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TURNING POINTWt utur or ort popl nrour in t rging worl orr?
Rigt n Rour
20112012
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aT a GLaNce:
RIGhTs aNd ResOURces
2011-2012Wolwie, the se a maagemet o atal esoces a systems o tae a
goveace ave bee i x o yeas. Yet 2011 may well be emembee as te yea o
efitive tig oits: it was a yea we te sit i global olitical a ecoomic
owe to emegig ecoomies became clea; it was a yea whe the covetioal ecoomic
aaigm ecogize the iceasig scacity o atal esoces; a it was a yea whe
it became clea tat atioal a global evelomet eqies esect o local eolea tei esoces.
2011 was omiate by a eeeig ecoomic cisis. Ecoomists eict a log ecessio,
eve a lost ecae. Weste govemets a mltilateal istittios ae seeig thei imacy
ove eveythigom global tae to egotiatios o climate chagesliig away. I thei
laces ae ew layes om te eveloig wol, tei asceacy acceleate by te eclie
o te West. Altog te global olatio eace seve billio i 2011, te emogaic
otlook almost eveywee is o smalle amilies a a gaally stabilizig global olatio.
A mc geate log-tem teat to esoces ta olatio is isig cosmtio, ive byte emas o bgeoig ba mile classes acoss te eveloig wol.
Te emegece o a ew wol oe gives ise to ew teats to atal esoces,
oests, a thei taitioal cstoias. Soaig ivestmet i iastcte a miig
i Asia a Lati Ameica is seaig to Aica, otetially lockig i sstaiable
evelomet o ecaes. Te ew eveloes ote eel ee o te eviometal a
social coces tat ave lately costaie tei Weste coteats.
Bt tee is oeeive lagely om local commities a ogessive ivate
actos. Te local cstoias o te wols emaiig atal esoces ae becomigifclt to igoe. Te ecogitio i 2011 o te imotace o oest commities i
maitaiig vital oest cabo siks is oly oe examle. A ise o ola olitics assetig
moe cotol ove local esoces is challegig bsiess-as-sal a leaig to olitical
cages at te atioal level, wic, i t, is exetig a iece iteatioally.
The shback om local commities that we ote i 2010 le to otable victoies
i 2011. Will the emegig wol oe ecogize a esect commity ights a sot
te sstaiable se o tei esoces? At te global level, will tee be a t towas
moe iclsive goveace? O will we witess te same omiatio o local eole awastel se o atal esocesbt by ieet mastes? Mc iges o wete
the ights o al a oest-wellig eole i the eveloig wol will ow be esecte
a whethe they ae able to ogaize a maage the atal esoces that ae citical
o te svival a oseity o maity.
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ackNOWLedGemeNTs:
This report was prepared by Fred Pearce and sta o the Rights and ResourcesGroup with contributions rom RRI Partners and Fellows. The authors thank
Alastair Sarre or his invaluable editorial assistance.
Rights and Resources Initiative
Washington, D.C.
Copyright 2012 Rights and Resources Initiative
Reproduction permitted with attribution
ISBN 978-0-9833674-3-7
Design and layout by Lomangino Studio (www.lomangino.com).
prInTEd On FOrEST STEWArdShIp COunCIL CErTIFIEd pApEr.
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Tbl o contnt
aT a GLaNce: Rigt n Rour 2011-2012 1
PaRT ONe: Turning Point 5
peoles esoces at te cete o te emegig wol oe 5
Foest tee a te imlemetatio ga: Laws o te books bt ot o te go 7
PaRT TWO: T Yr in Fou 11
rEdd wobbles, tee gais tactio 11
Iastcte ivestmets boom, a so oes coict 16
La-gabbig gets gbbie 18
Seve billio a cotig: Cosmtio tms olatio as te key teat 21
Otage a occy: Fe wit ieqality 23
PaRT ThRee: Qution or 2012 27
Will 2012 see te e o eective global actio o climate cage? 27Will rEdd be eome o ovetake? 27
Wee will Ioesias tee eom oa take tem? 28
Will rio get eal? 28
Will esect o local igts be te allmak o 2012? 28
BOxesdbas lost ecae: Committig te oo to a climate o cetaity 12
Ca global oest cabo makets eve wok? 13
Ioesia: histoic commitmet to tee eom i a coicte coty 14
Cetal Aica reblic/nigeia: Commity tee maig gettig to scale 15
Sot Sa: raisig te ag i te wols ewest coty 17
Cia/Caaa: Te costs o isece tee mot as oesty fm loses uS$5 billio 20
FIGURes
1. Foest tee istibtio 8
2. regioal ocs o la acqisitios 18
3. Global mile class eictio o 2030 21
3
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acRONYms
acOFOP Asociaci e Comiaes Foestales e pet
BBc Bitis Boacastig Cooatio
BRIc Bazil, rssia, Iia a Cia
cIFOR Cete o Iteatioal Foesty reseac
cIveTs Colombia, Ioesia, Vietam, Egyt, Tkey, Sot Aica
cOGmeT reblic o Cogo, Gaa, Mozambiqe, Etioia a Tazaia
csO Civil-society ogaizatio
dRc democatic reblic o te Cogo
FPP Foest peoles pogamme
Iea Iteatioal Eegy Agecy
ImF Iteatioal Moetay F
Lo PdR Lao peoles democatic reblic
NGO no-govemetal ogaizatios
Redd recig Emissios om deoestatio a Foest degaatio
RRI rigts a resoces Iitiative
RsPO rotable o Sstaiable palm Oil
TIPNIs Teitoio Igea y paqe nacioal Isiboo Sce
UNeP uite natios Eviometal pogamme
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Popl rour t t ntr o t rging worl orr The world has changed. The past year was a turning point when the
West lost its political and economic dominance. The sovereign debt crisis,
centred in Europe, is dragging down Western economies, their markets and
political infuence. In January 2011, the International Monetary Fund
(IMF) orecast annual growth o up to 3%, but by years end there was
widespread expectation o a recession. In November, IMF chie Christine
Lagarde warned that a lost decade loomed in the West,1 as governmentsretrenched in the ace o debt.
