united states of america before the federal …...to: the honorable andrea mcbarnette, presiding...

UNITED STATES OF AMERICA

BEFORE THE

FEDERAL ENERGY REGULATORY COMMISSION

State of California, ex rel. Bill Lockyer,

Attorney General of the State of California

v.

British Columbia Power Exchange

Corporation, Coral Power, LLC, Dynegy

Power Marketing, Inc., Enron Power

Marketing, Inc., Mirant Americas Energy

Marketing, LP, Reliant Energy Services, Inc.,

Williams Energy Marketing & Trading

Company,

All Other Public Utility Sellers of Energy and

Ancillary Services to the California Energy

Resources Scheduling Division of the

California Department of Water Resources,

and

All Other Public Utility Sellers of Energy and

Ancillary Services into Markets Operated by

the California Power Exchange and California

Independent System Operator

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

Docket No. EL02-71-057

CALIFORNIA PARTIES’ INITIAL EXHIBIT INDEX

To: The Honorable Andrea McBarnette, Presiding Administrative Law Judge

Pursuant to the Rules for the Conduct of the Hearing,1 the California Parties

2

submit the following Initial Exhibit Index.

1 Cal., ex rel. Lockyer v. B.C. Power Exchange Corp., Docket No. EL02-71-057,

Order Establishing Rules of Conduct for Hearing at P 20 (Jan. 5, 2017). 2 For purposes of this proceeding, the California Parties are the People of the State

of California, ex rel. Xavier Becerra, Attorney General of the State of California, the

Public Utilities Commission of the State of California, Pacific Gas and Electric

Company, and Southern California Edison Company.

UNITED STATES OF AMERICA

BEFORE THE

FEDERAL ENERGY REGULATORY COMMISSION

State of California, ex rel. Bill Lockyer,

Attorney General of the State of California

v.

British Columbia Power Exchange Corporation, Coral Power,

LLC, Dynegy Power Marketing, Inc., Enron Power Marketing,

Inc., Mirant Americas Energy Marketing, LP, Reliant Energy

Services, Inc., Williams Energy Marketing & Trading Company,

All Other Public Utility Sellers of Energy and Ancillary Services

to the California Energy Resources Scheduling Division of the

California Department of Water Resources, and

All Other Public Utility Sellers of Energy and Ancillary Services

into Markets Operated by the California Power Exchange and

California Independent System Operator

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

:

Docket No. EL02-71-057

INITIAL EXHIBIT INDEX OF THE CALIFORNIA PARTIES

Docket No. EL02-71-057 Page 2 of 69

Exhibit No. Description Sponsoring

Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0001 Prepared Direct Testimony of Gerald A.

Taylor (Part 1)

California

Parties

None

CAP-0002 Glossary of Terms California

Parties

None

CAP-0003 Taylor Resume California

Parties

None

CAP-0004 List of testimony given in matters related to

the Crisis

California

Parties

None

CAP-0005 July 25, 2001 FERC Order Establishing

Evidentiary Hearing Procedures, Granting

Rehearing In Part, and Denying Rehearing

In Part, Docket No. EL00-95, et al.

California

Parties

None

CAP-0006 Dec. 15, 2000 FERC Order Directing

Remedies For California Wholesale Electric

Markets, Docket No. EL00-95, et al.

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0007 June 19, 2001 FERC Order on Rehearing of

Monitoring and Mitigation Plan, Docket No.

EL00-95, et al.

California

Parties

None

CAP-0008 Nov. 10, 2014 FERC Order Affirming

Factual Findings, Directing Compliance

Filing And Ordering Refunds, Docket No.

EL00-95-248 (Opinion No. 536).

California

Parties

None

CAP-0009 Apr. 29, 2015 9th Circuit Order on Petition

for Review, Docket No. 12-71958

California

Parties

None

CAP-0010 Nov. 3, 2015 FERC Order on Remand,

Docket No. EL02-71-048.

California

Parties

None

CAP-0011 Apr. 12, 2016 FERC Initial Decision,

Docket Nos. EL02-60-007 and EL02-62-

006.

California

Parties

None

CAP-0012 Sept. 8, 2016 9th Circuit Order on Petition California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

for Review, Docket No. 15-73803, et al.

CAP-0013 Oct. 18, 2016 FERC Order On Revised

Partial Initial Decision, Docket No. EL01-

10-136 (Opinion No. 552).

California

Parties

None

CAP-0014 The Competitiveness of the California

Energy and Ancillary Services Markets

MSU (March 9, 2000)

California

Parties

None

CAP-0015 BLANK California

Parties

None

CAP-0016

Prepared Direct Testimony of Gerald A.

