toxicity and efficacy of carbon nanotubes and graphene: the utility of carbon-based nanoparticles in...
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2014
http://informahealthcare.com/dmrISSN: 0360-2532 (print), 1097-9883 (electronic)
Drug Metab Rev, 2014; 46(2): 232–246! 2014 Informa Healthcare USA, Inc. DOI: 10.3109/03602532.2014.883406
REVIEW ARTICLE
Toxicity and efficacy of carbon nanotubes and graphene: the utility ofcarbon-based nanoparticles in nanomedicine
Yongbin Zhang1, Dayton Petibone2, Yang Xu3, Meena Mahmood3, Alokita Karmakar3, Dan Casciano3, Syed Ali4, andAlexandru S. Biris3
1Nanotechnology Core Facility, Office of Scientific Coordination and 2Division of Genetic and Molecular Toxicology, National Center for
Toxicological Research, Food and Drug Administration, Jefferson, AR, USA, 3Center for Integrative Nanotechnology Sciences, University of Arkansas
at Little Rock, Little Rock, AR, USA, and 4Division of Neurotoxicology, National Center for Toxicological Research, Food and Drug Administration,
Jefferson, AR, USA
Abstract
Carbon-based nanomaterials have attracted great interest in biomedical applications such asadvanced imaging, tissue regeneration, and drug or gene delivery. The toxicity of the carbonnanotubes and graphene remains a debated issue although many toxicological studies havebeen reported in the scientific community. In this review, we summarize the biological effectsof carbon nanotubes and graphene in terms of in vitro and in vivo toxicity, genotoxicity andtoxicokinetics. The dose, shape, surface chemistry, exposure route and purity play importantroles in the metabolism of carbon-based nanomaterials resulting in differential toxicity. Carefulexamination of the physico-chemical properties of carbon-based nanomaterials is considered abasic approach to correlate the toxicological response with the unique properties of the carbonnanomaterials. The reactive oxygen species-mediated toxic mechanism of carbon nanotubeshas been extensively discussed and strategies, such as surface modification, have beenproposed to reduce the toxicity of these materials. Carbon-based nanomaterials used inphotothermal therapy, drug delivery and tissue regeneration are also discussed in this review.The toxicokinetics, toxicity and efficacy of carbon-based nanotubes and graphene still need tobe investigated further to pave a way for biomedical applications and a better understanding oftheir potential applications to humans.
Keywords
Biological behavior, carbon-basednanomaterials, nanotherapy, ROS,toxicokinetics
History
Received 2 October 2013Revised 20 December 2013Accepted 10 January 2014Published online 10 February 2014
Introduction
Owing to their unique chemical and physical structure
(Dervishi et al., 2009; Thostenson et al., 2001), carbon-
based nanomaterials are potential candidates for a variety of
biomedical applications, including early diagnosis of cancer
(Biris et al., 2009), imaging (Welsher et al., 2008), targeted
photothermal therapy (Bhirde et al., 2009), photoacoustic
imaging, drug delivery (Sun et al., 2008; Yang et al., 2011)
and tissue engineering (De la Zerda et al., 2008; Feazell et al.,
2007; Kim et al., 2009; Mahmood et al., 2009). In this review,
we have focused on tissue engineering (Mahmood et al.,
2013), thermal cancer therapy (Xu et al., 2008, 2010a,b) and
drug delivery (Xu et al., 2012) applications. When these
engineered nanomaterials were first introduced in complex
biological systems, a new research direction evolved:
nanotoxicology. The related risk assessment will be of
considerable importance to both human and environmental
health. Based on current studies, the toxicity of carbon
nanomaterials is debatable. Some research groups have
reported no apparent toxicity of these carbon nanomaterials
(Chen et al., 2006; Chin et al., 2007; Dumortier et al., 2006;
Kam et al., 2005; Lee et al., 2011; Liu et al., 2007, 2008).
However, a number of studies have shown significant
toxicity in both cell cultures (Belyanskaya et al., 2009;
Hirano et al., 2008; Kisin et al., 2007; Murray et al., 2009;
Walker et al., 2009; Zhu et al., 2007a) and in vivo animal
models (Lam et al., 2004; Ma-Hock et al., 2009; Mitchell
et al., 2009; Muller et al., 2005; Warheit et al., 2004; Yang
et al., 2008). Carbon nanotubes (CNTs) are one-dimensional
graphitic materials and are present in many forms depending
on the number of graphene sheets used: single-walled carbon
nanotubes (SWCNTs) (McEuen, 2000), double-walled carbon
nanotubes (Pfeiffer et al., 2008) and multi-walled carbon
nanotubes (MWCNTs) (Andrews et al., 2002) with diameters
of 1–2 nm and lengths ranging from 50 to 1000 nm. Another
type of carbon material, graphene, has similar chemical
composition and crystalline structure; however, the shapes of
the nanomaterials are very different. In addition, their surface
functionalization is also variable depending on the demands
Address for correspondence: Alexandru S. Biris, Center for IntegrativeNanotechnology Sciences, University of Arkansas at Little Rock, 2801 S.University Ave, Little Rock, AR 72204, USA. Tel: 501-683-7458.E-mail: [email protected]
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of the particular biological application. For example, a study
using functionalized SWCNTs showed no evidence of acute
or chronic toxicity in clinical chemistry and histopathology
when mice were injected with SWCNTs that accumulated in
the macrophages of livers and spleens over a period of four
months (Schipper et al., 2008). Another team reported that
multi-walled carbon nanotubes showed asbestos-like patho-
genicity, inducing granulomas and inflammation after i.v.
administration in mice (Poland et al., 2008). As the results,
the shape and other properties of the carbon nanomaterials,
such as the surface chemistry and purity of the materials are
also important parameters. In addition, cellular uptake,
particle kinetics, exposure route and dosage also play
important roles in the metabolism of carbon-based nanoma-
terials. Assessment of the physico-chemical properties of
nanomaterials is considered a basic approach to correlate the
toxicological response with the unique properties of the
nanomaterials (Rivera et al., 2010). In addition, extrapolation
of toxicity observed in in vitro studies and in vivo studies for
risk assessment is another key issue for these carbon-based
nanomaterials.
The role of shape in toxicity of carbon nanomaterials
CNTs consist of a fibrous tube, whereas graphene is a flat
atomic sheet. Therefore, the interactions of these carbon
nanomaterials with biological systems are expected to occur
through different mechanisms. We first compared the cyto-
toxicity of 2 D graphene with SWCNTs by exposing neuronal
PC12 cells under similar conditions (Zhang et al., 2010).
Using multiple approaches to evaluate the mitochondrial
function and cell membrane integrity, we found that pure
graphene is less toxic than highly purified SWCNTs in a
concentration-dependent manner after 24 h exposure to PC 12
cells. The toxicity was reversed at low concentrations, with
graphene being more toxic than SWCNTs. As CNTs and
graphene have relatively identical chemical structures, attri-
butes of their shape as well as agglomeration and concentra-
tion, may result in different toxicity profiles. This study
clearly demonstrated that the shape of carbon nanomaterials
is correlated with their toxicity.
