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TRADING STOCK OPTIONS ON THE SAXOTRADER PLATFORM

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1. First, clear your screen by clicking on View > Add View.

2. To view all Stock Options available for trading, select Trading > Instrument Explorer and drop down to Stock Options.

Welcome to Stock Options trading with Saxo Capital Markets. Here are some quick tips to help you get started right away.

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3. Instruments listed here are readily available to trade. The list of available stock options will be extended in the future.

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4. Alternatively, you can search for the desired instrument by entering the Stock name or ticker in the “Look for” field.

Example: enter “Deutsche Bank” or “DBK” into the field. Be sure to select the instrument listed under “Stock Options”.

5. Right click on the Stock Option in order to open the Trade Ticket.

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6. The Trade Ticket window opens with key details to help you place a trade order.

Expiry: The date at which the option expires

Strike: The exercise price of the option

Call/Put:

Call: The right to buy the underlying stock, at a specified price and a specified date.

Put: The right to sell the underlying stock, at a specified price and a specified date.

Quantity: Number of contracts that you want to buy or sell.

Buy/Sell: a way to open a call or put position in option transactions.

Buy to Open: To place an option trade, where the option position is not held short in the account during the transaction.

Sell to Open: To place an option trade by selling or establishing a short position in an option.

Entry type: Select the order type (more informa-tion about types of orders on the next page)

Price: Choose the price you would like to buy or sell

Duration: The duration period of the order is valid for “Day Order”- the order will work until the end of the day.

Take Profit / Stop Loss: Place related limit or stop orders to your position

Exercise: The type of option is shown here. Ameri-can type options can be exercised any time prior to expiry whereas European type options can only be exercised at expiry.

Underlying: The underlying share of the options contract.

Contract size: The number of shares per options contract.

IMPORTANTImportant: Access to real time prices for stock options and the underlying stocks may require 2 different subscriptions. Note that for US stock options a subscription is also required to receive delayed data.

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7. If your order has been executed, you will see the Trade confirmation below.

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ACCOUNT SUMMARY8. By clicking on Account > Account Summary, you can view the new position in the “Open Positions” section.

IMPORTANTYou can place orders related to the position opened, directly from your account.

Close the position

Click the Close Position icon to immediately close the position

Limit order Click to place related limit order

Stop order Click to place related stop order

Square positions Click to square positions

Exercise Option Click to exercise your Stock Option.

Click on the plus icon to view additional details.

Click to see position details.

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PLACING STOCK OPTION ORDERS USING THE CONTRACT OPTIONS CHAIN

9. By clicking on Trading > Watchlists > Contract Options Chain you can view the Stock Options chain.

10. Enter the name or ticker of the target stock option into the “Instrument” field in order to view the Stock Options Chain for the particular instrument.

The Contract Options Chain module allows you to continuously monitor option prices. It consists of a grid of “Bid” and “Ask” option prices arranged by strike level and expiry date. Prices for “Put Options” for the selected contract are on the right hand side and prices for “Call Options” are on the left.

Expiry dates are shown along the top of the grid of prices. The expiry dates are fixed dates i.e. they do not move forward every day. You can use the scroll bar or arrow icon to expand sections to see additional dates.

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CHART MODULE11. In order to open the Chart module for the underlying stock, select Trading > New Chart. Select the underlying Stock of your choice.

To select an instrument use the “Instrument” field at the top left hand side of the module.

To find a strike price look at the centre of the screen.

Use the arrows at the centre of the module to scroll up and down between strike levels. To centre the board at the current at-the-money (ATM) strike level, click Reset (ATM) at the top of the module. Multiple strike prices may be displayed using the “Strikes” drop down menu.

To trade, click the price button for the strike and maturity you want. The Contract Options Trade module appears with all the information pre-populated. Verify the details and click Place Order.

Each row in the grid contains information and price buttons specific for that combination of strike level and maturity date. The prices update in real time. As markets move, prices at new strike levels will appear and become active. Market moves will result in some old strike levels periodically being removed, as they become either deeply in or deeply out-of-the-money.

PLACING STOCK OPTION ORDERS USING THE CONTRACT OPTIONS CHAIN

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ADDITIONAL INFORMATION

PROTECTION OF CLIENT FUNDS

GENERAL EDUCATION

MORE ABOUT STOCK OPTIONS

STOCK OPTIONSPRICES

STOCK OPTIONS TRADING CONDITIONS

STOCK OPTIONSSTRATEGIES

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ARE YOU LOOKING FOR MORE PRODUCTS?

Speed. Execution. Range of instruments.

Forex184 crosses

Stocks19,000+ Instruments

Contract Options70 contracts

ETFs/ETCs2,500+ Instruments

Stock Options200 Options

FX Options45 crosses

CFDs9,000+ contracts

Futures200 contracts

Bonds6,000+ instruments

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Saxo Capital Markets (Australia) Pty Ltd (ABN 32 110 128 286) (AFSL 280372)Please refer to our Combined Financial Services Guide & Product Disclosure Statement available via www.saxomarkets.com.au. Please also consider whether acquiring or continuing to hold these products is suitable for you, prior to opening an account. Trading in fi-nancial instruments carry various risks, and is not suitable for all investors. Please seek expert advice, and always ensure that you fully understand these risks before trading. Dealing in products that are highly leveraged carries significantly greater risk than non-geared investments and you could lose as well as gain large amounts of money, and sustain losses in excess of the monies you initially deposited to maintain any positions in leveraged products. Saxo Capital Markets makes no warranty as to the accuracy, completeness, merchant-ability or fitness for any purpose, of the information contained in the herein, or as to the results obtained by any person from the use of any information or investment product mentioned throughout this product guide. None of the information contained herein consti-tutes an offer to purchase or sell a financial instrument, or to make any investments. The information displayed is ‘general’ in nature and for educational purposes only, and does not take into account your financial situation, needs or objectives or constitutes an offer to buy or sell a financial instrument. Please refer to www.saxomarkets.com.au for our General Disclaimer and detailed Risk Warning.

For more information please contact us on +61 2 8267 9000 or email us at enquiries@saxomarkets.com.au