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UNIVERSE CHANGES REPORT Q2 2017 Release Date: 1-May-2017 Universe as of Date 31-Mar-2017 Applicable through 30-June-2017 Sustainalytics Universe Changes Report (UCR) captures all relevant changes to Sustainalytics global coverage universe for the last quarter. Below you will find an overview of all corporate actions, peer group changes, name changes, and additions & deletions to the standard indices that we cover in our global universe. Corporate Actions Name Changes Index Additions & Deletions AEX AMX ASX 200 ASX 300 ATX CAC 40 DAX Euro Stoxx 50 FTSE 100 FTSE 350 FTSE AW IBEX 35 Iboxx Eur Corporate JPM Cembi Diversified Jantzi Social Index MDAX MSCI EM MSCI World MSCI ACWI NZX 50 OMX Copenhagen 20 OMX 25 Helsinki OMXSB Russell 1000 Russell 3000 S&P 500 SIXRX SBF 120 SLI 30 SMI Expanded STOXX Asia STOXX Europe 600 STOXX North America 600 STOXX Global 1800 STOXX ESG Leaders TECDAX TSX Composite

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UNIVERSE CHANGES REPORT Q2 2017

Release Date: 1-May-2017

Universe as of Date 31-Mar-2017

Applicable through 30-June-2017

Sustainalytics Universe Changes Report (UCR) captures all relevant changes to Sustainalytics global coverage universe for the last quarter. Below you will find an overview of all corporate actions, peer group changes, name changes, and additions & deletions to the standard indices that we cover in our global universe.

Corporate Actions

Name Changes

Index Additions & Deletions AEX AMX ASX 200 ASX 300 ATX CAC 40 DAX Euro Stoxx 50 FTSE 100 FTSE 350 FTSE AW

IBEX 35 Iboxx Eur Corporate JPM Cembi Diversified Jantzi Social Index MDAX MSCI EM MSCI World MSCI ACWI NZX 50 OMX Copenhagen 20 OMX 25 Helsinki OMXSB Russell 1000 Russell 3000 S&P 500

SIXRX SBF 120 SLI 30 SMI Expanded STOXX Asia STOXX Europe 600 STOXX North America 600 STOXX Global 1800 STOXX ESG Leaders TECDAX TSX Composite

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 1 Q2 2017, Effective May 1, 2017

Corporate Actions

Company Name Company ID Exchange Corporate Action Company Name Company ID Exchange Ticker

Cover-More Group Limited 252338717 n/a has been acquired by Zurich Insurance Company Ltd 138292885 n/a

First Gulf Bank PJSC 21765821 n/a has been acquired by National Bank of Abu Dhabi PJSC 9003934 ADX NBAD

FMC Technologies, Inc. 972117 n/a has been acquired by TechnipFMC plc 1342651 NYSE FTI

Harman International Industries Inc. 29279 n/a has been acquired by Samsung Electronics America, Inc. 3048562 n/a

Linear Technology Corp. 30843 n/a has been acquired by Analog Devices, Inc. 251411 NasdaqGS ADI

Spectra Energy Corp. 610501 n/a has been acquired by Enbridge Inc. 280420 TSX ENB

St. Jude Medical Inc. 301667 n/a has been acquired by Abbott Laboratories 247483 NYSE ABT

Endurance Specialty Holdings Ltd. 1319083 n/a has been acquired by Sompo Japan Nipponkoa Insurance Inc. 5463916 n/a

AEP Industries Inc. 247049 n/a has been acquired by Berry Plastics Group, Inc. 141108755 NYSE BERY

Apollo Education Group, Inc. 333835 n/a has been taken private Apollo Education Group, Inc. 333835 n/a

Applied Micro Circuits Corporation 24957 n/a has been acquired by MACOM Technology Solutions Holdings, Inc. 138672527 NasdaqGS MTSI

Arctic Cat Inc. 251445 n/a has been acquired by Textron Specialized Vehicles Inc. 281905717 n/a

Ariad Pharmaceuticals Inc. 25046 n/a has been acquired by Takeda Pharmaceuticals U.S.A., Inc. 2985275 n/a

Blue Nile Inc. 93323 n/a has been taken private Blue Nile Inc. 93323 n/a

Calamos Asset Management Inc. 3604814 n/a has been acquired by Calamos Partners LLC 99358215 n/a

CLARCOR Inc. 261326 n/a has been acquired by Parker-Hannifin Corporation 295170 NYSE PH

Cynosure, Inc. 27303 n/a has been acquired by Hologic, Inc. 108544 NasdaqGS HOLX

Datalink Corporation 227466 n/a has been acquired by Insight Enterprises, Inc. 336930 NasdaqGS NSIT

EarthLink Holdings Corp. 27842 n/a has been acquired by Windstream Holdings, Inc. 25090458 NasdaqGS WIN

Federal-Mogul Holdings Corporation 271077 n/a has been acquired by IEH FM Holdings LLC 145086289 n/a

G&K Services Inc. 28791 n/a has been acquired by Cintas Corporation 260725 NasdaqGS CTAS

Inteliquent, Inc. 10690803 n/a has been acquired by Onvoy, LLC 106431 n/a

Intersil Corporation 106426 n/a has been acquired by Renesas Electronics Corporation 929271 TSE 6723

IntraLinks Holdings, Inc. 30223 n/a has been acquired by Synchronoss Technologies, Inc. 738400 NasdaqGS SNCR

Lake Sunapee Bank Group 290975 n/a has been acquired by Bar Harbor Bankshares 365885 AMEX BHB

LifeLock, Inc. 22854514 n/a has been acquired by Symantec Corporation 35000 NasdaqGS SYMC

Lionbridge Technologies Inc. 30860 n/a has been acquired by H.I.G. Capital, LLC 20947 n/a

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 2 Q2 2017, Effective May 1, 2017

Company Name Company ID Exchange Corporate Action Company Name Company ID Exchange Ticker

Media General, Inc. 336277 n/a has been acquired by Nexstar Media Group, Inc. 518638 NasdaqGS NXST

Popeyes Louisiana Kitchen, Inc. 24442 n/a has been acquired by Restaurant Brands International Inc. 821389 NYSE QSR

Surgical Care Affiliates, Inc. 114063305 n/a has been acquired by Optum, Inc. 141274824 n/a

Team Health Holdings, Inc. 29962 n/a has been acquired by Tennessee Parent, Inc. 408170273 n/a

Vascular Solutions Inc. 36163 n/a has been acquired by Teleflex Incorporated 307430 NYSE TFX

WCI Communities Inc. 36492 n/a has been acquired by Lennar Corporation 30763 NYSE LEN

Nordnet AB 5645441 n/a has been taken private E. Öhman J:or AB 12915596 n/a

Bell MTS Inc. 682252 n/a has been acquired by BCE Inc. 170260 TSX BCE

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 3 Q2 2017, Effective May 1, 2017

Name Changes Company Name (previous) Company ID Exchange Ticker Company Name (new)

Stride Property Limited 100323267 n/a Stride Stapled Group

Societe Fonciere, Financiere et de Participations - FFP 10038076 ENXTPA FFP FFP Société anonyme

Vocus Communications Limited 100656194 ASX VOC Vocus Group Limited

Zoopla Property Group Plc 10255072 LSE ZPG ZPG Plc

Qatar Industrial Manufacturing Company Q.S.C. 10461440 DSM QIMD Qatar Industrial Manufacturing Company Q.P.S.C.

