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Towards an increasing honey production in Northern Uganda: a multi-perspective approach Deborah Ruth Amulen Thesis submitted in fulfilment of the requirement of the degree of Doctor (PhD) in Applied Biological Sciences June 2017

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Page 1: Towards an increasing honey production in Northern Uganda

Towards an increasing honey production in Northern Uganda:

a multi-perspective approach

Deborah Ruth Amulen

Thesis submitted in fulfilment of the requirement of the degree of Doctor (PhD) in Applied

Biological Sciences

June 2017

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Promotor Prof. Dr. ir. Guy Smagghe

Department of Crop Protection

Faculty of Bioscience Engineering

Ghent University, Belgium Co-promotors Prof. Dr. Dirk C. de Graaf

Department of Biochemistry and Microbiology

Faculty of Sciences

Ghent University, Belgium

Em. Prof. Dr. Frans Jacobs

Honeybee Valley

Ghent University, Belgium

Members of the examination committee Chair Prof. dr. ir. Wim Verbeke

Department of Agricultural economics

Faculty of Bioscience Engineering

Ghent University, Belgium

Prof. Dr. ir. Marijke D’Haese

Department of Agricultural economics

Faculty of Bioscience Engineering

Ghent University, Belgium

Prof. Dr. ir. Pieter Spanoghe

Department of Crop Protection

Faculty of Bioscience Engineering

Ghent University, Belgium

Prof. Dr. Daisy Vanrompay

Department of Animal Production

Faculty of Bioscience Engineering

Ghent University, Belgium

Dr. Wim Reybroeck

ILVO-Vlaanderen, Melle

Prof. Dr. Paul Cross

School of Environment, Natural Resources

and Geography

Bangor University, UK

Dean Prof. Dr. ir. Marc Van Meirvenne

Rector Prof. Dr. Anne de Paepe

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Dutch translation of the title:

Towards an increasing honey production in Northern Uganda: a multi-perspective approach

Suggested way of citation:

Amulen, D.R. (2017): Towards an increasing honey production in northern Uganda: A multi -

perspective approach, Doctoral dissertation, Ghent University.

ISBN-Number:

The author and promoters give the authorisation to consult and copy parts of this work for personal

use only. Every other use is subject to copyright laws. Permission to reproduce any material in this

dissertation should be obtained from the author.

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Acknowledgements

Through this long journey of PhD there have been people who encouraged, supported and

guided me. I take this opportunity to extend my sincere gratitude. First to Prof. Frans Jacobs

for an eye-opening platform which made me gain interest in beekeeping. Then Dr. Paul Cross

thank you for the intellectual guidance and commitment that enabled timely submission of

documents. Prof. Guy Smagghe for believing in my capabilities and accepting me as your

student even when you did not know me in person. And later for offering the academic and

fatherly guidance that has enabled me complete. And then Prof. Dirk de Graaf for your

guidance and support during studies. Not forgetting Prof. Marijke D’haese for your scrutiny

and commitment without which there would be a gap in the socio-economic story. Finally, Prof.

Pieter Spanoghe for all the analytical chemistry and coffee-tea moments which made writing

a pleasant process. Also, special thanks to the reading committee who diligently offered their

intellectual input for this improved version of the thesis.

Special thanks to the team at Makerere University for all the technical support i.e. Prof. Jacob

Godfrey Agea, Prof James Okwee Acai and Dr. Andrew Tamale. And to Erasmus Mundus

Caribu team for the scholarship.

I would also like to appreciate all staff members of the laboratories and research groups I

consulted, laughed and sought emotional support. Without each of your individual input this

book would not have been as it is. That is Marleen, Tina, Lina, Niels, Leen, Bjorn, Clauvis,

Kathy, Zarel, Arjun, Karel, D’heane, Sarah, Moses, Haftom, Lilliane and Micheal. Special

thanks also go to the Ugandans in Ghent; Emma, Susan, Jackie, Sheila, Deo, Ronald, Martin,

Joshua, Walter, Henry, Halima and Joanita. You people have been a wonderful family that

has offered all the emotional support. Not forgetting the OBSG community that has been

homely especially Marleen, Ann, Kimberly, Diana, Seblework, Mulugeta, Mrisho, Johns and

Liz.

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What would it have been without family, at this point I would like to appreciate my Belgian

family Peter, Carl, Jan, ‘Big mama’ and all the Rotary Wetteren friends, Marc and Henrik thank

you. To the Reservelberge family thank you for all the emotional support especially when I lost

my father, that I will never forget. Another important mother I met in Belgium was Erine Oketch,

thank you for offering all the support I ever needed. To my Ugandan family, you made me

what I am today. Thank you for believing, encouraging and supporting me. Special thanks to

Geoffrey, Ann, Joseph and Amos for fieldwork support. To my mother Florence Ilemungolet

you are special and truly a shoulder to lean on. Finally, even in his absence, I would appreciate

my late father Elisha Moses Ilemungolet for all the mentorship, love and encouragement to

start PhD.

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Table of contents

Dutch translation of the title:.....................................................................................................ii

Acknowledgements....................................................................................................................ii

Table of contents ........................................................................................................................ii

List of abbreviations ...................................................................................................................ii

Chapter 1: Introduction, conceptual framework, objectives .............................................. 1

1.1 Beekeeping and poverty alleviation ................................................................................... 1

1.2 Problem statement.............................................................................................................. 3

1.3 Conceptual framework........................................................................................................ 3

1.4 Objective of this thesis ........................................................................................................ 4

1.4.1 Specific objectives ........................................................................................................... 5

1.5 The structure of thesis ........................................................................................................ 5

Chapter 2: Literature review.................................................................................................... 9

2.1 Beekeeping in the Ugandan context .................................................................................. 9

2.2 The institutional environment of beekeeping ..................................................................... 9

2.2.1 The role of government and non-government organizations ........................................ 9

2.2.2 Market organization and international trade ................................................................. 12

2.3 The natural environment of beekeeping ........................................................................ 15

2.3.1 Factors influencing honeybee colony survival .............................................................. 15

2.3.2 Geographic and climatic conditions of Northern Uganda ........................................... 15

2.3.3 Honeybee forage plants in Northern Uganda ............................................................... 16

2.3.4 Situation of honeybee pollination services ................................................................... 17

2.3.5 Causes of agricultural land use change in Ugandan ................................................... 17

2.3.6 Effects of agricultural land use change to insect pollinators ...................................... 18

2.3.7 Pesticide use in agriculture and disease vector control ............................................... 19

2.4 The household environment of beekeeping .................................................................... 21

2.4.1 Financial and physical capital ....................................................................................... 22

2.4.2 Human capital assets .................................................................................................... 26

2.4.3 Social capital .................................................................................................................. 27

2.5 Natural capital: bee colony environment ......................................................................... 28

2.5.1 Honeybee races ............................................................................................................. 28

2.5.2 Honeybee pathogens, parasites and pests .................................................................. 28

2.5.2.1 Honey bee viruses ...................................................................................................... 29

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2.5.2.2 Bacterial infections of honeybees .............................................................................. 29

2.5.2.3 Protozoan infections of honeybees ........................................................................... 30

2.5.2.4 Parasites and pests of honeybees ............................................................................ 31

Chapter 3: The buzz about bees and poverty alleviation: identifying drivers and

barriers of beekeeping in Northern Uganda....................................................................... 22

3.1 Abstract ............................................................................................................................. 22

3.2 Introduction........................................................................................................................ 23

3.3 Materials and methods ..................................................................................................... 24

3.3.1 Study area and data collection ...................................................................................... 24

3.3.2 Sampling procedure....................................................................................................... 25

3.4 Results ............................................................................................................................... 26

3.4.1 Socio demographic characteristics of respondents ..................................................... 26

3.4.2 Drivers and barriers to beekeeping adoption ............................................................... 32

3.4.3 Predictors of beekeeping technology adoption ............................................................ 32

3.4.4 The intensity of beekeeping adoption ........................................................................... 33

3.5 Discussion ......................................................................................................................... 36

3.6 Concluding remarks .......................................................................................................... 39

Chapter 4: Environmental contaminants of honeybee products in Uganda ................ 42

4.1 Abstract ............................................................................................................................. 42

4.2 Introduction........................................................................................................................ 43

4.3 Materials and Methods ..................................................................................................... 45

4.3.1 Study area ...................................................................................................................... 45

4.3.2 Site identification............................................................................................................ 45

4.3.3 Sample collection and preservation .............................................................................. 46

4.3.4 Laboratory analysis........................................................................................................ 47

4.3.4.1 Sample preparation and extraction............................................................................ 47

4.3.4.2 Reagent and apparatus .............................................................................................. 49

4.3.4.3 Liquid chromatography mass spectrometry (LC-MS/MS) ........................................ 49

4.3.4.4 Gas liquid chromatography with electron capture (GC-ECD) .................................. 50

4.3.4.5 Method validation........................................................................................................ 50

4.3.5 Data analysis.................................................................................................................. 51

4.4 Results ............................................................................................................................... 51

4.4.1 Method validation........................................................................................................... 51

4.4.2 Status and distribution of pesticide contamination ....................................................... 54

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4.4.3 Concentration levels (µg/kg) of detected pesticides .................................................... 56

4.5 Discussion ......................................................................................................................... 58

4.6 Conclusion......................................................................................................................... 60

Chapter 5: Pathogens, parasites and pests affecting honeybees in Uganda ............. 64

5.1 Abstract ............................................................................................................................. 64

5.2 Introduction........................................................................................................................ 65

5.3 Materials and methods ..................................................................................................... 67

5.3.1 Study area ...................................................................................................................... 67

5.3.2 Site selection.................................................................................................................. 67

5.3.3 Apiary data collection .................................................................................................... 67

5.3.4 Sample collection and preservation .............................................................................. 67

5.3.5 Parasite and pest examination...................................................................................... 68

5.3.6 Honeybee sample preparation for molecular analysis ................................................. 68

5.3.7 RNA extraction ............................................................................................................... 68

5.3.8 Screening for honeybee viruses ................................................................................... 69

5.3.9 Polymerase chain reaction (PCR) ................................................................................ 70

5.3.10 Data analysis ............................................................................................................... 73

5.4 Results ............................................................................................................................... 73

5.4.1 Status and distribution of pathogens, parasites and pests .......................................... 73

5.4.2 Link between detected pathogens, parasites and pest ............................................... 74

5.4.3 Beekeepers’ knowledge of honey-bee parasites and pests ........................................ 74

5.5 Discussion ......................................................................................................................... 75

5.6 Conclusion......................................................................................................................... 77

Chapter 6: Estimating the potential of beekeeping to alleviate household poverty in

rural Uganda............................................................................................................................. 80

6.1 Abstract ............................................................................................................................. 80

6.2 Introduction........................................................................................................................ 81

6.3 Materials and methods ..................................................................................................... 82

6.3.1 Statistical analysis ......................................................................................................... 83

6.3.2 Cost-benefit of interventions ......................................................................................... 84

6.3.2.1 Description of beekeepers ......................................................................................... 86

6.3.2.2 Scenario 1: The baseline (current state of beekeeping) ........................................... 91

6.3.2.3 Scenario 2: Beekeepers increase honey yields to national average ....................... 92

6.3.2.4 Scenarios 3, 4, 5: The effect on income of changing hive type and number .......... 93

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6.3.2.5 Scenario 6: The effect of providing a nectar crop to bee forage .............................. 93

6.3.2.6 Monte Carlo modelling to simulate the range of Net Present Values ...................... 96

6.4 Results ............................................................................................................................... 96

6.4.1 Income generating interventions for beekeepers ......................................................... 96

6.5 Discussion ....................................................................................................................... 109

6.6 Conclusion....................................................................................................................... 110

Chapter 7: General discussion, pathways to improved beekeeping and areas for

future research....................................................................................................................... 114

7.1 Outline of general discussion ......................................................................................... 114

7.2 Socio-economic drivers and barriers of beekeeping adoption ..................................... 114

7.3 Toxicological environment of beekeeping Uganda ....................................................... 117

7.4 Major pathogens, parasites and pests........................................................................... 119

7.5 Estimated production potential for increased honey production .................................. 121

7.6 Strength and limitations of the study.............................................................................. 122

7.7 Conclusions ..................................................................................................................... 123

7.8 Pathways to improved beekeeping ................................................................................ 123

7.9 Areas for future research................................................................................................ 127

Summary................................................................................................................................. 130

Samenvatting ......................................................................................................................... 133

List of tables ........................................................................................................................... 136

List of figures .......................................................................................................................... 137

Supplementary tables........................................................................................................... 140

S1: Determinants of beekeeping adoption .......................................................................... 140

S2: Household well-being score card used ......................................................................... 141

S3: Summary statistics of household wellbeing indicators ................................................. 143

S4: Household questionnaire ............................................................................................... 145

References ............................................................................................................................. 154

Curriculum vitae..................................................................................................................... 180

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This book is dedicated to my late father Elisha Moses Ilemungolet

“As your light continues to shine on me, I pray God guides my path”

“Education is a powerful weapon which you can use to change the world” quote by Nelson

Mandela

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List of abbreviations

Abbreviations Definition

ABPV Acute Bee Paralysis Virus

ALPV Aphid Lethal Paralysis Virus

BQCV Black Queen Cell Virus

BSRI Big Sioux River Virus

CATPCA Categorical Principal Component Analysis

CBA Cost Benefit Analysis

CBI Centre for the promotion of imports from developing countries

cDNA Complementary Deoxyribonucleic Acid

DDT DichloroDiphenyl Trichloroethane

d-SPE dispersive Solid Phase Extraction

dNTP DeoxyriboNucleotideTriPhosphate

DWV Deformed Wing Virus

EFSA European Food Safety Authority

EU European Union

FAO Food and Agricultural Organisation

GCB Graphitized Carbon Block

GC-ECD Gas Chromatography with Electron Capture

IAPV Israeli Acute Paralysis Virus

KBV Kashmir Bee Virus

kg Kilogram

KTB Kenya Top Bar hive

LC-MS/MS Liquid Chromatography Mass spectrometry/ Mass spectrometry

LOD Limit of Detection

LOQ Limit of Quantification

LSV Lake Sinai Virus

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MAAIF Ministry of Agriculture, Animal Industry and Fisheries

Max Maximum

MgCl2 Magnesium Chloride

Min Minimum

MLPA Multiplex Ligation-dependent Probe Amplification

MRL Maximum Residue Limit

MRM Multiple Reaction Monitoring

NGO Non-Government Organisation

NPV Net Present Value

PBS Phosphate Buffered Saline

PSA Primary and Secondary Amine

QuECHERS Quick, Easy, Cheap, Effective, Rugged and Safe

RAND Random

RNA Ribonucleic acid

rpm rounds per minute

RSD Relative Standard Deviation

RT-PCR Reverse Transcriptase-Polymerase Chain Reaction

s Second

SBPV Slow bee paralysis virus

SBV Sacbrood virus

Spp Species

SPSS Statistical Package for the Social Scientist

SSA Sub-Saharan Africa

TUNADO The Uganda National Apiculture Development Organization

UBOS Uganda Bureau of Statistics

UEPB Uganda Export Promotions Board

UPLC Ultra-Performance Liquid Chromatography

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US$ United states dollars

USA United States of America

VDV-1 Varroa destructor virus 1

Symbols

> Greater than

% Percentage

$ Dollars

0C Degrees Celsius

µg/l Micrograms per litre

r2 Coefficient of determination

C18 Octadecyl

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Chapter 1.

Introduction, conceptual framework, objectives and the structure of thesis

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Chapter 1: Introduction, conceptual framework, objectives

1.1 Beekeeping and poverty alleviation

Beekeeping is considered one of the vital components of successful rural development

programmes in developing countries due to the diverse services it provides to human societies

(Roffet-Salque et al., 2015). These include the provision of pollination ecosystem services,

with honeybees being accredited for improving production in ∼75% of global crops (Klein et

al., 2007), as well as providing additional incomes, food and medicines (Bradbear, 2009).

Beekeeping is also considered an attractive economic pathway out of poverty for the rural

poor, especially women and young people, due to the low start-up costs, labour requirements

and minimal land ownership (Carroll & Kinsella, 2013).

The greatest potential of improving human livelihoods through beekeeping may reside in Africa

due to the abundant and diverse wild honeybee populations (Dietemann et al., 2009) and the

competitive advantage of organic honey and beeswax that can be produced (CBI Market

Intelligence, 2015). Given the increased European demand for honey and insufficient

domestic supplies within Europe (CBI Market Intelligence, 2015), Africa is strategically

positioned to export and generate foreign exchange revenues. Within African countries such

as Kenya and Uganda, domestic demand also exceeds available supplies of honey and the

prices are consequently elevated (Government of Kenya, 2009; TUNADO, 2012a). For

example, in Kenya the price of honey was reported to be five times higher (US $ 6 -$ 9) than

a litre of petrol (Aemera, 2014). The estimated production potential of honey in Uganda is

estimated to be 500,000 tonnes annually, yet only1% of this potential is currently exploited

(Kajobe et al., 2009).

In response to the evident opportunities for income generation among rural households

through beekeeping, a number of non-government organisations (NGOs) and Government

agricultural extension departments have promoted beekeeping as a diversified income stream

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(Aldo, 2011; Bradbear, 2009). However, beekeeping remains largely underdeveloped with few

managed colonies compared to Europe (Dietemann et al., 2009).

African beekeeping is dominated by honey hunting habits and the use of traditional beehives

(Hilmi et al., 2011), with few beekeepers utilizing removable comb hives such as the Kenyan

top bar and frame hives such as the Langstroth (Carroll & Kinsella, 2013) that are known to

produce higher yields of honey. Although seven countries (Ethiopia, Cameroun, Zambia,

Tanzania, Rwanda, Ghana and Uganda) have approved residue monitoring plans and are

hence eligible to export their honey and beeswax to the European commission (The European

Commision, 2016), only Ethiopia appears on the list of leading exporters of honey and

beeswax in the world (Anand & Gizachew, 2011). The lack of beekeeping capacity to exploit

the available potential has raised concerns regarding possible barriers to beekeeping and

associated honey production. These barriers may be driven by both socio-economic (within

community challenges to adopting beekeeping as an income generating activity) and

biophysical factors such as the likelihood of capturing bee swarms to commence beekeeping

and management of the colony and its associated pests and pathogens thereafter. This thesis

attempts to identify those factors influencing adoption of beekeeping within rural households

and the biological factors that shape the relative success of adoption at three levels of

intervention (community, beekeeper and honeybee populations) (Figure 1).

Figure 1: Illustration of three levels of interventions assessed.

Community level Beekeeper Apiary and

honeybees

Multi-level

understanding

of factors

Focused on:

beekeepers and non-

beekeepers

Focused on:

management

practices

Focused on:

pathogens, parasites,

and pesticides

Individual level

interventions

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1.2 Problem statement

Despite the substantial honey production capacity in Uganda, beekeeping remains a marginal

rural subsistence activity (SNV, 2009; UBOS & MAAIF, 2009). Identifying the key drivers of

successful beekeeping adoption are therefore critical to our wider understanding of why

beekeeping adoption is relatively under-subscribed.

It is also important to contextualise the toxicological environment within which both honeybees

and beekeepers operate. However, there is limited understanding of the environmental profile

of Ugandan pesticide and other chemicals use. The intensity of use of agricultural pesticides

varies over time and are dependent upon location, crop type and their corresponding disease

load. Beekeeping operations in agricultural landscapes may be susceptible to factors outside

of the beekeepers control and consequently there is a need to establish a baseline

presence/absence audit of harmful substances occurring in the wider environment, and

particularly within the hive.

1.3 Conceptual framework

The multifactorial characteristics of beekeeping require a multi-disciplinary framework to

understanding and determining the key determinants of successful beekeeping activities

(Dorward, 2014). A livelihood system such as beekeeping, comprises a range of processes,

assets and attributes that perform diverse functions on multi-scale level influencing livelihood

system change. These assets are found within the institutional, natural, household and bee

colony environments (Figure 2). Under the institutional environment beekeeper’s linkage to

government and NGOs extension services determine the transition in their beekeeping

enterprise. Also, availability of markets for beekeeping products trigger transitions within a

beekeeping livelisystem. Furthermore, beekeeping occurs within a natural environment with

variations in abundance of wild colonies and changes in agricultural landscapes among other

factors. For example, the toxicological environment arising from use of pesticides for crops or

the ecosystem services of bees influence the type of livelisystem transitions.

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At household level, assets and attributes span from physical (e.g. beehives, forage, bees,

beekeepers), human (e.g. beekeeping knowledge), social (e.g. group membership, links with

extension services), natural (e.g. bee forage within farms) to financial (e.g. income levels). To

understand the drivers of beekeeping adoption and non-adoption as well as model profitable

interventions for improvement of beekeeping, this thesis assessed the available assets and

attributes, their current livelihood function in the ‘livelisystem framework’ (beekeeping

enterprise), and identified interactions between these assets and the external factors. In

addition, it describes toxicological environmental barriers within which bees and their keepers

need to operate.

Figure 2: The beekeeping livelisystems (adapted from Dorward, 2014)

1.4 Objective of this thesis

The primary objective of this thesis was to advance our understanding of those factors that

influence adoption choice decisions for beekeeping as well as identifying and quantifying

potential barriers to understanding why sub-Saharan countries such as Uganda are failing to

fulfil their potential as major honey producers.

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1.4.1 Specific objectives

The specific research objectives were:

1. To identify socio-economic drivers and barriers of beekeeping adoption.

2. To quantify the toxicological status of the environment within which bees and

beekeepers find themselves.

3. To quantify the prevalence and extent to which bee pests, parasites and pathogens

limit hive product production potential

4. To determine the most cost-effective interventions for increased honey production

1.5 The structure of thesis

This work has been organized in to seven chapters. Starting with introductory chapters (1 &

2) that describe the current beekeeping conditions in rural sub-Saharan Africa and identifies

knowledge gaps in beekeeping as well as outlining the study objectives. Then (Chapter 3)

documentation of the socio-economic drivers and barriers of beekeeping adoption, the current

economic contribution of honey production to household well-being and identification of

potential factors limiting production. In chapter 4, an account of the pesticide environment

within which apiaries are located and the extent to which this ambient chemical background

may inhibit successful beekeeping practices is evaluated. Followed by the description of the

potential biological threats of beekeeping (Chapter 5), here key pathogens, parasites and

pests in Ugandan honeybees are identified and their likely impact on successful beekeeping

evaluated. Then based on data collected from household survey, profitable and low risk

alternatives (scenarios) are modelled to evaluate the effect on hive type and bee forage on

honey production in chapter 6. Finally, as general discussion of the thesis the strengths and

weaknesses are explored and implications for policy implementation and recommendations

for future research are proposed in chapter 7. (see schematic Figure 3).

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Chapter 7 - General discussion, pathways to improved beekeeping and future research

Research question 3: What pathogens, parasites and pests

act as barriers?

Research question 4

What is the production potential?

Research question 2: What is the

pesticide burden within the apicultural

environment?

Research question 1: What are the

drivers and barriers of apiculture uptake

in Uganda?

Socio-economic barriers

Socio economic analysis of

beekeepers and non-beekeepers

Pests, parasites and pathogens

Typology of pathogens present within bee colonies

and hives

Chapter 3 Chapter 4 Chapter 5 Chapter 6

Production potential

Estimating production potential across three agro-ecological zones

Environmental barriers

Pesticide residues in honey-bees, honey

and wax.

Chapter 1 & 2 – Introduction, conceptual framework and literature review

Figure 3: The structure and layout of the thesis

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Chapter 2.

Literature review

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Chapter 2: Literature review

2.1 Beekeeping in the Ugandan context

Beekeeping is an old and richest agricultural practice first documented to be common among

the Teso, Batwa, West Nile and Kigezi regions of the country (Crane, 1999). Primarily

dominated by honey hunting practices (collecting honey from the wild) and later transitioning

into traditional beekeeping (hanging of hives made from local materials such as logs on trees)

(Crane, 1999). The above extensive beekeeping practices mainly depend on wild swarm

management to thrive (Muwesa, 1985). In Uganda, promotion of modern beekeeping

practices started in the early 1980’s (Muwesa, 1985). During this time until now, beekeeping

has been promoted as a diversified alternative livelihood to the rural households.

2.2 The institutional environment of beekeeping

2.2.1 The role of government and non-government organizations

Since the early 1980’s Non-government organizations and government of Uganda have

played a key role in promotion of modern beekeeping practices such as the use of removal

top bar or frame beehives. A report by (Muwesa, 1985) suggests that promotion of modern

beekeeping practices in Uganda started about 37 years ago as a joint venture by the veterinary

department of ministry of animal industry and fisheries, the cooperative for American relief

everywhere (CARE) Uganda limited, the Uganda red cross and Uganda YMCA (Kumar et al.,

2014; Muwesa, 1985). Under the above project beekeepers were offered technical (training)

and financial (beehives) aid. Furthermore, the project resulted into setting up of four honey

refinery plants in Nakasongola, Nalukolongolo, Mbale and Soroti with 14 demonstration apiary

sites across Uganda. By 1986, as the population of beekeepers expanded the first Uganda

national beekeepers’ association was formed (UBA) (Kumar et al., 2014; Muwesa, 1985) with

the main aim of coordinating beekeeping efforts throughout Uganda (Muwesa, 1985).

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The apiculture section was designated at the Ministry of Agriculture Animal Industry and

Fisheries (MAAIF) to support beekeepers. In the early 2000’s government of Uganda through

the National Agricultural Advisory Services (NAADS) massively engaged in beekeeping group

formation, beehive distribution and training of beekeepers across the country (Benin et al.,

2007). As the number of stakeholders within the sector expanded, the national apiculture

development organization an apex body recognized by the public and government of Uganda

was set up to coordinate all the value chain actors in the apiculture industry (TUNADO, 2012a).

The Institutional profile of some organizations supporting beekeeping suggests that NGOs are

crucial in beekeeping promotion. As summarized in Table 1 below. However, with all this

networking and joint interventions between stakeholders in beekeeping remains limited.

Production at household remains marginal with many beekeepers lacking adequate

knowledge of hive management (TUNADO, 2012a).

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Table 1: Beekeeping initiatives in Northern Uganda

Organisation/ department Type Services offered Agro-ecological zones

TUNADO- The national apiculture development organisation

government policy advocacy, training, farmer organisation, product promotion

all zones

MAAIF- ministry of agriculture, animal industry and fisheries

government policy, training, input supply, farmer organisation

all zones

ApiTrade Africa NGO product promotion (honey shows) at national level

all zones

NAADs- National agricultural advisory services

government inputs, trainings, farmer organisation

all zones

World Vision NGO Inputs, training all zones

TEDDO-Teso dioceses development organisation

NGO inputs, training Eastern zone

District entomologist government training, supplied beehives

all zones

District commercial office government market information Mid-northern

Centenary rural development Bank hive loans Eastern

Makerere university academic research Eastern and mid-northern

Malaika honey private Product processing and training

Mid-northern

Teso honey refinery SOCADIDO- Soroti catholic diocese development organisation

NGO Inputs, buy products Eastern

KITWOBEE- Kitgum women's beekeepers' association

CBO Production, information sharing and product processing

Mid-northern

District farmers' associations CBO market information, trainings

All zones

FIT Uganda NGO Market information, market surveys

All zones

Source: This study household survey data

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2.2.2 Market organization and international trade

Currently the policy environment in Uganda is suitable for investments in beekeeping. The

country has an apiculture export strategy and national residue monitoring plan since 2005

(UEPB, 2005). This has enabled registration of Uganda as one of the seven African countries

(Cameroon, Ghana, Tanzania, Zambia, Rwanda, Uganda and Ethiopia) licensed to export

honey and beeswax from Africa to the European Union (EU) (The European Commision,

2016). However, since Uganda qualified to export honey to EU the country, not much honey

has exported from Uganda. Instead the country is faced with a recurrent trade deficit in honey,

with its imports higher than exports in terms of quantities (Figure 4). The main products traded

in Uganda are honey and beeswax (Amulen et al., 2017). About 95% of the locally produced

honey is consumed within the domestic market (Kilimo Trust, 2012). Local brands dominate

the market and compete with honeys imported from Kenya, United Arab Emirates, Germany,

United Kingdom, Dubai and Switzerland (Kilimo Trust, 2012). Uganda exports to Kenya,

Democratic Republic of Congo, South Sudan and Rwanda (Kilimo Trust, 2012). (Figure 5). In

relation to local honey trade, 80% of the honey produced is sold through informal marketing

channels.

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13

Figure 4: Uganda’s honey imports and exports. *The illustrated figures are between 2002 and 2010 (source: Kilimo Trust, 2012).

0

20

40

60

80

100

120

140

160

180

Yr 2002 Yr 2003 Yr 2004 Yr 2005 Yr 2006 Yr 2007 Yr 2008 Yr 2009 Yr 2010

Me

tric

to

nn

es

Year of honey export or import

Imports exports

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Figure 5: Geographical trade flow of honey The figure was cited from Kilimo Trust, (2012)

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2.3 The natural environment of beekeeping

2.3.1 Factors influencing honeybee colony survival

Crucial for improved honey production is the abundance and distribution of honeybee colonies

both managed and in the wild. The advent of global honeybee colony declines (Goulson et

al., 2015; Potts et al., 2010; Simon-Delso et al., 2014), suggests that the long-term exploitation

of these essential insects is threatened. Detailed reviews of probable factors influencing these

declines have been conducted (Potts et al., 2010; vanEngelsdorp & Meixner, 2010).

Agricultural land intensification has led to habitat loss and fragmentation, coupled with the

intensive use of agrochemicals, and the global movement of pests, parasites and pathogens

(through honey and bee exports), climate change and the interactions between some of these

factors has been cited as major contributors to honey bee colony declines (Potts et al., 2010).

2.3.2 Geographic and climatic conditions of Northern Uganda

Uganda is divided into 10 agroecological zones based on vegetation type, evelation, climatic

conditions and agricultural activities (Kajobe et al., 2009). This study focused on three

agroecological zones, the mid-northern (Kitgum), eastern (soroti district), and west nile (arua).

The Mid-Northern ecological zone is characterised by woody savanah vegetation, dominated

with acacia cambrelium trees. Shear nut (Vitellaria paradoxa) trees also do exist although

sparsely distributed. The agroecological zone is 1100 metres above sea level, and has a flat

terrain with isolated hills. Average annual rain ranges between 1250 mm to 1500 mm. Rainfall

is bimodal with peaks in April and August. Rainy season starts late March or early April and

ends in November. The average maximum monthly temperature is 27oC with an average

minnimum of 17oC (Kajobe et al., 2009).

The eastern agroecological zone is a savanah grassland dotted with shrubs and trees. The

zone is sometimes described as woodland/shrub-grassland. The dominant trees are Acacia

spp, Combretum spp and Butyrosperum paradoxum. Maximum annual temperature is 31.3oC

with a minimum temperature of 18oC. Annual rainfal ranges between 1000 mm to 1,500 mm.

