uk government wp to he paper
TRANSCRIPT
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Gareth Bland
“Working-class students and the research-intensive universities”
Introduction
This project focuses on the UK government’s Widening Participation (WP) agenda.
This is of interest and relevance since it is an agenda that seeks to pursue equity in
terms of higher education provision. It also includes, as a target group, the white
working classes who form the source of my research interests, in that I shall examine
the decision making processes of those students who enter the research intensive
institutions from that group. Therefore, since the working class form part of the target
demographic of the WP agenda, my research interests can be located within that field
of enquiry. This study will take the form of two separate chapters each examining
facets of the WP agenda. Chapter one examines the agenda in full political, economic
and social context, with an international comparison with the USA included where
appropriate. Chapter two opens with an examination of three separate WP initiatives
and is then followed by an examination of the empirical literature relevant to each of
the WP target groups.
The WP agenda will be examined in two separate, succeeding chapters: In the first, I
shall critique the UK government’s widening participation agenda in its full context
and ask; what is widening participation? The UK government’s WP agenda sees as its
aims the extension of higher education (HE) provision to all members of society
traditionally underrepresented: lower socio-economic groups, ethnic minorities,
women and mature students (DfES, 2002; 2004). This widening of provision follows
over forty years of expansion from a period in 1963 when one in ten school leavers
went to university through to the 1980s when 17% participation was achieved, to
today when one in three school leavers goes into HE (Elliott, 2003: 54). In that time,
therefore, Britain’s HE system has gone from an elite to a mass system of provision.
The abolition of the binary divide between university and other tertiary education
institutions and the near universal granting of university status since 1992 has led to
the awareness of institutional prestige: in short, the awareness of a divide not between
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university and other tertiary education institutions, but between “established” and
“new” university after 1992 (Ball, 2003). The working classes are mainly
concentrated in the post-1992 or “new” universities whilst the middle classes are
twice as likely to attend a pre-1992 research intensive university (Reay, 2003).
Recent research has demonstrated an awareness of institutional prestige among some
working class groups, together with an acknowledgment of the hierarchy among
universities (Baker et al, 2005a; Leathwood, 2005.) In addition to the awareness of
institutional prestige, empirical research has revealed that certain groups of young
people and mature students simply do not feel that the university experience and its
practices are suited to them. Simply put, a perception of snobbery and alien practices
precludes them from either involvement at all or participating fully in the social side
of university life once there (Marks et al 2003; Tett, 2004.).
I shall also examine the genesis of the approach toward WP. Essentially, where does
the policy drive toward WP in our universities originate? What is this policy agenda
informed by? That the widening participation agenda is informed by national and
global economic imperatives will form a major part in the discussion in chapter one.
The issue of student finance will also be examined in reference to the 1998 student
finance reforms which introduced tuition fees and student loans and saw the abolition
of maintenance grants. An inherent contradiction of the government’s WP drive is
that the target groups find HE prohibitive due to the funding reforms which have
created both a perception of and actual debt (Callender, Little & Van Dyke, 2003). A
discussion of the government’s admissions target leads to an assessment of the desired
50% participation rate. The imbalance between academic and vocational modes of
study at tertiary level also leads to the examination of the skills gaps created in the
labour market and the under deployment of graduate skills in many areas of the
employment sector.
Also pertinent for discussion in chapter one is the modern workplace culture into
which graduates enter on leaving university. This is summed up by the recent Skills
White Paper as “Replacing the redundant notion of a “job for life” with our new
ambition of “employability for life” (DfES, 2005: 1). This can be interpreted as a
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policy intention to equip graduates with core skills commensurate with a transient
employment market. The inculcation of core skills into university curricula has led to
the change in the relationship between university and the subsequent graduate
employer: as Brown and Hesketh have argued, this can be seen as the university’s
new function to prepare graduates who are “oven ready” for their employers and who
can hit the “ground running” (Brown & Hesketh, 2004). The related debate as to
what kinds of undergraduate qualification best serves this skills economy will dovetail
with this issue of “employability”. Though this chapter will involve some
commentary on international higher educational policy, namely USA, it is not strictly
a comparative paper. Such comparisons will only be made to demonstrate how the
USA has similar issues in the global economy with reference to student finance and
funding within the sector.
Chapter one will also take in an examination of the tension between the demands of
central government to increase participation of those underrepresented groups in
society, and modern university funding constraints. In line with the culture of global
competition and comparison, some commentators believe that the leading British
universities should be allowed freedom from central government budget making and,
as with the US Ivy League institutions, exist wholly in the private sector or at least be
free to seek greater private endowments with the ability to provide bursaries for the
least financially able parents and students (Astle, 2006; Wolf, 2004). This tension
also involves the policy drive toward WP involving a regulatory body to measure fair
access and the budgetary constraints placed on UK universities and the increase in HE
accountability and assessment in the past two decades. The abolition of the binary
divide in 1992 between university and polytechnic saw the creation of new
universities. Both “new” and “old” university now have to compete for funding from
one centralised body. The operation of each type of institution will be examined under
current funding constraints. Essentially then, the initial chapter examines the
dichotomy at the centre of the government’s WP agenda and HE policy: essentially,
how to widen participation to underrepresented groups of society, increase the
financial and intellectual well being of the universities and meet national economic
imperatives, set against the financial limitations of a low-taxation state where HE is
but one demand placed on public expenditure.
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The second chapter involves an examination of how social class and those other
groups targeted to widen participation are being defined and then re-defined.
Essentially, what is the government looking for in its bid to widen participation in HE?
How is the government differentiating between its target groups? The Higher
Education Funding Council for England (HEFCE) says that the working classes or
lower socio-economic groups are those in social classes: iiim, iv and v (HEFCE,
2002). These make up a specific target grouping in the widening participation agenda.
Other groups include: ethnic minorities, women and mature students previously
proportionately underrepresented (Leathwood, 2005: 9). Selected WP initiatives
operating on both national and local scales will be assessed as to their effectiveness.
Evident in the initiatives examined is an approach toward tackling the question of
equity within Britain’s universities based on information drives, raising awareness
and aspirations in order to prepare a pathway into HE. This is at the expense of
challenging existing cultures within HE institutions which are seen as alien to some of
the WP target groups (Ball, 2003; Tett, 2004; McGavock & Osborne, 2005).
I shall further examine the participation of each of the target groups in the WP agenda
with gender being discussed across class and ethnic lines. Are certain members of the
target participation groups under or over represented as a result of rigid definitional
approaches? Certainly, where ethnic minority groups are concerned there is
considerable variance between each grouping and their propensity to take part in HE
and at which type of institution (Modood, 1993; 2006; Shiner & Modood, 2002).
Demonstrable though, is the fact that ethnic minority applications outstrip those of
whites as a proportion of the population (Modood, 1993; Modood, 2006), sometimes
doubly so according to ethnic group. While there does exist a gap between
applications and admission in certain institutions, ethnic minority applicants do not
appear to be discouraged from applying in greater numbers than whites (Modood,
2006.). If the effectiveness of the WP agenda is to be measured in terms of its ability
to attract the groups that have been historically underrepresented, then WP cannot be
said to have been successful. Groups such as the white working class and Black
Caribbean males are still not attracted toward HE in the numbers hope for (Modood,
2006). Conversely, the increase in university places have mostly been taken up by the
groups traditionally predisposed to HE (Tett, 2004). Since white applications overall
are fewer than any other ethnic group relative to their proportion of the population,
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this gives added pertinence and gravitas to my future research which will examine the
decision making processes of the white working classes who attend the research
intensive institutions. This group presents an anomaly worthy of investigation since
they represent, in comparative terms, the lowest number of applicants both ethnically
(being white) and socio-economically.
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Chapter One
Thematically, the emphasis in this chapter will be on the contradictions inherent in
the WP agenda. These can be said to be the result of Britain’s recent history as a low-
taxation state where education, like other areas of social policy, is almost totally
reliant on public expenditure. Moreover, unlike some of its global competitors in the
HE market, Britain attracts relatively low levels of private investment to augment
public funds. This economic policy stance is set against the desire to widen
participation in order to achieve social equity and the edict that the universities
compete internationally in terms of research and development and produce the
graduates to suit the demands of national economic imperatives.
This dichotomy presents the following problems: the quest for Britain’s elite
universities to compete internationally without commensurate increases in public
funding or their ability to set tuition fees in line with market rates or seek greater
investment through the private sector. The lack of public expenditure has, in some
cases, left facilities lagging behind international competitors. Academic pay has also
suffered in comparison with other public sector professionals, though the demands on
academics are to produce world class research to enhance their universities research
profile and to secure public sector funding. Consequently, morale in the profession is
low and has been further affected by the demands of governmental audit and
accountability which impinge upon teaching time. The actual WP target itself is open
to scrutiny. The 50% target is questionable not only in that it produces many
graduates with academic qualifications who may be over qualified for the actual job
market but also in that it affects the labour market in terms of leaving a skills gap at a
lower vocational educational level. Furthermore, the move from an “elite” to a mass
system of provision has come largely without any of the stratification and
diversification of institution which are seen in the competitor nations such as the USA.
A key starting point, however, must be the influences behind the agenda and the
admission target for HE participation. This will examine the influences behind the
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50% admission target for 2010 and the basis of the government’s thinking. This will
be followed by an examination of the debates surrounding the funding of widening
participation from a student/graduate perspective, leading to a further debate about the
actual WP target itself and its effect on the UK labour market and the perception of
skills gaps within that. This section will take in an examination of the relationship
between the universities and the Treasury. That is, the demand for graduates to work
in what is called the “skills economy” and debates about the best kind of qualification
to serve the economy and employment market. This not only presents arguments
about academic versus vocational qualification but also the preparations made at
undergraduate level in order that graduates have core skills which will enable them to
work in the new economy.
A discussion of the role of universities as suppliers of “oven ready” graduates and the
notion of “employability” (Brown & Hesketh, 2004) will also ensue. The final section
of the chapter studies the tension between the governmental policy drive toward WP
and the sector’s desire for greater funding. This is demonstrable not only in the
demands for institutional and departmental funding, but from the repeated demands
for increased academic pay. The discussion will then move on to the audit and
assessment culture prevalent in the modern British university sector and the
constraints which that places upon academic staff.
Influences behind expansion: economic & political
The notion of WP in a HE context involves the spreading of opportunities to
underrepresented groups. These groups include those from the lower socio-economic
groups (namely iiim, iv and v), women, mature students and those from ethnic
minorities (Leathwood, 2005: 9). The need to include these groups stems from the
government’s desire that HE and the subsequent graduate employment market should
be more equitable and that they should reflect the multi-racial society of modern
Britain. However, the other dimension of the expansion target has its origins in
economic thought and from the lobbying of powerful employment groups intent on
competing in a globalised technological era. Throughout the 1990s the Confederation
of British Industry (CBI) lobbied for an increase in participation. On the premise that
“Higher education is a prime source of highly skilled people, a key contributor to a
dynamic economy and central to the future competitiveness of the UK” (Wolf, 2002:
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169) the CBI argued for a 40% participation rate by 2000 and for 50% by 2010. It
was felt that Britain lagged behind its international competitors and that the best way
of bridging the gap would be an increase in university participation. Today, the
support for expansion continues with employer groups such as the Council for
Industry and Higher Education (CIHE) who since 2003 have supported the 50%
participation target (Keep & Mayhew, 2004: 301).
However, expansion of HE in Britain did not begin with New Labour’s policies. With
the collapse of the Eastern bloc economies in the late 1980s and the subsequent
expansion of the European Union and the rise and increased reliance on global
telecommunications and computer technology, new markets and increased labour
flow resulted. In addition, the rise of the so called “tiger economies” of Southeast
Asia increased global competition still further (Wolf, 2002). This was recognised in
a policy statement as early as 1991 by the Conservative government in the 1991
White Paper educational policy reforms. What modern employers needed, it said,
were “young people going into work” with “skills and qualifications they need for
their future careers” with education needing to respond to the “rising demand form
employers for more and higher level skills to meet the growing challenge from
overseas competitors in world markets” (Wolf, 2002: 12-13).