CNTs are relatively flexible carbon materials, and their
unique shape makes it easy for them to penetrate cell
membranes where they appear to enter the cytoplasm via a
‘‘snaking effect’’. The snaking effect of SWCNTs refers to the
ability of their shape to promote membrane penetration and
entry into cells through a spiraling or winding motion as well
as through strong interactions with various proteins. These
properties indicate that SWCNTs may have different cellular
target sites, which induce a stronger cytotoxic response as
compared with graphene. Palomaki et al. (2011) demonstrated
that the shape of carbon nanotubes is a factor that contributes
to cytotoxic and inflammatory responses in human primary
macrophages. This research group concluded that long,
needle-like structures, such as CNTs and asbestos, activate
the secretion of IL-1b from LPS-primed macrophages.
However, only CNTs were found to induce IL-1a secretion,
indicating shape-dependent activation of additional inflam-
matory responses as compared with asbestos, which elicited
only an IL-2b cytokine response.
The role of surface properties on the toxicity of carbonnanomaterials
Recently, we studied the impact of surface functionalization
on the toxicity of SWCNTs and PEGylated SWCNTs as well
as the mechanism by which toxicity is induced (Zhang et al.,
2011b). It is critical to control other parameters as we
compare the toxicity of pristine and functionalized carbon
nanomaterials. Therefore, characterization of the size distri-
bution, shape, surface charge, stability and purity was
carefully conducted before we evaluated the toxicology. The
cytotoxicity of pristine SWCNTs and SWCNTs-poly-ethylene
glycol (PEG) was determined using multiple endpoint evalu-
ation to validate methods and avoid interference of the assays
with nanomaterials. Figure 1 graphically illustrates the
protocol used to determine differential toxicity of the pristine
as opposed to functionalized nanomaterials. We found that
SWCNTs-PEG were less toxic than uncoated SWCNTs using
a metabolic activity assay to measure mitochondrial function
and lactate dehydrogenase release assay to measure mem-
brane integrity. The results indicated that PEG-functionalized
SWCNTs are more bio-compatible than uncoated SWCNTs
(Figure 2a–c). These results are consistent with published
reports that surface coating of nanoparticles changes their
cellular uptake and cytotoxic potential (Win & Feng, 2005).
These changes in mitochondrial enzyme activity and integrity
of the cell membrane can be attributed to the surface coating
of CNTs that alters their bio-physiological interactions with
various cellular systems.
To further elucidate surface coating effects on the mech-
anism of toxicity induced by 1D carbon nanomaterials, we
evaluated the ability of uncoated SWCNTs and PEG-coated
SWCNTs (SWCNTs-PEG) to generate reactive oxygen spe-
cies (ROS) and the findings are presented in Figure 2. A cell-
free medium with SWCNTs only was used as a control to
detect the potential interference of SWCNTs on the fluores-
cence assay. Surface coating with PEG reduced the capacity
of the SWCNTs to generate ROS after four hours of cellular
exposure to these materials (Figure 2d). These data are in line
with previous reports that CNTs induce an oxidative response
at concentrations ranging from 1 to 10 mg/ml, using a lung
epithelial cell model (Sharma et al., 2007). In addition, when
compared with control cells, a significant depletion of
Toxico-genomics
CellularImaging
BiochemicalToxicityEndpoints
Confocal Raman
Dark field imaging
Oxidative Stress PCR Array
MTT
XTT
LDH
DCF
GSH
PhysicochemicalCharacterization
Figure 1. The diagram for the experimental procedure. SWCNTs andPEG coated-SWCNTs (SWCNT-PEGs) were incubated with PC12 cells,and their toxicity was assessed by a combination of biochemical andgene-expression approaches. (Reprinted with permission from Zhanget al., 2011b). Copyright (2011) American Chemical Society.
DOI: 10.3109/03602532.2014.883406 Toxicity and efficacy of carbon nanotubes and graphene 233
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Figure 2. Effect of surface modification of SWCNTs on cytotoxicity evaluated by: (a) MTT assay; (b) XTT assay; (c) LDH release (cell membranedamage marker); (d) ROS level; (e) GSH level. Cells were treated with different concentrations of nanomaterials for 24 h. At the end of the incubationperiod, five cytotoxicity endpoints were determined. Effect of surface modification of SWCNT on oxidative genes using (f) HCA; (g) PCA of nine arraydata from PC12 cells treated with SWCNTs, SWCNT-PEGs and Vehicle. Three dot clusters in the scatter plot represent the SWCNTs, SWCNTs-PEGand vehicle-treated samples. (h) Venn diagram of the gene significantly changed by SWCNT or SWCNT-PEG treatment. Asterisk indicates astatistically significant difference from control; Hash indicates a statistically significant difference in concentration (p50.05). Reprinted withpermission from (Zhang et al., 2011b). Copyright (2011) American Chemical Society.
234 Y. Zhang et al. Drug Metab Rev, 2014; 46(2): 232–246
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glutathione (GSH), an intracellular radical scavenger that
reduces ROS-induced damage to cellular macromolecules,
was noted at 10 mg/ml of SWCNTs, but not at the same
concentration of SWCNTs-PEG (Figure 2e). Given the GSH
depletion and ROS generation, the cytotoxicity of SWCNTs
must be involved via an oxidative stress mechanism. The
expression of 84 oxidative stress-related genes was therefore
further analyzed using a reverse transcription and quantitative
PCR (RT–qPCR) assay. Hierarchical cluster analysis (HCA)
showed homogeneous gene expression within the SWCNTs,
SWCNTs-PEG and the control group, as indicated by three
separated clusters in the graph (Figure 2f). Not surprisingly,
principal component analysis (PCA) also revealed that,
among these three treatment groups, both SWCNTs and
SWCNTs-PEG nanosystems were found to induce quite
distinct gene expression patterns (Figure 2g).
We found that changes in the expression profiles for 3 of
84 oxidative stress genes were common to both SWCNTs and
SWCNTs-PEG exposures in PC12 cells. In contrast, 12
oxidative stress genes were different in the SWCNT-exposed
and the control group, whereas changes in the expression of
eight genes differed between the SWCNT-PEG-treated and
the control group. It appears that distinct gene expression
profiles were found to be induced by these two families of
carbon nanotubes as the expression of fewer genes occurs in
PC12 cells after exposure to SWCNTs-PEG compared with
SWCNTs (Figure 2h) (Zhang et al., 2011b). More specifically,
there are significant changes in gene expression between
SWCNTs and SWCNTs-PEG in genes involved in ROS
metabolism, oxygen transporter and antioxidant properties.
Furthermore, the fact that such distinct gene-expression
profiles were observed could indicate rather unique cellular
responses to the exposure of SWCNTs and SWCNTs-PEG.
Genes upregulated in the SWCNTs-treated groups involve
nucleic acid (RNA and DNA) biosynthesis, metabolism,
catabolism, mitochondria, oxidoreductases and antioxidant
activity. In contrast, SWCNT-PEG exposure resulted in the
upregulation of biosynthetic and lipid metabolic processes.
These gene expression data suggest that the SWCNTs-
induced oxidative damages are primarily due to the changes
in the catabolism of nucleic acids (DNA and RNA), as along
with the alteration of mitochondrial functions, whereas those
induced by SWCNT-PEG are rather minor (Zhang et al.,
2011b).
The impact of surface properties on toxicological
responses has also been demonstrated in other laboratories.
