topic a lecture 7 - statute law without cases
TRANSCRIPT
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Legislation
Statute law (legislation) now constitutes that partof the law which most dominates our social andcommercial lives.
Legislation is the formal declaration of legalrules by parliament and people or bodiesauthorised by parliament.
While there are clear procedures to be followed tocreate a statute, the task of applying it to a givensituation and of determining just what it meansmay, at times, be very complex. That task is for
the courts to carry out.
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S
tatute law Statute law is made by parliament and any
subordinate bodies to which parliament hasdelegated legislative power.
Statute law can last for ever or until it ischanged.
Statute law can be made retrospective.
Where statute law and common law conflict,statute law will prevail to the extent of theconflict.
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The origins of Parliament
In Anglo-Saxon England, the Great Councils ofbishops, abbots and other leaders advised theKing
After 1066, the Norman Kings continued thetradition with the Kings Council.
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The origins of Parliament
Under the Magna Carta in 1215, King Johnagreed to obtain the common counsel of thekingdom by summoning the Council whenmaking law.
The Westminstermodel of parliamentarygovernment eventually evolved from this.
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Parliamentary sovereignty
By the 17th century, English politics wasdominated by the struggle for law-making
supremacy between the Crown and Parliament.
In the revolution of 1688, King James II wasdeposed.
Eventually Parliament was victorious and thejudiciary accepted that Parliament was thesupreme legislative authority.
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Parliamentary sovereignty
The principle of Parliamentary sovereignty means neither more nor less
than this, namely, that Parliament thus defined has under the English
constitution the right to make or unmake any law whatever, and, further,
that no person or body is recognised by the law of England as having a
right to override or set aside the legislation of Parliament.
Dicey,Law of the Constitution, 1927
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Parliamentary sovereignty
In Australia, the principle of Parliamentarysovereignty is modified to the extent that:
the Federal system requires the division of legislativepower between the Federal Parliament and the StateParliaments
Parliament cannot legislate to limit its future sovereignty(although it can bind itself as to the manner and form or
procedure for passing legislation)
in practice, political considerations restrain the powersof Parliament.
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The legislative process
The original idea for legislative change maycome from:
government policy a government department
a parliamentary committee
a law reform body
criticism of legislation in a judgement
a pressure group.
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Drafting of a Bill
The original idea is translated by parliamentarylaw-drafters into the form of draft legislation,called a Bill.
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The Parliamentary process
The Bill goes through the following stages ineach House:
first reading stage second reading stage
committee stage
third reading stage.
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Disagreement
If:
the Senate rejects a Bill passed by the House ofRepresentatives
the Bill is reintroduced into and passed by the Houseof Representatives after 3 months
the Senate again rejects the Bill
then under s 57 of the Constitution the
Governor-General may dissolve both houses ofParliament (double dissolution) and call anelection.
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Disagreement
If the deadlock continues with the newParliament, the Governor-General can convene
a joint sitting of both houses.
If the Bill receives a majority vote, it ispresented to the Governor-General for assent.
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Royal assent
After being passed by both Houses, the Bill ispresented to the Governor-General (orGovernor) for Royal Assent, whereupon itbecomes an Act of Parliament.
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The date of operation
The Act will commence:
from the date specified in the Act or
a date to be fixed by proclamation or if the Act is silent as to its commencement:
from the date of Royal Assent (State Acts)
28 days after Royal Assent (Federal Acts).
Parliament has the power to declare an Act tobe retrospective, but this power is usedsparingly.
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Delegated/subordinate legislation
The function of the executive branch ofgovernment is to administer and enforce the lawsenacted by Parliament.
However, the range and detail of legal regulationin modern society makes it impracticable forparliament to do that.
Accordingly, a range of legislative power isdelegated by the parliament to the Executive
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Delegated/subordinate legislation
Laws made by bodies other than parliament whichhave been authorised by parliament to make suchlaws and referred to as subordinate legislation.
It is not an original source of law as it derives itseffectiveness from an Act of Parliament, and itsvalidity can be challenged in court.
Subordinate legislation must fall within the ambitof the given enabling Act or it will be held ultravires (void).
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The current process
The regulation is drafted by a public servantand submitted to the Executive Council.
It is then signed by the Governor-General andnotified in the Government NoticesGazette.
It is laid before each House of Parliament, butthis is a passive process if no objection israised, the regulation is passed.
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Reforming the process
The process can be improved through the use of:
sunset clauses which provide a fixed life for a law
regulatory impact statements: agencies must first list aproposed regulations costs, benefits and alternativesavailable to the public
mandatory consultation with affected businesses
more effective parliamentary scrutiny
better public access to laws.