Many developing countries, on the other
hand, barely missed a beat in 2011. China ended
the year as it began, with expectations o
continued economic growth above 9%. India also
powered ahead, with growth above 8%. Brazils
growth altered in 2011 but is predicted to
accelerate again in 2012. The IMF said it expectedeconomies in sub-Saharan Arica to expand by
almost 6% in 2012. The World Bank reported
that Arica could be on the brink o an
economic takeo.2
Nothing demonstrated the historic shit
in economic power in 2011 more than the European Union going to
China, hat in hand, asking or a bailout.
Political systems and governance shited signicantly as well,eroding old certainties and assumptions. The Arab Spring brought new
governments across North Arica and inspired protests around the world.
In sub-Saharan Arica, two out o three countries now hold regular
elections. In late 2011, previously war-plagued Liberia and Democratic
Republic o the Congo (DRC) both re-elected their leaders.3 Conversely,
PaRT ONe:
Turning Point
Nothing
demonstrated the
historic shift in
economic power in
2011 more than the
European Union
going to China, hat
in hand, asking for
a bailout.
1
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The Economists Democracy Index concluded that 2011 was a year o
democracy under stress, with leaders in Moscow, Kiev, and Budapest
usurping the powers o independent institutions such as courts, the media,
and the law. In crisis-ridden Greece and Italy, democratically elected
governments gave way to unelected cabinets o technocrats.
Developing economies have been growing aster than those in the
West or years. What was new in 2011 was that they continued to power
ahead while the West all but ground to a halt. They may suer in the uture
rom alling demand in developed nations, but a key emerging trend is that
industrializing countries such as China are switching rom supplying the
West to meeting the growing demands o their own middle classes. The
Arican Development Bank reported in 2011 that Aricas middle classes
expanded by 60% in the decade to 2010.4
On current trends, by the time the Wests lost decade is over, the
economies o much o the rest o the world will
have doubled in sizein the process doubling
both their use o the worlds resources and their
contributions to climate change and global
pollution. In 2011, or the rst time, consumers
in China were responsible, through their
purchases, or more carbon dioxide emissions
than were consumers in America.5 Their
per-capita emissions remain much lower, o
course, but this was a clear sign o changing
economic power.
In the emerging new world order, a critical question becomes whether
the new masters in Shanghai, Mumbai, So Paulo, and elsewhere will be
better than the old masters in New York, London, and Tokyo. Forest
communities and others are certainly closer to the planets new overlords.
Will that proximity have a positive eect on the orest tenure agenda
because the issues are closer to home? Will their governments demonstrate
any greater concern now that it is their own citizens lives and livelihoods
that will be aected? Or, i they do not, can the orest communities
themselves push or a new brand o economics that properly values natural
resources and the rights o those who sustain them?
Leading the way in the creation o the new world order are the BRIC
nationsBrazil, Russia, India, and China. China is already the workshop
o the world and the dominant superpower in East Asia. Indias ast-
growing economy is being driven by a vast, educated middle class. Brazil is
the worlds new agricultural colossus, dominating South America. Russia
controls vast mineral and petrochemical wealth.
Can the orest
communities
themselves push
or a new brand
o economics that
properly valuesnatural resources
and the rights
o those who
sustain them?
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Fort tnur n t iplnttion gp:Lw on t boo but not on t groun
Measig global ogess o tee eom is ifclt. Statistics o atioal oestowesi ae ate ieqetly a se om cagig efitios a cotesteiomatio. Last yea we eote tat te evoltio o oest tee igts to commitiesha stalle, while shot-tem la allocatios to ivestos wee sgig. desite mch closeattetio om te iteatioal commity i 2011, tis sitatio aeae to cotie.
desite the global slowow, thee wee some otable avaces. I Lao pdr, o examle,te govemet aoce a ogam to isse 1.5 millio title ees, iclig commalla titles, e a fve-yea la to 2015. recetly, the govemet isse its fst commal
la title i Sogthog istict i Vietiae eectecoveig o villages (Ba Xo, BaKoay, Ba Wag ma, a Ba na po)amotig to 24,889 ectaes o la.
I 2011, rrI aalyse te oest tee egimes i 30 o te wols most oestecoties (accotig o aoximately al o te wols oests).6 Te aalysis assesse61 stattoy commity tee egimes a the bles o ights available to commities.Tose igts icle avig access to oest esoces; makig ecisios o oestmaagemet; the ability to commecially havest timbe a othe oest octs; a beigable to excle otsies. rrI also ivestigate wete te tee egimes coe te igt
to lease, sell, o se oests as collateal; a wete tey gaatee commities eocess a ai comesatio i te state evokes tese igts. Eigty-fve ecet o teegimes aalyze wee establise ate 1992, te yea o te istoic rio smmit.
Tog tese egimes, govemets ave iceasigly establise o ecogizeIigeos peoles a commities igts to oest esoces i tei atioal legalamewoks. Bt the vast majoity o the egimes (58 ot o the 61) estict commity ightsby ot gatig oe o moe o te ble o igts o by lacig time limits o tose igts.Most eqetly abset wee the ights to excle otsies a to lease las. Lati Ameicaas te boaest a most comlex system o commity oest tee egime, wit 24
egimes ietife i eigt coties. I Aica, 35% o te egimes caot be t itoactice becase te imlemetig eglatios eqie by law ave ot bee asse.
data is available o te oest aeas allocate e eac egime o 42 o te 61egimes aalyze i te sty. Tis ata eects ofcial iomatio o te aeas allocatee eac egime as at o te cotys total oest aeas. It igligts te vaieimlemetatio o commity oest tee egimes acoss Asia, Lati Ameica, a Aica.I te eigt Asia coties o wic ata is available, 35% o te oests ae e somecommity tee egime (mostly e to Chia). I the six Lati Ameica coties o which
ata is available, 28% o te oests ae e some commity tee egime (mostly e
to Bazil). Wile i te eigt Aica coties o wic ata is available, oly 5% o oestsae e some commity tee egime.7
Seios eots mst be mae i 2012 both to imlemet the laws i avo o commity
tee a to ee existig igts. Goo laws o te books will o otigo eole o te goa o te est o te wol tat ees o tese esocesitey ae ot imlemete.