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Rainfaills are experienced from March-September with a short dry spell in June and a long dry

period from december to february (Kajobe Robert et al., 2009). West Nile is a savanah

grassland divided into low lands (900 metres above sea level) and highlands (1200 to 1800

mm above sea level). The region receives from april to october (Kajobe et al., 2009). The

common crops are cereals and tobacco.

2.3.3 Honeybee forage plants in Northern Uganda

From the commonly grown crops and the abundant vegetation, the following are the most

dominant floral sources for honeybees (Table 2). Implying the available environment supports

beekeeping. Since successful beekeeping requires the presence of plentiful forage across at

least a 2km radius of land from the hive for the bees to have a year-round source of pollen

and nectar. Nectar is the carbohydrate portion of honeybee’s food and the raw material of

honey while pollen supplies protein (Free, 1967).

Table 2: Common bee forage sources

Plant/ bee forage Pollen Nectar Propolis

Acacia spp √ √ √

Beans √ √

Bottle brush

Calliandra spp

Erythrina spp

Eucalyptus spp

Maize √

Mangoes √ √ √

Oranges (citrus)

Passion fruits

Shear nut tree

Simsim

Sunflower

The list of plants was modified from (Kajobe et al., 2009)

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2.3.4 Situation of honeybee pollination services

Evidence suggests honeybee pollination increased coffee production in central Uganda

(Munyuli, 2011b). Similarly, honeybee pollination potential exists in Northern Uganda as

suggested by the cultivated crop profile in the region, i.e. oil seeds (sesame, sunflower,

cowpeas) and citrus farms known to be pollinated by honeybees (Dalipagic & Elepu, 2014).

The key challenge in commercialisation of honeybee pollination services is limited farmer

awareness of the significance of honeybee pollination services. According to Munyuli, (2011)

ninety percent of farmers in central Uganda were not aware of the role played by bees in

increasing their coffee yields. In the same study, farmers were reported to be unwilling to

manage their lands to protect pollination services because they considered pollination as an

unsolicited “free service” or as a “public good”. The situation is different among fruit farmers

in the northern and eastern part of the country. These farmers seemed to be aware of the

significant role of honeybees in increasing their fruit yields (unpublished, Amulen, 2017). Some

of these fruit farmers even adopted beekeeping after planting fruit orchards (unpublished,

Amulen, 2017). With such varied opinions, sensitisation of the farmers is needed to develop

pollination services from honeybees and ensure protection of habitats for essential pollinators

overall. Furthermore, detailed research on effective mechanisms of commercializing

pollination services in some regions in Uganda needs to be conducted.

2.3.5 Causes of agricultural land use change in Ugandan

Climatic changes such as increased severity and frequency of droughts and heatwaves have

affected livelihoods of communities within Uganda (Majaliwa & Isubikalu, 2010). A recent

drought in Uganda left 1.6 million households requiring food aid (FAO, 2017), the most

affected being in northern Uganda (Daily monitor, 2016). The already fragile environmental

conditions are worsened by community practices such as bush burning, increased tree felling

and human population pressure (Chemurot et al., 2013; Magala, 2015).

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Uganda is reported to have lost about two thirds of its forest cover in the last 20 years (Magala.,

2015), its further projected that if the state is not averted the country is at the verge of losing

all its forest cover by 2050 (Magala, 2015). In regions like northern Uganda, where 99% of

rural households use fuelwood to prepare their meals (Egeru & Majaliwa, 2014) any efforts

towards alternative fuelwood sources however small creates significant impacts.

In order to achieve resilient farms and production systems that can survive the harsh

environment, there is urgent need to transition from the current state of farming systems to

systems that ensure food security, nutrition, provide social and economic equity on top of

building ecosystem services (Kremen., 2012). Beekeeping has been promoted for vegetation

restoration on farms through the planting of bee forage, while also indirectly contributing to

food security through its pollination services for some common food crops such as beans,

cowpeas and simsim (Hilmi et al., 2011).

2.3.6 Effects of agricultural land use change to insect pollinators

Agricultural land use change poses a range of non-negligible threats to insect pollinators such

as honeybees (Nicholls & Altieri, 2013). Honeybees require diverse diets (proteins,

carbohydrates, vitamins) to be able to produce progeny and resist multiple stress factors such

as disease pathogens (Nicolson & Wright, 2017). Nutrient deficits lead to decreased lifespans

of foraging, adult bees, compromised brood development and subsequent depopulation of

colonies (Naug, 2009). Poor nutrition also reduces bee immunity (Alaux et al., 2017) and the

ability to detoxify pesticides (Mao et al., 2013).

A reliable source of nutrition is essential, but due to climatic variation, such as prolonged

droughts in the tropics (Nicholson, 2016), seasonality and scarcity of bee forage is a

considerable constraint on honey production in Northern Uganda, which is aggravated by bush

burning (Chemurot et al., 2013). Previous research, aimed at partially addressing seasonal

feeding constraints, has focused on identifying and rating species of common bee forage

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plants and their flowering seasons (Kajobe et al., 2009). The study identified Calliandra

calothyrsus as a suitable bee forage plants with year-round flowering, as well as serving other

domestic uses such as the provision of animal feed (Buyinza & Mukasa, 2007; Chamberlain

& Rajaselvam, 1996). The presence of such a plant could increase the likelihood of colony

survival and associated increases in yield. However, its integration into pre-existing farm

systems remains untested regarding the optimum planting density and evaluation of returns

on investment.

2.3.7 Pesticide use in agriculture and disease vector control

In order to meet in-country food demands, communities are shifting their traditional agricultural

practices to more intensive crop management, which frequently requires the application of

agrochemicals (García-Valcárcel et al., 2016). Uganda is estimated to import 2,224 tonnes of

pesticides annually (Republic of Uganda, 2008). Within the local market, over 300 pesticide

formulations are estimated to exisit. Implying there is a significant and varied load of toxic

chemicals in the beekeeping environment with corresponding effects to honeybee health.

In addition, pesticide use in Uganda is charaterised by improper handling, use of obsolete

and unauthorised compounds, and poor disposal risking both human and honeybee health

(Republic of Uganda, 2008). On top of crop protection agents, Ugandan honeybee products

maybe exposed to vector control chemicals such as those applied in malarial control. Malaria

the most prevalent illness in Uganda, accounts for approximately 8-13 million episodes per

year, 30-50% of outpatient visits in health facilites annually (Uganda ministry of health, 2005).

Malaria is reported to be highly distributed in Northern Uganda especially in dense agricultural

settlements (Okello et al., 2006). As such Indoor residual spraying of compounds such as DDT

was conducted in some parts of northern Uganda (Arua and Oyam) (Republic of Uganda,

2008). The disadvantage is that DDT once in the environment persists and may gain access

to hive products such as honey that is consumed risking human health.

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Some of the chemicals increasingly employed in crop protection include systemic pesticides

such as neonicotinoids and fungicides which are known to be harmful to honeybees (Brandt

et al., 2016; Wu-Smart & Spivak, 2016). Neonicotinoids have been associated with declines

in insect pollinators and particularly honey and bumblebees due to their systemic and

persistent nature, which enhances their absorption and transportation throughout plant tissue,

remaining toxic for months or years (Bonmatin et al., 2015), and exposing honeybees to

neonicotinoid contamination via pollen, nectar and other plant secretions (Chauzat & Faucon,

2006; Potts et al., 2010). Globally, 161 pesticides have so far been detected in honeybee

colonies (Goulson Dave et al., 2015; Sánchez-Bayo et al., 2016). Some of these compounds

(thiamethoxam, imidacloprid, clothianidin and chlorpyriphos) are considered high risk to

honeybee health based on their toxicity, frequency of occurrence and levels of concentrations

(Sánchez-Bayo et al., 2016).

Of major concern, are the sub-lethal effects of these compounds which appear causal in the

impaired ability of honeybees to navigate, leading to losses of foragers in the field and reduced

colony productivity and honey yields (Blacquie’re et al., 2012; Henry et al., 2012). Yang et al.

(2012), demonstrated that exposure of low doses of neonicotinoid pesticides (0.04 ng per

larva, equating to less than 1% of the LC50 for adult bees) can have a lasting impact on the

learning ability of adult honeybees. Combinations of pesticides (e.g. neonicotinoids and

fungicides) exacerbate the effects of some honeybee pathogens and can lead to increased

levels of honeybee morbidity and mortality (Goulson et al., 2015). Pettis et al., (2012),

recorded increased Nosema infections (microsporidian gut parasites) following exposure of

honeybees to neonicotinoids. It is therefore important that the toxicological environment within

which honeybees operate is understood and evaluated. To date, no scientific study has

documented the status of hive products in relation to pesticide contamination in Uganda.

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2.4 The household environment of beekeeping

Successful adoption of beekeeping depends upon how well it dovetails with other livelihood

options available to a household, as well as the type and quantity of assets owned for

beekeeping exploitation (Carroll & Kinsella, 2013). A livelihood refers to the skills, assets and

activities that beekeepers need to obtain to maximise benefits from managing honeybees

(Rakodi, 1999). The sustainability of beekeeping is contingent upon the beekeepers’ capacity

to cope and recover from stresses and shocks, through improvement of beekeepers’ skills and

assets for current and future productivity, without undermining the natural resource base

(Rakodi, 1999). As with any other agricultural enterprise, successful beekeeping is reliant on

the relative abundance, ownership, control and access of livelihood assets (Carroll & Kinsella,

2013; Rakodi, 1999) (Figure 6).

Figure 6: Summary of livelihood asset capitals. These are factors influencing adoption of beekeeping: adapted from (Carroll & Kinsella, 2013; Rakodi, 1999).

Understanding the interplay between these assets is vital for the planning of strategic

beekeeping interventions to increase beekeeping uptake among households. However,

Human capital e.g. beekeeper’s skills,

interest, production goals

Social capital e.g.

networks, group

memberships

Natural capital e.g. abundance of honeybee

colonies, bee flora

Physical capital e.g.

beehives and protective

equipment

Financial capital e.g.

well-being, incomes

Page 36: Towards an increasing honey production in Northern Uganda

22

substantial knowledge gaps persist regarding the relationship between beekeeping and

livelihood assets in the context of rural development, with only a handful of studies either

investigating the adoption of hive type or beekeeping uptake (Adgaba et al., 2014; Affognon

et al., 2015; Wodajo, 2011), with little in the way of livelihood system contextualisation.

2.4.1 Financial and physical capital

Beekeeping is a predominantly small scale on farm activity characterized by use of traditional

beehives and indigenous management practices (TUNADO, 2012b). Ugandan beekeeping

can be characterized under four systems of management based on beehive types i.e. i) honey

hunting, ii) traditional beekeeping, iii) transitional beekeeping and iv) modern beekeeping.

Honey hunting

This is an ancient practice engaged on by the knowledgeable beekeepers within the

communities. The process involves climbing up the trees to collect honey. Under such

practices colonies are killed and a lot of fire is used instead of modern smokers (Venkataraman

et al., 2012). In Uganda, the practice is still common near forests, for example the Batwa

communities near Bwindi impenetrable forests still hunt for honey inside tree trunks

(Venkataraman et al., 2012).

Traditional beekeeping

This is the most dominant type of beekeeping practiced. Beekeepers do not inspect their

colonies under this method of beekeeping. Various types of fixed comb beehives (Figure 7)

are used under this method of beekeeping i.e. grass, log, pot and lately a new type in Uganda

named the Johnson hive (Kumar et al., 2014). The Johnson hive is an ‘improved’ fixed comb

hive that provides separation of honey combs from brood using a piece of five mesh (mesh

has five holes per 2.54 cm). In Uganda at hardware shops it’s called coffee wire (Kumar et al.,

2014). This improved fixed comb hive has removable sides on both ends of the cylindrical hive

making honey harvesting easy (Hilmi et al., 2011; Kumar et al., 2014). These beehives vary

in shape, size, nature and construction material frequently used material for crafting includes

tree branches, straw, cow dung or clay.

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The advantage of this method is that the beehives used are cheaper, easily made from locally

available materials available and beekeepers have the skills to make their own beehives (Hilmi

et al., 2011). The challenge is that honey quality may be lowered during harvesting due to

mixing of pollen and brood, beehives cannot be inspected for disease control, hives are easily

destroyed and honey yields are relatively lower (Hilmi et al., 2011).

In Uganda, various reports estimate the total number of beehives to be between 747,220

(UBOS & MAAIF, 2009) to 2 million (Kilimo Trust, 2012). Most (87%) of the beehives owned

by beekeepers are traditional (UBOS & MAAIF, 2009). Northern Uganda hosts majority of the

beehives. Most of the beehives (91%) in the region being traditional. The average honey yield

for traditional beehives in Uganda is estimated at 8 kg of honey per beehive per year below

the projected potential of 15 kg of honey per beehive per harvest (Kilimo Trust, 2012; UBOS

& MAAIF, 2009).

Figure 7: Fixed comb beehives.

(A) log beehive (B) pot beehive (C) beehive weaved from twigs, plastered with cow dung and covered with grass for to protect the hive during rain and cooling during high temperatures. (D) modification of beehive (C) where a wire (queen excluder) is included.

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Transitional beekeeping

Requires some investment in terms of colony management and equipment (bee hives,

protective clothing and smokers). Beekeepers under this management system use removal

top bar beehives, which are single story long box with slopping sides (Hilmi et al., 2011). The

types of beehives (Figure 8) used are; Kenya top- bar beehive, Tanzania top-bar beehive and

mud-block beehive (Kumar et al., 2014). These beehives have been promoted as ideal for

rural development since they are cheaper compared to frame beehive (Langstroth) (Hilmi et

al., 2011). The advantage of the top-bar beehives is that individual combs can be lifted from

the beehive and replaced, hence inspection by beekeepers is easy. Construction of these

beehives requires basic knowledge of bee biology especially when crafting the top bars and

the price of top-bar hives is relatively higher than fixed comb beehives (Hilmi et al., 2011). A

census report by UBOS & MAAIF, (2009) estimates about 10.5% of beehives in Uganda are

top-bar hives with an average yield of 12 kg of honey per beehive per year, way below the

beehive expected potential of potential of 26 Kg of honey per beehive per year (Kilimo Trust,

2012; UBOS & MAAIF, 2009)

Figure 8: Removable top bar beehives. (A) Kenya top bar beehives made of timber walls, (B) Modification of the KTB made from bamboo splits, (C) Ethiopian top bar beehive being introduced to Uganda. Walls are made of rids and mud, (D) modification of the KTB using papyrus as wall (made by beekeepers in eastern Uganda).

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Modern beekeeping (removable frame beehives)

This an industrialized type of beekeeping more common in developed countries and just being

introduced to developing nations like Uganda (Hilmi et al., 2011; Kumar et al., 2014). This

method of beekeeping involves application of more beekeeping management for maximized

crop yield. Under this system removal frame beehives are used (Figure 9). Removable frame

hives (Langstroth) have the advantages over fixed comb and removable top-bar in that higher

yields of honey are collected (Hilmi et al., 2011). This is because of the possibility to recycle

beeswax combs hence honeybees quickly build up honey stores during flowering seasons

(Hilmi et al., 2011). The disadvantages under this system are, the equipment is relatively

expensive, require skilled manpower and equipment making requires special skills which most

Ugandan beekeepers lack (Hilmi et al., 2011). Its estimated that only 2.2 % of total beehives

in Uganda are removable frame beehives, generating an average of 12 kg of honey per

beehive per year (UBOS & MAAIF, 2009)). Meaning harvested yields are much below

estimated beehive potential of 60 kg of honey per beehive per year (Kilimo Trust, 2012).

Generally, for all beehives average yields are low and vary depending on available nectar,

level of management and race of honeybees among other factors (Hilmi et al., 2011).

Figure 9: Removable frame beehives.

(A) Langstroth beehive made from timber, (B) modification of Langstroth beehive (walls made of bamboo tree splits)

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Household wealth and available land acreage also influence adoption of new income streams

(Arslan et al., 2015). Insufficient disposable income reduces a farmer’s risk-taking behavior

and often results in non-adoption of a new technology (beekeeping), whereas higher income

and land owning households tend to invest effort and money more readily in new opportunities

(Mariano, Villano, & Fleming, 2012). Facilitated access to credit also enables farmers to

purchase tools, equipment and packaging materials. Meaning for poor communities,

suggested beekeeping innovations need to be pro-poor i.e. least cost, locally available

materials and management skills.

2.4.2 Human capital assets

Beekeeping is considered a less labour intensive activity suitable for all age groups children

above 10 years to the elderly (Hilmi et al., 2011). In Uganda, it has been promoted for the

widows, women and vulnerable within communities who in most cases are the landless (Kilimo

Trust, 2012). Farm labour within Ugandan households may not be a challenge for beekeeping

since an average household is estimated to contain 9 to 10 persons (UBOS, 2010). Besides

beekeeping is considered a less labour intensive activity useful for inclusive development for

even vulnerable groups e.g. disabled (Hilmi et al., 2011). Although beekeeping is an old

agricultural practice within the country, limited knowledge of beekeeping husbandry has cited

as deterrents to adoption (Kalanzi et al., 2015), the scale and type of knowledge gaps remain

undocumented.

Understanding the relative availability of assets such as knowledge and available labour within

a region are key to development programme’s effectiveness regarding implementation. The

quality of the labour force in-terms of education level, available number of employees and their

skill sets determines the likelihood of an enterprise’s success (Arslan et al., 2014; Mwangi et

al., 2015).

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The possession of appropriate skills and knowledge is critical in shaping a farmer’s choice

decisions (Abebe et al., 2013). In addition, a farmers’ ability to assimilate new information and

analyse potential investment outcomes is contingent upon their education level (Bjornlund et

al., 2009). Farmers tend to have access to two types of knowledge, indigenous (usually refered

to as local peoples’ knowledge, such as local hive construction) and scientific or global

knowledge generated through research and educational networks (for example queen

rearing) (Diederen et al., 2003). This scientific knowledge is generally presented to

communities through rural development training programmes (Ramirez, 2013).

Positive correlations have been documented between access to education,

knowledge, age, family size and agricultural technology adoption (Simtowe et al.,

2011). Whereas the role of knowledge in driving adoption of beekeeping and other

agricultural enterprises is known (Mariano et al., 2012; Mwangi et al., 2015; Smale &

Groote, 2003), the typology of different knowledges held by beekeepers of differing

experience levels remains unexplored. Understanding the frequency, type and sources of

beekeeping knowledge is critical for effective planning of interventions for improving

beekeeping adoption and increased honey production.

2.4.3 Social capital

In Uganda, the use of farmer groups in agricultural transformation remains central. The

National Agricultural Advisory Services (NAADS) a 25-year government development plan has

its implementation strategy based on the farmer group concept and thus by 2008 a total of

55,000 farmer groups were formed in Uganda (Benin et al., 2007; MAAIF, 2010a). Under this

concept, farmers form new groups within a village, which merge to form a farmer forum at the

district. The district farmer forum manages all the food security and enterprise agenda and its

only within these groups that farmers access loans, agricultural inputs, information on

marketing and new agricultural technologies (Benin et al., 2007). Beekeeping being a marginal

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on farm activity has relatively fewer groups compared to other on farm enterprises (Friis-

Hansen, 2005).

Farmers collaborate, consult and negotiate with each other, creating a process that facilitates

knowledge sharing and appears to shape decision-making in reference to the adoption of new

technologies (Tumbo et al., 2013). Therefore, understanding farmers’ interactions with each

other may be an essential component in the successful promotion and adoption of beekeeping

technology, coupled with appropriate targeting of formal and informal groups such as village

social networks, professional associations and industrial clubs (Tumbo et al., 2013).

2.5 Natural capital: bee colony environment

2.5.1 Honeybee races

The racial strain and abundance of honeybee colonies is one of the determinant to the success

of beekeeping. In Uganda two races of Apis mellifera have been confirmed Apis mellifera

scutellata and Apis Mellifera adansoni (Kasangaki, 2016). Apis mellifera scutellata is known

to be highly defensive, which can inhibit beekeepers from inspecting their colonies on a

sufficiently regular basis (Kasangaki, 2016). Uganda also host stingless bee species

especially in forested areas such as Bwindi impenetrable forest (Kajobe, 2007). Recent

attempts have been made to domesticate these bee species for honey production. Future

explorations of factors that influence their performance would be important to enhance this

initiative.

2.5.2 Honeybee pathogens, parasites and pests

Honeybee health is threatened by microbes spanning several kingdoms i.e. viruses, bacteria,

fungi and Animalia. Viruses, bacteria and fungi and their interactions with parasites such as

Varroa destructor are considered the most threatening (Evans & Schwarz, 2011;

vanEngelsdorp et al., 2009).

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2.5.2.1 Honey bee viruses

Honeybee viruses have been postulated as the key drivers of colony declines (vanEngelsdorp

& Meixner, 2010). The deleterious effects of these viruses to honeybees are of great concern

to apiculturists. They can exist or co-exist in individual colonies without provoking apparent

symptoms (Genersch, 2010). However, with the arrival of Varroa destructor, some of these

viruses such as ABPV and DWV induce serious disorders in honeybees, causing serious

winter losses (Genersch et al., 2010). Some of these viruses, such ABPV, DWV and SBV,

affect all developmental stages of the honeybee (larva, pupae and adult bees) (Chen & Siede,

2007). For example, honeybees infected with ABPV are known to suffer from paralysis, an

inability to fly, gradual darkening and loss of the hair from thorax, impaired cognition and

homing ability and death of adult and immature bees (de Miranda et al., 2009).

Currently, twenty-three viruses have been reported worldwide, mainly positive-strand RNA

and primarily from the families of Dicistroviridae and Inflaviridae (Evans & Schwarz, 2011;

McMenamin & Genersch, 2015). Besides the Nodaviridae family (Runckel et al., 2011), DNA

viruses have also been reported (Truman, 1978). Of the 23 viruses reported to infect

honeybees worldwide (McMenamin & Genersch, 2015), nine have been detected within the

African continent ( i.e. acute bee paralysis (ABPV), Apis mellifera filamentous virus (AmFV),

black queen cell virus (BQCV), deformed wing virus (DWV), chronic bee paralysis virus

(CBPV), Israeli acute paralysis virus (IAPV), Lake Sinai virus (LSV), sac brood virus (SBV),

and Varroa destructor virus (VDV-1) (Mumoki et al., 2014; Pirk et al., 2016). Prior to this study,

only Black queen cell virus was documented in Ugandan honeybee colonies (Kajobe et al.,

2010) and Deformed wing virus and Black queen cell virus within East Africa (Kenya) (Muli et

al., 2014).

2.5.2.2 Bacterial infections of honeybees

Honeybees are known to be affected by Spiroplasma apis and Spiroplasma melliferum (Clark,

1977; Mouches et al., 1982). Spiroplasma spp, a group of less-studied bacteria are also known

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30

to parasitize honeybees as well as other insects and plants (Regassa & Gasparich, 2006).

Once inside the bee, they break the gut barrier and enter the haemolymph, causing systematic

infections that eventually lead to fatality (‘May disease’ and ‘spiroplasmosis’) (Mouches et al.,

1982; Regassa & Gasparich, 2006). Although already reported in Western honeybee colonies

(Meeus et al., 2012; Zheng & Chen, 2014), knowledge of Spiroplasma spp distribution within

African colonies remains limited.

2.5.2.3 Protozoan infections of honeybees

Honeybees are known to be infected by three protists i.e. trypanosomes, gregarines and

amoeba (Evans & Schwarz, 2011). These groups of pathogens have been less studied

compared to fungi and viruses (Evans & Schwarz, 2011). Two species of Trypanosomatids

have been reported in honeybees so far i.e Crithidia mellifecae (Langridge & McGhee, 1967)

and Lotmaria passim which has only recently been characterised (McGhee et al., 2015). L.

passim being the most predominant parasite compared to C. mellifecae. The role of these gut

parasites in the health of honeybees remains unclear (Runckel et al., 2014). Previous studies

have suggested an association between C. mellifecae infections with N. ceranae and bacterial

(Spiroplasma spp.) infections (Runckel et al., 2011; Stevanovic et al., 2016). In Africa and

Uganda, the status of these parasites is less understood. In a separate study, a new species

of Nosema has been discovered in Ugandan honeybee colonies (Chemurot, 2017).

The neo-gregarine Apicystis bombi is an interspecies infection parasitizing both A. mellifera

and Bombus terrestris (Plischuk, et al., 2011). A natural parasite of Bombus spp, originally

known as a gut parasite, also occurs in fat body tissue (Rutrecht & Brown, 2008). Effects in

bumble bees include disruption of adipose tissue, reduced success in colony establishment,

high death rates of workers and disrupted communication between the queen and worker bees

(Rutrecht & Brown, 2008). The pathogen has a worldwide distribution, although tropical

colonies are thought to be more susceptible ( Evans & Schwarz, 2011). Recently documented

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in the North African honeybee colonies (Menail et al., 2016). There are currently no reports

of A. bombi in Uganda.

2.5.2.4 Parasites and pests of honeybees

Varroa mites

Varroa destructor, first documented in Asian honeybee Apis cerana (Koeniger et al ., 1983),

has spread to other continents over recent years, including Africa (Pirk et al., 2016;

Rosenkranz et al., 2009). These mites are known to feed on adult bee and brood haemolymph

resulting in physical injuries, reduced protein content, wet and dry body weights and impeded

organ development in honeybees (Le Conte et al., 2010). In addition, the mites affect

navigation and reduce the lifespan of honeybees (Rosenkranz et al., 2009), indirectly

contributing to lower honey production.

Of concern is the viral infection vectoring role of these mites. Varroa mites act as a vector for

some viruses such as acute bee paralysis virus (ABPV), kashmir bee virus (KBV), deformed

wing virus (DWV), israeli acute paralysis virus (IAPV), varroa destructor virus (VDV-1), slow

bee paralysis virus (SBPV) and sac broad virus (SBV) (De Miranda et al., 2009; Rosenkranz

et al., 2010). Furthermore, interaction between Varroa mites and viral infections have been

reported to cause colony losses in Europe and the USA (Di Prisco et al., 2016; Le Conte et

al., 2010; McMenamin & Genersch, 2015; vanEngelsdorp et al., 2009). African honeybees

have so far been reported to be resistant to these mite infestations (Strauss et al., 2015).

Small hive beetle

Aethina tumida (the small hive beetle), a native hive pest of sub-Saharan Africa (Neumann &

Elzen, 2004) is an emerging global threat to honeybees due to its invasive characteristics in

newly colonised territories such as the USA and Australia (Hood, 2015). Whereas it was

considered a minor pest to African beekeeping as the behavioural traits of African honeybee

subspecies appear to avoid any detrimental effects of A. tumida (Neumann & Elzen, 2004).

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The potential of these beetles to transmit viral infections is nonetheless a cause for concern

(Eyer et al., 2009).

Wax moth

Galleria mellonella (Lepidoptera: Pyralidae) is a naturally occurring minor pest of honeybees,

and is of economic importance to beekeepers (Ellis et al., 2013) due to the damage they cause

to the wax combs. Known to attack especially weak colonies, the larvae of these moths feed

on wax combs, cast larval skins, pollen and some honey (Shimanuki et al., 1980). They mostly

prefer dark combs containing brood hence destroying the next generation of honeybees

(Shimanuki et al., 1980). Because of their feeding habits, wax combs can be reduced to a pile

of debris (Shimanuki et al., 1980). Spread of the moth across colonies in an apiary is

accelerated by poor disposal of used wax combs (Ellis et al., 2013). Given the above situation,

there is no doubt this pest if present causes economic losses to beekeepers. In Uganda, the

last documentation of devastating effects of the this pest on apiculture was in 1971 (Roberts,

1971). However, following the failure of beekeepers to obtain projected honey production

potential. The status of these pests in-terms of prevalence and effects on honey production

need to be re-evaluated.

Phorid fly

Three species of phorid fly have been documented to parasitize honeybees; Apocephalus

borealis in the USA (Core et al., 2012) and Belgium (Ravoet et al., 2013); Megaselia scarlaris

in Algeria (Menail et al., 2016); and Megaselia rufipes in Italy (Dutto & Ferrazzi, 2014).

Knowledge of their global distribution remains limited. A. borealis, a native species to North

America (Core et al., 2012), is known to parasitize bumble bees and wasps (Feener & Brown,

1997), and has recently been observed attacking the non-native honeybees. Megaselia

scalaris first reported as a parasitoid in colonies of melliponinae (stingless bee species) and

the European honeybee (Macieira et al., 1983) (Menail et al., 2016). Phoridae spp of flies are

of concern to apiculturists because they decapitate honeybees (Henne & Johnson, 2007). and

cause death hence reducing foragers needed for honey production (Staveley et al., 2014).

Information of presence of these flies in Ugandan honeybees remains unclear.

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Chapter 3.

The buzz about bees and poverty alleviation: identifying drivers and barriers of

beekeeping in Northern Uganda

Redrafted from:

Amulen, D.R., Marijke D’Haese, Elizabeth Ahikiriza, Jacob Godfrey Agea, Frans J. Jacobs, Dirk C. de

Graaf, Guy Smagghe, and Paul Cross. The buzz about bees and poverty alleviation: Identifying drivers

and barriers of beekeeping in sub-Saharan Africa. PLoS One 12, no. 2 (2017): e0172820.

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Chapter 3: The buzz about bees and poverty alleviation: identifying drivers and

barriers of beekeeping in Northern Uganda

3.1 Abstract

The potential of beekeeping to mitigate the exposure of rural sub-Sahara African farmers to

economic stochasticity has been widely promoted by an array of development agencies.

Robust outcome indicators of the success of beekeeping to improve household well-being are

unfortunately lacking. This study aimed to identify the key drivers and barriers of beekeeping

adoption at the household level, and quantified the associated income contribution in three

agro-ecological zones in Uganda. Beekeepers were generally the most economically

disadvantaged people in the study areas and tended to adopt beekeeping following contact

with non-government organisations and access to training. Whilst incomes were not

statistically lower than their non-beekeeping counterparts; their mean household well-being

scores were significantly lower than non-beekeeping households. The inability of beekeeping

to significantly improve well-being status can in part be attributed to a lack of both training in

bee husbandry and protective equipment provision such as suits, gloves and smokers. These

are critical tools for beekeepers as they provide the necessary confidence to manage honey

bees. Rather than focussing solely on the socio-economic conditions of farmers to effectively

adopt beekeeping, future research should also attempt to evaluate the effectiveness of

development agencies’ provision to the beekeeping sector.