Since this global competition was taking place in a post-industrial age, with
manufacturing increasingly marginalised and much of Britain’s traditional industries
such as mining and ship building in marked and in some cases irreparable decline, the
onus on the education sector was to provide workers who could operate in a new kind
of economy: that of ideas and utilisation of high-technology skills, what would
become known as the “skills economy”. Charles Leadbeater a policy advisor to Tony
Blair and one of the authors of the Department of Trade and Industry’s 1998 policy
document Building the Knowledge Economy argued (Wolf, 2002: xii):
The generation, application and exploitation of knowledge is (sic) driving modern economic growth.
Most of us make our money from thin air: we produce nothing that can be weighed, touched or easily
measured. Our output is not stockpiled at harbours, stored in warehouses or shipped in railway cars
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The assumption that the British economy had become increasingly globalised, was
responsive to international labour market vagaries and was reliant on not physical but
mental agility and skills was reinforced by Education Secretary David Blunkett in a
2000 speech convened by the ESRC (Blunkett, 2000: 12-21):
The powerhouses of the new global economy are innovation and ideas, creativity, skills and knowledge.
These are now the tools for success and prosperity as much as natural resources and physical labour
power were in the past century.
Despite New Labour’s 1997 election mantra of “education, education, education” the
issue of HE was tacitly put on hold by the competing parties during the campaign as
Ron Dearing was compiling his report – published in July 1997 as Higher Education
in the Learning Society - which principally dealt with issues related to “learning,
teaching and quality assurance” (Smithers,2001: 421). In the report Dearing identified
that tuition fees would partly remedy the funding crisis as since 1989 there had been a
25% per capita cut in student funding (ibid.). Though mooted and ultimately rejected
under the Conservative governments of the 1980s, tuition fees were now clearly on
the agenda from 1998 when the first term Labour government introduced student
finance reforms including up front tuition fees and loans, rather than grants, to cover
student living costs (Barr, 2004: 279).
Additionally, in response to the lobbying of employment groups mentioned above,
successive post-1997 Labour governments have contributed to the widening
participation debate by declaring their intention to achieve a 50% participation rate in
HE among 18-30 year olds by 2010 (DfES, 2004). The government’s widening
participation priorities as expressed in 2002 were (DfES, 2002):
(HE policy) aims to ensure that the country has higher education institutions that can compete with the
best in the world in teaching, research and technology transfer and that link closely with business to
generate wealth
The lobbying of business groups and perceived geo-economic realities can be seen to
have translated into New Labour education policy. The inculcation of “core” and
latterly, “key” skills into national curricula became prevalent in 1991 when the
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conservative government announced its intention to make the education system more
vocationally relevant and tailored to the demands of industry (Wolf, 2004: 327).
Again, the CBI were highly influential and in 1997 New Labour continued the culture
of target driven policies to eradicate skills gaps at elementary and secondary levels
and also extended this drive to those adults not participating in learning or who were
deemed insufficient in basic skills or level 2 (GCSE standard) skills. Key skills tests,
essentially numerical and verbal reasoning allied to problem solving skills, were also
introduced to improve adult skills after British adults had performed poorly on an
international adult literacy survey (Wolf, 2002: 329). Again, economic imperatives
and the knowledge based economy found their way into the policy text as a pretext for
the tests: “employers…cannot compete in a…knowledge based economy without a
workforce able to add real value at every level” (DfES, 2002: 8). Therefore, it is
demonstrable that the culture of “skilling” is prevalent throughout the education
system and not simply at HE level.
With regard to equity the notion of improving the skills base of those without the
necessary core or “key” skills can be linked, policy wise, to the New Labour
determination to tackle social exclusion. Established in December 1997 to run from
the cabinet office and answerable to the Prime Minister, the Social Exclusion Unit’s
remit was to work across departmental boundaries on such issues as “homelessness,
truancy, teenage pregnancy and neighbourhood renewal”(Riddell,2001:22).
Ostensibly working on a series of “action zones” namely health, community and
education, the unit drew upon outside expertise as well as on task group membership
(Glennerster, 2001). Therefore, equitably, WP joins the Skills agenda and the Social
Exclusion Agenda in seeking to utilise the skills base of the UK population by
reaching out to those underrepresented and also seeking to extend their life chances.
The relevance of these two other agenda to WP can be seen in the 2004 education
White Paper.
The 2004 education White Paper expanded on the original definition of WP in that it
spoke of the need for a more equitable representation of society to be found within
British universities. The paper states that “the social class gap among those entering
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university remains too wide” (DfES, 2004: p.8) and that “education must be a force
for opportunity and social justice, not for the entrenchment of privilege” (ibid; p.71).
However, in terms of the student financing of such expansion, the onus is placed on
the individual participant directly, “we are asking students to pay for the benefits they
get from higher education, to build sustainable funding freedoms for the future, we
believe that it is also right that those who have already benefited from higher
education should contribute” (DfES, 2004: p.80).
Student finance: tuition fees and loans
Having established a contemporary political context for the WP agenda a further,
fuller examination of the policies related to individual student funding should be made.
As mentioned, in 1998 the Labour government introduced tuition fees and student
loans which replaced grants as a means of student maintenance. This policy openly
recognised that HE had to compete with other social policy demands in a post-
Keynesian economic market place. No longer, in other words, would higher
education be propped up in the manner of the former nationalised industries through
increased public spending. Accordingly, no longer could the student be able to rely
on free tuition and maintenance grants. Though the new system was introduced in
1998, no significant increase in the participation of the lower socio-economic groups
took place. True, there was an increase of 8% from those from manual backgrounds
between 1991 and 2001, with 5% from “routine” background (Leathwood, 2005: 9).
However, the increase from non-manual backgrounds was significantly higher, at
15%. Also noteworthy is that the figure dates back to 1991 when student loans and
tuition fees had yet to be introduced. Indeed, the introduction of tuition fees and loans
was some seven years away at that point. Therefore, the effect that these combined
elements of policy had upon the aspirations of the working classes and lower socio-
economic groups is difficult to quantify. However, there is considerable qualitative
evidence to strengthen the argument that low participation rates of working class
groups is not as a result of “low aspirations” but of definite “debt aversion” ( Marks et
al 2003; Leathwood, 2005). The government has admitted that the fee regime
introduced in 1998 has not reduced the number of working class entrants; neither has
it increased them (Callender & Wilkinson, 2003).
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The 2004 White Paper has sought to remedy some of the perceived deficiencies of the
1998 funding reforms with measures that will benefit the student, and not act as a
disincentive to those from less affluent or non-traditional groups, and second – an
issue to be examined separately – will give the institutions themselves greater
autonomy to set fees and to secure funding. Barr argues that the initial legislation in
1998 which introduced up-front tuition fees and student loans had “serious problems”
since (2004: 279):
Central planning continued (universities were not free to set their own, variable fees), fees were
introduced, set by central government and were the same for all subjects at all universities, and fees
were an upfront charge, since there was no loan to cover them. The loans were too small to cover
realistic living costs (let alone fees), and incorporated an interest subsidy; on the access front, the 1998
reforms abolished the previous system of grants which practically covered a student’s living costs
Introduced for academic year 2006/07, Barr identified improvements in the White
Paper reforms of 2004 and sees the ideal student finance package as being the
effectiveness of three distinct parts or “legs” (Barr, 2004: 279-80). Writing in 2004,
some two years before the introduction of the reforms, Barr systematically addressed
each leg. The first involved tuition fees. These must, he argued, be variable so that
universities be able to charge the perceived worth of the course to the student.
However, there must be a fees cap in place so that a ceiling cannot be overshot and
demand will not be affected. The UK government has thus introduced a fees cap of
£3,000 for the academic year of 2006-7. The cap must not be set too low so that all
universities charge the same fee, effectively “bringing in flat fees through the back
door” (ibid: 281). Here, “world class” institutions would benefit so that they could
charge fees commensurate with their status and other, perhaps more local institutions,
would be able to charge lower fees and still attract sufficient numbers to remain viable.
Barr’s second “leg” involved the proper use of loans. Though he applauded the
introduction of income-contingent loans from as early as 1998, he added that the loan
amounts were insufficient and should have covered tuition fees and realistic living
costs, with a raised repayment threshold (DfES, 2004; Barr, 2004). Barr feels that the
student and the institution would benefit here since (2004:280):
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From the point of view of the student, the situation is little different from the days of “free” higher
education: their fees are paid on their behalf, and money is paid into their bank accounts to cover living
cost. From the point of view of the graduate, the arrangements are like a system financed out of
income tax, except that the repayments (a) are only made by people who have been to university and (b)
do not go on forever.
The third “leg” of the student finance package which Barr identifies includes a set of
measures to promote access. Though applauding the introduction of an Access
Regulator, which includes scholarships for poorer students, as a “quid pro quo” for
charging higher fees, Barr feels that still more could be done to promote access
opportunities. “Poverty of information”, he argues, is a real threat to addressing
inequality of access and must be dealt with to address student and parental worries.
The worries outlined, and issues to be addressed through greater availability of
information, include (Barr, 2004: 281):
The new system will leave students with large debts; higher participation will lower the return to
getting a degree; student debt will make it harder to get a mortgage; variable fees are inequitable;
variable fees will harm access; variable fees will create a two-tier system; it is morally wrong to charge
for higher education. This is the start of a slippery slope
In terms of the second ”leg”, the issue of loans, Barr feels that the current interest
subsidy is regressive and could be amended to take the place of a targeted subsidy to
those most in need and redirecting savings toward larger grants (ibid: 280-281). The
reduction of the interest subsidy and its replacement with a targeted subsidy would
also offer all students full loans and the added advantage of introducing grants to
those most in need. 2006-07 sees the first intake of students under the new fee regime
and their effect on the WP target groups will be monitored with interest. Though
dismissive of the notion of a graduate tax, (2004) left-of-centre opinion is in favour.
David Purdy, a social economist, advocates the introduction of a 1% increase in the
rate of tax paid by all graduates who exceed the basic rate, the amount to be then
redistributed toward HE (Lawson, 2006: 27). In 2002, just 15% of students entering
university came from manual backgrounds, compared with 81% from professional
backgrounds (Astle, 2006:3). As Carole Leathwood has pointed out, WP initiatives
have not significantly made advances in attracting the target groups (2005: 9). The
perception of debt is a significant factor among those not attending university and this
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needs to be addressed. However, as identified elsewhere (Callender et al 2003; Marks
et al 2003) the problems may be just as much about an aversion to risk as it is about
low aspiration. Until then, there is insufficient evidence to suggest that aspirations of
the lower socio-economic groups have increased.
The “knowledge” economy: skills utilisation, skills gaps and national economic
imperatives
Earlier, I noted the influence of business lobbying groups on the government’s drive
to increase participation in the modern “skills economy”. This level of participation
was also influenced by global economic changes, freer movement of labour and
capital and rapid technological change. However, what of this target? Is it feasible?
Does it leave skills gaps in other areas by concentrating on academic educational
routes? Contemporary debates about the WP target rate and the subsequent effect on
the economy and labour market require consideration. Keep and Mayhew (2004)
argue that the figures used by the government to support 50% participation are
“incorrect” (ibid: 300). The figures, quoted in the 2004 White Paper (DfES: 16) argue
that:
Demand for graduates is very strong, and research shows that 80% of the 1.7 million new jobs which
are expected to be created by the end of the decade will be in occupations which normally recruit those
with higher education qualifications
In effect, the data reveals that four out of every five jobs being created is at level 3 or
its equivalent by 2010 (Keep & Mayhew, 2004:301). The new jobs, purportedly to be
filled by those with “higher education qualifications” suggest that, instead, a gap in
the labour market would be filled by expanding level 3 education and training rather
than an increase in degree entrants (ibid.). The increased number of graduates also
creates a problem in the utilisation of their skills. With reference to the skills
economy, there appears to be a gap between perception and reality. Those jobs
which actually require a degree level qualification to work within the “skills
economy” in such areas as computing, science and engineering only require a finite
supply of graduates.
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Richard Sennett argues that the “skills economy” needs only a relatively small
number of the educated who possess talent. “In the cutting edge realms of finance,
technology, media, design and creative services, the economic machine can run
profitably and efficiently by drawing on an ever smaller elite” (Sennett, 2006: 1).