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Redd wobbl, tnur gin trtion The global institutional ramework or economic governance and
development is breaking down. The World Bank and Western ocial
development assistance agencies are becoming less infuential. The hopes
raised by the Rio 1992 Earth Summit, the anti-poverty objectives o
Johannesburgs 2002 World Summit, and the promises to prevent
dangerous climate change enshrined in the United Nations Framework
Convention on Climate Change all now ring hollow.22
I there is good news on this ront, it is that nations, communities, and
the private sector are starting to act unilaterally. At the climate change
conerence in Durban in late 2011, or example, China, Brazil, Indonesia,
and 80 other countries conrmed voluntary carbon
emissions targets (see box on page 12).23 Such
targets may not be sucient, but they are being
acted upon. A 2011 RRI report24 showed that
several tropical countries that were once orestdestroyers have turned themselves into
reorestersBrazil, China (albeit partly by logging
other countries), Costa Rica, India, South Korea,
and Vietnam. In most cases, land tenure reorm to
benet poor orest-dwellers has been undamental
to this change.
Has the world reached a turning point in protecting rainorests?
A big question or the remainder o the decade is whether the proposedUnited Nations mechanism known as REDD (reduced emissions rom
deorestation and orest degradation) can build on these sporadic good-
news stories by putting a global price on the carbon content o orests.
I yes, national governments and, potentially, private corporations will be
able to oset large quantities o carbon emissions by investing in orest
PaRT TWO:
T Yr In Fou 2
Perhaps the most
telling developments
in 2011 on the
ate o REDD
was the growing
lack o confdence
in a global orest
carbon market.
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conservation. But perhaps the most telling developments in 2011 on theate o REDD was the growing lack o condence in a global orest carbon
market (see box on page 13), the recognition that REDD must deal with
the underlying policy drivers o deorestation, and the role that secure
tenure will play in reducing emissions and providing the basis or reorestation.
Given the slow progress that is being made on a uture global
climate change regime to replace the Kyoto Protocol, serious doubts about
the easibility o REDD persisted in 2011. Many infuential donors and
practitioners recognized the crucial importance o the recognition o thetenure and carbon rights o orest-dwellers.
Research published in 2011 underlined how community control is
the best long-term insurance or orests.29 But asserting it under an
international REDD regime designed to ensure carbon integrity could
prove dicult.30
dURBaNs LOsT decade: cOmmITTING The POORTO a cLImaTe OF UNceRTaINTY
I decembe 2011, the uite natios climate chage coeecei dba agee, o the fst time, that most eveloig atios sholbe bo by te same legal geeose gas emissios egime aseveloe atios. Excet o a hal o istialize atios still withi the Kyoto potocol,oweve, o atios will take o biig tagets til ao 2020. Wile a ilomaticbeaktog, te eal oee o osect tat te call by scietists tat global emissiossol eak beoe 2020 will be eee. Tee seems little cace, teeoe, o evetigglobal wamig o at least 2C.25 All tis esite 2011s eco level o atal isastes.26
Withot seios emissios tagets o o-Kyoto coties, eots to establish a lage
cabo maket also look oome. rEdd is likely to lay a sbstatial ole beoe 2020witot a majo ijectio o s, te osects o wic seem im. Wile te dbacoeece fally establise te Gee Climate F to el eveloig atios aatto climate cage a switc to low-cabo eegy,27 by late 2011 oly uS$5 billio abee committe to it by ic atios, well sot o te uS$100 billio a yea evisage.
Witot sece omises o s, eveloig coties wee elctat i dba tocee ovesigt o tei rEdd activities. As a eslt, talks o ceatig iteatioalsaegas to otect the iteests o oest commities mae little ogess. Govemetstat migt ost rEdd ojects agee to ovie smmay iomatio o saegas
bt ese to accet les o te collectio o ata o ote secifcs tat wol allowtem to be el to accot. Witot sc les, sai Lois Vecot, CIFOrs icialscietist at te talks, we caot talk abot sstaiability o rEdd.28
Give te weak commitmets, cetaity ove s, a te iceasig likeliooo a wame wol, wat ca we exect i te wols ooest coties? Wo will sete most? A wat will tis mea o atioal a egioal olitics?
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In 2011, some governments showed increased determination to help
communities benet rom REDD. Susilo Bambang Yudhoyono, the
President o Indonesia, placed REDD and orest land tenure at the heart
o new policies to improve the sustainability o national economic
development, with the aim o simultaneously maintaining growth and
reducing greenhouse gas emissions.
Finding the appropriate land tenure arrangement is a prerequisite or
sustainable development and livelihood, said Kuntoro Mangkusubroto,
chair o the Indonesian governments REDD task orce and head o the
Presidents Special Delivery Unit, in July.31 Some 33,000 villages are
located inside Indonesian state orests. Arguably, he said, that makes them
illegal, conficts happen as a result, and change is needed.
Kuntoro was speaking shortly ater President Yudhoyono announced a
two-year moratorium on the conversion o natural orests and peatlands.32
Even more dramatically, the government made an unprecedented
commitment to begin to recognize local land rights and to reorm orest
caN GLOBaL FOResTcaRBON maRkeTs eveR WORk?
The Eoea Emissios Taig Scheme,
at o te Eoea uios system ocomlyig wit Kyoto potocol tagets, wasclose to collase i late 2011. As ecessio
case te sly o cabo ceits to otsti ema, ices lmmete to 7 e
metic to, less tha oe-thi thei ome level. The scheme also has iteal oblems,bt it aises qestios abot wete cabo makets ca elive wat tei sotes
hoe o: sece ig o cabo-emissios abatemet ojects that also ovie wie
social a eviometal beefts.
Leaig commoity maket secialist, Te Me poject, says tee is a mismatc
betwee rEdd as a maket mechaism a rEdd as a evelomet vehicle a cosevatio
tool.33 Tee ae cosieable tecical oblems o te sly sie, sc as toseassociate wit measig a accotig o cabo i oests a estimatig wat
emissios thee might have bee withot a rEdd itevetio. Oe isk is that most o the
moey will be soake by measemet, accotig, a eotig; aothe is that theewill be too may selles a ot eog byes, casig ices to collase.
The Me poject ages that rEdd shol chael moey iectly to commities,
who wol the ojects accoig to thei ow ioities. The Me poject a othes
ae lookig o alteatives tat ca ece oest emissios a ovie te ecessay
evelomet beefts to local commities.
