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TRANSPORTATION R E S E A R C H B O A R D ACRP 4-08 - Improved Models for Risk Assessment of Runway Safety Areas (RSA) Objective: develop and validate a user-friendly software analysis tool that can be used by airport and industry stakeholders to quantify risk and support planning and engineering decisions when determining RSA requirements to meet an acceptable level of safety for various types and sizes of airports Completion Date: 02/15/2011 June 14, 2022

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Page 1: TRANSPORTATION RESEARCH BOARD ACRP 4-08 - Improved Models for Risk Assessment of Runway Safety Areas (RSA) Objective: develop and validate a user-friendly

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ACRP 4-08 - Improved Models for Risk Assessment of Runway Safety Areas (RSA)

Objective: develop and validate a user-friendly software analysis tool that can be used by airport and industry stakeholders to quantify risk and support planning and engineering decisions when determining RSA requirements to meet an acceptable level of safety for various types and sizes of airports

Completion Date: 02/15/2011

April 19, 2023

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DProject Panel

• Chair – Mr. Dana L. Ryan – Cleveland Hopkins Airport System

• ACRP Staff Representatives– Ms. Theresia H. Schatz – Program Officer– Mr. Joseph J. Brown-Snell – Program Associate

• Members– Mr. Steven G. Benson - Coffman Associates– Ms. Diana S. Dolezal - Greater Toronto Airports Authority– Mr. Alex M. Kashani - Metropolitan Washington Airports Authority– Ms. Deborah T. Marino - Greater Orlando Aviation Authority– Mr. Phillip C. Miller - California DOT– Dr. Xiaosong "Sean" Xiao - Tetra Tech Inc.

• Liaison Representatives– Dr. Michel Hovan - Federal Aviation Administration– Mr. Matthew J. Griffin - Airports Council International - North America– Dr. Richard Pain – Transportation Research Board

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Project Team• Principal Investigator

– Manuel Ayres – Applied Research Associates

• Co-Principal Investigator– Richard Speir – Applied Research Associates

• Project Manager– Hamid Shirazi – Applied Research Associates

• Team Members– Regis Carvalho – Applied Research Associates – Robert E. David – RED & Associates– Derek Wong – Consultant– John Gadzinski – Four Winds Consulting– Jim Hall - Applied Research Associates– Edith Arambula – Applied Research Associates

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Briefing Outline

• Background• Project Objective• Project Tasks• Data & Models• Risk Approach• Consequence Approach• Analysis Software• Validation

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Background• 55% of jet aircraft fatal accidents occurred

during landings and takeoffs (Boeing 2010)• Aircraft overruns, veer-offs and undershoots

account for most accidents in the immediate vicinity of the runway

• Runway safety areas (RSA) are capable of mitigating the consequences of many of such events

• Many airports were built before current RSA standards were set and some airports can not accomodate larger areas due to physical and environmental restrictions

• FAA has embarked upon a program (Order 5200-8) to improve non-standard RSA

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Alternatives to Improve RSAs

• Extend the RSA• Modify or relocate the runway• Use declared runway distances • Implement arresting systems (e.g.

EMAS)

Goal was to develop methodology with capability to analyze either or combination of these alternatives

Goal was to develop methodology with capability to analyze either or combination of these alternatives

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Project Goals• Update the ACRP Report 3 accident/incident

database and collect data on aircraft runway veer-off events

• Develop risk models for frequency and location for each type of incident: landing overruns (LDOR); landing undershoots (LDUS); landing veer-offs (LDVO), takeoff overruns (TOOR), and takeoff veer-offs (TOVO).

• Develop approach to evaluate declared runway distances on risk

• Develop approach to assess impact of EMAS on risk• Develop approach to model incident consequences • Develop user-friendly analysis software• Validate the new approach and software

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Project TasksLiterature Review

Collection and Preparation of Data Accident & Incident

Aircraft Normal Operations

Development of Risk Models

Development of Test Plan

Development of Software Outline

Interim Meeting

Development of Analysis SoftwareExecution of Test Plan

Select airports Collect airport data

Run analysis for selected airports Validate models & software

Testing of Analysis Software

Revised Software

Final report

Literature Review

Collection and Preparation of Data Accident & Incident

Aircraft Normal Operations

Development of Risk Models

Development of Test Plan

Development of Software Outline

Interim Meeting

Development of Analysis SoftwareExecution of Test Plan

Select airports Collect airport data

Run analysis for selected airports Validate models & software

Testing of Analysis Software

Revised Software

Final report

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Database of Accidents and IncidentsDatabase of Accidents and Incidents Organized in Microsoft Access 1414 events, 300+ fields Worldwide sources: NTSB, FAA AIDS, FAA/NASA ASRS, Canada

TSB, UK AAIB, French BEA, Australian TSB, New Zealand TAIC, Singapore AAIB, Ireland AAIU, Spain CIAIAC

Date, location, summary, airport/runway data, flight data, weather conditions, consequences, wreckage location, causal and contributing factors

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Events Counts of Collected DataEvents Counts of Collected Data

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Three-Part Risk Model ApproachThree-Part Risk Model Approach

• Three -Part Risk Model

Eventprobability

Locationprobability

operating conditions (airplane performance, type of

operation, runway distance available and elevation,

weather conditions)

RSA characteristics, geometry,

presence of EMAS

type, size and location of obstacles

Consequences

• Three -Part Risk Model

Eventprobability

Locationprobability

operating conditions (airplane performance, type of

operation, runway distance available and elevation,

weather conditions)

