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World Organisation for Animal Health · Protecting animals, Preserving our future | 1
TRADE IN ANIMAL PRODUCTS OPPORTUNITIES AND CHALLENGES - THE PERSPECTIVE OF OIE Control of Animal Diseases-Regionalisation International Seminar Bangkok, Thailand, 5 June 2018
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Framework for Safe International Trade
Zoning and Compartimentalisation
Free status – official recognition vs self declaration
Contents
Implementation of OIE Standards
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Part 1
Framework for Safe International Trade
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WTO SPS Agreement – key points
legal framework for international trade
legally binding for WTO Members
includes obligations for importing countries AND exporting
countries
Recognises OIE as international standard setting
organisation for animal health and zoonoses
If you apply OIE standards you are complying with WTO
obligations
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Recognizing the right to protect human, animal, plant life or health
Avoiding unnecessary barriers to trade
What is the objective of the SPS Agreement?
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“Members have the right to take sanitary and phytosanitary measures necessary for the protection of human, animal or plant life or health, provided that such measures are not inconsistent with the provisions of this Agreement”
SPS Agreement - Coverage Article 2.1
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SPS Measures - Examples Annex A
A measure taken to protect:
Animals from diseases
e.g. measures to prevent
introduction of Taura syndrome
e.g. measures to prevent
introduction of FMD
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SPS Measures - Examples Annex A
Human life animal-carried diseases from
A measure taken to protect:
requirement that susceptible animals
be vaccinated against rabies
BSE-related restrictions
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Members shall ensure that any SPS measure is:
Scientific Justification Article 2.2
applied only to the extent necessary to protect human, animal or plant life or health
based on scientific principles
not maintained without sufficient scientific evidence
except as provided for in Article 5.7
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Scientific Justification Article 3.3
A country’s import health measures must be based on an: International standards(OIE);
OR
Import Risk Analysis:
- in the absence of a relevant standard; or - when a Member chooses to adopt a higher standard
of protection than the international standard provides.
Risk analysis
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No unjustifiable discrimination between Members with similar conditions i.e. no import requirements for diseases present in the importing country unless subject to any official control programme
Non-discrimination Article 2.3
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Disease-free areas Article 6
Concept of disease-free country, zone and compartment is recognised in the SPS Agreement (Article 6)
Members must recognize concept of disease-free areas
“To gain recognition of a disease-free area, an exporting Member has to provide the necessary proof (Article 6.3)”
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Disease-free areas Article 6
Members shall ensure SPS measures (for disease-free areas) take into account:
prevalence of disease existence of eradication or control programmes guidelines developed by “sisters” (e.g. OIE official
recognition of disease status)
SPS Guidelines on Regionalization (G/SPS/48)
OIE standards and guidance is provided in disease-specific chapters, Ch 1.4, 4.3, 4.4. etc.
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Equivalence Article 4.1
Members shall
accept SPS measures of other Members as equivalent
If the exporting Member objectively demonstrates that its measures achieve the
ALOP of the importing country
Committee Guidelines on Equivalence
(G/SPS/19/Rev.2)
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Chapter 5.3. OIE procedures relevant to the WTO SPS Agreement
Article 5.3.1. SPS Agreement in brief
Articles 5.3.2. to 5.3.6. General considerations on the judgement of
the equivalence of sanitary measures
Article 5.3.7. Sequence of steps to be taken in establishing
a zone/compartment and having it recognised for international trade purposes
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Part 2
Zoning and Compartmentalisation
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Zoning & Compartmentalisation o Procedures to define subpopulations of distinct health status
o For the purpose of disease control or international trade
o Establish and maintain a disease free status within a territory where disease eradication is not possible in a short time
Zoning Compartmentalisation
Applies to an animal subpopulation defined primarily
on a geographical basis (using natural, artificial or legal
boundaries)
Applies to an animal subpopulation defined primarily by management and husbandry practices related to biosecurity
In practice, spatial considerations and good management including biosecurity plans play important roles in the application of both concepts.