Surface modification of carbon nanomaterials improves their
interactions with cell membranes, resulting in alteration of
their cellular uptake and toxic potential. A number of studies
have shown that uncoated carbon nanotubes and graphene
induce granuloma, pulmonary toxicity and inflammation
in vivo (Singh et al., 2011, 2012; Warheit et al., 2004). In
contrast, other evidence suggested that functionalized carbon
nanomaterials improve biocompatibility and decrease toxicity
in animal studies (Duch et al., 2011; Liu et al., 2008; Singh
et al., 2012; Yang et al., 2011). Additional systematic
evaluations and mechanistic in vivo studies are needed to
understand and support the effect of surface coating on the
biocompatibility of these carbon-based nanomaterials before
use in humans.
Toxicokinetics of the carbon nanomaterials
Understanding the toxicokinetics of carbon nanomaterials is
necessary before in vivo toxicological studies are conducted.
Several groups have investigated the kinetic properties of
carbon nanomaterials in biological systems including absorp-
tion, distribution, metabolism and elimination (ADME)
(Liu et al., 2008). As pristine CNTs are hydrophobic
nanomaterials, they have great potential to form aggregates
in blood systems. Therefore, several approaches have been
developed to improve CNTs’ biocompatibility prior to
delivering them to biological tissues. CNTs can be coated
with single-strand DNA (Albertorio et al., 2009) and can be
conjugated with PEG through covalent surface functionaliza-
tion (Singh et al., 2009). Although these processes can alter
the surface of CNTs and affect their physical properties,
functionalized CNTs have demonstrated promising applica-
tion for delivery of bioactive medical agents, tissue regener-
ation, sensors and cancer therapy (Bianco et al., 2005).
Recent reports have shown that functionalizing CNTs
with polyethylene glyco-phospholipid with increasing
branched PEG chains prolongs their blood circulation half-
life when they are intravenously injected into animals. The
higher degree of surface PEGylation of SWCNTs also
improved the excretion of the carbon nanotubes from the
body after three months of exposure. The PEG coatings
described in this study enabled low reticulo-endothelial
system uptake and increased elimination from the body (Liu
et al., 2008). Similarly, Singh et al. (2006) found that, within
3 h of intravenous administration, 111In-labeled diethylen-
triaminepentaacetic-coated SWCNTs were found to be
cleared from the systemic blood circulation system rather
rapidly, mostly through renal excretion and they were not
found to be retained by the reticuloendothelial organs. Zhang
et al. (2011a) reported nonfunctionalized graphene oxide
labeled with radiotracer 188Re(I) was predominantly
deposited in the lungs after intravenous injection of mice.
The data revealed that the half-life of the graphene oxide
was five hours in the blood, and a low uptake in the
reticuloendothelial system was also observed. In contrast,
Liu and co-workers (2008) have reported the pharmocoke-
netics and long-term biodistribution of PEGylated graphene
oxide labeled with an 125I radiotracer. It was not surprising
that graphene oxide primarily accumulated in the liver and
spleen, with graphene levels decreasing from one hour to
60 days after treatment (Figure 3a and b). To validate the
radiotracer methods, the researchers also examined
Hematoxylin and Eosin-stained liver tissues and found that
the aggregated graphene black spots gradually decreased
from one hour to 90 days (Figure 3c–f). These two methods
are consistent with each other and confirm the biodistribu-
tion of graphene oxide in the studies. In Figure 3(g), the
authors clearly showed that graphene was eliminated through
the urine and feces pathway (Yang et al., 2011). The authors
also found the half-life of the large size of 65 nm graphene
oxide coated with PEG in blood is 5.8 days, whereas the
half-life of extremely small (23 nm) PEGylated graphene
oxide extends to 17.5 days. These studies suggest that size
and surface coating play important roles in the pharmoco-
kinetics of carbon-based nanomaterials.
DOI: 10.3109/03602532.2014.883406 Toxicity and efficacy of carbon nanotubes and graphene 235
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The ultimate fate of carbon nanotubes and graphene in
biological systems is an important concern facing their
implementation in consumer products and biomedicine.
The metabolism of carbon nanomaterials in the human body
is a critical issue if carbon nanotubes are to be used as a
human biological imaging agent or drug carrier. If these
carbon-based nanomaterials are not degraded or fully
eliminated from the human body, they may accumulate in
vital organs and pose a potential health risk. Kagan et al.
(2010) recently published a significant study indicating that
the graphitic structure of SWCNTs can be degraded
enzymatically. It was shown that hypochlorite as well as
several reactive radical intermediates of the human neutrophil
enzyme myeloperoxidase, are able to degrade single-walled
carbon nanotubes both in neutrophils and in macrophages.
This study also demonstrated the interactions of amino acids
of the enzyme with the carboxyl groups on the carbon
nanotubes positioned near the catalytic site. Interestingly, the
biodegraded nanotubes were inert and did not produce an
inflammatory response after delivery to the lungs of a mouse.
In addition, this group also found that carbon nanotubes can
be degraded in a natural and enzymatic catalysis process with
horseradish peroxidase and low concentrations of hydrogen
peroxide, suggesting the possibility that carbon nanotubes
can be degraded under environmentally relevant conditions
(Allen et al., 2008). However, long-term toxicological studies
of carbon-based nanoparticles need to be carefully addressed
(Rivera et al., 2010). Studies have also indicated that mice
treated with radio-labeled hydroxylated SWCNTs excreted
them without degradation primarily in the urine and to a
lesser extent in the feces (Wang et al., 2004). Enzymatic
oxidation of single-layer graphene oxide (GO) by horseradish
peroxidase and hydrogen peroxide resulted in the formation
of holes in the lateral surface, whereas reduced graphene
oxide (rGO) was unaffected by enzymatic oxidation (Kotchey
et al., 2011). Administering naphthalene-terminated PEG
(NP) GO loaded with curcumin to zebrafish roe demonstrated
that the zebrafish could rapidly excrete the nanomaterial with
no apparent negative effect on their development (Liu et al.,
2013). Injection of mice with 1 mg/kg GO revealed good
biocompatibility with no observed pathology. However,
higher doses of 10 mg/kg GO resulted in inflammation,
pulmonary edema, and granuloma formation in the lungs, as
well as a higher retention time (Zhang et al., 2011a). When
Figure 3. Biodistribution and clearance of NGS-PEG. (a) Time-dependent biodistribution of 125I-NGS-PEG in female Balb/c mice. (b) 125I-NGS-PEG levels in the liver and spleen over time. (c–e) H&E stained liver slices from the untreated control mice (c) and NGS-PEG injected mice at threedays (d) and 20 days (e). (f) Statistic of black spot numbers in liver slices at various times post-injection of NGS-PEG. Numbers of spots in full imagefields under a 20X objective were averaged over five images at each data point. (g) 125I-NGS-PEG levels in urine and feces in the first week afterinjection. Mouse excretions were collected by metabolism cages. Error bars in the above data were based on standard deviations of 45 mice per group.Reprinted with permission from (Yang et al., 2011). Copyright (2011) American Chemical Society.
236 Y. Zhang et al. Drug Metab Rev, 2014; 46(2): 232–246
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GO was injected into mice, accumulation occurred primarily
in the lung, spleen and kidney, with persistent accumulation in
the kidneys (Wang et al., 2011). Results from these and a few
other studies into the degradation and excretion of nanotube
and graphene carbon nanomaterials suggest the possibility
that they are biodegradable or able to be excreted when
introduced into biological systems without adverse effects. It
appears that the elimination of CNTs and graphene is shape-
dependent, with CNTs being primarily excreted in urine and
graphene being excreted in feces. However, further research
into the metabolism and fate of graphene in biological
systems is warranted.