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Barker, the UK governments climate change minister, said: Securing air
land tenure must be the oundation o REDD. Not just or ethical reasons,
but because it is crucial in attracting private-sector investment. No matter
how much nance we raise and deliver, it will be ineective unless it
addresses the underlying drivers o deorestation.39 The UK government is
a leading under o pilot REDD projects.
Can such aspirations turn to reality? The omens are mixed, and even
reorms that initially look good on paper may ail to deliver long-term
benets. There are also serious risks o perverse outcomes rom REDD
policies. A cost-benet analysis on REDD by McKinsey & Company has
been especially criticized.40 That analysis ound that the opportunity costs
o developing REDD projects would be greatest or industrial logging and
oil-palm development and least or subsistence arming; subsistence
arming, thereore, should be the rst activity to make way or REDD
programs because the oregone revenues would be lowest. Countries such as
Guyana and DRC adopted this advice in ormulating their REDD policies.
Critics said this was alse accounting, however, since little o the
production o subsistence armers enters the cash economy and so was not
counted in the analysis. Also, the costs o relocating displaced armers were
ignored. McKinsey & Company admitted that its ndings would create
distortions, but stood by its analysis.41
In most countries, the biggest driver o deorestation is pressure to
convert to agriculturewhether or oil palm in Southeast Asia, cattle
pastures in Latin America, or biouels in Arica. To succeed, REDD must
ceNTRaL aFRIcaN RePUBLIc/NIGeRIa:cOmmUNITY TeNURe maPPING GeTTING TO scaLe
Oe way o elig oest commities to omote tei tee
a cabo igts is tog commity maig. Fo examle, a
commity maig oject ogaize by te raioest Foatio
uK i te Cetal Aica reblic,42 comlete i 2011, mae200,000 hectaes o oest a taie commities to se thei mas
to el sece tee e te cotys ew oest law.
Commity maig ca ave lastig eects. I te 1990s, te uK govemete te maig o commity oests i Coss rive state i nigeia, ome to al
the cotys oests.43 Eve thogh the s wee soo withaw, some 30 commity
oest committees cotie. Fitee yeas late, ame with thei mas, these committees
lobbie te state govemet to t rEdd o te atioal agea a emae tat
evees go to te commities.
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sOUTh sUdaN: RaIsING The FLaGIN The WORLds NeWesT cOUNTRY
Sot Sa gaie its ieeece i Jly 2011. Ca itise above te tavails o its eigbos? Te ealy sigs ae oo.
resoce-gabbig was at te eat o te iteim govemets
e-ieeece activities a as emaie so sice.
At ieeece, Sot Sa acelle ot almost 9% o its
teitoy to ivestos, iclig oe-qate o te cotys etile
gee belt ao te caital Jba.47 Bt may o te eals ae little moe ta ieces o
ae a tee ae ew sigs o ecoomic activity o te go.
new Yok-base Jac Caital claims 400,000 ectaes i Sot Sas oil-ic
uity state, thaks to a coteste eal with a local walo. The comay omises it willam theeoe ay. Texas-base nile Taig claims 600,000 hectaes i the gee belt
to cltivate oil alm, awoo tees, a te bioel jatoa. 48 Te lease was sige
with a local chie, who tol the BBC he ha bee eceive. Moeove, the cotact states
tat all 600,000 ectaes ae i Laiya coty, weeas te coty coves oly 340,000
ectaes. pat o Laiya coty is also claime by Cetal Eqatoial Teak, a oesty
comay set by te Bitis a Fiis govemets.Few o tese eals ae likely to come to mc, bt te sam aly els ecoomic
evelomet a tee is a isk tat te ew state will be a kletocacy om bit.
road rom passing through the indigenous territory.46 The decision was a
major victory or local activists and has inspired others around the world.
Highway projects hit the headlines in several other countries during
2011. Especially contentious were those involving construction by
oreigners or their own needs. One fashpoint was a project in northern
Pakistan to pave and rebuild part o the Karakoram Highway, which
connects interior China to the Indian Ocean and the Middle East. This
project, which employs thousands o Chinese labourers, is controversial
geopolitically because it passes through Gilgit Baltistan, a disputed territory
in Pakistans northernmost region. India claims the territory and sees the
project as a harbinger o growing Chinese infuence.49 The project has also
attracted the anger o local Shia- and Su-dominated communities
demanding autonomy rom Islamabad. Roads typically bring other
inrastructure: close to the Karakoram Highway, Chinese engineers have
begun construction o a hydroelectric dam on the Indus River that will
food 100 square kilometres o Gilgit Baltistan and displace 35,000 people.
The Karakoram Highway is part o a road network being masterminded
across Asia by the Association o South East Asian Nations Inrastructure
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Fund and the Asian Development Bank. Another contentious project is
building a 1500-kilometre highway through Southeast Asias East-West
Economic Corridor to link Thailand, Laos, and Vietnam to the Burmese
port o Mawlamyine.50 A key stretch o the roadthrough Burmas orested
Dawna Mountainswas opposed by both environmentalists and local
Karen residents, who eared it would be used by the Burmese military to
ght the separatist orces o the Karen National Union.
Ln-grbbing gt grubbirWhile inrastructure investment is a potent catalyst o change in
remote regions, its land-take has been eclipsed in recent years by land-
grabbing by agri-businesses, oten unded and organized rom abroad.
Land-grabbing has become recognized as a global phenomenon.
In 2011, both Oxam and the International Land Coalition estimated
that more than 200 million hectares had been bought or leased by
agri-businesses since 2001more than our times a previous estimate by
the World Bank.51 Responding to growing alarm, in October the United
Nations Committee on World Food Security discussed voluntary guidelines
to protect communities. To the anger o human rights campaigners,
however, it postponed a decision until 2012.
Land-grabbing has been triggered by concerns about ood security,
coupled with the lure o rising world ood prices. Most o the grabs have been
Figur 2: Rgionl ou o ln quiition
Africa Asia Latin America Oceania WorldEurope
34.
3
134.
5
203.
4
43.
4
1
8.
9
4.
7
0.7
28.
6
6.
3
1.5
0.1
70.
