ts 136 133 - v12.5.0 - lte; evolved universal terrestrial radio … · 2014-11-28 · 3gpp ts...

ETSI TS 136 133 V12.5.0 (2014-11)

LTE; Evolved Universal Terrestrial Radio Access (E-UTRA);

Requirements for support of radio resource management (3GPP TS 36.133 version 12.5.0 Release 12)

TECHNICAL SPECIFICATION

ETSI

ETSI TS 136 133 V12.5.0 (2014-11)13GPP TS 36.133 version 12.5.0 Release 12

Reference RTS/TSGR-0436133vc50

Keywords LTE

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Contents

Intellectual Property Rights ................................................................................................................................ 2

Foreword ............................................................................................................................................................. 2

Modal verbs terminology .................................................................................................................................... 2

Foreword ........................................................................................................................................................... 29

1 Scope ...................................................................................................................................................... 30

2 References .............................................................................................................................................. 30

3 Definitions, symbols and abbreviations ................................................................................................. 31 3.1 Definitions ........................................................................................................................................................ 31 3.2 Symbols ............................................................................................................................................................ 32 3.3 Abbreviations ................................................................................................................................................... 33 3.4 Test tolerances .................................................................................................................................................. 35 3.5 Additional notation ........................................................................................................................................... 35 3.5.1 Groups of bands .......................................................................................................................................... 35 3.6 General ............................................................................................................................................................. 35 3.6.1 Applicability of requirements in this specification version ........................................................................ 35

4 E-UTRAN RRC_IDLE state mobility.................................................................................................... 36 4.1 Cell Selection ................................................................................................................................................... 36 4.2 Cell Re-selection .............................................................................................................................................. 36 4.2.1 Introduction................................................................................................................................................. 36 4.2.2 Requirements .............................................................................................................................................. 36 4.2.2.1 Measurement and evaluation of serving cell ......................................................................................... 36 4.2.2.2 Void....................................................................................................................................................... 37 4.2.2.3 Measurements of intra-frequency E-UTRAN cells ............................................................................... 37 4.2.2.4 Measurements of inter-frequency E-UTRAN cells ............................................................................... 37 4.2.2.5 Measurements of inter-RAT cells ......................................................................................................... 38 4.2.2.5.1 Measurements of UTRAN FDD cells.............................................................................................. 39 4.2.2.5.2 Measurements of UTRAN TDD cells ............................................................................................. 39 4.2.2.5.3 Measurements of GSM cells ............................................................................................................ 40 4.2.2.5.4 Measurements of HRPD cells .......................................................................................................... 41 4.2.2.5.5 Measurements of cdma2000 1X ...................................................................................................... 41 4.2.2.6 Evaluation of cell re-selection criteria................................................................................................... 42 4.2.2.7 Maximum interruption in paging reception ........................................................................................... 42 4.2.2.8 void ....................................................................................................................................................... 43 4.2.2.9 UE measurement capability .................................................................................................................. 43 4.2.2.10 Reselection to CSG cells ....................................................................................................................... 43 4.2.2.10.1 Reselection from a non CSG to an inter-frequency CSG cell.......................................................... 43 4.2.2.10.2 Reselection from a non CSG to an inter-RAT UTRAN FDD CSG cell .......................................... 44 4.3 Minimization of Drive Tests (MDT) ................................................................................................................ 45 4.3.1 Introduction................................................................................................................................................. 46 4.3.2 Measurements ............................................................................................................................................. 46 4.3.2.1 Requirements ........................................................................................................................................ 46 4.3.3 Relative Time Stamp Accuracy .................................................................................................................. 46 4.3.3.1 Requirements ........................................................................................................................................ 46 4.3.4 Relative Time Stamp Accuracy for RRC Connection Establishment Failure Log Reporting .................... 46 4.3.4.1 Requirements ........................................................................................................................................ 46 4.3.5 Relative Time Stamp Accuracy for Radio Link Failure and Handover Failure Log Reporting .................. 46 4.3.5.1 Requirements for timeSinceFailure....................................................................................................... 47

5 E-UTRAN RRC_CONNECTED state mobility .................................................................................... 47 5.1 E-UTRAN Handover ........................................................................................................................................ 47 5.1.1 Introduction................................................................................................................................................. 47 5.1.2 Requirements .............................................................................................................................................. 47 5.1.2.1 E-UTRAN FDD – FDD ........................................................................................................................ 47

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5.1.2.1.1 Handover delay ................................................................................................................................ 47 5.1.2.1.2 Interruption time .............................................................................................................................. 48 5.2.2.2 E-UTRAN FDD – TDD ........................................................................................................................ 48 5.2.2.2.1 (Void) .............................................................................................................................................. 48 5.2.2.2.2 (Void) .............................................................................................................................................. 48 5.2.2.3 E-UTRAN TDD – FDD ........................................................................................................................ 48 5.2.2.3.1 (Void) .............................................................................................................................................. 48 5.2.2.3.2 (Void) .............................................................................................................................................. 48 5.2.2.4 E-UTRAN TDD – TDD ........................................................................................................................ 48 5.2.2.4.1 Handover delay ..................................................................................................................................... 48 5.2.2.4.2 Interruption time .............................................................................................................................. 49 5.3 Handover to other RATs .................................................................................................................................. 49 5.3.1 E-UTRAN - UTRAN FDD Handover ........................................................................................................ 49 5.3.1.1 Introduction ........................................................................................................................................... 49 5.3.1.1.1 Handover delay ................................................................................................................................ 49 5.3.1.1.2 Interruption time .............................................................................................................................. 49 5.3.2 E-UTRAN - UTRAN TDD Handover ........................................................................................................ 50 5.3.2.1 Introduction ........................................................................................................................................... 50 5.3.2.2 Requirements ........................................................................................................................................ 50 5.3.2.2.1 Handover delay ................................................................................................................................ 50 5.3.2.2.2 Interruption time .............................................................................................................................. 50 5.3.3 E-UTRAN - GSM Handover ...................................................................................................................... 51 5.3.3.1 Introduction ........................................................................................................................................... 51 5.3.3.2 Requirements ........................................................................................................................................ 51 5.3.3.2.1 Handover delay ................................................................................................................................ 51 5.3.3.2.2 Interruption time .............................................................................................................................. 51 5.4 Handover to Non-3GPP RATs ......................................................................................................................... 52 5.4.1 E-UTRAN – HRPD Handover.................................................................................................................... 52 5.4.1.1 Introduction ..................................................................................................................................... 52 5.4.1.1.1 Handover delay ................................................................................................................................ 52 5.4.1.1.2 Interruption time .............................................................................................................................. 52 5.4.2 E-UTRAN – cdma2000 1X Handover ........................................................................................................ 53 5.4.2.1 Introduction ..................................................................................................................................... 53 5.4.2.1.1 Handover delay ................................................................................................................................ 53 5.4.2.1.2 Interruption time .............................................................................................................................. 53