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3.2 Introduction

The impact of environmental and economic shocks on the rural poor, who depend upon their

own local food system to survive, can have profound implications for their livelihood and

welfare security (Davies et al., 2009). A diversified livelihoods portfolio is considered by many

as a more resilient system to manage risk (Barbieri & Mahoney, 2009; Headey, 2014). A

household’s ability to diversify into more resilient income streams is contingent upon

ownership, control and access to key livelihood assets such as finance, markets and education

(Bigsten & Tengstam, 2011). As a means of improving rural incomes, beekeeping has been

promoted among many developing countries as a diversified livelihood option by international

organisations, governments and NGOs (Hilmi et al., 2011; Paumgarten et al., 2012).

Beekeeping offers multiple potential benefits to the rural poor such as increased household

income streams (Girma & Gardebroek, 2015; Hilmi et al., 2011), nutritional and medicinal

products for sale or home use (Hilmi et al., 2011) as well as improving pollination services

essential for increased crop yields (Gallai et al., 2008; Klein et al., 2007). Whilst beekeeping

appears to have a contribution to make to rural livelihoods, its purported production potential

in sub-Saharan Africa remains relatively untapped. For example, Kenya’s production potential

is estimated to be 100,000 tonnes of honey per year, but only 14.6% of this is realized (Carroll

& Kinsella, 2013; Government of Kenya, 2009). Similarly, Uganda harvests only 1% of its

estimated production potential of 500,000 tonnes of honey per year (Kajobe et al., 2009;

UEPB, 2005). Furthermore, Africa’s share of the world honey trade also remains low (CBI

Market Intelligence, 2015). However, it is nonetheless thought to hold a competitive advantage

in the organic and fair trade sectors (van Loon & Koekoek, 2006), suggesting that substantial

opportunities exist for rural households to improve their economic resilience.

Uganda is among the seven countries in sub-Saharan Africa licensed to export honeybee

products to the European Union (The European Commission., 2016). In spite of this

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opportunity to develop the export market, Uganda has failed to meet both its export quota to

the EU as well as home grown demand for honey (TUNADO, 2012b), due to low domestic

productivity and weak beekeeping adoption rates (Kalanzi et al., 2015).

Adoption of new agricultural technologies in sub-Saharan Africa is typically contingent upon

access to appropriate technical information and provision of reliable costs and benefits

associated with the activity (Asfaw & Admassie, 2004; Ramirez, 2013). Several studies

suggest beekeeping adoption is contingent upon multiple factors all of which may interact: on-

farm income; level of savings and access to credit; cash generation; household food and

medicine provision; availability of agricultural extension services and membership of farmers’

groups (Bhusal & Thapa, 2005; Carroll & Kinsella, 2013; Kalanzi et al., 2015; Mujuni et al.,

2012). This study sought to identify the key drivers of beekeeping adoption, and aimed to

quantify the degree to which beekeepers’ household well-being differed from non-beekeepers.

The study objectives were thus to: 1) quantify beekeeper household status using a well-being

index, 2) identify key factors drivers and barriers of beekeeping adoption, and 3) quantify the

relative contribution of beekeeping to household income.

3.3 Materials and methods

3.3.1 Study area and data collection

The study was carried out in the primary honey producing areas of Uganda (Aldo, 2011) which

included the West Nile (Arua district), the Eastern (Soroti district) and the mid-Northern

(Kitgum district) agro-ecological zones as clustered by (Wasige, 2009; Wortmann & Eledu,

1999). Before commencing the study, ethical approval was obtained from the ethics review

committee of the College of Veterinary Medicine, Animal Resources and Biosecurity,

Makerere University (No. SBLS.ADR.2016). Consent forms were signed prior to each

respondent being interviewed and they were advised that they were free to participate or

withdraw at any point during the interview.

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3.3.2 Sampling procedure

Multi-stage sampling, using purposive and random-stratified techniques, was used to identify

beekeeping and non-beekeeping households. The three agro-ecological zones were

purposively selected based on mean annual honey yields. The West Nile-Arua district (84,320

kg) was classified as a relatively high producer, the Mid-Northern-Kitgum district (27,500 kg)

as moderate, and the Eastern-Soroti district (<16,310 kg) as a low producer (UBOS & MAAIF,

2009). Beekeeper respondents were randomly selected from a list obtained from the Uganda

National Apiculture Development Organization (TUNADO), and stratified by agro-ecological

zone. Non-beekeepers were randomly selected from a list of farmers provided by each district

agricultural office.

The beekeepers’ list comprised 630 beekeeping households of which 166 were selected for

interview (Table 3). A semi-structured questionnaire was administered to any adult beekeeper

and non-beekeeper in each household.

Table 3: Sample size distribution across agroecological zones

Agro-ecological zone Beekeepers Non-beekeepers Total

mid-Northern - Kitgum 38 30 68

Eastern - Soroti 66 51 117

West Nile - Arua 59 57 116

Total 163 138 301

A set of 34 variables was analysed to identify any significant factors influencing choice of farm

enterprise, beekeeping adoption and attitudes towards beekeeping (Supplementary Table 2).

Descriptive and inferential statistical tools such as the Pearson chi-square likelihood ratios

and Levene’s test of equal variances were used to show which t-statistic to consider during

comparison of beekeepers with non-beekeepers. Household well-being variables

(Supplementary Table 2) selected from a list adapted from (Friis-Hansen, 2005) were

validated during focus group discussions and the subsequent data was aggregated to

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generate a household well-being index using a categorical principal component analysis

(CATPCA) (Linting & van Der Kooij, 2012). Factor scores were generated using spline ordinal

transformation and dimension one was used to calculate the household well-being index,

whereby a value of 3 indicated a relatively wealthy attribute score and 1 indicated the least

wealthy score. The above analyses were performed in Statistical Package for the Social

Sciences (SPSS) version 22 (Meulman et al., 2004).

To explore predictors of beekeeping adoption and intensity of beekeeping, a two-stage

Heckman model was applied (Heckman, 1979). It was chosen for its ability to correct sample

selection biases (Heckman, 1979; Kouamé, 2011). Our study tried to avoid biases resulting

from correlation of error terms and simultaneously omitted variables. The first model predicted

the probability of a farmer adopting beekeeping using a probit maximum likelihood function for

both beekeepers and non-beekeepers. The second model used an ordinary least squares

estimation equation for the intensity of beekeeping (number of beehives owned) as determined

by the farm household asset endowments and characteristics with the inverse Mill’s ratio term

as an added variable to reveal the probability of an observation belonging to the selected

sample group. A significant Mill’s lambda ratio indicates the presence of sample selection

biases and that they were corrected (Heckman, 1979; Kouamé, 2011).The above analyses

were performed in Stata 13 statistical software (Kouamé, 2011). Furthermore, beekeepers

were classified into small scale and large scale producers based on mean number of beehives

owned. Those beekeepers who had beehives less than the mean were classified as small

scale while large scale beekeepers were above the mean.

3.4 Results

3.4.1 Socio demographic characteristics of respondents

There was no significant difference in age and household size between beekeepers and non-

beekeepers (t=1.02) (Table 3.2). Beekeepers’ mean annual income was significantly lower

than non-beekeepers (t<0.05). The proportion of farmers owning land and the average farm

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size were not significantly different between beekeeping and non-beekeeping households (t=-

0.14). The reported mean land acreage per household (9.22 for beekeepers and 9.44 for non-

beekeepers) was higher in the study area compared to the national average of 3 acres per

household (UBOS, 2014). Few beekeepers (4%) had attained secondary or tertiary education

compared to 49% of non-beekeepers (Table 4).

Table 4: Socio-demographic characteristics of households

Characteristics Beekeeper mean (S.D)

Non-beekeeper mean (S.D)

t-statistic

Age 44.62 (15.60) 42.8 (14.50) 1.02

Number of household members 10.43 (5.13) 10.3 (4.61) 0.13

Number of land acres 9.27 (16.22) 9.4 (10.30) -0.14

Number of cattle 4.72 (7.41) 4.7 (2.51) 0.06

Number of sheep 1.61 (4.81) 0.6 (1.70) 2.42**

Number of goats 5.01 (5.25) 3.9 (4.72) 1.80*

Number of pigs 1.27 (2.71) 0.4 (1.23) 2.67***

Number of poultry 23.82(18.73) 12.3 (10.21) 4.17***

Land allocated to crops 5.58 (6.54) 5.2 (10.00) 0.45

Land allocated to livestock 2.34 (4.22) 1.5 (1.40) 1.96**

Annual crop income 383(919.72) 245.1 (229) 1.70**

Annual livestock income 89 (124.52) 325.4 (592) -4.96***

Annual non-farm income 91 (21.84) 320.5 (734) -3.82***

Total household income 606 (946) 870.5 (961) -2.40**

Beekeeper (%, n=163)

Non-beekeepers (%, n=138)

Chi-Square value

df=294

Gender (comparison of gender distribution between beekeepers yes =1 & non-beekeeper no =0)

9.37***

Females 212 38

Males 78 62

Education (comparison of education level between beekeeper yes=1 & non-beekeepers no=0)

90.48***

No formal education 60 20

Primary education 36 32

Secondary education 4 39

Tertiary education 0.6 9

Main income sources (comparison of main income sources between beekeeper yes=1 & non-beekeepers no=0)

9.60***

On-farm income sources 86 71

Off-farm income 7 15

Non-farm income 7 14

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Land ownership (comparison of land ownership between beekeeper yes=1 & non-beekeepers no=0)

1.93

Landownership 84 88

*** denotes the mean or percentage difference between beekeepers and non-beekeepers is significant at 1%, ** the mean or percentage difference between beekeepers and non-beekeepers is significant at 5%, * the mean or percentage difference between beekeepers and non-beekeepers is significant at 10%

Eleven of the 16 well-being indicators explained variation in household well-being across the

three agro-ecological zones (Table 5). These were as follows in order of descending

proportional variance: 1) ownership of new clothes and shoes, 2) food shortage, 3) ability of a

household to send children to school, 4) household member hired as casual labourer, 5)

number of meals per day, 6) type of house owned, 7) sleeping on a mattress, 8) ownership of

animals, 9) household’s ability to hire labour, 10) member of household in off-farm employment

and 11) use of rare items like sugar and cooking oil. The mean well-being index (calculated

based on the CATPCA) of beekeeping households was significantly lower than that of non-

beekeepers, suggesting that beekeeping households were relatively less wealthy compared

to non-beekeepers (Figure. 10) (Supplementary Table 3 ). For instance, most beekeeping

households (53%) slept hungry compared to 12% among non-beekeepers.

A high number of beekeeping households (42%) also reported having faced a food shortage

in their households that lasted more than two months compared to 17% of the non-beekeeping

households. Non-beekeepers had a higher proportion of cattle ownership compared to

beekeepers, and a majority (54%) of beekeepers had no off-farm employment compared to

12% of the non-beekeepers. Other well-being indicators revealed that provision of everyday

casual labour was high among beekeepers. Most beekeepers (88%) owned grass-thatched

houses compared to 37% among non-beekeepers, with 72% of the beekeepers sleeping on

polythene or mats as opposed to mattresses compared to only 23% of non-beekeepers.

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Table 5: Factor loadings for well-being indicators*

Variable Centroid Coordinates Mean variance Dimension 1 Dimension 2

Ownership of new clothes and shoes 0.71 0.02 0.37

Experienced food shortage and how long it lasted

0.69 0.01 0.35

Children in the household in school 0.68 0.01 0.34

Any member of household hired as casual labourer

0.63 0.01 0.32

Meals per day 0.59 0.01 0.30

Type of house owned 0.57 0.00 0.28

Sleep on mattress 0.53 0.02 0.27

Which animals were owned 0.50 0.03 0.27

Household hires labour 0.49 0.01 0.25

Any member of household in off-farm employment

0.48 0.02 0.25

Use of rare items like sugar, cooking oil 0.44 0.01 0.22

Marital status of household head 0.08 0.05 0.07

Ownership of any scarce assets 0.00 0.62 0.31

Age 0.01 0.57 0.29

Land ownership of the household 0.01 0.11 0.06

Membership in any groups 0.01 0.07 0.04

Active total 6.40 1.56 3.98

% of variance 40.00 9.74 24.87

In this model the Cronbach’s Alpha for dimension 1 is 0.90, dimension 2 is 0.337, and the total is 0.931. * loadings are based on varimax rotation

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Figure 10: Comparing the mean well-being Well-being scores for beekeepers and non-beekeepers are compared (A) indicates a low mean score which according to the study measurements signify less wealthy households, while (B) shows a higher mean score implying non-beekeeping households were slightly wealthier than the beekeepers. All measurements based on dimension one scores.

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Most beekeepers (93%) were affiliated to a farmer group compared to non-beekeepers (65%).

Significantly fewer beekeepers (48%) were members of savings groups compared to non-

beekeepers (67%). Beekeepers were more likely to have adopted beekeeping (97%) if access

to beekeeping extension services (access to relevant information) was available compared to

the non-beekeepers’ likelihood (70%) to start other on-farm enterprises. Neither access to

routine extension officer visits nor market information varied significantly between beekeepers

and non-beekeepers (Table 6). Beekeeping extension services were mainly provided by

NGOs and government agricultural extension departments, whilst agricultural extension

services for other farm enterprises to non-beekeepers were mainly provided by government

agricultural extension services and private consultants (Table 6).

Table 6: Agricultural extension services

Type of agricultural extension services Non-beekeepers n=138 (%,

yes=1)

Beekeepers n=163 (%,

yes=1)

Chi-square value (df=1)

Agricultural extension services 70 97 43.36***

Training on agricultural enterprise & beekeeping management

31 88 103.30***

Training on agricultural & beekeeping product processing

38 58 12.99***

Routine extension agent visits 37 46 2.75

Agricultural input & beekeeping equipment support

46 87 58.88***

Agricultural and beekeeping products market information

63 59 0.51

Sources of agricultural extension services

NGOs 1 55 132.05***

Government 75 52 16.70***

Private consultation and community based services

59 14 67.08***

Fellow farmers 51 29 16.06***

Media 19 7 10.52***

*** The mean difference between beekeepers and non-beekeepers is significant at 1%,

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3.4.2 Drivers and barriers to beekeeping adoption

The farmers’ decision to diversify their on-farm enterprises was mainly driven by the need to

fulfil their household nutritional needs (yes=1, no=0, n=280/296, 92%) and income (yes=1,

no=0, n=269/296, 91%). Other drivers of on-farm enterprise diversification included availability

of market for products (yes=1, no=0, n=210/296, 71%), on-farm labour demands (yes=1,

no=0, n=91/296, 31%) and presence of local knowledge and traditional uses for the on-farm

enterprise (yes=1, no=0, n=60/296, 20%). The farmers’ diversification into beekeeping was

mainly driven by the perceived higher income earning potential from hive products (59%), after

seeing other farmers keeping bees (51%), as well as information and support received from

government departments (50%) and non-government organizations.

The non-beekeepers were disinclined to adopt beekeeping due to limited beekeeping

knowledge (62%), fear of defensive honey bees (59%), insufficient capital to purchase inputs

(31%) and limited land availability (24%). Several non-beekeepers were unsure whether

beekeeping could be profitable (16%) and cited poor market access for hive products (15%)

as deterrents to beekeeping adoption. Interestingly, in response to a Likert scale set of

questions, most non-beekeeping respondents were either ‘very interested’, ‘interested’ or

‘somewhat interested’ in adopting beekeeping, suggesting an untapped source of new

beekeepers (n=92/130, 71%).

3.4.3 Predictors of beekeeping technology adoption

Probit modelling allowed the identification of significant associations between farmers’ socio-

economic characteristics and likelihood to adopt beekeeping (Table 7). Several probit models

with different specifications were estimated to test the robustness and significance of the

coefficients. Male farmers and those who had none or only primary education were more likely

to be beekeepers. Households with comparatively lower well-being index scores were more

likely to be beekeepers. Membership to a farmer’s group increased a farmer’s likelihood of

becoming a beekeeper. Contact with NGOs also significantly increased the likelihood to adopt

beekeeping (Table 7).

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Table 7: Step 1: Probit estimation of predictors of beekeeping adoption

Model 1 Model 2 Model 3

Explanatory variable Coefficients (s.e.) Coefficients (s.e.) Coefficients (s.e.)

Age -0.00 (0.01) <0.001 (0.00) -0.01 (0.01)

Gender (1: male, 0: female) 0.84 (0.26) *** 0.555 (0.25) ** 0.73 (0.27) **

Primary education (1: yes) -0.78 (0.24) ***

0.34 (0.27)

Secondary and tertiary education (1: yes)

-1.90 (0.35) ***

-1.15 (0.37) ***

Household size (number) 0.012 (0.02) 0.02 (0.02) 0.01 (0.02)

Land acreage (acres) 0.00 (0.00) 0.01 (0.01) 0.01 (0.01)

Annual income (Ugandan shillings)

-3.64 (4.71)

-5.97 (6.13)

Household well-being index (score)

-0.70 (0.12) *** -0.54 (0.16) ***

Membership to farmer group (1: yes)

0.73 (0.29) ** 1.06 (0.29) *** 0.92 (0.31) **

Contact with NGO (1: yes) 2.45 (0.34) *** 2.57 (0.34) *** 2.38 (0.34) ***

Constant -0.93 (0.48) -2.06 (0.50) -1.78 (0.53) ***

Model 1: Wald chi2 (8) =40.64 prob (chi2) <0.001, Model 2: Wald chi2 (9) =28.62 prob (chi2) <0.001, Model 3: Wald chi2 (8) =28.93 prob (chi2) <0.001 Note: ** at 5%, and *** at 1%. Number of observations=301, censored=138, uncensored=163.

3.4.4 The intensity of beekeeping adoption

The mean number of hives per beekeeper was 22.90 (s.d.=22.7; min 2; max 192). A

substantial proportion of beekeepers had only one to three years’ beekeeping experience

(43.4%, n=72/166), followed by 31% (n=52/166) with four to seven years, and only 25%

(n=42/166) with eight years or more. Using three ordinary least square models, the robustness

and significance of coefficients measuring intensity of beekeeping adoption was estimated.

The intensity of beekeeping adoption (i.e. the number of hives owned) was primarily

dependent upon the beekeeper’s years of experience and membership to a savings or credit

group (Table 8).

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Table 8: Step 2: Estimation of beekeeping adoption intensity

Explanatory variable Model 1 Coefficients (s.e.)

Model 2 Coefficients (s.e.)

Model 3 Coefficients (s.e.)

Years of experience in beekeeping

4.97 (1.66) *** 4.97 (1.68) *** 4.90 (1.17) ***

Land acreage (acres) -0.095 (0.11) -0.09 (0.11) -0.09 (0.10)

Dummy farmer interested in beekeeping (1: yes)

8.18 (12.06) 8.03 (12.06)

Membership to farmer group (1: yes)

4.44 (6.38) 5.08 (6.23) 4.77 (6.31)

Membership to savings and credit group (1: yes)

6.91 (3.46) ** 6.61 (3.46) ** 6.67 (3.46) **

Access to beehives donations through NGO and government (1: yes)

0.21 (5.07) 0.62 (5.01) 0.44 (5.04)

Distance to market (kilometres) 0.52 (0.23) * 0.50 (0.24) * 0.50 (0.24)

Dummy West Nile ecological zone 8.68 (4.85) 8.66 (4.85) 8.85 (4.87)

Dummy Eastern ecological zone -2.52 (4.83) -2.91 (4.80) -2.77 (4.82)

Mills Lambda ratio -1.74 (4.13) -1.04(4.08) -1.75 (4.38)

Constant 0.93 (0.49) -15.58 (15.70) 17.23 (10.32)

rho -0.09 -0.05 -0.09

Sigma 20.24 20.20 20.21

Model 1: Wald chi2 (8) =26.47 prob (chi2) <0.001, Model 2: Wald chi2 (9) =40.55 prob (chi2) <0.001, Model 3: Wald chi2 (9) =41.23 prob (chi2) <0.001 Note: * refers to a significance at 10%, ** at 5%, and *** at 1%. Number of observations=301, censored=138, uncensored=163.

Beekeepers acquired most of their top bar and frame hives (KTB and Langstroth, respectively)

through donations. Traditional beehives tended to be locally made by the beekeepers (Table

9).

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Table 9: Provision of beehives

Type of beehive Number of beekeepers

Proportion bought (%)

Proportion donated (%)

Proportion locally

made (%)

Proportion co-funded

(%)

Traditional beehives

Log hives 150 25 4 70 1

Pot hives 35 41 19 0 40

Top bar hives

Kenya top bar (KTB) 109 10 84 2 4

Frame hives

Langstroth 34 12 88 0 0

Honey was the main product harvested, followed by beeswax and propolis. Beekeeping contributed about 7% to annual household incomes (Table 3.8). So, this may indicate that if beekeeper households did not have beekeeping to supplement their income, they would be 7% financially worse-off than they are currently.

Honey was the main product harvested, followed by beeswax and propolis. Beekeeping

contributed about 7% to annual household incomes (Table 10). So, this may indicate that if

beekeeper households did not have beekeeping to supplement their income, they would be

7% financially worse-off than they are currently.

Table 10: Products and income contribution

Variable Annual yield per beekeeper Mean ± s.e. (n=163)

Products (annual yields, kg)

Honey 13.4±1.4 Beeswax 3.5±1.3 Propolis 0.2±0.8 Current income benefit (annual income, USD)

Total household income 615.5±74.2 Honey 32.1±3.4 Beeswax 10.33±4.5 Propolis 0.6±0.3 Total beekeeping income 43.0±6.9 Proportion of beekeeping income 0.7 Unit prices of product (USD/kg)

Honey 2.6±0.1 Beeswax 3.0±0.4 Propolis 4.0±1.2

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3.5 Discussion

For the first time to the authors’ knowledge, this study has attempted to categorise and quantify

the impact of beekeeping on household well-being. However, disaggregating the influence of

beekeeping on well-being without knowledge of the pre-existing socio-economic conditions of

the household renders causality difficult. Nonetheless, this study has identified key drivers and

barriers of beekeeping adoption and their relative impact on household well-being.

Before further discussing the implications of this study, it is worthwhile considering the

following caveat. Whilst the use of all livelihood asset capitals in this study facilitated the

contextualization of beekeeping adoption drivers, other important factors that may have

influenced farmers’ livelihood choices such as the influence of institutional, economic, social

and political processes were not included. Such processes and their interactions are complex

and consequently beyond the scope of this current study.

In this study, all beekeepers were farmers but not all farmers were beekeepers and yet

beekeepers were significantly less educated and had a well-being index score lower than their

non-beekeeping counterparts. Low educational attainment in Sub-Saharan Africa (SSA) has

previously been used as a proxy measure of poverty (Échevin, 2013) and there are obvious

correlates between education and the well-being outcome in our study. Given that beekeeping

farmers were comparatively more disadvantaged in terms of their overall well-being, it is

somewhat surprising that they went to the additional cost of acquiring hives in the first place.

It is widely agreed in the agricultural technology adoption literature that farmers who are

relatively wealthier than their counterparts tend to more readily accept the associated risks of

new technology adoption (Bigsten & Tengstam, 2011).

One possible partial explanation of such risk-taking resides in the development agencies’

programme prioritisation of key recipients, who identify and target the economically most

disadvantaged in society as a means of maximising programme impact on poverty alleviation

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(Kilimo Trust, 2011; Röling, 2015). Consequently, most of the top bar and frame hives owned

by respondent beekeepers were acquired through either NGO or Ugandan Government

donations. Whilst contacts with development organisations was associated with hive type

ownership and was a key factor in farmer adoption of beekeeping, the hive management skills

of beekeepers were independent of any previous contact with NGOs or Government

departments, suggesting that skills remained undeveloped.

Sufficient access to knowledge transfer outlets such as extension service officers and/or NGO

programmes was critical in the adoption and continuation of beekeeping. Many extension

services have been sub-contracted by the Ugandan Government to private service providers

as a means to offset the staffing costs of frontline agricultural extension provision, particularly

in remote areas such as Northern Uganda (Benin et al., 2007). Possibly because of cost-

saving initiatives, the provision of adequate training in beekeeping was generally absent. The

importance of training in driving technology adoption in this study is commensurate with the

findings of several other studies (Knowler & Bradshaw, 2007; Ramirez, 2013; Tumbo et al.,

2013).

Farmer group membership was found to be an important factor in beekeeping adoption. This

is probably due to the demands frequently made by extension service providers (NGOs and

Government extension departments), who tend to prefer training and equipment provision to

be directed towards farmer groups rather than individual farmers in order to maximise

economies of scale (Girma & Gardebroek, 2015; Ramirez, 2013). Factors that inhibited

beekeeping adoption rates included insufficient knowledge, fear of defensive bee behaviour

and limited financial capital. The role of knowledge acquisition on technology adoption rates,

especially as a free-flowing exchange of information within and between communities, has

been previously identified (Abebe et al., 2013). Appropriate and repeated training of

beekeepers in honeybee behaviour management would help to address this challenge (Breed

et al., 2004).

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Whilst beekeeping adoption has generally been understood to entail the presence of at least

one hive on the farm, this is not necessarily a sufficiently robust indicator of successful

adoption. For instance, the adoption intensity (the relative number of hives per beekeeper) is

also critical in determining the impact of a government or NGO-driven beekeeping programme.

Most beekeepers in this study, as in previous studies (Carroll & Kinsella, 2013; Kalanzi et al.,

2015; Mujuni et al., 2012), were small-scale beekeepers (<22 hives) primarily using traditional

hives and generating low honey yields. In this study we found that the income contribution of

beekeeping to households was not significantly high. Girma & Gardebroek, (2015) found the

beekeeper income contribution to rural households to be high in Ethiopia, whilst Leisher et al.,

(2012) found it to be lower, suggesting that income contribution of beekeeping to rural

livelihoods varies regionally and beekeeping alone may not be sufficient to alleviate relative

impoverishment (as defined by the above authors) among the rural poor in Uganda.

A key component of the success or failure of the beekeeping adoption rate in this study was

the lack of relevant training regarding effective hive management. Whilst the donation of

beehives from NGOs increased the likelihood of farmers to adopt beekeeping, the ultimate

success and continuation of beekeeping was contingent upon access to appropriate training,

frequency of delivery and provision of protective equipment. Most beekeepers had been given

only one day’s training, and this was delivered in a classroom context without any practical

exposure. The quality and quantity of such training were not quantified in this study, but many

beekeepers reported that they were unable to effectively use the top bar hive and preferred to

use the fixed-comb style hive. This has important implications for NGOs who continue to

supply hives throughout sub-Saharan Africa, as it would appear that the donation of hives to

the exclusion of protective equipment and training is likely to fail to improve beekeeping

households’ well-being. Furthermore, a lack of appropriate training and supply of protective

equipment may lead to the undermining of farmer confidence in both the honey product sector

and NGOs as a positive vector of livelihood change.

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3.6 Concluding remarks

Whilst ‘beekeeping as a poverty alleviating activity’ has been widely promoted by international

development agencies, national and local governments and an array of NGOs as a panacea

to poverty alleviation, this study suggests that beekeeping has not significantly improved the

farmers’ well-being. Critical requirements of successful beekeeping adoption by farmers (as

identified by the farmers) are bee husbandry knowledge and protective equipment. However,

what they are typically provided with, is an inexhaustible supply of modern hives and

insufficient training in hive management. Rather than focussing solely on the plight of farmers

to effectively adopt beekeeping, future research should attempt to evaluate the effectiveness

of development agencies’ provision to the beekeeping sector.

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Chapter 4.

Environmental contaminants of honeybee products in Uganda

Redrafted from:

Amulen, D.R., Spanoghe, P., Houbraken, M., Tamale, A., de Graaf, D.C., Cross, P., Smagghe, G.

(2017). Environmental contaminants of honeybee products in Uganda detected using LC-MS/MS and

GC-ECD. PLoS One 12(6): e0178546.

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Chapter 4: Environmental contaminants of honeybee products in Uganda

4.1 Abstract

Pollinator services and the development of beekeeping as a poverty alleviating tool have

gained considerable focus in recent years in sub-Saharan Africa. An improved understanding

of the pervasive environmental extent of agro-chemical contaminants is critical to the success

of beekeeping development and the production of clean hive products. This study developed

and validated a multi-residue method for screening 36 pesticides in honeybees, honey and

beeswax using LC-MS/MS and GC-ECD. Of the 36 screened pesticides, 20 were detected.

The highest frequencies occurred in beeswax and from apiaries located in the proximity of

citrus and tobacco farms. Fungicides were the most prevalent chemical class. Detected

insecticides included neonicotinoids, organophosphates, carbamates, organophosphorus,

tetrazines and diacylhydrazines. All detected pesticide levels were below maximum residue

limits (As per EU regulations, we use MRL for honey to contextualise the threat of detected

residues in beeswax since there are no specific MRLs set for beeswax) and the lethal dose

known for honeybees. However, neonicotinoids and systemic fungicides are reported to have

significant sub-lethal effects on honeybee health and therefore any environmental risk

assessment will need to determine the environmental load of these pesticide classes and

others that pose risk to bee health.

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4.2 Introduction

Agricultural production in African developing countries is expected to become increasingly

reliant on pollinator services (Aizen et al., 2009). However, in response to the increasing

challenge of providing food security in sub-Saharan Africa, farmers have been simultaneously

encouraged to adopt intensive agricultural practises often characterised by widespread use of

pesticides as foliar sprays and seed coatings (Schreinemachers & Tipraqsa, 2012). Meaning

service provision by bees is contingent upon their ability to effectively function in an

increasingly challenging toxicological environment (Klein et al., 2007).

Recent studies have focused on determining the contamination routes of agrochemicals on

honeybee pollination services (Goulson et al., 2015), such as contamination of nectar and

pollen (Mullin et al., 2010), surface water (Ssebugere et al., 2009), floral secretions and plant

exudates (Girolami et al., 2009). Honeybees store these products in the hive leading to

contamination of brood, wax and honey (Ravoet et al., 2015). Multiple contamination events

and their impact on colony health have been repeatedly shown to present synergistic

interactions of chemicals and increased exposure of honeybees to other important stressors

such as ectoparasitic mites (e.g. Varroa destructor), pathogens (e.g. Nosema) and food

shortages (Doublet et al., 2015).

The effective mitigation of the drivers of reduced pollination services in the developed world is

challenging, whereas in developing regions such as sub-Saharan Africa these challenges may

be substantially exacerbated due to the toxicological environment w ithin which honeybees’

function. The relative functionality of managed bees can determine their productivity, which in

turn has the potential to negatively affect those African households and businesses reliant

upon bee products to sustain their well-being (Amulen et al., 2017).