The dosimetry for in vitro nanomaterial toxicity assess-
ment has been considered one of the most important issues
in the particokinetics performed in cell culture systems
(Teeguarden et al., 2007). In addition to the mass of
nanomaterials, particle numbers and surface area are import-
ant in the dose–response assessment of nanotoxicity. Size,
shape, aggregation, surface functionalization/charge and the
protein binding of the carbon nanomaterials may change the
diffusion and sedimentation of these materials in cell culture
systems, which directly influence the cellular dose of these
materials. Experimentally, microscopy methods (TEM, trans-
mission electron microscopy; SEM or confocal microscopy)
could provide direct measurement but are limited with respect
to the measurement of particle numbers, size and aggregation/
agglomerations status in the whole biological system. On the
other hand, analytical methods (ICP–MS, LC–MS) are
relatively sensitive for quantification of the elements of the
nanomaterials but are limited with respect to the contamin-
ation of biological tissues. Neither of these methods works
well in quantifying carbon-based nanomaterials in the
biological matrix; as a result, more sensitive quantitation
approaches, such as Raman spectroscopy, have been devel-
oped to measure carbon-based nanomaterials in biological
systems (Liu et al., 2008). Although the experimental
measurement of the cellular content of nanomaterials is the
‘‘gold standard’’ for nanomaterial dosimetry in cell culture
systems, these measurements for carbon nanomaterials are
impractical. In addition, extraction of these nanomaterials
from biological tissues may change their physical properties
(i.e. aggregation/agglomeration), which may partially con-
tribute to toxicity. Therefore, the dosimetry for in vitro safety
evaluation of carbon nanomaterials is challenging.
Genotoxicity of carbon nanotubes and graphene
To date, much research has been dedicated to studying the
potential toxicity associated with exposure to CNTs. One of
many observed toxic responses is genotoxicity – the potential
of CNTs to result in DNA damage and mutation that could
eventually lead to cancer (Schins et al., 2012). The genotoxic
effects of CNTs have been extensively studied both in vitro in
cells derived from different tissues and in vivo in various
animal models. For example, it has been shown that
MWCNTs can penetrate and accumulate in mouse embryonic
stem cells inducing a 2-fold increase in DNA damage through
the generation of ROS (Yang et al., 2009; Zhu et al., 2007a).
Other research groups have demonstrated that carbon
nanomaterials have the potential to induce the release of the
TNF-a pro-inflammatory mediator, which could result in the
generation of ROS in monocytic cells in vitro. This toxicity
was related to the geometry and surface characteristics of the
nanomaterials (Brown et al., 2007). Furthermore, ROS
generation was found to play a key role in driving the
induction of genotoxicity by graphitic nanomaterials and
these ROS have the potential ability to then further cause
DNA oxidation, breaking DNA strands through free radical
attack (Moller et al., 2010; Naya et al., 2011).
Various assays have been used to analyze the genotoxicity
of nanomaterials. CNTs have been found to be genotoxic in
human bronchial epithelial cells when DNA damage was
evaluated using the alkaline comet assay. These toxic
responses could be explained by their physical properties –
fibrous nature – or could be related to their chemical
composition, i.e. impurities associated with nanomaterials
owing to the catalyst metals (Co, Mo and Fe) used in their
synthesis (Kisin et al., 2007; Lindberg et al., 2009).
Additionally, mitochondrial DNA damage has been induced
by CNTs as previously reported by Li et al. (2007).
A summary of the carbon nanotube derivatives’ physioco-
chemical properties, toxicokinetics and genotoxicity from the
literature reviewed here can be found in Table 1.
Graphene family materials (GFMs) differ in form and
include pristine graphene, GO, rGO, single-layer graphene,
few-layer graphene (FLG) and multilayer graphene.
Biomedical applications for GFMs are the subject of intensive
research efforts. These applications include GFMs as a
platform for targeted drug delivery, as a substrate for tissue
scaffolding, in bio-imaging and in photothermal ablation of
malignant cells (Sanchez et al., 2012; Shen et al., 2012).
However, before GFMs can be extensively used in healthcare,
it is imperative that their biocompatibility and toxicity
profiles be fully understood. As with other nanomaterials, a
presumptive source of GFM cytotoxicity in eukaryotic cells is
direct or indirect generation of intracellular ROS. An indirect
source of intracellular ROS can result from impurities
produced during GFM synthesis or chemical modifications
to graphene (Ambrosi et al., 2012). Direct sources of
intracellular ROS include edge defects of graphene sheets or
internal defects to GO sheets produced during synthesis
(Bagri et al., 2010). Both indirect and direct sources for
GFM-generated ROS have the potential to interfere with
biochemical processes and induce cytotoxicity and
genotoxicity.
Within eukaryotic cells, ROS levels are maintained by the
antioxidants glutathione peroxidase, catalase and superoxide
dismutase. When ROS levels within a cell exceed what can be
enzymatically inactivated, the oxidation of macromolecules,
such as lipids, proteins and DNA, can result in necrosis,
apoptosis or malignancy. Information about intracellular ROS
generation following GFM exposures in eukaryotic cells
have primarily come from in vitro studies. Given the number
of GFM formulations being investigated, in vitro methods
provide a rapid, inexpensive means for mechanistic studies
involving GFM exposures. Macrophages would be some of
the first cells to encounter GFMs in vivo and internalize
GFMs through phagocytosis. In murine RAW 264.7 macro-
phages exposed to pristine graphene, increased levels of
intracellular ROS were observed at doses of 5 and 20 mg/ml
DOI: 10.3109/03602532.2014.883406 Toxicity and efficacy of carbon nanotubes and graphene 237
Dru
g M
etab
olis
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ity o
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undl
and
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/14
For
pers
onal
use
onl
y.
Tab
le1
.S
um
mar
yo
fca
rbo
nn
ano
nan
otu
be
char
acte
rist
ics
and
tox
icit
yfi
nd
ing
sfr
om
exp
osu
res.
Car
bo
nn
ano
mat
eria
lP
hysi
och
emic
alp
rop
erti
esan
dfu
nct
ion
aliz
atio
n
Cel
lty
pe
or
anim
alex
po
sed
Tox
ico
kin
etic
san
dg
eno
tox
icit
yfi
nd
ing
s
Co
mm
ents
Ref
eren
ces
SW
CN
TP
rop
erti
eso
fth
eco
mm
erci
ally
pu
rch
ased
SW
CN
Tu
sed
wer
en
ot
iden
tifi
edin
refe
ren
ce
Invi
tro
rat
lun
gep
ith
elia
lce
lls
SW
CN
Tin
du
ced
tim
e-an
dd
ose
-dep
end
ent
incr
ease
sin
RO
S
SW
CN
T-i
nd
uce
dR
OS
level
sd
ecre
ased
afte
rap
pli
cati
on
of
anti
ox
idan
tsto
cell
cult
ure
s
Sh
arm
aet
al.
(20
07
)
SW
CN
TS
WC
NT
mea
sure
d1
–5
nm
ind
iam
eter
,1
00
to3
00mm
inle
ng
than
dw
ere
no
n-c
ova-
len
tly
PE
Gyla
ted
Intr
aven
ou
sin
ject
ion
of
8-
to1
2-w
eek-
old
nu
de
mic
eN
oev
iden
ceo
fto
xic
ity
afte
r4
mo
nth
sS
WC
NT
per
sist
edin
the
liver
and
sple
enm
acro
ph
ages
for
4m
on
ths
Sch
ipp
eret
al.