Alia - The Royal Jordanian Airlines Company 1059094 ASE RJAL Alia- The Royal Jordanian Airlines Plc.

RCG Holdings Limited 10877699 SEHK 802 China e-Wallet Payment Group Limited

Convoy Financial Holdings Limited 108803062 SEHK 1019 Convoy Global Holdings Limited

Gamesa Corporacion Tecnologica S.A. 10930294 BME GAM Gamesa Corporación Tecnológica, S.A., Prior to Reverse Merger with Siemens Wind HoldCo, S.L.

Excel Trust, L.P. 109377246 n/a ShopCore Properties, LP

Wilh. Wilhelmsen ASA 109864930 OB WWL Wallenius Wilhelmsen Logistics ASA

FXCM Inc. 112926247 NasdaqGM GLBR Global Brokerage, Inc.

Schaeffler Verwaltung Zwei GmbH 113543768 n/a IHO Verwaltungs GmbH

JX Holdings, Inc. 113576343 TSE 5020 JXTG Holdings, Inc.

Communications Sales & Leasing, Inc. 113922672 NasdaqGS UNIT Uniti Group Inc.

Surgical Care Affiliates, Inc. 114063305 n/a SCAI Holdings, LLC

Shale-Inland Holdings, LLC 114215325 n/a FloWorks International, LLC

Basic Fit Nederland B.V. 114714341 ENXTAM BFIT Basic-Fit N.V.

Kadmon Holdings, LLC 114935891 NYSE KDMN Kadmon Holdings, Inc.

Exchange Invest S.A. 116639387 WSE PMF Premium Fund S.A.

Cefour Wine & Beverage Partihandel AB 116892981 XSAT UMIDA B Umida Group AB (publ)

Novion RE Limited 11881881 n/a Vicinity Funds Re Ltd

Société Financière de Banque - SOFIB SA 119071745 n/a PSA Banque France

Hanjin Printing & Chemical Co., Ltd. 12004913 KOSDAQ A061460 Hanjin P&C Co., Ltd

Qatar Islamic Bank (Q.S.C.) 12666599 DSM QIBK Qatar Islamic Bank (Q.P.S.C.)

Qatar Navigation Q.S.C. 12703934 DSM QNNS Qatar Navigation Q.P.S.C.

Manitowoc Foodservice, Inc. 127719 NYSE WBT Welbilt, Inc.

Melstacorp Limited 128934393 COSE MELS-N-0000 Melstacorp PLC

Endurance Specialty Holdings Ltd. 1319083 n/a Sompo International

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 4 Q2 2017, Effective May 1, 2017

Company Name (previous) Company ID Exchange Ticker Company Name (new)

Oceanic Bank 133270352 n/a Energy Bank Sao Tome e Principe

Shanks Group plc 134228 LSE RWI Renewi plc

Open Joint Stock Company Siberian Coal Energy Company 13484075 n/a Joint Stock Company Siberian Coal Energy

Imation Corp. 135291 NYSE GLA GlassBridge Enterprises, Inc.

Geojit BNP Paribas Financial Services Limited 13541179 BSE 532285 Geojit Financial Services Limited

China BAK Battery, Inc. 13719524 NasdaqGM CBAK CBAK Energy Technology, Inc.

TFS Corporation Limited 13757225 ASX QIN Quintis Ltd

China Northern Locomotive & Rolling Stock Industry (Group) Corporation 138946564 n/a CRRC Group

Euramax International, Inc. 139909132 n/a OmniMax International, Inc.

Basilea Pharmaceutica Ltd. 1427461 SWX BSLN Basilea Pharmaceutica AG

Five Star Quality Care Inc. 1495607 NasdaqCM FVE Five Star Senior Living Inc.

Providence Health Services, Inc. 156695727 n/a Providence Health Foundation, Inc.

Parques Reunidos Servicios Centrales, S.A.U. 166236 BME PQR Parques Reunidos Servicios Centrales, S.A.

Fecon Foundation Engineering and Underground Construction Joint Stock Com 170933955 HOSE FCN FECON Corporation

Salam International Investment Limited Q.S.C. 20359040 DSM SIIS Salam International Investment Limited Q.P.S.C.

SIBUR Holding 20642642 n/a Public Joint Stock Company "SIBUR Holding"

JSC PATA Saldus 20703584 RISE SMA1R AS Pata Saldus

China Opto Holdings Limited 207156342 SEHK 1332 China Touyun Tech Group Limited

Harris & Harris Group, Inc. 20883 NasdaqGM TURN 180 Degree Capital Corp.

Pazardzhik - BT AD 20952691 BUL 4PZ Pazardzhik BTM AD

RIB Software AG 20962987 DB RIB RIB Software SE

Schaeffler Holding GmbH & Co. KG 215741652 n/a Schaeffler Technologies AG & Co. KG

Gulf Warehousing Company Q.S.C. 21766307 DSM GWCS Gulf Warehousing Company Q.P.S.C.

Sasken Communication Technologies Limited 21769562 BSE 532663 Sasken Technologies Limited

Rare Earth Minerals plc 22071188 AIM KDNC Cadence Minerals Plc

Dubai Refreshments (P.J.S.C.) 22216352 DFM DRC Dubai Refreshment (P.J.S.C.)

BACIT Limited 222383992 LSE SYNC Syncona Limited

EBS Limited 22401459 n/a EBS d.a.c.

360 Capital Industrial Fund 224719061 ASX CIP Centuria Industrial REIT

Vietnam National Textile Garment Group 22933659 n/a Vietnam National Textile and Garment Group

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 5 Q2 2017, Effective May 1, 2017

Company Name (previous) Company ID Exchange Ticker Company Name (new)

Canexus Corporation 23553263 n/a Chemtrade Electrochem Inc.

C&J Energy Services, Ltd. 23838378 NYSE CJ C&J Energy Services, Inc.

DCP Midstream Partners LP 23939254 NYSE DCP DCP Midstream, LP

Yestar International Holdings Company Limited 244030606 SEHK 2393 Yestar Healthcare Holdings Company Limited

Sindoh Co.,Ltd. 2444464 KOSE A029530 sindoh Co.,Ltd.

Public Stock Company Unipro 24537380 MISX UPRO Public Joint-Stock Company Unipro

Borets Finance Ltd. 246130379 n/a Borets Finance Designated Activity Company

The Intertain Group Limited 248636486 LSE JPJ Jackpotjoy plc

Circassia Limited 24914773 LSE CIR Circassia Pharmaceuticals Plc

AsiaInfo-Linkage, Inc. 25127 n/a AsiaInfo, Inc.

Extraction Oil & Gas, LLC 252088241 NasdaqGS XOG Extraction Oil & Gas, Inc.