This raises the question of where those with graduate qualifications will find
employment. As Keep and Mayhew contend, the current output of HE graduates will
have to look beyond the knowledge intensive economy for employment, sectors “in
which, in 2000, graduates made up less than 15% of the workforce, but which
accounted for 49.5% of all private sector employment in Britain ( such as hotels,
restaurants, retailing)” (Keep & Mayhew, 2004: 299). Moreover, “It is open to
question how graduates will be able to add value in shop floor jobs in, for example
mass market retailing given the product-market strategies, job design and
management hierarchies that tend to pertain there” (ibid.)
There appears to be a form of consensus that a 50% participation rate means that
fewer graduates will be able to gain the kind of graduate level employment which
they originally went to university for. The sector for which the HE expansion was
originally meant to serve – the knowledge based skills economy– needs only a finite
human resource, therefore, those unable to find jobs in those areas or with degrees
which would not qualify them for such work will be forced into the less knowledge
intensive areas of the economy. Accordingly, the graduate has adapted to the
changing job market by utilising techniques seen as those of the “player” (Brown &
Hesketh, 2004). It is now seen that the job selection process begins at university with
the utilisation of the careers service, employment web sites and graduate careers
“events” and sees the graduate position themselves against competitors for the best
available job, utilising a variety of skills and accumulative life experiences (such as
the “gap year”) to set them against the competition (ibid.). This new graduate, the
research infers, is not necessarily after the “dream” job or career, but the “best” job
available. However, Keep & Mayhew present the hypothetical case of the Art history
graduate who, after graduation, finds employment as a retail store manager. Does the
graduate bring more skills to the job than the German counterpart, who has had a level
3 equivalent retail apprenticeship lasting two years and spent primarily on the shop
floor honing his/her skills?(Keep & Mayhew, 2004: 301). The skills gap or
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perception of a skills gap will be examined presently. However, first the issue of
skills under-utilization should be examined.
In the areas outside of the knowledge based skills sector, there is evidence to suggest
that graduates in the labour market have found that their skills have not been put to
use in the workplace. The associate level professional occupations will make up an
estimated 14% of expected employment growth up to 2010 (Keep & Mayhew,
2004:302) and are the kinds of positions most likely to be taken up by graduates.
However, empirical analysis of employers and employees in these areas revealed that
(Keep & Mayhew, 2004: 302):
There was no significant evidence to suggest that employers now require new entrants into associate
professional positions to possess graduate type of level skills. There are incidences of under-utilization
of skills
Later analysis revealed that among a representative sample of the UK labour force
only 13.4% believed that they were using a degree level qualification in their current
employment (Felstead et al, 2002). Though these findings are by no means uniform,
they are highly representative. Research has shown some sections of the graduate
employment market find that their skills have found use in the workplace and express
a satisfaction that they are being if not fully utilized, then at least of considerable use
in the workplace (Elias & Purcell, 1999) and that over time they do feel that their
skills are being put to the use of the employer. However, these were largely to be
found in the employment sectors which would be categorised as being “knowledge
based” (ibid.)
The subject of skills utilisation leads quite logically to the description of what
constitutes a graduate job in this modern workplace. Essentially, if the graduates feel
that their skills are not being fully utilised, if at all, does this render their mode of
employment a non-graduate level job? One effect of the large participation rate is the
creation of a “warehouse model” of educational qualification stockpiling whereby the
labour market has a ready made resource, albeit one over subscribed with too many
graduates having the requisite qualifications (Keep & Mayhew, 2004: 302). With so
17
many graduates available each employer can screen the best candidates for that
position. If graduates are applying and succeeding in gaining entry to a certain
position, then this becomes, in effect, a graduate job regardless of whether they will
be utilising graduate level skills once in that position. Such positions include
graduates employed in: retailing, recruitment consultancies, sales and market research.
Wolf goes further, arguing that the modern graduate is entering the workplace at 22
with a degree to do, in some cases, a job that their predecessors could have done at 16
or 18 (Wolf, 2002). Therefore, the degree comes to represent a kind of uniform
currency in the employment market regardless of the skills that will be needed to
execute the job. This discussion leads onto the question of where, if at all, a skills gap
does lie.
Labour market researchers have identified a skills gap exists in the provision of level
3 standard qualifications (Keep & Mayhew, 2004; Gleeson & Keep, 2004.). They
argue that the apprenticeship scheme in the UK is not providing the economy with the
requisite number of technicians and craft apprentices in the same manner as European
competitors (Keep & Mayhew, 2004: 305). Keep & Mayhew (2004: 306) add:
The policy issue is whether vocational needs in the labour market are most effectively met at level 3 or
level 4 and by what form of provision. In this regard, it should be noted that many official, and
academic international comparisons have indicated that the UK’s chief skills gap vis-à-vis Europe rests
at level 3. It is worth posing a question of whether we are not in danger of meeting a level 3 skills gap
with level 4 provisions. This may be an expensive solution and one that is ultimately dysfunctional not
least because many of the skills needed in craft and intermediate occupations are best created within
the workplace contexts within which they will be used
It must be noted that the UK government’s response to the lack of intermediate
technical and vocational skills in the labour market came with the introduction of
employer-led Foundation degrees (FDs) in 2001-02 (DfES, 2004). The FDs are also
acknowledged as being prominent in terms of the WP agenda (ibid.). However, no
lengthy qualitative or quantitative examination of the effect of FDs on the UK labour
market, students themselves or the providers (the HE institutions) has thus far been
made (Keep & Mayhew, 2004). The stressing of parity of esteem for such
intermediate technical qualifications and the need from employer groups (Clarke,
18
2002) that they be introduced to meet a skills gap means that their effect and success
needs to be monitored. The effect of these initiatives on the sector and on WP, along
with the changes linked to tuition fees and the funding cap in the 2004 White Paper,
have yet to be measured.
In terms of the impact of HE expansion and WP on the UK economy overall and its
ability to compete in a global economic market place, commentators are sceptical.
Within the workplace it is felt that organisations “do not appear to be re-designing
product strategies and work organisation in ways that best capture the benefits of a
more highly qualified workforce” (Keep & Mayhew, 2004: 304). On a macro-level
the idea that there is a positive correlation between a particular cohort’s participation
in HE and national economic performance is viewed as “doubtful” (ibid: 299). Some
nations such as New Zealand and Egypt which have large participation rates are not
economically successful in terms of the OECD (Organisation for Economic
Cooperation and Development) league tables, while a nation such as Switzerland with
considerably lower HE participation rates than England is highly successful
economically (ibid.). The case of Switzerland presents a further anomaly. In
eschewing an expansion of HE on the scale of other OECD countries, Switzerland
nevertheless manages to be the wealthiest non-oil producing state but has a very high
standard of vocational education provision and post school apprenticeship schemes
(Wolf, 2004: 322). This appears to confirm the link identified by macroeconomists
that some levels of education and training can become synonymous with growth,
though not all. As Keep and Mayhew (2004: 299) argue: “applied macroeconomists
find a statistically significant relationship between growth and the level of education
and training provision but they experience more difficulty in finding such a
relationship between growth and changes in provision”. Therefore, the current UK
governmental edict of HE expansion to meet national economic imperatives appears
to be misguided in this case.
It would appear that expanding provision to meet existing, identifiable skills gaps
would be the best way of meeting national economic imperatives. What then, of the
effect on national economic growth and productivity as a result of the HE expansion
in Britain? Despite continued HE expansion since the 1960s, the economic growth
rate has remained around 2.5% for half a century, while the great increase in the
19
output of graduates since 1989 has “not been accompanied by any concomitant uplift
in productivity growth” (Keep & Mayhew, 2004: 299). Consequently, though recent
funding reforms may improve the financial sustainability of Britain’s universities,
thus fulfilling the “world class” aspirations of the government; there appears little
certainty that such reforms would make much impression on national economic
growth.
As an examination of the British data suggests, there is a danger in overstating the
needs of HE expansion. In terms of Britain’s international competitors, the US is the
most successful economy in the western world and also a model for Britain’s
“massified” HE system (Keep & Mayhew, 2004: 303). However, official US labour
market projections indicate that by 2010 little more than a fifth of jobs in the US will
require a first or higher degree (Keep & Mayhew, 2004.). This shows that there is “a
danger of over-estimating the need for degrees, even within successful, supposedly
knowledge intensive economies” (ibid: 303). Having analysed the problems
associated with student finance and the difficulties in both attracting and retaining the
target groups in WP, as well as examining the consequences of the target WP rate, it
is necessary to examine the demands of the providers of the WP expansion, the
universities themselves. It is first necessary to outline the model of Britain’s
university system with reference to some of its leading international competitors;
chiefly US. The HE system will be placed within the framework of the UK
government’s taxation and public spending model which will, again, be placed within
an international context.
The British “model” of HE: an international comparison
The “model” of Britain’s HE system can be said to have evolved from an “elite” to a
mass to a near universal system since the 1960s. Fifty years ago one in twenty young
people attended university, now the figure stands at almost one in two (Astle, 2006: 6).
Moreover, since the expansion under the Labour governments in the 1960s spending
per student has not kept up with inflation. Indeed, between 1976 and 1997 spending
per student halved (ibid.). This comes as a consequence of continued reliance by the
HE sector on state funding, where education has to compete with other calls on public
expenditure. As will be established, US institutions have more autonomy in which to
operate within the private sector and their endowments and funding per student,
20
certainly at the private, “elite” level, far outstrip those of their UK counterparts.
Though UK universities are allowed to attract private sector funding, they do so at a
level significantly below those countries that have similarly expanded their HE
provision. Indeed, Britain’s total private expenditure on HE amounts to 27%, with the
US attracting 54% of private funding and Australia 50% (Astle, 2006:20). Both
Britain and Australia can be described as being “low tax” in terms of revenue
collection and social policy expenditure with their aims being directed toward
“selective services”. The US on the other hand, can be described as being “low tax”
but with provision directed “universally” (Glennerster, 2001: 386). The outline of
these nations’ social policy taxation models serves as a comparison with the Swedish
model where government taxation and public expenditure is much higher making it a
“high tax” and “universal services” model (ibid.). In short, in contrast to the British,
US and Australian taxation models, Swedish revenue collection is “high” and is
“universally” distributed across social policy needs. How does this then translate to
state expenditure on education and to HE policy? Whereas the British educational
sector is similarly reliant on the state it does so at much reduced levels of expenditure.
Returning to HE funding, however, the conclusions to be drawn from these models of
social policy expenditure and from the comparative glut of private sector funding
which Britain’s HE competitors (US and Australia) enjoy, are that a low taxation state
must either: remain “low” but distribute selectively, i.e. increase spending on
education at the expense of other social policy needs; or, increase taxation to “high”
levels i.e. like Sweden, and distribute evenly across social policy requirements; or,
allow for more private investment given Britain’s comparative aversion to high
taxation (Glennerster, 2001). As Astle argues: “For countries that do not tax and
spend on anything like this (Swedish) scale, the lesson is clear: universities need to be
able to raise more money privately if they are to remain competitive in the medium
and long term” (Astle, 2006: 9). As established, it is proposed that recent student
finance reforms will help improve university funding and help offset a lack of recent
expenditure. However, with the first intake due in autumn 2006 a quantitative and
qualitative examination of the effects on the sector and on WP is yet to be made.
Britain has then, a “massified” system of HE provision. However, this system has not
seen widespread diversification among the institutions themselves. Though an
examination will be made of how both “new” and “old” universities operate within
21
Britain’s “massified” market orientated system, there has been mostly little
diversification, with the bulk operating on a traditional academic model of delivery.
Though Hobson is not quite correct in asserting that each British HE institution is now
an “Oxbridge look-a- like” (1999: 226) – the ancient universities’ collegiate system of
governance is unlike the vast majority of Britain’s other institutions - there are certain
academic similarities where provision does not differ from that template; namely, the
provision of undergraduate and postgraduate teaching provision and supervision in the
arts, sciences and humanities and the concentration on research (ibid.). However, the
granting of university status has not meant that the “new” institutions have been able
to compete with the “old” universities for the most able students. Applicants with
higher “A” level grades have still sought admittance to the old universities (Ball, 2003;
Reay; 2003).
