use ‘manure tea’, a
liquid from soaked manure as top dressing fertiliser and some could even use human urine as
copping strategies.
Box 4.2: How many buckets for a bag? Trading sweet potato for fertilizer
The price of inputs has skyrocketed in the last few years—and farmers in Uzumba are
particularly concerned about fertilizer costs.
“Before”, 2-3 years ago,
1 bag of fertilizer (50 kg) could be exchanged for 3 buckets of sweet potatoes
Now in 2010
1 bag of fertilizer (50kg) costs US$30
1 bucket of sweet potatoes sells for US$2-3
1 bag of fertilizer (50kg) costs the equivalent of 10-15 buckets of sweet potatoes
So a bag now costs 5 times (500%) what it did a few seasons ago.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Table 4.6: Fertilizer use in UMP district
Description Number of cases Yes responses (%) No response (%)
Usually use fertilizer N=120 75 25
Used fertilizer 2009/10
cropping season
N=120 91.7 8.1
The strategy for fertilizer
was normal
N=90 22.2 77.8
75% of interviewed households indicated that they usually use fertilizers and the 25% who rarely
use due to a number of reasons such as exorbitant prices and shortages on the markets. However
during the 2009/10 season 16.7% of the farmers who do not normally use fertilizer managed to
access the commodity from NGO programs such IV&F and government programs such as the
SADC initiative and the GMB-coordinated input projects. The 77.8% of the 75% who normally
use fertilizer did not use application strategy or rates they normally use as a result of their failure
to access the desired.
Figure 4.12: Farmers in UMP district distributing fertilizer using the conventional
direct distribution approach
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Fertilizer use was overwhelming concentrated on maize but the sample sizes being too small to
make conclusions on the other crops. On average famers used a total of 115.78 kg, although with
the rates having a large standard variation (+/-128.99). This translates to 202.50 kg/ha. Such
rates seem well within the range of ‘normal’, as Uzumba farmers might use 300-400 kg , with
estimates suggesting Pfungwe farmers applying 75-150 kg/ha and some using even lower
amounts.
Table 4.7: Crops on which fertilizer was applied
Crop All sites
N=120
Uzumba North
N=120
Pfungwe
N=120
Uzumba South
N=120
Maize 64.5 94.6 42.9 43.5
Cow pea 5.4 0.0 7.1 13.0
G/nut 7.5 5.4 10.7 8.7
Pearl millet 3.2 0.0 7.1 0.0
Sorghum 19.4 0.0 32.2 34.8
The fundamental concerns raised by farmers about fertilizer had to do with price, and especially
the very high terms of trade. For example, according to farmers in Uzumba, the fertilizer cost is
now is five times (500%) that which it was just 2-3 years ago.
Discussions with farmers in UMP district shows that all the farmers appreciate the importance of
fertilizer and know where to get it but the main challenge is the price. Most farmers cannot
afford the current fertilizer market prices because their produce is being bought at very low
prices. Farmers require resources to be able to access the fertilizer and one of the options is
availing the fertilizer vouchers.
4.4.5 The Evolution of Input Vouchers &Fairs
Input Vouchers and Fairs model introduced a number of products ranging from seed (both from
the formal to the informal markets), fertilizer and tools. In the IV&F model the responsibility to
choose what to buy is shifted the procurement team and the tendering process which at times is
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 63 Msc RUP
based on price comparisons to the farmer herself. The IV&F evolved from the ‘Seed Vouchers
and Fairs’ which mainly focused on ensuring the availability of seed from both the formal and
informal local seed systems. The model usually uses seed that already exists in the area or in
neighboring areas and allows suppliers to avail a range of inputs based on their market analysis
and supply inputs based on the demand in the area. This seed is usually adapted to local
conditions and satisfies local preferences and tastes. Over the years it has been transformed to
accommodate a range of agricultural inputs and proponents of the model has coined the slogan
‘Input vouchers and fairs a better approach than seeds and tools!’ where seed and tools kits are
procured and distributed directly to farmers.
Picture A: Seed Co hybrid maize seed bought by
one farmer at a fair in Uzumba, 2008/09 season
Picture B: ZM 521 an Open Pollinated
Variety developed by CIMMYT and being
displayed for sale at an Input Fair in
Pfungwe – in 2008/9 season.
Picture C: Farmer Seed seller displaying Bambara
nuts, Groundnuts and Pearl millet seed at an Input
Fair in Pfungwe 2007/08 season
Picture D: Pioneer hybrid maize seed and a
range of tools at a fair in Uzumba, 2008/09
season.