6 RRC Connection Mobility Control ........................................................................................................ 53 6.1 RRC Re-establishment ..................................................................................................................................... 53 6.1.1 Introduction................................................................................................................................................. 54 6.1.2 Requirements .............................................................................................................................................. 54 6.1.2.1 UE Re-establishment delay requirement ............................................................................................... 54 6.2 Random Access ................................................................................................................................................ 54 6.2.1 Introduction................................................................................................................................................. 54 6.2.2 Requirements .............................................................................................................................................. 55 6.2.2.1 Contention based random access ........................................................................................................... 55 6.2.2.1.1 Correct behaviour when receiving Random Access Response reception ........................................ 55 6.2.2.1.2 Correct behaviour when not receiving Random Access Response reception .................................. 55 6.2.2.1.3 Correct behaviour when receiving a NACK on msg3 ..................................................................... 55 6.2.2.1.4 Void ................................................................................................................................................. 55 6.2.2.1.5 Correct behaviour when receiving a message over Temporary C-RNTI ......................................... 55 6.2.2.1.6 Correct behaviour when contention Resolution timer expires ......................................................... 55 6.2.2.2 Non-Contention based random access .................................................................................................. 55 6.2.2.2.1 Correct behaviour when receiving Random Access Response ........................................................ 55 6.2.2.2.2 Correct behaviour when not receiving Random Access Response .................................................. 56 6.3 RRC Connection Release with Redirection ...................................................................................................... 56 6.3.1 Introduction................................................................................................................................................. 56 6.3.2 Requirements .............................................................................................................................................. 56 6.3.2.1 RRC connection release with redirection to UTRAN FDD .................................................................. 56 6.3.2.2 RRC connection release with redirection to GERAN ........................................................................... 56 6.3.2.3 RRC connection release with redirection to UTRAN TDD .................................................................. 57 6.4 CSG Proximity Indication for E-UTRAN and UTRAN ................................................................................... 57 6.4.1 Introduction................................................................................................................................................. 57

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6.4.2 Requirements .............................................................................................................................................. 57

7 Timing and signalling characteristics ..................................................................................................... 58 7.1 UE transmit timing ........................................................................................................................................... 58 7.1.1 Introduction................................................................................................................................................. 58 7.1.2 Requirements .............................................................................................................................................. 58 7.2 UE timer accuracy ............................................................................................................................................ 59 7.2.1 Introduction................................................................................................................................................. 59 7.2.2 Requirements .............................................................................................................................................. 59 7.3 Timing Advance ............................................................................................................................................... 59 7.3.1 Introduction................................................................................................................................................. 59 7.3.2 Requirements .............................................................................................................................................. 59 7.3.2.1 Timing Advance adjustment delay ........................................................................................................ 59 7.3.2.2 Timing Advance adjustment accuracy .................................................................................................. 59 7.4 Cell phase synchronization accuracy (TDD) .................................................................................................... 60 7.4.1 Definition .................................................................................................................................................... 60 7.4.2 Minimum requirements ............................................................................................................................... 60 7.5 Synchronization Requirements for E-UTRAN to 1xRTT and HRPD Handovers ............................................ 60 7.5.1 Introduction................................................................................................................................................. 60 7.5.2 eNodeB Synchronization Requirements ..................................................................................................... 61 7.5.2.1 Synchronized E-UTRAN ...................................................................................................................... 61 7.5.2.2 Non-Synchronized E-UTRAN .............................................................................................................. 61 7.6 Radio Link Monitoring ..................................................................................................................................... 61 7.6.1 Introduction................................................................................................................................................. 61 7.6.2 Requirements .............................................................................................................................................. 62 7.6.2.1 Minimum requirement when no DRX is used ....................................................................................... 62 7.6.2.2 Minimum requirement when DRX is used ............................................................................................ 63 7.6.2.3 Minimum requirement at transitions ..................................................................................................... 64 7.6.2.4 Minimum requirement during SI Acquisition with autonomous gaps .................................................. 64 7.6.2.5 Minimum requirement under IDC Interference .................................................................................... 64 7.7 SCell Activation and Deactivation Delay for E-UTRA Carrier Aggregation .................................................. 65 7.7.1 Introduction................................................................................................................................................. 65 7.7.2 SCell Activation Delay Requirement for Deactivated SCell ...................................................................... 65 7.7.3 SCell Deactivation Delay Requirement for Activated SCell ...................................................................... 66 7.7.4 SCell Activation Delay Requirement for Deactivated SCell with Muliple Downlnk SCells...................... 66 7.7.5 SCell Deactivation Delay Requirement for Activated SCell with Multiple Downlink SCells ................... 66 7.8 Interruptions with Carrier Aggregation ............................................................................................................ 66 7.8.1 Introduction................................................................................................................................................. 66 7.8.2 Requirements .............................................................................................................................................. 67 7.8.2.1 Interruptions at SCell addition/release for intra-band CA ..................................................................... 67 7.8.2.2 Interruptions at SCell addition/release for inter-band CA ..................................................................... 67 7.8.2.3 Interruptions at SCell activation/deactivation for intra-band CA .......................................................... 67 7.8.2.4 Interruptions at SCell activation/deactivation for inter-band CA .......................................................... 67 7.8.2.5 Interruptions during measurements on SCC for intra-band CA ............................................................ 67 7.8.2.6 Interruptions during measurements on SCC for inter-band CA ............................................................ 67 7.8.2.7 Interruptions at SCell addition/release with multiple downlink SCells ................................................. 67 7.8.2.8 Interruptions at SCell activation/deactivation with multiple downlink SCells ...................................... 68 7.8.2.9 Interruptions during measurements on SCC with multiple downlink SCells ........................................ 68 7.8.2.10 Interruptions at overlapping addition/release/activation/deactivation of SCells ................................... 68 7.9 Maximum Transmission Timing Difference in Carrier Aggregation ............................................................... 69 7.9.1 Introduction................................................................................................................................................. 69 7.9.2 Minimum Requirements for Interband Carrier Aggregation ...................................................................... 69

