tree planting has the potential to increase carbon ... · 15.09.2020  · concentrating current...

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Tree planting has the potential to increase carbon sequestration capacity of forests in the United States Grant M. Domke a,1 , Sonja N. Oswalt b , Brian F. Walters a , and Randall S. Morin c a Forest Service Northern Research Station, US Department of Agriculture, St. Paul, MN 55108; b Forest Service Southern Research Station, US Department of Agriculture, Knoxville, TN 37919; and c Forest Service Northern Research Station, US Department of Agriculture, York, PA 17402 Edited by James A. Estes, University of California, Santa Cruz, CA, and approved August 18, 2020 (received for review June 1, 2020) Several initiatives have been proposed to mitigate forest loss and climate change through tree planting as well as maintaining and restoring forest ecosystems. These initiatives have both inspired and been inspired by global assessments of tree and forest attributes and their contributions to offset carbon dioxide (CO 2 ) emissions. Here we use data from more than 130,000 national forest inventory plots to describe the contribution of nearly 1.4 trillion trees on forestland in the conterminous United States to mitigate CO 2 emissions and the potential to enhance carbon se- questration capacity on productive forestland. Forests and har- vested wood products uptake the equivalent of more than 14% of economy-wide CO 2 emissions in the United States annually, and there is potential to increase carbon sequestration capacity by 20% (187.7 million metric tons [MMT] CO 2 ±9.1 MMT CO 2 ) per year by fully stocking all understocked productive forestland. However, there are challenges and opportunities to be considered with tree planting. We provide context and estimates from the United States to inform assessments of the potential contribu- tions of forests in climate change mitigation associated with tree planting. carbon | climate | emissions | removals | forest inventory F orest ecosystems are the largest terrestrial carbon (C) sink on Earth (1), and their management has been recognized as a cost-effective strategy for mitigating greenhouse gas emissions. In the United States, forestland represents nearly one-third of total land area (Fig. 1 A and B), and forests store more than three decades of carbon dioxide (CO 2 ) emitted from economy- wide fossil fuels (2). The contribution of forestland to emissions offsets in the United States has remained relatively stable since 2005 despite steady declines in economy-wide CO 2 emissions over that period (2). This suggests that the forest C sink in the United States, which is driven in large part by forest regrowth following harvest and natural disturbance (3, 4), is slowly diminishing (47). Recently proposed afforestation and reforestation activities may accelerate live-tree sequestration of C stocks in forests (7, 8) and accumulation of C in soils (9), and potentially expand for- estland (10), providing a multitude of ecosystem services (8). However, practical constraints and social and economic com- petition with other land uses and management objectives may limit implementation (5, 7). While uncertainty remains around climate change mitigation strategies, carbon markets have the potential to influence the priority placed on land management to promote forest C storage (5). We use data from more than 130,000 national forest inventory (NFI) plots (Fig. 1B) to empirically describe the contribution of nearly 1.4 trillion trees on forestland in the conterminous United States (CONUS) to emissions offsets as well as opportunities and challenges to further enhance sequestration capacity. Specifi- cally, we 1) describe the current status and extent of forestland in the CONUS, 2) characterize the current forestland C sink in the CONUS relative to economy-wide CO 2 emissions (non-CO 2 gases were not included in this study), and 3) highlight opportunities and challenges for increasing C sequestration capacity on existing forestland. This work provides context and estimates for assessments of the potential contributions of trees and forests to mitigate forest loss and climate change through tree planting in the United States. Results There are an estimated 1.38 trillion live trees (±8.71 billion live trees, 95% CI) across all size classes on 256.3 Mha of forestland (±0.65 Mha) in the CONUS (Fig. 1A). Collectively, there are an estimated 71,808 million metric tons (MMT) carbon dioxide (CO 2 )(±901.19 MMT CO 2 ) stored in all live trees (aboveground and belowground) and they sequestered an estimated 546.7 MMT CO 2 (±31.6 MMT CO 2 ) in the year 2018 (Fig. 1 A and D). The CONUS-wide estimates translate to 280 MT CO 2 stored per hectare across forestland in the CONUS with annual net se- questration of 2.13 MT CO 2 ·ha 1 ·y 1 . There are opportunities on existing forestland to increase the contribution of forests to climate change mitigation. Nearly 33 Mha (±0.47 Mha) of productive forestland (i.e., timberland) is classified as nonstocked or poorly stocked (<35% of the forest- land area is occupied by trees; hereafter referred to as under- stocked) with live trees and seedlings (Fig. 2A). A disproportionate amount (44%, 14.5 Mha) of the understocked timberland is in the western states, which only represents 24% (49.1 Mha) of the total timberland land area in the United States. The under- stocked timberlands in the United States store less than 30% of the aboveground live-tree CO 2 per unit area that fully stocked forests store (Fig. 2 B and C), and the sequestration capacity is substantially diminishedless than 20% of fully stocked forestsdue to the limited area occupied by trees (Fig. 2 B and C). Currently, there is federal infrastructure to produce and plant 65 million seedlings per year, and state and private capacity is 1.1 billion tree seedlings per year (11). Collectively, the esti- mated 1.2 billion trees planted on forestland sequester between 16 MMT CO 2 and 28 MMT CO 2 each year (Fig. 2D). Spatially concentrating current tree planting capacity to fully stock non- stocked timberland, rather than planting the same number of trees over larger areas, provides the greatest potential to increase C sequestration capacity, particularly on private timberland (Fig. 2D). In addition, increasing tree planting capacity to fully stock timberlands can potentially reduce the current reforesta- tion backlog on federal forestland, increase total forestland se- questration capacity, and contribute to C storage (Fig. 2). Author contributions: G.M.D. designed research; G.M.D., S.N.O., B.F.W., and R.S.M. per- formed research; G.M.D., S.N.O., B.F.W., and R.S.M. analyzed data; and G.M.D. wrote the paper. The authors declare no competing interest. This open access article is distributed under Creative Commons Attribution License 4.0 (CC BY). 1 To whom correspondence may be addressed. 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Page 1: Tree planting has the potential to increase carbon ... · 15.09.2020  · concentrating current tree planting capacity to fully stock non-stocked timberland, rather than planting