Figure 4.13: Some of the products brought by sellers for sale at the IV&F
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 64 Msc RUP
Figure 4.14: Input Vouchers and Fairs Pictures. First come first serve! : Left - Farmers
jostling to purchase Groundnut seed from one of the farmer seed sellers using vouchers in
Uzumba, 2008/9 season. Right – Farmers purchasing maize seed at the SeedCo selling point at a
Input Fair Gavaza Township in Uzumba in 2007/08 season.
4.4.6 Comparison between Input Vouchers and Fairs and Conventional
models
Out of the 120 household interviews across the study areas, participating households preferred
input vouchers and fairs of input delivery to the conventional ones. Although all communities
confessed that this model was about half a decade old it was somewhat better than the
conventional models because it ultimately allows the recipients to decide whether fertilize, seed
or tools of any kind is a priority for them. Cash-based aid also has been around for decades, but
work comparing the effectiveness of cash to vouchers and to direct aid approaches is fairly new.
The pie chart summarizes the distribution of farmer’s quick reaction to choose between the two
models.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Figure 4.15: UMP farmers’ choice of input delivery mechanism
In 82% of farmer interviews conventional models were ‘condemned’ and households indicated
that the target households was not transparent and times politicized as opposed to the input
vouchers and fairs model which empowers farmers make choices. Community focus group
discussions confirmed that the Input Vouchers and Fairs targeting framework was very
transparent and well defined and as such had very low exclusion, inclusion or ‘dilution’ errors.
However, although the targeting was accurate for the poorer households, female-headed
households and those without cattle as well as the HIV/AIDS affected and infected other
community members felt that was not the proper way to ensure development.
About 7% of the households, mostly community leaders preferred the conventional way because
some of the targeted poor and vulnerable households under the input vouchers and fairs were not
good farmers and felt they only utilized the inputs because there was close monitoring and
extension support. They claimed that inputs should be provided to better households capable of
increasing the total quantity of food harvested in the village. Poorer households would then be
assisted by these better endowed households. On the other hand the majority 83% argued that
those who received were an integral component of development and that they utilized the inputs
they accessed because they would have chosen them and that they were rarely abused.
The table 4.9 below shows the distribution of input support by household vulnerability status. It
shows that IV&F accommodates all the vulnerable groups (higher percentages) yet conventional
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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ones seem to exclude them and focuses on other characteristics. For instance, over 52% of the
female headed households accessed inputs through the IV&F model yet only 12.1% in
conventional distributions.
Table 4.8: Targeting inputs to poor households by distribution type
Input vouchers and Fairs Conventional Distributions
Female-headed HHs (%) 52.2 12.1
Child-headed HHs (%) 70.9 1.1
HHs with no cattle (%) 83.5 22.0
HHs with no off-farm income (%) 67 13.4
HHs with high dependency ratio 87.4 3
HHs with orphans (%) 69.5 7
Good farmers (%) 22 47
Both household interviews and FGDs indicated that poor and vulnerable groups were more likely
to receive inputs from IV&F than from conventional distributions. Some of the vulnerable
households targeted had multiple reasons, for instance a female headed household maybe
looking after orphans. Conventional distributions were more likely to target good farmers that
IV&F and this was because of the programs such as Operation Maguta were mainly for the
champion farmers.
The other reason cited by farmers was that the IV&F facilitated interaction, exchange
experiences, information and inputs among themselves or with sellers unlike in the conventional
models were the interaction is limited. Apart from it being empowering through targeting the
poor and vulnerable the local producers such as seed sellers and village smiths have seen IV&F
as an opportunity for them to realize income and profits as they can also sell what they produce
and which is suitable to their local environment.
Most of the farmer seed sellers realized a lot of money and are now into full scale seed
production and some of them have managed to get contracts from seed companies such as
SeedCo and Agpy and others have managed to a range of purchase household assets.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Box 4.3: From rags to riches – How Input Vouchers and Fairs (IV&F) made me ‘rich’ –
Mrs Erinera Sadza’s story.
Mrs Erinera Sadza or Mai Sadza as she is affectingly known in Maja and Chingwinyiso village in
Chiuze 2 ward in Pfungwe is well known seed producer. She has been producing a number of local
adaptable seed varieties for crops such as the local maize varieties called ‘Mukadzi Usaende’, and
‘Mbuyaingafe’, a range of groundnut and cowpea seed. Mai Sadza used to exchange her seed with
other things such as livestock, hoes and so on. Ever since the IV&F has been introduced she has
managed to raise significant amounts of money to purchase productive assets such cattle. ‘I have
managed to purchase these two heifers with proceeds from the fairs organized by CTDT. Surely
CTDT realized that small farmers like us were being deprived a chance to sell our seed because
NGOs and government would bring lorries of seed, most of which is not suitable to our area yet
farmers wanted my seed’. Explained Mai Sadza. ‘All the farmers in this whole area know that I am a
groundnut “breeder” for years and that my seed never fail even in a bad year’ she boasted. Over the
past four seasons she has participated in the IV&F there has been significant change in her life. The
most significant change has been in the assets she now owns.
