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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 2

    Objectives

    q To introduce software process modelsq To describe three generic process models and

    when they may be used

    q To describe outline process models forrequirements engineering, softwaredevelopment, testing and evolution

    q To explain the Rational Unified Process model

    q To introduce CASE technology to supportsoftware process activities

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 3

    Topics covered

    q Software process models

    q Process iteration

    q Process activities

    q The Rational Unified Process

    q Computer-aided software engineering

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 4

    The software process

    q A structured set of activities required to develop a

    software system Specification Functionality of the software and constraints on its

    operation must be defined;

    Design and implementation- The software to meet the specification must

    be produced;

    Validation- Must be validated to ensure that it does what the customer

    wants ;

    Evolution The software must evolve to meet changing customers need.

    q A software process model is an abstract representation of a

    process. It presents a description of a process from someparticular perspective and thus provides only partial

    information about that process.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 5

    Generic software process models

    q The waterfall model Separate and distinct phases of specification and

    development.

    q Evolutionary development

    Specification, development and validation are interleaved.q Component-based software engineering

    The system is assembled from existing components.

    q There are many variants of these models .They are not

    mutually exclusive and are often used together e.g. formaldevelopment where a waterfall-like process is used but thespecification is a formal specification that is refined throughseveral stages to an implementable design.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 6

    Waterfall model

    Requirements

    definition

    System and

    software design

    Implementation

    and unit testing

    Integration and

    system testing

    Operation and

    maintenance

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    Waterfall model phases

    q Requirements analysis and definition-The systemsservices,constraints and goals are established by consultationwith system users.

    q System and software design- The system design processpartitions the requirements to either hardware or softwaresystems.It establishes an overall system architecture.Softwaredesign involves identifying and describing the fundamentalsoftware system abstractions and their relationships.

    q Implementation and unit testingq Integration and system testing

    q Operation and maintenanceq The main drawback of the waterfall model is the difficulty of

    accommodating change after the process is underway. Onephase has to be complete before moving onto the next phase.

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    Evolutionary development

    q Exploratory development

    Objective is to work with customers and to evolve

    a final system from an initial outline specification.

    Should start with well-understood requirementsand add new features as proposed by the

    customer.

    q Throw-away prototyping

    Objective is to understand the systemrequirements. Should start with poorly understood

    requirements to clarify what is really needed.

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    Evolutionary development

    Concurrentactivities

    ValidationFinal

    version

    DevelopmentIntermediate

    versions

    Specification

    Initial

    version

    Outlinedescription

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    Evolutionary development

    q Problems

    Lack of process visibility-need regular deliverables tomeasure progress,it is not cost effective to producedocuments that reflect every version of the system;

    Systems are often poorly structured- Continual changetends to corrupt the software structure;

    Special skills (e.g. in languages for rapid prototyping)may be required.

    q Applicability

    For small or medium-size interactive systems; For parts of large systems (e.g. the user interface);

    For short-lifetime systems.

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    12/49Ian Sommerville 2004 Software Engineering, 7th edition. Slide 12

    Component-based software engineering

    (CBSE)

    q Based on systematic reuse where systems are integratedfrom existing components or COTS (Commercial-off-the-shelf) systems.

    q Process stages

    Component analysis -Given the requirements specification, a search

    is made for components to implement that specification;

    Requirements modification The requirements are analysed usinginformation about the components that have been discovered andmodify to reflect the available components;

    System design with reuse- The framework of the system is designedor an existing framework is reused;

    Development and integration- System that cannot be externallyobtained is developed.

    q This approach is becoming increasingly used as componentstandards have emerged.

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    Reuse-oriented development

    Requirements

    specification

    Component

    analysis

    Development

    and integration

    System design

    with reuse

    Requirements

    modification

    System

    validation

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    Process iteration

    q System requirements ALWAYS evolve in the

    course of a project so process iteration where

    earlier stages are reworked is always part of

    the process for large systems.q Iteration can be applied to any of the generic

    process models.

    q Two (related) approaches

    Incremental delivery;

    Spiral development.

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    Incremental delivery

    q Rather than deliver the system as a single delivery, the

    development and delivery is broken down into

    increments with each increment delivering part of the

    required functionality.

    q User requirements are prioritised and the highestpriority requirements are included in early increments.

    q Once the development of an increment is started, the

    requirements are frozen though requirements for later

    increments can continue to evolve.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 16

    Incremental development

    Validate

    increment

    Develop system

    increment

    Design system

    architecture

    Integrate

    increment

    Validate

    system

    Define outlinerequirements

    Assign requirementsto increments

    System incomplete

    Finalsystem

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 17

    Incremental development advantages

    q Customer value can be delivered with each

    increment so system functionality is available

    earlier.

    q Early increments act as a prototype to helpelicit requirements for later increments.

    q Lower risk of overall project failure.

    q

    The highest priority system services tend toreceive the most testing.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 18

    Spiral development

    q The spiral model of the software was originally proposed

    by Boehm.

