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University of Konstanz, Germany Karlheinz Pappenberger London, 44th LIBER Annual Conference, 25/06/2015 bwFDM Communities A Research Data Management Baden-Wuerttemberg itiative in the State of

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Page 1: University of Konstanz, Germany Karlheinz Pappenberger London, 44th LIBER Annual Conference, 25/06/2015 bwFDM Communities A Research Data Management Baden-Wuerttemberg

University of Konstanz, Germany

Karlheinz PappenbergerLondon, 44th LIBER Annual Conference, 25/06/2015

bwFDM CommunitiesA Research Data Management

Baden-WuerttembergInitiative in the State of

Page 2: University of Konstanz, Germany Karlheinz Pappenberger London, 44th LIBER Annual Conference, 25/06/2015 bwFDM Communities A Research Data Management Baden-Wuerttemberg

University of Konstanz, Germany2

Overview

1) The e-science initiative in Baden-Wuerttemberg

2) bwFDM communities: a research data management project

3) bwFDM communities: results

4) Concluding remarks

25/06/2015 bwFDM Communities

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University of Konstanz, Germany3

1) The e-science initiative in Baden-Wuerttemberg

bwFDM Communities25/06/2015

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University of Konstanz, Germany4

9 universities in Baden-Wuerttemberg in numbers

Universities in Baden-Wuerttemberg

Academic Staff(all: 30,300)

Students(all: 176,000)

Heidelberg* 5,500 31,500

Tübingen* 4,450 27,200

Freiburg 6,800 24,700

Stuttgart 3,350 24,600

Karlsruhe 6,000 24,500

Mannheim 1,000 12,300

Konstanz* 1,250 11,800

Hohenheim 950 9,900

Ulm 1,050 9,500

bwFDM Communities25/06/2015

* = member of the group of 11 German universities with nationally funded institutional strategies within the German top-level research initiative

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The e-science initiative in Baden-Wuerttemberg (I)

25/06/2015

The concept paper

− E-Science – Science in a New Environment. Further development of the scientific infrastructure in Baden-Wuerttemberg.

− Published 29th July 2014, 120 pages (only available in German)− Edited by the Ministry of Science, Research and the Arts− 3.7 million euro for working out action plans 5 defined action areas

− Licensing electronic information media− Digitisation− Open access− Research data management− Virtual research environments

Page 6: University of Konstanz, Germany Karlheinz Pappenberger London, 44th LIBER Annual Conference, 25/06/2015 bwFDM Communities A Research Data Management Baden-Wuerttemberg

University of Konstanz, Germany6

The e-science initiative in Baden-Wuerttemberg (II)

bwFDM Communities25/06/2015

The concept paper – chapter 4: research data management

− Written by a working group of 10 members, lead by the ministry and with representatives from

− Computing centres− Data centres− Libraries− Researcher communities

− Recommendations− Further development of technical “bw“-infrastructure− Establishing research data management within teaching and curricula− Countrywide research data repository − Data life cycle labs− Coordination of policies, legal issues and standardisation questions

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University of Konstanz, GermanybwFDM Communities7

2) bwFDM communities: a federal research data management project

bwFDM = Baden-Wuerttemberg Forschungsdatenmanagement (Baden-Wuerttemberg research data management)

as part of several existing and planned IT-driven “bw“-tools:

− bwHPC: high-performance computing− bwSync&Share: joint sharing and synchronisation of data− bwFileStorage: additional countrywide storage capacity− bwIDM: identity management− bwMS: licensing of Microsoft software

− bwCloud*: federal virtualisation of server and IT-services− bwDataArchiv*: long term preservation of data − bwDataDiss*: research data of dissertations − …. * = project status

25/06/2015

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University of Konstanz, GermanybwFDM Communities8

bwFDM communities: the quest for effective research support

Background: the data landscape

− Data life cycle

− Complex and large scale data− Relevant for a growing number of

science disciplines

− Intelligent data management and analysis creates more high-quality research and publications

25/06/2015

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University of Konstanz, Germany9

bwFDM communities – the project

Funding

− Funder: Ministry of Science, Research and the Arts Baden-Wuerttemberg

− Funding period: 2014/01 – 2015/06

− Budget: 1 million euro

− Staff: 9 full time key accounters (one at each university) 1 project coordinator

− Project lead: Steinbuch Computing Centre Karlsruhe Institute of Technology− Main project partners: computing centres at the 9 universities− Associated: libraries

25/06/2015 bwFDM Communities

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University of Konstanz, GermanybwFDM Communities10 25/06/2015

“What infrastructure and services are needed to make the region a global leading area in research and development?“

Improving scientific research in Baden-Wuerttemberg in context of the e-science strategy

Main question & project goal of bwFDM: how to do this?

executing a comprehensive survey

− Detailed recommendations for concrete steps− Definition of future projects and tasks

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University of Konstanz, GermanybwFDM Communities11 25/06/2015

bwfdm.scc.kit.edu/english

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bwFDM: the research communities and the survey

The observed research data landscape in Baden-Wuerttemberg

− 3000 different research groups− Applied sciences− Life sciences incl. medicine− Social sciences− Humanities