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free zone
free zone
river
Zoning
Infected zone
Based on geographical boundaries
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BREEDING FLOCK FEED
SUPPLY
GROWING FLOCK
SLAUGHTER HOUSE
GROWING FLOCK
Birds
Equipment
Equi
pmen
t
Feed
Compartmentalisation
Equipment
Feed
Based on management practices and biosecurity
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Zone means a clearly defined part of a territory containing an animal subpopulation with a distinct health status with respect to a specific disease for which required surveillance, control and biosecurity measures have been applied for the purpose of international trade. Compartment means an animal subpopulation contained in one or more establishments under a common biosecurity management system with a distinct health status with respect to a specific disease or specific diseases for which required surveillance, control and biosecurity measures have been applied for the purpose of international trade.
Zoning & Compartmentalisation
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Zoning: encourage the more efficient use of resources within certain parts of a country.
Compartmentalisation: allow the functional separation of a subpopulation from other domestic animals or wild animals through biosecurity measures, which a zone would not achieve.
Use of compartmentalisation, following a disease outbreak, may allow a Country to take advantage of epidemiological links among subpopulations or common practices relating to biosecurity, despite diverse geographical locations, to facilitate disease control or the continuation of trade.
Trading partners should establish parameters and gaining agreement on the necessary measures prior to outbreaks of disease
Zoning & Compartmentalisation
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Biosecurity and surveillance are essential components of zoning and compartmentalisation
The arrangements should be developed through cooperation of industry and Veterinary Services.
Zoning & Compartmentalisation
Industry
•Application of biosecurity measures
•Documenting and recording movements of animals and personnel
•Quality assurance schemes
•Monitoring the efficacy of the measures
•Documenting corrective actions
•Conducting surveillance
•Rapid reporting and maintenance of records in a readily accessible form
Veterinary Services
•Provide movement certification,
•Carry out documented periodic inspections of facilities, biosecurity measures, records and surveillance procedures.
•Audit surveillance, reporting and laboratory diagnostic examinations.
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The Veterinary Authority should document in detail the measures taken to ensure the identification of the subpopulation and the establishment and maintenance of its health status through a biosecurity plan.
The measures used to establish and maintain the distinct animal health status of a zone or compartment depend on the epidemiology of the disease, environmental factors, the health status of animals in adjacent areas, applicable biosecurity measures, and surveillance.
Relevant animals within the zone or compartment should be identified in such a way that their movements are traceable.
A zone or compartment should be made public through official channels.
Zoning & Compartmentalisation
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Zone A protection zone may be established to preserve the health
status of animals in a free country or zone, from adjacent countries or zones of different animal health status.
Measures to prevent introduction of the pathogenic agent and to ensure early detection (movement control; surveillance; animal ID and traceability; vaccination; testing or vaccination of animals moved, specific procedures for sample handling, sending and testing; enhanced biosecurity, awareness campaigns)
A containment zone may be established for trade purposes in the event of limited outbreaks in a country or zone previously free of a disease. Measures applied to eradicate the disease.
The effective a containment zone establishment is no new cases in the containment zone within a minimum of two incubation periods from the last detected case.
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Compartment Biosecurity Plan
o The partnership between the relevant industry and the Veterinary Authority, and their respective responsibilities
o The operating procedures provide evidence that the surveillance conducted, the live animal identification and traceability system, and the management practices are adequate to meet the definition of the compartment
o Herd or flock production records, feed sources, surveillance results, birth and death records, visitor logbook, morbidity and mortality history, medications, vaccinations, documentation of training of relevant personnel and any other criteria necessary for evaluation of risk mitigation.
o The audit to ensure that the risks are regularly re-assessed and the measures adjusted accordingly
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Part 3
Disease Free Status OIE Official Recognition
vs Self-declaration
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R. Doisneau
How do I find out if the country I wish to trade with is free from a specific OIE listed disease
of concern to me?
Do they have OIE official
recognition of disease status?
