united states of america nuclear regulatory commission ... · nei position paper - small modular...

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December 15, 2017 UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION Before the Atomic Safety and Licensing Board In the Matter of ) ) Docket No. 52-047-ESP Tennessee Valley Authority ) ) Clinch River, Early Site Permit ) TENNESSEE VALLEY AUTHORITY’S INITIAL DISCLOSURES Pursuant to 10 C.F.R. § 2.336, the Joint Motion for Extension of Time to Provide Initial Disclosures dated November 3, 2017, and the Licensing Board’s orders, dated November 8, 2017 and December 7, 2017, Tennessee Valley Authority (“TVA”) hereby submits initial disclosures with respect to the admitted contentions. 1. Testifying Witnesses TVA has not yet identified the persons upon whom it will rely as witnesses with respect to the admitted contentions. In accordance with 10 C.F.R. § 2.336(b), TVA will supplement this disclosure after testifying witnesses are identified. 2. Documents and Data Compilations A description of all non-privileged documents and data compilations in the possession, custody, or control of TVA that are relevant to the admitted contentions and subject to disclosure under the parties’ disclosure agreement is provided in Attachment A to the Affidavit of Jeffrey N. Perry. TVA identified proprietary documents that may be relevant to the admitted contentions and subject to disclosure under the parties’ disclosure agreement. A description of those proprietary documents is provided in Attachment B to the Affidavit of Jeffrey N. Perry.

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Page 1: UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION ... · NEI Position Paper - Small Modular Reactor Source Terms Contention 2, Contention 3 TVACRNESPA 00000243 - 00000244 12/27/2012

December 15, 2017

UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION

Before the Atomic Safety and Licensing Board

In the Matter of ) ) Docket No. 52-047-ESP Tennessee Valley Authority ) ) Clinch River, Early Site Permit )

TENNESSEE VALLEY AUTHORITY’S INITIAL DISCLOSURES

Pursuant to 10 C.F.R. § 2.336, the Joint Motion for Extension of Time to Provide Initial

Disclosures dated November 3, 2017, and the Licensing Board’s orders, dated November 8, 2017

and December 7, 2017, Tennessee Valley Authority (“TVA”) hereby submits initial disclosures

with respect to the admitted contentions.

1. Testifying Witnesses

TVA has not yet identified the persons upon whom it will rely as witnesses with respect

to the admitted contentions. In accordance with 10 C.F.R. § 2.336(b), TVA will supplement this

disclosure after testifying witnesses are identified.

2. Documents and Data Compilations

A description of all non-privileged documents and data compilations in the possession,

custody, or control of TVA that are relevant to the admitted contentions and subject to disclosure

under the parties’ disclosure agreement is provided in Attachment A to the Affidavit of Jeffrey

N. Perry. TVA identified proprietary documents that may be relevant to the admitted

contentions and subject to disclosure under the parties’ disclosure agreement. A description of

those proprietary documents is provided in Attachment B to the Affidavit of Jeffrey N. Perry.

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2

3. Tangible Things

Other than the documents provided or listed, no relevant tangible things have been

identified.

December 15, 2017

Respectfully submitted, /signed (electronically) by Blake J. Nelson/ Blake J. Nelson, Esq. Ryan Dreke, Esq. Christopher C. Chandler, Esq. Office of the General Counsel Tennessee Valley Authority 400 W. Summit Hill Drive, WT 6A-K Knoxville, TN 37902 Telephone: (865) 632-7317 Fax: 865-632-6147 E-mail: [email protected] E-mail: [email protected] E-mail: [email protected] Counsel for TVA

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Page 5: UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION ... · NEI Position Paper - Small Modular Reactor Source Terms Contention 2, Contention 3 TVACRNESPA 00000243 - 00000244 12/27/2012

ATTACHMENT A

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TVA CRN ESPA TVA Initial Disclosures

1

Doc ID Date Author Description Contention

TVACRNESPA 00000001 - 00000021

11/12/2013 Dr. Peter Lyons, DOE Small Modular Reactors in the United States of America

Contention 2, Contention 3

TVACRNESPA 00000022 - 00000036

11/13/2013 Michael S. McGough, NuScale

NuScale Power Design “Nth”-of-a-Kind Philosophy

Contention 2, Contention 3

TVACRNESPA 00000037 - 00000045

11/12/2013 Ed Wallace, NuScale Progress Towards SMR Licensing Contention 2

TVACRNESPA 00000046 - 00000069

Scott Bailey, NuScale NuScale Supply Chain Contention 2

TVACRNESPA 00000070 - 00000170

8/5/2013 Rochelle C. Bavol, NRC

Memorandum to R. W. Borchardt re: Staff Requirements - SECY-13-0061 - Proposed Rule: Waste Confidence - Continued Storage of Spent Nuclear Fuel (RIN 3150-AJ20)

Contention 2

TVACRNESPA 00000171 - 00000211

12/23/2013 Nuclear Energy Institute

NEI White Paper - Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone

Contention 2, Contention 3

TVACRNESPA 00000212 - 00000242

12/27/2012 Nuclear Energy Institute

NEI Position Paper - Small Modular Reactor Source Terms

Contention 2, Contention 3

TVACRNESPA 00000243 - 00000244

12/27/2012 Russell J. Bell, NEI Letter from Russell J. Bell to Michael E. Mayfield, NRC, re: Position Paper on Small Modular Reactor Source Terms