In her view his change in social status in the local community has been as a result of the IV&F
organized with the help of CRS and CTDT which has been an annual event on their calendar.
Left: Mrs Sadza and her children Mutsai, Nyasha and baby Tatenda showing the researcher
the evidence of how the IV&F model empowers the local farmers, alleviates poverty and fosters
rural development. Right: The calves which are the latest additions to the family’s herd
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
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Urayayi Mutsindikwa 68 Msc RUP
An indepth comparison of the conventional and the vouchers and fairs models key informants
and focus groups indicated that no one approach to input assistance is inherently better than
another. However, on most of the attributes IV&F was better that conventional ones.
Figure 4.16: Farmers’ views about IV&F in comparison to conventional models.
According to government officials interviewed, the conventional model has a well established
procurement processes and accountability systems. Agricultural inputs will be treated as any
other commodity, such as food, blankets, tarpaulins etc. Tenders are issued, sealed bids accepted,
seed is purchased, transported and distributed. They also indicated that its easy to scale up
quickly, that is, if inputs are available, inputs can be sourced, transported and distributed to large
numbers of farmers in a short period of time. It is also an opportunity to finance the large scale
dissemination of seed of new promising research varieties. In this case seed of new varieties
reaches many more farmers more quickly than through the commercial channels. However, most
community members perceived this a very unsustainable way of support because decisions to
distribute a specific inputs and quantities is done by someone who is far away from thei context.
Across the three distinct sites and varying environmental contexts IV&F were very popular
because of a number of advantages. However, the approach is difficult to scale up and is
logistically complex and requires intensive training, which takes time. Each fair can serve on
average only 500 farmers which means that multiple teams have to operate concurrently and for
several weeks to reach even 10,000 farmers yet conventional model can reach the number in less
than 1 week.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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According to UMP seed producers and AGRITEX officers IV&F builds and strengthens local
farmer systems. Up to 96% of the households interviewed appreciates that the demand for inputs
is usually constrained by their lack of financial capital but increasing demand by issuing
vouchers enables them to access inputs from a range of sources such as other farmers, market
traders and the commercial seed sector. The 18 FGDs across the study area indicated that
communities have worked with experienced and competent staff from CRS and CTDT. Fairs
provide an opportunity to improve acceess to the seed systems as farmes have already started
intensive seed production, marketing and system integration.
All the 15 Agro-dealers interviewed confirmed that conventional direct distributions were ‘a
monster’. They have snatched their market away and destroyed their bussiness and relationships
with farmers. They appreciated that IV&F increased financial and social capital in the target
communities. Unlike the conventional, where seed companies, procurement agencies, large
traders and transporters capture most of the benefit, the proceeds from the sale of inputs is shared
mostly among community-based traders. This results in increased financial and social capital in
the communities. Local seed sellers, most of whom are women strengthens the integration of the
formal and farmer seed systems because they provided an opportunity for them to commercialize
and compete for customers with formal Agro-dealers and agro-input suppliers. They were quick
to highlight that where commercial seed companies or stockists have been represented at fairs,
farmers have often opted to spend at least a portion of their vouchers on commercial seed, for
example on hybrid maize or on a new variety of bean or pigeon-pea.
Data from individual interviews, FGDs and key informants shows that the major reason farmers
gave for prefering IV&F was because they are empowering in that they give farmers relative
choice of fertilizer type, crop and varieties. A diversity of inputs including fertilizers crops and
varieties are on offer at fairs. Farmers have the option to use their vouchers to obtain fertilizers,
crops and varieties of particular interest and to access multiple types of inputs.
Conventional approaches tend to be top down and centralized. According to field observations
and community perceptions it was clear that they felt that generally conventional models not
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
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planned and implemented with communities but rather imposed on them. As a supply-side
approach, the implementers tend to make the major decisions on seed procurement and
distribution. A total of 78% felt that the IV&F were more sustainable than conventional ones.
They indicated how that lack consultation and community involvement has resulted in important
risks of wrong varieties or crops being delivered in some seasons. All the FGDs across the study
area agreed that because inputs are sourced either commercially or in bulk, a narrow range of
fertilizers, crops and varieties tend to be on offer in conventional methods.
.