Taylor (Part 2)

California

Parties

None

CAP-0017

Shell/Coral FERC Quarterly Reports for

Quarter 1, 2000 through Quarter 4 2000

California

Parties

None

CAP-0018

Shell/Coral WSPP Quarterly Reports for

Quarter 1, 2001 through Quarter 2, 2001

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0019A

Hafslund 2000 FERC Quarterly Reports,

Quarter 2

California

Parties

None

CAP-0019B


Quarter 3

California

Parties

None

CAP-0019C


Quarter 4

California

Parties

None

CAP-0020A

TransCanada's 2001 FERC Quarterly

Reports, Quarter 1

California

Parties

None

CAP-0020B

TransCanada's 2001 FERC Quarterly

Reports, Quarter 2

California

Parties

None

CAP-0021 TransCanada sales to CDWR/CERS California

Parties

None

CAP-0022 Shell/Coral MBR Update, August 18, 2000 California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0023

Marketing and Services Agreement between

Glendale and Coral

California

Parties

None

CAP-0024 Description of Trading Strategies by Shell California

Parties

None

CAP-0025 Coral Sales to CDWR/CERS California

Parties

None

CAP-0026A C8504_27_01_2001_185906 audio file California

Parties

None

CAP-0026B C8504_27_01_2001_185906 transcript California

Parties

None

CAP-0027

Letter from Donald Gelinas to All

Jurisdictional and All Non-Jurisdictional

Sellers in the West in Docket No. PA02-2-

000, dated March 5, 2002

California

Parties

None

CAP-0028

TransCanada WSPP Quarterly Reports for

Quarter 1, 2001 through Quarter 2, 2001

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0029

PNM Daily Parking Transaction

Spreadsheet

California

Parties

None

CAP-0030

Powerex/PNM Parking Transactions on

June 28 and 29, 2000.

California

Parties

None

CAP-0031

Affidavit of Stanley K. Watters on Behalf of

Pacificorp with Exhibits in Docket No.

PA02-2-000, May 22, 2002.

California

Parties

None

CAP-0032A SENA_AF_028818 audio file California

Parties

None

CAP-0032B SENA_AF_028818 transcript California

Parties

None


Parties

None


Parties

None


Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None


Parties

None

CAP-0035

Email from Michelle Steen RE: North West

trip, dated November 3, 2000

California

Parties

None

CAP-0036

Documents from market participants

identifying parking providers

California

Parties

None

CAP-0037

Prepared Direct Testimony and Exhibits of

FERC Trial Staff in Docket No. EL02-113-

000, December 5, 2002

California

Parties

None

CAP-0038

Email from Joe Binstein RE: EPMI

Replacement Declines, dated August 12,

2000

California

Parties

None

CAP-0039 CAISO Non-Compliance Report California

Parties

None

CAP-0040 Investigations Tracking Form: Hour Ahead California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

A/S Buyback

CAP-0041

Issues Tracking Form: Potential Gaming

Associated with Earning Congestion

Revenues through Scheduling Non-Firm

Counterflows

California

Parties

None

CAP-0042 DUKE/CAISO-237 Data Response California

Parties

None

CAP-0043

Email chain RE: Change to Schedule, dated

June 29, 2000

California

Parties

None

CAP-0044

Email from Kyle Ross RE: NP15 Derate,

Diablo Canyon 500 KV, dated January 17,

2000

California

Parties

None

CAP-0045

Email chain between Eric Klinker and Jon

Cassity RE: Parking service follow-up,

dated June 28, 2000

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0046

Transcript excerpts of February 20, 2003,

deposition of Steve Fliflet

California

Parties

None

CAP-0047

TransCanada Power Deal Sheet Nos. 588-

591 and 594-595

California

Parties

None

CAP-0048

Email from Todd Fitzgerald regarding

Mirant’s credit limit with Powerex, dated

April 9, 2001

California

Parties

None

CAP-0049

Email from Wyndi Workman-Rodriguez to

Bill Casey regarding EPMI Parking Deal,

dated January 30, 2001

California

Parties

None

CAP-0050

Agreement between Avista and Chelen,

August 1, 1997.

California

Parties

None

CAP-0051

Email chain from Jimmy Lin RE: My

Presentation about the state of Wholesale

Marketing, including attachment, “The State

of the Wholesale Marketing”, dated March

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

3, 2001

CAP-0052

Notes to Realtime for Monday, July 31,

2000

California

Parties

None

CAP-0053

Emails from Carey Morris to San Diego

Real Time RE: CRLP and GLEN

Ancillaries for January 4th

, email dated

January 3, 2001

California

Parties

None

CAP-0054



Ancillaries for January 5th

, email dated

January 4, 2001

California

Parties

None

CAP-0055



Ancillaries, dated between December 4 and

December 31, 2000

California

Parties

None

CAP-0056 Hafslund 2000 WSPP Quarterly Report, California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

Quarter 1.

CAP-0057

Answering Testimony of Josef M. Mueller

in Docket No. EL00-95-248, October 24,

2011

California

Parties

None

CAP-0058

Prepared Direct Testimony of Dr. Carolyn

A. Berry in Docket No. EL00-95-248,

August 25, 2011,

California

Parties

None

CAP-0059

Sheffrin, Anjali, Empirical Evidence of

Strategic Bidding in California ISO Real

Time Market, Department of Market

Analysis, ISO, March 21, 2001

California

Parties

None


Parties

None

CAP-0061

Reference Prices’ Implied Heat Rates,

North vs. South.

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0062

California ISO, Report on California Market

Issues and Performance: May-June 2000,

Department of Market Analysis, August 10,

2000.

California

Parties

None

CAP-0063 PNM Transcript California

Parties

None

CAP-0064

PWX – Freq. of Hrs when Market Shares at

least 20% freq for 2000

California

Parties

None

CAP-0065

PWX – Avg. and Max. when Market Shares

20% for 2000

California

Parties

None

CAP-0066

Hafslund 2000 WSPP Quarterly Report,

Quarter 3.

