united states of america nuclear regulatory commission ... · nei position paper - small modular...
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December 15, 2017
UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION
Before the Atomic Safety and Licensing Board
In the Matter of ) ) Docket No. 52-047-ESP Tennessee Valley Authority ) ) Clinch River, Early Site Permit )
TENNESSEE VALLEY AUTHORITY’S INITIAL DISCLOSURES
Pursuant to 10 C.F.R. § 2.336, the Joint Motion for Extension of Time to Provide Initial
Disclosures dated November 3, 2017, and the Licensing Board’s orders, dated November 8, 2017
and December 7, 2017, Tennessee Valley Authority (“TVA”) hereby submits initial disclosures
with respect to the admitted contentions.
1. Testifying Witnesses
TVA has not yet identified the persons upon whom it will rely as witnesses with respect
to the admitted contentions. In accordance with 10 C.F.R. § 2.336(b), TVA will supplement this
disclosure after testifying witnesses are identified.
2. Documents and Data Compilations
A description of all non-privileged documents and data compilations in the possession,
custody, or control of TVA that are relevant to the admitted contentions and subject to disclosure
under the parties’ disclosure agreement is provided in Attachment A to the Affidavit of Jeffrey
N. Perry. TVA identified proprietary documents that may be relevant to the admitted
contentions and subject to disclosure under the parties’ disclosure agreement. A description of
those proprietary documents is provided in Attachment B to the Affidavit of Jeffrey N. Perry.
2
3. Tangible Things
Other than the documents provided or listed, no relevant tangible things have been
identified.
December 15, 2017
Respectfully submitted, /signed (electronically) by Blake J. Nelson/ Blake J. Nelson, Esq. Ryan Dreke, Esq. Christopher C. Chandler, Esq. Office of the General Counsel Tennessee Valley Authority 400 W. Summit Hill Drive, WT 6A-K Knoxville, TN 37902 Telephone: (865) 632-7317 Fax: 865-632-6147 E-mail: [email protected] E-mail: [email protected] E-mail: [email protected] Counsel for TVA
ATTACHMENT A
TVA CRN ESPA TVA Initial Disclosures
1
Doc ID Date Author Description Contention
TVACRNESPA 00000001 - 00000021
11/12/2013 Dr. Peter Lyons, DOE Small Modular Reactors in the United States of America
Contention 2, Contention 3
TVACRNESPA 00000022 - 00000036
11/13/2013 Michael S. McGough, NuScale
NuScale Power Design “Nth”-of-a-Kind Philosophy
Contention 2, Contention 3
TVACRNESPA 00000037 - 00000045
11/12/2013 Ed Wallace, NuScale Progress Towards SMR Licensing Contention 2
TVACRNESPA 00000046 - 00000069
Scott Bailey, NuScale NuScale Supply Chain Contention 2
TVACRNESPA 00000070 - 00000170
8/5/2013 Rochelle C. Bavol, NRC
Memorandum to R. W. Borchardt re: Staff Requirements - SECY-13-0061 - Proposed Rule: Waste Confidence - Continued Storage of Spent Nuclear Fuel (RIN 3150-AJ20)
Contention 2
TVACRNESPA 00000171 - 00000211
12/23/2013 Nuclear Energy Institute
NEI White Paper - Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone
Contention 2, Contention 3
TVACRNESPA 00000212 - 00000242
12/27/2012 Nuclear Energy Institute
NEI Position Paper - Small Modular Reactor Source Terms
Contention 2, Contention 3
TVACRNESPA 00000243 - 00000244
12/27/2012 Russell J. Bell, NEI Letter from Russell J. Bell to Michael E. Mayfield, NRC, re: Position Paper on Small Modular Reactor Source Terms
Contention 2, Contention 3
TVACRNESPA 00000245 - 00000312
5/2015 Nuclear Energy Institute
NEI Utility Fuel Resources Book Contention 2
TVACRNESPA 00000313 - 00000366
4/2010 Randall O. Gauntt, Sandia National Laboratories
Sandia Report - Synthesis of VERCORS and Phebus Data in Severe Accident Codes and Applications
Contention 2
TVACRNESPA 00000367 - 00000369
3/22/2011 The Federation of Electric Power Companies of Japan (Wash. Office)
Update to Information Sheet Regarding the Tohoku Earthquake
Contention 2
TVACRNESPA 00000370 - 00000391
3/29/2011 Japan’s Earthquake, Tsunami & Nuclear Challenge - Update
Contention 2
TVA CRN ESPA TVA Initial Disclosures
2
Doc ID Date Author Description Contention
TVACRNESPA 00000392 - 00000393
3/29/2011 The Federation of Electric Power Companies of Japan (Wash. Office)
Update to Information Sheet Regarding the Tohoku Earthquake
Contention 2
TVACRNESPA 00000394 - 00000399
3/30/2011 William Levis, President and Chie Operating Officer, PSEG Power LLC
Statement by William Levis, President and Chief Operating Officer, PSEG Power LLC, to the Subcommittee on Energy and Water Development Committee on Appropriations - U.S. Senate