The apparent contradiction between a “mass” system of provision and an “elite”
method of delivery was highlighted by then minister for HE Margaret Hodge in 2001
when she argued “We have to recognise that not every university is the same as
another. In the past it may have been a mistake to try and build a uniform higher
education sector. It just is not like that.” (Sampson, 2005: 206).
If, as Keep and Mayhew (2004) assert, Britain’s “massified” system of HE provision
is lifted largely from the US model, then what form does that model take? The
American HE model is outlined below as it has journeyed from elite to mass to near
universal provision where institutions have adopted different strategies in order to
compete. Astle (2006: 27):
In the United States the journey from an elite, to a mass, to a near universal system brought with it a
process of stratification. Nobody in the US today would pretend that all American universities are
equally good or equally deserving of the same funding. There are world class universities, which
attract the most able students, offer the most costly education, and award the most valuable degrees.
But there are many other universities which provide a less costly education, closer to home, over a
shorter time span, and at much reduced cost. This is not a bad thing. It is the natural consequence of
putting two thirds of all Americans through university. The alternative being, of course, that all those
academically less able students in less prestigious universities do not go to college at all. With
“massification” comes stratification. And with stratification, comes diversification, as different
22
universities develop different specialisms, pursue different missions and target different students with
different aptitudes and different ambitions.
Having established the US model an examination of the HE model Britain adopts in
comparison to its competitor states is required. Therefore, it is worthwhile to look at
the kind of system in which it operates vis-à-vis the western world. To take a broadly
definitional approach, Britain adopts a system which can be stylised as an “Anglo-
American” model; which can be contrasted with the “Scandinavian” model of HE
provision, as outlined by Barr (2004: 265):
In the “Anglo- American model”, policy sees higher education as heterogeneous, regards this as proper,
and encourages diversity, varied forms of provision, and quality comparisons between them.
In the “Scandinavian model”, policy is based on the assumption that institutions are homogenous, and
therefore treats them equally and regards all programmes as equal
As a broad definition this works well; however, the definition misses two crucial areas
in which the “Anglo” and the “American” differ. These are in the areas of variable
fees and in terms of institutional funding where the American “ivy league”
universities are allowed to exist largely outside state funding constraints and operate
as private institutions with large endowments from corporate America and from their
alumni. The American elite universities are allowed to operate with negligible state
capping of fees and are more able to retain their world class status through this by
attracting and retaining world class staff. Princeton University has endowments of $1
million per undergraduate with Harvard almost double that amount, with the ability to
set the maximum annual tuition fee at $33,000 (Crace, 2006: 11). A large public
university with an international reputation like Berkeley, California, charges $7,500
with the remainder made up of state money and from private donations (ibid.).
With the remit of British universities to compete in terms of research and
development at an international level, the problem is highlighted still further when the
size of Harvard’s endowment is realised: “Harvard’s total endowment in 2001 was
$18.3 billion (£13 million) more than double the amount of all British universities”
(Sampson, 2005: 209). The ability to provide teaching and research facilities, attract
23
and retain the best staff and even grant bursaries and financial aid puts the US “ivy
league” institutions in an advantageous position in the international HE market. In
Western Europe, traditionally an area where HE is funded largely through public
expenditure, the leading industrial nations such as Germany, France and Spain have
seen the status of their universities diminish in the face of international competition
from the US, Australia and even China (Astle, 2006: 10). Even so, though the US
universities appear to dominate in terms of endowments and international prestige,
there is still no quantitative link between their financial success and national
economic growth (Keep & Mayhew, 2004; Wolf, 2002; 2004.). Much has been
written about the UK’s competitor states who favour greater private investment in the
international HE market. What then, of their record in terms of WP? Taking into
consideration the records of US, Australia and Britain in attracting students from the
lower income quartile, the participation rates are; 50% for US, 30% for Australia and
just 17% for Britain (Astle, 2004: 22). However, in the case of the US, it is worth
observing that student debt is disproportionately high, with a high cap on fees and
student loans which are not income contingent. Moreover, college costs have risen by
50% since 1990 while public funds in the form of grants have not kept pace
(Carnevale & Rose, 2003; Bowen et al, 2006). However, two thirds of graduates
complete their studies with manageable debt levels (Carnevale & Rose, 2003) and the
potential costs do not appear to act as a deterrent to those from the less affluent groups.
However, the combination of loans which carry a market rate of interest with the extra
pressure of non-income contingent repayments means that some three quarters of US
graduates rate their chances of full debt repayment as between very and somewhat
difficult (ibid.). These figures appear to chime with Barr’s criticism of the US student
loan system in that the lack of income contingent loan repayment schemes can act as
an impediment to debt repayment (Barr, 2004).
Astle misses a significant point when eulogising the high US participation rate among
the lower income quartile. For all the stratification and diversification of the
institutions that account for the high take up from the poorer groups, the numbers
attending private or “ivy league” and the leading publicly funded institutions is low.
In 2003 students from the poorest quarter of the population made up just 3% of the
student body at the nation’s leading 146 HE institutions (Carnevale & Rose, 2003: 6).
Moreover, 74% of those from the richest quarter inhabit the same institutions (ibid.).
24
A significant indicator of the poorest students in any institutions is to assess the
number of Pell Grant recipients. This is the federal grant given to those students from
the lowest income families, with family income below $35,000 (College Board, 2004).
The maximum grant is $4,050 and increasingly, recipients of the grant are found in
two year community colleges and other institutions outside of the nation’s leading
private and public institutions. Therefore, the diversification and stratification
advocated by proponents of the US “massified” system does not appear to create an
equitable representation of US society, certainly not at the “elite” level where students
from a wealthy background in the upper income quartile are 25 times as likely to
attend one of the leading 146 institutions than a student from the bottom quartile
(Carnevale & Rose, 2003:6). Moreover, analysis of the leading 20 US universities
reveals that only two institutions had more than 15% of their student body in receipt
of Pell Grants (College Board, 2004). With Britain’s first cohort under the new fee
regime about to begin an academic term, it has been warned that the introduction of
variable fees will “reassert elitism in higher education. Privileged students who
populate top universities will pay high fees, but get highly valued degrees. Low
income and access students who populate universities at the bottom of the hierarchy
will pay less and get less, but will still end up with large debts” (Callender &
Wilkinson, 2003:1). Though Barr has warned of the necessity of a fees cap to prevent
US levels of student debt, the introduction of variable fees does threaten to introduce
greater “stratification” to Britain’s HE sector. Similarly, though fees are not up-front
and are repaid on an income contingent basis, the perception of debt is still rife: 47%
of 6th
from pupils questioned in a recent survey admitted to fees as being the leading
impediment to attending university (Lawson, 2006:27.). When middle class students
are currently twice as likely to attend a pre-1992 university as a working class student,
will the introduction of variable fees lead to further stratification as in the US?
A post-1992, “New” university: market forces, heterogeneity and diversification
Moving on from variable fees to examine the workings of a “new” university under
current funding policies, it is noteworthy that since the 1970s HE expansion in the UK
has seen funding per student almost halved while student admissions have doubled
(Astle, 2006: 3). The increase in tuition fees to £3,000 beginning in academic year
2006/07 has been welcomed by Barr (2004) and Wolf (2004), although it is also felt
25
that the amount is still too low. Astle (2006) argues that the fees cap ought to have
been raised to a figure of £5,000, allowing the “world class” research intensive
universities to flourish, attract the best staff and students and still offer access to the
less well off through better bursary and grant schemes. However, greater fee
variability does bring the dangers of greater stratification and the possibility of
lessening social equity. Not all British universities are research intensive however,
and, therefore, a practical look at the workings of a post 1992 “New” university under
such funding constraints would be pertinent here.
What would a market-driven post-1992 HE institution resemble? UK universities
receive additional public funding, outside of their teaching budget, based on their
performance in the Research Assessment Exercise (RAE). Since the best performing
universities in the RAE will normally be the research intensive institutions, with the
most “research active” academic staff, the remaining universities will be reliant on a
teaching budget allied to any private sector funding that they have managed to secure.
A low RAE and teaching assessment score can lead to a quantitative effect on student
applications and consequently on the department’s long-term future. Therefore, the
functioning of post 1992 universities is pertinent since they are most susceptible to the
ill effects of market forces and less likely to attain the same level of funding as the
research intensive and other “old” universities.
Luton University is a “New” post-1992 university and its response to such a scenario
was to shut down their history department and concentrate on “useful, practical
subjects” (Vasagar & Smithers, 2006: 2). Luton is presented in a Guardian article as
a successful, operational “new” institution which has surmounted financial difficulties
and funding constraints to achieve a budget surplus; hence its inclusion here (ibid.).
Luton’s history department had not met with large numbers of applicants and the
option, faced with competition from more prestigious universities and those with
higher RAE scores, was to shut down and, in the then education secretary Charles
Clarke’s words, “diversify” (DfES,2004). However, this was met with enthusiasm by
Luton’s Pro-Vice Chancellor who argued that the then 40% participation rate in HE
amongst school-leavers meant that a “broader range” of options must be available to
them (Vasagar & Smithers, 2006:2). Clearly, in a market orientated system Luton
26
was effectively playing to its strengths and having achieved a budget surplus – “over
50 universities came in with a deficit” -concentrated on areas such as design, media,
business and health and actively summed up their current position in the language of
the market as “we now have a much better match between supply and demand for our
courses and it has paid off” (ibid.). These are definite indications of the kind of
“heterogeneity” (Barr, 2004) and “diversification” (Astle, 2006.) which are
synonymous with the American HE sector.
Academic pay & assessment and accountability
The issue of institutional funding is compounded by low academic pay. Between 1982
and 2001 earnings of academic staff increased by 7%, allowing for inflation,
compared to the average earnings of all full-time employees which went up by 44%
(Sampson, 2005: 207). Accordingly, some of Britain’s leading and most sought after
academics have left to take up academic posts overseas, some in the US “ivy league”
institutions. Strike action in 2006 over the pay issue highlighted the disparities
between pay for academic staff and that of comparable public sector professionals:
While a university professor’s salary began at £44, 818, a Police Chief Superintendent
could expect between £65,244 and £68,961; a Head teacher in a large secondary
school could expect £67,827 and a hospital consultant between £69,298 and £93,768
(Stothart, 2006b:6-7). The subsequent pay offer did not totally assuage UK
academics’ fears that their sector was chronically under funded and that their pay in
no way reflected parity of esteem with comparable public sector professionals
Finally, the current HE sector exists within a public sector culture of assessment and
accountability quite at odds with the experience of its predecessors. What Onora
O’Neill calls the “audit explosion” did not begin with the election of a Labour
government in 1997 (Sampson, 2005: p.209). Rather, it is the result of the gradual
encroachment of government management systems on HE beginning with the
Conservative governments of the 1980s and their drive for accountability within the
public sector.
The framework of admissions targets and student and institutional funding reforms in
the Higher Education (HE) sector, the drive toward permanent assessment in the case
27
of the Research Assessment Exercise (RAE) in HE and OfSTED inspections in
schools mean that accountability and assessment are now part of the culture of
“schooling-as-performance” (Fielding 2001, p.697). Therefore, just as schools require
their OfSTED inspections; universities require their “research active” academics to
publish the requisite number of publications between assessments to satisfy the
criteria of the RAE. Additionally, all universities have to prove that their teaching
competence satisfies assessment criteria. Departments and institutions then function
as a result of funding commensurate with their RAE performance, with increasing
incentives to seek additional funding though private sector partnerships. This drive
towards accountability and the need to conform to inspection criteria and performance
fulfilment is best articulated by Fred Inglis in his elucidation of the “principle of
bureaucratic rationality” (Inglis, 2000: p.422):
Duties are subordinate to rights, and the determination of rights-fulfilment is only secured by
tabulation. A right is satisfied when evidence is produced not such that duty has been done, but that the
documentation on hand codifies its doing
Onora O’Neill (Sampson, 2005: 209) argued that the pressure to publish and thus, to
fulfil the RAE criteria was such that “In the end the new culture of accountability
provides incentives for arbitrary and unprofessional choices. Lecturers may publish
prematurely because their department’s research rating and its funding requires it”
Conclusions
To conclude, it can be asserted that the WP project of the New Labour government
exists within a framework which is often contradictory. It is demonstrable that the
widening participation agenda has taken place within a culture of global economic
challenge and change with the edict for universities to widen entrance to
underrepresented groups and operate within a market orientated system. This is
harnessed to the demands for a fuller, more equitable participation among the UK
citizenry giving greater and more realistic representation of a culturally mixed society,
beneficial to the citizenry and also meeting the economic imperatives of the UK
economy. Though an uptake in places has come from the WP target groups, the
largest increase since the introduction of a mass system in 1992 has been largely from
28
the professional classes. The WP agenda sees as an objective parity of esteem
between academic and vocational subject choices with an emphasis on the technical
and the vocational to meet the demands of the skills economy. Though the vocational
and the technical demands are met largely through the introduction of Foundation
Degrees in 2001/02, no qualitative or quantitative research has yet established their
effectiveness in terms of WP or their effect on the UK labour market. This and the
student funding reforms introduced in academic year 2006/07, with variable tuition
fees and increased loan provision and bursary/grant availability, will need to be
subject to scrutiny in order to assess whether WP is working.