Contention 2, Contention 3

TVACRNESPA 00000245 - 00000312

5/2015 Nuclear Energy Institute

NEI Utility Fuel Resources Book Contention 2

TVACRNESPA 00000313 - 00000366

4/2010 Randall O. Gauntt, Sandia National Laboratories

Sandia Report - Synthesis of VERCORS and Phebus Data in Severe Accident Codes and Applications

Contention 2

TVACRNESPA 00000367 - 00000369

3/22/2011 The Federation of Electric Power Companies of Japan (Wash. Office)

Update to Information Sheet Regarding the Tohoku Earthquake

Contention 2

TVACRNESPA 00000370 - 00000391

3/29/2011 Japan’s Earthquake, Tsunami & Nuclear Challenge - Update

Contention 2

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TVA CRN ESPA TVA Initial Disclosures

2

Doc ID Date Author Description Contention

TVACRNESPA 00000392 - 00000393

3/29/2011 The Federation of Electric Power Companies of Japan (Wash. Office)

Update to Information Sheet Regarding the Tohoku Earthquake

Contention 2

TVACRNESPA 00000394 - 00000399

3/30/2011 William Levis, President and Chie Operating Officer, PSEG Power LLC

Statement by William Levis, President and Chief Operating Officer, PSEG Power LLC, to the Subcommittee on Energy and Water Development Committee on Appropriations - U.S. Senate

Contention 2

TVACRNESPA 00000400 - 00000401

3/30/2011 David Lochbaum, Director, Union of Concerned Scientists

Statement by David Lochbaum, Director - Nuclear Safety Project - Before the US Senate Energy and Water Development Appropriations Subcommittee

Contention 2

TVACRNESPA 00000402 - 00000404

3/30/2011 Peter Lyons, Acting Assistant Secretary for Nuclear Energy, DOE

Statement of Peter Lyons, Acting Assistant Secretary for Nuclear Energy, U.S. Department of Energy, Before the Subcommittee on Energy and Water Development, and Related Agencies Committee on Appropriations, U.S. Senate

Contention 2

TVACRNESPA 00000405 - 00000409

3/30/2011 Ernest J. Moniz, Director, Massachusetts Institute of Technology

Testimony of Ernest J. Moniz, Cecil and Ida Green Professor of Physics and Engineering Systems, Director, MIT Energy Initiative, Massachusetts Institute of Technology Before the United States Senate Committee on Appropriations Subcommittee on Energy and Water Development

Contention 2

TVACRNESPA 00000410 - 00000434

5/12/2011 Bill Borchardt, Executive Director for Operations, NRC

Briefing on the Progress of the Task Force Review of NRC Processes and Regulations Following the Events in Japan

Contention 2

TVACRNESPA 00000435 - 00000462

5/13/2011 Lake H. Barrett,Lake Barrett Consulting LLC

Fukushima & Three Mile Island Events: Advancing Nuclear Safety

Contention 2

TVACRNESPA 00000463 - 00000467

5/24 - 6/1/2011 International Atomic Energy Agency

IAEA International Fact Finding Expert Mission of the Nuclear Accident Following the Great East Japan Earthquake and Tsunami - Preliminary Summary

Contention 2

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TVA CRN ESPA TVA Initial Disclosures

3

Doc ID Date Author Description Contention

TVACRNESPA 00000468 - 00000870

International Atomic Energy Agency

IAEA International Fact Finding Expert Mission of the Nuclear Accident Following the Great East Japan Earthquake and Tsunami - Preliminary Summary

Contention 2

TVACRNESPA 00000871 - 00000966

7/12/2011 Dr. Charles Miller, Amy Cubbage, Daniel Dorman, Jack Grobe, Gary Holahan, Nathan Sanfilippo - NRC

Recommendations for Enhancing Reactor Safety in the 21st Century - The Near-Term Task Force Review of Insights from the Fukushima Dai-Ichi Accident

Contention 2

TVACRNESPA 00000967 - 00000996

7/19/2011 Martin Virgilio, Deputy Executive Director for Operations, NRC

Briefing on the Results of the Task Force Review of NRC Processes and Regulations Following the Events in Japan

Contention 2

TVACRNESPA 00000997 - 00001024

10/11/2011 Dan Stout, TVA Used Nuclear Fuel Management - Presented at Montgomery College

Contention 2

TVACRNESPA 00001025 - 00001037

3/9/2012 Annette L. Vietti-Cook, Secretary, NRC

Memo to R.W. Borchardt, Executive Director for Operations, NRC, re: Staff Requirements - SECY-12-0025 - Proposed Orders and Requests for Information in Response to Lessons Learned from Japan’s March 11, 2011, Great Tohoku Earthquake and Tsunami

Contention 2

TVACRNESPA 00001038 - 00001068

3/12/2012 Eric J. Leeds, Director, Office of Nuclear Reactor Regulation, NRC; Michael R. Johnson, Director, Office of New Reactors, NRC

Memo re: Issuance of Order to Modify Licenses with Regard to Requirements for Mitigation Strategies for Beyond-Design-Basis External Events

Contention 2

TVACRNESPA 00001069 - 00001108

3/12/2012 Eric J. Leeds, Director, Office of Nuclear Reactor Regulation, NRC; Michael R. Johnson, Director, Office of New Reactors, NRC