Tree planting has the potential to increase carbonsequestration capacity of forests in the United StatesGrant M. Domkea,1, Sonja N. Oswaltb, Brian F. Waltersa, and Randall S. Morinc

aForest Service Northern Research Station, US Department of Agriculture, St. Paul, MN 55108; bForest Service Southern Research Station, US Department ofAgriculture, Knoxville, TN 37919; and cForest Service Northern Research Station, US Department of Agriculture, York, PA 17402

Edited by James A. Estes, University of California, Santa Cruz, CA, and approved August 18, 2020 (received for review June 1, 2020)

Several initiatives have been proposed to mitigate forest loss andclimate change through tree planting as well as maintaining andrestoring forest ecosystems. These initiatives have both inspiredand been inspired by global assessments of tree and forestattributes and their contributions to offset carbon dioxide (CO2)emissions. Here we use data from more than 130,000 nationalforest inventory plots to describe the contribution of nearly 1.4trillion trees on forestland in the conterminous United States tomitigate CO2 emissions and the potential to enhance carbon se-questration capacity on productive forestland. Forests and har-vested wood products uptake the equivalent of more than 14%of economy-wide CO2 emissions in the United States annually, andthere is potential to increase carbon sequestration capacity by∼20% (−187.7 million metric tons [MMT] CO2 ±9.1 MMT CO2)per year by fully stocking all understocked productive forestland.However, there are challenges and opportunities to be consideredwith tree planting. We provide context and estimates from theUnited States to inform assessments of the potential contribu-tions of forests in climate change mitigation associated with treeplanting.

carbon | climate | emissions | removals | forest inventory

Forest ecosystems are the largest terrestrial carbon (C) sink onEarth (1), and their management has been recognized as a

cost-effective strategy for mitigating greenhouse gas emissions.In the United States, forestland represents nearly one-third oftotal land area (Fig. 1 A and B), and forests store more thanthree decades of carbon dioxide (CO2) emitted from economy-wide fossil fuels (2). The contribution of forestland to emissionsoffsets in the United States has remained relatively stable since2005 despite steady declines in economy-wide CO2 emissionsover that period (2). This suggests that the forest C sink in theUnited States, which is driven in large part by forest regrowthfollowing harvest and natural disturbance (3, 4), is slowlydiminishing (4–7).Recently proposed afforestation and reforestation activities

may accelerate live-tree sequestration of C stocks in forests (7, 8)and accumulation of C in soils (9), and potentially expand for-estland (10), providing a multitude of ecosystem services (8).However, practical constraints and social and economic com-petition with other land uses and management objectives maylimit implementation (5, 7). While uncertainty remains aroundclimate change mitigation strategies, carbon markets have thepotential to influence the priority placed on land management topromote forest C storage (5).We use data from more than 130,000 national forest inventory