In Uganda, pesticide usage remains relatively unregulated and the use of counterfeited

products inhibits monitoring as chemicals are frequently mislabelled (Nalwanga &

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Ssempebwa, 2011). The toxicological environment is compounded by the use of four classes

of insecticides [organochlorines (DDT), pyrethroids, carbamates and organophosphates] to

control disease- vectors such as tsetse flies and Anopheles funestus, the highest prevalence

of which occurs in Northern Uganda (Steinhardt et al., 2013). The tobacco and citrus

agricultural systems of the region heavily rely on insecticide usage, particularly neonicotinoids

(Srigiriraju et al., 2010). Within this environmental context, many thousands of beekeepers,

encouraged by global development organisations, are struggling to produce sufficient honey

and wax to raise themselves out of poverty (Amulen et al., 2017). Studies investigating

agrochemical contamination levels of Ugandan honeybee products are almost absent,

although a Kenyan study reported the presence of fungicides (chlorothalonil),

organophosphates (chlorpyrifos) and fluvalinate at low concentrations in pooled beeswax

samples (Muli et al., 2014). It is critical to the Ugandan apicultural sector to determine the

levels of agrochemical contamination in hive products as Uganda is one of the seven African

approved to export honey to Europe (The European Commission., 2016).

To ensure a high level of product quality control, routine analytical pesticide monitoring is

recommended (Ravoet et al., 2015); a process that requires highly sensitive and selective

analytical methods (de Pinho et al., 2010). Bees, honey and wax are challenging matrices to

analyse due to the presence of interfering compounds, such as the complex array of

compounds that constitute chitin, lipids and protein for honeybees; the pigments and lipids

within honey (Herrera et al., 2016); and the high lipophilic compounds contained in beeswax

such as esters of long-chain aliphatic alcohols with fatty acids or hydroxyl-fatty acids, long

chain hydrocarbons and trace levels of carotenoids (Herrera et al., 2016). Failure of a clean-

up process to eliminate these compounds affects the reliability of sample recovery, as well as

impairing the analytical equipment through clogging (Herrera et al., 2016; Wiest et al., 2011).

Optimisation of the clean-up steps for lipids has previously used primary and secondary

amines (PSA), C18 and graphitized carbon block (GCB) sorbents (Wiest et al., 2011). Limited

application of the freezing step in the clean-up procedure has generally only been applied to

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beeswax (Herrera et al., 2016). However, honeybees and honey also contain such

compounds.

This study modified the multi-residue analysis for beeswax, honey and honeybees by

incorporating a freezing step using an acetonitrile extraction solution, primary and secondary

amines (PSA), and octadecyl (C18) sorbents to maximize elimination of lipids (Wiest et al.,

2011). The use of a solid phase dispersion alone has been found to retain higher loads of

matrix interference that tend to damage the chromatographic system after only a few injections

(Herrera et al., 2016). A simpler version of the multi-residue method was necessary because

of the need to adapt sample preparation methods to the listed agrochemicals to be analysed

(Table 3.1) (Debayle et al., 2008). After validating the modified method, sample residues were

quantified of honey, honeybees, and beeswax collected from three agro-ecological zones of

Uganda.

4.3 Materials and Methods

4.3.1 Study area

The study was carried out in the primary honey-producing areas of Uganda (Aldo, 2011; Kilimo

Trust, 2011) which included the West-Nile, Mid-Northern and Eastern agro-ecological zones

of Northern Uganda.

4.3.2 Site identification

Sample sites (apiaries) were purposively clustered (tobacco, citrus, control) based on agro-

ecological zones and primary cropping systems. The tobacco system, located in the West-

Nile agro-ecological zone is the highest honey-producing zone of Uganda with a mean annual

honey yield of 84,320 kg (UBOS & MAAIF, 2009). This region is dominated by large tobacco

farms where it was assumed that apiaries could be potentially exposed to pesticide

contamination as tobacco farming frequently entails intensive insecticide usage (Lecours et

al., 2011). The citrus cropping system, located in the Eastern agro-ecological zone produces

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a lower quantity of honey (16,310 kg/year) (UBOS & MAAIF, 2009). Farmers in this ecological

zone had been encouraged to place beehives in their citrus farms to increase crop yields. As

fruit orchards are mostly affected by insect pests, it was assumed farmers would frequently

and intensively apply pesticides potentially increasing contamination of hive products. Finally,

the Mid-Northern agro-ecological zone was selected as the lack of developed intensive

agricultural would be expected to correspond to a lower (or zero) risk of honey product

contamination. The reported mean annual honey yield for this cluster was 27,500 kg (UBOS

& MAAIF, 2009).

A list of individual beekeepers was obtained for each zone and individual apiaries were

randomly selected for the study. Only apiaries within a 3 km-range of a cropping system were

considered as this is the maximum flight range for honeybees. Equal numbers of samples

were collected in each of the three zones for honey bees (18), bees wax (5) and honey (8)

during the dry season from October 2014 to February 2015.

4.3.3 Sample collection and preservation

For ease of inspection, only beehives with removable combs (Kenya top-bar and Langstroth

hives) were included in the sample frame. A transparent polythene paper, supported by a wire,

was held at the hive entrance for 5 -10 minutes and approximately 30 honeybees were trapped

to ensure that mainly foragers were collected (Figure 11). The adult honeybees were stored

in an ice box for 1 h before being transferred into 15 ml-conical tubes with 10 ml of absolute

ethanol (99% purity) (Sigma-Aldrich, Bornem, Belgium). A beeswax comb of 10 x 10 cm was

cut from the brood chamber of each hive and stored in a plastic bag and cooled on ice in the

field, then later stored at 4oC in the laboratory at Makerere university. The honey was collected

into 15 ml-conical flask bottles. Samples were then transported on dry ice to Ghent University

(Belgium) for laboratory analysis.

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Figure 11:Demonstration of new sampling technique. Method for trapping honeybee foragers from beehive entrance. In (A) the polythene is held firmly in a flexible wire. (B) polythene held at entrance for 5-10minutes depending on colony strength.

4.3.4 Laboratory analysis

This study adapted the QuECHERS method (Quick, Easy, Cheap, Effective, Rugged and

Safe) commonly used in the multi-residue analysis of food matrices (Mullin et al., 2010). The

procedure for honeybee, beeswax and honey sample preparation was adapted from (Mullin

et al., 2010). The list of potential agro-chemicals to be screened was based on the list of

agricultural pesticides authorised in Uganda by the Ministry of Agriculture, Animal Industry and

Fisheries (Nelson & Associates, 2014) and other products commonly used in tobacco,

cassava, citrus, and maize crops (all commonly grown in the study regions) (Table 11).

4.3.4.1 Sample preparation and extraction

Honeybees

Four grams of honeybees were weighed into a 5 ml-screw cap tube containing 5 ml of

acetonitrile. An air-cooling bullet blender was used to homogenise the honeybees at 12 rpm

for 10 min. The content was transferred into a 50 ml-conical tube and another 5 ml of

acetonitrile was added to make a total volume of 10 ml. The blended honeybee samples were

agitated with acetonitrile for 3 min at 300 rpm. A mixture of disodium hydrogen sesquihydrate

(0.33 g), trisodium citrate dehydrate (0.67 g), anhydrous magnesium sulphate (2.66 g) and

sodium chloride (0.67 g) was added to this extract in a 50 ml-conical tube to remove lipids,

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sterols and other compounds. The content of the salts was shaken at 300 rpm for 3 min to mix

the salts with the honeybee sample. The samples were frozen overnight at -80 °C before

centrifuging at 10,000 rpm for 5 min. From this content, 1 ml of the supernatant was collected

into a 10 ml-tube and 9 ml of Milli Q water was added to obtain 10 ml. Finally, the purified

extracts were analysed using LC-MSMS and GC-ECD (Houbraken et al., 2016).

Beeswax

For the beeswax, samples were first blended and 2 g placed into a 50 ml-conical tube before

adding 10 ml of acetonitrile. Samples were placed in a water bath at 80 °C for 40 min to melt

the beeswax. The contents were shaken for 15 s and placed back in the water bath. This was

repeated four times to ensure complete melting of the beeswax. Extracts were frozen

overnight at -80 °C. Frozen extracts were centrifuged at 10,000 rpm for 5 min to separate the

beeswax from the acetonitrile solution. Finally, 7 ml of the supernatant was pipetted into a 15

ml dispersive solid phase extraction tube (d-SPE tube) packed with primary secondary amines

(PSA) and octadecyl (C18) to remove any organic acids, polar pigments and other compounds

that could interfere with the analysis. The contents were then shaken for 1 min and centrifuged

at 3000 rpm for 5 min to obtain 1 ml of purified extract of the sample. The extracted samples

were stored in glass screw caps bottles for LC-MSMS and GC-ECD analyses (Houbraken et

al., 2016).

Honey

Five grams of honey sample was placed into 50 ml-conical flasks before adding 10 ml of water.

Samples were placed in a water bath for 15 min at 60 °C to dissolve the honey. Afterwards,

10 ml of acetonitrile was added and samples were shaken for 1 min. The sample was

subsequently cleaned using a mixture of disodium hydrogen sesquihydrate (0.5 g), trisodium

citrate dehydrate (1 g), anhydrous magnesium sulphate (4 g) and sodium chloride (1 g). The

content was mixed by shaking at 300 rpm for 10 min. The samples were frozen overnight at -

80 oC before centrifuging at 6000 rpm for 5 min at 4 °C. Seven ml of the supernatant was then

collected. Each sample was diluted 10 times by adding 1 ml of the sample to 9 ml of Milli Q

water before LC-MSMS and GC-ECD analysis (Houbraken et al., 2016).

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4.3.4.2 Reagent and apparatus

Analytical grade reagents of 99% purity were used in the experiments. Compounds such as

acetonitrile, (anhydrous magnesium sulphate, disodium hydrogen sesquihydrate, trisodium

citrate dehydrate and sodium chloride) as well as 50 ml polypropylene centrifuge tubes, 15 ml

dispersive solid phase extraction tubes (d-SPE) packed with primary secondary amines and

octadecyl were obtained from Thermo-Fisher Scientific (Dreieich, Germany). The salts and all

pesticide standards were obtained from Sigma-Aldrich.

4.3.4.3 Liquid chromatography mass spectrometry (LC-MS/MS)

All analyses were performed on a WATERS ACQUITY UPLC, equipped with a quaternary

pump and membrane degasser. The separation column was kept at 40 °C. An automatic

injector was set to inject 10 µl per sample. The mobile phase components were (A) a 10-mM

ammonium acetate solution in water and (B) acetonitrile with 0.1% formic acid. The gradient

used was initially set at a flow rate of 0.4 ml/min of 98% mobile phase A for 0.25 min. From

0.25 min to 7 min, a linear gradient was used to 98% mobile phase B, which was maintained

for 1 min. Then, a linear gradient was used to 98% mobile phase A and maintained for 1 min.

Sample analyses were performed using a triple quadrupole system with ESI (water ACQUITY

UPLC, xevo TQD mass spectrometer; Waters, Zellik, Belgium). More information on the

equipment and technical settings used is provided by Houbraken et al., (2016).

All analyses were performed with electrospray ionisation in positive ion mode. The capillary

needle was maintained at +2 kV. For operation in the MS/MS mode, the following parameters

were set: curtain gas (N2) at 7 bar; temperature 500 °C. The analytes were monitored and

quantified using MRM. Optimization of the MS/MS conditions, identification of the parent and

product ions, as well as the selection of the cone and collision voltages, were performed with

direct infusion of their individual standard solutions. Every individual standard pesticide

solution was prepared in the concentration of 1 mg /mL in water/acetonitrile. The Masslynx

software was used for the LC-MS/MS system control and data analysis. After the optimization

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of the collision cell energy of the triple quadrupole, two different m/z transitions were selected

for each analyte, one for quantification (QIT) and one for confirmation (CIT) (Houbraken et al.,

2016).

4.3.4.4 Gas liquid chromatography with electron capture (GC-ECD)

Halogenated compounds such as P,P’ DDE, P,P’ DDD, O,P’ DDT, P,P’ DDT, permethrin,

cypermethrin, endosulfan and deltamethrin were screened using an Agilent technologies

6890N GC-ECD with an auto-sampler as described by (Shegen, 2016). Separation was

performed on a HP-5MS (5% phenyl methyl siloxane) capillary column (30 m x 0.25 mm x

0.25 µm film thickness). The operating conditions were as follows: the column was initially set

at a temperature of 80 °C, then increased at a rate of 30 °C/min to 205 °C and held for 4 min.

It was further increased at a rate of 20 °C/min to 290 °C and held constant for 8 min, followed

by an increase at a rate of 50 °C/min to 325 °C. The temperature of the injector and detector

were maintained at 280 °C and 300 °C, respectively. Helium was used as a carrier gas at a

flow rate of 1.1 ml/min and the injections were made in the split mode with a split ratio of 52.7:1

(Houbraken et al., 2016).

4.3.4.5 Method validation

Several attributes of the extraction method were validated: accuracy (percentage recovery),

precision (%RSD), limit of detection (LOD), limit of quantification (LOQ) and linearity. The

validation process involved six replicates of spiked samples prepared with known

concentrations of pesticides (Tables 11, 12, 13). As a proxy measure of method validation for

honeybees, samples of bumblebees (Bombus terrestris) known to be free from pesticides

were obtained from a commercial bumblebee producer (Biobest, Westerlo, Belgium). For the

honey and beeswax samples, the samples were first evaluated and any samples free from

pesticides were used as blank reference material. Then 10 µl of the pesticide standard solution

at concentration of 10 mg/ L was spiked into the blank samples. The spiked samples were left

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for 1 hr to allow sample absorption of the pesticide before being subjected to the extraction

and clean-up process used for the samples. The spiked samples were left for 1 h to allow

sample absorption of the pesticide before being subjected to a similar extraction and clean-up

process used for the studied samples. From the spiked samples, LOD together with LOQ were

calculated by multiplying the standard deviation of the detected pesticide concentrations from

the replicates by 3 and 10, respectively (Shegen, 2016). The percentage recovery and

percentage relative standard deviation (RSD) were calculated to determine the method’s

accuracy and precision, respectively. The percentage recovery was calculated by dividing the

recovered concentrations by spiked concentration, and the % RSD was obtained by dividing

the standard deviation by the average concentration (Shegen, 2016). To determine linearity,

five different concentrations levels of stock solution (0.1, 0.05, 0.01, 0.005, 0.001 mg/l) were

prepared by dilution with acetonitrile/water (10/90) to form a calibration curve.

4.3.5 Data analysis

The LOD and LOQ were calculated to determine the positive and negative samples. Pesticide

residues in samples above the LOD were considered as positive detections. Descriptive

statistics were generated to capture frequencies of occurrence and distribution of individual

pesticides across the analysed hive matrix products and apiary locations.

4.4 Results

4.4.1 Method validation

The beeswax samples method validation showed that 43% of the recoveries were within

acceptable range of (70-120%). Precision was reliable as most %RSD were <20 (apart from

pirimicarb which had 25). The linearity coefficients for all compounds were within an

acceptable range (r2>0.995). The LOD for the LC-MS/MS ranged between 0.8 µg/kg to 1.5

µg/kg and the LOQ ranged between 2.5 µg/kg and 25 µg/kg. While LOD for the GC-ECD

ranged between 1.5 µg/kg to 15 µg/kg with LOQ between 5 µg/kg and 50 µg/kg (Table 11).

Although most recoveries for beeswax were below acceptable range, the complexities

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beeswax analysis notwithstanding the method appeared to be suitable for detecting most of

the listed compounds in beeswax (Table 11).

Table 11: Analysed compounds and method validation for beeswax

Pesticide chemical class Role Recovery (%)

RSD (%)

LOQ (µg/kg)

LOD (µg/kg)

linearity

Acetamiprid neonicotinoid I 47 5 2.5 0.8 0.999

Azoxystrobin strobilurin F 86 9 2.5 0.8 0.999

Deltamethrin pyrethroid I 94 6 50 15 0.999

Boscalid analide F 61 6 2.5 0.8 0.999

Carbendazim carbamate F 51 4 2.5 0.8 0.999

Carbofuran carbamate I 60 4 2.5 0.8 0.999

Chlorpyrifos organophosphate I 82 5 2.5 0.8 0.999

Clofentezine tetrazine I 64 4 5.0 1.5 0.999

Cyflufenamid amide F 48 3 2.5 0.8 0.999

Cypermethrin pyrethroid I 112 7 50 15 0.998

Cyprodinil anilinopyrimidine F 60 6 2.5 0.8 0.999

Difenoconazole triazole F 95 3 2.5 0.8 0.999

Dimethoate organophosphate I 40 7 5.0 1.5 0.999

Endosulfan organochlorine I 82 10 5.0 1.5 0.999

Fenithrothion organophosphate I 61 6 25 7.5 0.999

Fenoxycarb carbamate I 72 3 2.5 0.8 0.999

Imidacloprid neonicotinoid I 55 16 5.0 1.5 0.999

Iprodione dicarboximide F 50 3 25 8.0 0.998

Malathion organophosphorus I 94 7 5.0 1.5 0.999

Metalaxyl xylalanine F 79 2 2.5 0.8 0.999

Methomyl carbamate I 110 6 2.5 0.8 0.999

O, P' -DDT organochlorine I 63 4 5.0 1.5 0.999

P, P -DDD organochlorine I 74 4 5.0 1.5 0.999

P, P' -DDE organochlorine I 57 7 5.0 1.5 0.999

P, P' -DDT organochlorine I 64 4 50 15 0.999

Penconazole triazole F 82 8 2.5 0.8 0.999

Permethrin pyrethroid I 113 7 50 15 0.997

Piperonly-butoxide

unclassified I 62 5 5.0 1.5 0.999

Pirimicarb carbamate I 56 25 2.5 0.8 0.997

Profenofos organophosphorus I 57 3 2.5 0.8 0.999

Pyraclostrobin strobilurin F 67 3 2.5 0.8 0.999

Tebuconazole triazole F 80 3 2.5 0.8 0.999

Tebufenozide diacylhydrazine I 72 14 5.0 1.5 0.999

Thiram dimethyldithiocarbamate F 60 8 5.0 1.5 0.999

Thiamethoxam neonicotinoid I 74 7 25 7.5 0.997

Thiacloprid 65 6 2.5 0.75 0.999

Trifloxystrobin strobilurin F 55 2 2.5 0.8 0.999

*the pesticides are arranged in alphabetical order.

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The honeybee samples method validation showed that 53% of the recoveries were within

acceptable range of (70-120%). Precision was reliable as most %RSD were <20 (apart from

tebufenozide which had 25). The linearity coefficients for all compounds were within an

acceptable range (r2>0.995). The LOD for the LC-MS/MS ranged between 3.8 µg/kg to 37.50

µg/kg and the LOQ ranged between 13 µg/kg and 125 µg/kg (Table 12). The method appeared

to be suitable for detecting most of the compounds in honeybees.

Table 12: Method validation for honeybee samples

Pesticide Role Recovery (%)

RSD (%)

LOQ (µg/kg)

LOD (µg/kg)

Acetamiprid I 120 11 13 3.8

Azoxystrobin F 136 9 13 3.8

Boscalid F 118 7 13 3.8

Carbendazim F 68 11 13 3.8

Carbofuran I 102 5 13 3.8

Chlorpyrifos I 54 5 13 3.8

Clofentezine I 80 7 25 7.5

Cyflufenamid F 61 8 13 3.8

Cyprodinil F 52 6 13 3.8

Difenoconazole F 62 10 13 3.8

Dimethoate I 92 11 25 7.5

Fenithrothion I 99 16 125 38

Fenoxycarb I 90 9 13 3.8

Imidacloprid I 111 19 25 7.5

Iprodione F 95 13 125 37.5

Malathion I 114 14 25 7.5

Metalaxyl F 101 6 13 3.8

Penconazole F 98 4 13 3.8

Piperonly-butoxide I 97 5 25 7.5

Pirimicarb I 105 6 13 3.8

Profenofos I 70 9 13 3.8

Pyraclostrobin F 93 3 13 3.8

Tebuconazole F 114 23 13 3.8

Tebufenozide I 118 25 25 7.5

Thiram F 54 1 25 7.5

Thiamethoxam I 110 16 125 38

Thiacloprid

87 14 13 3.8

Trifloxystrobin F 66 7 13 3.8

The honey samples method validation showed that 42% of the recoveries were within

acceptable range of (70-120%). Precision was reliable as most %RSD were <20 (apart from

tebufenozide which had 25). The linearity coefficients for all compounds were within an

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54

acceptable range (r2>0.995). The LOD for the LC-MS/MS ranged between 3 µg/kg to 30 µg/kg

and the LOQ ranged between 10 µg/kg and 100 µg/kg (Table 13). The method appeared to

be suitable for detecting most of the compounds in honeybees.

Table 13: Method validation for honey samples

Pesticide Role Recovery (%)

RSD (%)

LOQ (µg/kg)

LOD (µg/kg)

Acetamiprid I 56 2 10 3.0 Azoxystrobin F 58 13 10 3.0 Boscalid F 73 12 10 3.0 Carbendazim F 39 7 10 3.0 Carbofuran I 60 7 10 3.0 Chlorpyrifos I 60 16 10 3.0 Clofentezine I 78 17 20 6.0 Cyflufenamid F 68 16 10 3.0 Cyprodinil F 56 6 10 3.0 Difenoconazole F 77 14 10 3.0 Dimethoate I 47 13 20 6.0 Fenithrothion I 81 17 100 30 Fenoxycarb I 68 13 10 3.0 Imidacloprid I 51 8 20 6.0 Iprodione F 73 6 100 30 Malathion I 84 21 20 6.0 Metalaxyl F 74 10 10 3.0 Penconazole F 74 12 10 3.0 Piperonly-butoxide I 83 22 20 6.0 Pirimicarb I 56 5 10 3.0 Profenofos I 71 13 10 3.0 Pyraclostrobin F 73 18 10 3.0 Tebuconazole F 75 13 10 3.0 Tebufenozide I 90 12 20 6.0 Thiram F 99 30 20 6.0 Thiamethoxam I 98 17 100 30 Thiacloprid 96 15 10 3.0 Trifloxystrobin F 77 17 10 3.0

4.4.2 Status and distribution of pesticide contamination

Of the 93 samples analysed for pesticides, 26% were contaminated. All sample beeswax

collected from the Eastern and West-Nile agro-ecological zones revealed the presence of

pesticides. Approximately 10 pesticides per beeswax sample were detected from these two

regions. No pesticides were identified in beeswax collected from the Mid-Northern agro-

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55

ecological zone. Fourteen samples of honeybees out of the 54 analysed contained pesticides.

Sixty percent of these originated from apiaries sited near citrus farms (Eastern agro-ecological

zone), while the remaining 40% were from areas adjoining tobacco farms. No pesticide was

detected in honeybee samples from the Mid-Northern agro-ecological zone. No pesticides

were detected in honey in any of the zones.

Of the 36 pesticides analysed, 20 were primarily detected in honeybees and beeswax

samples. Twelve of the 20 detected pesticides were insecticides, while eight were fungicides.

The chemical classes of the 12 detected insecticides included neonicotinoids (4),

organophosphates (3), carbamates (2), organophosphates (1), tetrazines (1) and

diacylhydrazines (1). The most frequently detected compounds were cyprodinil, fenoxycarb,

fenitrothion, carbendazim, tebuconazole and iprodione, whilst thiamethoxam, dimethoate,

thiram, clofentezine and imidacloprid were the least frequently detected. All the above-

mentioned pesticides were found in beeswax, with methomyl and cyprodinil being present in

the honeybee samples. Citrus farms (Eastern zone) had the highest number of detected

pesticides, followed by tobacco farms and the other agricultural cropping areas (Table 14).

The Eastern (citrus farms) and West-Nile (tobacco farms) ecological zones had the highest

incidence of contaminated beehive products compared to Mid-Northern (other farms)

ecological zone (Tables 14,15).

Table 14: Percentage distribution of detected pesticides

Pesticide Class Positive samples (n=93, %)

Beeswax (n=15)

Bees (n=18)

Honey (n=8)

Eastern zone

(n=31)

West-Nile zone

(n=31)

Mid-Northern

zone (n=31)

Methomyl I 6 nd 6 nd 6 nd nd

Carbendazim F 14 13 nd nd 7 6 nd

Acetamiprid I 6 6 nd nd 4 2 nd

Cyprodinil F 26 12 12 nd 15 10 nd

Dimethoate I 2 2 nd nd 2 nd nd

Thiram F 3 3 nd nd 1 2 nd

Thiacloprid I 11 10 nd nd 6 4 nd

Imidacloprid I 4 4 nd nd 2 2 nd

Fenitrothion I 15 14 nd nd 9 5 nd

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Pesticide Class Positive samples (n=93, %)

Beeswax (n=15)

Bees (n=18)

Honey (n=8)

Eastern zone

(n=31)

West-Nile zone

(n=31)

Mid-Northern

zone (n=31)

Metalaxyl F 2 2 nd nd 2 nd nd

Penconazole F 9 8 nd nd 5 3 nd

Thiamethoxam I 1 1 nd nd 1 nd nd

Fenoxycarb I 16 15 nd nd 8 7 nd

Clofentezine I 2 2 nd nd 2 nd nd

Tebuconazole F 14 13 nd nd 8 5 nd

Iprodione F 13 12 nd nd 8 4 nd

Chlorpyrifos I 11 10 nd nd 6 4 nd

Tebufenozide I 8 7 nd nd 3 4 nd

Profenofos I 13 12 nd nd 8 5 nd

Trifloxystrobin F 9 8 nd nd 5 3 bd

Key F = fungicides; I = insecticides; nd = pesticide not detected; No. = number; +ve = Positive; % = percentage. * number of samples analysed (n) with detected pesticides over the different hive products (beeswax, bees, honey) and agro-ecological zones.

4.4.3 Concentration levels (µg/kg) of detected pesticides

Most of the detected pesticides were traces, and only eight were detected above the LOQ

[acetaprimid, cypridinil, dimethoate, thiram, thiacloprid, fenitrothion, chlorpyrifos and

profenofos (comprising six insecticides and two fungicides)]. Of the six detected insecticides

with a residue >LOQ, two were neonicotinoids, three were organophosphates with one

organophosphorus. Most of the detections >LOQ was from apiaries in the forage vicinity of

citrus farms (Eastern zone), followed by tobacco farms (West-Nile zone). The Mid-Northern

zone can be scored as “zero” for pesticide residues. All detections >LOQ were found in

beeswax.

The highest mean concentrations found were for fenitrothion, thiamethoxam, dimethoate,

thiram and chlorpyrifos, ranging from 7.7 to 53 µg/kg. The lowest mean concentrations were

for trifloxystrobin, tebufenozide, acetamiprid and carbendazim, Profenofos ranging from 1.6 to

3.9 µg/kg (Table 15).

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Table 15: Mean residue levels of detected pesticide residue concentrations*

No Pesticide Beeswax. (mean±SD)

(µg/kg)

Honeybees (mean±SD)

(µg/kg)

Honey

(mean±SD) (µg/kg)

MRL (EU) (mg/k

g)

Contact acute 48 h-LD50 (μg/bee)

Oral acute 48 h-LD50 (μg/bee)

Pesticide-dependant crops in study area

1 Acetamiprid 3.91 ± 5.50 nd nd 0.05 8 14.5 Cotton, fruits, vegetables 2 Carbendazim 2.90 ± 2.71 nd nd 1 > 50 > 756 Beans, cereal, chickpeas 3 Chlorpyrifos 7.22 ± 2.83 nd nd 0.05 0.1 0.25 Cotton, fruits, grains 4 Clofentezine 3.74 ± 4.01 nd nd 0.05 > 85 > 253 Fruits 5 Cyprodinil 4.62 ± 1.20 5.2 ± 1.5 nd 0.05 > 784 113 Fruits 6 Dimethoate 16 ± 37.65 nd nd na 0.12 nr Cotton, fruits (citrus), Sorghum, soybean 7 Fenitrothion 53.32 ± 26.71 nd nd 0.01 0.16 0.2 Cereals, cotton, fruits, vegetables 8 Fenoxycarb 4.10 ± 7.40 nd nd 0.05 > 204 > 204 Cotton, fruits 9 Imidacloprid 5.51 ± 12.14 nd nd 0.05 0.08 0.0037 Cereals, maize, rice, tobacco 10 Iprodione 10.16 ± 3.47 nd nd 0.05 > 200 > 25 Cotton, fruits, sunflower, vegetables 11 Metalaxyl 3.51± 0.44 nd nd 0.05 200 269 Citrus, cotton, onions, soybean, tobacco, tomatoes 12 Methomyl nd 6.1 ± 5.1 nd 0.02 0.16 0.28 Cotton, fruits 13 Penconazole 5.2 2± 0.71 nd nd 0.05 > 30 > 112 Cotton, tomatoes, vegetables 14 Profenofos 1.87 ±1.53 nd nd 0.05 0.095 nr Cotton, maize, potatoes soybean, tobacco 15 Tebuconazole 3.31 ± 5.91 nd nd 0.05 > 200 > 83 Cereals, fruits peanuts, peas, vegetables

16 Tebufenozide 1.67 ± 0.74 nd nd 0.05 > 234 > 100 Fruits 17 Thiacloprid 5.90 ± 5.24 nd nd 0.2 38.82 17 Cabbage, citrus, peas, potatoes, 18 Thiamethoxam 20.16 ± 36.4 nd nd 0.05 0.024 0.005 Citrus 19 Thiram 15.31 ± 3.59 nd nd na > 100 > 107 Beans, cereals, fruits, millet, peas, sunflower, tomatoes 20 Trifloxystrobin 3.12 ± 3.13 nd nd 0.05 > 200 > 200 Cereals, fruits, vegetables,

Key. na = data was not available, nd = pesticide not detected (below LOD), nr = information was not reported in the pesticide properties database used. The toxicological properties reported in the above table were collected from (University of Hertfordshire, 2007). * the maximum residue limits (MRL, according to EU), the 48 h-lethal concentrations in honeybees by contact and oral exposure, and the types of pesticide -dependant

crops observed around the apiary

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4.5 Discussion

This study developed a validated, multi-residue method for analysing 36 pesticides through

the inclusion of an overnight-freezing step which minimized interference from wax particles

such as fats. The under-pinning principle of incorporating a freezing out-step in the process

lies in the differential melting points of lipids and organic solvents such as acetonitrile. Indeed,

acetonitrile melts at approximately -45 °C, while most lipids melt at room temperature. Based

on this difference, the frozen fraction with the lipids can be properly separated during the

centrifugation step from the liquid fraction of the acetonitrile containing the

pesticides/agrochemicals (Scrimgeour, 2005). Interestingly, most of the pesticide residues

detected in this study had not previously been recorded in East African (Muli et al., 2014) and

Ugandan beeswax.

No pesticides were detected in honey, implying that Ugandan honey from this region is

currently safe as per EU guidelines (European Commision, 2005). Beeswax was the most

contaminated hive product with a few traces of fungicides on honeybees. Contamination of

beeswax occurs when honeybees collect contaminated nectar, water or pollen from their

surrounding environment (Mullin et al., 2010). Consequently, an increased likelihood of wax

contamination arises as it is used to store all hive contents (honey and pollen).