(20
08
)
SW
CN
T0
.8to
1.2
nm
dia
met
erS
WC
NT
.L
eng
thn
ot
no
ted
Invi
tro
rat
neu
ron
alP
C1
2ce
lls
Co
nce
ntr
atio
n-d
epen
den
td
ecre
ase
inm
etab
oli
cac
tiv-
ity,
incr
ease
dL
DH
rele
ase
and
RO
Sle
vel
s
Mo
reto
xic
asco
mp
ared
top
rist
ine
gra
ph
ene,
corr
elat
-in
gsh
ape
wit
hto
xic
ity
Zh
ang
etal
.(2
01
0)
SW
CN
TP
rist
ine
SW
CN
Ts
0.7
to1
.6n
md
iam
eter
and
0.2
to3mm
inle
ng
th.
PE
Gyla
ted
SW
CN
Ts
2.5
to4
.5n
md
iam
eter
and
0.1
to1mm
inle
ng
th
Invi
tro
rat
neu
ron
alP
C1
2ce
lls
SW
CN
T-P
EG
was
less
tox
icth
anp
rist
ine
PE
Gin
met
a-b
oli
cac
tiv
ity,
LD
H,
and
RO
Sas
says
PE
Gfu
nct
ion
aliz
atio
nch
anged
cell
ula
ru
pta
ke
and
tox
icit
yp
rofi
leo
fS
WC
NT
Zh
ang
etal
.(2
01
1b
)
MW
CN
TF
ou
rco
mm
erci
ally
avai
lab
leM
WC
NT
so
fd
iffe
ren
tle
ng
ths
and
pro
per
ties
wer
eu
sed
.S
eeT
able
1o
fci
tati
on
for
det
aile
dch
arac
teri
zati
on
Par
ito
nea
lca
vit
yin
ject
ion
of
fem
ale
C5
7B
l/6
mic
eL
eng
th-d
epen
den
tas
bes
tos-
like
pat
ho
gen
icit
yIn
flam
mat
ion
and
gra
nu
lom
afo
rmat
ion
Po
lan
det
al.
(20
08
)
MW
CN
TT
hre
eco
mm
erci
ally
avai
lab
leM
WC
NT
so
fd
iffe
rin
gle
ng
ths.
See
Tab
le1
of
cita
tio
nfo
rd
etai
led
char
acte
riza
tio
n
Invi
tro
LP
S-p
rim
edh
um
anm
acro
ph
age
Len
gth
-dep
end
ent
ind
uct
ion
of
IL-1b
and
IL-1a
secr
etio
np
ro-i
nfl
amm
ato
ryre
spo
nse
Th
elo
ng
,n
eed
le-l
ike
MW
CN
Tin
du
ced
mo
reIL
-1b
secr
e-ti
on
than
asb
esto
s
Pal
om
aki
etal
.(2
01
1)
238 Y. Zhang et al. Drug Metab Rev, 2014; 46(2): 232–246
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g M
etab
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and
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8/01
/14
For
pers
onal
use
onl
y.
following both 24-h and 48-h incubation with accompanying
mitochondrial membrane depletion. Apoptosis in RAW 264.7
macrophages was activated through the MAPK and TGF-bsignaling pathways following a 20 mg/ml graphene exposure
for 48 h (Li et al., 2012). However, the ROS and cytotoxicity
observed with pristine graphene in RAW264.7 cells was
mitigated by carboxyl-functionalization (Sasidharan et al.,
2012). Rat pheochromocytoma-derived PC12 cells exposed to
pristine graphene showed significant increases in ROS levels
at the 100 mg/ml dose following a four-hour exposure and
a 10 and 100mg/ml dose following 24 h of exposure.
Additionally, a weak activation of the caspase 3 apoptotic
marker at 10 mg/ml followed a 16-h exposure time
(Zhang et al., 2010).
Much of the work with GFMs in biomedicine to date
has focused on GO due to its partial hydrophilic nature and
better colloidal dispersion in aqueous solution than pristine
graphene. Exposures of human CRL-2522 skin fibroblasts
to GO resulted in a dose-dependent increase in intracellular
ROS and decreased cell viability following a 24-h exposure
to doses of up to 25 mg/ml GO (Liao et al., 2011). In
human A549 lung epithelial cells, GO did not detectably
enter into the cells and intracellular ROS was not detected.
However, size- and dose-dependent GFM exposures resulted
in ROS extracellular activity in A549 lung epithelial cell
cultures (Chang et al., 2011). Finally, in Human HepG2
hepatoma cells exposed to 1 mg/ml GO, only an 8%
increase in intracellular ROS production was found as
compared with control cultures (Yuan et al., 2012).
Although exposure conditions were not standardized for
time or dose, these results indicate that the effects of GFM-
generated intracellular ROS appear to be dependent on the
GFM used and the cell type. ROS generated from GFM
exposures will need to be evaluated in standardized
experiments using multiple cell types, along with other
toxicity endpoints, to comprehensively assess their biocom-
patibility and toxicity profiles.
The dihydrodichlorofluorescein (DCF) method for esti-
mating intracellular ROS levels utilizes dihydrodichlorofluor-
escein-diacetate (H2DCF-DA) or one of its derivative
probes. H2DCF-DA readily enters cells as a lipophilic,
nonfluorescent, cell-permeable molecule. Once inside the
cell, H2DCF-DA becomes charged through de-acetylation to
DCF by intracellular esterases and unable to cross the lipid bi-
layer. Following de-acetylation, intracellular ROS oxidize
DCF to generate a fluorescent signal (ex/em: 485 nm/525 nm)
used to estimate ROS levels (Jakubowski & Bartosz, 2009).
However, like other in vitro cytotoxicity assays, the DCF
assay was developed to test chemicals, not nanomaterials.
This gives rise to the possibility that unanticipated artifacts
may result from interactions between GFMs and the probes.
Therefore, additional considerations are needed when using
DCF probes to evaluate GFM-induced ROS, such as the
GFMs’ optical interference, auto-fluorescence, probe adsorp-
tion and subsequent fluorescence quenching (Liu et al., 2011;
Loh et al., 2010; Worle-Knirsch et al., 2006). Research into
potential artifacts produced during GFM nanotoxicology
studies has shown that DCF adsorbs to and is quenched by
FLG, while adsorption and quenching of DCF observed with
GO (following filtration of the GO from the media) was
below the limit of detection (Creighton et al., 2013).
These results also indicated that GO was only able to
interfere with DCF fluorescence if it was in solution, but not
intracellularly. Additionally, fluorescence measurements of
nano-GO (510 mM) ex/em peak at �570 nm/400 nm (Sun
et al., 2008), with an ex/em fluorescence spectrum that may
overlap those of probes used for in vitro studies. Therefore,
care must be given to remove as much of the test GFM as
possible before taking fluorescence measurements as well as
using probe-free controls to measure background fluores-
cence and compensate for any fluorescence overlap between
GFMs and the probes used.
In addition to characterization of GFM size, layer number,
chemical modifications and GFM/probe interactions, the
in vitro conditions under which GFM intracellular ROS-
induced cytotoxicity is assessed also needs to be considered.