With the possibility of additional funding through increased taxation effectively
ruled out since the de facto post-Keynesian settlement, universities have had to seek
additional funds through private sector funding; often in the endowment of chaired
professorships or whole new departments. Centralised control of tuition fees, set at
comparatively low rates have not enabled the “world class” institutions to attract
funding in the way of the US private institutions. Additionally, those “New”
universities or those not belonging to an “elite” research grouping have had to
compete in the same market, charging the same fees. Losing out to the research
intensive and older universities for higher achieving students, these universities have
responded to market forces by trimming staff and occasionally, closing whole
departments; essentially, playing to their strengths and opting for market efficiency.
With the introduction of variable fees each institution may opt to serve its target
groups of students and operate within a system more closely aligned to an American
model. The HE sector has also attempted to deliver WP and expansion during a
period when academic pay has fallen markedly below that of comparable public
sector professionals and at time when audit and accountability has impinged on
teaching and research time. The responsibility placed on academics by the RAE has
also meant that, in the research intensive universities a least, student/staff time has
been greatly affected; in some instances, undergraduates having little no time with
their nominal lecturers due to research commitments.
29
Chapter Two
Having examined the issue of student finance as a disincentive in chapter one, the
scope broadens to reveal other concerns of the WP target groups; here, the
conclusions of pertinent empirical research will help to establish the reasons why HE
has not opened up university entrance to the WP target groups in quite the way hoped.
This will demonstrate that the reasons are not purely economic but are also socio-
cultural. Economic factors and debt aversion have been discussed, but there is a
perception that university practices and cultures are best suited to those traditionally
predisposed to university entry and perception of “snobbery” and “alienation” act as a
deterrent to those from the lower socio-economic groups (Marks et al, 2003; Tett,
2004).
30
With this in mind, it is perhaps pertinent to examine other factors which may have
contributed to the relatively low participation rate among the target groups. Before
examining these other factors which may have militated against their participation in
HE, I shall examine some of the initiatives used to attract these groups.
Widening Participation: an assessment of selected schemes
A brief examination of the kinds of initiatives undertaken to attract some of the target
groups in the WP agenda highlights, in part, the benefits of early planning and the
need to address Barr’s “poverty of information” issue (2004: 279). The issue of
information poverty is not an exclusive factor in working class aversion to HE. The
socio-cultural factors, along with debt aversion which militate against greater working
class participation need to be examined in full context in this chapter. It is not
possible within the scope of this study to examine all WP projects in detail. Therefore,
three specific projects will be assessed. The first is the National Academy for Gifted
and Talented Youth (NAGTY) which aims to attract the most academically and
athletically able youth regardless of socio-economic and ethnic background. Though
not solely concerned with attracting the WP target groups, they do gain representation
as a directive of the academy is that it should be “equitable” (Eyre, 2006). Therefore,
NAGTY is assessed here since the WP groups are not specifically targeted but gain
representation as part of a wider directive; that of seeking the most able students
regardless of ethnic or socio-economic status. AimHigher is chosen since it is the one
nationally delivered programme synonymous with WP and whose directives are to
raise the aspirations of the target groups in order that they apply to HE. The third
programme to be assessed in terms of WP is the Sheffield University access to
medicine scheme.
31
This is a scheme which has been delivered locally rather than nationally and on a
smaller scale. This is of particular interest since it concerns access to a discipline
which has elitist connotations and whose aim is the creation of a more equitable
societal representation in a research intensive university’s medical school.
In 2002 the UK government set up its National Academy for Gifted and Talented
Youth based at Warwick University and which now works with more than fifty
universities and colleges consisting of 85,000 members in the 11-19 age groups
(Sanders, 2006a: 8). There are currently 393 young people in the first sizeable cohort
to reach university age. The director of the National Academy has been given a remit
to compile a register of the top 5% of the most able children in England, with the aim
being to track what is hoped is the most able 20,000 secondary school pupils through
school and into university ( Sanders, 2006b: 21). This initiative is not without
precedent in recent education policy history. Indeed, it can be seen as a successor of
the National Association for Able Children in Education which itself expanded on the
work of the Gifted Child Project; the former seen as a means of helping teachers
identify and nurture the most able students and the latter initiated as a response to the
frustrations of parents of gifted children (Sanders, 2006b: 21). The director, Deborah
Eyre argues that the academy must be “equitable” and that “Children from all socio-
economic groups must benefit from the academy” (Eyre, 2006.).
Although schools have been encouraged to identify their top 10% in terms of talent,
the academy has been met with ambivalence from many schools that seem unwilling
to register their most able pupils. The academy has also received charges of elitism in
that it is seen as stigmatising pupils at an early age. (Sanders, 2006b: 21). However,
Eyre contends that egalitarian principles are at its heart as the state school system has
neglected the most able children since the 1970s (Eyre, 2006). In terms of its
definitions of “gifted” and “talented” the project implies the unsuitability of
32
vocational and craft subjects. The emphasis is on the academic and on the sports and
arts (Sanders, 2006b: 21):
The government has adopted simple definitions of “gifted” and “talented”. Gifted describes those
pupils who show the most promise and ability in academic subjects and talented are those who
demonstrate the greatest potential in the arts.
Initial data for the first academic cohort to attend university in autumn 2006 show that
61% of the cohort are set to attend the Russell Group universities (Sanders, 2006a: 8)
with “Academy students from the UK’s most deprived areas (who) are just as likely to
go to Russell Group universities as their more affluent peers” (ibid). For this cohort
there appeared to be a correlation between universities that had worked with the
academy through the Higher Education Gateway and student applications; appearing
to partly prove correct Barr’s assertion that information is key in addressing access
inequities (Sanders, 2006a: 8; Barr, 2004: 278-281). The Higher Education Gateway
programme “offers advice and learning opportunities to pupils with little experience
of higher education” (Sanders, 2006a: 8). Though the scheme has its critics, notably
Alan Smithers who called the NAGTY method of pupil selection “deeply flawed”
(Sanders, 2006a: 8) in a newspaper column, it does recognise the need to address HE
progression at an early stage of the secondary system.
Another initiative introduced to widen access and increase HE aspirations is the Aim
Higher initiative. Though not concerned with identifying a finite number of talented
individuals in any given area, it seeks to widen opportunity to those who traditionally
would not have the aspiration to attend university but also to “simplify and encourage
progression” to universities from local partner colleges of FE and secondary schools
in neighbouring areas (AimHigher, 2005:2). AimHigher is a scheme in national
operation with specific objectives (Pennell, Hind & West, 2006: 3):
To develop partnerships between schools, colleges and higher education institutions in order to raise
aspirations and attainment and so encourage greater progression to higher education (Strand 1)
To increase funding to higher education institutions to reach out to more young people (Strand 2)
33
To provide clearer information and better marketing of the route to higher education for young people
(Strand 3); and
To pilot new forms of extra financial help through 26,000 opportunity bursaries to young people worth
£2,000 per full-time student over three years (Strand 4)
The initiatives involve both post-1992 universities and the Russell Group research
intensive institutions. Additionally, and through partnerships with Connexions, the
careers advisory service, and the Open University, there is also a remit to “target adult
learners up to the age of 30 who come from backgrounds where an experience of HE
has been traditionally lacking” (AimHigher, 2005:2). However, despite these
initiatives there still appears to be reluctance to take up HE places from members of
the target groups. There is still widespread “concern about incurring debt” and
despite the information drives “policy related awareness-raising and aspiration-raising
awareness activities were insufficient to overcome barriers to aspiring to a university
education” (Morris & Rutt, 2005: i)
An example of a specialist scheme to widen access to underrepresented groups exists
at the University of Sheffield where the medical school has introduced its own access
scheme. The “outreach and access to medicine scheme” cohort have been chosen and
will be guided through secondary school with the intention of entering university to
study medicine (Lyall, 2006: 3). They will be invited to spend time with medical
students during term time, take part in summer residential schools, visit hospital
departments and become used to university medical school applications procedures.
Ultimately, the pupils are guaranteed interview for one of 20 “ring fenced” places at
Sheffield’s own medical school (Lyall, 2006:3). The scheme comes as a response to
analysis of medical school intakes during the periods 1996-2000 which revealed that
pupils from social class i (professional) were 34 times more likely to attend medical
school than those in social class v; and that no black people from social class v were
admitted to any of Britain’s medical schools in the same period (Lyall, 2006: 3). The
scheme seeks to address participation inequities not only in socio-economic make up
but also in terms of ethnic representation. It is also seen as response to the societal
make up of Sheffield and Britain’s inner cities.
34
Though the Sheffield medicine scheme has had some success in raising awareness and
aspirations among underrepresented groups, the emphasis appears to be on improving
the route of progression to HE rather than focusing on the specific institutional
cultures which may alienate students from the target groups. This is by no means
peculiar to the Sheffield medicine scheme and is a common feature of all schemes
which have been discussed.
Each attempts to answer the problem of equity by addressing the issue of poverty of
information. Therefore, the emphasis is placed upon promoting greater awareness of
HE opportunities and providing a more negotiable pathway to an academic institution
whose practices remain fundamentally unchanged. As McGavock & Osborne (2005:
17) argued when discussing medical access schemes specifically, “it is likely to be
important that additional resources and pastoral support mechanisms are available to
“non-traditional” medical undergraduates. Non-traditional students may experience
feelings of isolation, culture shock, prejudice and alienation from their own
communities”. Such feelings are common to undergraduates from the WP target
groups in many disciplinary contexts not simply medicine. The act of raising
aspirations and ensuring progression to university does not deal with the perception of
exclusivity of HE practices and the external environment of the student which may
have “impeded their entry to university” (ibid.). Access schemes based solely on
providing pathways for the underrepresented will not alleviate the feelings of social
alienation once in HE nor will they deal with the problem of continually poor school
examination performance so prevalent among some of the target groups, particularly
Black Caribbean males and white working class students (Astle, 2006). An overview
of the British education system suggests that the problem of achieving equity within
the universities; essentially at the apex of the sector, demands societal intervention
and a systematic focus at the pre-entry levels to alleviate the problems of the WP
target groups. As Bowen et al contend when addressing the issue of equity within the
US sector (Bowen et al, 2005: 243):
Preserving the status quo (within universities) without tackling the accumulated disadvantages that
children carry with them throughout their lives would ultimately erode a half century of progress in
enhancing the capacity of our colleges and universities to serve the country’s core values
35
In the previous chapter, both Barr (2004) and Astle (2006) ignored the perception of
elitist HE institutional cultures as a disincentive to non-traditional groups. Both
concentrated on the argument of increasing awareness and university led access
schemes as a means of delivering WP. Conversely, Tett (2004) focuses on the
perception of institutional cultures as elitist and favourable to traditional, campus
based students. However, another American perspective on the British HE system
delivered a verdict which seemed to be damning not of the HE sector, but of the pre-
university system which delivers it its students. The inference being that the under
performance of non-traditional students and their reluctance to apply to HE cannot be
blamed solely on the universities, but on the education system and the British class
system more widely. UK universities, it is argued, cannot and should not be seen as
societal and educational “finishing schools”. Seen in this context, it must be
questioned whether WP initiatives need to begin much earlier than the secondary level
or, given the perception of an entrenched class system and economic inequality,
whether they can actually work at all (Bowen et al 2005: 223):
UK universities cannot be regarded as primarily responsible for the class divide that permeates British
society, or for the pre-collegiate underperformance that contributes to the under representation of
students from lower socioeconomic groups. Universities have a role to play in addressing these issues,
but the class divide in education, and in society at large, will narrow only when families, communities,
schools, and government use their social and financial capital to nurture, inspire and prepare young
people to compete equitably in the marketplace
Further, recent work on the make up of British medical schools highlighted anomalies
in ethnic minority participation. Using a standardised admission ratio to chart class
and ethnic minority participation, researchers discovered that Asian students from
social class i were between six and ten times more likely to attend medical school
than those Asians from social classes iv and v (Seyan, Greenhalgh & Dorling, 2004:
1545). Demonstrable here is the redundancy of rigid definitional approaches which
differentiate students between class, gender, age and ethnic background since any one
student may belong to more than one grouping. However, the conclusion of the
research showed that “ethnic minorities and women are no longer under-represented
in medical schools but lower socio-economic groups are” (ibid.). The authors’
standardised admission ratio is explained as:
36
Statistics on entry profile of UK medical schools are usually expressed as the selection ratio (the
proportion of admissions to applications). We propose that the standardised admission ratio which
expresses the number of pupils admitted to medical school as a proportion of the number who would do
so if places were allocated equitably across all socio-economic and ethnic groups and equally by sex,
should become the standard measure of widening participation. It would not, of course, be an index of
discrimination at selection stage.