Navig8 Crude Tankers Inc 252594016 n/a Gener8 Maritime Subsidiary, Inc.

BRT Realty Trust 253440 NYSE BRT BRT Apartments Corp.

BFC Financial Corporation 254087 OTCPK BBXT BBX Capital Corporation

National Storage Affiliates 257024482 NYSE NSA National Storage Affiliates Trust

Cablevision Systems Corporation 25933 n/a Altice USA

Brit PLC 259879432 n/a Brit Limited

BCP (Singapore) VI Cayman Financing Co. Ltd. 260173363 n/a HNA Ecotech Panorama Cayman Co. Ltd.

Revolymer plc 26019013 AIM ITX Itaconix PLC

Computer Sciences Corporation 263093 NYSE DXC DXC Technology Company

Al Hammadi Development and Investment Company 264117828 SASE 4007 Al Hammadi Company For Development and Investment

Ardagh Finance Holdings S.A. 264902411 NYSE ARD Ardagh Group S.A.

Sdic Xinji Energy Co., Ltd. 26609055 SHSE 601918 China Coal Xinji Energy Co., Ltd.

Man Sang Jewellery Holdings Limited 266810241 SEHK 1466 Affluent Partners Holdings Limited

Kate China Holdings Limited 266912171 SEHK 8125 Royal Century Resources Holdings Limited

Gulf Medical Projects Company (P.S.C.) 26935580 ADX GMPC Gulf Medical Projects Company (PJSC)

Summit Finance (Law) PLC 26956089 n/a Summit Finance (Wishaw) Plc

Federal-Mogul Holdings Corporation 271077 n/a Federal-Mogul Holdings LLC

Tesla Motors, Inc. 27444752 NasdaqGS TSLA Tesla, Inc.

HaLong Canned Food Stock Corporation 27546909 HNX CAN Ha Long Canned Food Joint Stock Corporation

Auris Luxembourg II S.a.r.l. 276722621 n/a Auris Luxembourg II S.A.

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 6 Q2 2017, Effective May 1, 2017

Company Name (previous) Company ID Exchange Ticker Company Name (new)

Joy Global, Inc. 277517 n/a Komatsu Mining Corp.

Oriola-KD Corporation 27773534 HLSE OKDBV Oriola Oyj

Jin Co.,Ltd. 27900788 TSE 3046 JINS Inc.

JB Y Compania, S.A. De C.V. 279126559 BMV CUERVO * Becle, S.A.B. de C.V.

Sysorex Global 28066112 NasdaqCM INPX Inpixon

Copenhagen Network A/S 28322755 CPSE NETCGH Network Capital Group Holding A/S

GE Money Bank, a. s. 28387298 SEP MONET MONETA Money Bank, a.s.

MFRI, Inc. 288097 NasdaqGM PPIH Perma-Pipe International Holdings, Inc.

Liberty LiLAC Group 288966653 NasdaqGS LILA.K LiLAC Group

Masraf Al Rayan (Q.S.C) 29161846 DSM MARK Masraf Al Rayan (Q.P.S.C.)

Next Co., Ltd. 29276571 TSE 2120 Lifull Co., Ltd.

Teo LT, AB 2946840 NSEL TEL1L Telia Lietuva, AB

Hilton Worldwide Holdings Inc. 29470 NYSE HLT Hilton, Inc.

Pepco Holdings, Inc. 297660 n/a Pepco Holdings LLC

Quiksilver Inc. 298950 n/a Boardriders, Inc.

Melco Crown Entertainment Ltd. 30233904 NasdaqGS MLCO Melco Resorts & Entertainment Limited

Trilogy International Partners, LLC 30336380 TSX TRL Trilogy International Partners Inc.

Aer Lingus Group plc 3040180 n/a Aer Lingus Group DAC

Imexpharm Pharmaceutical Joint Stock Company 30491311 HOSE IMP Imexpharm Corporation

Brainjuicer Group Plc 30491560 AIM SYS1 System1 Group PLC

Horizon Holdings III S.A.S. 306073757 n/a Verallia Packaging S.A.S.

Remark Media, Inc. 30741328 NasdaqCM MARK Remark Holdings, Inc.

Delhi International Airport Private Limited 30887139 n/a Delhi International Airport Limited

Project Finance Investments Limited 312471641 LSE GABI GCP Asset Backed Income Fund Limited

Arrhythmia Research Technology Inc. 319944 AMEX MICR Micron Solutions, Inc.

Cable & Wireless Communications Plc 320832 n/a Cable & Wireless Communications Limited

Banque Marocaine du Commerce Exterieur SA 3221730 CBSE BCE BMCE Bank of Africa

Phoenix IT Group PLC 32957 n/a Daisy IT Group Limited

Gardner Denver Inc. 334158 n/a Gardner Denver Holdings, Inc.

Blue Sky Power Holdings Limited 33449047 SGX UQ7 Beijing Gas Blue Sky Holdings Limited

MeetMe, Inc. 33528 NasdaqCM MEET The Meet Group, Inc.

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 7 Q2 2017, Effective May 1, 2017

Company Name (previous) Company ID Exchange Ticker Company Name (new)

Roxi Petroleum PLC 34259642 AIM CASP Caspian Sunrise PLC

SunGard Data Systems Inc. 34917 n/a FIS Data Systems Inc.

Downstream Development Authority 35619347 n/a Downstream Development Authority of the Quapaw Tribe of Oklahoma

Ulta Salon, Cosmetics & Fragrance, Inc. 35929 NasdaqGS ULTA Ulta Beauty, Inc.

Todoroff Boutue Wine Cellar 36063749 BUL 5T6 Todoroff AD

SapuraKencana Petroleum Berhad 3606442 KLSE SENERGY Sapura Energy Berhad

RungePincockMinarco Limited 36583266 ASX RUL RPMGlobal Holdings Limited

Hemraj Leasehold Real Estate Investment Trust 367054412 SET HREIT Hemaraj Leasehold Real Estate Investment Trust

Banca Popolare dell'Etruria e del Lazio - Societa Cooperativa 3671190 n/a Nuova Banca dell'Etruria e del Lazio S.p.A.

Al Khalij Commercial Bank (al khaliji) Q.S.C. 37612859 DSM KCBK Al Khalij Commercial Bank (al khaliji) P.Q.S.C.

VimpelCom Ltd. 379316 NasdaqGS VEON VEON Ltd.

Enersis S.A. 380206 SNSE ENELAM Enel Américas S.A.

Aoi Tyo Holdings Inc. 383314471 n/a AOI Pro. Inc.

Chemical & Mining Co. of Chile Inc. 393339 NYSE SQM Sociedad Química y Minera de Chile S.A.

Tianjin Infrastructure Investment Group Co., Ltd. 39506680 n/a Tianjin Infrastructure Construction & Investment (Group) Co., Ltd.

Toumaz Limited 4037849 AIM FST Frontier Smart Technologies Group Limited

Salt River Project Agricultural Improvement And Power District 4161803 n/a Salt River Project

Enersource Corporation 4217324 n/a Alectra Inc.

Western Potash Corp. 42217048 TSX WRX Western Resources Corp.

