umesh nandan pal project
TRANSCRIPT
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 1/19
Chapter-1
Profile of the Company
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 2/19
SPA capital services Ltd-
Head Office: New Delhi
25, C-Block Community Centre, Janak Puri
New Delhi - 110 058
Ph - 011-25517371 / 25515086 Fax - 011-25532644
E-mail - [email protected]
Website: www.spacapital.com
Corporate Office: Mumbai
101, 10th Floor, Mittal Court, A
Wing Nariman Point
Mumbai - 400 021
Ph - 022-22801240-49 Fax - 022-
22846318
E-mail - [email protected]
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 3/19
Nature of the organization-
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 5/19
Company’s Vision & Mission-
VISION:
SPA believes in attaining customer satisfaction, on continuing basis, by
providing highest standard of the financial services in India. The philosophy at
SPA is to provide services to clients after assessments of their profile, needs and
risk-appetite. The basic work theme at SPA is:
To be the most preferred Financial Advisor for corporate and individuals
Dedicated competent and honest team of professionals
Customer centric work environments.
Insight of customers perspectives
Strong research base
Clear understanding of applicable laws
Consistency and passion to excel
Technology savvy
Customer centric work environments
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 6/19
MISSION:
Since 1994, with the coming into existence of the SPA Group, we have diversified
into a complete financial solution providing house, catering varied needs of our
clients ranging from investment advisory services to investment banking, corporate
re-structuring, distribution and broking services, risk management and insurance
advisory. Within a short span of time, the Group has made a place for itself in the
midst of the top financial solutions provider in the country.
Developing an adequate financial program for our clients
Providing best customized solutions for coverage and cost
Leveraging our technical expertise, experience and industry networking
to the best advantage of our clients
Creating and living upto the trust of the clients in SPA about our ability
to ensure hassle free claim settlement
Acting as an extended arm of our clients for all financial matters
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 7/19
Product range of the company-
INVESTMENT
BANKING
DISTRIBUTION
OF FINANCIAL
PRODUCTS
SECURITIES
BROKING
INSURANCE
BROKING
Managements of
public & rights
offer Private
placements ofequity &debt
Managers to
Takeover
/Merger/Acquisitions
Delisting &Buyback offers
Equity Research Overseas
listing(FCCB) ESOPs Advisory
DebtRestructuring
Financialstructuring
Loan syndication
Short term Debt
Mutual funds
Public issues
Bonds Fixed Deposits
Debt Issues Other
Financial
products
Cash Market
Wholesale
debt Market Futures &
Options
Life insurance
broking
Non lifeinsurance
broking
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 8/19
Size (in terms of manpower & turnover) of organization-
Organisation structure of the company-
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 9/19
Market share & position of the company in the industry-
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 12/19
COMPANY PROFILE
SPA Group was promoted by a team of finance professionals in 1995 with an
objective to provide value added financial services. Initially, the Group focused as
a niche financial solutions provider in corporate finance and wealth management
to Indian companies and high net worth individuals. In January 2000, the Group
expanded its operations and the range of services. Today, SPA provides services
for securities broking, merchant banking, wealth management, financial advisory,
corporate finance, and risk managements and risk managements and insurance
broking.
SPA is being managed by its promoters along with a young and dynamic team of
over 500+ professionals with rich experience, in their respective fields. The Group
has established itself as one of India’s leading financial advisory house, offering
various financial solutions to its Institutional, corporate and individual clients.
Customer centric approach of SPA’s dedicated professional team has helped
carve a niche for itself in financial services arena and won confidence of its
clients. Clients of SPA are from a wide spectrum and comprise of Banks and
other financial institutions, Mutual funds, Insurance companies, foreign
institutional investors, public sector undertakings and government departments,
private corporate, trusts and individuals.
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 13/19
SPA Group of Company
SPA Capital Services Limited
SPA Capital Advisors Limited
SPA Securities Limited
SPA Insurance Broking Services Limited
SPA Com Trade Limited
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 15/19
Company’s vision and mission
SPA believes in attaining customer satisfaction, on continuing basis, by
providing highest standard of the financial services in India. The philosophy at
SPA is to provide services to clients after assessments of their profile, needs and
risk-appetite. The basic work theme at SPA is:
Dedicated competent and honest team of professionals
Customer centric work environments.
Insight of customers perspectives
Strong research base
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 16/19
Clear understanding of applicable laws
Consistency and passion to excel
Technology savvy
Product Range of the Company
8/12/2019 Umesh Nandan Pal Project
http://slidepdf.com/reader/full/umesh-nandan-pal-project 18/19
SWOT Analysis of the company
STRENGTH
SPA is a leading composite financial services provider growing on strength
of its research based customer centric approach and consistent servicing.
Thorough understanding of client’s perspective and requirements
supported with exhaustive research forms the backbone of all our services.
Key strength of the team- deep understanding of capital market, Money
Markets, Swaps, Options, strong networking with institutional investors,
expertise in industry sectors & ability to structure transactions and
products suitable to needs of the client.
Offering Innovative, integrated & customized solutions to corporate, funds,
institutions and individuals.
All India networks of offices & strong relationship with Institutional
Investors like commercial banks & mutual funds.