Contention 2
TVACRNESPA 00000400 - 00000401
3/30/2011 David Lochbaum, Director, Union of Concerned Scientists
Statement by David Lochbaum, Director - Nuclear Safety Project - Before the US Senate Energy and Water Development Appropriations Subcommittee
Contention 2
TVACRNESPA 00000402 - 00000404
3/30/2011 Peter Lyons, Acting Assistant Secretary for Nuclear Energy, DOE
Statement of Peter Lyons, Acting Assistant Secretary for Nuclear Energy, U.S. Department of Energy, Before the Subcommittee on Energy and Water Development, and Related Agencies Committee on Appropriations, U.S. Senate
Contention 2
TVACRNESPA 00000405 - 00000409
3/30/2011 Ernest J. Moniz, Director, Massachusetts Institute of Technology
Testimony of Ernest J. Moniz, Cecil and Ida Green Professor of Physics and Engineering Systems, Director, MIT Energy Initiative, Massachusetts Institute of Technology Before the United States Senate Committee on Appropriations Subcommittee on Energy and Water Development
Contention 2
TVACRNESPA 00000410 - 00000434
5/12/2011 Bill Borchardt, Executive Director for Operations, NRC
Briefing on the Progress of the Task Force Review of NRC Processes and Regulations Following the Events in Japan
Contention 2
TVACRNESPA 00000435 - 00000462
5/13/2011 Lake H. Barrett,Lake Barrett Consulting LLC
Fukushima & Three Mile Island Events: Advancing Nuclear Safety
Contention 2
TVACRNESPA 00000463 - 00000467
5/24 - 6/1/2011 International Atomic Energy Agency
IAEA International Fact Finding Expert Mission of the Nuclear Accident Following the Great East Japan Earthquake and Tsunami - Preliminary Summary
Contention 2
TVA CRN ESPA TVA Initial Disclosures
3
Doc ID Date Author Description Contention
TVACRNESPA 00000468 - 00000870
International Atomic Energy Agency
IAEA International Fact Finding Expert Mission of the Nuclear Accident Following the Great East Japan Earthquake and Tsunami - Preliminary Summary
Contention 2
TVACRNESPA 00000871 - 00000966
7/12/2011 Dr. Charles Miller, Amy Cubbage, Daniel Dorman, Jack Grobe, Gary Holahan, Nathan Sanfilippo - NRC
Recommendations for Enhancing Reactor Safety in the 21st Century - The Near-Term Task Force Review of Insights from the Fukushima Dai-Ichi Accident
Contention 2
TVACRNESPA 00000967 - 00000996
7/19/2011 Martin Virgilio, Deputy Executive Director for Operations, NRC
Briefing on the Results of the Task Force Review of NRC Processes and Regulations Following the Events in Japan
Contention 2
TVACRNESPA 00000997 - 00001024
10/11/2011 Dan Stout, TVA Used Nuclear Fuel Management - Presented at Montgomery College
Contention 2
TVACRNESPA 00001025 - 00001037
3/9/2012 Annette L. Vietti-Cook, Secretary, NRC
Memo to R.W. Borchardt, Executive Director for Operations, NRC, re: Staff Requirements - SECY-12-0025 - Proposed Orders and Requests for Information in Response to Lessons Learned from Japan’s March 11, 2011, Great Tohoku Earthquake and Tsunami
Contention 2
TVACRNESPA 00001038 - 00001068
3/12/2012 Eric J. Leeds, Director, Office of Nuclear Reactor Regulation, NRC; Michael R. Johnson, Director, Office of New Reactors, NRC
Memo re: Issuance of Order to Modify Licenses with Regard to Requirements for Mitigation Strategies for Beyond-Design-Basis External Events
Contention 2
TVACRNESPA 00001069 - 00001108
3/12/2012 Eric J. Leeds, Director, Office of Nuclear Reactor Regulation, NRC; Michael R. Johnson, Director, Office of New Reactors, NRC
Memo re: Issuance of Order to Modify Licenses with Regard to Reliable Spent Fuel Pool Instrumentation
Contention 2
TVA CRN ESPA TVA Initial Disclosures
4
Doc ID Date Author Description Contention
TVACRNESPA 00001109 - 00001122
5/21/2012 Ali Azad, Chief Business Development Officer, The Babcock & Wilcox Company
Generation mPower SMR Plant and FOA Progress, Platts Third Annual Small Modular Reactors Conference
Contention 2, Contention 3
TVACRNESPA 00001123 - 00001147
2/6/2013 Dan Stout, TVA Nuclear Technology Innovation and TVA’s Clinch River SMR Project
Contention 2, Contention 3
TVACRNESPA 00001148 - 00001162
4/24/2013 Gary Adkins, Senior Project Manager, TVA
Small Modular Reactor Project Overview Contention 2, Contention 3
TVACRNESPA 00001163 - 00001179
4/24/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA
Overview of TVA’s Small Modular Reactor Program
Contention 2, Contention 3
TVACRNESPA 00001180 - 00001201
9/24/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 2, Contention 3
TVACRNESPA 00001202 - 00001224