(NFI) plots (Fig. 1B) to empirically describe the contribution ofnearly 1.4 trillion trees on forestland in the conterminous UnitedStates (CONUS) to emissions offsets as well as opportunities andchallenges to further enhance sequestration capacity. Specifi-cally, we 1) describe the current status and extent of forestland inthe CONUS, 2) characterize the current forestland C sink in theCONUS relative to economy-wide CO2 emissions (non-CO2gases were not included in this study), and 3) highlight opportunities

and challenges for increasing C sequestration capacity on existingforestland.This work provides context and estimates for assessments of

the potential contributions of trees and forests to mitigateforest loss and climate change through tree planting in theUnited States.

ResultsThere are an estimated 1.38 trillion live trees (±8.71 billion livetrees, 95% CI) across all size classes on 256.3 Mha of forestland(±0.65 Mha) in the CONUS (Fig. 1A). Collectively, there are anestimated 71,808 million metric tons (MMT) carbon dioxide(CO2) (±901.19 MMT CO2) stored in all live trees (abovegroundand belowground) and they sequestered an estimated 546.7MMT CO2 (±31.6 MMT CO2) in the year 2018 (Fig. 1 A and D).The CONUS-wide estimates translate to 280 MT CO2 stored perhectare across forestland in the CONUS with annual net se-questration of 2.13 MT CO2·ha

−1·y−1.There are opportunities on existing forestland to increase the

contribution of forests to climate change mitigation. Nearly 33Mha (±0.47 Mha) of productive forestland (i.e., timberland) isclassified as nonstocked or poorly stocked (<35% of the forest-land area is occupied by trees; hereafter referred to as under-stocked) with live trees and seedlings (Fig. 2A). A disproportionateamount (44%, 14.5 Mha) of the understocked timberland is inthe western states, which only represents 24% (49.1 Mha) of thetotal timberland land area in the United States. The under-stocked timberlands in the United States store less than 30% ofthe aboveground live-tree CO2 per unit area that fully stockedforests store (Fig. 2 B and C), and the sequestration capacity issubstantially diminished—less than 20% of fully stockedforests—due to the limited area occupied by trees (Fig. 2 Band C).Currently, there is federal infrastructure to produce and plant

∼65 million seedlings per year, and state and private capacity is∼1.1 billion tree seedlings per year (11). Collectively, the esti-mated 1.2 billion trees planted on forestland sequester between16 MMT CO2 and 28 MMT CO2 each year (Fig. 2D). Spatiallyconcentrating current tree planting capacity to fully stock non-stocked timberland, rather than planting the same number oftrees over larger areas, provides the greatest potential to increaseC sequestration capacity, particularly on private timberland(Fig. 2D). In addition, increasing tree planting capacity to fullystock timberlands can potentially reduce the current reforesta-tion backlog on federal forestland, increase total forestland se-questration capacity, and contribute to C storage (Fig. 2).

Author contributions: G.M.D. designed research; G.M.D., S.N.O., B.F.W., and R.S.M. per-formed research; G.M.D., S.N.O., B.F.W., and R.S.M. analyzed data; and G.M.D. wrotethe paper.

The authors declare no competing interest.

This open access article is distributed under Creative Commons Attribution License 4.0(CC BY).1To whom correspondence may be addressed. Email: [email protected].

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DiscussionThe contribution of existing forestland and harvested woodproducts to climate change mitigation in the United States isunmistakable (1, 5, 6); however, the sink has remained relatively

stable, while total economy-wide CO2 emissions in the UnitedStates have declined (2). Considering trends in natural and an-thropogenic disturbances (5), declines in forest regrowth arelikely to continue in the absence of forest management (5, 10).

D

-54 -40 -30 -20 -10 0 10

Annual Flux (MMT CO2)Forest landFIA forest land plot

Note: FIA plot locations are approximate

C

Forest land

B

Forest area(M ha) Tree size class Total trees

(billions)Annual flux(MMT CO2)

Carbon stocks(MMT CO2)

256.3 (±0.65)Trees (dbh ≥ 12.7 cm)Saplings (2.54 cm ≤ dbh < 12.7 cm)Seedlings (dbh < 2.54 cm)TOTALS

(±31.57)(±0.52)(±0.04)(±31.58)

-457.5 -83.7

-5.5 -546.7

(±1,953.16)(±45.91)(±8.03)(±901.19)

54,654 14,633

2,519 71,806

(±0.37)(±1.81)(±8.51)(±8.71)

90.4 257.0

1,033.0 1,381.0

A

Fig. 1. Estimates (with 95% CI) of (A) forestland area, number of trees, CO2 stocks, and annual flux by tree size class in the CONUS, and distribution of (B)forestland in the CONUS, (C) approximate locations of national forest inventory plots with at least one forested condition (n = 130,250) in the CONUS used inthe study, and (D) total greenhouse gas emissions and removals on forestland by US state in 2018. Negative estimates indicate net C uptake (i.e., a net removalof C from the atmosphere).