Most of the contaminants detected in this study can be linked to agricultural activity. Citrus

and tobacco farms had higher contamination compared to the less intensive agricultural

cropping areas of the Mid-Northern region. Beeswax is not generally recycled for use by

beekeepers in Uganda (most comb in the hive is harvested with the honey each season,

approximately once every four months), and thus, most of the detected pesticides are likely to

have been present because of recent (preceding four months), rather than longer-term

historical exposure.

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Some of the detected compounds are known to be highly toxic to honeybees (chlorpyrifos,

dimethoate, fenitrothion, imidacloprid, profenofos, thiamethoxam, thiacloprid and acetamiprid)

(University of Hertfordshire, 2007), two of which prohibited to be used in seed treatment of

melliferous crops (imidacloprid and thiamethoxam) (European Commision, 2013). However,

no similar ban exists for the United States of America and Asia from where Uganda sources

many of its plant protection products. Ugandan agriculture is increasingly turning to the use of

insecticide-coated seeds in crops such as beans, cow peas and maize in an attempt to

mitigate food security concerns (MAAIF, 2010b). Neonicotinoids are the most common

compounds used in such seed coatings (Bonmatin et al., 2015). Once introduced to the

environment, neonicotinoids are known to persist. Due to their high water solubility they are

easily translocated from soil into the plants where they accumulate in plant tissue, pollen and

water secretions (Blacquie’re et al., 2012; Bonmatin et al., 2015).

Of increasing concern for the scientific and apicultural sectors are the synergistic effects of

neonicotinoids and fungicides (Sánchez-Bayo et al., 2016; Thompson et al., 2014; Yang et al.,

2012). Even at very low concentrations (µg/kg), a combination of neonicotinoids (e.g.

thiamethoxam) and fungicides (e.g. tebuconazole) has been found to increase neonicotinoid

toxicity (Thompson et al., 2014), suggesting a relationship between fungicide and increased

neonicotinoid toxicity. Also, imidacloprid has been associated with impaired olfactory

behaviour in honeybees (Yang et al., 2012), increased stress levels in adult bees leading to

both lower foraging activity and colony growth (Thompson et al., 2014), and causing

immunosuppression which adversely affects honeybee antiviral defence mechanisms

(Goulson et al., 2015). Honeybee sensitivity to insecticides varies across genotypes and age-

classes (Rinkevich et al., 2015; Sánchez-Bayo et al., 2016) and appears to be further

aggravated following neonicotinoid exposure when compared to exposure of other chemical

classes such as organophosphates and pyrethroids and also fungicides (Rinkevich et al.,

2015). Determining how Ugandan honeybee genotypes respond to exposure of

neonicotinoids, fungicides and other pesticides or chemical contaminants will be important to

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60

our understanding of honeybee resilience in contaminated environments.

Whilst honey production in the study regions was within the EU limits for MRLs (European

Commision, 2005) and can therefore be considered safe for human consumption, the

detection of unauthorised pesticides in the beeswax (European Commision, 2013) presents

challenges to the apicultural sector both in terms limitations in trade since most potential

buyers may not be interested in beeswax with pesticide residues and honey bee management.

Honey-based products such as cut and chunk comb (i.e. sections of honey comb are

incorporated into jars of honey) also have the potential to increase primary human exposure

routes to harmful compounds (Wilmart et al., 2016). These challenges are particularly acute

in respect to beeswax production as they increase human exposure through secondary routes

such as consumption of food additives, coating agents in pastry preparation, capsules and

tablets (EFSA, 2007).

Both honey and beeswax from developing countries have previously been sought due to the

comparatively lower residue levels (van Loon & Koekoek, 2006). The detection of pesticides,

even as traces, in Ugandan hive products presents a significant challenge to the burgeoning

organic honey sector. But to achieve this, there is an urgent need to sensitize farmers to

minimize on pesticide use near apiary farms and design approaches to regulating exposure

routes of these pesticides into the beehive products. Finally, the “zero” detection rate of

pesticides in the Mid-Northern zone is a significant indicator of the large potential to promote

Ugandan organic honey for the export market.

4.6 Conclusion

This study developed a validated multi-residue method for agro-chemical detection in

honeybee hive products from three agro-ecological zones in Uganda (West-Nile, Mid-

Northern, Eastern), using GC-ECD and LC-MSMS which simultaneously controlled for 36

pesticides. Various traces of insecticides and fungicides in bees and bee products were found,

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61

and the common chemical classes of insecticides detected included neonicotinoids,

carbamates, tetrazines and diacylhydrazines. Almost all detected chemicals were found in the

beeswax and derived from neighbouring citrus (Eastern) and tobacco (West-Nile) cropping

systems. From this results, the projected threat of trade barriers resulting from the detected

beeswax residues maybe considered low taking the set MRL set by EU for honey into account

(there are no standards set for beeswax, so honey residue limits have been used to

contextualise the situation). Furthermore, the lethal acute doses for honeybees were also low.

The presence of neonicotinoids and systemic fungicides suggests that whilst MRLs are low,

the sub-lethal impacts of several substances may present a threat to honeybees in the region.

A robust risk assessment of other pesticides or chemical contaminants will be crucial to our

understanding of honeybee resilience in contaminated environment. Interestingly, the “zero”

detection rate of pesticides in the Mid-Northern zone indicates substantial potential for

marketing Ugandan organic honey in international markets.

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Chapter 5.

Pathogens, parasites and pests affecting honeybees in Uganda

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Chapter 5: Pathogens, parasites and pests affecting honeybees in Uganda

5.1 Abstract

Healthy honeybees are critical for increased honey production. As such understanding the

biophysical environment within which honeybees are located is essential to the successful

expansion of honey production in Uganda. There is limited characterisation of the pathological

environment within which Ugandan honeybees operate. This study employed a cross-

sectional broad screening approach to screening pathogens, parasites, pests across three

agro-ecological zones of Uganda. A total of 286 honey-bee colonies were randomly sampled

from 142 apiaries. Four honeybee viruses (ABPV, BQCV, DWV and SBV) were detected out

of 11 screened. Detected for the first time in East African honeybee colonies was Apicystis

bombi, Spiroplasma spp, Phoridae spp. Other parasites and pests detected were Varroa

destructor, Aethina tumida and Galleria mellonella. No significant associations were found

between the presence of honeybee viruses, V. destructor mites and A. tumida. Most

beekeepers were unable to identify the common parasites and pests present in their hives.

This study extends our understanding of the potential biological threats to beekeeping in

Africa.

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5.2 Introduction

Beekeeping is a diversified livelihood income stream for many sub-Saharan Africa rural poor

(Kumar Gupta et al., 2014), as managed honeybees allow the production of primary and

secondary products such as honey, beeswax, propolis and medicine (Hilmi et al., 2011). They

also provide vital pollination services to African farmers to increase crop yields across the

continent (Klein et al., 2007). Like many other species of livestock, honeybee colony health

can be rapidly compromised in the presence of a range of parasites, pathogens and pests

(Evans & Schwarz, 2011).

Many of the reported pathogens and parasites implicated in honeybee colony losses in Europe

and the USA (Goulson et al., 2015) are also widely distributed in Africa (Pirk et al., 2016).

Whilst substantial colony losses are yet to be documented on the continent, recent

observations suggest wild honeybee swarms in Kenya are declining (Carroll & Kinsella, 2013).

Increasing global trade in honeybee products has led to the introduction of non-native species

such as Aethina tumida (small hive beetle) and Varroa destructor (varroa mite). A. tumida was

previously considered a minor honeybee pest in Africa, but has now become a destructive

pest in a new host (Apis mellifera) following similar incursions and developments in Australia

and the USA (Hood, 2015). A. tumida is capable of attacking even strong bee colonies in its

natural habitat with weaker colonies becoming overwhelmed (Hood, 2015).

Many factors are thought to contribute to global colony losses (Evans & Schwarz, 2011).

Central to these declines are the role of viruses acting in combination with other pests such

as V. destructor in a pervasive agrochemical environment (Goulson et al., 2015; Simon-Delso

et al., 2014). Whilst viruses frequently occur at sub-clinical loads even in healthy honeybees

(Gauthier et al., 2007), other factors such as pesticides and V. destructor can act as a catalyst,

leading to the conversion of asymptomatic bees into fully symptomatic morbidity (Ravoet et

al., 2013; vanEngelsdorp & Meixner, 2010). Pesticides such as neonicotinoids have been

reported to accentuate the virulence of bee pathogens (Di Prisco et al., 2013) and combined

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66

with certain fungicides can lead to the modification of pre-existing microflora (which regulate

fungi responsible for breakdown of beebread into different amino acids) in either pollen or the

intestinal tract of honeybees (Yoder et al., 2013) which can expose honeybees to malnutrition.

Control of other pathogens, parasites and pests are equally critical for successful colony

management by beekeepers such as Spiroplama spp, Trypanosomatid spp, Phoridae spp,

Galleria mellonella and A. tumida (Evans & Schwarz, 2011).

The health status of African honeybees remains poorly characterised (Mumoki et al., 2014;

Pirk et al., 2016). Currently, only nine out 23 viruses known to affect bees have been so far

reported in Africa (Pirk et al., 2016). Within East Africa acute bee paralysis virus (ABPV), black

queen cell virus (BQCV) and deformed wing virus (DWV), along with V. destructor, A. tumida

and Galleria mellonella (wax moth) have been reported in Kenya and Uganda (Kajobe et al.,

2010; Muli et al., 2014; Mumoki et al., 2014; Pirk et al., 2016). Their distribution and interaction

with other drivers of bee decline remain relatively undocumented in Uganda.

In conjunction with the Ugandan government, many non-governmental organisations are

promoting beekeeping as a poverty alleviating activity. However, the apicultural disease

environment within which beekeepers are encouraged to operate remains unknown. To devise

and develop disease control strategies to mitigate the colony-level impact of exposure to

pathogenic challenges, a baseline understanding of the apicultural disease community is

essential. This study documented the presence of pathogens, parasites and pests in Ugandan

honeybee colonies, across three agro-ecological zones in Northern Uganda.

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5.3 Materials and methods

5.3.1 Study area

Three agro-ecological zones in Northern Uganda were purposively selected for being the

primary honey-producing regions of Uganda West-Nile (Arua, Maracha and Terego districts),

Mid-Northern (Kitgum district) and Eastern (Soroti district) (Aldo Hope, 2011; Kilimo Trust,

2011).

5.3.2 Site selection

From the list of individual beekeepers obtained from the Ugandan National Apiculture

Development Organisation (TUNADO), a total of 286 honeybee colonies were randomly

sampled from 143 apiaries. Colonies were sampled from West-Nile (102 colonies), Mid-

northern (42 colonies) and Eastern (142 colonies). Sampling was undertaken during the dry

season from October 2014 to February 2015.

5.3.3 Apiary data collection

Information on the beekeepers’ apiary management practices was collected on management

practices (such as frequency of hive inspections) and honeybee pest identification using

picture cards.

5.3.4 Sample collection and preservation

At each apiary, two honeybee colonies were randomly sampled. Only removable top bar

beehives (Kenya top bar and related beehives) and removable frame hives (Langstroth and

related beehives) were included in the sample frame, due to the relative ease of inspection of

this type of hive. Honeybee samples were collected in a transparent polythene bag, supported

by a wire, held at the hive entrance for 5 min until approximately 30 honeybees were trapped.

This was to ensure that mainly foragers were collected. The samples were stored in an ice

box for 1 h before being transferred to 15 ml-conical tubes containing 10 ml of absolute ethanol

(99% purity). A section of wax comb of 10 x 10 cm was cut from the brood chamber of each

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hive and stored in a plastic bag at 4°C. Samples were then transported at 4°C on dry ice to

Ghent University (Belgium) for analysis.

5.3.5 Parasite and pest examination

For each apiary, one hive was inspected for the eggs, larvae or adult forms of pests such as

A. tumida. Approximately 100 worker and drone brood cells (if present) were opened to inspect

for adult V. destructor mites. The presence of G. mellonella was also recorded.

5.3.6 Honeybee sample preparation for molecular analysis

Since samples had been stored in absolute ethanol for 4 months a clean-up step with

phosphate buffered saline (PBS) was included to remove the ethanol. Ten honeybees per

sample were placed in a 15ml tube, before soaking in 10 ml of phosphate buffered saline

(PBS) followed by storage for 12 hours in a cold room (4oC). The sample was then transferred

to a fresh solution of 10 ml PBS and soaked for another 12 hours at 4oC. Bee samples were

then transferred to 5 ml-screw cap tubes and 5 ml of PBS added. The mixture (honeybees

and PBS) was homogenised in a bead mill at a speed of 5 rounds per minute (rpm) for 5

minutes at 4oC in the presence of zirconia beads and two stainless metal beads. 1ml of the

extract was pipetted into a 1.5 ml-Eppendorf tube, centrifuged at 1500 rpm for 10 minutes at

4oC to remove unwanted debris. The supernatant was pipetted to another 1.5 ml-Eppendorf

tube, centrifuged at 13,300 rpm for 15 minutes at 4oC. The supernatant was then pipetted into

a 1.5 ml Eppendorf tube and stored as bee extract at -80oC to be used for RNA extraction.

5.3.7 RNA extraction

Using the QiaAmp Viral RNA mini kit (Qiagen) RNA extractions were performed by pipetting

140µl of supernatant into buffer AVL-carrier RNA. Further extraction was performed according

to the manufacturer’s protocol (QIAGEN, 2014). The final volume of 50 µl RNA was eluted

and stored at -80oC for further molecular analysis.

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5.3.8 Screening for honeybee viruses

A total of eleven honeybee viruses were screened for using a multiplex-ligation dependent

probe amplification (MLPA) method first developed by De Smet et al., (2012) and later

expanded by Ravoet et al., (2013). The MLPA technique is capable of simultaneously

analysing eight viruses and one virus complex. The technique was purposively selected due

to its ability to detect very short fragments of RNA screened in one reaction (De Smet et al.,

2012). To validate negative samples, a reference gene β-actin was incorporated. The list of

viruses screened included; acute bee paralysis virus (ABPV), aphid lethal paralysis virus

(ALPV), big Sioux river virus (BSRV), black queen cell virus (BQCV), chronic bee paralysis

virus (CBPV), deformed wing virus (DWV), Israeli acute bee paralysis (IAPV), Kashmir bee

virus (KBV), Lake Sinai virus (LSV), sac brood virus (SBV) and slow bee paralysis virus

(SBPV).

The MLPA protocol was run as described by De Smet et al. (2012). A six-step process,

starting with denaturation was centrifuged, (a mixture of RNA (1µl) and RT primer mix (3.5 µl).

The mixture was then placed in a thermocycler and the temperature increased to 80oC for 1

min, and then lowered to 45oC for 5 mins. For reverse transcription, a mixture of water (0.68

µl), SALSA enzyme dilution buffer (0.68 µl) and reverse transcriptase enzyme (0.15 µl) was

added to each sample. This mixture was incubated at 37oC for 15 mins then increased to 98oC

for 2 mins before finally being cooled to 25oC. For hybridisation of the MLPA half probes, the

probe mix consisting of the SALSA probe mix (1.5 µl) and MLPA buffer (1.5 µl) were added

before incubating at 95oC for 1 minute followed by incubation at 60oC for 16 hours 20 mins.

Temperatures were then lowered to 54oC before ligating the hybridized probes by adding

ligase-65 mix solution. This constituted ligase 65 buffer A (3 µl), ligase 65 buffer B (3 µl), water

(25 µl) and ligase 65 enzymes (1 µl). The mixture was incubated at 54oC for 15 minutes, then

at 98oC for 5 minutes. Finally, the produced MLPA probes were amplified through a

polymerase chain reaction (PCR) process by adding water (7.5µl), SALSA primers (2 µl) and

SALSA polymerase (0.5µl). The added PCR mix was then cycled at 35x (95oC for 30 seconds,

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70

60oC for 30 seconds, 72oC for 1 min) then 72oC for 20 mins. The resultant PCR product was

electrophoresed at 4% high resolution agarose gel, stained in ethidium bromide and visualised

in UV light to determine positive samples through amplicon lengths. All reagents used were

obtained from MRC Holland and the primers of the probes used to screen these viruses can

be found in De Smet et al., (2012).

5.3.9 Polymerase chain reaction (PCR)

The detected viruses from MLPA analysis were confirmed by reverse transcriptase

polymerase chain reaction (RT-PCR). The same technique was used to screen for other

pathogens such as Trypanosomatids (Crithidia mellificae), Apicystis bombi, Spiroplasma spp,

Phoridae spp.

For cDNA synthesis 5 µl of RNA was transcribed using random hexamer primers and

RevertAidTM. The cDNA synthesis kit used was Thermo Scientific obtained from Waltham, MA,

USA. Sequent reactions to generate the cDNA product followed the manufacturer’s protocol.

The end cDNA product was stored at -20oC for further analysis. Subsequent PCR reactions

were performed in a mixture of appropriate forward and reverse primers (0.5 each), 10x buffer

(2.5 µl), dNTP (0.5), MgCl2 (1 µl), water (18.75 µl) and Taq polymerase (0.25 µl) from Qiagen,

Frederick, MD, USA. Annealing temperatures and primer sequences for each target pathogen

are shown in Table 16. Positive samples of Trypanosomatid, Phoridae spp and Spiroplasma

spp were sent for sequencing (LGC Genomics, Lucken Walde, Germany) to confirm the

identity of the pathogen.

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Table 16: List of primers used in PCR

Target pathogen Primers Sequence (5’-3’) Size (bp)

Annealing temperature

Reference

1 ABPV ABPV-F6548 TCATACCTGCCGATCAAG 197 48oC (de Miranda, Cordoni, et al., 2010)

KIABPV-B6707 CTGAATAATACTGTGCGTATC

2 KBV KBV-F6639 CCATACCTGCTGATAACC 200 48oC (de Miranda, Cordoni, et al., 2010)

KIABPV-B6707 CTGAATAATACTGTGCGTATC

3 IAPV IAPV-F6627 CCATGCCTGGCGATTCAC 203 48oC (de Miranda, Cordoni, et al., 2010)

KIABV-B6707 CTGAATAATACTGTGCGTATC

4 CBPV CBPV 1-1 TCAGACACCGAATCTGATTATG 570 55oC (Blanchard et al., 2008)

CBPV 1-2 ACTACTAGAAACTCGTCGCTTCG

5 BQCV BQCV-TOP-F GGAGATGTATGCGCTTTATCGAG 316 63oC (Topleyet al., 2005)

BQCV-TOP-R CACCAACCGCATAATAGCGATT

6 DWV DWV-F1425 CGTCGGCCTATCAAAG 417 50oC (Forsgren et al., 2009)

DWV-B1806 CTTTTCTAATTCAACTTCACC

7 ALPV ALP-Br-F 2936 AACGTCGTATGCTACGATGAACTCG 464 60oC (Runckel et al., 2011)

ALP-Br-F 3400 GGGTTAAATTCAATTCCAGTACCACGG

8 SBV SBV-VP1b-F

GCACGTTTAATTGGGGATCA 693 51.5°C (Singh et al., 2010)

SBV-VP1b-R CAGGTTGTCCCTTACCTCCA

9 SBPV SBPV GATTTGCGGAATCGTAATATTGTTTG 868 58oC (de Miranda et al., 2010)

SBPV ACCAGTTAGTACACTCCTGGTAACTTCG

10 LSV LSVdeg-F GCCWCGRYTGTTGGTYCCCCC 578 60oC (Ravoet et al., 2013)

LSVdeg-R GAGGTGGCGGCGCSAGATAAAGT

11 Phorid fly identification

COI_F TAAACTTCAGGGTGACCAAAAAATCA 710 57oC (Folmer et al., 1994)

COI_R GGTCAACAAATCATAAAGATATTGG

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12 Apicystis bombi ApBF1 CGTACTGCCCTGAATACTCCAG ~ 511 56oC (Meeus et al., 2009)

ApUR2 TTTCTCATTCTTCAGATGATTTGG

13 A. borealis Phorid_rRNA 1F GTACACCTATACATTGGGTTCGTACATTAC 486 60oC (Runckel et al., 2011)

Phorid_rRNA 1R GAGRGCCATAAAAGTAGCTACACC

14 Spiroplasma spp. BS1-F AAGTCGAACGGGGTGCTT 976 57oC (Meeus et al., 2012) BS1-R TGCACCACCTGTCTCAATGT 406

15 Trypanosomatids SEF CTTTTGGTCGGTGGAGTGAT 56oC (Meeus et al., 2009)

SER GGACGTAATCGGCACAGTTT

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5.3.10 Data analysis

Descriptive statistics summarised the distribution and prevalence of detected pathogens,

parasites and pests. The Pearson chi-square correlation was used to determine relationships

between detected viruses and V. destructor infestation, A. tumida infestation and pesticides.

5.4 Results

5.4.1 Status and distribution of pathogens, parasites and pests

Broad screening detected four viruses (ABPV, BQCV, DWV and SBV) in 69% of analysed

honeybee colonies (n=286) out of the 11 screened. These viral infections mainly occurred as

single infections (63%, n=286), with a few double infections (5%) and triple infections (1%).

ABPV was detected in one colony from the West-Nile region as a triple infection. Deformed

wing virus was the most prevalent, followed by black queen cell virus. The least common

viruses were sac brood virus and acute bee paralysis virus (Table 17).

A total of 108 honeybee colonies randomly re-sampled from 286 honeybee colonies (36 per

region) were screened for honeybee pathogens and parasites. We detected Apicystis bombi,

Trypanosomatid spp, Spiroplasma spp and Phoridae spp (to be sequenced) are summarized

in Table 17.

Honeybee colony inspections (n=108) recorded the presence of A. tumida, G. mellonella and

V. destructor (Table 17). G. mellonella had the highest prevalence, followed by A. tumida and

V. destructor mites. From the second screening the mid-Northern zone had the highest

proportion of viral infections (76 %, n =42), followed by the Eastern zone (68.31%, n =142) and

West Nile (67.65%, n = 102). The Eastern region had highest the distribution of V. destructor.

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Table 17: Detected parasites, pathogens and pests

Viral pathogens % positive (n=286)

Eastern (n=142) %

West Nile (n=102) %

Mid-Northern (n =42) %

ABPV 0.4 nd 1 nd BQCV 13 2 23 26 DWV 59 68 47 57 SBV 4 4 4 5 Other pathogen screening % positive

(n=108) Eastern (n=36) %

West Nile (n=36) %

Mid-Northern (n =36) %

Apicystis bombi 2 nd nd 6 Trypanosomatid spp 28 19 11 53 Spiroplasma spp 8 33 17 19 Parasites

Phoridae spp 88 89 61 50 V. destructor 13 25 6 8 Pests

Small hive beetle 41 39 53 25 Wax moth 46 51 45 33

nd = not detected

5.4.2 Link between detected pathogens, parasites and pest

Of the 198-honeybee virus-positive samples, 31 came from colonies infested with A. tumida

only eight contained V. destructor mites and only four contained both the mites and A. tumida.

There were no significant associations between virus infected colonies and V. destructor or A.

tumida infestations as per corresponding Pearson chi-square correlations i.e. virus and varroa

X2 (df =1, n =29) = 1.01, p = 0.32 and virus and small hive beetle X2 (df =1, n 29) = 0.49, p

=0.486 Table 18.

5.4.3 Beekeepers’ knowledge of honey-bee parasites and pests

A large proportion of the surveyed beekeepers were unable to identify any of the parasites

and pests. For instance, the number of beekeepers unable to identify the V. destructor mite

was 79% (n=142), A. tumida was 64.91% (n=142) and G. mellonella was 54.39% (n=142).

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Table 18: Distribution of mixed infections and infestations

Cropping system

Agro-ecological zone

Honeybee virus positive colonies (n=286)

No. colonies with viruses + varroa

No. colonies with viruses+ beetles

No. colonies with viruses+ varroa+ beetles

No. colonies with viruses+ pesticides

No. colonies with viruses +varroa + beetles + pesticides

Sorghum, sim sim, cassava

Mid-Northern (n=42)

32 3 8 2 1 nd

Citrus, cassava, sim sim

Eastern (n=142) 97 4 11 1 4 1

Tobacco, cassava, cowpeas

West Nile (n=102)

69 1 12 1 2 nd

Total 198 8 31 4 7 1

nd = not detected.

5.5 Discussion

This study extends our understanding of the biological threats posed to Ugandan beekeeping.

Pathogens and parasites such as Apicystis bombi, Spiroplasma spp, Trypanosomatid spp and

Phoridae spp were detected in this study and are reported for the first time in East Africa. The

study confirms honeybee viruses previously reported SBV, ABPV, BQCV and DWV

(Chemurot, 2017; Kajobe et al., 2010; Muli et al., 2014). This is the first time all four viruses

are detected in northern Uganda. The high prevalence of DWV (being sequenced for strains)

was expected as it has been previously reported as the most commonly occurring honeybee

bee virus worldwide (Ai et al., 2012; Martin et al., 2012; Ryabov et al., 2014).

The presence of Apicystis bombi, generally found in Bombus spp (Rutrecht & Brown, 2008)

suggests a wider distribution as this is only the second confirmation of the parasite in the

African continent (Menail et al., 2016). Implications of Apicystis bombi to honey production are

probably low, because no association has been found with honeybee colony losses (Ravoet

et al., 2013).

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Implications of Spiroplasma spp to honey production are probably low because conducted

studies rule out the association of Spiroplasma infection to honeybee colony losses (Neumann

& Carreck, 2010). Although systematic field studies to examine the effects of the pathogen on

honeybee health and performance are recommended.

Comparatively few colonies suffered from infestations of either V. destructor or A. tumida.

African honeybees, especially A. m. scutellata, are known to be resistant to V. destructor

possibly due to the higher levels of grooming and cleaning behavior that the bees exhibit,

enabling them to maintain pest levels at sub-lethal levels (Strauss et al., 2015). Continuous

monitoring of African honeybee colonies for both V. destructor and A. tumida is critical as both

species have the potential to rapidly undermine colony health and resilience, particularly as V.

destructor is known to act as vector for viruses such as ABPV, DWV, and SBV (De Miranda

et al., 2009; Rosenkranz et al., 2010) which were detected in this study. Equally, monitoring of

A. tumida is recommended as they is a possible vector of deformed wing virus and their

detrimental effects on honeybee colonies (Eyer et al., 2009; Hood, 2015; Pirk et al., 2016).

Whilst G. mellonella is considered a minor pest of honeybees in Africa (Ellis et al., 2013), it is

of economic importance to beekeepers (Ellis et al., 2013) due to the resultant damage of

honeybee combs (Shimanuki et al., 1980).

The potential of biological threats to undermine beekeeping practices and honey production in

Northern Uganda is likely to be compounded due to beekeepers’ lack of basic identification

skills of important honeybee pests. Most beekeepers rarely inspected their colonies and were

not suitably equipped with the relevant knowledge to make disease-based management

decisions once they had opened their hives. Low levels of appropriate beekeeping husbandry

skills are known to be a substantial barrier to honey production in sub-Saharan Africa (Amulen

et al., 2017). Improved epidemiological surveillance of African honeybee colony health will

require beekeeper training programmes that include basic information on the control of

parasites and pests. Only effective and well-targeted year-round training is likely to address

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this problem in a long-term, sustainable way. This was a cross-sectional study, aimed at

establishing baseline information on the potential biological threats to increased honey

production in the region. A repeated measures approach is encouraged for future studies in

the region to clearly assess levels of impact of the pathogens, parasites, pests identified in this

study.

5.6 Conclusion

This study has confirmed previously identified viruses in the region (ABPV, BQCV, SBV and

DWV) (Chemurot, 2017; Kajobe et al., 2010; Muli et al., 2014). We also documented the first

occurrence of Apicystis bombi, Spiroplasma spp, Trypanosomatid spp and Phoridae spp (yet

to be determined to species level) in East African honeybee colonies. Although there were no

significant associations between presence of honeybee viruses, V. destructor mites and A.

tumida, molecular screening of these parasites and pests for honeybee pathogens is

recommended to examine the sub-lethal effects of interactions and longitudinal studies to

confirm the presence or absence of colony losses resulting from these etiological agents.

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Chapter 6.

Estimating the potential of beekeeping to alleviate household poverty in Uganda

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Chapter 6: Estimating the potential of beekeeping to alleviate household

poverty in rural Uganda

6.1 Abstract

Beekeeping has been globally promoted by governments and development agencies as a

mitigation strategy to alleviate rural poverty in sub-Saharan Africa. Robust measures

underpinning such claims are currently lacking. This study estimated production potential for

beekeepers in Northern Uganda through the quantification of beekeepers’ current production

assets (equipment and knowledge) and to determine their impact on rural income streams of

a range of proposed interventions. Intervention scenarios evaluated hive type in combination

with year-round provision of a nectar source planted in varying density combinations. The

study revealed that there was potential for increased honey production if beekeepers adopted

the proposed alternatives. The type and number of beehives was significant, top bar and frame

beehives were the best beehive alternatives, nonetheless even traditional fixed comb

beehives (Log hives) had potential to increase honeybee production. And have been

recommended for beginner beekeepers with limited advanced beekeeping husbandry

knowledge to fully maximize benefits of the modern beehives. In all interventions addition, all

year-round honeybee forage was recommended as it greatly increased honey production.

Further research on field application of the modelled scenarios to document both honey yield

and other ecosystem service benefits.

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6.2 Introduction

Beekeeping has been widely promoted as a poverty alleviating intervention for poor sub-

Saharan African households (Hilmi et al., 2011). Several of the purported advantages include

the relatively low inputs such as labour and startup costs (Hilmi et al., 2011; Kumar et al.,

2014), coupled with income generation through the sale of hive products (honey, wax and

propolis). Consequently, beekeeping is a priority development activity for governments and

non-government organizations alike (Hilmi et al., 2011).

As a result of a twenty-year civil war, Northern Uganda has remained an economically

disadvantaged region (MAAIF, 2010a; UBOS, 2014). As part of a programme to address

regional economic disequilibrium, the Ugandan Government has promoted beekeeping

among rural poor households and has developed an associated honey export strategy to the

European Union (Kajobe et al., 2009; TUNADO, 2012; UEPB, 2005). Non-governmental

organizations have also supported beekeepers through the distribution of beekeeping

equipment and training opportunities (Amulen et al., 2017). Despite such initiatives, both the

uptake of beekeeping has and honey yields have remained consistently low (Kalanzi et al.,

2015). Partial explanations for the apparent inertia can be ascribed to the perceived low ratio

of costs to profit and insufficient, appropriate access to training initiatives (Amulen et al., 2017).

Currently, honey and beeswax are the only products from which beekeepers are able to

generate any income (Bekele, 2015; Carroll & Kinsella, 2013; Kalanzi et al., 2015).

Furthermore, total annual yields of these products remain sub-optimal with most beekeepers

unable to recover their initial investment costs (Aldo, 2011), all of which dissuades other

farmers from adopting beekeeping as an alternative on-farm enterprise.