8 UE Measurements Procedures in RRC_CONNECTED State ............................................................... 69 8.1 General Measurement Requirements................................................................................................................ 69 8.1.1 Introduction................................................................................................................................................. 69 8.1.2 Requirements .............................................................................................................................................. 69 8.1.2.1 UE measurement capability .................................................................................................................. 69 8.1.2.1.1 Monitoring of multiple layers using gaps ........................................................................................ 70 8.1.2.2 E-UTRAN intra frequency measurements ............................................................................................ 71 8.1.2.2.1 E-UTRAN FDD intra frequency measurements .............................................................................. 71 8.1.2.2.2 E-UTRAN TDD intra frequency measurements ............................................................................. 74

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8.1.2.2.3 E-UTRAN FDD intra frequency measurements with autonomous gaps ......................................... 77 8.1.2.2.4 E-UTRAN TDD intra frequency measurements with autonomous gaps ......................................... 78 8.1.2.3 E-UTRAN inter frequency measurements ............................................................................................ 79 8.1.2.3.1 E-UTRAN FDD – FDD inter frequency measurements .................................................................. 79 8.1.2.3.2 E-UTRAN TDD – TDD inter frequency measurements ................................................................. 82 8.1.2.3.3 E-UTRAN TDD – FDD inter frequency measurements .................................................................. 85 8.1.2.3.4 E-UTRAN FDD – TDD inter frequency measurements .................................................................. 85 8.1.2.3.5 E-UTRAN FDD-FDD inter frequency measurements with autonomous gaps ................................ 86 8.1.2.3.6 E-UTRAN TDD-FDD inter frequency measurements using autonomous gaps .............................. 86 8.1.2.3.7 E-UTRAN TDD-TDD inter frequency measurements with autonomous gaps ............................... 87 8.1.2.3.8 E-UTRAN FDD-TDD inter frequency measurements using autonomous gaps .............................. 88 8.1.2.4 Inter RAT measurements ...................................................................................................................... 89 8.1.2.4.1 E-UTRAN FDD – UTRAN FDD measurements ............................................................................ 89 8.1.2.4.2 E-UTRAN TDD – UTRAN FDD measurements ............................................................................ 93 8.1.2.4.3 E-UTRAN TDD – UTRAN TDD measurements ............................................................................ 93 8.1.2.4.4 E-UTRAN FDD – UTRAN TDD measurements ............................................................................ 96 8.1.2.4.5 E-UTRAN FDD – GSM measurements .......................................................................................... 96 8.1.2.4.6 E-UTRAN TDD – GSM measurements ........................................................................................ 102 8.1.2.4.7 E-UTRAN FDD – UTRAN FDD measurements for SON ............................................................ 102 8.1.2.4.8 E-UTRAN TDD – UTRAN FDD measurements for SON............................................................ 103 8.1.2.4.9 E-UTRAN FDD – cdma2000 1xRTT measurements .................................................................... 103 8.1.2.4.9.1A E-UTRAN FDD – cdma2000 1xRTT measurements when no DRX is used ................................ 103 8.1.2.4.10 E-UTRAN TDD – cdma2000 1xRTT measurements .................................................................... 104 8.1.2.4.11 E-UTRAN FDD – HRPD measurements ...................................................................................... 104 8.1.2.4.12 E-UTRAN TDD – HRPD measurements ...................................................................................... 104 8.1.2.4.13 E-UTRAN TDD – UTRAN TDD measurements for SON ........................................................... 104 8.1.2.4.14 E-UTRAN FDD – UTRAN TDD measurements for SON............................................................ 105 8.1.2.4.15 E-UTRAN FDD – cdma2000 1xRTT measurements for SON ANR ............................................ 105 8.1.2.4.16 E-UTRAN TDD – cdma2000 1xRTT measurements for SON ANR ............................................ 106 8.1.2.4.17 E-UTRAN FDD-UTRAN FDD measurements with autonomous gaps ........................................ 106 8.1.2.4.18 E-UTRAN TDD-UTRAN FDD measurements with autonomous gaps ........................................ 107 8.1.2.5 E-UTRAN OTDOA Intra-Frequency RSTD Measurements .............................................................. 107 8.1.2.5.1 E-UTRAN FDD Intra-Frequency OTDOA Measurements ........................................................... 107 8.1.2.5.2 E-UTRAN TDD Intra-Frequency OTDOA Measurements ........................................................... 109 8.1.2.6 E-UTRAN Inter-Frequency OTDOA Measurements.......................................................................... 111 8.1.2.6.1 E-UTRAN FDD-FDD Inter-Frequency OTDOA Measurements .................................................. 111 8.1.2.6.2 E-UTRAN TDD-FDD Inter-Frequency OTDOA Measurements ................................................. 112 8.1.2.6.3 E-UTRAN TDD-TDD Inter-Frequency OTDOA Measurements ................................................. 114 8.1.2.6.4 E-UTRAN FDD-TDD Inter-Frequency OTDOA Measurements ................................................. 116 8.1.2.7 E-UTRAN E-CID Measurements ....................................................................................................... 117 8.1.2.7.1 E-UTRAN FDD UE Rx-Tx Time Difference Measurements ....................................................... 117 8.1.2.7.2 E-UTRAN TDD UE Rx-Tx Time Difference Measurements ....................................................... 118 8.1.2.7.3 E-UTRAN FDD Intra-frequency E-CID RSRP and RSRQ Measurements .................................. 119 8.1.2.7.4 E-UTRAN TDD Intra-frequency E-CID RSRP and RSRQ Measurements .................................. 120 8.1.2.8 E-UTRAN intra-frequency measurements under time domain measurement resource restriction ..... 120 8.1.2.8.1 E-UTRAN FDD intra-frequency measurements ........................................................................... 120 8.1.2.8.2 E-UTRAN TDD intra-frequency measurements ........................................................................... 124 8.1.2.8.3 E-UTRAN FDD intra-frequency measurements with CRS assistance information ...................... 127 8.1.2.8.4 E-UTRAN TDD intra-frequency measurements with CRS assistance infromation ...................... 130 8.1.2.9 E-UTRAN E-CID Measurements when Time Domain Measurement Resource Restriction