9
nmbe o ectaes (millios) coss-eeece
nmbe o ectaes (millios) eote
SourceS: La Matix, i te Iteatioal La Coalitios 2012 eot La rigts a
te rs o La: Fiigs o te Global Commecial pesses o La reseac poject
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19
or state lands, including pastures, orests, and
wetlands, most o which are the customary property
o communities.52 Two-thirds o the reported land
grabs have been in Arica, where nearly 700 million
people live on land that is customarily owned but
has insecure tenure under statutory law. Most o this
land is deemedalselyby governments to be
empty or underused.
By 2011, six years ater the end o a long civil war, most o the land in
Liberia was once again under some orm o concession to oreign armers,
miners, or oresters. In Mozambique, six million hectares o empty land
has been declared open to oreign investors. The new state o South Sudan
was handing out land even beore it raised its national fag or the rst time
(see box on page 17).53
Across Arica, less than 2% o orests are ormally owned or administered
by communities, leaving states ree to hand out the remaining 98% in the
name o economic development. A 2011 study ound that 33.5 million
hectares o orest in DRC are under concessions or timber, diamonds, or
mining, but none is owned by orest communities.54 Similarly, Gabon and
the Central Arican Republic have 18.9 million and 5.4 million hectares,
respectively, under concession, and none controlled by communities.
In East Arica, pastoralist communities have traditionally had access to
large areas. But in recent decades their reedom to move with their cattle
has increasingly been constrained, even within areas designated as their
village lands. In theory, Tanzania has some o the continents best laws
recognizing customary rights; in practice, land alienation to meet the
demands o tourism, biouels, and mining is a growing issue. In 2011, Maasai
pastoralists reported systematic land alienation, evictions, intimidations,
marginalization and lack o legal recognition to the United Nations
Human Rights Council.55 The Tanzanian government has granted hunting
rights to a consortium rom the United Arab Emirates over 400,000 hectares
o traditional Maasai land, including several registered Maasai villages, in
the Loliondo area adjacent to the Serengeti National Park.
The Maasai are now required to keep out o the way o the hunters as
the government deploys its elite paramilitary Field Force Unit to ensure
they do so. In July 2009, the Field Force Unit entered villages and,
according to the United Nations Special Rapporteur on Humans Rights and
Indigenous Peoples, burned down more than 200 homesteads and destroyed
maize elds and ood stores. Some 3,000 people were let without shelter,
ood, or water, and their 50,000 cattle lost their grazing lands.56 The Special
Rapporteur said the evictions ormed part o a larger government policy
While the global
population bomb
may be in the
process o beingdeused, the global
consumption bomb
is ready to go o.
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growth will certainly slow and many believe that the number will peak at
between 9 and 10 billion by the end o the century.
But while the global population bomb may be in the process o being
deused, the global consumption bomb is ready to go o. Consumption
drives resource demand and use, and the number o people living
consumerist liestyles in the worlds burgeoning urban areas is rising ast.
The planet might not ace a Malthusian doomsday, but it does conront
proound challenges in supplying the resources needed to maintain those
liestyles and in maintaining the orests needed to avert climate disaster.
Businesses and economists have oten treated natural resources such as
sh, soils, orests, and clean air as ree goods that are always available. This
has been encouraged by the supply o cheap energy, historically alling
resource prices, and globalizationi a resource runs out in one area, you
simply move on to another. But global resource scarcity is causing this
paradigm to break down. Ater a century in which most resources have
tended to become cheaper, the prices o commodities have risen over the last
decade by an average o 70%. In 2011, Jeremy Grantham called this perhaps
the most important economic event since the
Industrial Revolution.64
To cope with it, users o nite resources such
as metals and hydrocarbons will have to close
the loop through systematic recycling, or nd
more readily available substitutes.
There are more options or biological
resources such as timber and sh. One is to
arm: timber can be produced in tree
plantations, or example, and aquaculture can
boost the supply o sh. Another is to conserve
the remaining natural resources and harvest
them sustainably. The social and political
consequences o the two approaches will be
very dierent. The arming approach is
driving the land grab and the privatization and commodication o
traditionally and commonly owned resources such as orests, pastures, and
sheries. The management approach will require a shit to sustainable
systems that will be more diverse and resilient. It will also require the
nurturing o the commons rather than their curtailment, and the
promotion o the rights o traditional owners and users o those resources.
Increasingly, research and experience are conrming that traditional
owners are both the best custodians o natural biological resources and the
people best able to achieve the required transormation to sustainability,
provided they retain their tenure and ownership.
Research and
experience are
confrming thattraditional owners
are both the best
custodians o
natural biological
resources and the
people best able to
achieve the required
transormation
to sustainability,provided they
retain their tenure
and ownership.
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In Guatemala, or example, the state granted 12 community orest
concessions covering 400,000 hectares in the Maya Biosphere Reserve.
The reserve is the largest protected area in Central America and was
previously run by government agencies. Much o the drive to create the
community concessions came rom theAsociacin de comunidades forestalesde Petn (ACOFOP).
In 2011, an ACOFOP aliate shared the UNEP Sasakawa prize or its
work on sustainable orest management in the Maya Biosphere Reserve.65
Until now the Maya project has been seen as a one-o. But its success
against many competing demands or the land suggests that it could oer a
useul wider model or both REDD and the sustainable production o
timber and other orest products.
Outrg n oupy: F up wit inqulityActivism against land-grabbing, the lack o
consultation over new inrastructure projects,
heavy-handed REDD projects, and the spread o
agri-business has been on the rise across the
developing world or several years.66 The voices o
those activists ound an echo in the urban West in2011. Outrage over the stratospheric salaries o
bankers and others gave rise to the Occupy movement, which established a
presence in many major capitals.
There is now a global movement involving activists in both developed
and developing countries. They share a sense that inequality has reached a
disgraceul level and that the nancial system has become too powerul or
governments to control. This global movement seems to be gaining
momentum, with recent successes in deending collectively owned naturalresources against powerul corporations, including what until recently was
Canadas largest publicly traded timber company (see box on page 20).
In Liberia, a surge o oreign takeovers o land to grow oil palm has
been halted by grassroots opposition to a 63-year lease on 220,000 hectares,
awarded by the government to Malaysian plantation giant Sime Darby.67
Villagers complained that the company had thrown people o their land,
illegally cleared orest and lled in wetlands, and ailed to announce and
consult about its plans or to provide promised jobs. Public meetingsattended by legislators triggered an environmental investigation that
resulted in nes or the company. Civil-society groups appealed to the
Roundtable on Sustainable Palm Oil (RSPO), an international trade body
aimed at raising social and environmental standards in the industry.