10/30/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project - The 31st Annual Environment & Energy Conference, Montgomery Bell State Park, Burns, TN
Contention 2, Contention 3
TVACRNESPA 00001225 - 00001247
11/15/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project - CEATI Webinar
Contention 2, Contention 3
TVACRNESPA 00001248 - 00001276
12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective
Contention 2, Contention 3
TVACRNESPA 00001277 - 00001305
12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective
Contention 2, Contention 3
TVACRNESPA 00001306 - 00001349
12/23/2013 Douglas J. Walters, Vice President, Regulatory Affairs, Nuclear Energy Institute
Letter to Michael E. Mayfield, NRC, sending White Paper on Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone - Project Number 689
Contention 2
TVACRNESPA 00001350 - 00001393
12/23/2013 Douglas J. Walters, Vice President, Regulatory Affairs, Nuclear Energy Institute
Letter to Michael E. Mayfield, NRC, sending White Paper on Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone - Project Number 689
Contention 2
TVACRNESPA 00001394 - 00001422
1/7/2014 Dan Stout, TVA Clinch River SMR Project Contention 2, Contention 3
TVA CRN ESPA TVA Initial Disclosures
5
Doc ID Date Author Description Contention
TVACRNESPA 00001423 - 00001460
2/13/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 2, Contention 3
TVACRNESPA 00001461 - 00001471
5/29/2015 Mark A. Satorius, Executive Director for Operations, NRC
Memo to The Commissioners re: Options for Emergency Preparedness for Small Modular Reactors and Other New Technologies
Contention 2
TVACRNESPA 00001472 - 00001476
Fukushima, 5 Years Fast Forward Contention 2
TVACRNESPA 00001477 - 00001594
9/24/2015 Official Transcript of Proceedings - Meeting of the Future Plant Design Subcommittee of the Advisory Committee on Reactor Safeguards
Contention 2
TVACRNESPA 00001595 - 00001888
3/1996 D. J. Naus, C. B. Oland, ORNL; B. R. Ellingwood, John Hopkins University
Report on Aging of Nuclear Power Plant Reinforced Concrete Structures
Contention 2
TVACRNESPA 00001889 - 00001891
NRC to Discuss Implementing Orders for Post-Fukushima Improvements April 10, 2012 in Rockville, MD
Contention 2
TVACRNESPA 00001892 - 00001908
John Goossen, Vice President, Innovation and SMR Development, Westinghouse Electric Company
Westinghouse Status Update - Highlighting the Value of Nuclear Energy and Small Modular Reactors (SMRs) to the U.S. and World
Contention 2, Contention 3
TVACRNESPA 00001909 - 00001926
12/5/2014 Jack Bailey, Sr. VP Business Development, NuScale
NuScale Power SMR - Creating a NuDay for Nuclear Power
Contention 2
TVACRNESPA 00001927 - 00001961
9/27/2016 Jack Bailey, NuScale NuScale Power Small Modular Reactors - An Important Part of the Future of Nuclear Energy
Contention 2
TVACRNESPA 00001962 - 00002144
9/2016 Nuclear Energy Institute
Revision 3 Draft (3R) - Guidance for Implementing a Risk-Informed, Performance-Based Fire Protection Program under 10 CFR 50.48(c)
Contention 2
TVA CRN ESPA TVA Initial Disclosures
6
Doc ID Date Author Description Contention
TVACRNESPA 00002145 - 00002324
1/26/2012 Blue Ribbon Commission on America’s Nuclear Future
Report to the Secretary of Energy Contention 2
TVACRNESPA 00002325 - 00002476
4/21/2011 The Babcock & Wilcox Company
B&W mPower Reactor Design Overview Workshop
Contention 2, Contention 3
TVACRNESPA 00002477 - 00002507
12/27/2012 Nuclear Energy Institute
Position Paper - Small Modular Reactor Source Terms
Contention 2
TVACRNESPA 00002508 - 00002514
6/20/2014 Keith Waldrop, Senior Project Manager, Electric Power Research Institute
Letter to Kevin Witt, NRC, sending summary of EPRI activities in spent fuel pool hazards evaluation
Contention 2
TVACRNESPA 00002515 - 00002523
4/24/2012 Ted Feigenbaum, COO, Generation mPower LLC
2nd Annual SMR Conference presentation Contention 2, Contention 3
TVACRNESPA 00002524 - 00002536
9/13/2011 Generation mPower Generation mPower Summary Table - NRC Fukushima Task Force Recommendations
Contention 2
TVACRNESPA 00002537 - 00002644
7/2014 NuScale Power LLC Gap Analysis Summary Report - Revision 1 Contention 2
TVACRNESPA 00002645 - 00002661
8/5/2012 Alex Harkness, Westinghouse Electric Company LLC
Westinghouse Small Modular Reactor - American Nuclear Society Utility Working Conference
Contention 2
TVACRNESPA 00002662 - 00002678
NEI FLEX in Risk Informed Decision Making (FRIDM) Task Force
Qualitative Assessment for Crediting Mitigating Strategies Equipment in Risk-Informed Decision Making
Contention 2