California

Parties

None

CAP-0067

ENRON – Freq. of Hrs when Market Shares

at least 20% freq for 2000

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0068

ENRON – Avg. and Max. when Market

Shares 20% for 2000

California

Parties

None

CAP-0069

Dynegy – Freq. of Hrs when Market Shares


California

Parties

None

CAP-0070

Dynegy – Avg. and Max. when Market

Shares 20% for 2000

California

Parties

None

CAP-0071

Mirant – Freq. of Hrs when Market Shares


California

Parties

None

CAP-0072

Mirant – Avg. and Max. when Market

Shares 20% for 2000

California

Parties

None

CAP-0073

Reliant – Freq. of Hrs when Market Shares


California

Parties

None

CAP-0074 Reliant – Avg. and Max. when Market California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

Shares 20% for 2000

CAP-0075

Sempra – Freq. of Hrs when Market Shares


California

Parties

None

CAP-0076

Sempra – Avg. and Max. when Market

Shares 10% for 2000

California

Parties

None

CAP-0077

Nevada Power – Freq. of Hrs when Market

Shares at least 10% freq for 2000

California

Parties

None

CAP-0078

Nevada Power – Avg. and Max. when

Market Shares 10% for 2000

California

Parties

None

CAP-0079

Puget – Freq. of Hrs when Market Shares at

least 10% freq for 2000

California

Parties

None

CAP-0080

Puget – Avg. and Max. when Market Shares

10% for 2000

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0081

Williams – Freq. of Hrs when Market

Shares at least 20% freq for 2000

California

Parties

None

CAP-0082

Powerex. Transaction Report for the

Quarter Ending March 31, 2000

California

Parties

None

CAP-0083

Powerex Documents Showing Powerex

Market Shares in California Markets—May

2000 through November 2000.—Protected

California

Parties

None

CAP-0084

PWX – Freq. of Hrs when Market Shares at

least 20% freq for 2000 for CERS

California

Parties

None

CAP-0085

PWX – Avg. and Max. when Market Shares

20% for 2000 for CERS

California

Parties

None

CAP-0086

Sempra – Freq. of Hrs when Market Shares

at least 20% freq for 2000 for CERS

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0087

Sempra – Avg. and Max. when Market

Shares 20% for 2000 for CERS

California

Parties

None

CAP-0088

TransAlta – Freq. of Hrs when Market

Shares at least 20% freq for 2000 for CERS

California

Parties

None

CAP-0089

Coral – Freq. of Hrs when Market Shares at


California

Parties

None

CAP-0090

Coral – Avg. and Max. when Market Shares


California

Parties

None

CAP-0091

PNM – Freq. of Hrs when Market Shares at


California

Parties

None

CAP-0092

PNM – Avg. and Max. when Market Shares


California

Parties

None

CAP-0093 Dynegy – Freq. of Hrs when Market Shares California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None


CAP-0094

Dynegy – Avg. and Max. when Market


California

Parties

None

CAP-0095

Duke – Freq. of Hrs when Market Shares at


California

Parties

None

CAP-0096

Duke – Avg. and Max. when Market Shares


California

Parties

None

CAP-0097

Reliant – Freq. of Hrs when Market Shares


California

Parties

None

CAP-0098

Reliant – Avg. and Max. when Market


California

Parties

None

CAP-0099

Williams – Freq. of Hrs when Market

Shares at least 10% freq for 2000 for CERS

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0100

Williams – Avg. and Max. when Market


California

Parties

None

CAP-0101

Freq suppliers with MS >= 20% and avg.

MS in the Replacement Reserves market for

PK/OP

California

Parties

None

CAP-0102 PWX Ancillary Services Capacity MS California

Parties

None

CAP-0103

Analysis of Suppliers with Significant MS

in CAISO Ancillary Service Markets

(Spinning Reserves)

California

Parties

None

CAP-0104

Analysis of Suppliers with Significant MS

in CAISO Ancillary Service Markets (Non-

Spinning Reserves)

California

Parties

None

CAP-0105

Prepared Direct Testimony of Gerald A.