Memo re: Issuance of Order to Modify Licenses with Regard to Reliable Spent Fuel Pool Instrumentation

Contention 2

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TVA CRN ESPA TVA Initial Disclosures

4

Doc ID Date Author Description Contention

TVACRNESPA 00001109 - 00001122

5/21/2012 Ali Azad, Chief Business Development Officer, The Babcock & Wilcox Company

Generation mPower SMR Plant and FOA Progress, Platts Third Annual Small Modular Reactors Conference

Contention 2, Contention 3

TVACRNESPA 00001123 - 00001147

2/6/2013 Dan Stout, TVA Nuclear Technology Innovation and TVA’s Clinch River SMR Project

Contention 2, Contention 3

TVACRNESPA 00001148 - 00001162

4/24/2013 Gary Adkins, Senior Project Manager, TVA

Small Modular Reactor Project Overview Contention 2, Contention 3

TVACRNESPA 00001163 - 00001179

4/24/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA

Overview of TVA’s Small Modular Reactor Program

Contention 2, Contention 3

TVACRNESPA 00001180 - 00001201

9/24/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 2, Contention 3

TVACRNESPA 00001202 - 00001224

10/30/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project - The 31st Annual Environment & Energy Conference, Montgomery Bell State Park, Burns, TN

Contention 2, Contention 3

TVACRNESPA 00001225 - 00001247

11/15/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project - CEATI Webinar

Contention 2, Contention 3

TVACRNESPA 00001248 - 00001276

12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective

Contention 2, Contention 3

TVACRNESPA 00001277 - 00001305

12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective

Contention 2, Contention 3

TVACRNESPA 00001306 - 00001349

12/23/2013 Douglas J. Walters, Vice President, Regulatory Affairs, Nuclear Energy Institute

Letter to Michael E. Mayfield, NRC, sending White Paper on Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone - Project Number 689

Contention 2

TVACRNESPA 00001350 - 00001393

12/23/2013 Douglas J. Walters, Vice President, Regulatory Affairs, Nuclear Energy Institute

Letter to Michael E. Mayfield, NRC, sending White Paper on Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone - Project Number 689

Contention 2

TVACRNESPA 00001394 - 00001422

1/7/2014 Dan Stout, TVA Clinch River SMR Project Contention 2, Contention 3

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TVA CRN ESPA TVA Initial Disclosures

5

Doc ID Date Author Description Contention

TVACRNESPA 00001423 - 00001460

2/13/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 2, Contention 3

TVACRNESPA 00001461 - 00001471

5/29/2015 Mark A. Satorius, Executive Director for Operations, NRC

Memo to The Commissioners re: Options for Emergency Preparedness for Small Modular Reactors and Other New Technologies

Contention 2

TVACRNESPA 00001472 - 00001476

Fukushima, 5 Years Fast Forward Contention 2

TVACRNESPA 00001477 - 00001594

9/24/2015 Official Transcript of Proceedings - Meeting of the Future Plant Design Subcommittee of the Advisory Committee on Reactor Safeguards

Contention 2

TVACRNESPA 00001595 - 00001888

3/1996 D. J. Naus, C. B. Oland, ORNL; B. R. Ellingwood, John Hopkins University

Report on Aging of Nuclear Power Plant Reinforced Concrete Structures

Contention 2

TVACRNESPA 00001889 - 00001891

NRC to Discuss Implementing Orders for Post-Fukushima Improvements April 10, 2012 in Rockville, MD

Contention 2

TVACRNESPA 00001892 - 00001908

John Goossen, Vice President, Innovation and SMR Development, Westinghouse Electric Company

Westinghouse Status Update - Highlighting the Value of Nuclear Energy and Small Modular Reactors (SMRs) to the U.S. and World

Contention 2, Contention 3

TVACRNESPA 00001909 - 00001926

12/5/2014 Jack Bailey, Sr. VP Business Development, NuScale

NuScale Power SMR - Creating a NuDay for Nuclear Power

Contention 2

TVACRNESPA 00001927 - 00001961

9/27/2016 Jack Bailey, NuScale NuScale Power Small Modular Reactors - An Important Part of the Future of Nuclear Energy

Contention 2

TVACRNESPA 00001962 - 00002144

9/2016 Nuclear Energy Institute

Revision 3 Draft (3R) - Guidance for Implementing a Risk-Informed, Performance-Based Fire Protection Program under 10 CFR 50.48(c)

Contention 2

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TVA CRN ESPA TVA Initial Disclosures

6

Doc ID Date Author Description Contention

TVACRNESPA 00002145 - 00002324

1/26/2012 Blue Ribbon Commission on America’s Nuclear Future

Report to the Secretary of Energy Contention 2

TVACRNESPA 00002325 - 00002476

4/21/2011 The Babcock & Wilcox Company

B&W mPower Reactor Design Overview Workshop

Contention 2, Contention 3

TVACRNESPA 00002477 - 00002507

12/27/2012 Nuclear Energy Institute

Position Paper - Small Modular Reactor Source Terms

Contention 2

TVACRNESPA 00002508 - 00002514

6/20/2014 Keith Waldrop, Senior Project Manager, Electric Power Research Institute

Letter to Kevin Witt, NRC, sending summary of EPRI activities in spent fuel pool hazards evaluation