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The need for interpretation
It is unlikely that legislation can ever be draftedwith such precision and clarity thatinterpretation is not required.
Language is by its very nature imprecise.
Example: When John met his uncle in thestreet, he took off his hat.
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The need for interpretation
The duty of the courts is to ascertain and give effect to the will ofparliament as expressed in its enactment. In the performance of this duty
the Judges do not act as computers into which are fed the statutes and the
rules for the construction of statutes and from whom issue forth the
mathematically correct answer They are not legislators, but finishers,
refiners and polishers of legislation which comes to them in a state
requiring varying degrees of further processing.
Donaldson J, Corocraft Ltd v Pan American Airways Inc. [1968] 3 WLR 714 at 732
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Liberal or literal interpretation?
We do not sit here to pull the language of Parliament and of ministers topieces and make nonsense of it. That is an easy thing to do, and it is a
thing to which lawyers are too often prone. We sit here to find out the
intention of Parliament and of Ministers and carry it out, and we do this
better by filling in the gaps and making sense of the enactment than by
opening it up to destructive analysis.
Denning LJ, Magor and StMellons Rural District Council v Newport Corporation [1950]
2 All ER 1226 at 1236
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Liberal or literal interpretation?
The general proposition that it is the duty of the court to find out theintention of Parliament and not only of Parliament but of ministers also
cannot by any means be supported. The duty of the court is to interpret
the words that the legislature has used; those words may be ambiguous,
but, even if they are, the power and duty of the court to travel outside
them on a voyage of discovery are strictly limited.
Lord Simonds, Magor and StMellons Rural District Council v Newport Corporation [1952]
AC 189 at 191
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Methods of statutory interpretation
Court uses
Common
law rulesStatutory rules
PrecedentCommon law rulesfor statutory
Interpretation
Examples:
Literal approach
Golden approachMischief Rule or
Purposive approach
Maxims
Acts Interpretation
Acts
Objects
Clauses and
definitions
sections in Act
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Rules of statutory interpretation
When a dispute arises, and if the definitionsin the Act are of no help, there are a numberof sources of guidance for the courts:
Common law rules of statutory interpretation
Acts Interpretation Acts
- a purposive reading directing the courts tointerpret legislation in such a way that it reflectsthe intention of the legislators
Maxims
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Common law rules of statutory interpretation
The literal or plain meaning approach
The golden rule approach
The mischief approach
The purposive approach
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Statutory interpretation
The literal or plain meaning approach
The court should give a literal effect tothe legislative language.
The Act is read as a whole and, if itsmeaning is plain, that is the end of thematter.
No attempt is made by the court tointroduce extrinsic material.
Case: Fisher v Bell [1961] 1 QB 394
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Statutory interpretation
The mischief approach
Where words or phrases are ambiguous,vague or uncertain the courts will try todiscover the overall intention of thelegislature by reading the Act as a wholeand ascertaining the state of the law priorto the passing of the Act.
Case: Smith v Hughes [1969] 1 WLR 830
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Acts Interpretation Acts
Each jurisdiction in Australia has an ActsInterpretation Act.
These Acts shorten the content of other Acts by,for example, prescribing meanings for frequentlyused terms.
They also contain provisions requiring apurposive approach to interpretation, andpermitting the use ofextrinsic materials.
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Purposive approach
Acts Interpretation Act 1901 (Cth) s 15AA(1)
In the interpretation of a provision of an Act, a construction that would
promote the purpose or object underlying the Act (whether that purpose of
object is expressly stated in the Act or not) shall be preferred to a
construction that would not promote that purpose or object.
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Use of extrinsic materials
Extrinsic material are materials or documentsnot forming part of the Act being interpreted.
The common law position is that extrinsicmaterials are not to be used by judges indetermining legislative intention.
Section 15AB of the Acts
Interpr
etati
on Act 1901(Cth) now provides that courts may refer to
extrinsic materials, although many judges arestill reluctant to do so.
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Statutory interpretation - maxims
There are a number of guides (maxims) to help thecourts determine the meaning of a word of which threeof the better known are:
Noscitur a sociis
- a word is known by the company it keeps. The meaning of a
word or phrase is to be derived from its context.
Case: Prior vSherwood(1906) 3 CLR 1054
Ejusdem generis (the class rule)
- general words at the end of a list of particular words should be
read down in the light of the meaning of the specific words
Expressiouniusestexclusio alterius
- the express mention of one member of a list or class implicitlyexcludes other members of the list or class