TVACRNESPA 00002679 - 00002722
12/23/2013 Douglas J. Walters, Vice President, Regulatory Affairs, Nuclear Energy Institute
Letter to Michael Mayfield, NRC, attaching White Paper on Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone
Contention 2
TVACRNESPA 00002723 - 00002754
8/2012 NuScale Power, LLC NuScale Plant Design Overview Contention 2, Contention 3
TVACRNESPA 00002755 - 00002762
9/2011 NuScale Power, Inc. NuScale’s Passive Safety Approach Contention 2, Contention 3
TVA CRN ESPA TVA Initial Disclosures
7
Doc ID Date Author Description Contention
TVACRNESPA 00002763 - 00002771
4/27/2012 Jeff Perry, Senior Project Manager, TVA
TVA Small Modular Reactor Construction Permit Project
Contention 2, Contention 3
TVACRNESPA 00002772 - 00002795
4/10/2012 Martin Virgilio, Deputy Executive Director for Reactor and Preparedness Programs, NRC
Status of Fukushima Lessons Learned Actions - Joint Steering Committee Meeting
Contention 2
TVACRNESPA 00002796 - 00002802
TVA Why Small Modular Reactors - Why Choose Nuclear Power
Contention 2, Contention 3
TVACRNESPA 00002803 - 00002862
2011 Joy Russell, Director, Corporate Business Development, Holtec International; Ross Snuggerud, Sr. Operating Engineer, NuScale Power; Andrea Sterdis, Sr. Manager Strategic Nuclear Expansion, TVA; Leslie Barbour, Nuclear Energy Institute
U.S. Win presentation - Small Modular Reactors - HI-SMUR 140: A Safe, Secure, Economic Small Modular Reactor, Holtec; Changing the Face of Energy, NuScale Power; Nuclear Technology Innovation: Assessing the SMR Option, TVA; Small Reactors: A Washington Perspective, NEI
Contention 2, Contention 3
TVACRNESPA 00002863 - 00002883
11/12/2013 Dr. Peter Lyons, Assistant Secretary for Nuclear Energy, DOE
Small Modular Reactors in the United States of America
Contention 3
TVACRNESPA 00002884 - 00002903
11/12/2013 Dr. Koroush Shirvan and Prof. Mujid S. Kazimi, Nuclear Science & Engineering at MIT
Is a PWR SMR or a BWR SMR the Better Choice for the Future
Contention 3
TVACRNESPA 00002904 - 00002911
2013 John R. Phillips, International Atomic Energy AGency
Small Modular Reactor Nonproliferation and Security: an INPRO perspective
Contention 3
TVA CRN ESPA TVA Initial Disclosures
8
Doc ID Date Author Description Contention
TVACRNESPA 00002912 - 00002921
11/12/2013 Steven Mirsky, P.E., Washington, DC, Licensing Manager, NuScale Power
ANS SMR 2013 Conference, Emergency Planning and Execution
Contention 3
TVACRNESPA 00002922 - 00002930
11/12/2013 Sandra Sloan, Manager, Design Integration & Licensing, Babcock & Wilcox
generation mPower, EPZ Approach Contention 3
TVACRNESPA 00002931 - 00002942
11/13/2013 Dan Stout, TVA SMR Owner’s Nth-of-a-King Vision ANS Panel Contention 3
TVACRNESPA 00002943 - 00002973
7/7/2011 Doug Lee, Babcock & Wilcox Company
generation mPower, Introduction to B&W mPower Program, IAEA Interregional Workshop
Contention 3
TVACRNESPA 00002974 - 00002986
11/2013 Dr. Mike Campbell, Dr. David Fields, Logos Technologies
SMR’s for Forward Operating and Remote bases Contention 3
TVACRNESPA 00002987 - 00003015
2013 John R. Ferrara, P.E., Director of Business Development, generation mPower
generation mPower, Redefining the Nuclear Value Proposition
Contention 3
TVACRNESPA 00003016 - 00003051
9/24/2013 Gary Mays, Group Leader, Advanced Reactor Systems & Safety, Oak Ridge National Laboratory
Overview of Small Modular Reactor Research at ORNL, INMM Central Region Chapter, Fall Training Event
Contention 3
TVACRNESPA 00003052 - 00003103
Nuclear Energy Agency; International Energy Agency
Technology Roadmap, Nuclear Energy Contention 3
TVACRNESPA 00003104 - 00003258
4/2/2013 Westinghouse Electric Company
Enclosure 4 - Westinghouse Small Modular Reactor Technical Overview (presentation for closed session)
Contention 3
TVACRNESPA 00003259 - 00003286
4/2/2013 Westinghouse Electric Company
Enclosure 3 - Westinghouse Small Modular Reactor Overview (presentation for public session)
Contention 3
TVA CRN ESPA TVA Initial Disclosures
9
Doc ID Date Author Description Contention
TVACRNESPA 00003287 - 00003315
3/11/2014 Jeff Perry, Senior Project Manager, SMR Technology, TVA
TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003316 - 00003331
2/24/2015 TVA TVA Clinch River SMR Project - Early Site Permit Application - Approach to ER Chapters 1, 8 and 9
Contention 3
TVACRNESPA 00003332 - 00003349
12/9/2010 Dick Black, Director, Office of Advanced Reactor Concepts, U.S. Department of Energy
DOE Small Modular Reactors (SMRs) Program - Presentation to the Nuclear Infrastructure Council