Contention 2

TVACRNESPA 00002515 - 00002523

4/24/2012 Ted Feigenbaum, COO, Generation mPower LLC

2nd Annual SMR Conference presentation Contention 2, Contention 3

TVACRNESPA 00002524 - 00002536

9/13/2011 Generation mPower Generation mPower Summary Table - NRC Fukushima Task Force Recommendations

Contention 2

TVACRNESPA 00002537 - 00002644

7/2014 NuScale Power LLC Gap Analysis Summary Report - Revision 1 Contention 2

TVACRNESPA 00002645 - 00002661

8/5/2012 Alex Harkness, Westinghouse Electric Company LLC

Westinghouse Small Modular Reactor - American Nuclear Society Utility Working Conference

Contention 2

TVACRNESPA 00002662 - 00002678

NEI FLEX in Risk Informed Decision Making (FRIDM) Task Force

Qualitative Assessment for Crediting Mitigating Strategies Equipment in Risk-Informed Decision Making

Contention 2

TVACRNESPA 00002679 - 00002722

12/23/2013 Douglas J. Walters, Vice President, Regulatory Affairs, Nuclear Energy Institute

Letter to Michael Mayfield, NRC, attaching White Paper on Proposed Methodology and Criteria for Establishing the Technical Basis for Small Modular Reactor Emergency Planning Zone

Contention 2

TVACRNESPA 00002723 - 00002754

8/2012 NuScale Power, LLC NuScale Plant Design Overview Contention 2, Contention 3

TVACRNESPA 00002755 - 00002762

9/2011 NuScale Power, Inc. NuScale’s Passive Safety Approach Contention 2, Contention 3

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TVA CRN ESPA TVA Initial Disclosures

7

Doc ID Date Author Description Contention

TVACRNESPA 00002763 - 00002771

4/27/2012 Jeff Perry, Senior Project Manager, TVA

TVA Small Modular Reactor Construction Permit Project

Contention 2, Contention 3

TVACRNESPA 00002772 - 00002795

4/10/2012 Martin Virgilio, Deputy Executive Director for Reactor and Preparedness Programs, NRC

Status of Fukushima Lessons Learned Actions - Joint Steering Committee Meeting

Contention 2

TVACRNESPA 00002796 - 00002802

TVA Why Small Modular Reactors - Why Choose Nuclear Power

Contention 2, Contention 3

TVACRNESPA 00002803 - 00002862

2011 Joy Russell, Director, Corporate Business Development, Holtec International; Ross Snuggerud, Sr. Operating Engineer, NuScale Power; Andrea Sterdis, Sr. Manager Strategic Nuclear Expansion, TVA; Leslie Barbour, Nuclear Energy Institute

U.S. Win presentation - Small Modular Reactors - HI-SMUR 140: A Safe, Secure, Economic Small Modular Reactor, Holtec; Changing the Face of Energy, NuScale Power; Nuclear Technology Innovation: Assessing the SMR Option, TVA; Small Reactors: A Washington Perspective, NEI

Contention 2, Contention 3

TVACRNESPA 00002863 - 00002883

11/12/2013 Dr. Peter Lyons, Assistant Secretary for Nuclear Energy, DOE

Small Modular Reactors in the United States of America

Contention 3

TVACRNESPA 00002884 - 00002903

11/12/2013 Dr. Koroush Shirvan and Prof. Mujid S. Kazimi, Nuclear Science & Engineering at MIT

Is a PWR SMR or a BWR SMR the Better Choice for the Future

Contention 3

TVACRNESPA 00002904 - 00002911

2013 John R. Phillips, International Atomic Energy AGency

Small Modular Reactor Nonproliferation and Security: an INPRO perspective

Contention 3

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TVA CRN ESPA TVA Initial Disclosures

8

Doc ID Date Author Description Contention

TVACRNESPA 00002912 - 00002921

11/12/2013 Steven Mirsky, P.E., Washington, DC, Licensing Manager, NuScale Power

ANS SMR 2013 Conference, Emergency Planning and Execution

Contention 3

TVACRNESPA 00002922 - 00002930

11/12/2013 Sandra Sloan, Manager, Design Integration & Licensing, Babcock & Wilcox

generation mPower, EPZ Approach Contention 3

TVACRNESPA 00002931 - 00002942

11/13/2013 Dan Stout, TVA SMR Owner’s Nth-of-a-King Vision ANS Panel Contention 3

TVACRNESPA 00002943 - 00002973

7/7/2011 Doug Lee, Babcock & Wilcox Company

generation mPower, Introduction to B&W mPower Program, IAEA Interregional Workshop

Contention 3

TVACRNESPA 00002974 - 00002986

11/2013 Dr. Mike Campbell, Dr. David Fields, Logos Technologies

SMR’s for Forward Operating and Remote bases Contention 3

TVACRNESPA 00002987 - 00003015

2013 John R. Ferrara, P.E., Director of Business Development, generation mPower

generation mPower, Redefining the Nuclear Value Proposition

Contention 3

TVACRNESPA 00003016 - 00003051

9/24/2013 Gary Mays, Group Leader, Advanced Reactor Systems & Safety, Oak Ridge National Laboratory

Overview of Small Modular Reactor Research at ORNL, INMM Central Region Chapter, Fall Training Event