Taylor in Docket No. EL00-95-248, August

25, 2011

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0106

Memorandum from Christian Yoder and

Stephen Hall to Richard Sanders titled

“Traders’ Strategies in the California

Wholesale Power Markets/ISO Sanctions”,

dated December 6, 2000

California

Parties

None

CAP-0107

Email from Kristian Dolfinger to Tim

Hanna RE: PAC, BURB, DYPM, PSCO,

dated March 6, 2001

California

Parties

None

CAP-0108

PNM Parking Documents Produced by

MIECO

California

Parties

None

CAP-0109

Reliant trader transcripts for June 19-20,

2000

California

Parties

None

CAP-0110

Prepared Testimony of Gerald A. Taylor in

Docket No. EL03-80, February 27, 2004

California

Parties

None

CAP-0111 Summary of Prepared Supplemental

Testimony of Gerald A. Taylor in Docket

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

No. EL03-80, January 31, 2005

CAP-0112 Recorded trader conversations – Pacificorp California

Parties

None


Parties

None


Parties

None

CAP-0114 Review of Respondent Quarterly Reports California

Parties

None

CAP-0115 Powerex Notes to Realtime California

Parties

None

CAP-0116 Excerpts from Glendale Schedule Logs California

Parties

None

CAP-0117

Email from H. Harris to C. Morris re: “fat

boys”, dated April 26, 2000

California

Parties

None

CAP-0118 Notes to Realtime for Monday July 3rd

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0119 ISO Tariff California

Parties

None

CAP-0120

Daily CERS Spot Purchase Prices – similar

graphs for each day from January 17

through June 20, 2001

California

Parties

None

CAP-0121

Coral Real Time Sales to CERS, COB

Market

California

Parties

None

CAP-0122

Email from Carey Morris to George Butkus

RE: Day notes to be aware of for 08/01/00

email, dated August 1, 2000

California

Parties

None

CAP-0123

Email from Ichu Cheng to Christopher

O’Riley and Powerex Trader RE: Price

Projection – 254 Days – 20000713.xls,

dated July 13, 2000

California

Parties

None


Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None


Parties

None


Parties

None


Parties

None

CAP-0126

Email from Carey Morris to Roy Alvarez

and Hank Harris RE: DA Strategy in

Combination with Ancillaries, dated June

17, 2001

California

Parties

None

CAP-0127

Emails between Chris Giulini to Carey

Morris RE: CDWR Credit Level, dated

January 27, 2001.

California

Parties

None

CAP-0128

Prepared Direct Testimony of Peter Fox-

Penner in Docket No. EL00-95-248, August

25, 2011

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0129

Powerex Memo Dated September 25, 2000:

California Markets—Analysis of Summer

2000 Trade Activities

California

Parties

None

CAP-0130

Excerpt from TransCanada Quarterly

Report to Shareholders – Segment Financial

Results Five months ended May 2001

California

Parties

None

CAP-0131

Staff of the Federal Energy Regulatory

Commission, “Final Report on Price

Manipulation In Western Markets: Fact-

Finding Investigation of Potential

Manipulation of Electric and Natural Gas

Prices,” Docket No. PA02-2-000, March

2003.

California

Parties

None

CAP-0132

Prepared Direct Testimony of Dr. Robert J.

Reynolds, Ph.D. in Docket No. EL00-95, et

al., February 27, 2003

California

Parties

None

CAP-0133 El Dorado Energy Trip Summary California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0134

Prepared Direct Testimony of Dr. Robert J.

Reynolds in Docket No. EL01-10-085,

September 21, 2012

California

Parties

None

CAP-0135

Email from Jeff Larn to Douglas Little RE:

California Markets – Analysis of Summer

2000 Trade Activity, dated Sept., 25, 2000

California

Parties

None


Parties

None


Parties

None

CAP-0137 Powerex Email Compilation California

Parties

None

CAP-0138

Email from Tim Hanna to Michelle Steen,

FW: dec supplementals, dated October 19,

2000

California

Parties

None

CAP-0139 Trader transcript demonstrating coordinated California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

bidding

CAP-0140 Randolph Krager Emails California

Parties

None

CAP-0141

Prepared Rebuttal Errata Testimony of

Gerald A. Taylor in Docket No. EL02-60-

007, October 6, 2015

California

Parties

None


Parties

None


Parties

None

CAP-0143 Technical Appendices California

Parties

None

CAP-0144 Workpapers California

Parties

None

CAP-0145

Summary of Average Quantities and Prices

when Seller Fails Two-Stage Withholding

Screen

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0146

Sensitivity Analysis - Summary of Two-

stage Withholding 400% Scenario

California

Parties

None

CAP-0147

Seller Sales Summary during the CERS

Period

California

Parties

None

CAP-0148 WSSP Agreement California

Parties

None

CAP-0149

Email from Thomas Bechard to Margolis

Murray and Powerex – RealTime Trader

RE: Beep, dated February 19, 2000

California

Parties

None


Parties

None


Parties

None

CAP-0151

Summary of Restricted Maintenance

Operations, Alert, Warning, Emergency,

and Flex Alert Notices Issued from 1998 to

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

Present

CAP-0152

Email from Carey Morris to San Diego Real

Time and Hank Harris RE: OOM Strategy

This Week, dated May 6, 2001

California

Parties

None

CAP-0153 PNM NERC Tags California

Parties

None

CAP-0154

CERS Real Time Supply Acquisitions

Spreadsheets

California

Parties

None

CAP-0155

Prepared Direct Testimony of Dr. Peter

Fox-Penner

California

Parties

None

CAP-0156 Dr. Fox-Penner Resume California

Parties

None

CAP-0157

Fox-Penner List of Testimony over the Past

Four Years

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0158

Technical Discussion of Isolated Directional

Price Effect Analyses

California

Parties

None

CAP-0159

Step-by-step graph: PX-sourced False Load

Taken in Isolation

California

Parties

None

CAP-0160

Step-by-step graph: Other-CA-sourced

False Load Taken in Isolation

California

Parties

None

CAP-0161

Step-by-step graph: PX-sourced False

Export Taken in Isolation

California

Parties

None

CAP-0162

Step-by-step graph: Other-CA-sourced

False Export Taken in Isolation

California

Parties

None

CAP-0163 Dr. Fox-Penner workpapers California

Parties

None

CAP-0163A Dr. Fox-Penner protected workpapers California

Parties

Privileged



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0164

Dr. Berry Direct Testimony in Docket No.

EL00-95-248 et al.