What is their disease status
in WAHIS? present/absent/
not reported
Have they made
a self-declaration of
freedom
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Disease-free recognition – SPS Agreement
“Any determination under Article 6 should consider the strength and credibility of the veterinary infrastructure of the exporting Member in accordance with the importing Member’s appropriate level of sanitary protection” “The veterinary authorities of the exporting Member should be able to demonstrate their ability to maintain freedom from specified diseases to encourage confidence on the part of the importing Member”
Article 6 &
RG/SPS/48 Guidelines
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Disease-free recognition – SPS Agreement
TYPICAL STEPS IN THE RECOGNITION PROCESS Step A: Exporting Member requests information about procedures and/or
recognition Step B: Importing Member explains requirements Step C: Exporting Member provides documentation Step D: Importing Member evaluates the documentation and, if necessary,
requests additional information Step E: Exporting Member responds to feedback Step F: Importing Member evaluates any additional information and, if
required, seeks further clarifications Step G: Importing Member conducts on- site verification (if applicable) Step H: Exporting Member responds to inspection report Step I: Importing Member makes a determination
Article 6 &
RG/SPS/48 Guidelines
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OIE OFFICIAL DISEASE STATUS RECOGNITION
Protect animal and human health in international trade
Facilitate trade
Guarantees to trading partners, • Veterinary Services meet baseline requirements
concerning disease control and trade activities;
• Long term perspective documented and updated evidence on the disease free situation.
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OIE official recognition of disease status 19
94 • Requested by
the World Assembly
• Voluntary-based procedure
• Specific diseases
1995
Adoption of the procedure for FMD official recognition
1996
Adoption of the 1st list of Member Countries and zones free from FMD without vaccination
HISTORICAL
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FMD Country/ Zone With/ without
vaccination
1996
Rinderpest
2000 Contagious bovine
pleuropneumonia
Country/ Zone
2003
BSE Country/ Zone
Negligible / Controlled risk
2004
African horse
sickness Country
2013 Peste de
petits ruminant
Country/ Zone
2014 Classical
swine fever Country/ Zone
2015
Diseases included in OIE official disease status recognition (at 2017)
Also OIE endorsement (by Resolution) of official control programmes for FMD, CBPP and PPR
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Granting, suspension and recovery of official disease status
http://www.oie.int/en/animal-health-in-the-world/official-disease-status/official-recognition-policy-and-procedures/
Objective and Transparent Procedure; Standard Operating Procedure – describes all steps in the procedure (on the OIE website); Member Country submits to the OIE a dossier providing the information requested (as appropriate) in Chapter 1.6;
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Voluntary - applications from OIE Member Countries
OIE Headquarters
OIE ad hoc Groups
OIE Scientific Commission for Animal Diseases
Adoption by OIE World Assembly
Procedure for official recognition of disease status and official control programmes
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by adoption of a Resolution
Official recognition - World Assembly
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Publication
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R. Doisneau
How do I find out if the country I wish to trade with is free from a specific OIE listed disease
of concern to me?
Do they have OIE official
recognition of disease status?
What is their disease status
in WAHIS? present/absent/
not reported
Have they
made a self-declaration of freedom
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R. Doisneau
Is my country free from an OIE listed
disease?
Do I want to
Communicate this?
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Self-declaration of an OIE listed disease*
Freedom of a country, zone or compartment For OIE listed diseases but… * Not for the 6 diseases for which an official
recognition may be granted Based on requirements in Terrestrial Code Chapters
1.1., 3.1. and 3.2. and provisions of the relevant disease chapters in the
Code and Manual.
40
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OIE publication of the claim in the
Publication does not imply OIE endorsement of the
claim.
41
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Yellowhead disease White spot disease
Viral haemorragic septicaemia Vescicular stomatitis
Taura syndrome Swine Vesicular Disease
Scrapie Rabies
Rabbit haemorrhagic disease Pullorum Disease
Peste des petits ruminants Nipha virus
Newcastle disease Infectious salmon anaemia
Infectious myonecrosis Infectious Laringotracheitis
Infectious haematopoietic necrosis Haemorrhagic septicaemia
Glanders Fowl Typhoid
Foot and mouth disease Equine influenza
Equine arteritis Epizootic haematopoietic necrosis
Classical swine fever Caprine and ovine brucellosis
Bluetongue Avian Influenza
Aujeszky African swine fever
African horse sickness
Number of self-declarations per disease in the World
42
AI
CSF
ASF
Rabies Sw. Ves. Dis.