Pattern is Configured........................................................................................................................... 134 8.1.2.9.1 E-UTRAN FDD UE Rx-Tx Time Difference Measurements ....................................................... 134 8.1.2.9.2 E-UTRAN TDD UE Rx-Tx Time Difference Measurements ....................................................... 134 8.1.2.9.3 E-UTRAN FDD UE Rx-Tx Time Difference Measurements with CRS Assistance

Information .................................................................................................................................... 134 8.1.2.9.4 E-UTRAN TDD UE Rx-Tx Time Difference Measurements with CRS Assistance

Information .................................................................................................................................... 135 8.2 Capabilities for Support of Event Triggering and Reporting Criteria ............................................................ 135 8.2.1 Introduction............................................................................................................................................... 135 8.2.2 Requirements ............................................................................................................................................ 135 8.3 Measurements for E-UTRA carrier aggregation ............................................................................................ 136 8.3.1 Introduction............................................................................................................................................... 136

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8.3.2 Measurements of the primary component carrier ..................................................................................... 137 8.3.3 Measurements of a secondary component carrier ..................................................................................... 137 8.3.3.1 Measurements of a secondary component carrier with active SCell ................................................... 137 8.3.3.2 Measurements of a secondary component carrier with deactivated SCell .......................................... 137 8.3.3.2.1 E-UTRAN secondary component carrier measurements when no common DRX is used ............ 137 8.3.3.2.2 E-UTRAN secondary component carrier measurements when common DRX is used ................. 138 8.4 OTDOA RSTD Measurements for E-UTRAN carrier aggregation ............................................................... 140 8.4.1 Introduction............................................................................................................................................... 140 8.4.2 Measurements on the primary component carrier ..................................................................................... 140 8.4.3 Measurements on the secondary component carrier ................................................................................. 140 8.4.4 Measurements on both primary component carrier and secondary component carrier ............................. 141

9 Measurements performance requirements for UE ................................................................................ 143 9.1 E-UTRAN measurements ............................................................................................................................... 143 9.1.1 Introduction............................................................................................................................................... 143 9.1.2 Intra-frequency RSRP Accuracy Requirements ........................................................................................ 143 9.1.2.1 Absolute RSRP Accuracy ................................................................................................................... 143 9.1.2.2 Relative Accuracy of RSRP ................................................................................................................ 144 9.1.2.3 Absolute RSRP Accuracy under Time Domain Measurement Resource Restriction ......................... 145 9.1.2.4 Relative Accuracy of RSRP under Time Domain Measurement Resource Restriction ...................... 145 9.1.2.5 Absolute RSRP Accuracy under Time Domain Measurement Resource Restriction with CRS

assistance information ......................................................................................................................... 146 9.1.2.6 Relative Accuracy of RSRP under Time Domain Measurement Resource Restriction with CRS

assistance information ......................................................................................................................... 147 9.1.3 Inter-frequency RSRP Accuracy Requirements ........................................................................................ 148 9.1.3.1 Absolute RSRP Accuracy ................................................................................................................... 148 9.1.3.2 Relative Accuracy of RSRP ................................................................................................................ 149 9.1.4 RSRP Measurement Report Mapping ....................................................................................................... 150 9.1.5 Intra-frequency RSRQ Accuracy Requirements ....................................................................................... 150 9.1.5.1 Absolute RSRQ Accuracy ................................................................................................................... 150 9.1.5.2 Absolute RSRQ Accuracy under Time Domain Measurement Resource Restriction ......................... 151 9.1.5.3 Absolute RSRQ Accuracy under Time Domain Measurement Resource Restriction with CRS

assistance information ......................................................................................................................... 151 9.1.5.4 Absolute WB-RSRQ Accuracy ........................................................................................................... 152 9.1.6 Inter-frequency RSRQ Accuracy Requirements ....................................................................................... 153 9.1.6.1 Absolute RSRQ Accuracy ................................................................................................................... 153 9.1.6.2 Relative Accuracy of RSRQ ............................................................................................................... 154 9.1.6.3 Absolute WB-RSRQ Accuracy ........................................................................................................... 155 9.1.6.4 Relative WB-RSRQ Accuracy ............................................................................................................ 155 9.1.7 RSRQ Measurement Report Mapping ...................................................................................................... 156 9.1.8 Power Headroom ...................................................................................................................................... 156 9.1.8.1 Period .................................................................................................................................................. 157 9.1.8.2 Reporting Delay .................................................................................................................................. 157 9.1.8.3 Void..................................................................................................................................................... 157 9.1.8.4 Report Mapping .................................................................................................................................. 157 9.1.9 UE Rx – Tx time difference ...................................................................................................................... 157 9.1.9.1 Measurement Requirement ................................................................................................................. 157 9.1.9.2 Measurement Report mapping ............................................................................................................ 158 9.1.9.3 Measurement Requirement under Time Domain Measurement Resource Restriction ....................... 158 9.1.9.4 Measurement Requirement when Time Domain Measurement Resource Restriction Pattern is

Configured with CRS Assistance Information .................................................................................... 159 9.1.10 Reference Signal Time Difference (RSTD) .............................................................................................. 160 9.1.10.1 Intra-Frequency Accuracy Requirement ............................................................................................. 160 9.1.10.2 Inter-Frequency Accuracy Requirement ............................................................................................. 161 9.1.10.3 RSTD Measurement Report Mapping ................................................................................................. 162 9.1.11 Carrier aggregation measurement accuracy .............................................................................................. 163 9.1.11.1 Primary component carrier accuracy requirement .............................................................................. 163 9.1.11.2 Secondary component carrier accuracy requirement........................................................................... 163 9.1.11.3 Primary and secondary component carrier relative accuracy requirement .......................................... 163 9.1.11.4 Secondary component carrier relative accuracy requirement .............................................................. 164 9.1.12 Reference Signal Time Difference (RSTD) Measurement Accuracy Requirements for Carrier

Aggregation .............................................................................................................................................. 164