Contention 3

TVACRNESPA 00003052 - 00003103

Nuclear Energy Agency; International Energy Agency

Technology Roadmap, Nuclear Energy Contention 3

TVACRNESPA 00003104 - 00003258

4/2/2013 Westinghouse Electric Company

Enclosure 4 - Westinghouse Small Modular Reactor Technical Overview (presentation for closed session)

Contention 3

TVACRNESPA 00003259 - 00003286

4/2/2013 Westinghouse Electric Company

Enclosure 3 - Westinghouse Small Modular Reactor Overview (presentation for public session)

Contention 3

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TVA CRN ESPA TVA Initial Disclosures

9

Doc ID Date Author Description Contention

TVACRNESPA 00003287 - 00003315

3/11/2014 Jeff Perry, Senior Project Manager, SMR Technology, TVA

TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003316 - 00003331

2/24/2015 TVA TVA Clinch River SMR Project - Early Site Permit Application - Approach to ER Chapters 1, 8 and 9

Contention 3

TVACRNESPA 00003332 - 00003349

12/9/2010 Dick Black, Director, Office of Advanced Reactor Concepts, U.S. Department of Energy

DOE Small Modular Reactors (SMRs) Program - Presentation to the Nuclear Infrastructure Council

Contention 3

TVACRNESPA 00003350 - 00003365

12/22/2010 Jack Bailey, VP, Nuclear Generation Development, TVA

Letter to NRC re: Tennessee Valley Authority - Addendum to the Key Assumptions Letter for the Possible Licensing and Construction of Small Modular Reactor Modules at the Clinch River Site

Contention 3

TVACRNESPA 00003366 - 00003377

Dan Stout, TVA TVA is Committed to Cleaner Energy Contention 3

TVACRNESPA 00003378 - 00003386

2/2/2011 Jack Spencer and Nicolas D. Loris, The Heritage Foundation

A Big Future for Small Nuclear Reactors? Contention 3

TVACRNESPA 00003387 - 00003406

10/18/2011 Andrea Sterdis, Senior Manager, Strategic Nuclear Expansion, TVA

Nuclear: A Safe and Reliable Clean-Energy Solution

Contention 3

TVACRNESPA 00003407 - 00003420

5/21/2012 Ali Azad, Chief Business Development Officer, Babcock & Wilcox Company

generation mPower SMR Plant and FOA Progress

Contention 3

TVACRNESPA 00003421 - 00003429

5/21/2012 Michael G. Anness, SMR Product Manager, Westinghouse Electric Company

Strategic Partnerships for SMR Deployment Contention 3

TVACRNESPA 00003430 - 00003439

Bruce Rogers, Director, Technology Innovation, TVA

TVA’s Small Modular Reactor Project Contention 3

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TVA CRN ESPA TVA Initial Disclosures

10

Doc ID Date Author Description Contention

TVACRNESPA 00003440 - 00003446

9/21/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA

TVA Small Modular Reactor Program Contention 3

TVACRNESPA 00003447 - 00003494

3/2013 Mary R. English, Ph.D., University of Tennessee

White Paper - Base-load Electricity from Natural Gas and Nuclear Power: The Role of Federal and State Policy

Contention 3

TVACRNESPA 00003495 - 00003502

9/21/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA

The Small Modular Reactor Program Contention 3

TVACRNESPA 00003503 - 00003511

9/20/2012 Dan Stout, Senior Manager, SMR Technology, TVA

The Small Modular Reactor (SMR) Option at the Clinch River Site (Technical Considerations)

Contention 3

TVACRNESPA 00003512 - 00003537

10/22/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA

The Small Modular Reactor Program Contention 3

TVACRNESPA 00003538 - 00003563

10/22/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA

The Small Modular Reactor Program Contention 3

TVACRNESPA 00003564 - 00003579

10/23/2012 Dan Stout, Senior Manager, SMR Technology, TVA

TVA’s Small Modular Reactor (SMR) Program Contention 3

TVACRNESPA 00003580 - 00003595

10/24/2012 Dan Stout, Senior Manager, SMR Technology, TVA

TVA’s Small Modular Reactor (SMR) Program Contention 3

TVACRNESPA 00003596 - 00003614

12/6/2012 Jeffrey N. Perry, TVA Clinch River SMR Project Contention 3

TVACRNESPA 00003615 - 00003637

10/22/2012 Jeff Perry, Senior Project Manager, SMR Development, TVA

The Small Modular Reactor Program Contention 3

TVACRNESPA 00003638 - 00003653

2/28/2013 Dan Stout, TVA Clinch River SMR Project Contention 3

TVACRNESPA 00003654 - 00003656

Questions about Small Modular Nuclear Reactors for TVA

Contention 3

TVACRNESPA 00003657 - 00003670

6/4/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

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TVA CRN ESPA TVA Initial Disclosures

11

Doc ID Date Author Description Contention

TVACRNESPA 00003671 - 00003699

4/17/2013 Jeff Perry, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003700 - 00003716

4/24/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA

Overview of TVA’s Small Modular Reactor (SMR) Program

Contention 3

TVACRNESPA 00003717 - 00003738

5/9/2013 Dan Stout, TVA Clinch River SMR Project Contention 3

TVACRNESPA 00003739 - 00003760

5/13/2013 Dan Stout, TVA Clinch River SMR Project Contention 3

TVACRNESPA 00003761 - 00003783

OMITTED OMITTED Omitted as proprietary and listed in the Proprietary Log as TVACRNESPA PROP 00000976 - 00000998