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Highly Pathogenic Avian Influenza
Pakistan Self Declaration as free HPAI 2009
Sri Lanka Self Declaration as free HPAI 2013
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Procedures
44
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Part 4
Implementation of OIE Standards - Case study of FMD
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Foot and mouth disease standards
FMD Chapter publication timeline
1968 2015 2011
First publication of adopted FMD chapter
The concept of an OIE-endorsed official control programme for FMD has been introduced
Comprehensive revision of the FMD chapter
2018 -
TAHSC proposed revision of the chapter incl. introducing new concept of free compartment with vaccination
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Infection with foot and mouth disease virus
• Structure of the chapter: defines the disease for trade purposes;
provides categories for disease freedom and criteria for the recovery of status in the event of the loss of a recognised disease status;
provides risk mitigation measures for the safe trade in commodities;
provides specific surveillance guidelines to prove the absence of disease and infection;
further standards are provided for the official endorsement of national disease control programmes for FMD
Terrestrial Animal Health Code (Chapter 8.8.)
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Challenge for FMD standards
Nos Description of trade issue Cause of problems
1 FMD related trade restrictions – limiting sales or distribution of frozen buffalo meat coming from a country with FMD official control programme only to processing sectors in the importing countries
Non-compliance with OIE standards
2 FMD related unjustified trade ban including milk products and non-animal origin products such as dry noodle or textile products
Non-compliance with OIE standards
3 Questions on how to allow imports from neighbouring countries with different FMD status
A lack of sufficient understanding of OIE standards
FMD related STCs raised from June 2016 to May 2017
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Challenge for FMD standards
• Importing countries requiring “FMD disease freedom” not accepting OIE’s “safe trade recommendations” OIE recommends trade in fresh meat from free zones w/o vaccination
(Art. 8.8.20.) and from free zones with vaccination (Art. 8.8.21) OIE recommends trade in fresh meat from infected countries/zones
where an official control programme exists (Art. 8.8.22.)
• A previously free country having an incursion of FMD are not able to export until it regains its status free countries having management tools in place such as contingency
plans that in case of FMD incursion could Article 8.8.20. on an official control programme to continue trade
Trade responses to FMD outbreaks
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Global FMD control strategy and OIE standards
• The history of FMD outbreaks confirms that the most common spread occurs across national borders and within the more close proximity of regions Reg. approach (e.g. SEACFMD) accepted as proven method to FMD control
• Since 1994, official disease recognition embodied in the Code to give impetus to global freedom. To further facilitate trade, the Code expanded to recognize free zones and compartments and safe commodities
• However, a slow and costly process requires sustainable and effective VS and strong political will
One of the most trade-sensitive and infectious disease
OIE Member Countries’ official FMD status (last update January 2017) :Out of 180 MCs: only 66 MCs free w/o vac., 2 MCs free w/vac., 13 MCs free zones w/o vac. 9 MCs free zones w/vac.
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Practical application of FMD standards FMD official control programme
The FAO Progressive Control Pathway for FMD (PCP-FMD)
• At an advanced stage 3 in PCP, Members may request an OIE endorsement of their official control programme
• When requesting such endorsement, the Members shall submit to the OIE Status Department a dossier providing the information requested in Article 1.6.11.
• The benefits of having an OIE-endorsed control programme are that it could provide additional assurance on quality of VS and disease control measures and facilitate trade for certain commodities (Arts. 8.8.12, 8.8.22, 8.8.25.)
OIE endorsed Control
Programmes
Dossier OIE Status
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Successful control and implementation of standards
• Global level International community should promote and assist esp.
developing countries to become active participants in the pathway towards global freedom
Regional strategies provide a valuable guide for local implementation of OIE standards
Pilot or twinning programmes can offer good opportunities to tailor implementation choices to fit local needs
• Country level Build VS capacity to update legislation Improve understanding and `ownership` of OIE standards Budget support for VS
Essential elements of control and implementation strategy
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Conclusions
WTO recognized OIE as relevant standard-setting body relating to animal health and zoonoses
Terrestrial Code is a living document continue to evolve and updated with scientific advancement each year, new or revised standards are proposed for
adoption at the General Session Key SPS concepts (e.g. RA, zoning, equivalence) are fully
employed to facilitate safe trade The application of OIE standards is the best means of
avoiding disagreements, disputes and other problems in international trade
Take home message
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