All (100%) the 15 Agro-dealers interviewed were not castigated the conventional approaches
and indicated that such large scale of seed acquisition results in a skewed distribution of benefits
and has destroyed the sector and role in the input delivery chain. A length discussion with
Marize branch manager Emmanuel Marize who has been providing agro-based and hardware
services clarified and confirmed other dealers’
‘….we know it and we know who destroyed us, the Government Input Programmes over the past
5 years such as the GMB-managed subsidized inputs support programmes, Operation Maguta in
2007/8 and 2009/10 season. We also hate NGOs, because they have beem distributing a huge
tonnage of ‘free’ inputs and we were thus pushed out of bussiness. How can these farmers buy
from us when they can get inputs for free?Why should these NGOs not give them cash and allow
them buy from us? Only CRS has introduced the fairs and vouchers programme which was a
unique iniative but they seem to have scaled that down and am not sure why?........
Source: Mr. Emmanuel Marize, Manager Mazire Agro-dealers, Mutawata, UMP District – August 2010
The Agro-dealers cited that the mega-tendering (that is purchasing large amounts of seed) means
mega-profit for the successful bidders and transporters. The value of the seed received by
farmers is but a small fraction of the total project cost. They viewed conventional input
distributions as based on purchases which undermines market functioning.The free delivery of
seed, directly and on a large scale, undermines the functioning of local seed/ grain markets and
compromises the development of longer-term more commercial seed supply systems.
Furthermore, while DSD can be quite profitable for seed companies, such enterprises often opt
for sales to emergency NGOs after a disaster and may neglect their network of rural stockists and
customers.
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CHAPTER FIVE
5.0 CONCLUSION AND RECOMMENDATIONS
5.1 INTRODUCTION
The IV&F model offers the greatest contribution to input market development, utilization,
improved crop production, food security, poverty reduction and rural development. Market-
oriented voucher programs probably cannot be implemented unless donors and NGOs make a
transparent and common effort to move away from free-handouts and conventional approaches
of input delivery. It seems there are more merits in the IV&F approach than the conventional
models although modifications seem ensure that they improve to be ever better.
5.2 CONCLUSIONS
Although the IV&F has been perceived to be better than the conventional input delivery
mechanisms, no single mechanism is perfect. Concern has been growing among stakeholders,
agriculture researchers and NGO practitioners that the conventional methods have become
repetitive and expensive, with little impact beyond the few kilograms of inputs received by
farmers. In addition, evidence is accumulating that the seed security problem is often not one of
seed availability or quality, but rather of lack of access to seed. Hence there is now increased
interest in the use of a range of market-based approaches to input assistance such as the Input
Vouchers and Fairs. With growing donor support (particularly from the Office of Foreign
Disaster Assistance/USAID, multi funded Protracted Relief Programme (PRP)2), NGOs such as
CRS, CARE, CAFOD, World Vision International, and Save the Children UK are increasingly
using Seed Vouchers & Fairs in their relief to recovery efforts.
Based on the results of this intensive research the IV&F model is an approach that puts into
perspective the context of specific local environments and that a shift from relief to development
require to consider the community as an integral unit rather than as separate wealth groups. It
allows ‘potential’ farmers to access inputs including seed and fertilizers from local systems such
2 Protracted Relief Programme (PRP) is a multi-donor funded Livelihoods project reaching over 200,000 families in
Zimbabwe. The funding pool is led by UKaid (formerly DFID), AusAID, the European Commission, the Royal Dutch, Norwegian, Danish Embassies and the World Bank.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
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the informal seed systems, the agro-dealer-supplier network which ensures that investment is
retained and benefit the local community.
Conventional methods of input delivery are generally cheaper and quick as compared to the
IV&F which is very demanding. This new model requires a committed team who is organized
and has a shared responsibility. This team has to be in the field for much longer than in the
conventional model because IV&F requires massive community mobilization and awareness
rising, conducting the Seed Systems Security Assessment, seed mobilization and quality control,
close monitoring on the day of the fair.
Although it supports the local economy the IV&F model results in the commercialization of the
informal sector and destroys the local social fabric. This is because farmers who produce and
keep seed or produce tools and usually trade them through barter, exchange for labour or gifts
tend to become stingy as they prepare and wait for IV&F to realize huge profits and cash money.
IV&F are adaptable to almost all agro-ecological zones in Zimbabwe as shown by more or less
the same findings across the three distinct environments in the study area. The general finding
has been that food insecurity may not necessarily mean seed insecurity. The Pfungwe area in
natural region IV is usually food insecure but the research discovered that the zone has diverse
range of seed varieties and germplasm. The rule of thump is that all the critical steps of the
model need to be adhered to. The other reason is that often times have so many options available
for inputs but the major limitation is the cash or resources to use to access the inputs.