Contention 3
TVACRNESPA 00003350 - 00003365
12/22/2010 Jack Bailey, VP, Nuclear Generation Development, TVA
Letter to NRC re: Tennessee Valley Authority - Addendum to the Key Assumptions Letter for the Possible Licensing and Construction of Small Modular Reactor Modules at the Clinch River Site
Contention 3
TVACRNESPA 00003366 - 00003377
Dan Stout, TVA TVA is Committed to Cleaner Energy Contention 3
TVACRNESPA 00003378 - 00003386
2/2/2011 Jack Spencer and Nicolas D. Loris, The Heritage Foundation
A Big Future for Small Nuclear Reactors? Contention 3
TVACRNESPA 00003387 - 00003406
10/18/2011 Andrea Sterdis, Senior Manager, Strategic Nuclear Expansion, TVA
Nuclear: A Safe and Reliable Clean-Energy Solution
Contention 3
TVACRNESPA 00003407 - 00003420
5/21/2012 Ali Azad, Chief Business Development Officer, Babcock & Wilcox Company
generation mPower SMR Plant and FOA Progress
Contention 3
TVACRNESPA 00003421 - 00003429
5/21/2012 Michael G. Anness, SMR Product Manager, Westinghouse Electric Company
Strategic Partnerships for SMR Deployment Contention 3
TVACRNESPA 00003430 - 00003439
Bruce Rogers, Director, Technology Innovation, TVA
TVA’s Small Modular Reactor Project Contention 3
TVA CRN ESPA TVA Initial Disclosures
10
Doc ID Date Author Description Contention
TVACRNESPA 00003440 - 00003446
9/21/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA
TVA Small Modular Reactor Program Contention 3
TVACRNESPA 00003447 - 00003494
3/2013 Mary R. English, Ph.D., University of Tennessee
White Paper - Base-load Electricity from Natural Gas and Nuclear Power: The Role of Federal and State Policy
Contention 3
TVACRNESPA 00003495 - 00003502
9/21/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA
The Small Modular Reactor Program Contention 3
TVACRNESPA 00003503 - 00003511
9/20/2012 Dan Stout, Senior Manager, SMR Technology, TVA
The Small Modular Reactor (SMR) Option at the Clinch River Site (Technical Considerations)
Contention 3
TVACRNESPA 00003512 - 00003537
10/22/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA
The Small Modular Reactor Program Contention 3
TVACRNESPA 00003538 - 00003563
10/22/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA
The Small Modular Reactor Program Contention 3
TVACRNESPA 00003564 - 00003579
10/23/2012 Dan Stout, Senior Manager, SMR Technology, TVA
TVA’s Small Modular Reactor (SMR) Program Contention 3
TVACRNESPA 00003580 - 00003595
10/24/2012 Dan Stout, Senior Manager, SMR Technology, TVA
TVA’s Small Modular Reactor (SMR) Program Contention 3
TVACRNESPA 00003596 - 00003614
12/6/2012 Jeffrey N. Perry, TVA Clinch River SMR Project Contention 3
TVACRNESPA 00003615 - 00003637
10/22/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA
The Small Modular Reactor Program Contention 3
TVACRNESPA 00003638 - 00003653
2/28/2013 Dan Stout, TVA Clinch River SMR Project Contention 3
TVACRNESPA 00003654 - 00003656
Questions about Small Modular Nuclear Reactors for TVA
Contention 3
TVACRNESPA 00003657 - 00003670
6/4/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVA CRN ESPA TVA Initial Disclosures
11
Doc ID Date Author Description Contention
TVACRNESPA 00003671 - 00003699
4/17/2013 Jeff Perry, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003700 - 00003716
4/24/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA
Overview of TVA’s Small Modular Reactor (SMR) Program
Contention 3
TVACRNESPA 00003717 - 00003738
5/9/2013 Dan Stout, TVA Clinch River SMR Project Contention 3
TVACRNESPA 00003739 - 00003760
5/13/2013 Dan Stout, TVA Clinch River SMR Project Contention 3
TVACRNESPA 00003761 - 00003783
OMITTED OMITTED Omitted as proprietary and listed in the Proprietary Log as TVACRNESPA PROP 00000976 - 00000998
Contention 3
TVACRNESPA 00003784 - 00003803
6/4/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003804 - 00003824
6/10/2013 Jeff Perry, TVA Clinch River SMR Project Contention 3
TVACRNESPA 00003825 - 00003843
6/12/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA
Overview of TVA’s Small Modular Reactor (SMR) Program
Contention 3
TVACRNESPA 00003844 - 00003854
6/14/2013 Dan Stout, Senior Manager, SMR Technology, TVA
Letter to NRC re: Tennessee Valley Authority - Revision to the Key Assumptions Letter for the Possible Licensing and Construction of Small Modular Reactor Modules at the Clinch River Site
Contention 3
TVACRNESPA 00003855 - 00003872
6/19/2013 Jeff Perry, Senior Project Manager, SMR Project, TVA
Small Modular Reactor Project Overview Contention 3
TVACRNESPA 00003873 - 00003897