RSA characteristics, geometry,

presence of EMAS

type, size and location of obstacles

Consequences

• Three -Part Risk Model

Eventprobability

Locationprobability

operating conditions (airplane performance, type of

operation, runway distance available and elevation,

weather conditions)

RSA characteristics, geometry,

presence of EMAS

type, size and location of obstacles

Consequences

Risk Classification

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Frequency ModelsFrequency Models

...33221101

1}_{ XbXbXbbe

OccurenceAccidentP

RSA

x

y

Stop Location Probability Distributions

Based on accident, incident, normal operations and aircraft performance data

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Location Models – Example for OverrunsLocation Models – Example for Overruns

xyRSA

Distance x from runway end

Pro

bab

ility

loca

tion

Exc

eed

s x

x1

P{Loc > x1}

naxexLocationP }{

Xrwy end

Prob=exp((-.00321)*X**(.984941))R2=99.8%

0 400 800 1200 1600 2000

Distance X from Runway End (ft)

0.0

0.2

0.4

0.6

0.8

1.0

Pro

babi

lity

of S

topp

ing

Bey

ond

X

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Consequence Approach

Lateral LocationProbability Distribution

y

Obstacle

yc yf

Psc

w1

Lateral LocationProbability Distribution

y

Obstacle

yc yf

Psc

w1

Obstacle

1/3 WS

Wingspan (WS)

a)

Obstacle

1/3 WS

Wingspan (WS)

b)

Obstacle

1/3 WS

Wingspan (WS)

a)

Obstacle

1/3 WS

Wingspan (WS)

b)

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Software Capabilities• RSA risk analysis• Risk of aircraft overruns, veer-off

and undershoots• Consideration of specific airport

operational and weather conditions• Assess impact of declared runway

distances• Assess impact of Engineered

Material Arresting Systems (EMAS)• User-defined RSA and EMAS

configuration• Consideration of obstacles

(dimensions, location, type)

Risk of Accident - Summary of ResultsOverall Results Risk Analysis Summary of Results by RunwaySummary Table Risk in Events per Million Movements

06 24

LDOR 4.57E-08 6.09E-08

LDOR 5.6E-08 >100 1.7 >100 TOOR 3.36E-07 2.50E-07

TOOR 2.8E-07 >100 4.8 >100 LDUS 1.50E-07 1.56E-07

LDUS 1.5E-07 >100 3.0 >100 LDVO 1.69E-06 2.69E-06

LDVO 2.0E-06 >100 9.0 >100 TOVO 9.04E-07 8.16E-07

TOVO 8.7E-07 >100 17.8 >100

Total 1.7E-06 >100 18.0 >100 Average # of Years Between Accidents

Airport Annual Volume: 4,500 06 24

Expected Traffic growth rate: 0.00% LDOR >100 >100

Target Level of Safety (TLS): 1.0E-06 TOOR >100 >100

LDUS >100 >100

Airport: Ugnu-Kuparuk LDVO >100 >100

Date of Analysis: 11/24/2010 TOVO >100 >100

Analyst: Hamid Shirazi

Percent Events Above TLS

06 24

LDOR 1.07 1.95

TOOR 6.20 4.13

LDUS 3.03 2.95

LDVO 9.10 8.85

TOVO 17.87 17.68

LDOR 2230

TOOR 2235 Summary of Operations Challenging the RSAsLDUS 2230 Movements Challenging each RSA

LDVO 2230

TOVO 2235 06 24

Total 11160 LDOR 746 1484

TOOR 758 1477

LDUS 1484 746

LDVO 1484 746

TOVO 1477 758

Total 5949 5211

1

RSAType of Accident

Type of AccidentAccident

Average Probability

Avrg # of Years to Critical Incident

% Ops Above TLS

Avrg # of Years to Critical Incident for

TLS

Accident NOD

Note: fields in yellow may be changed by user

Type of Accident

Type of Accident

RSA

RSA

RSA

Histogram of Total Risk

0

1000

2000

3000

4000

5000

6000

7000

6.5E-08

2.0E-07

3.3E-07

4.6E-07

5.9E-07

7.2E-07

8.5E-07

9.8E-07

1.1E-06

1.2E-06

1.4E-06

1.5E-06M

ore

Probability Interval

Freq

uenc

y of

Ops

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

Cum

ulati

ve %

Ops

Frequency

Cumulative %

Notes1 - Fields in orange may be directly changed in spreadsheet by user2 - Results for overrun and undershoot consider all movements challenging each RSA adjacent to the ends of each runway3 - The total risk for the airport is per movement (landing and taking-off)4 - Each takeoff will challenge the RSA adjacent to the departure end for overruns and the lateral safety areas for veer-offs5 - Each landing will challenge the RSA adjacent to the arrival end for undershoots, the RSA adjacent to the departure end for overruns and the lateral safety areas for veer-off6 - Histogram for the whole airport is for any type of event and include each movement challenging the RSA

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Field Test Airports for Validation• Miami International (MIA)• Ted Stevens Anchorage International (ANC)• Lambert-St Louis International (STL)• Spokane International (GEG)• Joe Foss Field (FSD)• Yeager (CRW)• Deer Valley International (DVT)• Ft Lauderdale Executive (FXE)

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DValidation

Incidents

Accidents

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Opportunities to Use the New Tool

• Analysis of RSA alternatives in support of cost/benefit studies

• Prioritization of RSA improvements within an airport

• Statewide and Nationwide RSA improvement programs

• Support for decision making• Evaluate impact of modifying RSA standards