The IV&F approach was very popular with the smallholder farmers as it was transparent and was
targeted at the poor and the more vulnerable at the same time availing the opportunity to the
‘not-so-poor’ and the better-off with an opportunity to sell their seed, tools, livestock etc. On the
other hand the conventional methods were not very transparent and at times reached a few
people who fall within a defined segregative criterion, for example government direct input
distributions will be targeted at those who have sold their grain to the Grain Marketing Board or
the resourced farmers who usually have a strong socio-political muscle. The political muscle is a
very common weapon used in UMP against a background of the highly political context of the
Zimbabwean political landscape.
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5.3 RECOMMENDATIONS
Against the evaluation of the conventional input delivery mechanisms in UMP District
Mashonaland East province in 6 selected wards and the findings of the whole investigation, the
study recommendations have been put into short-term and medium-to-long-term categories.
5.3.1 Short term recommendations
In the short term this study recommends the following:
In the immediate future and even for the 2010/11 season, all efforts must be made to sustain,
not undermine, agro-dealer business during this tenuous financial period. A good number are
just starting to re-open their doors, and it is a ‘make or break’ period for them.
If seed and/or fertilizer and other agricultural inputs are to be given as part of relief
programs such distributions should be done via a voucher system linking farmers to agro-
dealers stores or to agro-dealers selling at seed fairs. Such a move will help support business
recovery, get farmers access to preferred varieties and inputs, and help to inject cash into the
local economy.
Agro-dealers need to be encouraged to sell closer to farming communities, and growth
centers. Transport costs mean that rural farmers may pay 30-50% more for the same bag of
seed sold in the bigger towns. In the short term, aid organizations might consider adding a
transport cost into any voucher program.
Agro-dealers linked to input support programs should be encouraged to package seed and
fertilizer products in sizes farmers have potential to access. While the assessment team saw 1
kg packages of both (re-packed) we suggest seed sizes of 5 and 10 kg (with 2 kg on offer in
small quantity) and fertilizer in 5 and 10 kg packs and upwards.
Efforts should be made by donor, government, UN agencies and others to ensure that
regional and local agro-dealers can receive adequate stocks to sell. This might be an issue of
reorienting the overall supply away from bulk relief aid purchase. Mechanisms should also
be explored for helping local dealers to receive stocks on consignment or through some credit
guarantee arrangement.
In terms of seed-related issues, seed voucher and fair operations might best be designed to
respond to specific needs of farmers at this moment in time. Access to groundnut seed, and
seed of new, especially early maturing varieties, have been cited at various sites as key
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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farmer-sought inputs. Input fairs might make extra efforts to engage local and regional agro-
dealer suppliers to put on offer modern varieties. Formal sector suppliers might require a
transport premium to take part in these rural events.
Non-seed agricultural inputs also were cited at the forefront of farmer needs in the
assessment: fertilizer, labor, draught power. Seed fairs might insure that both basal and top
dressing fertilizer bags appear on offer in any fair event, and in farmer-friendly sizes. Use of
vouchers to gain access to labor and draught power might also be explored.
Graduated vouchers might be usefully employed in the upcoming emergency programs.
Basically, graduated vouchers give varied levels of aid and help to distinguish between the
very poor, and those who need a bit of extra help in this time of financial and currency
fluctuation. Graduated vouchers can help lessen dependencies, as only those near the bottom
of the spectrum should receive substantial free support. Average income farmers (again,
somewhat cash insecure) might receive vouchers to cover but parts of their agricultural
needs.
Giving cash aid as direct assistance might seem unwise at this point in Zimbabwe, where the
whole economy is severely cash-strapped. However, small cash trials could help farmers
access their own priority needs, which may include agricultural inputs.
5.3.2 Medium -to- long term recommendations
There is a strong need and opportunity to professionalize and strengthen informal sector seed
production.
Farmer groups (and individual entrepreneurs) require support to ensure good quality input
supplies of what are referred to as the non-commercial or ‘orphan’ crops (basically
everything but maize, wheat and horticultural crops). This support implies efforts on multiple
thrusts, and needs to be done professionally. Seed production will not succeed unless it is tied
to real demand and sustainable market development. Significant effort and funds should be
allotted to increase informal seed production capacity and marketing channels.
Local community groups need enhanced capacity in the techniques of seed production.
Farmer Field School experience shows that better isolation distances, variety sorting,
improved agronomic practices, improved storing and storage techniques can lead to greater
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Urayayi Mutsindikwa 75 Msc RUP
availability of good quality seed at the local level. Groundnut seed, in particular, requires
enhanced local level capacities.