6/25/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003898 - 00003913
8/12/2013 Dan Stout, Senior Manager, SMR Technology, TVA
TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003914 - 00003928
9/12/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA
TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVA CRN ESPA TVA Initial Disclosures
12
Doc ID Date Author Description Contention
TVACRNESPA 00003929 - 00003954
9/17/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003955 - 00003976
9/24/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003977 - 00003987
10/4/2013 Dr. Joe Hoagland, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00003988 - 00004010
10/30/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00004011 - 00004031
11/12/2013 Dr. Peter Lyons, Assistant Secretary for Nuclear Energy, U.S. Department of Energy
Small Modular Reactors in the United States Contention 3
TVACRNESPA 00004032 - 00004043
11/13/2013 Dan Stout, TVA SMR Owner’s Nth-of-a-King Vision ANS Panel Contention 3
TVACRNESPA 00004044 - 00004053
11/14/2013 Dan Stout, TVA Why do Utilities Want SMRs? Contention 3
TVACRNESPA 00004054 - 00004076
11/15/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00004077 - 00004105
12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective
Contention 3
TVACRNESPA 00004106 - 00004134
12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective
Contention 3
TVACRNESPA 00004135 - 00004152
1/7/2014 Dan Stout, TVA Clinch River SMR Project Contention 3
TVACRNESPA 00004153 - 00004163
1/29/2014 Dan Stout, TVA Nuclear Energy Insider Webinar Contention 3
TVACRNESPA 00004164 - 00004201
2/13/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 3
TVACRNESPA 00004202 - 00004220
3/31/2014 Pete Gaillard, SMR Licensing Manager, TVA
TVA’s Clinch River SMR Project Contention 3
TVACRNESPA 00004221 - 00004244
4/9/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 3
TVACRNESPA 00004245 - 00004268
4/9/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 3
TVA CRN ESPA TVA Initial Disclosures
13
Doc ID Date Author Description Contention
TVACRNESPA 00004269 - 00004286
12/5/2014 Jack Bailey, Sr. VP Business Development, NuScale Power
NuScale Power SMR - Creating a NuDay for Nuclear Power
Contention 3
TVACRNESPA 00004287 - 00004317
2/18/2015 Jay Surina, Chief Financial Officer; Mike McGough, Chief Commercial Officer, NuScale Power
The NuScale Value Proposition - Simple, Safe, Economic
Contention 3
TVACRNESPA 00004318 - 00004333
3/3/2015 TVA TVA’s Clinch River SMR Project - Overview for Michael Schwager (Australian Embassy)
Contention 3
TVACRNESPA 00004334 - 00004365
6/18/2015 Daniel P. Stout, Senior Manager, Small Modular Reactors, TVA
SMR Safety Contention 3
TVACRNESPA 00004366 - 00004373
9/1/2015 Dan Stout, TVA Utility Interest in SMRs, TVA’s Perspective Contention 3
TVACRNESPA 00004374 - 00004396
10/23/2015 Dan Stout, TVA TVA’s Nuclear Activities in East Tennessee Contention 3
TVACRNESPA 00004397 - 00004407
Dan Stout, TVA Small Modular Reactors Contention 3
TVACRNESPA 00004408 - 00004419
Dan Stout, TVA Small Modular Reactors Contention 3
TVACRNESPA 00004420
Development of Specifications for a Secure and Reliable SMR-Powered Microgrid Supplying National Security Assets
Contention 3
TVACRNESPA 00004421 - 00004429
3/30/2016 Dan Stout, TVA TVA’s Clinch River SMR Project Update Contention 3
TVACRNESPA 00004430 - 00004442
4/19/2016 Dan Stout, TVA SMR-Powered Secure & Reliable Microgrid Work Shop - Purpose and Overview
Contention 3
TVACRNESPA 00004443 - 00004451
4/14/2016 Dan Stout, TVA Small Modular Reactors Contention 3
TVACRNESPA 00004452 - 00004457
Project Plan Development Contention 3
TVACRNESPA 00004458 - 00004478
4/21/2016 Dan Stout, TVA Small Modular Reactors Contention 3
TVA CRN ESPA TVA Initial Disclosures
14
Doc ID Date Author Description Contention
TVACRNESPA 00004479 - 00004483
3/14/2012 Ali Azad, President & CEO, General mPower LLC
Design & Manufacturing Complexities in SMR Technology
Contention 3
TVACRNESPA 00004484 - 00004499
4/4/2012 Jeff Perry, Senior Project Manager, New Generation Development, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004500 - 00004518
10/27/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004519 - 00004530
10/5/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004531 - 00004542
10/13/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004543 - 00004558
2/5/2014 Christofer Mowry, CEO, Generation mPower, LLC
generation mPower - Creating the future of nuclear energy…today
Contention 3
TVACRNESPA 00004559 - 00004594