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9.2 UTRAN FDD Measurements ......................................................................................................................... 164 9.2.1 UTRAN FDD CPICH RSCP .................................................................................................................... 164 9.2.2 Void .......................................................................................................................................................... 165 9.2.3 UTRAN FDD CPICH Ec/No .................................................................................................................... 165 9.3 UTRAN TDD Measurements ......................................................................................................................... 165 9.3.1 UTRAN TDD P-CCPCH RSCP ............................................................................................................... 166 9.3.2 Void .......................................................................................................................................................... 166 9.3.3 Void .......................................................................................................................................................... 166 9.4 GSM Measurements ....................................................................................................................................... 166 9.4.1 GSM carrier RSSI ..................................................................................................................................... 166 9.5 CDMA2000 1x RTT Measurements .............................................................................................................. 166 9.5.1 CDMA2000 1x RTT Pilot Strength .......................................................................................................... 167 9.6 PCMAX,c ............................................................................................................................................................ 167 9.6.1 Report Mapping ........................................................................................................................................ 167 9.6.2 Estimation Period ...................................................................................................................................... 167 9.6.3 Reporting Delay ........................................................................................................................................ 167 9.7 IEEE802.11 Measurements ............................................................................................................................ 167 9.7.1 IEEE802.11 Beacon RSSI ........................................................................................................................ 167

10 Measurements Performance Requirements for E-UTRAN .................................................................. 168 10.1 Received Interference Power .......................................................................................................................... 168 10.1.1 Absolute accuracy requirement ................................................................................................................. 168 10.1.2 Relative accuracy requirement .................................................................................................................. 168 10.1.3 Received Interference Power measurement report mapping ..................................................................... 168 10.2 Angle of Arrival (AOA) ................................................................................................................................. 168 10.2.1 Range/mapping ......................................................................................................................................... 168 10.3 Timing Advance (TADV) ................................................................................................................................. 169 10.3.1 Report mapping ........................................................................................................................................ 169

Annex A (normative): Test Cases ..................................................................................................... 170

A.1 Purpose of annex .................................................................................................................................. 170

A.2 Requirement classification for statistical testing .................................................................................. 170 A.2.1 Types of requirements in TS 36.133 .............................................................................................................. 170 A.2.1.1 Time and delay requirements on UE higher layer actions ........................................................................ 170 A.2.1.2 Measurements of power levels, relative powers and time ........................................................................ 171 A.2.1.3 Implementation requirements ................................................................................................................... 171 A.2.1.4 Physical layer timing requirements ........................................................................................................... 171

A.3 RRM test configurations ...................................................................................................................... 172 A.3.1 Reference Measurement Channels ................................................................................................................. 172 A.3.1.1 PDSCH ..................................................................................................................................................... 172 A.3.1.1.1 FDD..................................................................................................................................................... 172 A.3.1.1.2 TDD .................................................................................................................................................... 172 A.3.1.2 PCFICH/PDCCH/PHICH ......................................................................................................................... 173 A.3.1.2.1 FDD..................................................................................................................................................... 173 A.3.1.2.2 TDD .......................................................................................................................................................... 174 A.3.2 OFDMA Channel Noise Generator (OCNG) ................................................................................................. 174 A.3.2.1 OCNG Patterns for FDD ........................................................................................................................... 174 A.3.2.1.1 OCNG FDD pattern 1: outer resource blocks allocation in 10 MHz .................................................. 175 A.3.2.1.2 OCNG FDD pattern 2: full bandwidth allocation in 10 MHz ............................................................. 175 A.3.2.1.3 OCNG FDD pattern 3: outer resource blocks allocation in 1.4 MHz ................................................. 176 A.3.2.1.4 OCNG FDD pattern 4: full bandwidth allocation in 1.4 MHz ............................................................ 177 A.3.2.1.5 OCNG FDD pattern 5: outer resource blocks allocation in 10 MHz (without MBSFN) .................... 178 A.3.2.1.6 OCNG FDD pattern 6: full bandwidth allocation in 10 MHz (without MBSFN) ............................... 178 A.3.2.1.7 OCNG FDD pattern 7: full bandwidth allocation in 1.4 MHz (without MBSFN) .............................. 179 A.3.2.1.8 OCNG FDD pattern 8: outer resource blocks allocation in 10 MHz for MBSFN ABS ...................... 179 A.3.2.1.9 OCNG FDD pattern 9: full bandwidth allocation in 10 MHz for MBSFN ABS ................................ 180 A.3.2.1.10 OCNG FDD pattern 10: outer resource blocks allocation in 10 MHz with user data in every

subframe (without MBSFN)................................................................................................................ 180 A.3.2.1.11 OCNG FDD pattern 11: outer resource blocks allocation in 20 MHz ................................................ 181 A.3.2.1.12 OCNG FDD pattern 12: full bandwidth allocation in 20 MHz ........................................................... 182

ETSI


A.3.2.1.13 OCNG FDD pattern 13: outer resource blocks allocation in 20 MHz (without MBSFN) .................. 183 A.3.2.1.14 OCNG FDD pattern 14: full bandwidth allocation in 20 MHz (without MBSFN) ............................. 183 A.3.2.1.15 OCNG FDD pattern 15: outer resource blocks allocation in 5 MHz .................................................. 184 A.3.2.1.16 OCNG FDD pattern 16: full bandwidth allocation in 5 MHz ............................................................. 184 A.3.2.1.17 OCNG FDD pattern 17: outer resource blocks allocation in 20 MHz with user data in every

subframe (without MBSFN)................................................................................................................ 185 A.3.2.1.18 OCNG FDD pattern 18: outer resource blocks allocation in 5 MHz (without MBSFN) .................... 186 A.3.2.1.19 OCNG FDD pattern 19: full bandwidth allocation in 5 MHz (without MBSFN) ............................... 186 A.3.2.1.20 OCNG FDD pattern 20: outer resource blocks allocation in 5 MHz with user data in every