Just as the biggestinrastructure
projects are no
longer immune to
protest, previously
impervious
governments are
also becoming
more vulnerable
to their citizens.
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Nubian lands. Nubian opponents said in a letter to SinoHydro in January
2011 that the dams were part o a strategy or the Arabization o the
Nubians by resettling them ar rom their homeland.72 True or not, new
dam conficts seem certain in Sudan.
In October 2011, a Brazilian judge ordered a halt to construction o
the worlds third-largest hydroelectric dam at Belo Monte in Para state
because, he said, it would food the homes o thousands o indigenous
people and damage their shing on the Xingu River.73 This was despite the
long-mooted US$7 billion project getting the go-ahead rom the ederal
environment agency, IBAMA, earlier in the year and the support o local
political leaders, who believe that the project will bring development.
Despite protest, the judge revoked his opinion ollowing an appeal in
December.74 This battle is likely to continue in 2012.
Just as the biggest inrastructure projects are no longer immune to
protest, previously impervious governments are also becoming more
vulnerable to their citizens. The year ended with the Chinese government
on the back oot ater protests against land grabs and industrial pollution in
Guangdong province, the manuacturing heartland o southern China. The
protests began in Wukan, a small shing village.75 Village residents said
party ocials had done corrupt deals with businessmen to grab their land
or development. Demonstrations against the land seizures escalated; ater a
protester died in police custody, the villagers expelled the orces o the
state, including party ocials. For a week, Wukan was autonomous; then a
truce was struck and the government agreed to investigate the land grabs.
Will the unrest spread? It could. In December, protesters in the nearby
town o Haimen, emboldened by events in Wukan, went on strike,
demanding the cancellation o a planned coal-red power station in the
town that, they said, would damage their health.76 Two people died when
townspeople stormed council oces.
Something is aoot. Frustrated by global nancial orces and the abuse
o their local rights and resources, the most unlikely people are rising up
against authorities once seen to be too powerul to challenge. There need
not be conrontation: many communities want investments in
inrastructure and other development, but top-down approaches will no
longer be tolerated. Excellent examples o processes to obtain the ree,
prior, and inormed consent o Indigenous Peoples and communities now
abound; in the long run, the widespread adoption o such processes would
be good or all parties.
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Will 2012 t n o ti globl tionon lit ng?
The agreement reached at the Durban climate-change conerence
that most nations should accept binding targets on greenhouse gas
emissions was an overdue acceptance that developing nations now
dominate global emissions and must be active partners in ghting climate
change. But by postponing a deal on what those targets should be until2015and their implementation until 2020 or laterthe agreement
leaves the world a long way rom any prospect o preventing a 2C rise
in temperature.
Is there a way back? The Durban conerence agreed to discuss in
Qatar at the end o 2012 how best to address the yawning ambition gap.
That could be the last hope o preventing dangerous climate change.
Will scientic imperatives trump diplomatic convenience?
Will Redd b ror or ortn?
In the absence o a unctioning global climate deal, and with
continued uncertainty about its unding, the uture o REDD is unclear.
Much good work has been done to help it embrace tenure rights and orest
governance, but the impetus created by its unveiling in Bali our years ago
is dissipating. REDD could limp on with unding rom ocial development
assistance agencies and voluntary carbon markets, but without greaterpolitical will it could suer the same ate as the Kyoto Protocols moribund
Clean Development Mechanism.
PaRT ThRee:
Qution or 2012 3
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Wr will Inoni tnur ror ro t t?
Indonesias commitment to orest tenure reorm was one o the major
successes o 2011 and a potential beacon or the transormation o orest
governance elsewhere. But how will it play out, given the powerul orces inthe country that still want to pursue exploitative economic development?
Will the government uphold its commitment, and will civil society
maintain its constructive approach? By the end o 2012, the two-year
moratorium on orest licences will almost be over. The die will then be cast.
Will Rio gt rl?
The original Rio Earth Summit spanned 12 days; Rio+20 will last justthree. The original version produced the climate-change and biodiversity
conventions, but nothing comparable is set to be signed this time.
Nevertheless, Rio+20 oers a great opportunity. Rights and governance
were missed last time, and there was an over-reliance on old-world
institutions. Development was still seen as a universal good rather than
as a process with winners and losers. So can Rio+20 push orward an
agenda or green growth based on equitable rights to resources?
It is unclear i Western economic turmoil and the rise to prominence
o developing nations will help or hinder such an agenda. Will Rio+20
prompt a new architecture or global governance? Will local voices be
heard? Will summit leaders recognize that the contributions o orest
communities to local green economies could be the blueprint or global
custodianship o natures resources?
Will rpt or lol rigt b t llr o 2012?
The world reached a turning point in 2011; the power o the BRICsand the ascendancy o other developing countries, and the power o local
people, is less in dispute. The immense pressure being exerted on natural
resources and local people is now ully recognized. But does this herald an
increase in respect or local resource rights and governance? It is a question
o undamental importance: globally equitable natural resource protection
and production will only be achieved in coming decades i the rights o
rural and orest-dwelling people are respected.
The agenda or social and environmental sustainability is hardly new,and it would be oolish to predict that its rise is now imminent. This is a
time o huge geopolitical, economic, and social fuxit brings risk, but also
opportunity. A new, progressive politics that respects local rights could
solve pressing global issues, rom climate change to ood security. I it is not
sought now, then when?
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eNdNOTes
1 BBC. 2011. IMF cie was o a lost ecae o global ecoomy. BBC (olie) 9 novembe
2011. tt://www.bbc.co.k/ews/bsiess-156499852 njiaii, Jo. 2011. Is Aica o te way to ecoomic takeo? Te Staa (olie) 7Mac 2011. tt://www.staameia.co.ke/acives/mag/Isiepage.?i=2000030685&ci=457&
3 Te Ecoomist. 2011. Te s sies bigt: Te cotiets imessive gowt looks likelyto cotie. Te Ecoomist (olie) 3 decembe 2011. tt://www.ecoomist.com/oe/21541008.