7/2012 E. Dahlgren, K.S. Lackner, C. Gocmen, G. van Ryzin, Columbia Business School
Decision, Risk & Operations - Working Papers Series - Small Modular Infrastructure
Contention 3
TVACRNESPA 00004595 - 00004597
2/17/2016 John Kelly, Deputy Assistant Secretary for Nuclear Reactor Technologies, U.S. Department of Energy
Letter from John Kelly to Joseph Grimes, Chief Nuclear Officer, TVA re: development of clean energy technologies
Contention 3
TVACRNESPA 00004598 - 00004614
2/24/2011 Richard Black, Office of Nuclear Energy, U.S. Department of Energy
Small Modular Reactors and Advanced Reactor Concepts
Contention 3
TVA CRN ESPA TVA Initial Disclosures
15
Doc ID Date Author Description Contention
TVACRNESPA 00004615 - 00004640
6/2014 TVA TVA’s Clinch River SMR Project - Introduction Meeting for Request for Information on Small Modular Reactors
Contention 3
TVACRNESPA 00004641 - 00004649
4/24/2012 Ted Feigenbaum, COO, Generation mPower LLC
generation mPower - 2nd Annual SMR Conference
Contention 3
TVACRNESPA 00004650 - 00004669
8/26/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004670 - 00004689
10/18/2011 Andrea Sterdis, Senior Manager, Strategic Nuclear Expansion, TVA
Nuclear: A Safe and Reliable Clean-Energy Solution
Contention 3
TVACRNESPA 00004690 - 00004710
9/14/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004711 - 00004731
4/4/2012 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004732 - 00004745
3/12/2014 Gary Adkins, TVA TVA’s Clinch River SMR Project Contention 3
TVACRNESPA 00004746 - 00004764
11/10/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVACRNESPA 00004765 - 00004780
9/28/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA
TVA Nuclear Generation Development Contention 3
TVA CRN ESPA TVA Initial Disclosures
16
Doc ID Date Author Description Contention
TVACRNESPA 00004781 - 00004794
5/10-14/2009 Ning Li, Intellectual Ventures, Berkeley Nuclear Research Center, UC Berkeley
A Paradigm Shift Needed for Nuclear Reactors: from Economies of Unit Scale to Economies of Production Scale
Contention 3
TVACRNESPA 00004795 - 00004810
4/8/2011 Andrea Sterdis, TVA Clinch River Construction Permit Application Project
Contention 3
TVACRNESPA 00004811 - 00004842
U.S. Department of Energy
Office of Electricity Delivery and Energy Reliability - Smart Grid R&D Program - DOE Microgrid Workshop Report
Contention 3
TVACRNESPA 00004843 - 00004868
3/31/2014 Mike McGough, Chief Commercial Officer, NuScale Power
NuScale Power Full Speed Ahead - Nuclear Energy Insider
Contention 3
TVACRNESPA 00004869 - 00004881
8/21/2012 Babcock & Wilcox The B&W mPower Reactor Contention 3
TVACRNESPA 00004882 - 00004999
3/2012 Babcock & Wilcox generation mPower - Generation mPower Reactor Design Overview v- Redacted
Contention 3
TVACRNESPA 00005000 - 00005010
7/14/2011 Christofer M. Mowry, President, Babcock & Wilcox Nuclear Energy, Inc.
Written Testimony of Christofer M. Mowry Before the Energy & Water Subcommittee of the Senate Appropriations Committee - United States Senate
Contention 3
TVACRNESPA 00005011 - 00005058
10/13/2011 Marie Gillman, General Manager, Nuclear Generation Development, TVA
The Future of Nuclear Energy - North American Young Generation in Nuclear Conference
Contention 3
TVACRNESPA 00005059 - 00005101
12/14/2010 TVA Clinch River SMR - Key Assumptions Contention 3
TVACRNESPA 00005102 - 00005109
1/31/2011 Michael R. Johnson, Director, Office of New Reactors, NRC
Letter from Michael R. Johnson to Jack A. Bailey, VP, Nuclear Generation Development and Construction, TVA re: U.S. Nuclear Regulatory Commission Staff Response to the Tennessee Valley Authority Key Assumptions Letters dated November 5, 2010, and December 22, 2010, for the Possible Licensing and Construction of Small Modular Reactor Modules at the Clinch River Site
Contention 3
TVA CRN ESPA TVA Initial Disclosures
17
Doc ID Date Author Description Contention
TVACRNESPA 00005110 - 00005141
8/2012 NuScale Power LLC NuScale Plant Design Overview Contention 3
TVACRNESPA 00005142 - 00005149
9/2011 NuScale Power LLC NuScale’s Passive Safety Approach Contention 3
TVACRNESPA 00005150 - 00005158
4/27/2012 Jeff Perry, Senior Project Manager, Clinch River Construction Permit Project, TVA
TVA Small Modular Reactor Construction Permit Project
Contention 3
TVACRNESPA 00005159 - 00005239
11/2011 Robert Rosner, Stephen Goldberg, Energy Policy Institute at Chicago, The Harris School of Public Policy Studies
Small Modular Reactors - Key to Future Nuclear Power Generation in the U.S.