In order to maintain healthy cell cultures, undefined blood
serum is typically added to the culture media. However,
adsorption of proteins and other biological molecules found in
undefined serum can mitigate potential GFM-induced cyto-
toxicity (Hu et al., 2011). Therefore, in vitro exposures may
need to be performed in reduced serum or serum-free media
to fully understand the interactions between GFMs and cells.
Other than ROS, additional GFM cytotoxicity may result
from cell membrane damage (Hu et al., 2011) or through
depletion of micronutrients such as the B vitamins (niacina-
mide, pyridoxine HCl or folic acid) (Creighton et al., 2013).
The principle mechanism for GFM toxicity has not yet been
identified, and this uncertainty warrants further mechanistic
studies using other in vitro cell models to resolve how GFMs
interact with biological systems.
Little is known about the potential genotoxic risks
associated with GFM exposures that could result in disease
or cancer. GO has been shown to adsorb nucleic acids
(Wu et al., 2011) and to intercalate double-stranded DNA
through coordination with Cu2+ ions (Ren et al., 2010),
thus providing potential mechanisms for genotoxicity in
addition to ROS activity. Comet assay of human lung
fibroblast (HLF) cells indicated dose-dependent DNA
damage with a dose as low as 1 mg/ml GO exposure
(Wang et al., 2013). The authors attributed the DNA
damage observed in HLF cells to oxidative stress. Studies
in human mesenchymal stem cells (hMSCs) demonstrated
that rGO elicited size- and concentration-dependent
increases in DNA fragmentation as determined by the
Comet assay and increased chromosomal aberrations.
The rGO size- and concentration-dependent genotoxicity
observed in hMSCs was primarily, but not exclusively,
attributed to increased ROS (Akhavan et al., 2012).
A related study using reduced graphene oxide nanoribbons
(rGONR) demonstrated concentration-dependent DNA
damage and increased chromosomal aberration frequency
in hMSCs. The genotoxicity of rGONR was also primarily
attributed to increased ROS levels (Akhavan et al., 2013).
In addition to assessing cytotoxicity profiles of GFM
formulations, a systematic evaluation of their different
properties on genotoxicity is also warranted. A summary of
the graphene derivatives’ physicochemical properties, tox-
icokinetics and genotoxicity from the literature reviewed
here can be found in Table 2.
DOI: 10.3109/03602532.2014.883406 Toxicity and efficacy of carbon nanotubes and graphene 239
Dru
g M
etab
olis
m R
evie
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ded
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ealth
care
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oria
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vers
ity o
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ewfo
undl
and
on 0
8/01
/14
For
pers
onal
use
onl
y.
Tab
le2
.S
um
mar
yo
fg
rap
hen
ech
arac
teri
stic
san
dto
xic
ity
fin
din
gs
fro
mex
po
sure
s.
Car
bo
nn
ano
mat
eria
lP
hysi
och
emic
alp
rop
erti
esan
dfu
nct
ion
aliz
atio
nC
ell
typ
eex
po
sed
Tox
ico
kin
etic
san
dgen
oto
xic
ity
fin
din
gs
Co
mm
ents
Ref
eren
ces
Pri
stin
eg
rap
hen
e1
00
to1
10
nm
dia
met
eran
d3
to5
nm
thic
kn
ess
ran
gin
gfr
om
3to
5la
yer
sg
rap
hen
e
Invi
tro
rat
neu
ron
alP
C1
2ce
lls
Co
nce
ntr
atio
n-d
epen
den
td
ecre
ase
inm
etab
oli
cac
tiv-
ity,
incr
ease
dL
DH
rele
ase
and
RO
Sle
vel
s
Hig
her
tox
icit
yo
bse
rved
atlo
wer
con
cen
trat
ion
sas
com
par
edw
ith
SW
CN
To
feq
ual
con
cen
trat
ion
Zh
ang
etal
.(2
01
0)
Pri
stin
eg
rap
hen
e2
to3
nm
thic
kn
ess
and
50
0to
10
00
nm
dia
met
erg
rap
hen
eIn
vitr
om
uri
ne
RA
W2
64
.7m
acro
ph
age
Do
se-d
epen
den
tin
crea
ses
incy
toto
xic
ity,
RO
Sle
vel
san
dM
AP
Kan
dT
GF
-bet
ain
du
ced
apo
pto
sis
Dep
leti
on
of
mit
och
on
dri
alm
emb
ran
ep
ote
nti
alan
din
crea
sed
RO
Sfo
un
dto
ind
uce
cyto
tox
icit
y
Li
etal
.(2
01
2)
Pri
stin
ean
dca
rbox
yla
ted
gra
ph
ene
Gra
ph
ene
had
anav
erag
eth
ick
nes
so
f�
0.4
nm
Invi
tro
mu
rin
eR
AW
26
4.7
mac
rop
hag
eD
etec
tio
no
fR
OS
was
hig
her
wit
hp
rist
ine
gra
ph
ene
asco
mp
ared
wit
hca
rbox
yla
ted
gra
ph
ene
Tox
icit
yo
bse
rved
inp
rist
ine
ox
ide
was
mit
igat
edby
carb
ox
yla
tio
n
Sas
idh
aran
etal
.(2
01
2)
Gra
ph
ene
ox
ide
GO
of
five
dif
fere
nt
dia
met
ers
wer
eu
sed
.S
eeT
able
1o
fci
tati
on
for
det
aile
dch
arac
teri
zati
on
Invi
tro
hu
man
CR
L-2
52
2sk
infi
bro
bla
sts
Do
se-d
epen
den
tin
crea
sein
RO
San
dd
ecre
ased
cell
via
bil
ity
Th
eau
tho
rsal
sod
emo
nst
rate
dsi
ze-d
epen
den
th
emo
lyti
cac
tiv
ity
of
GO
Lia
oet
al.
(20
11
)
Gra
ph
ene
ox
ide
GO
anav
erag
eth
ick
nes
so
f0
.9n
man
dw
ith
thre
ed
iffe
ren
td
iam
eter
s:�
43
0n
m,�
78
0n
m,
and
�1
60
nm
Invi
tro
hu
man
A5
49
lun
gep
ith
elia
lce
lls
No
intr
acel
lula
rin
crea
sein
RO
Sd
etec
ted
,ex
trac
ellu
lar
RO
Sw
asd
etec
ted
GO
was
no
td
etec
ted
inth
ece
lls.
Au
tho
rsd
emo
nst
rate
dth
atA
54
9ep
ith
elia
lce
llco
uld
be
gro
wn
on
GO
film
s
Ch
ang
etal
.(2
01
1)
Gra
ph
ene
ox
ide
GO
had
am
ean
hei
gh
to
f�
1.0
nm
wit
ha
late
ral
dim
ensi
on
of
10
0n
m
Invi
tro
hu
man
Hep
G2
hep
a-to
ma
cell
sG
Oin
du
ced
am
od
est
incr
ease
inR
OS
GO
fou
nd
tob
ele
sscy
toto
xic
and
mo
reb
ioco
mp
atib
leth
anox
idiz
edS
WC
NT
s
Yu
anet
al.