4 Jma, Calestos. 2011. Aicas ew egie. Fiace & develomet decembe 2011:611. tt://www.im.og/exteal/bs/t/a/2011/12//jma.
5 Masall, Micael. 2011. Cias cosmes emit moe ta uS o te fst time. newScietist (olie) 4 decembe 2011. tt://www.ewscietist.com/aticle/21239-cias-
cosmes-emit-moe-ta-s-o-te-fst-time.tml6 Te sty icles te ollowig coties, wic accot o abot al o te wolsoest cove: Astalia, Bazil, Bolivia, Camboia, Cameoo, Cia, Colombia, Cogo, drC,Fila, Gabo, Gatemala, Gyaa, Iia, Ioesia, Keya, Libeia, Malaysia, Mexico,Mozambiqe, neal, nigeia, pnG, pe, Swee, Tazaia, Taila, Veezela, Vietam,a Zambia. See www.igtsaesoces.og/teeata
7 O te coties examie i Lati Ameica, 205.4mha all i some commity teeegime ot o te same coties total oest aea o 724mha; i Asia, 155.7mha ot o444.9mha; a i Aica, 15.9mha ot o 298.7mha.
8 Seli et al. 2008; rigts a resoces Iitiative & Iteatioal Toical TimbeOgaizatio. 2009. Toical Foest Tee Assessmet: Tes, Calleges a
Ootities. Yokoama, Jaa a Wasigto, d.C.: ITTO/rrI. Figes 1 a 2 cotaiata om te ollowig coties: Aica-drC, Sa, Agola, Zambia, Tazaia, CAr,Cogo, Gabo, Cameoo, Ca, nigeia, Cote Ivoie, nige a Togo (73% o Aicaoests). Asia-Astalia, Ioesia, Iia, Myama, paa new Giea, Jaa, Tailaa Camboia (80% o Asia oests). Lati Ameica -Bolivia, Bazil, Colombia, Veezela,Gyaa, Siame, Ecao a hoas (74% o Lati Ameica oests). rest o tewol-rssia, Caaa, u.S., Swee, Jaa, Fila. State Foesty Amiistatio. 2007.Cia Foesty Yeabook. Beijig: Cia Foesty pblisig hose.
9 Te Ecoomist (2011). As cite i eote 3.10 retes Aica. 2011. Malaysia eyes Aica o alm oil makets gowt. retes Aica
(olie) 7 decembe 2011. tt://a.etes.com/aticle/moocconews/
iAFL5E7n63Z22011120711 Agitae, 2011. Malaysia go Sime daby ivests i alm oil i Libeia. Agitae
(olie) 9 Agst 2011. tt://agitae.cta.it/Agiclte/Commoities/Oil-cos/Malaysia-go-Sime-daby-ivests-i-alm-oil-i-Libeia
12 Te Oakla Istitte. 2011. uestaig La Ivestmet deals i Aica. Cotyeot: Mozambiqe. Oakla: Te Oakla Istitte. tt://www.oaklaistitte.og/sites/oaklaistitte.og/fles/OI_coty_eot_mozambiqe_0.
13 Aiqe Avei. 2011. Exasio o sga octio i Aica. Aiqe Avei (olie) 15Mac 2011. tt://www.aiqeavei.og/e/2011/03/15/exasio-o-sga-octio-i-aica/
14 Gatam, Jeemy. Time to wake : ays o abat esoces a allig ices ae oveoeve. Te Oil dm (olie) 29 Ail 2011. tt://www.teoilm.com/oe/7853
15 Eegy Blleti. 2011. IEA wol eegy otlook 2011. Eegy Blleti (olie) 9 novembe2011. tt://www.eegyblleti.et/stoies/2011-11-09/iea-wol-eegy-otlook-2011-ov-9
16 OECd. 2011. A Oveview o Gowig Icome Ieqalities i OECd Coties: Mai Fiigs.pais: Ogaisatio o Ecoomic Co-oeatio a develomet. tt://www.oec.og/ataoec/40/12/49170449.
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eNdNOTes
17 BBC. 2011. Wage ieqality gettig wose i leaig ecoomies. BBC (olie) 5 decembe
2011. tt://www.bbc.co.k/ews/k-olitics-1601229318 BBC. 2011. Iia icome ieqality obles i 20 yeas, says OECd. BBC (olie) 7decembe 2011. tt://www.bbc.co.k/ews/wol-asia-iia-16064321
19 Te new Yok Times. 2011. A migty ew a Iias icest ic. Te new Yok Times(olie) 26 Jly 2011. tt://www.ytimes.com/iteactive/2011/07/27/wol/asia/20110727-te-icest-ic-i-iia.tml
20 Te new Yok Times. 2011. Bazil ties agmatism, ot olitics. Te new Yok Times(olie) 18 novembe 2011. tt://www.ytimes.com/2011/11/19/wol/ameicas/19it-cets19.tml
21 roy, Aati. 2011. Tis Stggle has re-awakee O Imagiatio. Seec give atte peoles uivesity, Wasigto Sqae, new Yok City, 20 novembe 2011. tt://
gos.yaoo.com/go/SotAsiaCotact/message/15085.22 Evas, Alex. 2011. Foo Secity: Ae We nealy Tee Yet? Seec give by ig TetrrI dialoge at Te hage, te netelas, 7 Setembe 2011. tt://www.igtsaesoces.og/ocmets/fles/oc_2659.
23 peace, Fe. 2010. Cac aalysis: daw beaks o low-cabo wol. new Scietist(olie) 13 decembe 2010. tt://www.ewscietist.com/aticle/19861-cac-aalysis-aw-beaks-o-lowcabo-wol.tml?ll=te
24 Gegeso, has, hosy El Lakay, Lke Bailey, a Ay Wite. 2011. Geee Sie orEdd+: Lessos o rEdd+ om Coties wee Foest Aea is Iceasig. Wasigto,d.C.: rigts a resoces Iitiative.