African beekeepers are commonly constrained by a lack of appropriate beekeeping

information, bee forage, and the widespread prevalence of bee pests and pathogens (Adgaba

et al., 2014; Carroll & Kinsella, 2013). Several additional constraints include a lack of protective

equipment, limited beekeeping knowledge and low market prices for honey (Kalanzi et al.,

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2015; Kumar et al., 2014; Mujuni et al., 2012). In the case of Uganda, factors such as forage

seasonality and availability (Kajobe et al., 2009), limited beekeeping equipment (protective

clothing) and training also constrain production potential (Carroll & Kinsella, 2013).

For beekeepers to attain a minimum level of economic benefit, honeybees need to be

domesticated; a process that requires physical assets such as beehives, smokers and bee

suits (Kumar et al., 2014). Protective equipment such as smokers and bee suits are particularly

critical as African honeybees exhibit heightened defensive behaviour (Kajobe et al., 2009),

which is a strong inhibitory factor in beekeeping adoption and consequently reduce potential

hive product yields (Kajobe et al., 2009; Kalanzi et al., 2015). For beekeeping to be successful

the bees require access to almost year round forage (Mattila & Otis, 2006; vanEngelsdorp &

Meixner, 2010).

To overcome such challenges, Ugandan beekeepers require knowledge of the different hive

systems, and seasonality and scarcity of honeybee forage. Previous research aimed at partly

addressing seasonal forage constraints has focused on documenting species of common bee

forage plants and their flowering seasons (Kajobe et al., 2009). Buyinza & Mukasa (2007)

suggested that the planting of Calliandra calothyrsus, a year-round bee forage plant might be

a suitable source of nectar and pollen during the dry season (Buyinza & Mukasa, 2007;

Chamberlain & Rajaselvam, 1996). The practical mechanisms of integration and the optimum

number of trees/hives required to generate increased honey yields remain unknown. This

study aimed at modelling profitable alternatives in-terms of least risky and highest honey

production probability for beekeepers through investment analysis. By quantifying the effect

of changing hive technology and adding bee forage to the current production system.

6.3 Materials and methods

A four-month cross-sectional household well-being study of beekeepers was conducted in

agro-ecological zones of Northern Uganda. These three agro-ecological zones were

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purposively selected based upon regional mean annual honey yields (West Nile, 84,320 kg;

Eastern 16,310 kg; and Mid-northern, 27,500 kg (UBOS & MAAIF, 2009). A total of 166

beekeepers were randomly sampled from a list of 630 beekeepers registered by the Uganda

National Apiculture Organization (TUNADO). This sample size was based on Neuman’s

(1991) recommendation of a 30% sample for a village population under 1000. A semi-

structured questionnaire was administered to each respondent. The questionnaire recorded

information relating to beekeeping experience, knowledge of beekeeping, equipment owned

and production potential. The distribution of sampled households was as follows: West Nile

(n=59), Eastern (n=69) and Mid-Northern (n=38).

6.3.1 Statistical analysis

A total of 63 variables were used to characterise the social and demographic profile of

beekeepers, their knowledge, equipment, and product yields. Adoption is a key variable

representing behavioural changes that beekeepers undergo when accepting new ideas or

concepts such as adoption of modern hives or techniques for example. Adoption rate is

contingent upon our understanding of a beekeeper’s rate and stage of behavioural change

(the desirability to acquire new knowledge and applying such knowledge to beekeeping) (Ison

& Russell, 2007). Understanding such levels of behavioural change within a target community

can potentially shape the size and extent of a required development intervention. Based on

the adoption cycle (Diederen et al., 2003) and years of experience, we grouped beekeepers

into three categories: i) innovators (beekeepers with more than eight years ’ experience); ii)

early adopters (beekeepers with 4 to 7 years’ experience) and iii) late adopters (beekeepers

with 1 to 3 years’ experience) in order to identify and better understand the requirements of

beekeepers at different levels of expertise. Pearson’s chi-square was used to evaluate

differences in socio-demographic variables and beekeeping knowledge. Mann-Whitney U test

was used to determine differences in the type and quantity of beekeeping equipment and yield

across adopter categories.

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6.3.2 Cost-benefit of interventions

Cost-benefit analysis evaluated intervention effectiveness in economic terms (Andoseh et al.,

2014). Given that beekeepers’ resources are scarce, quantifying the trade-offs between

interventions is therefore critical. Based on established evidence, future incomes were

modelled for a given period and reported as net present value (Andoseh et al., 2014).

Beekeeping like any other farm enterprise, consists of production costs and accrued benefits.

A household survey was used to capture the current costs and benefits of beekeeping in three

agro-ecological zones of Northern Uganda. The Net Present Value (NPV) of investment costs,

future costs and benefits was calculated according to Kumar & Chand (2014) (Table 22):-

𝑁𝑃𝑉 = ∑𝐵𝑡 − 𝐶𝑡

(1+𝑟)𝑡

𝑛𝑡=1 +

𝑅𝑛

(1+𝑟)𝑡 - A

Where Bt = benefit in year t, Ct = investment and recurrent cost in year t, r = discount rate, Rn

= rest value of the investment in year n, and A = investment in year 0.

Costs: Basic beekeeping entails acquisition of beehives, smokers and appropriate protective

clothing (bee suits) (Kajobe et al., 2009). In creating an apiary, beekeepers incur an initial

labour cost as they need to clear any vegetation that might hinder the movement of the

beekeeper when inspecting the hives. Once the hives have been installed in the trees, they

require routine inspection for pest management and to monitor colony performance which

incurs further labour costs for routine inspection (Hilmi et al., 2011). Honey harvesting also

incurs several costs such as labour, honey storage equipment (airtight buckets) and a torch

(as hives are generally inspected at dusk or night due to their defensive behaviour) (Breed et

al., 2004). For scenarios that introduce a forage crop, seedling purchase costs, planting and

seedling maintenance costs were also added.

Benefits: Honey and beeswax were the main products collected in the region, with occasional

propolis harvesting (Table 6.3). For the cost-benefits analysis, we also considered these

products as per the initial field survey results.

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Interest rates, time and Unit prices: The choice of discount rate (10%) was based on the

lending rates from Centenary Bank for the year 2014 (Centenary Bank, 2014). This Bank

commonly offers loans for beehive purchases to farmers in Northern Uganda particularly in

the West Nile region (Aldo, 2011). A repayment period of 10 years was modelled and all

monetized values were converted from local currency (Ugandan shillings) at a rate of 2700/=

shillings to 1US dollar (the average exchange rate at the period of data collection). The unit

prices for inputs and products were based on the prevailing market prices at the time of the

study.

General assumptions: For all scenarios, derived benefits commenced in the second year

after an initial investment of 30% of total potential production followed by an annual increment

of 15% of the previous year’s honey yields from year three to six, remaining constant from

years six to eight and a decrease by 15% in years nine and ten. These assumptions are based

on the regional beekeeping practices where hive colonisation is contingent upon swarms

occupying empty hives. The quantity of propolis produced was held to be constant over the

period (Table 5.3). Beehives were considered to have no resale value by the 10th year due to

natural depreciation.

Chronology of the cost-benefit analysis

The process of cost-benefit analysis allowed the identification of economically viable

interventions and was structured as follows (Figure 12): -

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Figure 12: Schematic process of cost-benefit analysis

6.3.2.1 Description of beekeepers

Demographic profile of beekeepers

Approximately 74% of the beekeepers were aged 55 or younger. Most beekeepers were male

(78%). Only 40.61% of the study population had attained any education mainly at primary

level. Most beekeepers were late adopters (n=72) having less than 3 years’ experience in

beekeeping, followed by early adopters (n=51) a group that had 4 to 7 years and finally

innovators (n=42) having more than 8 years’ experience in beekeeping (Table 19). Most

beekeepers (68%) owned 22 beehives (average number for all beekeepers) (Table 20).

Step 1: Household survey: document the status of beekeeping in-terms of

production costs and generated benefits

Step 2: Literature review: to evaluate possible interventions to improve

beekeeping (creation of possible scenarios)

Cash flow analysis leading to NPV calculation considering all possible

scenarios Step 3:

Step 4: Monte Carlo simulation of the generated NPV values for each scenario,

generating plots of probability distribution of NPVs

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Table 19: Socio-demographic characteristics of beekeepers

Variables All beekeepers

(n=166) percent

Late adopters 1 to 3 years

(n=72) percent

Early adopters

4 to 7 years (n=52) percent

Innovators >8years (n=42) percent

Age categories vs adopter categories

X2 = 14.29*** 17-35 31 59 22 20

36-55 43 44 27 30

56-70 19 28 50 22

>70 19 18 45 36

Gender vs adopter categories

X2 = 2.812 Female 22 56 22 22

Male 78 40 33 26

Education vs adopter categories

X2 =13.14** No-formal 59 72 55 43

Primary 36 26 37 52

Secondary 4 1.4 6 5

Tertiary 0.6 0 2 0.00

Agro-ecological zone vs adopter categories

X2 =16.06*** Mid-northern 23 71 16 13

Eastern 42 33 39 28

West Nile 35 38 31 31

Scale of production vs adopter categories

X2 =16.17*** small scale (<22beehives)

68 53 29 18

Large scale (>beehives)

32 23 35 42

** refers to a significance at 5% and *** at 1%,

Beekeepers’ knowledge and group membership

Beekeepers held knowledge about local hive construction, honey harvesting, hive siting and

bee forage requirements. They tended to possess less knowledge about colony multiplication,

inspection and pest control (Figure 13). A small number of knowledgeable and experienced

beekeepers existed within each community. Most beekeepers were members of a

beekeepers’ group within the local community (n=149), but fewer were members of a savings

group (n=77) or a marketing group (n=16).

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Figure 13: Beekeepers’ knowledge across adopter categories. The line colours represent adopter categories, while dots represent level of beekeeping knowledge. Dots located towards 100% (outer level of the web) indicate a higher level of knowledge, while dots located towards 0% (inner level of the web) indicate a lower level of knowledge (Pearson chi -square test of distribution. Significance level = *0.1, **0.05, ***0.01 indicate significant differences of knowledge types held depending on beekeeper’s year of experience or adopter category).

Beekeeping equipment distribution

Beekeepers owned an average of 3.72 hectares per household and allocated 2.21 hectares

to crop production and the other 0.93 hectares for livestock with the remainder for homestead

use. Most beekeepers owned log hives (94%) and/or KTB and related hives (67%). Ownership

of log beehives was highest among beekeepers who held more knowledge about local hive

production. Only 28% of beekeepers had protective suits, whilst 36% owned a pair of

gumboots and 27% had a bee-smoker in their apiary. Only 19% of beekeepers owned

equipment such as airtight buckets, honey strainers, honey presses and extractors (Table 20).

0

20

40

60

80

100

Local hiveconstruction***

Hive siting**

Wild swarm capture*

Pest control

Honey harvesting***

Colony calendar***

Product processing**

Colony inspection

Colony multiplication

Colony feeding (beeforage)**

late adopters 1 to 3 years(n=72) percent

early adopters 4 to 7 years(n=52) percent

innovators >8years (n=42)percent

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Table 20: Distribution of beekeeping equipment

Equipment owned and their unit costs

Number of beekeepers (N)

Mean ± SE Minimum Maximum Early adopters >4years mean ± SE n=93

Later adopters <3years

mean ± SE n=73

Mann-Whitney U test- T statistic

Number of:

Beehives 163 22.00±1.22 2 75 28.00±2.77 16.04±1.58 4.23*

Log hives 153 14.49±1.06 1 70 19.00±1.63 10.00±1.34 4.23*

KTB hives 109 7.01±0.81 1 54 12.00±2.54 9.00±1.26 1.66.00

Langstroth hives 34 1.01±0.89 1 24 4.00±1.03 4.00±1.12 76.00

Pairs of gumboots 58 1.30±0.07 1 3 1.00±0.82 1.00±0.17 297.00

Bee suits 45 1.40±0.12 1 5 1.00±014 2.00±0.22 157.00

Smokers 41 1.50±0.07 1 3 1.00±0.70 1.00±0.26 136.00

Pairs of gloves 38 1.40±0.09 1 3

Airtight buckets 32 2.10±0.33 1 10 2.00±0.38 2.00±0.27 132.00

Bee brushes 27 1.60±0.33 1 3

Honey strainers 10 1.10±0.10 1 2 1.00±0.40 1.00±0.00 12.00

Hive tools 9 1.10±0.11 1 2

Honey extractors 1 1.00±0.00 1 1 0.01±0.10 0.00 ±0.00 3.43*

Unit cost (USD) of equipment

Log beehives 3.42±0.35 12 11

KTB hives 36.64±7.38 4 93

Langstroth hives 43.24±8.15 28 167

Gumboots 6.26±0.25 4 11

Bee suits 46.21±21 6 111

Smokers 11.44±1.79 6 22

Pairs of gloves 5.00±0.36 1 17

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Airtight buckets 7.84±2.58 1 44

Honey strainers 24.07±0.75 11 3

Hive tools 3.33±2.04 1 7

*Significant at 0.01 level. The unit prices are compiled for those beekeepers that purchased the beekeeping equipment themselves rather than receiving them cost free from donors.

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Harvested products, unit prices and scenario models

Honey, beeswax and propolis were the only products harvested (Table 21).

Table 21: Current beekeeping contribution

Variable Annual yield per beekeeper Mean ± s.e. (n=163)

Products (annual yields, kg)

Honey 13.42±1.39 Beeswax 3.51±1.26 Propolis 0.19±0.80 Current income benefit (annual income, USD)

Total household income 615.48±74.18 Honey 32.10±3.43 Beeswax 10.33±4.50 Propolis 0.58±0.34 Total beekeeping income 43.01±6.92 Proportion of beekeeping income 0.69 Unit prices of product (USD/kg)

Honey 2.61±0.14 Beeswax 3.01±0.36 Propolis 4.00±1.19

Six cost-benefit intervention scenarios were calculated as follows:

6.3.2.2 Scenario 1: The baseline (current state of beekeeping)

Costs and benefits under this scenario were based on estimates of the household survey

where beekeepers managed an average of 22 beehives on 3.7ha of land. Apiaries typically

comprised traditional fixed comb beehives (log and pot hives (n=14)), followed by removable

top bar hives (KTB and other related beehives (n=7)) and a one removable frame hive

(Langstroth and other related beehives). Other equipment included a smoker (n=1), a bee suit,

a pair of gumboots and an airtight bucket for honey storage. The mean unit costs of production

equipment were as follows: - log and pot hives ($3.42 US), KTB and other related beehives

($36.64 US), Langstroth and other related beehives ($43.24 US), smoker ($11.44 US), bee

suit ($46.21 US), pair of gumboots ($6.24 US) and airtight bucket ($7.84 US). Three products

were harvested, the mean yield of which was honey (13.42 kg/year), beeswax (3.51 kg/year)

and propolis (0.19 kg/year). The unit price of honey was $2.61 US/kg, beeswax $3.01 US/kg

and propolis $4 US/kg (Table 22).

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Other cost variables in this scenario included bee colony maintenance such as routine colony

inspection, equipment repair, torches and batteries. Maintenance costs were assumed to be

incurred annually. Unit labour costs were based on the hourly rate equivalent paid to casual

labourer in the survey villages ($2 US/day). Inspection costs were separated from harvesting

costs, because sometimes due to local workers fear of bees and limited knowledge, expert

beekeepers were hired instead to help with harvesting (Kalanzi et al., 2015). From the

household survey 57% of the beekeepers rarely inspected their colonies. Only 45% of

beekeepers harvested honey twice a year. We therefore assumed that beekeepers inspected

their colonies and apiaries six times/year. Frequent inspection of African honeybees e.g. every

two weeks, is discouraged because of their high absconding rate once disturbed (Strauss et

al., 2015) and reduced colony interference helps limit pathogenic infection (Pirk et al., 2016).

Inspections at a rate of six per year incurred a cost of $2US per inspection. Honey harvesting

is considered the most dangerous and difficult of all the apiary tasks and is therefore relatively

expensive with some beekeepers being paid in kind (honey). The two harvesting seasons in

the region incur a cost of $2US/day (a day is equivalent to 5hrs) and requiring approximately

five hours for 22 hives.

It was assumed a beekeeper would own airtight buckets with capacity to store 20kgs per

bucket. To filter impurities such as leaves or dust, beekeepers would need two strainer cloths,

for every 400 kg of honey processed. Gumboots were replaced every three years. Annual

marketing costs were estimated to be 10% of total revenue (de Oliveira, 2013). Unit product

prices were assumed constant for the years of intervention (Table 22).

6.3.2.3 Scenario 2: Beekeepers increase honey yields to national average

Scenario 2 investigated the potential of beekeepers in the study region to increase their yields

to the national average yield per hive type. The projected honey yield from each hive was

based on the following national mean yields for the three hive types: Langstroth: 15

kg/hive/year; KTB: 12 kg/hive/year; and the log hive: 8 kg/hive/year (UBOS & MAAIF, 2009).

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It was assumed that beekeepers would harvest and process pure wax for sale rather than the

current practice whereby 71% of wax is sold in honey and comb products. Estimation of

available pure wax was based on 10 kg of honey being sufficient to produce 1 kg of beeswax

(Bradbear, 2009).

An increase in honey production will require a corresponding increase in the number of storage

containers and filters. Inspection and honey harvesting costs for the beekeepers in this

scenario will increase to four times/month at $2 US per visit (as compared to six times a year

in scenario 1). Marketing and harvesting related labour costs were assumed to increase by

10% annually corresponding to increasing honey yields (Table 22).

6.3.2.4 Scenarios 3, 4, 5: The effect on income of changing hive type and number

We compared potential productivity changes of the three hive types mentioned in Scenario 1.

Scenario 3a to 3d evaluated the economic potential of the traditional beehive (fixed comb) at

four different configurations of hive numbers (5, 10, 15 and 20 hives). This was repeated for

removable fixed comb hives (Langstroth and related beehives) in Scenario 4; and removable

top bar hives (KTB and related beehives) in scenario 5. Thereafter their related productivity

potential was compared to ascertain the net present value (NPV) (Table 22).

6.3.2.5 Scenario 6: The effect of providing a nectar crop to bee forage

Maintaining out of season forage access for bees is a significant challenge for Ugandan

beekeepers (TUNADO, 2012a). We modelled the effect of adding Calliandra calothyrsus, a

year round nectar source in East Africa (Boland & Owor, 1996) to the forage environment. The

number of flowers produced per day from C. calothyrsus tree have been recorded at 1-34 with

a nectar volume of 20-50µl per flower per day (Boland & Owor, 1996; Macqueen, 1992).

Assuming an average nectar flow of 35 µl per flower at a sugar concentration of 20% with an

average of 17 flowers per plant, per day, the nectar volume per plant, per day would be

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expected to be 0.000595 kg over a 12 month period (Chamberlain & Rajaselvam, 1996;

Herandez-Conrique et al., 2007). Using the spacing of 1.5 m x 1.5 m, as recommended by

Chamberlain (2001), for C. calothyrsus each plant requires approximately 2.25 meters. The

land requirements depend on the number of trees planted and is thus: 0.1 ha for 500 trees,

0.2 ha for 1000 trees, 0.3 ha for 1500 trees and 0.5 ha for 2000 trees. We developed four

scenarios for C. calothyrsus addition and determined the subsequent NPV a beekeeper could

expect to generate. It was assumed that beekeepers would plant the C. calothyrsus between

their gardens, which they normally leave uncultivated. Thus, if a beekeeper planted 1500 C.

calothyrsus trees, the annual available nectar was expected to be 0.000595 kg per plant per

day x 1500 plants = 0.8925 kg x 365 days = 325.76 kg. Assuming only 20% of harvested

nectar is converted to honey, the beekeeper can expect a 65.15 kg (20% of 325.76 kg)

increase in honey yield. As honeybees compete for nectar with other insects and bats

(Hansenet al., 2007), available nectar to the bees was assumed to be reduced to 60%

(Hansen et al., 2007). This reduces the potential extra yield of available honey to 39.09 kg.

Unit costs per C. calothyrsus tree were estimated at $0.1 US while planting and weeding

costs per seedling were $0.03 US per plant (Franzel et al., 2014).

The underlying assumptions in this intervention are that there was sufficient pollen diversity

and other nectar sources and that added C. calothyrsus trees mainly served the purpose of

increasing honey yields. C. calothyrsus flowers after the first year (Herandez-Conrique et al.,

2007), and nectar yields vary across individual plants. Consequently, in years 1 and 2 it was

assumed that only 60% of total nectar would be obtained from the trees, followed by 80% in

subsequent years when tree maturation completes.

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Table 22: Mean cost for modelled scenarios*

Scenario 1 (base line)

Scenario 2 national

average yield

Scenario 3d (20 log hives)

Scenario 4d (20 KTB hives)

Scenario 5d (20 Langstroth

hives)

Scenario 6d (2000)

Calliandra trees)

Hypothesised revenue

Honey sales 61 413 726 530 1000 486 Beeswax sales 18 48 84 612 115 56

Propolis 0.8 0.8 0.8 0.8 0.8 0.8

Total benefits (Annual average) 81 461 811 1143 1116 543

Bee colony maintenance and product harvest

Labour for routine inspection @ per man hour for 24 92 118 120 120 92 Labour for product harvest and processing and packaging 14 68 117 140 159 68

Lighting touch and batteries 4 10 10 10 10 10 Gumboots pairs 1 1 1 0.6 0.6 0.6

Marketing 8 46 74 98.5 112 46.1 Straining cloth 0 0.4 1 0 2 0.4

Calliandra additional costs Plant weeding and maintenance 60

Total variable costs (a) 51 217 322 369 402 277

Investment costs Log beehives 48 47.88 116 48 47.88 48

Kenya top bar hive 256 256.48 256 989 256.48 256

Langstroth 43 43.24 43 43 908.04 43 Smoker 11 11.44 11 11 11.44 11

Bee suits pairs 46 46.21 46 46 46.21 46 Airtight buckets 8 82.71 259 177 200.31 93

Beehive siting Site clearing 4 4 12 16 16 4

Labour for hanging of beehives 4 4 12 16 16 4 Calliandra costs

Seedling purchase 60 Seedling planting 200

Total fixed costs (b) 421 496 75 1345 1502 766

Overall mean of total Costs (a+b) = Ct 471 713 1079 1715 1904 1043

* all vales are in (US dollars) was computed from a 10-year cash flow

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6.3.2.6 Monte Carlo modelling to simulate the range of Net Present Values

Due to fluctuations in input prices, variable costs and expected product yields, we incorporated

a probabilistic function to estimate the NPV (Mahdiyar et al., 2016). Conventional cost-benefit

analyses report deterministic NPVs, which assume static outputs, yet most outputs vary.

Consequently, a stochastic Monte Carlo model was used to generate the NPV based on a

random outputs model with a normal distribution function (Hacura et al., 2001; Mahdiyar et al.,

2016). Cash flows for each scenario were calculated, as well as the minimum and maximum

value of NPV (growth rate of the annual honey yields was assumed to be 15%). For each

scenario, a minimum and maximum value of the NPV was generated before adding a

distribution formula (triangular distribution) (=RAND () *(Max value-Min value) + minimum

value) as proposed by Platon & Constantinescu (2014). A 10,000 iteration model was run to

generate the NPV for each scenario.

6.4 Results

6.4.1 Income generating interventions for beekeepers

The cash flow analyses (Table 23) revealed that changing the hive type from a traditional (log

hive) to a frame hive (Langstroth) and/or top bar (KTB and similar hives) was the most

profitable intervention over a 10-year investment position. Except for the baseline scenario, all

other scenarios demonstrated an increase in NPV, suggesting that if beekeepers adopted any

of the modelled scenarios they could potentially increase their revenues (Table 24).

Beekeepers could have increased profitability by augmenting the number of traditional hives

without adopting any new hive systems, as three traditional hives had the same productive

capacity as one Langstroth style hive. Thus, traditional hives (log) have the capacity to

generate increased incomes if managed in the appropriate configuration.

The addition of Calliandra also increased the NPV, reaching peak benefit when planted at a

density of 1,500 per ha. Beyond this level marginal rates of income begin to diminish (Table

23). The least beneficial scenarios were the business as usual baseline (scenario 1);

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beekeepers’ achieving national average yields per hive (scenario 2), and the addition of 1000

Calliandra shrubs (scenario 3b) (Table 24). Figures 15 to 18 report the modelled profit

probability outputs based on the calculated NPV.

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Table 23: Discounted cash flows of suggested interventions*

Suggested intervention Year 0 Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Year 7 Year 8 Year 9 Year 10 Hypothesised percentage growth 0 0.3 0.45 0.6 0.75 0.9 0.9 0.9 0.9 0.9 0.9 Baseline -459 15 17 19 16 9 7 5 4 3 13 National average yield -608 1 68 123 163 85 65 49 38 29 126 Add 5 log hives -805 19 98 162 209 106 81 62 47 36 158 Add 10 log hives -873 28 119 191 248 125 96 73 56 43 186 Add 15log hives -948 37 140 224 287 144 110 84 64 49 214 Add 20 log hives -906 47 162 255 327 163 124 95 72 55 242 Add 5 KTB hives -1005 28 112 181 232 117 89 68 52 40 174 Add 10 KTB hives -1042 46 148 231 294 147 112 85 65 50 218 Add 15 KTB hives -1281 64 184 281 356 176 135 103 78 60 262 Add 20 KTB hives -1499 139 298 427 525 255 195 149 114 87 379 Add 5 Langstroth hives -868 34 123 195 249 125 95 73 56 42 186 Add 10 Langstroth hives -1125 59 170 260 328 163 124 95 72 55 242 Add 15 Langstroth hives -1399 84 217 324 407 200 153 117 89 68 297 Add 20 Langstroth hives -1656 109 263 389 486 238 181 138 106 81 353 Add 500 Calliandra trees -683 -2 70 130 173 90 69 52 40 22 58 Add 1000 Calliandra trees -748 -5 72 136 183 95 73 55 42 23 61 Add 1500 Calliandra trees -813 -8 74 142 192 100 77 58 45 24 65 Add 2000 Calliandra trees -878 -11 76 148 202 105 80 61 47 26 60

* all proposed interventions are modelled at adiscount rate of 10% over 10 years in incomes are in US dollars

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Table 24: Ranking of the suggested interventions*

Suggested intervention Initial investment

cost

Rank based on mean

NPV

Mean NPV (US dollar)

SE

Add 20 Langstroth hives 1,656 1 960 17

Add 20 KTB hives 1,499 2 855 16

Add 15 Langstroth hives 1,399 3 789 15

Add 15 KTB hives 1,281 4 739 14

Add 10 Langstroth hives 1,125 5 640 12

Add 10 KTB hives 1,042 6 595 11

Add 5 KTB hives 1,005 7 564 11

Add 15log hives 948 8 559 10

Add 20 log hives 906 9 530 9

Add 5 Langstroth hives 868 12 508 9

Add 10 log hives 873 11 503 9

Add 5log hives 805 14 476 9

Add 1500 Calliandra trees 813 13 378 7

Add 2000 Calliandra trees 878 10 376 7

Add 500 Calliandra trees 683 16 370 7

Add 1000 Calliandra trees 748 15 361 7

National average yield 608 17 357 6

Baseline 459 18 -196 4

*the ranking is based on mean NPVs generated in Monte Carlo analysis (95% confidence interval)

Outputs from scenario 1 suggest that most beekeeping enterprises based on this approach

are running at a loss as almost all the NPVs on the right-hand side of the linear forecast line

are negative (lowest -183, highest 43 US dollars) (Figure 14). Beekeepers lose up to $504 US

and can gain up to $134 US, with 80% of beekeepers predicted to be loss-making. For

scenario 2, most NPVs are positive (indicating profits) and there was a 50% probability that

beekeepers’ NPV values (values on the right-hand side of the forecast line) would fall between

a minimum profit of $378 US and maximum of $756 US. The maximum amount of loss reduces

to $193 US in this scenario.

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Figure 14: Predicted profit and loss current situation Predicted probability (%) of profit or loss based on the NPV.The red lines indicate loss while blue lines imply profit. The doted black line indicates a linear forecast line, NPVs on the right-hand side of that line symbolize optimum levels attained in an intervention and represents 50% of the predicted NPVs

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In scenarios 3a-d, the probability of beekeepers losing money is less than 20. By adding 5 log

hives (A), there is a 50% chance that beekeepers’ NPVs will range between $422 to $959 US

(above the forecast line on the right-hand side), with an estimated maximum probable loss of

$249 US (Figure 15). The addition of 10 log hives (B), there is a 50% chance that beekeepers

NPVs will range between $456 to $1043 US and the maximum loss estimated at $277 US. By

adding 15 log hives (C), about 50% of the NPVs will range between $496 and $1130 US with

a predicted maximum loss of $297 US. With the addition of 20 log hives (D), 50% of the NPVs

will range between $471 to $1063 US and the maximum predicted loss is estimated to be

$269 US.

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Figure 15: Predicted profit and loss log beehives. Predicted probability (%) of profit or loss if beekeepers varied the numbers of traditional beehives (log and related hives).

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All versions of scenario 4 are profitable with a substantially reduced probability of loss

compared to scenario 1. By adding 5 KTB hives (A), there is a 50% chance that generated

NPVs will range between $497 to $1161 US dollars, with a probable maximum loss of $333

US dollars (Figure 16). With the addition of 10 KTB hives (B), there is a 50% chance that

beekeepers NPVs will range between $526 to $1211 US with a probable maximum loss of

$330 US. By adding 15 KTB hives (C), 50% of the NPVs will range between $652 to $1524

US with a predicted maximum loss of $437 US. With the addition of 20 KTB hives (D), 50% of

the NPVs will range between $503 to $1760 US and the maximum predicted loss is expected

to be $503 US.

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Figure 16: Predicted profit and loss KTB hives Predicted probability (%) of profit or loss if beekeepers varied numbers of top bar beehives (KTB and related beehives).

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All versions of scenario 5 have a higher profitability ratio with a substantially reduced likelihood

of loss compared to scenario 1. With the addition of 5 Langstroth hives (A), there is a 50%

probability that NPVs will range between $451 to $1021 US, with a maximum possible loss of

$261 US (Figure 17). By adding 10 Langstroth hives (B), there is a 50% likelihood that

beekeepers NPVs will range between $565 to $1313 US and the maximum possible loss of

$370 US. Adding 15 Langstroth hives (C), suggests that 50% of the NPVs will range between

$695 to $1630 US dollars with a possible maximum loss of $473 US. By adding 20 Langstroth

hives (D), 50% of the NPVs will range between $852 to $1933 US and the maximum predicted

loss is $498 US.

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Figure 17: Predicted profit and loss Langstroth hives Predicted probability (%) of profit or loss if beekeepers varied numbers of frame beehives (Langstroth and related beehives).