(20
12
)
Gra
ph
ene
ox
ide
GO
had
ala
tera
ld
imen
sio
no
f2
00
–5
00
nm
and
ath
ick
nes
so
f�
1n
min
sin
gle
and
do
ub
lela
yer
s
Invi
tro
hu
man
lun
gfi
bro
bla
stce
lls
GO
ind
uce
dco
nce
ntr
atio
n-
dep
end
ent
cyto
tox
icit
yan
dgen
oto
xic
ity
Cy
toto
xic
ity
and
gen
oto
xic
ity
of
lact
ob
ion
icac
id-p
oly
-et
hyle
ne
gly
col
GO
,P
EG
-G
O,
and
po
lyet
hyle
nim
ine
(PE
I)-G
Ow
ere
also
det
erm
ined
Wan
get
al.
(20
13
)
Red
uce
dg
rap
hen
eox
ide
rGO
had
anav
erag
eh
eig
ht
of
0.7
nm
and
fou
rd
iffe
ren
tav
erag
ela
tera
ld
imen
sio
ns:
11
nm
,9
1n
m,
41
8n
m,
and
3.8mm
Invi
tro
hu
man
mes
ench
ym
alst
emce
lls
rGO
ind
uce
dsi
ze-
and
con
-ce
ntr
atio
n-d
epen
den
tin
crea
ses
inD
NA
dam
age
and
chro
mo
som
alab
erra
tio
ns
Gen
oto
xic
ity
of
rGO
was
attr
ibu
ted
pri
mar
ily
togen
erat
ion
of
RO
S
Ak
hav
anet
al.
(20
12
)
Red
uce
dg
rap
hen
eox
ide
nan
ori
bb
on
srG
ON
Rh
adan
aver
age
len
gth
of�
10mm
and
anav
erag
ew
idth
of�
50
to2
00
nm
and
aver
age
hei
gh
to
f�
1n
m
Invi
tro
hu
man
mes
ench
ym
alst
emce
lls
rGO
NR
sw
ere
fou
nd
top
ene-
trat
ece
lls
and
resu
ltin
con
cen
trat
ion
-dep
end
ent
DN
Ad
amag
ean
dch
rom
o-
som
alab
erra
tio
ns
Gen
oto
xic
ity
of
rGO
NR
sw
asat
trib
ute
dp
rim
aril
yto
gen
erat
ion
of
RO
S
Ak
hav
anet
al.
(20
13
)
240 Y. Zhang et al. Drug Metab Rev, 2014; 46(2): 232–246
Dru
g M
etab
olis
m R
evie
ws
Dow
nloa
ded
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info
rmah
ealth
care
.com
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oria
l Uni
vers
ity o
f N
ewfo
undl
and
on 0
8/01
/14
For
pers
onal
use
onl
y.
Role of carbonaceous and other nanoparticles instimulating tissue regeneration, namely osteogenesis,in a model in vitro system
Although graphitic nanomaterials were found to have strong
impact on the toxicity and genotoxicity of various cell lines, as
presented above, it was also found that some of these
characteristics can be used for the enhancement of various
biological processes (Mahmood et al., 2011, 2013). In a recent
study, it was presented that both carbon nanotubes and
graphenes, can increase the mineralization of osteoblast
cells. MC3T3-E1 cells were derived from a newborn mouse
calvaria (Sudo et al., 1983) retaining some bone mineralization
properties of the tissue of origin when specific hormones were
added to the in vitro system. Our lab is interested in tissue
engineering using nanoparticles; therefore, we decided to
further develop this model system by determining whether
specific nanoparticles could stimulate the inherent mineral-
ization property of this cell line. Initially, we exposed these
cells to silver (AgNPs), hydroxyapatite and titanium dioxide
(TiO2) nanoparticles as well as SWCNTs (Mahmood et al.,
2011). We measured phenotypic responses and genotypic
responses. The assessment measures for phenotypic responses
included quantitation of mineralization using Alizarin Red,
whereas the genotypic response assays included microRNA
assessment using PCR analysis. MicroRNA is a transcription
product that is an indirect measurement of gene expression.
We determined that all of the nanoparticles tested enhanced
bone mineralization, some approximating a 3-fold increase
when compared to the untreated controls. Owing to our
interest in AgNPs, we evaluated gene expression in this
system. The results clearly indicated that these nanoparticles
significantly induced several bone-specific genes or transcrip-
tional factors, including bone morphogenic genes (BMP1,
BMP2, BMPR1B, BMPR2, BMP8A and CRIM1) and tran-
scriptional factors associated with the regulation of the bone-
specific genes (Dlx3, Smad1,Smad5, Msx2 and Runx2).
We further assessed the ability of the graphitic nanomater-
ials, MWCNTs and carboxylated graphenes (Gn, nano and
micro sized), at nontoxic concentrations, to mineralize bone as
measured by Alizarin Red deposition and to alter expression of
bone-specific genes using RT–qPCR (Mahmood et al., 2013).
We found that MWCNTs and micro Gn got internalized by the
bone cells and increased bone mineralization (Figure 4) as
well as enhanced bone morphogenic genes that are translated
into bone morphogenic proteins along with several transcrip-
tion factors that regulate expression of bone-specific genes.
These transcription factors included the following: Cbfa-1,
which is a very early biomarker of osteogenesis; Col I, a
marker of mid-stage osteogenesis and SMAD genes that are
downstream markers in the bone- specific signaling pathway.
Both MWCNTs and nanoGn induced the expression of Cbfa-1
when compared to the control cultures supporting the
hypothesis that nanosized, carbon-based nanoparticles have
significant potential in bone-tissue regeneration.
Efficacy of carbon nanomaterials and functionalizedderivatives in cancer therapy
Carbon nanomaterials and their derivatives are widely
used in many biomedical applications for biosensors
(Oh et al., 2013), imaging (Yu et al., 2013), gene, RNA
and drug delivery (Cheung et al., 2010), regenerative
medicine (Bokara et al. 2013) and hyperthermia treatment
(Karmakar et al., 2011) of cancer. However, synthesis of a
new generation of carbon derivatives with more stable,
multifunctional properties is fraught with challenges.
Carbon-coated, metallic nanoparticles, a new type of
carbon derivative, have generated great interest because of
their unique chemical and thermal stability with magnetic
properties for cancer therapy. Carbon shells or coatings
provide an effective anti-oxidation layer that decreases the
toxicity of the metallic magnetic core, while providing
greater stability and dispersibility than nanomaterials
Figure 4. Internalization of carboxylated multiwalled nanotubes and graphenes into osteoblast MC3T3-E1 bone cells as visualized by TEM (a). Opticalanalysis of the mineralization nodules formed by the MC3-T3-E1 cells in the presence of the two species of graphitic materials (10 mg each) afterstaining with Alizarin Red as a function of the incubation time (6, 12 and 18 days). (b) Reproduced by permission of The Royal Society of Chemistry(Mahmood et al., 2013).
DOI: 10.3109/03602532.2014.883406 Toxicity and efficacy of carbon nanotubes and graphene 241
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comprised of metals or oxides only (Fernando et al., 2009;
Seo et al., 2006; Xu et al., 2008; Zhu et al., 2007b).