Contention 3
TVACRNESPA 00005240 - 00005305
2/22/2011 Geoffrey Rothwell, Ph.D., Department of Economics, Stanford University
The Economics of Future Nuclear Power: an update of The Economic Future of Nuclear Power (2004), a study conducted at the University of Chicago
Contention 3
TVACRNESPA 00005306 - 00005333
4/2/2013 Westinghouse Electric Company
Westinghouse Small Modular Reactor Overview - presented to Nuclear Regulatory Commission Open Forum
Contention 3
TVACRNESPA 00005334 - 00005348
10/4/2013 Dan Stout, Senior Manager, SMR Technology, TVA
TVA’s Clinch River Small Modular Reactor Project
Contention 3
TVACRNESPA 00005349 - 00005379
2/18/2015 Jay Surina, Chief FInancial Officer, Mike McGough, Chief Commercial Officer, NuScale Power
The NuScale Value Proposition - Simple, Safe, Economic
Contention 3
TVACRNESPA 00005380 - 00005534
4/2/2013 Westinghouse Electric Company
Westinghouse Small Modular Reactor Overview - presented to Nuclear Regulatory Commission - presentation for closed session
Contention 3
TVA CRN ESPA TVA Initial Disclosures
18
Doc ID Date Author Description Contention
TVACRNESPA 00005535 - 00005594
Caroline Schlaseman, Facilitator, MPR Associates, Inc.
U.S. Win - Small Modular Reactors - Presentation includes information from Holtec International, NuScale Power, TVA, Nuclear Energy Institute
Contention 3
ATTACHMENT B
TVA CRN ESPA TVA Initial Disclosures
Proprietary
1
Doc ID Date Entity Claiming Protected Status
Description Contention
TVACRNESPA PROP 00000001 - 00000018
3/2012 Babcock & Wilcox Nuclear Energy, Inc.
Generation mPower Reactor Design Overview Contention 2
TVACRNESPA PROP 00000019 - 00000035
11/14/2013 Generation mPower LLC
SMR PRA Advances and Challenges: B&W mPower Experience
Contention 2
TVACRNESPA PROP 00000036 - 00000048
TVA TVA Response to NRC Request for Additional Information (eRAI 8885) Related to Emergency Planning Exemption Requests in Part 6 of the ESPA
Contention 2
TVACRNESPA PROP 00000049 - 00000279
6/9/2016 6/15/2016
NuScale Power The NuScale Design Contention 2
TVACRNESPA PROP 00000280 - 00000315
6/5/2017 NuScale Power ER-P030-5335, Revision 1, Site Boundary Dose Estimate for Clinch River Site
Contention 2
TVACRNESPA PROP 00000316 - 00000331
2/24/2015 TVA TVA Clinch River SMR Project - Early Site Permit Application - Approach to ER Chapters 1, 8 and 9
Contention 3
TVACRNESPA PROP 00000332 - 00000350
4/19/2016 TVA SMR-Powered Secure & Reliable Microgrid Work Shop - Purpose and Overview
Contention 3
TVACRNESPA PROP 00000351 - 00000581
6/9/2016 and 6/15/2016
NuScale Power The NuScale Design Contention 3
TVACRNESPA PROP 00000382 - 00000625
10/2013 U.S. Department of Nuclear Energy
mPower Project Status Contention 3
TVACRNESPA PROP 00000626 - 00000640
7/31/2014 mPower mPower Plant Parameter Envelope Responses to RFI re: Small Modular Reactor (SMR) Designs for Potential Deployment at the Clinch River Site
Contention 3
TVACRNESPA PROP 00000641 - 00000710
4/26/2011 Babcock & Wilcox generation mPower - B&W mPower Reactor Design Overview
Contention 3
TVACRNESPA PROP 00000711 - 00000726
2/20/2013 Babcock & Wilcox generation mPower - Progress Towards Deployment
Contention 3
TVACRNESPA PROP 00000727 - 00000752
2/9/2011 Babcock & Wilcox generation mPower - The B&W mPower Reactor Contention 3
TVA CRN ESPA TVA Initial Disclosures
Proprietary
2
Doc ID Date Entity Claiming Protected Status
Description Contention
TVACRNESPA PROP 00000753 - 00000936
1/13/2014 generation mPower Letter to U.S. Nuclear Regulatory Commission re: Submittal of mPower NSSS Update Slides (System Design Update, DRAP Update, ASME Code Update), and Gale Code Update Slides
Contention 3
TVACRNESPA PROP 00000937 - 00000975
6/7/2014 Westinghouse Westinghouse Small Modular Reactor Contention 3
TVACRNESPA PROP 00000976 - 00000998
5/29/2013 generation mPower generation mPower Technology Update - Platts 3rd Annual Small Modular Reactors
Contention 3
December 15, 2017
UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION
Before the Atomic Safety and Licensing Board
In the Matter of ) ) Docket No. 52-047-ESP Tennessee Valley Authority ) ) Clinch River, Early Site Permit )
CERTIFICATE OF SERVICE
I certify that, on December 15, 2017, a copy of “Tennessee Valley Authority’s Initial
Disclosures” was served electronically through the E-Filing system on the participants in the
above-captioned proceedings.
/signed electronically by/ Blake J. Nelson