The standardised admission ratio revealed “massive inequalities in medical school
admission by social class” (Seyan at al, 2004). However, it is plain that Asian pupils
were more likely to compensate for the low socio-economic background than whites
(ibid.). If ethnicity and social class are combined then it is clear that the most over-
represented groups are Asians from social class i and the least represented group are
Black people from social class iv, there being no black students from social class v
admitted to medical school in the UK during the period1996-2000 (ibid.). Again,
combining ethnicity and class, white and black students were one hundred times more
likely to gain a place in medical school if they were from social class i (ibid.).
Overall, white students were underrepresented using the standardised admission ratio.
A more thorough examination of ethnicity would have been preferable since the
authors’ rely on the blanket term “Asian” and “black”. Since it has been shown, and
will be demonstrated later in this chapter, that there are many differently performing
groups within each ethnic bracket, a more detailed examination would have been
welcome. However, the standardised admission ratio could conceivably gain usage
across all subject areas and across all ethnic and socio-economic groupings, which
would be helpful in gauging the efficiency of WP programmes.
Empirical analyses: the WP target groups and their attitudes toward HE
Having examined selected WP initiatives, it is necessary to examine some of the
empirical literature concerning the access to HE and subsequent experiences of the
target groups. It would be incorrect to state that the sole factor in the non-
participation of the WP target groups in British HE is solely one of economics. As
has been demonstrated earlier, there is certainly a case to be made for debt aversion
among those from the lower socio-economic groups which may certainly have
contributed to the lower than expected increase in their participation. Barr’s critique
of the student finance package introduced in 1998 highlighted flaws which led to
37
continued debt aversion: upfront tuition fees, insufficient loans and a relative “poverty
of information” (Barr, 2004). With the 2004 reforms to be introduced in 2006/07, it is
too early to speculate on the kind of success such changes may bring to access and to
WP. However, partly through increased tuition fees (around one third) an extra £300
million will increase university funds to be redistributed in the forms of loans and
grant subsidies targeted at poorer students (Astle, 2006: 3).
Until then, there is insufficient evidence to suggest aspirations of the lower socio-
economic groups have increased. Economic factors and debt aversion have been
discussed, but there is a perception that universities, with “exclusive practices and
cultures, which many working class people find snobbish and alien” are simply not
the preserve of the working classes and other target groups (Leathwood, 2005:9).
Certainly, addressing the issue of “poverty of information” may indeed make students
in the WP target groups better informed, but it does not necessarily follow that they
will be any way more inclined to attend university or better suited to its practices and
cultures once there. Closer scrutiny of the empirical literature reveals an aversion -
most prominently among the white working classes - to university based on cultural
and social factors.
Lyn Tett’s study of a group of mature, working class students in a Scottish “elite”
university highlighted this perception of an alien culture. The group confessed to
feelings of isolation and inadequacy due to their regional accents, their age (being
mature), economic disparities and the feeling that the university’s practices were best
suited to more traditional, campus based students. Access to libraries, timetabling and
usual university services were apparently based around the assumption that the
student would be one of traditional entrant age and campus based or close to
university (Tett, 2004: 257-259). Additionally, structuring the demands of family life
around a rigid academic timetable was a strain on Tetts’ cohort (ibid.).
Due to their responsibilities in the family milieu and the existence outside of the
traditional campus arena, Tett’s cohort did not build up relationships with the
traditional students across what “seemed like a big cultural divide” (ibid: 259). Marks
et al (2003) adopted a different approach by monitoring a cohort who did not intend
to go or indeed had not gone to university. Oddly, their perceptions of university life
were similar to the views of students who had attended, were of working class origins
38
and had failed to enjoy or gain any positive feelings from the experience. Crucially,
though economics played a part in their decisions and the perception of debt was a
real concern, the perception of cultural and social alienation played a significant part
in their decision not to attend (ibid.). As Stephen Ball et al have argued the working
classes position themselves “outside” of HE, therefore constructing it as an “alien”
place (Ball et al in Tett, 2004: 256). These feelings of cultural “otherness” allied to
the risk of debt and uncertainty in the subsequent graduate job market may explain
more fully the reluctance of working class groups to attend university in increased
numbers. As Ball et al argue “(when entering HE) the risks and reflexivity of the
middle classes are about staying as they are and who they are. Those of the working
classes are about being different people in different places, about who they might be
and what they must give up” (Ball, 2003:23). These experiences are not uniform,
however. Studies of rural Welsh, working class communities with groups who have a
record of HE attendance and some at an “elite” level reveal an ease with the cultural
transition, indeed some scarcely noticing the change (Baker et al 2005a; 2005b).
Having established the attitudes toward HE of mature and working class students, it is
necessary to examine the attitudes and approaches toward the sector of the other
target groups. An assessment of the other ethnic minority target groups and their
propensity toward HE serves two purposes: first, it enables an examination of their
attitudes toward application – and institutional attitudes toward them - to different
types of HE institution (research intensive, red brick and “new”) and enables us to
examine further inter-ethnic variances within the ethnic minority population of the
UK and, second, it leads to a comparison between these groups and the white working
classes.
Inter-ethnic variances in HE participation: attitudinal and institutional
A series of studies from 1993 (Modood) through 1998 (Modood) to 2002 (Shiner &
Modood), utilised the full range of available UCAS (and in the case of the 1993 study
PCAS and UCCA) data for university entrance to all HE courses in the UK. Each
data set contained both applications and admissions data which revealed disparities
between the two. In 1990, both UCCA and PCAS (who would subsequently become
one admissions body, UCAS, after the abolition of the binary divide in 1992), the then
polytechnic admission system, asked applicants to specify their ethnicity (Modood,
39
1993.) This data could clearly augment the existing data which specified each
applicant’s socio-economic background. The research published in 1993 showed
disparities in ethnic representation whose patterns are followed thirteen years later; as
Modood observed, “Taking ethnic minorities as a whole, far from being an under-
representation, they enjoy a representation at twice their population size in applicants
and somewhat better in admissions” (1993: 169).
However, the diversity among the ethnic groups showed that Africans had a
representation at three times their size of the population, Indians and “other Asians”
had a representation of two and a half times their size, Chinese at double their size,
Pakistanis at less than double, and Black Caribbean were 50% over represented
(Modood, 1993). However, the Black Caribbean intake was swelled by women, with
Black Caribbean men under-represented.
This 1993 study is also based on admissions data prior to the abolition of the binary
divide. Therefore, we see ethnic minority applicants on the whole taking up places in
polytechnics and institutes of HE, institutions which would go on to attain university
status after 1992. Whereas Black Caribbean men were under represented, then so too
were Bangladeshi and to a lesser extent, Pakistani women (Modood, 1993: 170).
Moreover, whites were over-represented in the university sector – those institutions
that would be classified as “old” or “traditional” institutions after 1992 (ibid.). The
under-representation of Pakistani and Bangladeshi women and Black Caribbean men
notwithstanding, ethnic minority applicants clearly outstripped those of whites.
However, comparing admissions to applications reveals a greater acceptance rate for
whites, particularly in the “old” university sector (Modood,1993: 170-171). Similarly,
though admissions favoured whites, applications to high status and high paying
vocational degrees such as medicine and law saw greater applications from Asians
overall and from Blacks. Indeed, as a whole, ethnic minority students were seen to
choose courses which would lead to more lucrative careers than whites: Business
administration degrees for Asians and engineering and technology for Chinese and
Black applicants (Modood, 1993: 175). Noteworthy are their comparative lack of
applications for less lucrative careers with degree courses in the arts and humanities
and social sciences and in teacher training. In terms of “A” level performance,
40
Chinese and white applicants performed the best and were both most likely to find
acceptance in the “old” university sector (ibid: 177).
Modood concluded that the low acceptance rate in old universities outside of
medicine, law and the business and engineering courses was as a result of those ethnic
groups restricting themselves to a very few institutions with applications to the most
seemingly “professional” and financially lucrative courses (Modood, 1993: 178). This
targeting of high status positions can be interpreted as a cultural predilection for
advancement, both economically and socially. However, overall, though ethnic
minority groups were found to be less likely to gain acceptance than whites in the old
university sector, they showed the propensity to apply in far greater numbers than
their white counterparts.
Overall, the pattern of the 1993 study showed that the polytechnic/”new” university
sector found disproportionate representation from ethnic minority students, that
whites were disproportionately in the “old” university sector, although in terms of
some prestigious degree courses such as business, engineering, law and medicine
(Modood, 1993:180) ethnic minority students, namely Chinese and Indian, were over-
represented. Moreover, the 1993 study reveals that the white working class had the
lowest number of applications per group and were being outperformed in school
examinations by their ethnic minority counterparts, a trend which is still prevalent
today (ibid.). Astle has noted that one of the chief reasons behind working class
failure to attend university is their continued poor performance at GCSE level, where
the failure of 70% of the lowest socio-economic group to attain 5 GCSE grade A to C
passes is a serious impediment to their educational and later life chances (Astle, 2006:
24). Concluding his study and speaking vis-à-vis widening participation, Modood
argued “it would be foolish to ignore class based problems of access and to ignore the
under-representation of the less motivated, which means primarily the white working
class” (Modood, 1993: 180). As Modood’s 1993 study utilised the first available data
from the admissions services regarding ethnicity of applicants, it is essential to
examine further, more contemporary studies to establish patterns in ethnic
applications and admissions and their position vis-à-vis the white working class.
41
Further studies from Modood (1998), Leslie et al (2002) and Shiner and Modood
(2002) built on the existing data to examine ethnic minority participation in Britain’s
universities. One reason why many ethnic minority groups outstrip white students in
terms of applications is probably due to their being or having being descended from
economic migrants. Therefore, the desire to better themselves and “consciously use
higher education to alter their own class composition” (Shiner & Modood, 2002: 210)
is to a certain extent ingrained. This is such that though ethnic minorities make up 8%
of 18-24 year olds in the UK, they make up almost twice that number of university
entrants (ibid.). This is also achieved from low social class positions which only
serve to highlight the relative paucity of white working class applications. While two
thirds of white applicants are from non-manual backgrounds, only one third of
Bangladeshi and Pakistani applicants come from the same backgrounds (ibid.). This
reflects a better performance in school examination marks for those in the ethnic
minority groups and a culture of advancement and aspiration toward HE which
appears to be lacking in the white working class.