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All versions of scenario 7 are profitable with substantially reduced probability of loss compared

to scenario by adding 500 Calliandra trees (A) (Figure 18) there is a 50% chance that

generated NPVs will range between $328 to $753 US, with a probable maximum loss of $203

US. With the addition of 1000 Calliandra trees (B), there is a 50% chance that beekeepers’

NPVs will range between $426 to $750 US and their maximum loss will be $233 US. By adding

1500 Calliandra trees (C), 50% of the NPVs will range between $335 to $767 US with a

predicted maximum loss of $206 US. By adding 2000 Calliandra trees (D), 50% of the NPVs

will range between $376 to $797 US and the maximum predicted loss is about $151 US.

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Figure 18: Predicted profit and loss Calliandra trees. Predicted probability (%) of profit or loss if beekeepers added varied quantities of Calliandra trees to boost nectar supply.

Scenario 6a: add 500 Calliandra trees A Scenario 6b: add 1000 Calliandra trees B

965 966 859 858

~ 753 750

8 646 ~ 642

" 540 8 534 :::;

öl 434 " 4211 > ~

" 328 > 318 ~ 222 ... e ... ... ~ 210 a. 116 ... "i) ... ... e 101 z 9 ... c.

"i) -7 -97 z

-115 -203 0.00 0.20 0.40 0.60 0.80 1.00 -223

Percentage probability of NPV occuring 0.00 0.20 0.40 0.60 0.8J 1.00 Percentage probability of NPV occuring

Scenario 6c: add 1500 Calliandra trees c Scenario 6d: add 2000 Calliandra trees D

983 1008 875 902

~ 767 797 8 ~

659 8 692

" 551 586 ~ 443 ~ 481 > öl

335 > 376 ~ 226 ~ 270 e a. 118 " 165 "i) Q. ... z 10 "i) 59 ...

-98 z 46 -206 -151

0.00 0.20 0.40 0.60 0.80 1.00 0.00 0.20 0.40 0.60 0.80 1.00 Percentage probability of NPV occuring Percentage probability of NPV occuring

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6.5 Discussion

This study demonstrates has quantified the latent potential for rural poor beekeepers in both

Eastern and Northern Uganda to ameliorate their economic resilience through beekeeping.

However, to maximize the income generation beekeepers may need to adjust current

management practices such as hive number and type configuration as well as incorporating a

year-round forage supply for their bee colonies.

Whilst modern hives such as top bar (KTB and related beehives) and frame (Langstroth and

related beehives) increase yields per hive, we suggest that in areas where modern hive

construction is unfeasible due to a lack of relevant skills, beekeepers should augment the

number of traditional hives at a ratio of three traditional to one modern. Based on the modelled

outputs from this study traditional beehives have sufficient production potential to generate

incomes above their current level. This finding is contrary to the general notion held by some

development actors that increased honey production is only possible through top bar and

frame hives.

The limitation of traditional hives is that beekeepers may not be able to inspect their colonies

due to the fixed nature of the combs (Kumar Gupta et al., 2014). Nonetheless, for novice

beekeepers (‘late adopters’ i.e. beekeepers with less than 3 years’ experience) who lack

sufficient financial capital and the requisite skills to acquire and manage modern hives, the

use of traditional hives should be encouraged as starting point. In the study location most

modern hives were either abandoned or ineffectively managed due to limited capacities of the

beekeepers (Amulen et al., 2017). This has important cost implications for both the beekeeper

and development agencies who tend to distribute modern hives as an alternative to the

traditional hive, without sufficient consideration or provision of the associated training

requirements (Amulen et al., 2017). Beekeepers whose bee-management skills are more

advanced (early adopters and innovators), it may be appropriate to encourage a combined

use of modern and traditional hives.

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For beekeepers who intend to investment in costly hive technologies like Langstroth, we

observe that buying fewer hives below 5 is least profitable (Table 5.6). It’s better instead a

beekeeper invests in 20 or 15 log hives which are cheaper and earn more income. So, for

such high cost technologies such as Langstroth acquiring few numbers is less profitable and

such beekeepers are less likely to recover their investment. This could be one of the many

reasons why beekeepers in West Nile who were offered beehive loans failed to payback. Since

the project may not have considered the minimum mix of modern and traditional beehives to

be added on the farm (TUNADO, 2012a).

The provision of year-round nectar sources such as C. calothyrsus demonstrated a significant

increase in revenue generation and a reduced risk of incurring a financial loss. This associated

benefit of planting forage crops and increasing hive yields and colony survival has been

evidenced in previous studies (Saturni, Jaffé & Metzger, 2016). There are many other services

that such trees offer to the beekeeper and the wider community the costs and benefits of which

were not included in the modelling. For example, C. calothyrsus is a multipurpose trees that

provides fodder, firewood, improved soil fertility, soil erosion mitigation and shade (Buyinza &

Mukasa, 2007; Hansen et al., 2007).

The challenge now presents itself as to how to translate an idealized conception of production

potential into a practical reality on the ground. This will require an inter-disciplinary holistic

approach that embraces the scientific, political, developmental and public dimensions.

6.6 Conclusion

This study has simulated possible investment options in the apiculture sector in Northern

Uganda to evaluate the potential to increase honey production at the farmer level. The

production potential for beekeepers was contingent upon achieving the appropriate

combinations of hive type, their number and the addition of year around forage crops

(Calliandra). The study suggests that, depending on the beekeepers’ skills and financial

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capacity an appropriate type of hive technology should be suggested. For beginners, the use

of traditional beehives to perfect the art of beekeeping is highly encouraged. As the

beekeeper’s advance in knowledge and management then top bar and frame hives can be

introduced. The minimum number of hives is key in profitability of beekeeping especially for

small land owners (3.7 ha) considered in this study.

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Chapter 7.

General discussion, pathways to improved beekeeping and areas for future research

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Chapter 7: General discussion, pathways to improved beekeeping and areas

for future research

7.1 Outline of general discussion

This study sought to understand why Uganda, like much of sub-Saharan Africa, is failing to

fulfil their potential as major honey producers. A multi-factorial approach attempted to

understand the key adoption factors driving or inhibiting beekeeping in Uganda. The four

stages of analysis comprised 1) identification of the socio-economic drivers and barriers of

beekeeping, 2) quantification of the toxicological status of the environment within which

honeybees and beekeepers operate, 3) a molecular and field-based assessment of the

prominent pathogens, parasites and pests that influence honey production and 4) modelling

of cost-effective interventions for increased honey production.

7.2 Socio-economic drivers and barriers of beekeeping adoption

Qn 1: What are the drivers and barriers of apiculture uptake in Uganda

Determining factors influencing adoption within a complex livelisystem is challenging yet

important for organisation of the beekeeping rural development agenda. This study provides

the first scientifically driven attempt to characterise and describe a range of both socio-

economic and natural factors impacting the wellbeing of beekeeping households. The few

previous studies that attempted to understand factors of beekeeping adoption

(Gebreyohannes, 2010; Kalanzi et al., 2015) neither specifically categorised nor quantified the

impact of beekeeping to household well-being.

Attractiveness of a farm enterprise like beekeeping to a household depends on scale of

accrued benefits such as income contributions (Kalanzi et al., 2015). The contribution of

beekeeping revenues to the household budget was low (7%). The relatively low returns of

beekeeping products may be acting as a disincentive to beekeeping adoption, since economic

self-reliance is critical (at times a question of life and death) to rural community actors who

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constantly re-organize their livelihood strategies to adapt to changing economic and

agricultural challenges (Hilmi et al., 2011). One possible explanation for this low revenue

contribution could be the limited exploitation of apicultural products. Currently beekeeping

incomes are generated from honey and beeswax sales. Yet beekeeping provides a broad

spectrum of benefits to rural communities through therapeutic product development,

pollination service commercialization and breweries (honey wines and beer) (Hilmi et al.,

2011). Such avenues could generate additional incomes to the beekeepers. However, to

generate high quality products for international and local markets, exploitation of this additional

services would require high technological knowledge and financial requirements. Thus,

beekeepers would have to be organized into cooperatives to exploit these benefits.

Furthermore, this low-income contribution could be resulting from the study focus which is

primary producers (beekeepers). It is well known that beekeepers operate in challenging

marketing environments such as low price offers by middlemen and distant markets (Hilmi et

al., 2011). What remains uncertain is whether the income contribution of beekeeping to

households would be higher if these farmers operated in a cooperative model and which actors

along the beekeeping value chain earns more. For beekeeping to become an attractive

enterprise, the benefits in terms of products and finances need to be increased, either through

increased production and/or increased added value (organic/Fair Trade).

Besides the low contribution, the beekeepers comprise some of the poorest members of the

study communities who are frequently identified and targeted by development agencies and

the government as suitable recipients of aid. Targeting of the rural poor in poverty alleviation

schemes is not a new concept as it thought that the most significant impact on livelihoods can

be achieved for those who find themselves at the bottom of the socio-economic ladder (Hilmi

et al., 2011; Kumar et al., 2014). This results implies that institutions such as government and

non-government organisations (NGO’s) play a key role in driving beekeeping adoption. In

Uganda over the past years since the 1980’s when NGO’s started promoting improved

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beekeeping practices (Muwesa, 1985). The transition of beekeepers from traditional (hanging

in livelisystem) to the improved or modern (stepping up livelisystem) remains a big challenge.

Production has consistently remained below expectations of both beekeepers and

development actors raising questions on whether the applied intervention approaches are

working.

This study reveals that most development interventions place emphasis on input supply

(beehives) with less focus on beekeeping management skills (knowledge). Furthermore, the

group approach of management is not working at production level, most group managed

beehives are neglected or poorly managed. Because of such approaches, the relatively

expensive beehives end up being poorly managed and failing to obtain the desired targets

(Figure 19). Group approach could however still be maintained for knowledge sharing,

savings and credit and marketing of beehive products.

Figure 19: Illustrates poor beehive management and barriers. (A) poor siting of the modern beehives, the hive was placed under direct heat leading to melting of beeswax and absconding shown in (B). (C) Due to poor hive workmanship, some beehives remained half closed highlighted in yellow. This indirectly affects honey yields. (D) Abandoned frame hives Langstroth) in an apiary from West Nile. (E) A beekeeper in Kitgum demonstrates how he dresses to harvest his honey from the traditionally hanged beehive in figure (F).

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The long-term sustainability of beekeeping lies on changing the current approaches by placing

more focus on practical knowledge and beekeeping skills development instead of mere

beehive distributions, promoting pro-poor beekeeping technologies such as low cost beehives

that use locally available materials and can be made by beekeepers themselves and creation

of business hubs along the beekeeping value chain.

Furthermore, the failed transition of beekeepers from low honey production to improved state

could be that the training approach currently used is not adequate. From unpublished data

(Amulen, 2017), most beekeepers were given short trainings of one to five days in a classroom

as opposed to practical and long term nurturing approach. Poor service provision can be

partially attributed to the changes that extension service departments have undergone in

recent times, leading to reduced staffing levels, poor beekeeping knowledge and skills of the

extension agents, and limited or non-existent mentoring, monitoring and supervision of

beekeepers (Bukenya, 2010). The appropriate governance and distribution of agricultural

knowledge is vital to enhance the possibility of increased uptake of new on-farm technologies

such as beekeeping (Röling, 2015). The strength of current knowledge diffusion appears to

depend solely on the beekeepers themselves. Future studies should therefore explore the

potential for alternative knowledge delivery mechanisms aimed at facilitating low-cost

beekeeping information sharing.

7.3 Toxicological environment of beekeeping Uganda

Qn 2. What is the pesticide burden within the apicultural environment?

Honey from developing countries such as Uganda is generally expected to be organic (‘free

of agrochemicals’). Since pesticide usage is reported to be comparatively low in developing

countries such as Uganda (Schreinemachers & Tipraqsa, 2012), and as such, honey and

beeswax from these regions is a desired product in international markets (van Loon &

Koekoek, 2006). Indeed, this study confirms that honey and beeswax from agroecological

zones with less intensive agriculture such as Mid-Northern could qualify to be classified

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organic since ‘zero detections’ were observed. Such regions could be strategic spots for

Uganda to begin promoting their honey and beeswax in the international market. Generally, it

can be concluded that all honey from the sampled regions qualified to be traded at local,

regional and international markets. Since all pesticide residue detections were below the

maximum limits set for apicultural products by the EU (European Commision, 2005). Similarly

beeswax from these pesticide “free zones” would be highly demanded especially by

pharmaceuticals and food additive industries that are cautious of human health risks due to

pesticides and antibiotic resistance. Worth noting is that fulfilment of agrochemical residues is

one of the many phytosanitary standards that beekeepers must meet before export. Equally

important factors such as the status of honey quality and traceability along the value chain

were not explored in this study.

The future of agrochemical use in Uganda is growing, with the ever-increasing agricultural

intensification and climate changes. For example, a recent massive outbreak of armyworm

infestations led to promotion of pesticide combination of lambda-cyhalothrin (106 g / litre of

water) and thiamethoxam (141g / litre of water) (Manishimwe, 2017). As more pest outbreaks

within crop or livestock production occur, the increasing trend is projected. This has negative

implications to the currently favourable market for Ugandan honey as levels of agrochemical

contamination in hive products will increase. Because of this farmer need to be sensitized on

regulated use of agrochemicals near apiaries and probably future research to design suitable

pest control strategies for farms with beekeeping.

Presence or contact of agrochemicals in hive products such as honey, beeswax or honeybees

has great implications to honeybee health. Although not all agrochemicals are considered

toxic to honeybees, some of the pesticides such as imidacloprid and thiamethoxam detected

in this study are known to be highly toxic to honeybees (University of Hertfordshire, 2007).

With the projected increasing trend of pesticide use, honeybee health maybe threatened

hence improved honey production affected.

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One would urge that since most pesticide residue detections were traces (below limit of

quantification) effects to honeybee health would be minimal. Contrary to that the sub-lethal

effects of some of these agrochemicals to honeybee health could be greatly affecting their

survival and productivity. Compounds such as neonicotinoids and fungicides have been

reported to affect worker bee navigation and a range of other non-lethal but detrimental effects

(Brittain & Potts, 2011; Fischer et al., 2014; Wu-Smart & Spivak, 2016). Moreover, the

response of honeybees to specific pesticides is known to vary according to genotype

(Rinkevich et al., 2015). Implying that although this study provides an inventory of possible

agrochemical contaminants in hive products, a detailed assessment of the roles of

neonicotinoids and the catalytic role of certain fungicides used in the study region needs to be

evaluated.

In summary, this PhD has generated three contributions towards understanding the

toxicological environment of beekeeping. First it confirms presence of organic honey

production spots, secondly highlights the threats to honeybee health arising from

agrochemicals and an inventory of likely pesticide contaminants within the beekeeping

environment and thirdly in method of analysis an improved clean-up step of freezing out

products at -80oC, ensuring the elimination of all lipids contained in beeswax and honeybees

has been developed (Herrera et al., 2016). This now allows us to provide more reliable

analyses of any detected compounds (Herrera et al., 2016; Wiest et al., 2011).

7.4 Major pathogens, parasites and pests

Qn 3. What pathogens, parasites and pests act as barriers to beekeeping?

One of the key contributions of this study to honeybee health is expanding knowledge on

distribution of some of the unreported honeybee pathogens in East African honeybee colonies

for example Apicystis bombi, Spiroplasma spp, Trypanosomatid spp, Phoridae spp. In addition

to confirmation of the previously reported honeybee viruses, Aethena tumida, Varroa

destructor, Galleria mellonella (Chemurot, 2017; Kajobe et al., 2010; Muli et al., 2014). The

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above results indicate that the scope of honeybee pathogen environment in Uganda is still

growing as a confirmation of this there has been a recent detection of a new species of

Nosema (Chemurot, 2017). Also besides honeybees, Uganda is also known to host stingless

honeybee populations especially in the forest ecosystems (Kajobe, 2007) and recently there

has been interest to domesticate such insects for increased honey production. Understanding

of the health status and defence mechanism within such groups of insects would be

interesting. Since the generated information would enable enrich discussions on interspecies

infections as evidence in honeybee health surveys within Europe and USA already indicate

the interspecies nature of these pathogens and parasites (Ravoet et al., 2013; vanEngelsdorp

et al., 2009). Even within honeybees, more detailed prevalence studies for both wild and

domesticated colonies with a much broader scope of pathogens are encouraged.

Most of the detected pathogens have been associated with honeybee colony losses in both

Europe and the USA (McMenamin & Genersch, 2015; Runckel et al., 2011; vanEngelsdorp et

al., 2009), suggesting potential future similar threats to Ugandan honeybee colony health.

Some of the sampled colonies that tested positive for viruses also contained Varroa destructor

and Aethena tumida indicating the potential for combined and aggravated threats to colony

health. The virulence of viruses is reported to increase when in the presence of Varroa

destructor (Le Conte et al., 2010), as the mites can vector the viruses through the colony (Le

Conte et al., 2010). The emerging role of Aethena tumida in vectoring viruses such as DWV

has also been reported (Eyer et al., 2009). Whilst this study cannot conclude whether the

same is happening for Ugandan honeybees’ regular prevalence monitoring is required. Such

monitoring and repeated experiments of the role of pathogens, parasites and pests in colony

development and survival in Ugandan bee colonies is essential, as A. m. scutellata A. m.

adansonii may have different modes of resisting disease incursion. G. mellonella was

widespread and caused considerable damage to colonies (samples were collected in the dry

season when most honeybee colonies are weak), due to the practice of Ugandan beekeepers

dropping used beeswax within the apiary.

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In the advent of declining bee forage availability, combined with increased pesticide use and

climate change, the impact of biological threats such as viruses and parasites on Ugandan

honeybee health may suffer significant challenges in the medium-term future. Consequently,

the need for well-informed beekeepers, capable of basic parasite identification and control as

well as an organised national disease surveillance programme for honeybees is urgent.

An important outcome of this study in respect to sampling honeybees for health, is the

development of a technique to collect forager honeybees at the entrance of beehives before

opening for inspection. Compared to previous methods of opening the beehive and collecting

adult’s bees (both young and adult bees collected in the process). This approach is much

better since mainly adult bees are engaged in foraging and the same group is at high risk of

honeybee health challenges. Besides even highly defensive African bee races can be sampled

during day time if one is interested on foragers only.

7.5 Estimated production potential for increased honey production

Qn 4. What is the production potential?

This study demonstrates that even traditional log hives have the capacity to augment honey

production and should not be abandoned but rather be encouraged as part of a beginner’s

beekeeping package. This finding runs contrary to the current practice of both government

and development agency approaches that actively promote a complete shift from local hive

use to the purportedly improved removable top bar and frame (Adgaba et al., 2014; Aldo Hope,

2011). Whilst it is generally understood that improved hives can generate higher incomes,

beekeepers with limited skills are ill-equipped to effectively exploit these expensive

technologies. Hence, there is an equally urgent need for new beekeepers to improve their

skill-set by using traditional beehives before progressing on to more modern alternatives.

Improved hive usage should be encouraged for those with advanced beekeeping husbandry

knowledge. The effective use of Langstroth hives is challenging within African rural

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communities because of the additional requirement for honey extractors which are

comparatively expensive. Transporting full Langstroth honey-frames is also problematic due

to the poor condition of rural roads (Sacks et al., 2016). As such, honey tends to be processed

by destructively removing combs.

Honeybee nutrition is key if honey production is to increase within Northern Uganda. The

investment models in this study suggest that the addition of a suitable year-round bee forage

plant can substantially improve yields. There is a need to incentivise the planting of forage

crops that can provide a year-round food supply for bees, without which bees will tend to

abscond from the hive when food supplies are scarce. Whereas we could model one plant

(Calliandra). Under real field situations honeybees prefer diverse diets (Di Pasquale et al.,

2013). Inclusion of diverse honeybee diets in the models was limited by inadequacy of

information on the reproductive biology of most bee forage plants. Therefore, for increased

honey production, interventions need to consider the number of beehives per area of bee

forage (carrying capacity) an aspect that remains an uphill task. From field observations

(Unpublished Amulen), many beehives were crowded within limited honeybee forage

environment. Honeybee nutrition remains crucial for reduced negative impacts of honeybee

pathogens on honeybee health and its direct contribution towards increased honey yields.

7.6 Strength and limitations of the study

The strength of this study lies in its multidisciplinary and multifactorial approach, detailing and

informing the many aspects that are required to underpin future attempts to promote

beekeeping as a poverty alleviating tool and to increase Ugandan honey production targets.

This was a cross-sectional study and data was collected during the dry season. For

biophysical factors, which tend to vary by rainfall season and agricultural activity, a longitudinal

assessment comparing seasons would allow the development of more robust analyses

especially for our understanding of the influence of pathogen in African honey bee colonies.

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7.7 Conclusions

Adoption of beekeeping was driven by a range of socio-economic and biophysical factors such

as market access to appropriate hives, links with NGO’s or government agricultural extension

departments and adopters’ knowledge level of beekeeping management. Toxicological

assessment suggests that honey from the region is free of pesticides and even the beeswax

positive samples only have low traces which fall below maximum residue limits for export to

the EU. Furthermore, the biological threats associated with honey bee colony losses in Europe

such as honeybee viruses, Varroa destructor and Aethina tumida are also present in Ugandan

honeybees, although no significant correlation was detected between pathogens and

pesticides. Beekeepers could improve their current production levels through a careful choice

of hive type and the planting of appropriate year-round forage.

7.8 Pathways to improved beekeeping

Based on the issues raised above, the value chain needs adjustment from the current state

(hanging in -no profit) towards an improved situation (stepping up). To avoid the current

beekeepers from falling (impoverished beekeeping businesses) and ultimately quitting due to

discouragement.

Knowledge-based beekeeping. Knowledge is primary in development of the beekeeping

value chain. In this case government and non-government organisations need to change from

just distributing inputs to focusing on practical skills development along the honey value chain.

To develop knowledge based beekeeping the following needs to be put in place;

i) practical training manuals applicable to Ugandan situations -this has partly been

addressed by the ministry of agriculture. A practical beekeeper’s manual with

illustrations was launched in 2013. This manual should be improved and translated

into local languages. District extension staff need to be re-tooled with recent

beekeeping knowledge.

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ii) setting up field training centres within communities that can act as applied research

centres as well as field demonstration sites. This can be achieved through academic,

community, private, public (ACP3) partnerships. Academic institutions help with

research and new knowledge generation, while private individuals and companies

support in entrepreneurship and technology uptake. Public institutions like

government extension departments for information dissemination and joint nurturing

and then the community who are the ultimate beneficiaries to accept an participate as

beneficiaries and training centres.

iii) Beekeeper led extension service. Initially experienced beekeepers can be selected

within communities and trained on various aspects on apiary management. These

expert beekeepers will then lead a group of other beekeepers (minimum 20) for easy

monitoring. The main challenge in knowledge assimilation is follow up and nurturing

(an expert routinely visits the beekeepers) of the trained farmers, at this stage

research institutions e.g. universities become useful. Since there are students

frequently in need of farm attachments and research centres they could be

encouraged to visit beekeeping farms. The challenge is the lack of accommodation

facilities for such students. Beekeeper to beekeeper visits can also be organised with

the district commercial and agricultural extension offices of government.

Business-oriented beekeeping. Entrepreneurs need to be created along the honey value

chain in every beekeeping community to build confidence and create awareness of the

possibilities beekeeping can offer. Currently beekeepers are engaged in all activities in the

value chain i.e. equipment makers, honey producers, processers as well as traders. Such may

not allow time to concentrate on increased production. The business clusters/ hubs or

entrepreneurs can be created during training and depending of level of capital available for

each individual farmer. For example, training on beekeeping equipment making can be done

at bee equipment makers, honey refinery for training on product processing and quality, apiary

site for a training on production and apiary management. Note: for processing cooperatives

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or large scale private investors should be encouraged with farmers as shareholders to ensure

quality management of products as well as access better markets.

Marketing associations and cooperatives: These are essential specially to enable the

created entrepreneurs along the honey value chain within the community market their

products. Farmers can be guided to organise themselves. In the Ugandan case the district

commercial offices are mandated to create such associations. Within these associations,

village savings and credit facilities can also be added. As a start-up, these communities need

to be supported by government microfinance scheme. Trainings on group dynamics, financial

management and conflict management among others can be offered by universities. The

national beekeeper’s association (TUNADO) can also support in beekeeper organisation.

Product diversification and niche branding: The region has potential to fetch premium

prices from niche branding, based on quality (organic) and forage types (cassia honeys, shear

nut). But before this an inventory of most abundant tree species combined with honey quality

assessment needs to be done a task that can be done by universities. The awareness created

among traders and farmers to conserve these tree species as they are niche brands for their

honey. Other products such as honey wines or beer, this could be private sector-led initiatives.

Transition towards organic farming practices: beekeepers need to be sensitised on when

to apply agrochemicals to their fields. This can be achieved through trainings and media

communications that all stakeholders, i.e. government, NGOs, universities and community

extension workers are engaged in.

Improved honeybee nutrition environment: With the increasing droughts, nutrition’s is key.

The first step is planting of essential forage plants like Calliandra. To promote this plant within

communities, a partnership with dairy development organisations (Heifer project, send a cow),

government extension services, university research trials and beekeeper associations would

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be necessary. Since the plant offers feeds to dairy and most farmers in this region value dairy

cows more than bees, they would be more inclined to plant hence indirectly benefiting the

honeybees. Being that they also face a firewood challenge such advantages could be fronted

for promotion of the plant. Planting of Calliandra would be regulated to prevent the plant from

becoming evasive.

Other honeybee forage plants need to be documented, their flowering periods and

reproductive biology documented. To enable development actors plan in terms of carrying

capacity. The research can be done by universities, then government extension departments

engage in dissemination of the information to the beekeepers.

Research-led disease surveillance system: To manage and plan prevention strategies, the

health status of honeybees needs to be monitored. To achieve this the following steps can be

applied;

i) Training of beekeepers on basic honeybee pest identification, observable clinical signs

of diseases and colony sampling techniques. To enable them report and send samples

to institutions like the national research organisation, universities and government

extension department. Training can be a joint activity between the above-named

organisations.

ii) Laboratories within these research institutions need to be equipped on honeybee

health diagnostics. For this external support from government, donor organisations

maybe sought.

iii) Enhance the diagnostic skills of laboratory technicians in honeybee health diagnostics.

Universities like Makerere University that have laboratory training courses could

introduce such aspects in their curriculum.

iv) To policy, they need to develop a national honeybee or pollinator health survey plan

and demarcate zones based on threat levels.

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7.9 Areas for future research

Future studies should focus on;

Knowledge dissemination mechanisms: Development of knowledge based, farmer

led extension system. Since the approach needs to be tried out, meaningful delivery

mechanisms need to be designed through applied research. Evaluation of the

effectiveness of development agencies’ provision to the beekeeping sector.

Marketing: Consumer preferred attributes of honey and hive products need to be

assessed to enable beekeepers, produce required product standards. Market

segmentation study to enable beekeepers produce to their desired niche markets.

Product quality Evaluation of pesticide residues and seasonality in plant pollen,

drinking water sources and plant secretions to examine all routes of contamination.

Also, quality and forage based classification of honey and other related products

should be conducted. Product development research for example exploring honey

wine or beer flavours to introduce with herbs in the Ugandan market.

Honeybee and other pollinators health research: Evaluate the sub-lethal effects of

detected pesticides and pathogens to honeybee health using the Ugandan genotype

Apis mellifera scutellata. Furthermore, screen for pathogens in other insect species

like the stingless bees.

Production: Field validation of modelled beekeeping interventions to determine the

impact on beekeeper household income of processing high value products.

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Summary, list of tables and list of figures

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Summary

Beekeepers in Uganda have the potential to increase their household incomes through

increased production and trade of honey and other hive products. Despite meeting the

eligibility criteria required to export hive products to the EU, production remains suboptimal

with only 1% of the existing potential being utilized. This thesis presents the findings of a

multidisciplinary approach to the identification of possible explanatory variables to explain the

low production levels across three agro-ecological zones of Northern Uganda. The socio-

economic drivers and barriers of beekeeping adoption (beekeepers and non-beekeepers

alike) were explored using an array of social research techniques, such as semi-structured

interviews, household surveys and economic modelling. A total of 304 household interviews

identified beekeepers that were economically disadvantaged compared to their non-

beekeeping counterparts. Adoption of beekeeping was contingent upon the level of

provisioning services of non-government organisations and Government agricultural

extension departments that generally supplied modern beehives. Being a member of a farmer

group also increased the likelihood of an individual adopting beekeeping. Most beekeepers in

the study were small scale producers (owning <22 beehives) and generated low honey yields.

Insufficient beekeeping knowledge, fear of defensive behaviour of bees and limited financial

capital were the primary barriers to beekeeping adoption.

Unlocking the honey production potential requires access to appropriate local and

international markets, and such access is contingent upon hive products being free of

pesticides residues. Equally, for beekeepers to be successful they need to ensure the long-

term health of their bees. To evaluate these issues a toxicological assessment was undertaken

of hive products (honey, honeybees and beeswax) to better characterise the relative

pervasiveness of the environment within which bees operate. A total of 36 agrochemicals

known to be used in the area was assessed using liquid chromatography mass spectrometry

(LC-MS/MS) and gas liquid chromatography with electron capture (GC-ECD). Traces of

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neonicotinoids, organophosphates, carbamates, organophosphorus, tetrazines and

diacylhydrazines were detected in beeswax samples from the study regions. Some of the

compounds are considered highly toxic to bees (e.g. chlorpyrifos, dimethoate). Apiaries

located in within the bee foraging range of citrus and tobacco farms had higher frequencies of

pesticides than other less intensive cropping areas, suggesting a link between agricultural

activity and pesticide exposure. All detected concentration levels were below the lethal doses

for honeybees and the maximum residue limits for apicultural products per EU standards.

Moreover, no pesticides were detected in honey and beeswax from the mid-northern

ecological zone. The presence of pesticide ‘free zones’ signifies the potential to promote

organic honey from Uganda, which would allow higher value added product prices.

The potential of known biological threats to Ugandan honeybee colonies was assessed

through field observations and molecular laboratory analysis. A total of 286 colonies was

sampled from 142 apiaries. Some of the detected pathogens associated with colony losses in

Western countries e.g. honeybee viruses, Varroa destructor, Aethina tumida, Galleria

mellonella and trypanosomatid spp, were detected in Ugandan honeybee colonies. Some

colonies that tested positive for honeybee viruses were also found to contain pesticides,

Varroa destructor and Aethina tumida. Although monitoring the sub-lethal effects of the

interaction between parasites, pesticides and honeybee viruses was beyond the scope of this

study, the presence of detectable pesticides poses a possible threat to honeybee health and

the sustainable continuation of apiculture in the region.