California

Parties

None

CAP-0165

Answer of the California Independent

System Operator Corporation to Motions to

Intervene, Comments, and Protests, Docket

No. ER03-1102

California

Parties

None

CAP-0166

Hafslund's Isolated Price-Increasing Effect

Tariff Violations

California

Parties

None

CAP-0167A

Shell's Isolated Price of False Load Tariff

Violations

California

Parties

None

CAP-0167B

Shell's Isolated Price of False Export Tariff

Violations

California

Parties

None

CAP-0167C

Shell’s Isolated Price of False Load with

Anomalous Bidding Tariff Violations

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0167D

Shell’s Isolated Price of False Export with

Anomalous Bidding Tariff Violations

California

Parties

None

CAP-0167E

Shell’s Isolated Price of Type III

Anomalous Bidding (Economic

Withholding) Tariff Violations

California

Parties

None

CAP-0168

U.S. Energy Information Administration

Annual Energy Outlook, 2002, p.30

California

Parties

None

CAP-0169 ISO Tariff Section 11.2.4.2.1 California

Parties

None

CAP-0170

Isolated Directional Price-Increasing Effects

of Shell's False Export Tariff Violations

After January 31, 2001

California

Parties

None

CAP-0171

Sensitivity Analysis of Isolated Price-

Increasing Effects of Shell's Multi-party

False Export Tariff Violations on April 24,

2001

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0172

Ilias and Reynolds analysis of the evidence

of coordinated bidding among suppliers of

electricity in California during the Summer

Period

California

Parties

None

CAP-0173

Email of Shell Trader, Re: Canvassing the

Market, dated November 7, 2000

California

Parties

None

CAP-0174A %Q6VHQLD00956866 Audio File California

Parties

None

CAP-0174B %Q6VHQLD00956866 Transcript California

Parties

None

CAP-0175A %PTUDO0_00956866 Audio File California

Parties

None

CAP-0175B %PTUDO0_00956866 Transcript California

Parties

None

CAP-0176A C8504_18_01_2001_045502_copy_2 Audio

File

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0176B C8504_18_01_2001_045502_copy_2

Transcript

California

Parties

None

CAP-0177A C8504_18_01_2001_045902_copy_2 Audio

File

California

Parties

None

CAP-0177B C8504_18_01_2001_045902_copy_2

Transcript

California

Parties

None

CAP-0177C

Excerpt of CERS Traderbook for Day Of

Purchase on January 18, 2001

California

Parties

None

CAP-0178 PX Silver Peak Investigation California

Parties

None

CAP-0179 Enron's Services Handbook California

Parties

None

CAP-0180

Marketing and Services Agreement between

Glendale and Coral

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0181

MPS/CA Municipality Email and

Agreement

California

Parties

None

CAP-0182

Memorandum on implementation of

Transmission Strategies Agreement between

Avista Energy and a governmental utility.

California

Parties

None

CAP-0183

Email from Tim Hanna to Michelle Steen,

FW: dec supplementals, dated October 19,

2000

California

Parties

None

CAP-0184A G1EOT8T04356077 Audio File California

Parties

None

CAP-0184B G1EOT8T04356077 Transcript California

Parties

None

CAP-0185

Trader transcript demonstrating coordinated

bidding

California

Parties

None

CAP-0186 Trader transcript demonstrating coordinated

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

bidding

CAP-0187

Email from Bill Bryce to FERC

Inquiry@TransAlta, Subj: K: Parking dated

05/20/2002

California

Parties

None

CAP-0188 GOMFHD04356077 Transcript California

Parties

None

CAP-0189A G1_Y9ID04356077 Audio File California

Parties

None

CAP-0189B G1_Y9ID04356077 Transcript California

Parties

None

CAP-0190A G0M43I)04356077 Audio File California

Parties

None

CAP-0190B G0M43I)04356077 Transcript California

Parties

None

CAP-0191A SENA_AF_015213 Audio File California

Parties

None

CAP-0191B SENA_AF_015213 Transcript California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0192A SENA_AF_006130 Audio File California

Parties

None

CAP-0192B SENA_AF_006130 Transcript California

Parties

None

CAP-0193 ISO's Posting of Real Time Price California

Parties

None

CAP-0194

Excerpt from Deposition of Brian Skinner,

pages 20-22

California

Parties

None

CAP-0195

Deposition of James Stebbins in Docket No.

EL00-95, et al, February 11, 2003

California

Parties

None

CAP-0196

Email from Ken Welsel to Ricardo

Marquez, Subj: AVISTA Corporation

Synopsis, dated October 1, 2000

California

Parties

None

CAP-0197 Powerex Business Plan 2000/2001 California

Parties

None

CAP-0198 Report on Export Trade California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0199A GOMFHD04356077 Audio File California

Parties

None

CAP-0199B GOMFHD04356077 Transcript California

Parties

None

CAP-0200

Coral Term Sheet and Trader Training

Manual

California

Parties

None

CAP-0201A

Severin Borenstein, et al., "Market Power in

California Electricity Markets," Utilities

Policy, 5(3-4), 1995

California

Parties

None

CAP-0201B

Steven L. Puller, “Pricing and Firm Conduct

in California's Deregulated Electricity

Market,” The Review of Economics and

Statistics, MIT Press, vol. 89(1): 75-87,

October 2007

California

Parties

None

CAP-0202A

California ISO Department of Market

Analysis, “Request to Extend Price Caps,”

August 29, 2000

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0202B

California ISO Department of Market

Analysis, “Empirical Evidence of Strategic

Bidding in California ISO Real Time

Market,” March 21, 2001

California

Parties

None

CAP-0203

GAO Report to Congress, “Restructured

Electricity Markets: California Market

Design Enabled Exercise of Market Power,”

June 2002.