Contention 3

TVACRNESPA 00003784 - 00003803

6/4/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003804 - 00003824

6/10/2013 Jeff Perry, TVA Clinch River SMR Project Contention 3

TVACRNESPA 00003825 - 00003843

6/12/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA

Overview of TVA’s Small Modular Reactor (SMR) Program

Contention 3

TVACRNESPA 00003844 - 00003854

6/14/2013 Dan Stout, Senior Manager, SMR Technology, TVA

Letter to NRC re: Tennessee Valley Authority - Revision to the Key Assumptions Letter for the Possible Licensing and Construction of Small Modular Reactor Modules at the Clinch River Site

Contention 3

TVACRNESPA 00003855 - 00003872

6/19/2013 Jeff Perry, Senior Project Manager, SMR Project, TVA

Small Modular Reactor Project Overview Contention 3

TVACRNESPA 00003873 - 00003897

6/25/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003898 - 00003913

8/12/2013 Dan Stout, Senior Manager, SMR Technology, TVA

TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003914 - 00003928

9/12/2013 Pete Gaillard, Licensing Manager, SMR Technology, TVA

TVA’s Clinch River Small Modular Reactor Project

Contention 3

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12

Doc ID Date Author Description Contention

TVACRNESPA 00003929 - 00003954

9/17/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003955 - 00003976

9/24/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003977 - 00003987

10/4/2013 Dr. Joe Hoagland, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00003988 - 00004010

10/30/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00004011 - 00004031

11/12/2013 Dr. Peter Lyons, Assistant Secretary for Nuclear Energy, U.S. Department of Energy

Small Modular Reactors in the United States Contention 3

TVACRNESPA 00004032 - 00004043

11/13/2013 Dan Stout, TVA SMR Owner’s Nth-of-a-King Vision ANS Panel Contention 3

TVACRNESPA 00004044 - 00004053

11/14/2013 Dan Stout, TVA Why do Utilities Want SMRs? Contention 3

TVACRNESPA 00004054 - 00004076

11/15/2013 Dan Stout, TVA TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00004077 - 00004105

12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective

Contention 3

TVACRNESPA 00004106 - 00004134

12/3/2013 Dan Stout, TVA NIC Member’s Annual Meeting - Utility Perspective

Contention 3

TVACRNESPA 00004135 - 00004152

1/7/2014 Dan Stout, TVA Clinch River SMR Project Contention 3

TVACRNESPA 00004153 - 00004163

1/29/2014 Dan Stout, TVA Nuclear Energy Insider Webinar Contention 3

TVACRNESPA 00004164 - 00004201

2/13/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 3

TVACRNESPA 00004202 - 00004220

3/31/2014 Pete Gaillard, SMR Licensing Manager, TVA

TVA’s Clinch River SMR Project Contention 3

TVACRNESPA 00004221 - 00004244

4/9/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 3

TVACRNESPA 00004245 - 00004268

4/9/2014 Dan Stout, TVA TVA’s Clinch River SMR Project Contention 3

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13

Doc ID Date Author Description Contention

TVACRNESPA 00004269 - 00004286

12/5/2014 Jack Bailey, Sr. VP Business Development, NuScale Power

NuScale Power SMR - Creating a NuDay for Nuclear Power

Contention 3

TVACRNESPA 00004287 - 00004317

2/18/2015 Jay Surina, Chief Financial Officer; Mike McGough, Chief Commercial Officer, NuScale Power

The NuScale Value Proposition - Simple, Safe, Economic

Contention 3

TVACRNESPA 00004318 - 00004333

3/3/2015 TVA TVA’s Clinch River SMR Project - Overview for Michael Schwager (Australian Embassy)

Contention 3

TVACRNESPA 00004334 - 00004365

6/18/2015 Daniel P. Stout, Senior Manager, Small Modular Reactors, TVA

SMR Safety Contention 3

TVACRNESPA 00004366 - 00004373

9/1/2015 Dan Stout, TVA Utility Interest in SMRs, TVA’s Perspective Contention 3

TVACRNESPA 00004374 - 00004396

10/23/2015 Dan Stout, TVA TVA’s Nuclear Activities in East Tennessee Contention 3

TVACRNESPA 00004397 - 00004407

Dan Stout, TVA Small Modular Reactors Contention 3

TVACRNESPA 00004408 - 00004419

Dan Stout, TVA Small Modular Reactors Contention 3

TVACRNESPA 00004420

Development of Specifications for a Secure and Reliable SMR-Powered Microgrid Supplying National Security Assets

Contention 3

TVACRNESPA 00004421 - 00004429

3/30/2016 Dan Stout, TVA TVA’s Clinch River SMR Project Update Contention 3

TVACRNESPA 00004430 - 00004442

4/19/2016 Dan Stout, TVA SMR-Powered Secure & Reliable Microgrid Work Shop - Purpose and Overview

Contention 3

TVACRNESPA 00004443 - 00004451

4/14/2016 Dan Stout, TVA Small Modular Reactors Contention 3

TVACRNESPA 00004452 - 00004457

Project Plan Development Contention 3

TVACRNESPA 00004458 - 00004478

4/21/2016 Dan Stout, TVA Small Modular Reactors Contention 3

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14

Doc ID Date Author Description Contention

TVACRNESPA 00004479 - 00004483

3/14/2012 Ali Azad, President & CEO, General mPower LLC

Design & Manufacturing Complexities in SMR Technology

Contention 3

TVACRNESPA 00004484 - 00004499

4/4/2012 Jeff Perry, Senior Project Manager, New Generation Development, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004500 - 00004518