subframe (without MBSFN)................................................................................................................ 187 A.3.2.2 OCNG Patterns for TDD .......................................................................................................................... 187 A.3.2.2.1 OCNG TDD pattern 1: outer resource blocks allocation in 10 MHz .................................................. 188 A.3.2.2.2 OCNG TDD pattern 2: full bandwidth allocation in 10 MHz ............................................................. 188 A.3.2.2.3 OCNG TDD pattern 3: outer resource blocks allocation in 1.4 MHz ................................................. 189 A.3.2.2.4 OCNG TDD pattern 4: full bandwidth allocation in 1.4 MHz ............................................................ 189 A.3.2.2.5 OCNG TDD pattern 5: outer resource blocks allocation in 10 MHz for MBSFN ABS ..................... 190 A.3.2.2.6 OCNG TDD pattern 6: full bandwidth allocation in 10 MHz for MBSFN ABS ................................ 191 A.3.2.2.7 OCNG TDD pattern 7: outer resource blocks allocation in 20 MHz .................................................. 192 A.3.2.2.8 OCNG TDD pattern 8: full bandwidth allocation in 20 MHz ............................................................. 193 A.3.2.2.9 OCNG TDD pattern 9: outer resource blocks allocation in 5 MHz .................................................... 193 A.3.2.2.10 OCNG TDD pattern 10: full bandwidth allocation in 5 MHz ............................................................. 194 A.3.3 Reference DRX Configurations ..................................................................................................................... 194 A.3.4 ABS Transmission Configurations ................................................................................................................. 195 A.3.4.1 Non-MBSFN ABS Transmission Configurations ..................................................................................... 195 A.3.4.1.1 Non-MBSFN ABS Transmission, 1x2 antenna with PBCH ............................................................... 195 A.3.4.1.2 Non-MBSFN ABS Transmission, 2x2 antenna without PBCH .......................................................... 195 A.3.4.2 MBSFN ABS Transmission Configurations ............................................................................................. 196 A.3.4.2.1 MBSFN ABS Transmission, 1x2 antenna ........................................................................................... 196 A.3.4.2.2 MBSFN ABS Transmission, 2x2 antenna ........................................................................................... 197 A.3.5 Impact of Reference Sensitivity Degradation with Carrier Aggregation on Test Cases ................................. 197 A.3.5.1 Impact of Reference Sensitivity Degradation due to Insertion Loss ......................................................... 197 A.3.6 Carrier Aggregation Test Cases with Different Channel Bandwidth Combinations ...................................... 198 A.3.6.1 Introduction............................................................................................................................................... 198 A.3.7 Test Cases with Different Channel Bandwidths ............................................................................................. 198 A.3.7.1 Introduction............................................................................................................................................... 198 A.3.7.2 Principle of testing .................................................................................................................................... 198 A.3.8 Antenna Configuration ................................................................................................................................... 198

A.4 E-UTRAN RRC_IDLE state ................................................................................................................ 198 A.4.2 Cell Re-Selection ...................................................................................................................................... 198 A.4.2.1 E-UTRAN FDD – FDD Intra frequency case ..................................................................................... 198 A.4.2.1.1 Test Purpose and Environment ........................................................................................................... 198 A.4.2.1.2 Test Requirements ............................................................................................................................... 200 A.4.2.2 E-UTRAN TDD – TDD Intra frequency case ..................................................................................... 201 A.4.2.2.1 Test Purpose and Environment ........................................................................................................... 201 A.4.2.2.2 Test Requirements ............................................................................................................................... 202 A.4.2.3 E-UTRAN FDD – FDD Inter frequency case ..................................................................................... 203 A.4.2.3.1 Test Purpose and Environment ........................................................................................................... 203 A.4.2.3.2 Test Requirements ............................................................................................................................... 204 A.4.2.4 E-UTRAN FDD – TDD Inter frequency case ..................................................................................... 205 A.4.2.4.1 Test Purpose and Environment ........................................................................................................... 205 A.4.2.4.2 Test Requirements ............................................................................................................................... 206 A.4.2.5 E-UTRAN TDD – FDD Inter frequency case ..................................................................................... 207 A.4.2.5.1 Test Purpose and Environment ........................................................................................................... 207 A.4.2.5.2 Test Requirements ............................................................................................................................... 208 A.4.2.6 E-UTRAN TDD – TDD: Inter frequency case.................................................................................... 209 A.4.2.6.1 Test Purpose and Environment ........................................................................................................... 209 A.4.2.6.2 Test Requirements ............................................................................................................................... 210 A.4.2.7 E-UTRAN FDD – FDD Inter frequency case in the existence of non-allowed CSG cell ........................ 211 A.4.2.7.1 Test Purpose and Environment ........................................................................................................... 211 A.4.2.7.2 Test Requirements ............................................................................................................................... 212 A.4.2.8 E-UTRAN TDD – TDD Inter frequency case in the existence of non-allowed CSG cell ........................ 213

ETSI


A.4.2.8.1 Test Purpose and Environment ........................................................................................................... 213 A.4.2.8.2 Test Requirements ............................................................................................................................... 214 A.4.2.9 E-UTRAN FDD – FDD Intra frequency case for 5MHz bandwidth ........................................................ 215 A.4.2.9.1 Test Purpose and Environment ........................................................................................................... 215 A.4.2.9.2 Test Requirements ............................................................................................................................... 215 A.4.3 E-UTRAN to UTRAN Cell Re-Selection ...................................................................................................... 215 A.4.3.1 E-UTRAN FDD – UTRAN FDD: ............................................................................................................ 215 A.4.3.1.1 EUTRA FDD-UTRA FDD cell reselection: UTRA FDD is of higher priority ................................... 215 A.4.3.1.1.1 Test Purpose and Environment ...................................................................................................... 215 A.4.3.1.1.2 Test Requirements ......................................................................................................................... 218 A.4.3.1.2 EUTRA FDD-UTRA FDD cell reselection: UTRA FDD is of lower priority .................................... 218 A.4.3.1.2.1 Test Purpose and Environment ...................................................................................................... 218 A.4.3.1.2.2 Test Requirements ......................................................................................................................... 221 A.4.3.1.3 EUTRA FDD-UTRA FDD cell reselection in fading propagation conditions: UTRA FDD is of

lower priority....................................................................................................................................... 221 A.4.3.1.3.1 Test Purpose and Environment ...................................................................................................... 221 A.4.3.1.3.2 Test Requirements ......................................................................................................................... 224 A.4.3.1.4 EUTRA FDD-UTRA FDD cell reselection: UTRA FDD is of lower priority for 5MHz