California

Parties

None

CAP-0204

Prepared Direct Testimony of Robert J.

Reynolds

California

Parties

None

CAP-0205 CV of Robert J. Reynolds California

Parties

None

CAP-0206

Detailed Discussion of Withholding

Analysis

California

Parties

None

CAP-0207

California Generators' Steam Turbine and

Combined Cycle Units

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0208

California Generators' Combustion Turbine

Units

California

Parties

None

CAP-0209

Summary of Environmental Considerations

for Steam and Combined Cycle Units

California

Parties

None

CAP-0210

Average Level of Withholding per Hour

(MW)

California

Parties

None

CAP-0211


(MW) by Zone

California

Parties

None

CAP-0212

Frequency Hourly Withholding Exceeded

Certain Thresholds

California

Parties

None

CAP-0213


(MW) by Firm

California

Parties

None

CAP-0214 Results of Sensitivity Cases California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0215

Example of Withholding from CAISO Real-

Time Market

California

Parties

None

CAP-0216

Frequency of Withholding Exceeding 1000

MW

California

Parties

None


Parties

None


Parties

None

CAP-0219 Reynolds Workpapers California

Parties

None


Parties

None


Parties

None


Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None


Parties

None

CAP-0224 Direct Testimony of Richard E. Goldberg California

Parties

None

CAP-0225 Qualifications of Richard E. Goldberg California

Parties

None

CAP-0226 Full Size Reproduction of Figures 1 – 13 to

Direct Testimony of Richard E. Goldberg

California

Parties

None

CAP-0227 Calculations and Supporting Data for Direct

Testimony of Richard E. Goldberg

California

Parties

None

CAP-0228 Direct Testimony of Carolyn A. Berry in

Docket No. EL02-60, May 19, 2015

California

Parties

None


Parties

None


Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None


Parties

None


Parties

None

CAP-0233 Trading Partners of Respondents California

Parties

None

CAP-0234 Violation Calendar California

Parties

None

CAP-0235 Prepared Direct Testimony of Gerald A.

Taylor in Docket No. EL02-60, et al, May

19, 2015

California

Parties

None

CAP-0236 Appendix to Order Directing Williams

Energy Marketing & Trading Company and

AES Southland, Inc., to Show Cause in

Docket No. IN01-3-000

California

Parties

None


Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0238 Powerex MBR Update, July 28, 2000 California

Parties

None

CAP-0239

Email from Thomas Bechard to Powerex

Real Time Traders, Subj: PGES Deal, dated

February 3, 2000 with attachment

California

Parties

None

CAP-0240 Powerex Emails reflecting False Load California

Parties

None

CAP-0241

FERC News Release, “Commission Moves

to Bring Relief to California Electricity

Markets”, dated December 8, 2000

California

Parties

None

CAP-0242

1648-ch012_20010320_16035423_00176

Transcript

California

Parties

None

CAP-0243

Memo to BC Hydro Board of Directors

from Powerex, January 4, 2031 [sic]

California

Parties

None

CAP-0244

Rebuttal Testimony of Gerald A. Taylor California

Parties

None

CAP-0245 Powerex Final PX schedules for December California None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

6-12, 2000 Parties

CAP-0246 PWX LADWP transcripts

California

Parties

None

CAP-0247

Documents, including email, a presentation

and data responses that review false export

California

Parties

None

CAP-0248

Wolak, Nordhaus, and Shapiro, Analysis of

“Order Proposing Remedies for California

Wholesale Electric Markets (Issued

November 1, 2000), Market Surveillance

Committee, California ISO, December 1,

2000.

California

Parties

None

CAP-0249

Shell Energy North America (US), L.P.

Objections And Responses to California

Complainants' Tenth Set of Discovery

Requests, CA-SHELL‐88

California

Parties

None

CAP-0250 Listing ISO declared Stage Emergencies

California

Parties

None

CAP-0251A

SENA-L-AUDIO-00002293 audio file California

Parties

None

CAP-0251B

SENA-L-AUDIO-00002293 transcript California

Parties

None

CAP-0252 Notes of Tom Nesmith from PNM

California

Parties

None

CAP-0253 E-mail string titled “Parking and Lending California None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

Flow Chart” with attached chart titled

“Parking Road Map”

Parties

CAP-0254

Blank California

Parties

None

CAP-0255

Six documents titled “February Quiz”

completed by various individuals;

Document

titled “Project Fat Boy/Project Thinman”

California

Parties

None

CAP-0256A


Parties

None

CAP-0256B


Parties

None

CAP-0257A


Parties

None

CAP-0257B


Parties

None

CAP-0258A SENA-L-AUDIO-00002151 audio file

California

Parties

None

CAP-0258B SENA-L-AUDIO-00002151 transcript

California

Parties

None


California

Parties

None


California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None

CAP-0269

Workpapers California

Parties

None

CAP-0270

Jeffrey Tranen Answering Testimony, Exh.