As with Modood’s 1993 study, the later data used in 2002 (Shiner & Modood) reveals
a similar pattern when the issue of institutional make up is examined. In the earlier
paper, research showed that ethnic minority groups were largely concentrated in the
polytechnic and HE college sector (Modood, 1993). Later research revealed that,
despite the abolition of the binary divide between university and other HE institutions,
ethnic minority groups were still heavily concentrated in what were formerly
polytechnics and other HE institutions (Shiner & Modood, 2002: 211). Indeed,
groups such as the Black Caribbean, Pakistanis and Bangladeshis were more likely
than whites to have been accepted into a “new” university (ibid.). Again, figures
showed that application to medical schools and to study law were high among
Chinese and Indian groups, with Chinese applicants overall being more successful
throughout the application procedure than even white applicants (ibid: 214). However,
Black Africans and Pakistanis had noticeably poor success rates overall in terms of
applications to admissions. Further anomalies involve the use of the clearing system
to secure a HE place. While 12% of whites gained a place through this route, ethnic
minority groups were between 1.5 and 2.5 times more likely to do so (Shiner &
42
Modood, 2002: 215). Again, this can partly be attributed to a desire to gain a HE
place to secure a more prosperous future, whatever the route.
Of all ethnic minorities, Chinese applicants were the only to gain a higher percentage
of admissions per population group than whites. These students were also the only
ethnic minority group who were “underrepresented” in the “new” institutions (ibid:
215). Not only did Chinese applicants have the lowest rate of admission to the new
universities but they were also the lowest in terms of applications. This also reflects
their superior “A” level performance, being the only ethnic minority group
performance which compared favourably (being equal) with whites (Shiner &
Modood, 2002: 215.). The data also reveal that, as a group, whites gained 67% of
confirmed offers from “old” universities with only the Chinese, again, at 62% of their
population group being of an ethnic minority who attained over 50% of confirmed
offers (ibid.).
In terms of the most academically competitive courses there was evidence that the
Chinese applicants “systemically” applied to these (ibid.) Chinese students were
particularly attracted to courses such as Mathematical sciences and business
management, reinforcing the view of a “cultural predisposition to education as a
means of securing a prosperous future” (Leslie et al 2002:81). Medicine and dentistry
were particularly popular among Black African and Indian candidates, reflecting a
traditional familial disposition toward such vocations (Shiner & Modood, 202: 218).
Some explanation for the exceptional performance of the Chinese groups in attaining
high “A” level scores and gaining acceptance into the “old” university sector can
possibly be accounted for by their attitude toward private schooling, where in fact,
they were more likely to have attended such a school than whites (ibid.).
Demonstrable here is the success rate among Chinese applicants and the relative
success of groups such as Indians and Black Africans. However, other groups such as
Pakistani and Bangladeshi minorities who are concentrated in the “new” university
sector should be assessed as to why they did not compete with such success at the
“old” universities or as to why there is such a gender imbalance in these groups. One
explanation, offered by Modood (1993) is that the Pakistani and Bangladeshi groups,
being mainly Islamic, are more likely to be family centred and remain close to or in
43
the local community. This tends to mean applications to local FE colleges to gain the
requisite entry qualifications to enter HE. This predisposition to college rather than
6th
form study is a popular route for Pakistani and Bangladeshi applicants; almost half
of whom do not have “A” level qualifications but, instead, their equivalent (Modood,
1993: 178). This can also be interpreted as a potential bias at the application stages
against the lack of the “gold standard” “A” level entry requirement (Modood, 1993;
Leslie et al, 2002). The greater likelihood of being accepted at the “new” universities
without A level qualifications, but with their equivalent, probably accounts for their
overrepresentation at such institutions. Using a multivariate analysis, both
Bangladeshi and Pakistani applicants were more likely than whites to gain an initial
offer at the “new” universities though less likely than whites and any other ethnic
groups to gain an offer from an “old” university (Shiner & Modood, 2002: 226).
The notion of bias against those without the “gold standard” “A” level qualifications
highlights several points concerning diversity and institutional diversification. As
recognised, there are the greater numbers of ethnic minority students without “A”
levels but, instead, who possess equivalent qualifications such as GNVQs (mainly
Pakistani, Bangladeshi and Black Caribbean). These students are handicapped by the
lack of institutions willing to accept them on to a degree course, certainly in the “old”
university sector. However, the favouritism toward those with “A” level
qualifications also hinders the progress on to degree courses of mature, older students,
who often do not have the requisite “A” level qualifications. Using the full range of
available UCAS data, Leslie et al concluded that irrespective of ethnicity, class or
gender, age militated against acceptance on a university degree course; more
markedly so in the “old” university sector (Leslie et al, 2002: 74; 89). Therefore, it
would appear that the “diversification” of the American model has yet to be adopted
in the UK, certainly in significant numbers, in the “old” universities and in terms of
the standard of entry qualification. The universities appear to favour the traditional
qualification route taken by 18 year olds, though around 36,000 mature students with
the Access/Foundation qualification are accepted into HE each year (ibid:74).
However, they concluded that the level of qualifications attained, and subsequent
grades, trumped all other factors (Leslie et al, 2002:86):
44
The overall conclusion of this analysis is that acceptance into HE is a qualification standard driven
system. Qualifications, not ethnic or social background, are what really matter. Social class,
educational institution and ethnicity might have a major impact on qualifications rather than being a
major additional determinant of being accepted into the HE sector
In respect of gender, all ethnic groups, including whites, demonstrated a gender
imbalance in applications in favour of women bar the Pakistani and Bangladeshi
groups. This imbalance between male and female initial participation rates: in the
case of Bangladeshi and Pakistani groups; 54% of Pakistani men, 44% women; 43%
Bangladeshi men, 33% women, can probably, again, be ascribed to Islamic norms
regarding gender (Modood, 2006: 249). There exists the perception that Islamic
women, particularly the young, have difficulty in breaking out of the conservative
ways of their parents and that Islam itself is seen as a way of breaking away from the
conservatism of their lifestyle “it is particularly used by girls to justify and negotiate
educational and career opportunities with conservative parents, often of rural
backgrounds with little knowledge of the scriptures” (Modood, 2006: 250). However,
overall, Leslie et al concluded that the effect of ethnicity was greater than gender in
attaining a HE place and that their multivariate analysis of the entire UCAS data
revealed no grounds for gender discrimination (Leslie et al, 2002: 69). The case of
Pakistani and Bangladeshi women can be seen as cultural anomalies. Notable areas of
gender imbalance in favour of females are in the cases of Black Caribbeans where
almost 50% more females took up places than males and in the “other” Asian
grouping (Leslie et al, 2002:69.). The Black Caribbean male population reveal an
aversion to HE participation quite at odds with Black Africans. Possible explanations
for this anomaly include the greater instances of lone parent families among their
group and their comparatively advanced age of application (25) combined with a
greater propensity toward GNVQ standard qualification and not the “gold standard”
“A” level qualification (Leslie et al, 2002: 74-78). The twin factors of entry
qualification and mature age militating against their HE acceptance on to a degree
course.
The white working class: low participation and class bound inhibitions
What the data also reveal according to gender applications is that white males have an
initial participation rate of 34% of their population group as opposed to 41% of
45
women. The overall rate for the white group is 38%, therefore lower overall than any
other ethnic group (Modood, 2006: 250). With the WP target of 50%, all ethnic
minority groups bar two – Bangladeshi and Black Caribbean – have very nearly
achieved this figure or even exceeded it in some cases. Whites then, are the lowest
performing group. Therefore, when two thirds of all white applications come from
the professional and non-manual classes, the applications coming from the white
working classes are almost negligible given their numerical strength among the UK
population. When a composite is taken of the bottom three social classes across all
ethnic groups, the white groups have the lowest number of applicants (Leslie et al
2002: 79). Even compared to groups who have comparatively low overall
participation rates such as the Bangladeshi and Pakistani groups, the white applicants
are outstripped by six and seven times as much in social class v (ibid.). Even the low
performing Black Caribbean group has a greater percentage of applicants from social
class v (ibid.). However, looking across the board at all ethnic groups, including
whites, it is easy to discern a pattern that shows that applications are coming
predominately from the professional and the intermediate classes (classes i and ii)
(ibid.). Where there was an “unknown social class” tag among the data, this was
disproportionately in favour of the ethnic minority groups who are possibly less class
conscious than whites. However, it should be noted that unemployment is greater
among ethnic minority groups, where the occupation is less likely to have been
recorded (Leslie et al, 2002: 74).
Analyses of empirical work elsewhere in the chapter alluded to the cultural aversion
toward HE among the white working class. This is significant because it helps
demonstrate how both white and ethnic minority groups view class. In the case of the
ethnic minority groups, they do not appear to be so rigidly defined by their class
identity and are able to surmount obstacles, seeing HE as a means to advancing
themselves both economically and socially; this, despite having higher levels of
unemployment and a lower admission to application ratio overall than whites in HE.
Maybe, as Modood (1993; 2006) infers, this may be attributable to their cultural
lineage as descendents of economic migrants, where education is a means of escaping
poverty and deprivation. Moreover, ethnic minority groups are perhaps not imbued
to the same extent as their white working class counterparts with the cultural
inheritance of “being” working class: a sense of place and order and a propensity
46
toward manual work and relatively conservative cultural predilections and career
paths (Charlesworth, 2000; Hoggart, 1956.).
Overall, ethnic minority applications to HE between 1996 and 2000 increased ten
times more than those by whites in the same period (Leslie et al: 78). However, the
litmus test of WP success would be in its ability to attract the non- traditional groups
in to HE. As Estelle Morris, then Secretary of State for Education remarked in 2001,
(in Leslie et al, 2002: 66): “part of meeting that challenge will be to reach those who
would not traditionally enter higher education”. The data show that for Pakistani and
Bangladeshi groups of either gender, Black Caribbean men and the white working
class little improvement has been made in terms of WP. Indeed, Modood’s 1993
study which used data from entry year 1990-1991 showed each of these groups to be
proportionately underrepresented (Modood, 1993.). The 2006 study using data from
entry year 2001-2002, showed that they were still the lowest participating groups in
HE (Modood, 2006). In these terms as expressed by the former Secretary of State, it
is difficult to see WP as a success. To expand on this point, it has to be questioned
whether WP initiatives can, in their current forms, tackle the problem of a more equal
societal representation in Britain’s universities. The recent data suggest that the
groups most averse to HE are those which have traditionally been less inclined to
participate. The notion of an entrenched class system, both culturally and
economically appears to explain the aversion among the white working class whilst
cultural and religious norms may hinder the progress of Islamic groups. Similarly,
comparatively poor examination performances for such groups at pre-entry level
cannot be a problem attributable to the HE sector. As American perspectives have
suggested, these are problems which need to be tackled at early pre-entry level and
through a wider societal context.
Conclusions
In conclusion, whether WP is to be qualified as a success depends on the target group.
However, overall, those in socio-economic groups i and ii irrespective of gender and
ethnicity are still more likely to attend university. It is the socio-economic groups
below the intermediate level of occupation; in groups iiin through to v that the battle
for WP is crucial. It is these groups who are traditionally less likely to attend
university and are less likely still to attend a research intensive or “elite” institution.
47
It is in these situations that ethnic differences become apparent and how much class
makes a difference upon their decision making. Those from the ethnic minority
groups; predominately Indian, Chinese, Pakistani and Bangladeshi show a greater
propensity to use HE to advance themselves economically and socially. Perhaps a
familial heritage as economic migrants makes them see educational opportunities as a
way of creating a more lucrative future. Other factors include the desire to advance
socially and through education pursue the kind of career that will disassociate and
remove them from the crime levels and gang culture associated with some members
of the white working classes; a HE course is one way of being removed from the
white working class urban culture (Modood, 2006; Charlesworth, 2000).
That some ethnic minority groups see huge disparities between applications and
admissions does not seem to deter them from applying still further. Some groups,
such as the Chinese perform equally as well as whites and see their chances of
attending a research intensive or “old” university as being just as high. This leaves the
white group. Though making up more than nine tenths of the population, whites have
the lowest percentage of any participating group in HE. This leaves them below the
government’s WP target objective of 50% and the actual figure includes two thirds of
those from the upper socio-economic groups. Therefore, in the case of the white
working classes - a target group - WP must be considered to have failed. In
comparison to those from the equivalent socio-economic groups among the ethnic
minorities, their participation rates are the lowest of all. Worse still, their applications
are low, something which cannot be said of their ethnic minority counterparts who are
not deterred from applying. Though concepts such as debt aversion and poverty of
information have been mentioned as reasons for their abstention, they are not strictly
the only causes. Other than fear of debt and a lack of knowledge of HE and its
practices there is genuine evidence to suggest that many of the white working classes
do not feel that HE is for them and that they view university as an alien place with an
alien culture where they feel viewed as “others”.