Farmer groups, whether for seed or food sale, should only be encouraged to produce crops if
clear markets have been identified, and general agroenterprise/ marketing skills enhanced.
Market skill enhancement and market identification has to be the driving force shaping local
production initiatives.
New, modern, farmer-acceptable, and market preferred crops and varieties have to feed on a
continuing basis into local production systems, both to boost yields and enhance marketing
possibilities. Across sites, only new maize varieties enter farming system with regularity—
except when special aid of development programs bring in new cowpea or sweet potato or
pearl millet types. Recommendation: Links have to be professionalized and sustained to
promote variety innovation at the local level. Farmer Field Schools (FFS), Participatory
Variety selection, new variety small packet sales might all help to raise awareness of and
access to new needed varietal materials.
National and regional formats for assessing seed security status should shift from those
which calculate simplistic ‘seed needs’ to frameworks which recognize different types of
seed security problems, and which tailor responses accordingly. These problems might
include diverse constraints of seed availability, seed access and seed quality, which are
distinguished by their presence in the short and in the long term. The Crop and Food
Assessments missions might be among the priority tools to be revised to contain a specific
seed security component.
Given the complexity of the stresses in Zimbabwe, “emergency’ seed aid related work has to
think strategically and longer-term. Assessments related to seed security, can and should
incorporate more developmental elements, including Issues related to system stability,
opening and strengthening of markets, and equity concerns. This expanded focus suggests
that the ‘skill set of those assessing seed security’ has to be considerably broadened.
Minimally SSSA requires inputs from formal and informal seed sector specialists, farming
system specialists, marketing professionals, and gender/ livelihood analysts.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
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5.3.3 Input Voucher Models specific recommendations for modification
Although the IV&F model has been recommended as an input delivery mechanism of choice this
study recommends a number of modifications to suit the current context. Basically three voucher
based modifications are being recommended based on the availability of a robust market system
in place, viable retail network; transportation, mobile telephone coverage, distance from nearest
business centre and road infrastructure and accessibility:
Open paper model: This entails giving the farmer a paper voucher with a face value of a
specific amount which S/he can use to buy any inputs of choice from the participating agro
dealers within the ward over a defined period of time for example 3 weeks. This will differ
from the current IV&F model which is a one day event. To allow for flexibility of choice of
agro-input to access and agro dealer to work with, the open agro- vouchers will have
different dollar denominations allowing for part purchases per agro-dealer and product. The
supplier can deliver to one or more retailers. The supplier is expected to have wide retailer
coverage including non-participating wards for cash sales. Transport and distribution costs
are to be borne by the supplier. The NGOs and government can collaborate to educate the
farmers on product availability, the redemption process and product suitability. The retailer
has to be trained on product availability and voucher redemption. The redemption process
should be done within a short window to further reduce the risk of losing the vouchers..
Open electronic voucher mechanism: In this model a farmer is given a scratch card with a
pin number that is used to redeem at the participating agro dealer who must have an
electronic transaction system.
Closed paper voucher model: In the closed paper voucher model the farmers will be given a
paper voucher showing a predetermined package of inputs in line with policy
recommendations recommendation. In area such as Uzumba (both North and South) falling
under NR II-III a package which include crops such as Maize, Groundnuts, Cowpeas, Basal
fertilizer, Top dressing is recommended while in the drier Pfungwe falling under NR IV – V,
it will constitute a small grain such as Sorghum, Early maturing Groundnuts, Cowpeas, Basal
and small quantities of Top dressing. In this modified model benefiting households will
access a predetermined package of agro-input suitable to their agro-ecological regions,
through a closed paper voucher redeemable at participating agro-dealers within their wards.
The package will also take into consideration historical farmer preferences.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
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Kuyvenhoven (eds.), Sustainable Poverty Reduction in Less-Favoured Areas. CAB International,
Oxon, UK 2007
Remington, T., Maroko, J., Walsh, S., Omanga, P. and Charles, E., (2002). Getting of the
seed and tools treadmill with CRS seed vouchers and fairs. Disasters 26(4): 302-315.
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Programs in Zimbabwe. Bulawayo: International Crops Research Institute for the Semi-Arid
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Rohrbach , D., A.B. Mashingaidze, and M. Mudhara, M. (2005). The distribution of relief
seed and fertilizer in Zimbabwe, lessons derived from the 2003/04 season, Bulawayo,
Zimbabwe: The International Centre for Research in the Semi-Arid Tropics.
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and fertilizer market development in Malawi. Unpublished paper, ICRISAT, Lilongwe.
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Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 81 Msc RUP
Sperling, L. (2009). Seed Systems Security Assessment, Zimbabwe. As assessment funded by: The United States Agency for International Development/Office of Foreign Disaster Assistance.