25 peace, Fe. O climates ageos ecae. new Scietist (olie) 14 decembe 2011.
tt://www.ewscietist.com/aticle/mg21228434.700-o-climates-ageos-ecae.tml.26 tt://www.mice.com/a_ages/www/@es//meia_elatios/ess_ossies/
icae/2011-al-yea-atal-catastoe-eview-sa_e.27 Koss, Geo. 2011. Gee s witeig i cet climate. CQ Weekly (olie) 10
decembe 2011. tt://blic.cq.com/ocs/weeklyeot/weeklyeot-000003997655.tml28 Kovacevic, Micelle. 2011. dba talks bot goo a ba o rEdd+, says exet. Cete
o Iteatioal Foesty reseac Foests Blog (olie) 14 decembe 2011. tt://blog.cio.og/6507/ba-talks-bot-goo-a-ba-o-e-says-exet/
29 See, o examle:CIFOr. 2011. new global sty sows ig eliace o oests amog al oo. pess
elease (olie) 15 Je 2011. Bogo: Cete o Iteatioal Foesty reseac. tt://
www.cio.og/meiamltimeia/ewsoom/ess-eleases/ess-eleases-etail-view/aticle/238/ew-global-sty-s
robso, James p. a Bekes, Fiket. 2011. Exloig some o te myts o la secage: ca al to ba migatio ive eclies i bioivesity? Global EviometalCage 21(3): 844854. tt://www.scieceiect.com/sciece/aticle/ii/S0959378011000690ows-ig-eliace-o-oests-amog-al-oo.tml
Ewas, davi p., Lase, To h., docety, Teega d. S., Asell, Felicity A., hs,Waye W., de, Mia A., hame, Keit C. a Wilcove, davi S. 2010. degae las wototectig: te biological imotace o Soteast Asias eeately logge oests.poceeigs o te royal Society B 278: 8290 (oi:10.1098/sb.2010.1062). tt://sb.oyalsocietyblisig.og/cotet/ealy/2010/08/03/sb.2010.1062.abstact
30 IIEd. 2011. Cabo rigteosess: how to Leve po-oo Beefts om rEdd+. IIEdBiefg Jly 2011. Loo: Iteatioal Istitte o Eviomet a develomet.tt://bs.iie.og/s/17097IIEd.
31 Magksboto, Ktoo. 2011. Seec give at te Iteatioal Coeece o FoestTee, Goveace a Eteise i Lombok, Ioesia, 12 Jly 2011. tt://k.go.i/iato/35-imotace-o-la-a-oest-tee-eoms-i-imlemetig-a-climate-cage-sesitive-evelomet-agea
30
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31
eNdNOTes
32 retes. 2011. Q+A-palm oil, gowt a Ioesias oest cleaig ba. retes (olie)
25 May 2011. tt://www.etes.com/aticle/2011/05/25/s-ioesia-almoil-iuSTrE74O2LG2011052533 Te Me poject. 2011. rEdd a Foest Cabo: Maket-Base Citiqe a
recommeatios. Te Me poject. tt://www.igtsaesoces.og/ocmets/fles/oc_2215.. rigts a resoces Iitiative. 2011. Tee Tes: does rEdd neea Global Cabo Maket to Wok? rigts a resoces Iitiative. tt://www.igtsaesoces.og/ocmets/fles/oc_2216.
34 tt://www.igtsaesoces.og/ocmets/fles/oc_2503.35 ulockig te potetial o Foests tog Tee reom: Key messages a
ecommeatios om te Iteatioal Coeece o Foest Tee, Goveace aEteise: Exeieces a Ootities o Asia i a Cagig Cotext. Joit
eclaatio om te Iteatioal Coeece o Foest Tee, Goveace a Eteise:Exeieces a Ootities o Asia i a Cagig Cotext. Jly 2011. tt://www.igtsaesoces.og/blicatio_etails.?blicatioId=2517
36 Te Jakata post. 2012. La otests jam Jakata. Te Jakata post 13 Jaay 2012.37 tt://www.igtsaesoces.og/ocmets/fles/oc_2519.38 Foest peoles pogamme. 2011. natioal uate o rEdd+ i Ioesia. rigts, Foests
a Climate Biefg Seies Octobe 2011. Moeto-i-Mas: Foest peoles pogamme.tt://www.oesteoles.og/sites//fles/blicatio/2011/10/atioal-ate-biefg-1.
39 Bake, Geg. 2011. Seec give ig te Elevet rrI dialoge i Loo, uK, 12Octobe 2011. www.igtsaesoces.og/ocmets/iex.?bId=2693
40 Gegese, has, El Lakay, hosy, Kasety, Alai, a Wite, Ay. 2010. does teOotity Cost Aoac Iicate te real Cost o rEdd+? rigts a realities opayig o rEdd+. Wasigto, d.C.: rigts a resoces Iitiative.
dye, nataiel a Cosell, Simo. 2010. McrEdd: how McKisey Cost-cves aedistotig rEdd. Climate a Foests policy Bie novembe 2010. Te raioestFoatio. tt://www.aioestoatiok.og/fles/Mcre%20Eglis.
dley, Calotte. 2011. rEdd eot eews McKisey cost cve citicism. EviometalFiace (olie) 14 Ail 2011. tt://www.eviometal-face.com/ews/view/1662
Moales, Alex. 2011. McKisey wok lets Cogo, Gyaa get ai, ct tees, Geeeacesays. Bloombeg (olie) 7 Ail 2011. tt://www.bloombeg.com/ews/2011-04-06/mckisey-wok-lets-cogo-gyaa-get-ai-ct-tees-geeeace-says.tml
41 raioest Foatio uK. 2011. McKiseys Geeose Gas Abatemet Cost CveSettig te reco Staigt. 9 Mac 2011. tt://www.aioestoatiok.og/fles/McKisey_Abatemet_Cost_Cve_settig_te_eco_staigt.
42 Te raioest Foatio uK. 2011. Cetal Aica reblic: Likig rigts, CaacityStegteig, rEdd a FLEGT. Biefg, novembe 2011. tt://www.aioestoatiok.og/fles/rFuK%20CAr%20biefg%20rEdd%20FLEGT.
43 Osaogiagbo, rita. 2012. A stakeoles om o climate cage, rEdd & oesteeet commity igts. Eviomet rigts Actio (olie) 9 Jaay 2012. tt://www.eactio.og/comoet/cotet/aticle/282
44 Kissige, Gabielle. 2011. Likig Foests a Foo poctio i te rEdd+ Cotext.CCAFS Wokig pae no. 1. Coeage: CGIAr reseac pogam o Climate Cage,Agiclte a Foo Secity. tt://ccas.cgia.og/sites/ealt/fles/assets/ocs/gkissige_likig_oests_oo_e_fal-web.
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