bandwidth ............................................................................................................................................ 224 A.4.3.1.4.1 Test Purpose and Environment ...................................................................................................... 224 A.4.3.1.4.2 Test Requirements ......................................................................................................................... 225 A.4.3.2 E-UTRAN FDD – UTRAN TDD: ............................................................................................................ 225 A.4.3.2.1 Test Purpose and Environment ........................................................................................................... 225 A.4.3.2.1.1 Void ............................................................................................................................................... 225 A.4.3.2.1.2 1.28Mcps TDD option ................................................................................................................... 225 A.4.3.2.1.3 Void ............................................................................................................................................... 227 A.4.3.2.2 Test Requirements ............................................................................................................................... 227 A.4.3.2.2.1 1.28Mcps TDD option ................................................................................................................... 227 A.4.3.3 E-UTRAN TDD – UTRAN FDD: ...................................................................................................... 227 A.4.3.3.1 Test Purpose and Environment ........................................................................................................... 227 A.4.3.3.2 Test Requirements ............................................................................................................................... 230 A.4.3.4 E-UTRAN TDD – UTRAN TDD: ............................................................................................................ 231 A.4.3.4.1 E-UTRA to UTRA TDD cell re-selection: UTRA is of higher priority .............................................. 231 A.4.3.4.1.1 Test Purpose and Environment ...................................................................................................... 231 A.4.3.4.1.2 Test Requirements ......................................................................................................................... 233 A.4.3.4.2 E-UTRA to UTRA TDD cell re-selection: UTRA is of lower priority ............................................... 233 A.4.3.4.2.1 Test Purpose and Environment ...................................................................................................... 233 A.4.3.4.2.2 Test Requirements ......................................................................................................................... 235 A.4.3.4.3 EUTRA TDD-UTRA TDD cell reselection in fading propagation conditions: UTRA TDD is of

lower priority....................................................................................................................................... 236 A.4.3.4.3.1 Test Purpose and Environment ...................................................................................................... 236 A.4.3.4.3.2 Test Requirements ......................................................................................................................... 238 A.4.4 E-UTRAN to GSM Cell Re-Selection............................................................................................................ 238 A.4.4.1 E-UTRAN FDD – GSM: .......................................................................................................................... 238 A.4.4.1.1 Test Purpose and Environment ........................................................................................................... 238 A.4.4.1.2 Test Requirements ............................................................................................................................... 240 A.4.4.2 E-UTRAN TDD – GSM: .................................................................................................................... 241 A.4.4.2.1 Test Purpose and Environment ........................................................................................................... 241 A.4.4.2.2 Test Requirements ............................................................................................................................... 242 A.4.5 E-UTRAN to HRPD Cell Re-Selection .......................................................................................................... 243 A.4.5.1 E-UTRAN FDD – HRPD ......................................................................................................................... 243 A.4.5.1.1 E-UTRAN FDD – HRPD Cell Reselection: HRPD is of Lower Priority ........................................... 243 A.4.5.1.1.1 Test Purpose and Environment ...................................................................................................... 243 A.4.5.1.1.2 Test Requirements ............................................................................................................................... 245 A.4.5.2 E-UTRAN TDD – HRPD ......................................................................................................................... 245 A.4.5.2.1 E-UTRAN TDD – HRPD Cell Reselection: HRPD is of Lower Priority ........................................... 245 A.4.5.2.1.1 Test Purpose and Environment ...................................................................................................... 245 A.4.5.2.1.2 Test Requirements ......................................................................................................................... 248 A.4.6 E-UTRAN to cdma2000 1X Cell Re-Selection ........................................................................................ 248 A.4.6.1 E-UTRAN FDD – cdma2000 1X ........................................................................................................ 248 A.4.6.1.1 E-UTRAN FDD – cdma2000 1X Cell Reselection: cdma2000 1X is of Lower Priority .................... 248 A.4.6.1.1.1 Test Purpose and Environment ........................................................................................................... 248

ETSI


A.4.6.1.1.2 Test Requirements ............................................................................................................................... 251 A.4.6.2 E-UTRAN TDD – cdma2000 1X ............................................................................................................. 251 A.4.6.2.1 E-UTRAN TDD –cdma2000 1X Cell Reselection: cdma2000 1X is of Lower Priority ..................... 251 A.4.6.2.1.1 Test Purpose and Environment ...................................................................................................... 251 A.4.6.2.1.2 Test Requirements ......................................................................................................................... 254