    q Process is represented as a spiral rather than as a

    sequence of activities with backtracking.

    q Each loop in the spiral represents a phase in the process.q No fixed phases such as specification or design - loops in

    the spiral are chosen depending on what is required.

    q Risks are explicitly assessed and resolved throughout the

    process.

    q The main difference between the spiral model and other

    software process models is the explicit recognition of risk

    in the spiral model

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 19

    Spiral model of the software process

    Risk

    analysis

    Risk

    analysis

    Risk

    analysis

    Risk

    analysis Proto-

    type 1

    Prototype 2

    Prototype 3Opera-

    tional

    protoype

    Concept of

    Operation

    Simulations, models, benchmar ks

    S/W

    requirements

    Requirement

    validation

    Design

    V&V

    Product

    designDetailed

    design

    Code

    Unit test

    Integration

    testAcceptance

    testService Develop , verify

    next- level product

    Evaluate alternatives,

    identify, resolve risks

    Determine objecti ves,

    alternatives and

    constraints

    Plan ne xt phase

    Integration

    and test plan

    Development

    plan

    Requirements plan

    Life-cycle plan

    REVIEW

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 20

    Spiral model sectors

    q Objective setting

    Specific objectives for the phase are identified.

    q Risk assessment and reduction

    Risks are assessed and activities put in place to reduce the

    key risks.q Development and validation

    After risk evaluation,a development model for the system is

    chosen which can be any of the generic models.

    q Planning

    The project is reviewed and a decision made whether to

    continue with a further loop of the spiral,If it is decided to

    continue, the next phase of the project is planned.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 21

    Process activities

    q Software specification

    q Software design and implementation

    q Software validation

    q Software evolution

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 22

    Software specification

    q The process of establishing what services are

    required and the constraints on the systems

    operation and development.

    q Requirements engineering process Feasibility study;

    Requirements elicitation and analysis;

    Requirements specification;

    Requirements validation.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 23

    The requirements engineering process

    Feasibility

    study

    Requirements

    elicitation and

    analysis

    Requirements

    specification

    Requirements

    validationFeasibility

    report

    System

    models

    User and system

    requirements

    Requirements

    document

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 24

    Software design and implementation

    q The process of converting the systemspecification into an executable system.

    q Software design

    Design a software structure that realises thespecification;

    q Implementation Translate this structure into an executable

    program;

    q The activities of design and implementationare closely related and may be inter-leaved.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 25

    Design process activities

    q Architectural design

    q Abstract specification

    q Interface design

    q Component design

    q Data structure design

    q Algorithm design

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 26

    The software design process

    Architectural

    design

    Abstract

    specification

    Interface

    design

    Component

    design

    Data

    structure

    design

    Algorithm

    design

    Systemarchitecture

    Softwarespecification

    Interfacespecification

    Componentspecification

    Data

    structure

    specification

    Algorithmspecification

    Requirementsspecification

    Design activities

    Design products

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 27

    Structured methods

    q Systematic approaches to developing asoftware design.

    q The design is usually documented as a set of

    graphical models.q Possible models

    Object model;

    Sequence model;

    State transition model; Structural model;

    Data-flow model.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 28

    Programming and debugging

    q Translating a design into a program and

    removing errors from that program.

    q Programming is a personal activity - there is

    no generic programming process.q Programmers carry out some program testing

    to discover faults in the program and remove

    these faults in the debugging process.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 29

    The debugging process

    Locate

    error

    Design

    error repairRepair

    error

    Re-test

    program

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 30

    Software validation

    q Verification and validation (V & V) is intendedto show that a system conforms to itsspecification and meets the requirements ofthe system customer.

    q Involves checking and review processes andsystem testing.

    q System testing involves executing the systemwith test cases that are derived from thespecification of the real data to be processedby the system.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 32

    Testing stages

    q Component or unit testing Individual components are tested independently;

    Components may be functions or objects orcoherent groupings of these entities.

    q System testing Testing of the system as a whole. Testing of

    emergent properties is particularly important.

    q Acceptance testing

    Testing with customer data to check that thesystem meets the customers needs.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 33

    Testing phases

    Requirements

    specification

    System

    specification

    System

    design

    Detailed

    design

    Module and

    unit codeand test

    Sub-system

    integrationtest plan

    System

    integrationtest plan

    Acceptance

    test plan

    ServiceAcceptance

    test

    System

    integration test

    Sub-system

    integration test

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 34

    Software evolution

    q Software is inherently flexible and can change.

    q As requirements change through changing

    business circumstances, the software that

    supports the business must also evolve andchange.

    q Although there has been a demarcation

    between development and evolution

    (maintenance) this is increasingly irrelevant as

    fewer and fewer systems are completely new.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 35

    System evolution

    Assess existingsystems

    Define systemrequirements

    Propose systemchanges

    Modifysystems

    New

    system

    Existing

    systems

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 36

    The Rational Unified Process

    q A modern process model derived from the

    work on the UML and associated process.

    q Normally described from 3 perspectives

    A dynamic perspective that shows phases overtime;

    A static perspective that shows process activities;

    A practive perspective that suggests good

    practice.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 37

    RUP phase model

    Phase iteration

    Inception Elaboration Construction Transition

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 38

    RUP phases

    q Inception

    Establish the business case for the system.

    q Elaboration

    Develop an understanding of the problem domainand the system architecture.

    q Construction

    System design, programming and testing.

    q Transition

    Deploy the system in its operating environment.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 39

    RUP good practice

    q Develop software iteratively

    q Manage requirements

    q Use component-based architectures

    q Visually model software

    q Verify software quality

    q Control changes to software

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 40

    Static workflows

    Workflow Description

    Business modelling The business processes are modelled using business use cases.