Palm Hills Development Co. 42434857 CASE PHDC Palm Hills Developments Company (S.A.E)

Aruba Networks, Inc. 4249589 n/a HPE Aruba

Pinnacle Holdings Limited 4493635 JSE AVV Alviva Holdings Limited

Russian Technologies State Corporation 45602288 n/a Rostec Corporation

Synergy Resources Corporation 48815056 AMEX SRCI SRC Energy Inc.

Linn Energy, LLC 5027624 OTCPK LNGG Linn Energy, Inc.

Ubuoss Inc. 51703706 KOSDAQ A078070 Ubuoss Holdings Inc.

Nexstar Broadcasting Group, Inc. 518638 NasdaqGS NXST Nexstar Media Group, Inc.

Canada Goose Inc. 53307868 TSX GOOS Canada Goose Holdings Inc.

Edita Food Industries S.A.E. 53500451 CASE EFID Edita Food Industries Company (S.A.E)

Banzai S.p.A. 53732271 BIT EPR ePRICE S.p.A.

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 8 Q2 2017, Effective May 1, 2017

Company Name (previous) Company ID Exchange Ticker Company Name (new)

Eneco Holding NV 5476731 n/a Stedin Holding N.V.

DyDo DRINCO, INC. 5478709 TSE 2590 DyDo Group Holdings, Inc.

Daito Electron Co., Ltd. 5522607 TSE 7609 Daitron Co., Ltd.

ForFarmers B.V. 5551618 ENXTAM FFARM ForFarmers N.V.

HNA Innovation (Hainan) Co., Ltd. 5554489 SHSE 900955 Hna Innovation Co Ltd

Al - Eqbal Investment Co. (PLC) 5632703 ASE EICO Al-Eqbal Investment Company (Public Shareholing Company)

Honeys Co. Ltd. 5705330 TSE 2792 Honeys Holdings Co.,Ltd.

Kenya Commercial Bank Ltd. 5722942 NASE KCB KCB Group PLC

Magnum Hunter Resources Corp. 5753589 OTCPK BRMR Blue Ridge Mountain Resources, Inc.

Oriental Weavers Carpet Co. S.A.E. 5825115 CASE ORWE Oriental Weavers Company For Carpets (S.A.E)

Kobe Diesel Co., Ltd. 5854358 TSE 6016 Japan Engine Corporation

Allied Cement Holdings Limited 59322382 SEHK 1312 Tongfang Kontafarma Holdings Limited

Colony Capital, Inc. 60839208 NYSE CLNS Colony NorthStar, Inc.

Shenzhen Hepalink Pharmaceutical Co., Ltd. 61236432 SZSE 2399 Shenzhen Hepalink Pharmaceutical Group Co., Ltd.

Vapor Corp. 61313402 OTCPK HCMC Healthier Choices Management Corp.

RegionalCare Hospital Partners, Inc. 61317815 n/a RCCH HealthCare Partners

Sovereign Housing Capital Plc 62168790 n/a Sovereign Housing Association Limited

OMG plc 6234353 AIM OMG Oxford Metrics plc

Ingenico Group 6370027 ENXTPA ING Ingenico Group - GCS

CROWN Confectionery Co., LTD. 6463537 KOSE A005740 CROWNHAITAI Holdings CO.,LTD.

Performance Sports Group Ltd. 6464151 TSX PSG Old PSG Wind-down Ltd.

Mannai Corporation Q.S.C. 6478959 DSM MCCS Mannai Corporation Q.P.S.C.

Diamond Foods, Inc. 6670721 n/a Diamond Foods, LLC

S.A. D'Ieteren N.V. 752915 ENXTBR DIE D'Ieteren SA

Aplix IP Holdings Corporation 7604017 TSE 3727 Aplix Corporation

Init Innovation in Traffic Systems AG 7658114 XTRA IXX init innovation in traffic systems SE

NetPlay TV plc 7658261 n/a NetPlay TV Limited

Topsearch International Holdings Ltd. 7658665 SEHK 2323 China HKBridge Holdings Limited

Tessera Holding Corporation 7685232 NasdaqGS XPER Xperi Corporation

Ferrotec Corp. 779527 JASDAQ 6890 Ferrotec Holdings Corporation

Global Energy Development plc 7982815 AIM NAUT Nautilus Marine Services PLC

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 9 Q2 2017, Effective May 1, 2017

Company Name (previous) Company ID Exchange Ticker Company Name (new)

JSC Grindeks 8121889 RISE GRD1R AS Grindeks

Wulff-Group Plc 8179912 HLSE WUF1V Wulff-Yhtiöt Oyj

Snai S.p.A. 8292758 BIT SNA Snaitech S.p.A.

Helloworld Limited 8599288 ASX HLO Helloworld Travel Limited

Time Warner Cable Inc. 862598 n/a Spectrum Management Holding Company, LLC

Enterprise Inns plc 868508 LSE EIG Ei Group plc

Minebea Co. Ltd. 874000 TSE 6479 MinebeaMitsumi Inc.

SABMiller plc 874078 n/a SABMiller Limited

Fuji Heavy Industries Ltd. 874322 TSE 7270 Subaru Corp.

Crompton Greaves Ltd. 874738 BSE 500093 CG Power and Industrial Solutions Limited

Indesit Company SpA 874827 n/a Whirlpool EMEA S.p.A.

Munksjo Oyj 874908 HLSE AM1 Ahlstrom-Munksjö Oyj

BKW Inc. 874913 SWX BKW BKW AG

Galenica Ltd. 875519 SWX VIFN Vifor Pharma AG

Bank of Cyprus Public Company Ltd. 875879 CSE BOCH Bank of Cyprus Holdings Public Limited Company

Royal Vopak NV 875902 ENXTAM VPK Koninklijke Vopak N.V.

Shanghai Dingli Technology Development (Group) Co., Ltd. 877349 SHSE 900907 Pengqi Technology Development Co., Ltd.

Kimberly-Clark De Mexico SA de CV 877907 BMV KIMBER A Kimberly-Clark de México, S. A. B. de C. V.

Equation Summit Limited 878718 Catalist 532 DISA Limited

Synergie SA 879303 ENXTPA SDG Synergie SE

Zwack Unicum Likoripari es Kereskedelmi Nyilvanosan Mukodo Reszvenytarsas 879430 BUSE ZWACK Zwack Unicum Nyrt.

Hyundai Securities Co., Ltd. 879515 n/a KB Securities Co., Ltd.

Senko Co., Ltd. 879857 TSE 9069 Senko Group Holdings Co., Ltd.

Sprott Resource Corp. 879909 TSX SRHI Sprott Resource Holdings Inc.

Middle East Tube Company Ltd 880261 TASE GAGR Gaon Group Ltd.

Takiron Co. Ltd. 880920 TSE 4215 C.I. Takiron Corporation

Haier Healthwise Holdings Limited 882728 SEHK 348 China Healthwise Holdings Limited

Coca-Cola West Co., Ltd. 882988 TSE 2579 Coca-Cola Bottlers Japan Inc.