− 700 interviews with researchers (approx. 1h each research group)

“How are you working?“ “What are your needs?“

− 2550 user stories extracted from the interviews

25/06/2015

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Survey: 30 open & closed questions / example:

25/06/2015

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bwFDM: milestones of the survey

List of research groups and contact persons (from Feb 2014 onwards)

Guideline for interviews

Interviewing researchers and transforming the results into a machine readable format (Feb 2014 to Nov 2014)

Extracting “user stories“ / statements and collecting them in a database (Nov 2014 to Feb 2015)

Compiling thematic areas and building working groups on them (from Feb 2015 onwards)

Grouping user stories in story maps (from Feb 2015 onwards)

Report / presentation of results and recommendations to the ministry(17th July 2015, summary in English sharing information)

25/06/2015

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3) bwFDM communities: results

25/06/2015

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a) General requirements and policy framework

(1) Legal Issues: intellectual property rights, copyright and data protection

Advice and expertise in IPR and data protection / publishing data− Information centre / contact person

Fewer legal restrictions in IPR and data protection − When using data from others

Stronger property rights − For own collected and processed data

IT infrastructure that fulfills data protection requirements− When sharing data (within a project group)− When archiving data

25/06/2015 bwFDM Communities

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a) General requirements and policy framework

(2) Information services

56 % of the interviewed groups don´t feel well-informed about RDM

Advice and expertise in RDM− Newsletter (40 %)− Information platform (40 %)− Information centre / contact person (35 %)− Training / tutorials (30 %)− RDM guideline / RDM policy (8 %)− RDM teaching courses (3 %)− General information requests in RDM (20 %)

25/06/2015 bwFDM Communities

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a) General requirements and policy framework

(3) Scientific culture on data

50 % are satisfied with the availability of data, 50 % are not55 % have data that might be of interest to others but don´t share

Incentives

Status quo: Limited exchange of data in scientific communities− Time− Personal risk / career

To be solved within the scientific community and the funding organizations

25/06/2015 bwFDM Communities

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b) Technical framework

(1) Standards and formats− Software− Types of files, exchange formats

25/06/2015

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c) Data collection and data sharing

(1) Access to commercial and governmental data / data of NGOs

(2) Digitization− Articulated mainly in humanities− Using digitized material / active digitization of material

(3) Scientific cooperation: − Management and exchange of data

unsatisfactory at the moment: 50 % email / USB-stick 20 % dropbox18 % server12 % other (e.g. bwSync&Share)

− Virtual research environments

25/06/2015

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University of Konstanz, Germany

d) IT infrastructure / IT support

Storage− Very often named− Efficient access (speed, simplicity)− Archiving facilities: 10 years +

Computing power / high performance computing needs

Hardware − Special requirements− Easier and more flexible purchasing− Money

Software / Software tools − Access to specialist software

IT support− Support for using IT infrastructure− data processing support− [more IT staff on the research group level]

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e) Preservation

(1) Documentation of projects and data

Project documentation / documentation of data− RDM plan and guidelines− RDM information centre− Accompanying consulting by a RDM expert− Support for data curation − Research information system for documentation

Metadata − Metadata standards− Professional staff for data enrichment with metadata / automation

Stronger property rights − For own collected and processed data

IT infrastructure that fulfills data protection requirements− When sharing data (within a project group)− When archiving data

25/06/2015 bwFDM Communities

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e) Preservation

(2) Data repositories

Articulated demand− Central / structured / curated

Both disciplinary and interdisciplinary

Definable access rules

Visualization of data

Finding data / using data of others− General search engine for data− Access to high-quality data

(3) Archiving

25/06/2015 bwFDM Communities

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Results f) – i)

f) Licensing (campus)− Software

g) Funding / financial issues− More money at the research group level

h) Open Science / Open Data / Open Access− Open source software− Data curation− Trust

i) Reservations about RDM− Efficiency, special needs, bureaucracy, time pressure

25/06/2015 bwFDM Communities

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4) Concluding remarks

Political dimension− e-science-initiative… recognized importance of RDM in Baden-Wuerttemberg;

bwFDM survey may form the nucleus for a broad RDM infrastructure deployment in BW − But keep in mind: state BW strategy versus international cross-linked research

Researcher dimension− bwFDM bares the existing gap between research and infrastructure− bwFDM offers a huge and unique dataset of various researcher interests− Certainly not only representative of researchers in Baden-Wuerttemberg

Infrastructure dimension− IT driven project, but: fraction of answers covers less technical needs than expected

and much more heterogeneous than expected− Several players: computing centres, data centres, libraries, …

− A lot of distributed expertise in infrastructure− Important: cooperation

− Within an institution and also on a state/national/international level − Not all issues can be solved on a local infrastructural level

25/06/2015 bwFDM Communities

Page 26: University of Konstanz, Germany Karlheinz Pappenberger London, 44th LIBER Annual Conference, 25/06/2015 bwFDM Communities A Research Data Management Baden-Wuerttemberg

University of Konstanz, Germany

Karlheinz PappenbergerSubject Librarian for economics and statistics Specialist for research data managementUniversity of Konstanz - KIM

[email protected]

Very much!Thank you