Finally, based on data captured in the socio-economic survey, profitable and low risk

alternatives for improving honey production in the region were modelled using cost-benefit

analysis. Alternative combinations of beehive type and number, coupled with the addition of

supplementary bee forage provision were modelled to determine the critical production levels

for individual beekeepers. The models revealed that currently beekeepers were generally

operating at a loss. However, with improved beekeeping skills (through the delivery of more

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targeted and appropriate extension services), increased number of hives and the addition of

bee forage resources, significant increases in production capacity could be realised.

Ugandan beekeepers have the potential to substantially increase honey production and

international trade. Realisation of this potential is strongly contingent upon the delivery of

suitable training and addressing the pre-existing environmental constraints such as

inappropriate pesticide use, pathogen and pest control and inadequate year-round foraging

resources.

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Samenvatting

Een verhoogde opbrengst en toename in de handel van honing en andere honingbij producten

geven imkers in Uganda de mogelijkheid hun inkomens te vergroten. Uganda slaagt er echter

niet in te exporteren naar de EU, ondanks de grote inspanningen om zich te registreren als

een geschikt exportland. De productie blijft suboptimaal en slechts 1% van de potentieel wordt

benut. Om de honingproductie te vergroten in Uganda werd een multidisciplinaire studie

uitgevoerd waarbij zowel socio-economische als biofysische factoren werden bekeken die een

mogelijke barrière vormen. De studie werd uitgevoerd in drie agro-ecologische zones in Noord

Uganda. Als eerste werden de socio-economische drivers en barrières van de bijenteelt

onderzocht. Dit werd gedaan door gebruik te maken van methodes gebruikt in de sociale

wetenschappen. Een semi-gestructureerd enquête werd opgesteld waarbij zowel imkers als

niet-imkers betrokken werden. In totaal werden 304 families geïnterviewd. Met deze studie

werd voor de eerste maal in Uganda geprobeerd de impact van de imkerij op het welzijn van

families te categoriseren en te kwantificeren. Deze studie bracht aan het licht dat imkers het

mist welgesteld zijn vergeleken met de geïnterviewde niet-imker families. Het starten met de

bijenteelt werd voornamelijk gedreven door niet-gouvernementele organisaties (NGOs) en

door de overheid gesteunde landbouwvoorlichting; hier werden starters voornamelijk voorzien

van moderne types van bijenkorven. Ook de betrokkenheid bij de boerengemeenschap

vergrootte de kans dat families begonnen met het houden van bijen. De meeste imkers in

deze studie waren kleine producenten (<22 bijenkorven) die slechts een zeer lage

honingopbrengst hadden. Onvoldoende kennis over de bijenteelt, angst voor agressief gedrag

van de bijen en een beperkt financieel vermogen waren de belangrijkste barrières om te

starten met bijenteelt.

In een tweede deel werd de voedselveiligheid van bijenproducten onderzocht, dit om te kijken

of deze bijenproducten voldoen aan de strenge lokale en internationale eisen in verband met

pesticide residu’s. Daarnaast hebben pesticiden ook een negatieve invloed op de

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gezondheidstoestand van de bijen. Er werd een pesticide residu analyse uitgevoerd op de

hele bijenkolonie (op de honing, honingbijen en bijenwas). In totaal werden 36 agro-

chemicaliën, die gebruikt worden in de regio, onderzocht met LC-MS/MS en GC-ECD. Sporen

van neonicotinoïden, organofosfaten, carbamaten, organofosforcomponenten, tetrazinen en

diacylhydrazinen werden teruggevonden in de bijenwas. Sommige van de gedetecteerde

producten zijn zeer toxisch voor honingbijen (bv. chloorpyrifos, dimethoaat). Bijenstanden

dicht bij citrus en tabaks-teelten vertoonden meer residu’s dan standen in minder intensief

beteelde gebieden. Dit toont de potentiele link tussen landbouwactiviteit en blootstelling aan

pesticiden. Al de gedetecteerde hoeveelheden waren beneden de letale contact concentraties

voor honingbijen en onder de maximale residu limiet voor bijenproducten volgens de EU

standaard. Meer zelfs, er werden geen pesticides gedetecteerd in de honing en

bijenproducten afkomstig uit enkele regio’s. Deze “pesticide-vrije zones” zouden het mogelijk

maken om biologische honingproductie in Uganda te promoten, welke een hogere financiële

opbrengst zou kunnen betekenen. De invloed van de gevonden pesticiden op de gezondheid

van de bijen dient echter nog steeds gemonitoord te worden.

Een gezonde bijenkolonie zorgt voor een potentieel hogere honingopbrengst. De potentiële

biologische bedreigingen in de vorm van ziektes en pathogenen werden onderzocht via

veldobservaties en moleculaire analyses in het labo. In totaal werden 286 kolonies gescreend

uit 142 bijenstanden. In deze studie werden verschillende pathogenen die geassocieerd

worden met “colony losses” in westerse landen teruggevonden zoals honingbijvirussen,

Varroa destructor, Aethina tumida en Trypanosomatidae spp. Onderzoek naar de subletale

effecten veroorzaakt door de interactie tussen pathogenen en pesticiden viel buiten de scope

van deze studie. Echter de aanwezigheid van zowel pesticide residu’s als pathogenen doet

vermoeden dat deze subletale effecten weldegelijk aanwezig zijn, gebaseerd op voorgaand

onderzoek. De wasmot werd ook teruggevonden en verhindert waarschijnlijk ook de optimale

honingproductie.

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Ten laatste, gebaseerd op data uit de socio-economische studie van dit onderzoek, werden

de meest winstgevende en minst riskante alternatieven voor het verbeteren van de

honingproductie in de regio gemodelleerd aan de hand van investeringsanalyse tools zoals

een kosten-batenanalyse. Alternatieven zoals het type van bijenkast, het aantal bijenkasten,

toevoeging/aanplanting van voedselrijke planten voor de bijen en het verbeteren van de

huidige bijenteelt praktijken werden vergeleken met de huidige situatie. De modellen toonden

dat imkers in hun huidige toestand met verlies werken. Het verbeteren van bijenteelt

praktijken, vermeerderen van voedselrijke planten voor de bijen vergroten de kans op een

grotere opbrengst. In tegenstelling tot de algemene gedachte dat enkel moderne types van

bijenkorven winstgevend zijn, blijken ook de lokale bijenkorven winstgevend te zijn. Deze

studie bevestigt dat de hoeveelheid voedselplanten voor bijen, het type bijenkorf en de kennis

van de bijenteelt de hoofdcomponenten zijn voor een winstgevende bijenteelt.

Er kan geconcludeerd worden dat de bijenteelt in Uganda potentieel heeft om te groeien en

internationaal te exporteren. Imkers moeten gesteund worden aan de hand van het leveren

van de geschikte kennis, zodat ze betere keuzes kunnen maken en hun bijenstallen

winstgevend kunnen beheren. Echter moeten de biologische bedreigingen steeds blijven

gemonitord worden om de honingbijpopulaties te garanderen voor de toekomst.

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List of tables

Table 1: Beekeeping initiatives in Northern Uganda ................................................................. 11

Table 2: Common bee forage sources ...................................................................................... 16

Table 3: Sample size distribution across agroecological zones .............................................. 25

Table 4: Socio-demographic characteristics of households .................................................... 27

Table 5: Factor loadings for well-being indicators* ................................................................... 29

Table 6: Agricultural extension services .................................................................................... 31

Table 7: Step 1: Probit estimation of predictors of beekeeping adoption ................................ 33

Table 8: Step 2: Estimation of beekeeping adoption intensity ................................................. 34

Table 9: Provision of beehives ................................................................................................... 35

Table 10: Products and income contribution ............................................................................. 35

Table 11: Analysed compounds and method validation for beeswax ..................................... 52

Table 12: Method validation for honeybee samples ................................................................. 53

Table 13: Method validation for honey samples ...................................................................... 54

Table 14: Percentage distribution of detected pesticides ......................................................... 55

Table 15: Mean residue levels of detected pesticide residue concentrations*........................ 57

Table 16: List of primers used in PCR ....................................................................................... 71

Table 17: Detected parasites, pathogens and pests ................................................................ 74

Table 18: Distribution of mixed infections and infestations ...................................................... 75

Table 19: Socio-demographic characteristics of beekeepers ................................................... 87

Table 20: Distribution of beekeeping equipment ....................................................................... 89

Table 21: Current beekeeping contribution ............................................................................... 91

Table 22: Mean cost for modelled scenarios* ........................................................................... 95

Table 23: Discounted cash flows of suggested interventions* ................................................ 98

Table 24: Ranking of the suggested interventions* .................................................................. 99

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List of figures

Figure 1: Illustration of three levels of interventions assessed................................................... 2

Figure 2: The beekeeping livelisystems (adapted from Dorward, 2014) ................................... 4

Figure 3: The structure and layout of the thesis .......................................................................... 6

Figure 4: Uganda’s honey imports and exports. ....................................................................... 13

Figure 5: Geographical trade flow of honey............................................................................... 14

Figure 6: Summary of livelihood asset capitals. ........................................................................ 21

Figure 7: Fixed comb beehives. ................................................................................................. 23

Figure 8: Removable top bar beehives. ..................................................................................... 24

Figure 9: Removable frame beehives. ....................................................................................... 25

Figure 10: Comparing the mean well-being .............................................................................. 30

Figure 11:Demonstration of new sampling technique. .............................................................. 47

Figure 12: Schematic process of cost-benefit analysis ............................................................. 86

Figure 13: Beekeepers’ knowledge across adopter categories................................................ 88

Figure 14: Predicted profit and loss current situation ............................................................. 100

Figure 15: Predicted profit and loss log beehives. .................................................................. 102

Figure 16: Predicted profit and loss KTB hives ....................................................................... 104

Figure 17: Predicted profit and loss Langstroth hives ............................................................. 106

Figure 18: Predicted profit and loss Calliandra trees. ............................................................. 108

Figure 19: Illustrates poor beehive management and barriers............................................... 116

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Supplementary data

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Supplementary tables

S1: Determinants of beekeeping adoption

Variables (Factors) Responses

Household characteristics Age numeric Number of household members numeric Household income numeric Well-being index numeric Land acreage numeric Gender (1=male; 0=females) Education (no formal education 1=yes, 0=no;

primary 1=yes, 0=no; secondary 1=yes, 0=no; tertiary 1=yes, 0=no; secondary & tertiary 1=yes, 0=no)

Main income sources (1=on-farm, 2=off farm, 3=non-farm)

Land ownership (1=own land, 2=do not own, 3=share land)

Access to agricultural & beekeeping extension

Agricultural extension services & beekeeping (1=yes; 0=no)

Training on management of agricultural enterprises & beekeeping

(1=yes; 0=no)

Training on agricultural & beekeeping products processing

(1=yes; 0=no)

Routine extension agent visits (1=yes; 0=no) Agricultural inputs & beekeeping equipment support (1=yes; 0=no)

Agricultural and beekeeping products market information

(1=yes; 0=no)

Sources of extension services NGOs (1=yes; 0=no) Government (1=yes; 0=no) Private consultation and community based (1=yes; 0=no)

Fellow farmers (1=yes; 0=no) Media (1=yes; 0=no) Drivers to farmer diversification Parents (1=yes; 0=no) Access to training (1=yes; 0=no) Personal interest (1=yes; 0=no) Prospects of high income (1=yes; 0=no) NGO and government (1=yes; 0=no) Seeing fellow farmers start beekeeping (1=yes; 0=no)

Barriers to farmer diversification Limited knowledge (1=yes; 0=no) Fear of aggressiveness (1=yes; 0=no) Limited capital (1=yes; 0=no) Limited land space (1=yes; 0=no) No interest in beekeeping (1=yes; 0=no) Doubt profitability of beekeeping (1=yes; 0=no) No market (1=yes; 0=no) Non-beekeeper’s attitudes towards beekeeping (1=not at all interested; 2=not interested;

3=somewhat interested; 4=Interested; 5=very interested)

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S2: Household well-being score card used

Indicator Category Description

1 Food 3 Two meals a day

2 One meal per day

1 Sleep hungry at times, beg for food, can't afford food 2 Food security 3 Have not experienced a period of food shortage within the last year

2 Have experienced a period of food shortage within the last year, lasted <2months

1 Have experienced a period of food shortage within the last year, lasted >2months

3 Feed 3 Frequently buys sugar, meat and fries food

2 Occasionally buys sugar, meat and fries food

1 Rarely buys sugar, meat and fries food

4 Animals 3 Somebody in the household has cattle

2 Nobody in the household has cattle, but they have goats, sheep, pigs, poultry)

1 Nobody in the household has any animals

5 Land 3 Own land (leasehold, customary and freehold) more than 5 acres (2.0ha)

2 Own Land (leasehold, customary and freehold) less than 5 acres (2.0ha)

1 Do not own land or own less than 1acre (0.4ha)

6 Off-farm employment

3 Somebody in the household has 'high entry costs' a job like professional, business (trading, transport) (more paying)

2 Somebody from the household has off-farm income like tailoring,

building, craft making, brewing beer, charcoal, selling food

1 Nobody from the household is engaged in off-farm employment

7 Labour 3 Nobody from the household works for others as a casual labourer 2 Somebody from the household works for others as casual labourer,

but either only 3 months or less per year or more than three months but not more than once a week

1 Somebody from the household works for others as a casual labourer more than 3 months per year or less than 3 months per year but almost everyday

8 Hire labour 3 Hire labourers for at least two of the following tasks: land clearing, ploughing, planting, wedding, harvesting

2 Sometimes hire labour

1 Do not hire labourers or hire labourers for one task only

9 Housing 3 Have houses with bricks or plastered walls and iron or tile roof

2 Have houses with unburned bricks old iron sheets, grass thatched but very neat

1 Have houses with Mud walls, grass thatched roofs, need repairs 10 Education 3 Have children or somebody in a private school

2 Have not had anyone in private school or secondary school 1 Children are not in school

11 Dressing 3 Own shoes, new clothes within the last 3 months

2 Does not own shoes or at least got new clothes 6 months ago, children are almost naked

1 Both woman and children last had new clothes a year ago 12 Bedding 3 Sleep in a bed and mattress, even the children

2 Only parents sleep on a mattress, children on a mat or polythene

1 All of them on a polythene, or mat no one owns a mattress

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13 Marital status 3 Household head is male or married woman

2 Household head is a widow, single or divorced woman

1 Household head is orphaned child, youth

14 Age 3 Old (56-91 years)

2 Middle-aged (36-55 years)

1 Youth (17 -35 years)

15 Social capital 3 In many associations (farmer groups, burial groups, community groups)

2 Not in any association (farmer groups, community groups)

1 Unable to join a burial group (cannot pay subscription)

16 Scarce assets 3 Owns a motorcycle, bicycle, radio, mobile phone

2 Owns at least small radio, and a bicycle, mobile phone

1 Do not own any of the above

Table modified from (Friis-Hansen Esbern, 2005)

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S3: Summary statistics of household wellbeing indicators Variables All farmers,

n=304, Percentage

Non-beekeepers, n=138, Percentage

Beekeepers, n=166, Percentage

Chi-square value df =2

1 Meals per day vs beekeeper 59.18***

sleep hungry 35 12 53

one meal per day 38 46 31

two meals per day 28 42 16

2 Experienced food shortage and how long it lasted vs beekeeper 34.31*** food shortage >2 months 30 17 42

food shortage <2 months 35 33 37

no food shortage within last year 35 51 22

3 Type of animals owned vs beekeeper 7.014**

no animals in household 25 25 26

no cattle but goats, sheep and pigs 30 23 36

owns cattle 45 52 39

4 Land ownership of the household vs beekeeper 1.45 do not own and share 14 12 16

own <5 acres 31 30 32

own >5 acres 55 58 52

5 Any member of household in off farm employment vs beekeepers 74.80***

no off-farm employment 35 12 54

small paying business 22 53 40

someone in high paying business 3 35 5

6 Any member of household hired as casual labourer vs beekeeper 7.38**

casual labourer everyday 26 21 31

casual labourer <once a week 33 30 36

nobody as casual labourer 40 49 34

7 The household hires labour vs beekeeper 19.47***

do not hire labour 33 20 43

sometimes hire labour 41 45 38

hire labour 26 35 19

8 Type of house owned vs beekeeper 88.47***

grass thatched roof, mud walls 65 37 88

unburnt bricks old iron sheets, grass neat

23 38 10

brick houses and iron roof 12 25 2

9 Children in the household school vs beekeeper 15.20***

no children in school 31 22 39

no child in private school or secondary 33 32 34

children in private school 36 46 27

10 Ownership of new clothes and shoes vs beekeeper 58.90***

no new clothes >1 year 44 22 62

no new clothes <6 months’ children almost naked

33 38 29

own shoes, new clothes in the last 3 months

23 39 9

11 Sleep in mattress vs beekeeper 75.60***

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all family sleep in mat or polythene 50 24 72

only parents sleep in mattress, children on mat

42 67 20

sleep in bed and mattress even children

9 9 8

12 Marital status of household head vs beekeeper 5 13.33***

orphaned child youth 3 1

widow, single divorced 7 2 11

male or married woman 90 97 84

13 Age vs beekeeper 0.22

old 26 27 26

youth 30 28 31

middle-aged 44 45 43

14 Use of rare items like sugar, cooking oil vs beekeeper 35.77***

rarely buys sugar, meat or fries food 40 23 54

occasionally buys sugar, meat and fries food

28 29 27

frequently buys sugar, meat, fries food 33 48 20

15 Membership in any groups vs beekeeper 21.56***

unable to join even burial group 7 13 2

not in any farmer groups 17 22 13

in farmer group and other associations 76 65 86

16 Ownership of any scarce assets vs beekeeper 4.91

do not own any of the above 23 28 18

own small radio, bicycle 44 43 45

own mobile phone, motorcycle and bicycle

33 29 37

*** refers to significant at 1% level, and ** = significant at 5%

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S4: Household questionnaire

The purpose of this questionnaire is to document the socio-economic characteristics of beekeeping and

non-beekeeping households; perceptions, knowledge and attitudes of these households towards

beekeeping; examine the current livelihood options available; barriers to women participation and their

major sources of income.

Introduction:

Dear respondent this is to introduce Ms Amulen Deborah Ruth a graduate student of Ghent University

conducting research on barriers to beekeeping in your region. The information obtained from this study

will be handled with respect and confidentiality. It shall be used for academic purposes; with your

consent, should I begin the interview?

Questionnaire No._______________Locality________________GPS No:………………….

A. Socio-demographic characteristics of the respondents fill or tick in the adjacent boxes.

Code Attribute Tick Tick Tick Tick

A.1 Sex Female Male

A.2 Age

A.3 household head Female Male

A.4 Marital Status Single Married Divorced

A.5 Household members

A.6 Land ownership Own land Do not Share land

A.7 Land acreage

A.8 Education level No formal Primary Secondary Tertiary

A.9 Main income sources On-farm

Off farm

A.10 Years in beekeeping None <1year

2-3years 3-5years >5years

B. Livelihood options, land allocation and economic contribution

B.1 Does this household engage in crop farming? Yes = No =

B.2 If yes which crops are grown in this household? Tick in box below;

Crop code Tick crop grown

1 Cassava

2 Sorghum

3 Millet

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4 Sweet potatoes

5 Maize

6 Groundnuts

7 Beans

8 Cowpeas

9 Tobacco

10 Cotton

11 Simsim

12 Pigeon Peas

13 Other Crops

B.3. Does this household keep livestock? Yes = No =

B.4 If yes which livestock are reared in this household? Tick in the box below:

Livestock Tick Number of livestock

1 Cattle

2 Sheep

3 Goats

4 Pigs

5 Poultry

6 Other

B.5 Does anyone in this household engage in off-farm activities? Yes = No =

B.6 If yes, what are these non-farm activities? Tick and add them.

Code Off farm employment Tick

1 Small Business

2 Civil Servant

3 Charcoal Burning

4 Teaching

5 Politician

6 Brick Laying

7 Others

B.7. What made you to choose the above crops and livestock? Tick and add list .

Reasons Tick

1 Knowledge about It

2 Market available

3 Higher income

4 Household consumption needs

5 Culture

6 Interested

7 Status

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B.8 Comparing crops and livestock; what uses most of your land? Fill the acres

No Enterprises Acres

1 Livestock

2 Crops

B.9 Where does money for this household come from? Fill table below;

No Frequency of Income Amount

Sources of Income Monthly Per season

Annually

1 Crop sales

2 Livestock sales

3 Off farm employment

4 Other sources (non-farm employment)

*fill in the frequency the farmer can remember

Reasons for not adopting beekeeping: (non-beekeepers)

C.2 If you do not keep bees, what are your reasons? If you keep bees go to C.4

Attribute Tick

1 Limited knowledge 2 No interest

3 Fear of bees 4 No capital 5 Limited space for beekeeping 6 No market for products

7 I Don’t think it can make money 8 Others Total

Factors for attraction to beekeeping

C.3. For Non-Beekeepers: Under what conditions would you consider starting beekeeping?

Conditions for beekeeping Tick 1 Training on beekeeping

2 Market Availability 3 Land (Space) 4 Capital

5 Advisory support 6 Not Interested at all 7 Income from Bees

8 Time Availability 9 No Need I Am Rich 10 Security

11 Others

C.4 For Beekeepers: If you keep bees, what attracted you to beekeeping? Tick and add if not on the list

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Attribute Tick

1 My parents 2 Training 3 Personal interest 4 Income

5 NGO’s 6 Others name them

Assessing social networks

C.7 Group membership: for beekeepers and non-beekeepers are you a member of any of the following groups

Group Tick

1 Farmers group 2 Marketing Group

3 Beekeepers association (for beekeepers) 4 Burial Group

5 Savings Group

Assessing the current knowledge level of beekeepers

C.8 Which aspects of beekeeping do you know? Please tick and add

Beekeeping knowledge Tick

1 Local hive construction

2 Hive sitting

3 Capturing swarms

4 Pest and disease control

5 Honey harvesting and processing

6 Bee forage calendar

7 Other product processing

8 Proper hive inspection

9 Colony multiplication techniques

10 Feeding (water)

Assessing major sources of the current knowledge and skills

C.9 Where did you get this knowledge from? Please tick and add

Knowledge Source Tick

1 Fellow beekeeper 2 From relative 3 Extension agent 4 Newspaper 5 Radios 6 Agricultural shows

7 Trial and error

Assessing Current Beekeeper Constraints

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C.10 What problems do you face in beekeeping? Choose at least 6

Challenges Tick

1 Aggressiveness of bees 2 Bush fires 3 Theft of hives and product

4 Drought 5 Limited knowledge 6 Pest and diseases

7 Limited space 8 Limited market for our products

Push factors for non-beekeepers not adopting beekeeping

C.11 For Non-beekeepers: What are your fears of beekeeping? Choose at least 6 add any (continue to C 13)

Challenge Tick

1 Aggressiveness of bees 2 Bush fires 3 Theft of hives and products

4 I Have no knowledge 5 Not sure it is profitable

6 No space to place the beehives

Assessing beekeeper’s current investment capacity and sources of equipment

C.12 which of the following beekeeping equipment do you have?

no Materials Tick How many

home made

locally made& materials purchased

Provided on credit donated Cost

Number of years owned

1 Log Hives

2 KTB Hives

3 Langstroth

4 Bee Veil

5 Gloves

6 Boots

7 Bee Overall

8 Water Sprayer

9 Airtight Bucket

10 Honey Strainer

11 Smoker

12 Bee Brush

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13 Hive Tool

14 Honey Extractor

E. Extension service barriers

E.1:1 Do you have Access to any form of beekeeping extension services (Tick)

Yes

No

E.2: Which form of beekeeping extension services do you access? Tick and add if missing

Extension services Tick 1 Training on management

2 Training on product processing 3 Routine visits by extension agent 4 Supply of beehives

5 Market information Other

E.3: Who provides these beekeeping extension services to you? Tick

Source of extension service Tick

1 Government 2 NGOs 3 Private (community based) 4 Fellow Farmers

5 none

F. Bee products produced and marketing

F.1 Which Products do you harvest; what is the annual yield; what do you do to them? And what is the price per kg of each of the products?

Use

Products Quantity/ year

Home consumption

Sale Price /kg

1 Honey

2 Bees wax 3 Propolis 4 Pollen

5 Bees

F.4 Who buys your bee products? Tick

No Buyer Tick

1 Middlemen

2 Processing companies

3 Beekeepers cooperatives

4 Fellow members in community

5 Others specify

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F.5 Which place do you sell your products from?

No Places Tick

1 At home

2 Nearby market

3 Agricultural shows

4 Village ceremonies

5 Others specify

F.6 What is the distance in kilometres from your home to the nearby market?

………………………………………………………………………………………………………………………

F.7 How do you transport your products to the market?

No Means of Transport tick

1 Bicycle

2 Vehicle

3 Foot

4 Animal Traction

5 Others Specify

F.8 What constraints do you face in marketing your bee products? List them

No Constraints 1 Market is far

2 Poor roads

3 Poor weather

4 Low demand

5 Product damages

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Curriculum vitae

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Curriculum Vitae

Ms Deborah Ruth Amulen was born on 21st of November 1982 in Kumi Uganda. Deborah

obtained her Primary Leaving Certificate in 1996 from Wiggins primary school passing in

division two. Then she joined St Mary’s Girls school Madera for her ordinary level certificate

where she obtained division one, enabling her to join St Lawrence citizens high school for

her Advanced Level certificate of education taking Biology, Chemistry, Geography and

Mathematics as Principal subjects. In August 2003, she obtained a government scholarship

to pursue Bachelor of Science in Animal Production Technology and Management at

Makerere University, Graduating with second class upper (CGPA 4.08) in October 2006.

Through Sida-scholarship funding, Deborah enrolled for a Master of Science in Livestock

Development Planning at Makerere University graduating in 2013 with a first-class honour

(CGPA 4.74). In October 2013 under the commonwealth scholarship Deborah got a research

stay at Bangor University. In June 2014, she obtained her Erasmus mundus (CARIBU)

scholarship funding to pursue PhD in Applied Biological Sciences at Lab of Agrozoology within

the department of Crop Protection at the faculty of Bioscience Engineering under the

supervision of Prof. dr. ir Guy Smagghe. During her PhD, she has investigated barriers to

increased honey production in Uganda. Outputs of her study were and will be published in

international journals.

Other short trainings and research stays:

In 2011 under the VLRUOS scholarship Deborah attended an ITP course at Ghent University

entitled Beekeeping for poverty alleviation under the coordination of Prof Frans Jacobs, during

that course she won a rotary price for best project presentation in her cluster. From January

to July 2013, Deborah attended international diploma in dairy husbandry and small scale milk

processing course under the scholarship of PTC Netherlands obtaining an Outstanding

diploma.

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Publication list

Publications from PhD work: 2017

1. Amulen, Deborah Ruth, Marijke D’Haese, Elizabeth Ahikiriza, Jacob Godfrey Agea,

Frans J. Jacobs, Dirk C. de Graaf, Guy Smagghe, Paul Cross (2017). The buzz about

bees and poverty alleviation: Identifying drivers and barriers of beekeeping in sub-

Saharan Africa. PLoS One 12, no. 2 (2017): e0172820.

2. Amulen, Deborah Ruth, Spanoghe, P., Houbraken, M., Tamale, A., de Graaf, D.C.,

Cross, P., Smagghe, G. (2017). Environmental contaminants of honeybee products in

Uganda detected using LC-MS/MS and GC-ECD. PLoS One 12(6): e0178546.

Publications outside PhD 2016

1. Andrew, Tamale, Ejobi Francis, Muyanja Charles, Irene Naigaga, Nakavuma Jesca,

Ocaido Micheal, Katuhoire Anne, and Amulen Deborah. "Perceptions about mercury

and lead in fish consumed in Lake Albert fishing communities Uganda." Cogent Food

& Agriculture 2, no. 1 (2016): 1220344.

2. Andrew Tamale, Margraret Nabulime, Connie Naava, Amulen Deborah, Monica

Anyieko, Glaston kenji, Millocent Ngonga and Sifuna Mayende: (2013) Performance

of Broiler Chicks Feed on May flies (Ephenoptera and/ or Whole Grain diets in Lake

Victoria Basin. http://medwelljournals.com/abstract/?doi=rjpscience.2012.50.53

3. Amulen, D. R. (2012). Socio economic factors influencing goat production and

consumption of goat meat by the rural population in selected districts in the cattle

corridor of Uganda (master’s dissertation, Makerere University).

4. A. Tamale, F. Ejobi, J. Rutaisire, N. Isyagi, L. Nyakaruhuka and D. R Amulen (2010).

"Implication of aquaculture production husbandry practices on fish health in Uganda."

Africa Journal of Animal and Biomedical Sciences 5(1). Afri.j.anim.biomed.sci 2010-

04-19

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Conference proceedings during PhD

1. Poster presentation: Title Status of pests and pathogens in Ugandan honeybee

colonies URL: http://www.ugent.be/bw/crop-protection/iscp/en/proceedings 68th

International Symposium on Crop Protection; held on May 17th 2016 at Ghent

university.

2. Poster presentation: Title Unlocking barriers to profitable beekeeping in Northern

Uganda: 5th International Scientific Meeting on Sustainable Livelihoods in Africa; held

on 28th June to 1st July at Makerere University, Kampala

3. Oral Presentation: Title: Emerging threats to Ugandan honeybees; Pilot study

reveals presence of pesticides and honeybee pathogen. National Symposium for

Applied Biological Sciences 2017. URL: http://www.biw.kuleuven.be/nsabs2017

4. Poster presentation: Title Environmental contaminants of honeybee products in

Uganda detected using LC-MS/MS and GC-ECD. URL https://www.ugent.be/bw/crop-

protection/en/news-events/events/69thiscp 69th International Symposium on Crop

Protection; held on May 23rd 2017

Conference Proceedings outside PhD

1. A, Tamale, A. E. F. R., J; Isyagi, Nelly; Nakavuma, Jessica; Nyakarahuka, luke;

Amulen, Deborah Ruth (2010). Prevalence of columnaris,ectoparasites and fungal

conditions in selected fish farms in Uganda International conference on

agrobiotechnology, biosafety and seed systems in developing countries:Tapping Agro-

Biotech potential for improved seed production and utilisation, Imperial Royale hotel

Kampala Uganda

2. A, Tamale; F. Ejobi; J,Rutaisire;N, Isyagi; Nyakarahuka, L; D.R. Amulen (2009).

Aquaculture production in Uganda: Fish health status. The 13th East, Central &

Southern Africa Common Wealth Veterinary Association Regional Meeting and

International Scientific Conference. 8th-13th November 2009 Imperial Royale Hotel,

Kampala-Uganda, Common Wealth Veterinary Association: 35-36.

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3. Tamale A; Kisaka J; Nyakaruhuka L; Amulen D R. 2009. Fish hygiene practices in

Uganda. Collaboration between Makerere faculty of veterinary medicine and North

Dakota state university seminar proceedings, Faculty of Veterinary Medicine Makerere

(June 19th 2009).