Amadeus IT Holding SA 883733 BME AMS Amadeus IT Group, S.A.

AOI Pro.Inc. 883891 TSE 3975 AOI TYO Holdings Inc.

Elektro Eletricidade e Serviços S.A. 883937 BOVESPA EKTR4 Elektro Redes S.A.

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 10 Q2 2017, Effective May 1, 2017

Company Name (previous) Company ID Exchange Ticker Company Name (new)

Pfleiderer AG 884282 n/a PCF GmbH

Allocate Software plc. 884377 n/a Allocate Software Limited

TASER International Inc. 885779 NasdaqGS AAXN Axon Enterprise, Inc.

Xura, Inc. 8983769 n/a Mavenir Systems

2E Group AB (publ) 9221391 OM MOMENT Moment Group AB

Pediatric Services of America, Inc. 93362 n/a Aveanna Healthcare

L-3 Communications Holdings Inc. 93538 NYSE LLL L3 Technologies, Inc.

Stellar Resources PLC 941394 AIM PRIM Primorus Investments plc

The Commercial Bank (Q.S.C.) 9531657 DSM CBQK The Commercial Bank (P.S.Q.C.)

TASC, Inc. 969198 n/a Engility Corporation

Innovation Group plc 977466 n/a The Innovation Group Limited

Y.A.C. Co., Ltd. 9833416 TSE 6298 Y.A.C. Holdings Co., Ltd.

Da-Li Construction Co., Ltd. 9871756 TSEC 6177 Da-Li Development Co.,Ltd.

Advanced Process Systems Corporation 9898998 KOSDAQ A054620 APS Holdings Corporation

ESB Finance Limited 99198990 n/a ESB Finance Designated Activity Company

Manitoba Telecom Services, Inc. 682252 n/a Bell MTS Inc.

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 11 Q2 2017, Effective May 1, 2017

Index Additions & Deletions AEX

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

AMX

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

ASX 200

Additions: 1 Deletions: 1

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Equatorial Resources Limited 6521069 ASX CYB CYBG PLC 8159444 LSE CYBG

ASX 300

Additions: 12 Deletions: 11

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Ausdrill Limited 878590 ASX ASL Adairs Limited 126889641 ASX ADH

Charter Hall Long WALE REIT 369006419 ASX CLW Alexium International Group Limited 82339724 ASX AJX

Equatorial Resources Limited 6521069 ASX CYB Cash Converters International Limited 881573 ASX CCV

Inghams Group Limited 404559091 ASX ING Cover-More Group Limited 252338717 ASX CVO

Michael Hill International Limited 882719 ASX MHJ CYBG PLC 8159444 LSE CYBG

MyState Limited 62655724 ASX MYS Donaco International Limited 216008767 ASX DNA

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 12 Q2 2017, Effective May 1, 2017

Propertylink 144304866 ASX PLG Energy World Corporation Ltd 878952 ASX EWC

Scottish Pacific Group Limited 367533176 ASX SCO EQT Holdings Limited 6521078 ASX EQT

Servcorp Limited 7654894 ASX SRV Fonterra Shareholders Fund 224557598 NZSE FSF

Silver Lake Resources Limited 36545432 ASX SLR Kathmandu Holdings Limited 26813745 NZSE KMD

Superloop Limited 292844652 ASX SLC Paladin Energy Ltd 882202 ASX PDN

Washington H. Soul Pattinson and Company Limited 875395 ASX SOL

ATX

Additions: 0 Deletions: 0

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

CAC 40

Additions: 1 Deletions: 1

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

Atos SE 135285 ENXTPA ATO Klepierre SA 879146 ENXTPA LI

DAX

Additions: 0 Deletions: 0

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 13 Q2 2017, Effective May 1, 2017

Euro Stoxx 50

Additions: 0 Deletions: 0

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

FTSE 100

Additions: 2 Deletions: 2

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

Rentokil Initial plc 411004 LSE RTO Capita plc 879402 LSE CPI

Scottish Mortgage Investment Trust PLC 874581 LSE SMT Dixons Carphone plc 418171 LSE DC.

FTSE 350

Additions: 4 Deletions: 4

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

Northgate plc 876131 LSE NTG CMC Markets Plc 46006280 LSE CMCX

Sanne Group plc 289682106 LSE SNN International Personal Finance Plc 35646393 LSE IPF

Syncona Limited 222383992 LSE SYNC N Brown Group plc 876433 LSE BWNG

TP ICAP plc 316648778 LSE TCAP Tullett Prebon plc 24687354 n/a

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 14 Q2 2017, Effective May 1, 2017

FTSE AW

Additions: 49 Deletions: 39

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

Advanced Micro Devices, Inc. 168864 NasdaqCM AMD AdvanSix Inc. 337702440 NYSE ASIX

Aker BP ASA 9048461 OB AKERBP Alcoa Inc. 249603 n/a

Bioverativ Inc. 379523413 NasdaqGS BIVV Alnylam Pharmaceuticals, Inc. 2796659 NasdaqGS ALNY

Buzzi Unicem SpA 944114 BIT BZUR Calsonic Kansei Corporation 880226 TSE 7248

Buzzi Unicem SpA 944114 BIT BZU CETIP S.A. - Mercados Organizados 46282977 n/a

China Life Insurance Co., Ltd. 12718910 TSEC 2823 Chicago Bridge & Iron Company N.V. 360791 NYSE CBI

Computer Sciences Corporation 50275576 NYSE CSC Coca-Cola East Japan Co., Ltd. 12721981 n/a

Coty Inc. 795040 NYSE COTY Daewoo Shipbuilding & Marine Engineering Co., Ltd. 5871297 n/a

Dassault Aviation S.A. 874022 ENXTPA AM Delek Energy Systems Ltd. 895333 TASE DLEN

Everbright Securities Company Limited 12075300 SEHK 6178 Energa SA 99395599 WSE ENG

Famous Brands Limited 4494400 JSE FBR First Gulf Bank PJSC 21765821 n/a

Grupo Simec, S.A.B. de C.V. 395778 BMV SIMEC B First Solar, Inc. 4593731 NasdaqGS FSLR

Habib Bank Limited 4456276 KASE HBL FMC Technologies, Inc. 972117 n/a

Hilton Grand Vacations Inc. 345409145 NYSE HGV Good Resources Holdings Limited 20383936 SEHK 109

Hitachi Kokusai Electric Inc. 874752 TSE 6756 Grupo Financiero Interacciones, S.A. de C.V. 20343805 BMV GFINTER O

ICICI Prudential Life Insurance Company Limited 10904106 BSE 540133 Harman International Industries, Incorporated 29279 n/a

IDEXX Laboratories, Inc. 29729 NasdaqGS IDXX Huishang Bank Corporation Limited 27693240 SEHK 3698

IHS Markit Ltd. 13651733 NasdaqGS INFO Kowloon Development Company Limited 4508837 SEHK 34

Jastrzebska Spólka Weglowa Spólka Akcyjna 5496202 WSE JSW Lafarge Malaysia Berhad 875029 KLSE LAFMSIA