    Requirements Actors who interact with the system are identified and use cases aredeveloped to model the system requirements.

    Analysis and design A design model is created and documented using architectural

    models, component models, object models and sequence models.

    Implementation The components in the system are implemented and structured intoimplementation sub-systems. Automatic code generation from design

    models helps accelerate this process.

    Test Testing is an iterative process that is carried out in conjunction with

    implementation. System testing follows the completion of the

    implementation.

    Deployment A product release is created, distributed to users and installed in their

    workplace.

    Configuration and

    change management

    This supporting workflow managed changes to the system (see

    Chapter 29).

    Project management This supporting workflow manages the system development (see

    Chapter 5).

    Environment This workflow is concerned with making appropriate software tools

    available to the software development team.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 41

    Computer-aided software engineering

    q Computer-aided software engineering (CASE) is

    software to support software development and

    evolution processes.

    q Activity automation

    Graphical editors for system model development;

    Data dictionary to manage design entities;

    Graphical UI builder for user interface construction;

    Debuggers to support program fault finding;

    Automated translators to generate new versions of a

    program.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 42

    Case technology

    q Case technology has led to significant

    improvements in the software process.

    However, these are not the order of magnitude

    improvements that were once predicted Software engineering requires creative thought -

    this is not readily automated;

    Software engineering is a team activity and, for

    large projects, much time is spent in teaminteractions. CASE technology does not really

    support these.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 43

    CASE classification

    q Classification helps us understand the different types

    of CASE tools and their support for process activities.

    q Functional perspective

    Tools are classified according to their specific function.

    q Process perspective

    Tools are classified according to process activities that

    are supported.

    q Integration perspective

    Tools are classified according to their organisation into

    integrated units.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 44

    Functional tool classification

    Tool type Examples

    Planning tools PERT tools, estimation tools, spreadsheets

    Editing tools Text editors, diagram editors, word processors

    Change management tools Requirements traceability tools, change control systems

    Configuration management tools Version management systems, system building tools

    Prototyping tools Very high-level languages, user interface generators

    Method-support tools Design editors, data dictionaries, code generators

    Language-processing tools Compilers, interpreters

    Program analysis tools Cross reference generators, static analysers, dynamic analysers

    Testing tools Test data generators, file comparators

    Debugging tools Interactive debugging systems

    Documentation tools Page layout programs, image editors

    Re-engineering tools Cross-reference systems, program re-structuring systems

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 45

    Activity-based tool classification

    Specification Design Implementation Verification

    and

    Validation

    Re-engineering tools

    Testing tools

    Debugging tools

    Program analysis tools

    Language-processing

    tools

    Method support tools

    Prototyping tools

    Configuration

    management tools

    Change management tools

    Documentation tools

    Editing tools

    Planning tools

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 46

    CASE integration

    q Tools Support individual process tasks such as design

    consistency checking, text editing, etc.

    q Workbenches Support a process phase such as specification or

    design, Normally include a number of integratedtools.

    q Environments

    Support all or a substantial part of an entiresoftware process. Normally include severalintegrated workbenches.

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 47

    Tools, workbenches, environments

    Single-method

    workbenches

    General-purpose

    workbenches

    Multi-method

    workbenches

    Language-specific

    workbenches

    Programming TestingAnalysis and

    design

    Integrated

    environments

    Process-centred

    environments

    File

    comparatorsCompilersEditors

    EnvironmentsWorkbenchesTools

    CASE

    technology

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    Ian Sommerville 2004 Software Engineering, 7th edition. Slide 48

    Key points

    q Software processes are the activities involved inproducing and evolving a software system.

    q Software process models are abstract representationsof these processes.

    q General activities are specification, design andimplementation, validation and evolution.

    q Generic process models describe the organisation ofsoftware processes. Examples include the waterfallmodel, evolutionary development and component-

    based software engineering.q Iterative process models describe the software process

    as a cycle of activities.

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    Key points

    q Requirements engineering is the process ofdeveloping a software specification.

    q Design and implementation processes transform thespecification to an executable program.

    q Validation involves checking that the system meets toits specification and user needs.

    q Evolution is concerned with modifying the system afterit is in use.

    q The Rational Unified Process is a generic processmodel that separates activities from phases.

    q CASE technology supports software process activities.