D

Poorly stocked(10 - 34%)

Medium stocked(35 - 59%)

Fully stocked(60 - 99%)

-30 -20 -10 0Sequestration potential

(MMT CO2)

0 500 1000 1500 2000Reforestation area

(1000 ha)

0 50 100 150 200 250Live tree CO2 density

(MT ha-1)

-20 -15 -10 -5 0Annual net live tree CO2

stock change (MT ha-1 yr-1)

Nonstocked(0 - 9%)

Poorly stocked(10 - 34%)

Medium stocked(35 - 59%)

Fully stocked(60 - 99%)

Overstocked(100+%)

C

Nonstocked(0 - 9%)

Poorly stocked(10 - 34%)

Medium stocked(35 - 59%)

Fully stocked(60 - 99%)

Overstocked(100+%)

0 500 1000 1500 2000 2500 3000Tree density

B

Federal State and Local Private

Proportion of poorly stocked andnon-stocked area by state and ownership class0.05 0.1 0.2 0.50.40.3

Area of poorly stockedand non-stockedtimberland(1000 ha)

1 - 200

201 - 400

401 - 800

801 - 1400

1401 - 3000

A

Fig. 2. Distribution of (A) understocked timberland by ownership in the CONUS, (B) tree density by ownership and all live stocking on timberland in the CONUS (numberof trees), (C) aboveground live-tree CO2 density and mean annual net CO2 flux by ownership and all live-tree stocking in the CONUS, and (D) reforestation area and CO2

sequestration potential—based on current tree planting capacity in the CONUS—when increasing stocking on timberland from nonstocked to poorly stocked, mediumstocked, or fully stocked. Error bars represent the 95% CI. Negative estimates indicate net C uptake (i.e., a net removal of C from the atmosphere).

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Tree planting may accelerate live-tree sequestration of Cstocks in forests (7, 8) and the accumulation of C in soils (9).However, infrastructural constraints (e.g., planting stock avail-ability), as well as social and economic competition with otherland uses and management objectives (5, 7), natural disturbances(e.g., wildfire), and climate change (4, 5), have limited and maycontinue to limit implementation. Approximately 1% of under-stocked federal timberland is reforested each year, despitemandates requiring reforestation (7). Current tree planting ef-forts contribute ∼3 to 5% to live-tree C sequestration each yearin the United States. If all understocked timberland were fullystocked in the United States, potential C sequestration capacitywould increase by ∼20% (−187.7 MMT CO2 ±9.1 MMT CO2)per year, and immediate opportunities exist to build infrastruc-ture and use resources from tree planting initiatives to restoreand improve forest ecosystems (7).This study provides context and empirical estimates from

existing forestland in the CONUS. While we focused on refor-estation and supplemental planting on understocked timberland,there are more than 168 Mha of other public and private tim-berland in the CONUS which may benefit from forest manage-ment activities. Further, there may be opportunities on landwhich was historically forested (reforestation) or where the currentor past land use was not forestland (afforestation) (12). Finally,while reforestation and afforestation activities will help to maintainand potentially enhance the forest C sink in the United States andbeyond (12), this is just one of many nature-based solutions whichmust be deployed to mitigate climate change.

MethodsThis analysis relied on the most recent publicly available data from the US NFIconducted by the US Department of Agriculture (USDA) Forest Service Forest

Inventory and Analysis (FIA) program (13). Base intensity permanent groundplots are distributed approximately every 2,428 ha across the CONUS. Eachpermanent ground plot is a series of four fixed-radius (7.32 m) plots(i.e., subplots) spaced 36.6 m apart in a triangular arrangement with onesubplot in the center. Tree-level (diameter at breast height [dbh] ≥ 12.7 cm)and site-level attributes are measured at regular temporal intervals on plotsthat have at least one forested condition. Saplings (2.54 cm ≤ dbh < 12.7 cm)and seedlings (dbh < 2.54 cm, conifer height ≥ 15.24 cm; hardwood height ≥30.48 cm) were measured and counted, respectively, on fixed-radius (2.07 m)microplots nested within each subplot.