Kingspan Group plc 664385 ISE KRX Linear Technology Corporation 30843 n/a

Livzon Pharmaceutical Group Inc. 5567081 SEHK 1513 Madinet Nasr for Housing & Development S.A.E 20356628 CASE MNHD

Mebuki Financial Group, Inc. 875425 TSE 7167 Minera Frisco, S.A.B. de C.V. 115571090 BMV MFRISCO A-1

Mechel PAO 11311593 MISX MTLRP Nan Ya Printed Circuit Board Corporation 26340271 TSEC 8046

Mechel PAO 11311593 MISX MTLR NEX Group plc 661651 LSE NXG

Melrose Industries PLC 8539114 LSE MRO Olam International Limited 5487399 SGX O32

Merlin Properties Socimi, S.A. 264555396 BME MRL Rumo Logística Operadora Multimodal S.A. 53563921 n/a

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Metro Pacific Investments Corporation 874899 PSE MPI Sany Heavy Equipment International Holdings Company Limited 79084700 SEHK 631

Mid-America Apartment Communities, Inc. 332358 NYSE MAA Shengjing Bank Co., Ltd. 32412455 SEHK 2066

Moncler S.p.A. 20411534 BIT MONC Sidi Kerir Petrochemicals Co. 20783407 CASE SKPC

Morinaga & Co., Ltd. 876948 TSE 2201 Spectra Energy Corp 610501 n/a

MRF Limited 4456415 BSE 500290 Sports Direct International plc 34049884 LSE SPD

Park Hotels & Resorts Inc. 246279126 NYSE PK St. Jude Medical, Inc. 301667 n/a

Parque Arauco S.A. 879534 SNSE PARAUCO TalkTalk Telecom Group PLC 47128684 LSE TALK

Postal Savings Bank of China Co., Ltd. 27620446 SEHK 1658 TonenGeneral Sekiyu k.k. 873982 n/a

PT Hanjaya Mandala Sampoerna Tbk 878418 JKSE HMSP TOTVS S.A. 26271308 BOVESPA TOTS3

PT Matahari Department Store Tbk 9648109 JKSE LPPF Versum Materials, Inc. 320039344 NYSE VSM

Public Joint Stock Company Mosenergo 3208542 MISX MSNG The Warehouse Group Limited 881748 NZSE WHS

Rand Merchant Investment Holdings Limited 117424318 JSE RMI Yang Ming Marine Transport Corporation 881349 TSEC 2609

Raymond James Financial, Inc. 22623 NYSE RJF Yazicilar Holding A.S. 6523430 IBSE YAZIC

Rockcastle Global Real Estate Company Limited 207885636 JSE ROC

RPC Group Plc 881404 LSE RPC

Rumo S.A. 752381 BOVESPA RAIL3

Targa Resources Corp. 39153321 NYSE TRGP

Teck Resources Limited 189526 TSX TECK.B

Temenos Group AG 1059156 SWX TEMN

The WhiteWave Foods Company 26433812 NYSE WWAV

Usinas Siderúrgicas de Minas Gerais S.A. 8292709 BOVESPA USIM5

Varex Imaging Corporation 379834366 NasdaqGS VREX

Xinhua Winshare Publishing and Media Co., Ltd. 28706226 SEHK 811

© Sustainalytics 2017

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IBEX 35

Additions: 0 Deletions: 0

Company Name Company ID

Exchange Ticker Company Name Company ID Exchange Ticker

Iboxx Eur Corporate

Additions: 17 Deletions: 11

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Allied Irish Banks, p.l.c. 324875 Xtrakter 105748108 Albemarle Corporation 18671 NYSE ALB

Allied Irish Banks, p.l.c. 324875 ISE AIB1 ALD International S.A. 128001 n/a

Arion Bank hf. 171195511 Xtrakter 152773749 Anheuser-Busch North American Holding Corp 142645338 n/a

Banco Santander, S.A. 323930 BME SAN Bao-Trans Enterprises Ltd. 252151151 n/a

Bankia, S.A. 136803330 MUN A1ZB7J BRFkredit a/s 878124 n/a

China Construction Bank (Europe) S.A. 264426416 Xtrakter 156608351 Caisse Centrale du Crédit Immobilier de France 20350975 n/a

ING Groep N.V. 383462 ENXTAM INGA Ceska telekomunikacni infrastruktura a.s. 286403741 n/a

LEG Immobilien AG 226294613 Xtrakter 155445661 CSSC Capital 2015 Limited 283434061 n/a

WPC Eurobond B.V. 409002660 n/a HIT Finance B.V. 30123369 n/a

Société Financière de Banque - SOFIB SA 119071745 ENXTPA BQAAA Turkiye Garanti Bankasi A.S. 879428 IBSE GARAN

Sigma Alimentos, S. A. de C. V. 1528840 n/a Wm Morrison Supermarkets PLC 875491 LSE MRW

McKesson Corporation 288195 NYBE A19DHZ

McKesson Corporation 288195 NYSE MCK

CETIN Finance B.V. 408407806 DB A189Z6

NTPC Limited 9673133 DB 5NCA

Italgas S.p.A. 874299 Xtrakter A19BYX

Italgas S.p.A. 874299 Xtrakter 155191759

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JPM Cembi Diversified

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Jantzi Social Index

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

MDAX

Additions: 0 Deletions: 2

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

DMG Mori Aktiengesellschaft 876980 DB GIL

Rhön-Klinikum Aktiengesellschaft 881495 DB RHK

MSCI EM

Additions: 1 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Grasim Industries Limited 877959 BSE 500300

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 18 Q2 2017, Effective May 1, 2017

MSCI World

Additions: 2 Deletions: 2

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Jardine Strategic Holdings Limited 408350 SGX J37 Alcoa Inc. 249603 n/a

Advanced Micro Devices, Inc. 168864 NasdaqCM AMD Endo International plc 28071 NasdaqGS ENDP

MSCI ACWI

Additions: 3 Deletions: 2

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Grasim Industries Limited 877959 BSE 500300 Alcoa Inc. 249603 n/a

Jardine Strategic Holdings Limited 408350 SGX J37 Endo International plc 28071 NasdaqGS ENDP

Advanced Micro Devices, Inc. 168864 NasdaqCM AMD

NZX 50

Additions: 4 Deletions: 5

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Sanford Limited 515086 NZSE SAN Coats Group plc 877246 LSE COA

Tourism Holdings Limited 882251 NZSE THL Orion Health Group Limited 275068146 NZSE OHE

Arvida Group Limited 276274842 NZSE ARV Tilt Renewables Limited 404281026 NZSE TLT

Tegel Group Holdings Limited 369364328 NZSE TGH Tower Limited 2491918 NZSE TWR

The Warehouse Group Limited 881748 NZSE WHS

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 19 Q2 2017, Effective May 1, 2017

OMX Copenhagen 20

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

OMX 25 Helsinki

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

OMXSB

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

OSEBX

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 20 Q2 2017, Effective May 1, 2017

Russell 1000

Additions: 11 Deletions: 10

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Computer Sciences Corporation 50275576 NYSE CSC DXC Technology Company 263093 NYSE DXC