No. SNA-009, Docket No. EL01-10-085

(December 13, 2012)

California

Parties

None

CAP-0271

Shell Discovery Response to Set 11 California

Parties

None

CAP-0272A

C8501_08_05_2001_135956 audio file California

Parties

None

CAP-0272B

C8501_08_05_2001_135956 transcript California

Parties

None

CAP-0273 Excerpt of Tranen Workpapers (SNA-0070) California None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

PNW_Purchase_Sales Parties

CAP-0274

November 1, 2000 Staff Report California

Parties

None

CAP-0275

November 1, 2000 Order California

Parties

None

CAP-0276

Opinion No. 536-A California

Parties

None

CAP-0277

Opinion No. 536-B California

Parties

None

CAP-0278

Opinion No. 537 California

Parties

None

CAP-0279

Rebuttal Glossary California

Parties

None

CAP-0280

MPS Traderbook Q2 2000 California

Parties

None

CAP-0281

Blank California

Parties

None

CAP-0282

Blank California

Parties

None

CAP-0283

Blank California

Parties

None

CAP-0284

Blank California

Parties

None

CAP-0285 Blank California None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

Parties

CAP-0286

Blank California

Parties

None

CAP-0287

Blank California

Parties

None

CAP-0288

Blank California

Parties

None

CAP-0289

Blank California

Parties

None

CAP-0290 Fox-Penner Rebuttal Testimony

California

Parties

None

CAP-0291

Mr. Russo Data Response to CA Parties:

CA-Shell-120, CA-Shell-121, CA-Shell-

122, CA-Shell-123, CA-Shell-127, CA-

Shell-132, CA-Shell-133, CA-Shell-134,

CA-Shell-135.

California

Parties

None

CAP-0292

Dr. Dick Data Response to CA Parties: CA-

Shell-160

California

Parties

None

CAP-0293

Jonathan Kolstad and Frank Wolak paper -

Using Environmental Emissions Permit

Prices to Raise Electricity Prices: Evidence

from the California Electricity Market

California

Parties

None

CAP-0294 McCann Direct Testimony (CA-11) 2003

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0295

A Market View from “The Operating

Room” by Ziad Alaywan, Jim McIntosh

California ISO [Blackout Exhibit]

California

Parties

None

CAP-0296A SENA_AF_029394 audio file

California

Parties

None

CAP-0296B SENA_AF_029394 transcript

California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None

CAP-0300 Fox-Penner Rebuttal Testimony Workpaper

California

Parties

Privileged

CAP-0301 List of Sellers to CERS

California

Parties

None

CAP-0302 Shell Trader Alvarez email re: Colton California None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

Congestion Relief Spreadsheet Parties

CAP-0303

Direct Testimony of John Pacheco (CAT-

037) 2012

California

Parties

None

CAP-0304

Comparison of Hourly Day Of Prices during

the CERS period: Shell vs. other Sellers

California

Parties

None

CAP-0305A C8504_13_03_2001_141801 audio file

California

Parties

None

CAP-0305B C8504_13_03_2001_141801 transcript

California

Parties

None

CAP-0306

Summary of Day Of - Day Ahead Average

Daily Price Differentials COB vs. Mid-C

California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None

CAP-0310A SENA_AF_074332 audio file California None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

Parties


California

Parties

None

CAP-0311A C8504_20_01_2001_064326 audio file

California

Parties

None

CAP-0311B C8504_20_01_2001_064326 transcript

California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None


California

Parties

None

CAP-0315

Email from Helen Shields to Tim Hood and

Mark Gill dated February 23, 2001, Re: San

Diego Credit Reserve

California

Parties

None

CAP-0316

Average Sales Prices Shell vs. Williams

(Figure 1 of CAL-319, Docket Number

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

EL02-60-007 et al.)

CAP-0317

Comparison of Shell Margins to Williams

(WESC) Margins

California

Parties

None

CAP-0318 Equivalent Cost of Credit Risk

California

Parties

None

CAP-0319

Attachments to CAP-0318

Page 1: Email from Robert Reilley to Beth

Bowman dated May 23, 2001, Re: CDWR

Paid its April bill.

Page 2 - 87: 2010 Annual Global Default

study and Rating Transitions

Page 88 - 90: Shell Trading documents

California

Parties

None

CAP-0320

Chronology of Changes to Shell's Minimum

Profit Margin with Respect to Sales to

CERS

California

Parties

None

CAP-0321 Blank

California

Parties

None

CAP-0322 Blank

California

Parties

None

CAP-0323A SENA AF 015609 audio file

California

Parties

None

CAP-0323B SENA_AF 015609 transcript

California

Parties

None

CAP-0324 Email from Carey Morris to Hank Harris California None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

that he thought that “trades with CDWR

which ultimately sink with the CISO

Parties

CAP-0325 Rebuttal Testimony of Robert J.

Reynolds

California

Parties

None

CAP-0326 Excerpt from Shell Discovery Request

Responses (5th

Set)

California

Parties

None

CAP-0327 Excerpt from Shell Discovery Request

Responses (7th

Set)

California

Parties

None

CAP-0328 Summary of Physical Withholding in Soft

Cap Period

California

Parties

None

CAP-0329 Analysis of Generator A’s Withholding

Decision

California

Parties

None

CAP-0330 Blank California

Parties

None


Parties

None

CAP-0332 Generating Capacity in the ISO Control

Area, 2001

California

Parties

None

CAP-0333 Summary of Fox-Penner Price Effects

Resulting From Withholding Violations

California

Parties

None


Parties

None

CAP-0335 Calculation of a Lower Bound for the

Profits from Withholding

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0336 Summary of Intertemporal Regressions

Using the Set of Explanatory Variables

Employed by Dr. Goldberg

California

Parties

None

CAP-0337 Outage Probability Analysis California

Parties

None

CAP-0338 Summary of Differences Between Offer

Prices and Highest Accepted Prices for Bids

Associated With Economic Withholding

During Soft Cap Period

California

Parties

None

CAP-0339 Summary of Withholding During Testing

Periods

California

Parties

None

CAP-0340 Share of Withholding from Units That

Needed to Purchase NOX Credits

California

Parties

None

CAP-0341 Reynolds Rebuttal Workpapers California

Parties

None

CAP-0342 Rebuttal Testimony of Richard E.