10/27/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004519 - 00004530

10/5/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004531 - 00004542

10/13/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004543 - 00004558

2/5/2014 Christofer Mowry, CEO, Generation mPower, LLC

generation mPower - Creating the future of nuclear energy…today

Contention 3

TVACRNESPA 00004559 - 00004594

7/2012 E. Dahlgren, K.S. Lackner, C. Gocmen, G. van Ryzin, Columbia Business School

Decision, Risk & Operations - Working Papers Series - Small Modular Infrastructure

Contention 3

TVACRNESPA 00004595 - 00004597

2/17/2016 John Kelly, Deputy Assistant Secretary for Nuclear Reactor Technologies, U.S. Department of Energy

Letter from John Kelly to Joseph Grimes, Chief Nuclear Officer, TVA re: development of clean energy technologies

Contention 3

TVACRNESPA 00004598 - 00004614

2/24/2011 Richard Black, Office of Nuclear Energy, U.S. Department of Energy

Small Modular Reactors and Advanced Reactor Concepts

Contention 3

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15

Doc ID Date Author Description Contention

TVACRNESPA 00004615 - 00004640

6/2014 TVA TVA’s Clinch River SMR Project - Introduction Meeting for Request for Information on Small Modular Reactors

Contention 3

TVACRNESPA 00004641 - 00004649

4/24/2012 Ted Feigenbaum, COO, Generation mPower LLC

generation mPower - 2nd Annual SMR Conference

Contention 3

TVACRNESPA 00004650 - 00004669

8/26/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004670 - 00004689

10/18/2011 Andrea Sterdis, Senior Manager, Strategic Nuclear Expansion, TVA

Nuclear: A Safe and Reliable Clean-Energy Solution

Contention 3

TVACRNESPA 00004690 - 00004710

9/14/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004711 - 00004731

4/4/2012 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004732 - 00004745

3/12/2014 Gary Adkins, TVA TVA’s Clinch River SMR Project Contention 3

TVACRNESPA 00004746 - 00004764

11/10/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

TVACRNESPA 00004765 - 00004780

9/28/2011 Jeff Perry, Senior Project Manager, Strategic Nuclear Expansion, TVA

TVA Nuclear Generation Development Contention 3

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16

Doc ID Date Author Description Contention

TVACRNESPA 00004781 - 00004794

5/10-14/2009 Ning Li, Intellectual Ventures, Berkeley Nuclear Research Center, UC Berkeley

A Paradigm Shift Needed for Nuclear Reactors: from Economies of Unit Scale to Economies of Production Scale

Contention 3

TVACRNESPA 00004795 - 00004810

4/8/2011 Andrea Sterdis, TVA Clinch River Construction Permit Application Project

Contention 3

TVACRNESPA 00004811 - 00004842

U.S. Department of Energy

Office of Electricity Delivery and Energy Reliability - Smart Grid R&D Program - DOE Microgrid Workshop Report

Contention 3

TVACRNESPA 00004843 - 00004868

3/31/2014 Mike McGough, Chief Commercial Officer, NuScale Power

NuScale Power Full Speed Ahead - Nuclear Energy Insider

Contention 3

TVACRNESPA 00004869 - 00004881

8/21/2012 Babcock & Wilcox The B&W mPower Reactor Contention 3

TVACRNESPA 00004882 - 00004999

3/2012 Babcock & Wilcox generation mPower - Generation mPower Reactor Design Overview v- Redacted

Contention 3

TVACRNESPA 00005000 - 00005010

7/14/2011 Christofer M. Mowry, President, Babcock & Wilcox Nuclear Energy, Inc.

Written Testimony of Christofer M. Mowry Before the Energy & Water Subcommittee of the Senate Appropriations Committee - United States Senate

Contention 3

TVACRNESPA 00005011 - 00005058

10/13/2011 Marie Gillman, General Manager, Nuclear Generation Development, TVA

The Future of Nuclear Energy - North American Young Generation in Nuclear Conference

Contention 3

TVACRNESPA 00005059 - 00005101

12/14/2010 TVA Clinch River SMR - Key Assumptions Contention 3

TVACRNESPA 00005102 - 00005109

1/31/2011 Michael R. Johnson, Director, Office of New Reactors, NRC

Letter from Michael R. Johnson to Jack A. Bailey, VP, Nuclear Generation Development and Construction, TVA re: U.S. Nuclear Regulatory Commission Staff Response to the Tennessee Valley Authority Key Assumptions Letters dated November 5, 2010, and December 22, 2010, for the Possible Licensing and Construction of Small Modular Reactor Modules at the Clinch River Site

Contention 3

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17

Doc ID Date Author Description Contention

TVACRNESPA 00005110 - 00005141

8/2012 NuScale Power LLC NuScale Plant Design Overview Contention 3

TVACRNESPA 00005142 - 00005149

9/2011 NuScale Power LLC NuScale’s Passive Safety Approach Contention 3

TVACRNESPA 00005150 - 00005158

4/27/2012 Jeff Perry, Senior Project Manager, Clinch River Construction Permit Project, TVA

TVA Small Modular Reactor Construction Permit Project

Contention 3

TVACRNESPA 00005159 - 00005239

11/2011 Robert Rosner, Stephen Goldberg, Energy Policy Institute at Chicago, The Harris School of Public Policy Studies

Small Modular Reactors - Key to Future Nuclear Power Generation in the U.S.