Colony NorthStar, Inc. 60839208 NYSE CLNS Sompo International 1319083 n/a

Bioverativ Inc. 379523413 NasdaqGS BIVV Equity One, Inc. 383754 n/a

Park Hotels & Resorts Inc. 246279126 NYSE PK FMC Technologies, Inc. 972117 n/a

Valvoline Inc. 344562930 NYSE VVV Harman International Industries, Incorporated 29279 n/a

Conduent Incorporated 323756013 NYSE CNDT Linear Technology Corporation 30843 n/a

Extraction Oil & Gas, Inc. 252088241 NasdaqGS XOG Northstar Asset Management Group Inc. 256487722 n/a

Hilton Grand Vacations Inc. 345409145 NYSE HGV NorthStar Realty Finance Corp. 9748502 n/a

Nutanix, Inc. 126751161 NasdaqGS NTNX Spectra Energy Corp 610501 n/a

Varex Imaging Corporation 379834366 NasdaqGS VREX St. Jude Medical, Inc. 301667 n/a

AquaBounty Technologies, Inc. 711504 NasdaqCM AQB

Russell 3000

Additions: 5 Deletions: 40

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Computer Sciences Corporation 50275576 NYSE CSC AEP Industries Inc. 247049 n/a

Bioverativ Inc. 379523413 NasdaqGS BIVV Apollo Education Group, Inc. 333835 n/a

Liberty Expedia Holdings, Inc. 316760073 NasdaqGS LEXE.A Applied Micro Circuits Corporation 24957 n/a

Varex Imaging Corporation 379834366 NasdaqGS VREX Arctic Cat Inc. 251445 n/a

AquaBounty Technologies, Inc. 711504 NasdaqCM AQB ARIAD Pharmaceuticals, Inc. 25046 n/a

Blue Nile, Inc. 93323 n/a

Calamos Asset Management Inc. 3604814 n/a

CLARCOR Inc. 261326 n/a

DXC Technology Company 263093 NYSE DXC

comScore, Inc. 33539685 OTCPK SCOR

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 21 Q2 2017, Effective May 1, 2017

Cynosure, Inc. 27303 n/a

Datalink Corporation 227466 n/a

EarthLink Holdings Corp. 27842 n/a

Sompo International 1319083 n/a

Equity One, Inc. 383754 n/a

Federal-Mogul Holdings LLC 271077 n/a

FMC Technologies, Inc. 972117 n/a

G&K Services, Inc. 28791 n/a

Harman International Industries, Incorporated 29279 n/a

Inteluent, Inc. 10690803 n/a

Intersil Corporation 106426 n/a

IntraLinks Holdings, Inc. 30223 n/a

Lake Sunapee Bank Group 290975 n/a

LifeLock, Inc. 22854514 n/a

Linear Technology Corporation 30843 n/a

Lionbridge Technologies, Inc. 30860 n/a

Media General, Inc. 336277 n/a

New York REIT, Inc. 79345305 NYSE NYRT

Northstar Asset Management Group Inc. 256487722 n/a

NorthStar Realty Finance Corp. 9748502 n/a

Osiris Therapeutics, Inc. 3126203 OTCPK OSIR

Popeyes Louisiana Kitchen, Inc. 24442 n/a

Spectra Energy Corp 610501 n/a

St. Jude Medical, Inc. 301667 n/a

SCAI Holdings, LLC 114063305 n/a

Tangoe, Inc. 2862715 OTCPK TNGO

Team Health Holdings, Inc. 29962 n/a

Vascular Solutions, Inc. 36163 n/a

WCI Communities, Inc. 36492 n/a

Yadkin Financial Corporation 98572029 n/a

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 22 Q2 2017, Effective May 1, 2017

S&P 500

Additions: 11 Deletions: 12

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Advanced Micro Devices, Inc. 168864 NasdaqCM AMD Conduent Incorporated 323756013 NYSE CNDT

Alexandria Real Estate Equities, Inc. 365138 NYSE ARE Endo International plc 28071 NasdaqGS ENDP

CBOE Holdings, Inc. 32624297 NasdaqGS CBOE First Solar, Inc. 4593731 NasdaqGS FSLR

Computer Sciences Corporation 263093 NYSE DXC FMC Technologies, Inc. 972117 n/a

DISH Network Corporation 110001 NasdaqGS DISH Frontier Communications Corporation 261171 NasdaqGS FTR

IDEXX Laboratories, Inc. 29729 NasdaqGS IDXX Harman International Industries, Incorporated 29279 n/a

Incyte Corporation 332954 NasdaqGS INCY Linear Technology Corporation 30843 n/a

Raymond James Financial, Inc. 22623 NYSE RJF Pitney Bowes Inc. 297018 NYSE PBI

Regency Centers Corporation 816889 NYSE REG Southwestern Energy Company 304260 NYSE SWN

Synopsys, Inc. 35028 NasdaqGS SNPS Spectra Energy Corp 610501 n/a

TechnipFMC plc 1342651 NYSE FTI St. Jude Medical, Inc. 301667 n/a

Urban Outfitters, Inc. 330706 NasdaqGS URBN

SIXRX

Additions: 8 Deletions: 2

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Ambea AB (publ) 41570535 OM AMBEA Nordnet AB (publ) 5645441 n/a

AQ Group AB (publ) 9383603 OM AQ Transcom WorldWide AB (publ) 4281159 n/a

Actic Group AB (publ) 424413223 OM ATIC

Christian Berner Tech Trade AB (publ) 82765785 OM CBTT B

FM Mattsson Mora Group AB (publ) 4730664 OM FMM B

MIPS AB (publ) 78823516 OM MIPS

Oncopeptides AB (publ) 12930666 OM ONCO

SSM Holding AB (publ) 83424652 OM SSM

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 23 Q2 2017, Effective May 1, 2017

SBF 120

Additions: 2 Deletions: 2

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Soitec S.A. 125027 ENXTPA SOI CGG 132858 ENXTPA CGG

Tarkett S.A. 20801517 ENXTPA TKTT Etablissements Maurel & Prom S.A. 8276488 ENXTPA MAU

SLI 30

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

SMI Expanded

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

STOXX Asia

Additions: 8 Deletions: 8

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

CSPC Pharmaceutical Group Limited 879722 SEHK 1093 Coca-Cola East Japan Co., Ltd. 12721981 n/a

Downer EDI Limited 879131 ASX DOW Hokkaido Electric Power Company, Incorporated 875780 TSE 9509

Takara Holdings Inc. 877388 TSE 2531 Itoham Yonekyu Holdings Inc. 320586924 TSE 2296

Fujikura Ltd. 876033 TSE 5803 The Japan Steel Works, Ltd. 874350 TSE 5631

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 24 Q2 2017, Effective May 1, 2017

Link Administration Holdings Limited 52057931 ASX LNK Leopalace21 Corporation 883696 TSE 8848

Mapletree Commercial Trust 128241643 SGX N2IU Megmilk Snow Brand Co., Ltd. 109230640 TSE 2270