Goldberg

California

Parties

None

CAP-0343 Full-Size Reproduction of Goldberg

Rebuttal Testimony Figures 1 & 2

California

Parties

None

CAP-0344 Workpapers and Supporting Data for

Goldberg Rebuttal Testimony

California

Parties

None

CAP-0345 Responses of Shell (Russo) to CA-SHELL-

69 and CA-SHELL-136

California

Parties

None



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0346

CAP-0347

CAP-0348

CAP-0349

CAP-0350

CAP-0351

CAP-0352

CAP-0353

CAP-0354

CAP-0355



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0356

CAP-0357

CAP-0358

CAP-0359

CAP-0360

CAP-0361

CAP-0362

CAP-0363

CAP-0364

CAP-0365



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0366

CAP-0367

CAP-0368

CAP-0369

CAP-0370

CAP-0371

CAP-0372

CAP-0373

CAP-0374

CAP-0375



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0376

CAP-0377

CAP-0378

CAP-0379

CAP-0380

CAP-0381

CAP-0382

CAP-0383

CAP-0384

CAP-0385



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0386

CAP-0387

CAP-0388

CAP-0389

CAP-0390

CAP-0391

CAP-0392

CAP-0393

CAP-0394

CAP-0395



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0396

CAP-0397

CAP-0398

CAP-0399

CAP-0400

CAP-0401

CAP-0402

CAP-0403

CAP-0404

CAP-0405



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0406

CAP-0407

CAP-0408

CAP-0409

CAP-0410

CAP-0411

CAP-0412

CAP-0413

CAP-0414

CAP-0415



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0416

CAP-0417

CAP-0418

CAP-0419

CAP-0420

CAP-0421

CAP-0422

CAP-0423

CAP-0424

CAP-0425



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0426

CAP-0427

CAP-0428

CAP-0429

CAP-0430

CAP-0431

CAP-0432

CAP-0433

CAP-0434

CAP-0435



Party

Admitted,

Rejected,

or

Withdrawn

(Page #s)

Date

Identified

Date

Admitted or

Rejected

Privileged

CEII or

None

CAP-0436

CAP-0437

CAP-0438

CAP-0439

CAP-0440

CAP-0441

CAP-0442

CAP-0443

CAP-0444

CAP-0445

Respectfully submitted,

/s/ Iryna Kwasny

Arocles Aguilar, General Counsel

Christopher E. Clay

Iryna Kwasny

Public Utilities Commission

of the State of California

505 Van Ness Avenue

San Francisco, CA 94102

(415) 703-3050

Attorneys for the Public Utilities

Commission of the State of California

/s/ Danette E. Valdez

Xavier Becerra

Attorney General

Mark Breckler

Chief Assistant Attorney General

Martin Goyette

Senior Assistant Attorney General

Danette E. Valdez

Supervising Deputy Attorney General

Office of the Attorney General

455 Golden Gate Avenue, Suite 11000


/s/ Stan Berman

Stan Berman

Eric Todderud

Sidley Austin LLP

701 5th Avenue, Suite 4200

Seattle, WA 98104

Mark D. Patrizio

Joshua S. Levenberg

Pacific Gas and Electric Company

77 Beale Street, B30A

Post Office Box 7442


Attorneys for Pacific Gas and Electric

Company

Kevin J. McKeon

Judith D. Cassel

Whitney E. Snyder

Melissa A. Chapaska

Hawke McKeon & Sniscak LLP

100 North Tenth Street

Harrisburg, PA 17101

(717) 236-1300

Attorneys for the People of the State of

California ex rel. Xavier Becerra, Attorney

General

/s/ Richard L. Roberts

Richard L. Roberts

Jane I. Ryan

Catherine M. Giovannoni

Steptoe & Johnson LLP

1330 Connecticut Avenue, NW

Washington, DC 20036

(202) 429-3000

Russell A. Archer

Southern California Edison Company

2244 Walnut Grove Avenue

Rosemead, CA 91770

Attorneys for Southern California

Edison Company

March 31, 2017

*Sidley Austin LLP is not appearing with respect to claims against TransCanada Energy

Ltd. or Merrill Lynch Capital Services, Inc.

CERTIFICATE OF SERVICE

I hereby certify that I have this day served an electronic copy of the foregoing

document upon each person designated on the ListServ established in Docket No. EL02-

71.

Dated at Harrisburg, PA this 31st day of March, 2017.

/s/ Melissa A. Chapaska

Melissa A. Chapaska

Hawke McKeon & Sniscak LLP

100 N. 10th Street

Harrisburg, PA 17101

(717) 236-1300

[email protected]

mailto:[email protected]