All seedlings and live trees with a dbh ≥ 2.54 cm on forestland in theCONUS were included in this study. Population and ratio estimates of treesand seedlings, forestland area, all live-tree stocking, and C density and se-questration capacity (and associated uncertainties) were obtained followingmethods described in Bechtold and Patterson (14), US Environmental Pro-tection Agency (EPA) (2), and USDA Forest Service (15). The estimates ofseedling C stocks and flux include understory vegetation (15). Estimates ofstate and national C flux on forestland were obtained following methods inthe US EPA (2).

Replanting scenarios were based on USDA Forest Service estimates ofcurrent annual tree planting capacity (11), and reforestation estimates werebased entirely on empirical estimates obtained from the NFI and current treeplanting capacity (11, 13–15).

Data Availability. National forest inventory data have been deposited in FIADataMart (https://apps.fs.usda.gov/fia/datamart/).

ACKNOWLEDGMENTS. We acknowledge Annarita Mariotti from the WhiteHouse Office of Science Technology Policy (OSTP) and Tracy C. Hancock fromthe USDA Forest Service for sharing questions that resulted in the estimatesdescribed here. We also thank Linda S. Heath, Greg Reams, Jeff Turner, PatMiles, and Scott Pugh from the USDA Forest Service for helpful discussionsregarding OSTP questions and responses.

1. Y. Pan et al., A large and persistent carbon sink in the world’s forests. Science 333,988–993 (2011).

2. US Environmental Protection Agency, “Inventory of U.S. Greenhouse Gas Emissionsand Sinks: 1990-2018” (EPA 430-R-20-002, Environmental Protection Agency, 2020).

3. T. A. M. Pugh et al., Role of forest regrowth in global carbon sink dynamics. Proc. Natl.Acad. Sci. U.S.A. 116, 4382–4387 (2019).

4. C. A. Williams, H. Gu, R. MacLean, J. G. Masek, G. J. Collatz, Disturbance and thecarbon balance of US forests: A quantitative review of impacts from harvests, fires,insects, and droughts. Global Planet. Change 143, 66–80 (2016).

5. G. Domke et al., “Forests” in Second State of the Carbon Cycle Report (SOCCR2): ASustained Assessment Report, N. Cavallaro, Ed. (US Global Change Research Program,Washington, DC, 2018), pp. 365–398.

6. G. M. Domke et al., “Greenhouse gas emissions and removals from forest land,woodlands, and urban trees in the United States, 1990-2018” (Resource Update FS-227, US Department of Agriculture, Madison, WI, 2020).

7. L. E. Nave et al., The role of reforestation in carbon sequestration.NewFor. 50, 115–137 (2019).8. B. E. Law et al., Land use strategies to mitigate climate change in carbon dense

temperate forests. Proc. Natl. Acad. Sci. U.S.A. 115, 3663–3668 (2018).

9. L. E. Nave et al., Reforestation can sequester two petagrams of carbon in US topsoils

in a century. Proc. Natl. Acad. Sci. U.S.A. 115, 2776–2781 (2018).10. R. Birdsey, K. Pregitzer, A. Lucier, Forest carbon management in the United States:

1600-2100. J. Environ. Qual. 35, 1461–1469 (2006).11. D. L. Haase et al., Forest nursery seedling production in the United States—Fiscal year

2018. Tree Planters’ Notes 62, 20−24 (2019).12. National Academies of Sciences, Engineering, and Medicine, Negative Emissions

Technologies and Reliable Sequestration: A Research Agenda, (The National Acade-

mies Press, Washington, DC, 2020).13. USDA Forest Service, The Forest Inventory and Analysis Database. Version 8.0. https://

www.fia.fs.fed.us/tools-data/. Accessed 7 May 2020.14. W. A. Bechtold, P. L. Patterson, “The enhanced forest inventory and analysis program-

national sampling design and estimation procedures” (Gen. Tech. Rep. SRS-80, US

Department of Agriculture, Asheville, NC, 2005).15. USDA Forest Service, Database Description User Guide for Phase 2. Version 8.0. https://

www.fia.fs.fed.us/library/database-documentation/current/ver80/FIADB%20User%

20Guide%20P2_8-0.pdf. Accessed 7 May 2020.

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