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Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 82 Msc RUP
APPENDICES
APPENDIX A 1: The map of Zimbabwe showing the location of UMP District
KEY
UMP District
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 83 Msc RUP
APPENDIX A 2: The map of UMP District showing study wards
1
6
4
5
7
2
3
8 9
11
14
13
15
10
12
2 0 0 2 0 4 0 6 0 K i l o m e t e r s
N W
S
KEY
Study Wards
Other Wards
Chiunze 2 Ward
Mawanza Ward
Mukuru ward
Musosonwa Ward
Marowe ward
Chikwira Ward
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 84 Msc RUP
APPENDIX A 3: Household Interview Questionnaire
Evaluating Seed & Fertilizer deliver systems in Zimbabwe.
July-August 2010.
Comparison between Input Vouchers & Fairs (IV&F) versus conventional methods -
Individual farmer interview Questionnaire
(aim: to obtain individual HH views on the two approaches - to complement community group
interviews)
INTRODUCTIONS AND GENERAL QUESTIONS
Interviewer Name__________________________
Date______________ Int#____
Respondent Name______________
Age_____ Gender (M/F)_______ HH head (Y/N/Other-specify if ‘child/granny’)________
Province_____________________District_______________Ward__________Village________
____
PART 1: LIVELIHOOD ACTIVITIES
1. What is your household’s (HH) major livelihoods source?
Agriculture
Gold Panning
Buying and selling
Home Industry (including crafts, pottery etc)
Other, Specify
2. Which is the most important agricultural activity of your HH?
Livestock production
Gardening
Field Crops
Other specify
3. In your HH what do you consider as the most limiting factor in crop production?
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 85 Msc RUP
Rainfall and adverse weather patterns
Agricultural inputs
Markets
Poor yields
4. Of the agricultural inputs which one is the most important?
Seed
Fertilizer
Chemicals
Equipment
5. Where did you source most of the seed you planted last season (2009/10)? Tick one option
for each crop
6. Based on your experience compare between Input Vouchers and Fairs (IV&F) with
conventional approaches (Direct distributions). Which one do you prefer?
IV&F
Conventional Approaches
Crop Options source of seed
Own stock/Social
Network (including
gifts, barter,
borrowing etc)
Seed
markets
Direct
distributions
Input vouchers
and Fairs
(IV&F)
Other,
specify
Maize
Small grains
(sorghums
and millets)
Groundnuts
Bambara nuts
Cowpeas
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 86 Msc RUP
7. Compare between Input Vouchers and Fairs (IV&F) with conventional approaches (Direct
distributions) on the following? Tick in the table
Characteristic Input Vouchers and Fairs Conventional Approaches
Recognize farmer’s choice
Quick/Less time consuming
Cheap to execute
Promotes local input systems
Proper use (of inputs
accessed) for intended
purpose
Sustainable
Suitable technology
8. How was your house targeted for IV&F? Multiple responses.
Widow
Child head
Lack of assets (no cattle)
Lack of off-farm income
High orphan load
High dependence ratio
Other, specify
…………………………………………………
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 87 Msc RUP
9. How much seed did you received last season (2009/10) by source and how much did you
plant?
Crop Options source of seed in kgs
Own stock/Social
Network (including
gifts, barter, etc)
Seed
markets
Direct
distributions
Input vouchers
and Fairs
(IV&F)
Other,
specify
R P R P R P R P R P
Maize
Small grains
(sorghums/millets)
Groundnuts
Bambara nuts
Cowpeas
10. What was your main source of fertilizer for the past 5 seasons?
IV&F
Conventional Approaches
Other, specify
………………………………………
11. On which crop was the fertilizer used for?
Crop Basal N-fertilizer
Maize
Sorghum/Millets
Groundnuts
Bambara nuts
Cowpeas
Other 1, specify………………….
Other 2, specify…………………
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 88 Msc RUP
12. In future which of the two sources would you prefer?
IV&F
Conventional
Give reasons
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………………………………………
………………………………………………………………………
13. Do you propose any modifications on the two approaches?
IV&F Modification suggestions Conventional Approaches Modification suggestions
Thank you for your time!
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 89 Msc RUP
APPENDIX A 4: Focus Group & Key informant Discussion Guidelines
Evaluating Seed & Fertilizer deliver systems in Zimbabwe July-August 2010.
Comparison between Input Vouchers & Fairs (IV&F) versus conventional methods –
Group Discussion & Key informant Guidelines
NOTE: For key informants focus on the district picture or the ward if they ward-based?