A.5 E-UTRAN RRC CONNECTED Mode Mobility ................................................................................. 254 A.5.1 E-UTRAN Handover ...................................................................................................................................... 254 A.5.1.1 E-UTRAN FDD - FDD Intra frequency handover ................................................................................... 254 A.5.1.1.1 Test Purpose and Environment ........................................................................................................... 254 A.5.1.1.2 Test Requirements .................................................................................................................................... 256 A.5.1.2 E-UTRAN TDD - TDD Intra frequency handover ................................................................................... 256 A.5.1.2.1 Test Purpose and Environment ........................................................................................................... 256 A.5.1.2.2 Test Requirements ............................................................................................................................... 258 A.5.1.3 E-UTRAN FDD – FDD Inter frequency handover ................................................................................... 258 A.5.1.3.1 Test Purpose and Environment ........................................................................................................... 258 A.5.1.3.2 Test Requirements ............................................................................................................................... 260 A.5.1.4 E-UTRAN TDD – TDD Inter frequency handover .................................................................................. 260 A.5.1.4.1 Test Purpose and Environment ........................................................................................................... 260 A.5.1.4.2 Test Requirements ............................................................................................................................... 262 A.5.1.5 E-UTRAN FDD – FDD Inter frequency handover: unknown target cell ................................................. 262 A.5.1.5.1 Test Purpose and Environment ........................................................................................................... 262 A.5.1.5.2 Test Requirements ............................................................................................................................... 264 A.5.1.6 E-UTRAN TDD – TDD Inter frequency handover; unknown Target Cell ............................................... 264 A.5.1.6.1 Test Purpose and Environment ........................................................................................................... 264 A.5.1.6.2 Test Requirements ............................................................................................................................... 266 A.5.1.7 E-UTRAN FDD – TDD Inter frequency handover ................................................................................... 266 A.5.1.7.1 Test Purpose and Environment ........................................................................................................... 266 A.5.1.7.2 Test Requirements ............................................................................................................................... 269 A.5.1.8 E-UTRAN TDD – FDD Inter frequency handover ................................................................................... 269 A.5.1.8.1 Test Purpose and Environment ........................................................................................................... 269 A.5.1.8.2 Test Requirements ............................................................................................................................... 272 A.5.1.9 E-UTRAN FDD - FDD Intra frequency handover for 5MHz bandwidth ................................................. 272 A.5.1.9.1 Test Purpose and Environment ........................................................................................................... 272 A.5.1.9.2 Test Requirements ............................................................................................................................... 273 A.5.2 E-UTRAN Handover to other RATs .............................................................................................................. 273 A.5.2.1 E-UTRAN FDD – UTRAN FDD Handover ............................................................................................. 273 A.5.2.1.1 Test Purpose and Environment ........................................................................................................... 273 A.5.2.1.2 Test Requirements ............................................................................................................................... 275 A.5.2.2 E-UTRAN TDD - UTRAN FDD Handover ............................................................................................. 276 A.5.2.2.1 Test Purpose and Environment ........................................................................................................... 276 A.5.2.2.2 Test Requirements ............................................................................................................................... 279 A.5.2.3 E-UTRAN FDD- GSM Handover ............................................................................................................ 279 A.5.2.3.1 Test Purpose and Environment ...................................................................................................... 279 A.5.2.3.2 Test Requirements ......................................................................................................................... 280 A.5.2.4 E-UTRAN TDD - UTRAN TDD Handover ............................................................................................. 281 A.5.2.4.1 Test Purpose and Environment ........................................................................................................... 281 A.5.2.4.1.1 Void ............................................................................................................................................... 281 A.5.2.4.1.2 1.28 Mcps TDD option .................................................................................................................. 281 A.5.2.4.1.3 Void ............................................................................................................................................... 284 A.5.2.4.2 Test Requirements ............................................................................................................................... 284 A.5.2.4.2.1 Void ............................................................................................................................................... 284 A.5.2.4.2.2 1.28 Mcps TDD option .................................................................................................................. 284 A.5.2.4.2.3 Void ............................................................................................................................................... 284 A.5.2.5 E-UTRAN FDD – UTRAN TDD Handover ............................................................................................ 284 A.5.2.5.1 Test Purpose and Environment ........................................................................................................... 284 A.5.2.5.1.3 Void ............................................................................................................................................... 287 A.5.2.5.2 Test Requirements ............................................................................................................................... 287 A.5.2.5.2.1 Void ............................................................................................................................................... 287 A.5.2.5.2.2 1.28 Mcps TDD option .................................................................................................................. 287 A.5.2.5.2.3 Void ............................................................................................................................................... 287 A.5.2.6 E-UTRAN TDD - GSM Handover ..................................................................................................... 287

ETSI


A.5.2.6.1 Test Purpose and Environment ...................................................................................................... 287 A.5.2.6.2 Test Requirements ......................................................................................................................... 289 A.5.2.7 E-UTRAN FDD – UTRAN FDD Handover; Unknown Target Cell ........................................................ 290 A.5.2.7.1 Test Purpose and Environment ........................................................................................................... 290 A.5.2.7.2 Test Requirements ............................................................................................................................... 292 A.5.2.8 E-UTRAN FDD - GSM Handover; Unknown Target Cell....................................................................... 292 A.5.2.8.1 Test Purpose and Environment ........................................................................................................... 292 A.5.2.8.2 Test Requirements ............................................................................................................................... 293 A.5.2.9 E-UTRAN TDD - GSM Handover; Unknown Target Cell ...................................................................... 294 A.5.2.9.1 Test Purpose and Environment ........................................................................................................... 294 A.5.2.9.2 Test Requirements ............................................................................................................................... 295 A.5.2.10 E-UTRAN TDD to UTRAN TDD handover: unknown target cell .......................................................... 296 A.5.2.10.1 Test Purpose and Environment ........................................................................................................... 296 A.5.2.10.2 Test Requirements ............................................................................................................................... 298 A.5.2.11 E-UTRAN FDD – UTRAN FDD Handover for 5MHz Bandwidth ......................................................... 298 A.5.2.11.1 Test Purpose and Environment ........................................................................................................... 298 A.5.2.11.2 Test Requirements ............................................................................................................................... 299 A.5.3 E-UTRAN Handover to Non-3GPP RATs ......................................................................................... 299 A.5.3.1 E-UTRAN FDD – HRPD Handover ................................................................................................... 299 A.5.3.1.1 Test Purpose and Environment ........................................................................................................... 299 A.5.3.1.2 Test Requirements ............................................................................................................................... 301 A.5.3.2 E-UTRAN FDD – cdma2000 1X Handover ....................................................................................... 301 A.5.3.2.1 Test Purpose and Environment ........................................................................................................... 301 A.5.3.2.2 Test Requirements ............................................................................................................................... 304 A.5.3.3 E-UTRAN FDD – HRPD Handover; Unknown Target Cell .................................................................... 304 A.5.3.3.1 Test Purpose and Environment ........................................................................................................... 304 A.5.3.3.2 Test Requirements ............................................................................................................................... 306 A.5.3.4 E-UTRAN FDD – cdma2000 1X Handover; Unknown Target cell ......................................................... 307 A.5.3.4.1 Test Purpose and Environment ........................................................................................................... 307 A.5.3.4.2 Test Requirements ............................................................................................................................... 308 A.5.3.5 E-UTRAN TDD – HRPD Handover ........................................................................................................ 309 A.5.3.5.1 Test Purpose and Environment ........................................................................................................... 309 A.5.3.5.2 Test Requirements ............................................................................................................................... 311 A.5.3.6 E-UTRAN TDD – cdma2000 1X Handover ............................................................................................. 312 A.5.3.6.1 Test Purpose and Environment ........................................................................................................... 312 A.5.3.6.2 Test Requirements ............................................................................................................................... 315

A.6 RRC Connection Control ..................................................................................................................... 315 A.6.1 RRC Re-establishment ................................................................................................................................... 315 A.6.1.1 E-UTRAN FDD Intra-frequency RRC Re-establishment ......................................................................... 315 A.6.1.1.1 Test Purpose and Environment ........................................................................................................... 315 A.6.1.1.2 Test Requirements ............................................................................................................................... 316 A.6.1.2 E-UTRAN FDD Inter-frequency RRC Re-establishment ......................................................................... 317 A.6.1.2.1 Test Purpose and Environment ................

ts 136 133 - v12.5.0 - lte; evolved universal terrestrial radio … · 2014-11-28 · 3gpp ts...

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