In terms of the WP initiatives assessed, it is demonstrable that each depends on
alleviating the problem of equity by focusing on awareness of HE and schemes which
ensure progression from either schools or partner institutions at the secondary or
further education (FE) level. Despite such efforts there still appears to be reluctance
48
to engage with HE among some members of the target groups. Widespread attempts
to assess change and adapt cultures within HE and schools so that target group
students are more suited to the culture and practices of HE institutions do not appear
to have been made.
Finally, when white working class students perform less well than their ethnic
minority counterparts in terms of applications and acceptance to Britain’s universities,
then an examination of the decision making processes of the same white student
groups who go on to attend the research intensive universities is necessary. To
reiterate: in terms of the white group overall, the initial participation rate in HE stands
at 38% which is lower than any other ethnic group (Modood, 2006: 250). When it is
considered that of that figure, the disproportionate number (two thirds) come from
social classes i and ii (professional) it is then clear that the white working class form a
comparatively negligible percentage of the student body in terms of their size of the
population. Even when social class and ethnicity data are combined, the white
working classes represent a lower figure than any other group; even the low
performing Black Caribbean male population. Additionally, the white working classes
are also out stripped by Bangladeshi and Pakistani groups in the lowest socio-
economic group (v) by six and seven times (Leslie et al, 2002: 79). Therefore, my
doctoral work will examine just what sets white working class students who attend the
research intensive universities apart from the majority of their fellow students in
reference to their HE choices. This lacuna in research is doubly pertinent since it
examines the choice making process of students who are among the lowest
participating groups in terms of their percentage of the population i.e. being white and
also, are also the among the lowest in terms of socio-economic categorisation.
Therefore, the white working classes who attend the research intensive universities
present an interesting anomaly.
As this paper has shown, access initiatives have not encouraged the kind of take up of
places among the target groups which was envisaged and have only really succeeded
in attracting the kinds of students who were previously well represented. Therefore,
the anomaly that is white working class representation in the research intensive
universities needs to be investigated in order that their differences are accounted for.
This examination needs to determine whether they were/are responsive to government
49
WP or access initiatives or whether other factors are at play such as a different
parental or peer group attitude or outlook. Are regional differences accountable? Is
there any difference between the urban and rural working classes?
Finally, do certain types of working class background inculcate a culture of
advancement through HE? Lockwood (1966) suggested that there existed two distinct
“types” of indigenous working class: one that was deferential and culturally
conservative, apt to follow the political example of their social “betters” and a second
type; one that was politicised and socially aware. The latter type, it can be inferred,
would be less averse to HE. This study was conducted some forty years ago prior to
the decline in British manufacturing and the concomitant decline in union
membership and identity. Therefore, whether the decline of a particularly politicised
element of the working class has resulted in a change in parental attitudes toward HE
and to social advancement remains a question that my research will attempt to
uncover. Alternatively, it may be the case that those families who would have
traditionally been members of a politicised and unionised culture are now located in
other employment areas such as the service sector and who continue to exercise life
style choices in the same way. It may, of course, be the case that other societal factors
are at play which influence the white working classes to attend the nation’s research
intensive universities. The explanation for the subversion of class norms among this
group may also be attributable to distinctly different cultural attitudes and tastes.
50
Conclusions
The Widening Participation agenda of the UK government can be said to be related to
the twin agendas of skills and of social inclusion in that they seek the pursuit of
greater equity and an expansion of life chances to the UK citizenry. There are other
factors which have influenced the introduction of the WP agenda. WP was heavily
influenced by business groups who continually lobbied British governments from the
late 1980s onwards. Beginning with the 1991 education White Paper, which also
introduced the notion of skills, the lobbying of British business groups successfully
influenced government thinking in that the future for the economy and for Britain’s
workforce lay in a “knowledge” economy. That is, one where the onus is no longer
on the employee’s physical labours as in days gone by, but one in which ideas, mental
skills and “knowledge” would dominate. This lobbying was wedded to the belief that
HE expansion could increase economic growth; a thesis which appears to be
erroneous since there exists no statistical evidence to support it. The idea of a
knowledge driven skills society then came to be inculcated in educational policy.
After 1997, under New Labour the need to “skill” the work force and the discourse
about adaptation to a post-industrial “skills” economy continued. That theme was
allied to a need for an equitable societal representation in Britain’s universities and
the further yardstick of an actual target for admissions; widening participation meant
that 50% of adults between 18-30 should be in HE by 2010.
The WP target figure which would hopefully produce the graduates to work in this
skills economy was augmented by the universities remit to produce world class
research so that they too could compete internationally. However, universities in the
UK were in a financial position resulting from two decades of public sector under
investment where they had had to compete with the other demands of social policy.
Similarly, HE had been subjected to the assessment and accountability measures
prevalent across the public sector which impinged upon teaching time. Therefore, the
WP agenda can safely be said to have begun amid a climate of contradictions: the
51
need to admit more students with worsening facilities in many cases, when funding
per student had declined over three decades since the 1970s; the need for academic
staff to deliver the graduates to the “skills” economy who had seen their pay decline
in comparison to other public sector professionals; the requirement that the leading
research intensive universities compete internationally for the best students and staff
and produce world class research was also hampered by funding mechanisms which
failed to allow the universities to charge the market rate for their tuition. This existed
in a quasi-market situation after 1998 when students were forced to pay upfront
tuition fees to the universities. However, these fees compounded the problem of
access and of failing to stimulate sufficient university funding since the upfront
charge was an impediment to the less wealthy students who were reliant on parental
contributions and were, in many cases, unable to go to university and second; the up
front fee was not sufficient to make a significant difference to the university funding
system. Therefore, neither access nor equity aims were sufficiently met nor was the
university funding problem resolved in any significant manner. These policy
contradictions existed within the framework of a low taxation state which is not
traditionally predisposed to allowing HE to augment public funds with private monies,
certainly not in amounts commensurate with its international competitors.
The abolition of the binary divide between university and polytechnics after 1992 did
not bring with it the kind of stratification and diversification that exists in the US
“massified” system. Instead, the former polytechnics and institutes of HE were
granted the university title and left to compete with older more established institutions.
The “new” universities continued the policy of asking for “A” level grades
commensurate with their former status and did not seriously compete with the older
institutions for the better qualified undergraduates. Moreover, the charging of upfront
tuition fees and an upsurge in university places due to expansion meant that students
were increasingly exercising choice when it came to institution. Accordingly, though
the binary divide had officially disappeared, a new divide replaced it; that between old
and new university. The pressure of competing with the old universities for the same
students meant that the new institutions either closed unpopular departments or
merged with other universities or colleges. Some, as the example of Luton university
in chapter one illustrates, did begin to diversify in the US manner; closing down
52
departments that proved unpopular and playing to their strengths with the expansion
of popular courses which saw them operate at a profit.
As the new university sector adjusted to the market situation, the old universities also
had difficulties. With the edict of sustainability in an international HE market, the old
institutions have also needed to operate in financially difficult circumstances. With
tuition fees of home students not really making serious impact on funding demands,
the old universities have admitted increasing amounts of international students whose
fees are sometimes eight times as much as home students. The universities have been
unable to charge fees in line with their international competitors such as US and
Australia who charge substantially more and who also are free to attract greater
private investment.
Setting the universities free from public spending constraints would leave them free
to charge the market rate for their “product” and result to specialisation across both
sections of the university sector. With a properly designed loan system set up for
student funding, with income contingent payments and a cap on fees at each
institution, then this may be the solution to the crisis in university funding and in
matters of access and equity. However, as the example of the US demonstrates, the
unfettered free market does little to solve problems of equity and access where there is
no cap on fees and loan repayments are not income-contingent. The case for less rigid
control of HE policy is made even more plausible when Britain’s recent history as a
low taxation nation is considered. Few electoral groups have shown tolerance for tax
increases or the suggestion of such in recent years. Indeed, the New Labour
government’s initial commitment in 1997 and beyond to Conservative spending plans
demonstrates a repudiation of age-old Keynesian deficit management. Consequently,
modern economic realities would seem to rule out a return to increased taxation and
further increases in spending on social policy concerns such as HE.
In terms of the WP target itself, leading labour market analysts point to the disparity
between Britain’s level 3 educated technical staff and its European competitors who
have suitably qualified technical and vocational staff receiving the apprenticeships to
meet those demands for skills. In Britain, the edict that 50% of 18-30 year olds
53
follow the academic route into university has left a skills gap in respect of trades and
craft personnel at vocational level. Subsequently, many graduates not suitably
qualified to work in the “skills” economy have been left to fill employment gaps
where their skills learned at graduate level are being put to questionable use. The
notion of a technology led, “skills” economy needs only a finite resource of the
suitably qualified to work in the technical areas of the labour market. Therefore, those
graduates outside of these parameters in terms of qualifications gained or skills
accrued will be left to fill in areas of the employment market which were hitherto not
areas for graduate employment at all.
In respect of the second chapter which evaluated selected WP initiatives and empirical
literature, and the assessment of WPs success in reaching its target groups, there is
considerable evidence to suggest that the lowest achieving target groups are the white
working class. Though commentators in the initial chapter were correct in asserting
that debt aversion is common among the white working class as a factor in non-
participation, this is not the only reason why they fail to participate in HE in the
expected numbers, and why WP initiatives have proved unsuccessful in attracting
them. There is the perception that HE is not their place; that they do not belong there
and that a university education is the preserve of people unlike them. This appears to
be true of the white working classes who have the lowest number of applications to
HE across ethnic groups sharing the same socio-economic background. Similarly,
WP initiatives attempt to attract the target groups by focusing on issues such as HE
awareness and information drives and ignore factors such as changing institutional
cultures. The perception of an entrenched class system may render the effectiveness
of WP redundant anyhow.
The ethnic minority working class, however, do not appear to view class in such an
inhibitive way and use HE as a means of removing themselves from it and into
lucrative careers. They do not seem to have been put off applying by the disparities in
application and admissions figures, which tends to militate against certain members of
the ethic minority groups such as Pakistanis and Bangladeshis. As the descendents of
54
economic migrants, these ethnic minority groups appear to be using the same attitude
to attaining a better life position for themselves as their forebears. It could be the case
that the working class white population do not see academic HE this way; that this is
simply not in their culture and that a manual job, whether skilled or unskilled would
be preferable. This could be explained by the influences of peer groups or familial
traditions. Conversely, some ethnic minority groups see HE as an advancement and a
way out of working class white culture; imbued with notions of violence and
drunkenness.
This all begs the question of whether WP has had any effect on attracting “new”
students i.e. those students that would not have applied previously to HE. If certain
ethnic minority groups showed a historical and cultural tendency to participate in HE
and therefore, still attend in relatively large numbers, then has WP changed anything?
Conversely, if working class whites showed no historical or cultural tendency to
advance themselves in large numbers through HE, and they still quantifiably fail to
apply and participate in numbers commensurate with their size of the population, has
anything changed there either? Recent data has revealed that both working class
white males and females have the lowest percentage of applications of any groups to
HE. Their numbers were below the government’s WP target rate, with women among
that group fractionally higher than men. Therefore, if WP initiatives have really not
altered the class composition of Britain’s universities then the agenda would appear to
be a qualified failure.
Despite data which shows that access initiatives have only succeeded in attracting
more of the traditional university entrants, there remains the anomaly of the white
working class students who attend Britain’s research intensive universities. Though
relatively negligible in number, they represent a demographic that is traditionally the
most averse to HE in the country. An examination of their decision making processes
and the influences that helped shape them will hopefully reveal much about
indigenous working class attitudes toward HE and social and educational
advancement in the early twenty first century. It should also help identify what
“type” of working class such students belong to and whether any new societal patterns
can be discerned. In essence this is an attraction of opposites: students from the lower
socio-economic groups attending university at the “top end” or “elite” level where,
56
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