We synthesized carbon-coated magnetic nanoparticles
(MNPs) using a modified CCVD method (Karmakar et al.,
2011; Figure 5). Different metallic cores (Fe, Fe/Co and Co)
covered with carbon shells were synthesized (Xu et al.,
2010b). The magnetic property data obtained from the
SQUID, Fe/C MNPs resulted in the highest heating
efficiency following radio-frequency (RF) treatment provid-
ing a superior method for tumor-specific delivery of
anticancer agents, thermally induced damage and cancer
cell killing (Xu et al., 2010b). The calculation of specific
loss of power from the heating under RF (350 kHz, in
Figure 6) also indicates that the C/Fe MNPs gave the highest
value of about 78.21 W/g. Low frequency radiation can
penetrate biological tissues efficiently, making it possible to
treat cancer at a tissue depth of around 15 cm (field
penetration is higher than 99%) (Young et al., 1980). The
carbon-coated MNPs can actively enter cells or attach to the
surface as localized heat absorbers to heat the cancer cells
and destroy them. To confirm that the C/Fe MNPs enter the
cancer cells, TEM and fluorescence microscopy were
performed. The fluorescence images shown in Figure 7
indicate that MNPs either penetrate or are attached to the
surface of cancer cells. However, the TEM images con-
firmed that the C/Fe MNPs entered the cell through the
Figure 5. Schematic structure of carbon-coated metallic magnetic nanoparticlessynthesized by CCVD method. Reproducedby permission of IOP Publishing.
2nm
1st Modified method
350kHzRF
Generator
Cancer Cells+MNPsD=10 cm Coil
(b) (a)
Figure 6. (a) RF generator (350 kHz, 1.5 kw) for heating of cancer cells. (b) Comparative RF-induced temperature variations as the function of differentC-Fe, C-Fe/Co and C-Co NP concentrations. Insert figure shows the temperature-rising characteristics of different magnetic NPs with the same amountunder 350 kHz RF exposure. Reproduced by permission of International Journal of Nanomedicine. Copyright �2010 publisher and licensee DoveMedical Press Ltd. (Xu et al., 2010b).
242 Y. Zhang et al. Drug Metab Rev, 2014; 46(2): 232–246
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cytoplasmic membrane, initially and then aggregated C/Fe
MNPs were found in endosomes. These TEM images
confirm that the mechanism of the MNPs uptake occurs
via the endocytosis process (Xu et al., 2012).
When exposed to RF energy, C/Fe MNPs act as strong heat
generating agents and have the ability to destroy cancer cells
(Xu et al., 2010b). Furthermore, MCF-7 breast cancer and
Panc-1 pancreatic cancer cells have been found to over-
Figure 8. C/Fe MNPs was used as a RFnanomaterial to destroy cancer cells locallywith high efficiency owing to their successfulsurface EGFR targeting. The Panc-1 cancercells showed higher resistance for the RFtreatment (Karmakar et al., 2011).Reproduced with permission from The RoyalSociety of Chemistry.
0
20
40
60
80
100
C/Fe
Nanoparticle Concentration
Per
cent
age
of d
ead
cells
(%
) MCF-7 PANC-1
5µg/mL 20µg/mL
C/Fe-EGF
C/Fe
C/Fe-EGFCONH
EGFR
Cell Membrane
RF Treatment
C/Fe
Figure 7. Fluorescence images of MNPs that were uptaken into the (a) HeLa cells and (b) Panc-1 cells; (c) TEM images of C/Fe MNPs uptakenthrough the Panc-1 cell cytoplasm membrane and (d) MNPs uptaken inside the endosomes of the Panc-1 cells. Reproduced with permission fromAdvanced Healthcare Materials, John Wiley and Sons, Copyright� 2012 WILEY-VCH Verlag GmbH&Co, KGaA, Weinheim.
DOI: 10.3109/03602532.2014.883406 Toxicity and efficacy of carbon nanotubes and graphene 243
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express epidermal growth factor receptors (EGFRs)
(Karmakar et al., 2011). Therefore, in order to increase the
specificity of the MNPs delivery to the cancer cells and as
a result to enhance the effectiveness of the RF treatment,
human EGF was conjugated to the C/Fe MNPs surfaces. After
exposure of these two cancer cell lines and following RF
treatment, about 92.8% of the MCF-7 cells were destroyed,
whereas only 37.3% of these breast cancer cells died when
MNPs alone were used.
Moreover, Panc-1 cancer cells exhibited a much higher
resistance compared with the MCF-7 cells when exposed to
MNPs and RF exposure, as shown in Figure 8. As a result, our
group attempted different combination techniques to provide
the highest efficiency for pancreatic cancer treatment.
We reported that multimodal C/Fe MNPs may be effectively
used for cancer therapy based on their synergistic effect. The
MNPs may not only be utilized as drug carriers, but can also be
used as RF energy absorbers that generate localized heat
in cancer cells (Xu et al., 2010a). The drug was found to be
released from the loaded MNPs due to the RF-generated
temperature or by the lowered pH values (in the cellular
microenvironments) as shown in Figure 9. Simultaneously, RF
excitation can enhance synergistically the therapeutic efficacy
of various anti-cancer drugs due to heat generation (Xu et al.,
2012). Drug efficiency was enhanced to a high level resulting
in a 3.5-fold increase in cellular death. Such combination
therapies could result in the use of much smaller concentra-
tions of drugs and therefore lowering the occurrence of
possible adverse effects to normal tissues while achieving
improved tumor control.
Summary
We reviewed the toxicokinetics and efficacy of carbon-based
nanoparticles and derivatives from both in vitro and in vivo
studies. Some of the results are inconsistent because various
research groups have evaluated toxicity using different
cellular or animal models, experimental conditions and
types of nanomaterials. The surface properties, shape, size,
surface charge, stability and purity all contribute to the
differential toxicity observed. In addition, the detection and
quantitation of carbon-based nanomaterials in biological
matrices still pose a challenge using traditional methods and
tools, suggesting better models must be developed to
understand the efficacy and toxicity of these nanoparticles
in the treatment of human diseases. Therefore, how to address
the carbon nanotube ADME and safety issues still needs
further investigation using advanced technology and detailed
experimental designs.
As our understanding of nanoparticle biocompatability and
toxicity profiles increases, laboratory observations in model
in vitro and in vivo systems can be readily translated to
humans. The application of an array of nanoparticles to human
health has resulted in the development of a new discipline of
medine, nanomedicine. Nanoparticles are already being used
to image locations of diseased tissue allowing early diagnosis
as well as the development of new intervention modalities that
result in increased quality of life for those patients. In addition,
the surfaces of many nanoparticles offer superior functiona-
lization chemistry such that targeted drug therapy for cancer
and other diseases can be much more efficacious. This means
that therapies will be less toxic because only the diseased cells
receive the treatment, leaving normal cells and tissues viable.
Many tools are being developed to take advantage of the
properties of nanoparticles in the area of regenerative medi-
cine. Some are in the very early phases of research, such as the
design of substrates and targeting vehicles to direct stem cells
toward specific developmental progenitor pathways for the
restoration of liver, heart and other vital organs that may be
dysfunctional owing to genetics, trauma or disease. Some are
in need of further development to detect diseased cells in a sea
of normal cells in order to target and kill only cancer cells
using specific nanocarriers in combination with hypo- and
hyperthermia. Therapies for humans that make use of
nanoparticles at nontoxic levels will be developed in the
near future as a result of the explosion of activity occurring in
the areas of nanotechnology.
Acknowledgements
The editorial assistance of Dr. Marinelle Ringer is acknowl-
edged. The financial assistance of USDOD-TATRC program
is appreciated.
Declaration of interest
The views presented in this article do not necessarily reflect
those of the U.S. Food and Drug Administration.
The authors report no declarations of interest.
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