Contention 3

TVACRNESPA 00005240 - 00005305

2/22/2011 Geoffrey Rothwell, Ph.D., Department of Economics, Stanford University

The Economics of Future Nuclear Power: an update of The Economic Future of Nuclear Power (2004), a study conducted at the University of Chicago

Contention 3

TVACRNESPA 00005306 - 00005333

4/2/2013 Westinghouse Electric Company

Westinghouse Small Modular Reactor Overview - presented to Nuclear Regulatory Commission Open Forum

Contention 3

TVACRNESPA 00005334 - 00005348

10/4/2013 Dan Stout, Senior Manager, SMR Technology, TVA

TVA’s Clinch River Small Modular Reactor Project

Contention 3

TVACRNESPA 00005349 - 00005379

2/18/2015 Jay Surina, Chief FInancial Officer, Mike McGough, Chief Commercial Officer, NuScale Power

The NuScale Value Proposition - Simple, Safe, Economic

Contention 3

TVACRNESPA 00005380 - 00005534

4/2/2013 Westinghouse Electric Company

Westinghouse Small Modular Reactor Overview - presented to Nuclear Regulatory Commission - presentation for closed session

Contention 3

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18

Doc ID Date Author Description Contention

TVACRNESPA 00005535 - 00005594

Caroline Schlaseman, Facilitator, MPR Associates, Inc.

U.S. Win - Small Modular Reactors - Presentation includes information from Holtec International, NuScale Power, TVA, Nuclear Energy Institute

Contention 3

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ATTACHMENT B

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Proprietary

1

Doc ID Date Entity Claiming Protected Status

Description Contention

TVACRNESPA PROP 00000001 - 00000018

3/2012 Babcock & Wilcox Nuclear Energy, Inc.

Generation mPower Reactor Design Overview Contention 2

TVACRNESPA PROP 00000019 - 00000035

11/14/2013 Generation mPower LLC

SMR PRA Advances and Challenges: B&W mPower Experience

Contention 2

TVACRNESPA PROP 00000036 - 00000048

TVA TVA Response to NRC Request for Additional Information (eRAI 8885) Related to Emergency Planning Exemption Requests in Part 6 of the ESPA

Contention 2

TVACRNESPA PROP 00000049 - 00000279

6/9/2016 6/15/2016

NuScale Power The NuScale Design Contention 2

TVACRNESPA PROP 00000280 - 00000315

6/5/2017 NuScale Power ER-P030-5335, Revision 1, Site Boundary Dose Estimate for Clinch River Site

Contention 2

TVACRNESPA PROP 00000316 - 00000331

2/24/2015 TVA TVA Clinch River SMR Project - Early Site Permit Application - Approach to ER Chapters 1, 8 and 9

Contention 3

TVACRNESPA PROP 00000332 - 00000350

4/19/2016 TVA SMR-Powered Secure & Reliable Microgrid Work Shop - Purpose and Overview

Contention 3

TVACRNESPA PROP 00000351 - 00000581

6/9/2016 and 6/15/2016

NuScale Power The NuScale Design Contention 3

TVACRNESPA PROP 00000382 - 00000625

10/2013 U.S. Department of Nuclear Energy

mPower Project Status Contention 3

TVACRNESPA PROP 00000626 - 00000640

7/31/2014 mPower mPower Plant Parameter Envelope Responses to RFI re: Small Modular Reactor (SMR) Designs for Potential Deployment at the Clinch River Site

Contention 3

TVACRNESPA PROP 00000641 - 00000710

4/26/2011 Babcock & Wilcox generation mPower - B&W mPower Reactor Design Overview

Contention 3

TVACRNESPA PROP 00000711 - 00000726

2/20/2013 Babcock & Wilcox generation mPower - Progress Towards Deployment

Contention 3

TVACRNESPA PROP 00000727 - 00000752

2/9/2011 Babcock & Wilcox generation mPower - The B&W mPower Reactor Contention 3

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Proprietary

2

Doc ID Date Entity Claiming Protected Status

Description Contention

TVACRNESPA PROP 00000753 - 00000936

1/13/2014 generation mPower Letter to U.S. Nuclear Regulatory Commission re: Submittal of mPower NSSS Update Slides (System Design Update, DRAP Update, ASME Code Update), and Gale Code Update Slides

Contention 3

TVACRNESPA PROP 00000937 - 00000975

6/7/2014 Westinghouse Westinghouse Small Modular Reactor Contention 3

TVACRNESPA PROP 00000976 - 00000998

5/29/2013 generation mPower generation mPower Technology Update - Platts 3rd Annual Small Modular Reactors

Contention 3

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December 15, 2017

UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION

Before the Atomic Safety and Licensing Board

In the Matter of ) ) Docket No. 52-047-ESP Tennessee Valley Authority ) ) Clinch River, Early Site Permit )

CERTIFICATE OF SERVICE

I certify that, on December 15, 2017, a copy of “Tennessee Valley Authority’s Initial

Disclosures” was served electronically through the E-Filing system on the participants in the

above-captioned proceedings.

/signed electronically by/ Blake J. Nelson