PART 1: LIVELIHOODS ACTIVITIES
1. Can we discuss how people survive in your village, ward and district at large?
2. Which of the survival strategies they use are more/less sustainable?
3. Who in the household engage in the activities?
PART II: AGRICULTURAL ACTIVITIES
4. What proportion of households in this area village, ward, district) are involved in livestock
production, gardening, crop production or any other agricultural project? Use proportional
piling to come with percentages.
5. What are the main limiting factors of crop production in the area? Probe areas such as
weather, agricultural inputs, and markets. On inputs understand if its seed, fertilizer,
chemical or a combination. What is the most important of these factors?
6. Can we map seed sources by crop for the following crops during the last season (2009/10)?
Probe on the position of the Input Vouchers and Fairs as compared to the conventional
approaches such as direct distributions.
(a) Maize (main cereal)
(b) Small grains (Sorghums and millets)
(c) Legumes (Groundnuts, Cowpeas and Bambara nuts)
7. What are the merits and demerits (in the context of rural agriculture and development) of;
(a) Input Vouchers and Fairs
(b) Conventional Approaches
8. How is targeting done for each of the approaches?
9. How do you receive as the difference in utilization of inputs by distribution model? What
are the reasons of those differences?
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 90 Msc RUP
10. What fertilizer is often used in this area? How are they sourced? Optional Fertilizer source
mapping.
11. Which crop(s) are prioritized for fertilization? What are the reasons?
12. Between IV&F and conventional methods which do you prefer and why?
13. If you were given an opportunity to modify these two models/approaches, what are
modifications that you will suggest and justify them?
Thank you for your time!
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 91 Msc RUP
APPENDIX A 5: Most Significant Change Story Guidelines
Evaluating Seed & Fertilizer deliver systems in Zimbabwe July-August 2010.
Comparison between Input Vouchers & Fairs (IV&F) versus conventional methods –
Modified Most Significant Change tool.
Part 1: Understanding the tool
It’s a form of participatory monitoring and evaluation.
Its participatory because all stakeholders are involved both in deciding the sorts of changes to
be recorded in the analysis of data.
It contributes to evaluation because it provides data on impacts and outcomes to assess
performance of the program.
It has to occur through out the program
Part II: Understanding the process?
It involves the collection of most significant changes stories emanating from the field and
systematic selection of the most significant of these stories by panels of designated
stakeholders or staff.
Once changes have been captured a team sits down together, analyses the stories and discuss
in-depth about the value of these reported changes.
Part II: Eight steps to get a MSC from a community
1. Getting started and raising interest.
2. Defining Domains of Change.
3. Defining the reporting period (reference period).
4. Collecting Stories of Change s: Researcher focused on the stories the communities have have
heard, by interview and note taking, during focus group discussion and beneficiary writing
his or her own story.
5. Selecting the most significant change of the story
6. Feeding back the results of the selection
7. Verification of stories and Quantification
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 92 Msc RUP
Part IV: Ethical Values
Obtain/seek consent
Explain how the story is to be used and ask if the storyteller is happy for the story to be used.
Confidentiality
Ask if they want their names to accompany the story
Ask if they want the story to be published
Part V: Input Vouchers and Fairs versus Conventional Approaches
What are most significant changes which has been caused by participating in the IV&F/ or
any of the Conventional approaches in this community?
Who do you consider to be the primary beneficiary of the engagement and why? List
potential story tellers and follow-up with them.
What have been the changes in your life as a result of your participation in either IV&F or
the IV&F or the conventional method? Which of these is the most significant one?
Share the stories with the other research team members and settle for the at least 2 stories per
ward for researcher to follow-up and verify the story.
Thank you for your time!
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 93 Msc RUP
APPENDIX A 4: PHOTO GALLERY
Right: The Focus Group Discussion in Uzumba North Musosonwa Ward 15 and Left: The
presenter explaining to the group the scope of the discussion.
The researcher enjoying a ‘meal’ in the field with farmers in UMP – in Uzumba North,
Marowe Ward 8.
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 94 Msc RUP
The banner used by CRS and CTDT during Input Fairs showing the range of products
farmers can access
One of the enumerators during a household interview in Pfungwe, Chiunze 2 Ward 3
Adoption of Sustainable Input Supply Programmes for Small-Scale Farmers. An Evaluation of the Agricultural Input
Vouchers and Fairs (IV&F) Model: Uzumba Maramba Pfungwe District, Zimbabwe
November
2010
Urayayi Mutsindikwa 95 Msc RUP
Seed Displays in UMP; The displays are used to showcase the variety and diversity of seed
in the local seed system in preparation of a Seed Fair.
Farmers home saved seed ready for sell at a fair in UMP district