Xinyi Glass Holdings Limited 13575007 SEHK 868 Singapore Post Limited 4941714 SGX S08

OZ Minerals Limited 6577407 ASX OZL TonenGeneral Sekiyu k.k. 873982 n/a

STOXX Europe 600

Additions: 8 Deletions: 10

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Electrocomponents plc 874815 LSE ECM Berendsen plc 875951 LSE BRSN

FinecoBank Banca Fineco S.p.A. 13619757 BIT FBK BHP Billiton Limited 256654 ASX BHP

Ladbrokes Coral Group plc 873847 LSE LCL Essentra plc 23723165 LSE ESNT

Metro Bank PLC 39370193 LSE MTRO Firstgroup plc 879521 LSE FGP

Scout24 AG 225965284 DB G24 Immofinanz AG 883156 WBAG IIA

SSP Group plc 4323277 LSE SSPG Rio Tinto Limited 862503 ASX RIO

TGS-NOPEC Geophysical Company ASA 883703 OB TGS Technicolor SA 93471 ENXTPA TCH

TP ICAP plc 316648778 LSE TCAP Topdanmark A/S 875917 CPSE TOP

Ultra Electronics Holdings plc 716250 LSE ULE

Wereldhave N.V. 879011 ENXTAM WHA

STOXX North America 600

Additions: 12 Deletions: 13

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Liberty Broadband Corporation 263559030 NasdaqGS LBRD.K FMC Technologies, Inc. 972117 n/a

Targa Resources Corp. 39153321 NYSE TRGP Harman International Industries, Incorporated 29279 n/a

United Rentals, Inc. 36005 NYSE URI Linear Technology Corporation 30843 n/a

SVB Financial Group 187662 NasdaqGS SIVB Mallinckrodt Public Limited Company 232036063 NYSE MNK

FMC Corporation 28606 NYSE FMC Nordstrom, Inc. 32215 NYSE JWN

Diamondback Energy, Inc. 170245760 NasdaqGS FANG Ralph Lauren Corporation 362220 NYSE RL

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 25 Q2 2017, Effective May 1, 2017

CDW Corporation 332700 NasdaqGS CDW Rite Aid Corporation 93614 NYSE RAD

Steel Dynamics, Inc. 34768 NasdaqGS STLD Signet Jewelers Limited 693964 NYSE SIG

Zions Bancorporation 315476 NasdaqGS ZION Spectra Energy Corp 610501 n/a

HD Supply Holdings, Inc. 100787816 NasdaqGS HDS St. Jude Medical, Inc. 301667 n/a

Reinsurance Group of America, Incorporated 325509 NYSE RGA The Gap, Inc. 274265 NYSE GPS

First Quantum Minerals Ltd. 881155 TSX FM Under Armour, Inc. 8740684 NYSE UAA

Valeant Pharmaceuticals International, Inc. 345779 NYSE VRX

STOXX Global 1800

Additions: 28 Deletions: 31

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

CSPC Pharmaceutical Group Limited 879722 SEHK 1093 Coca-Cola East Japan Co., Ltd. 12721981 n/a

Downer EDI Limited 879131 ASX DOW Hokkaido Electric Power Company, Incorporated 875780 TSE 9509

Takara Holdings Inc. 877388 TSE 2531 Itoham Yonekyu Holdings Inc. 320586924 TSE 2296

Fujikura Ltd. 876033 TSE 5803 The Japan Steel Works, Ltd. 874350 TSE 5631

Link Administration Holdings Limited 52057931 ASX LNK Leopalace21 Corporation 883696 TSE 8848

Mapletree Commercial Trust 128241643 SGX N2IU Megmilk Snow Brand Co., Ltd. 109230640 TSE 2270

Xinyi Glass Holdings Limited 13575007 SEHK 868 Singapore Post Limited 4941714 SGX S08

OZ Minerals Limited 6577407 ASX OZL TonenGeneral Sekiyu k.k. 873982 n/a

Electrocomponents plc 874815 LSE ECM Berendsen plc 875951 LSE BRSN

FinecoBank Banca Fineco S.p.A. 13619757 BIT FBK BHP Billiton Limited 256654 ASX BHP

Ladbrokes Coral Group plc 873847 LSE LCL Essentra plc 23723165 LSE ESNT

Metro Bank PLC 39370193 LSE MTRO Firstgroup plc 879521 LSE FGP

Scout24 AG 225965284 DB G24 Immofinanz AG 883156 WBAG IIA

SSP Group plc 4323277 LSE SSPG Rio Tinto Limited 862503 ASX RIO

TGS-NOPEC Geophysical Company ASA 883703 OB TGS Technicolor SA 93471 ENXTPA TCH

TP ICAP plc 316648778 LSE TCAP Topdanmark A/S 875917 CPSE TOP

Liberty Broadband Corporation 263559030 NasdaqGS LBRD.K Ultra Electronics Holdings plc 716250 LSE ULE

Targa Resources Corp. 39153321 NYSE TRGP Wereldhave N.V. 879011 ENXTAM WHA

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 26 Q2 2017, Effective May 1, 2017

United Rentals, Inc. 36005 NYSE URI FMC Technologies, Inc. 972117 n/a

SVB Financial Group 187662 NasdaqGS SIVB Harman International Industries, Incorporated 29279 n/a

FMC Corporation 28606 NYSE FMC Linear Technology Corporation 30843 n/a

Diamondback Energy, Inc. 170245760 NasdaqGS FANG Mallinckrodt Public Limited Company 232036063 NYSE MNK

CDW Corporation 332700 NasdaqGS CDW Nordstrom, Inc. 32215 NYSE JWN

Steel Dynamics, Inc. 34768 NasdaqGS STLD Ralph Lauren Corporation 362220 NYSE RL

Zions Bancorporation 315476 NasdaqGS ZION Rite Aid Corporation 93614 NYSE RAD

HD Supply Holdings, Inc. 100787816 NasdaqGS HDS Signet Jewelers Limited 693964 NYSE SIG

Reinsurance Group of America, Incorporated 325509 NYSE RGA Spectra Energy Corp 610501 n/a

First Quantum Minerals Ltd. 881155 TSX FM St. Jude Medical, Inc. 301667 n/a

The Gap, Inc. 274265 NYSE GPS

Under Armour, Inc. 8740684 NYSE UAA

Valeant Pharmaceuticals International, Inc. 345779 NYSE VRX

STOXX ESG Leaders

Additions: 0 Deletions: 0

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

TECDAX

Additions: 1 Deletions: 1

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

MediGene AG 31320 DB MDG1 STRATEC Biomedical AG 7686837 DB SBS

© Sustainalytics 2017

Sustainalytics Universe Changes Report, page 27 Q2 2017, Effective May 1, 2017

TSX Composite

Additions: 3 Deletions: 2

Company Name Company ID Exchange Ticker Company Name Company ID Exchange Ticker

Boralex Inc. 819163 TSX BLX Bell MTS Inc. 682252 n/a

Canopy Growth Corporation 253665025 TSX WEED Jackpotjoy plc 248636486 LSE JPJ

NexGen Energy Ltd. 213675164 TSX NXE