to m.e. and marta

183
A METHOD PARTIALLY TO PREDICT DEFORMATIONS FOR DRAINED CONDITIONS IN BRACED EXCAVATIONS by Theodore von Rosenvinge IV B.S. Eng. Northeastern University (1978) Submitted in part of the requirements Master of ial fulfillment for the degree of Science at the Massachusetts Institute of (August 1980) Q Theodore von Rosenvinge Technology IV Signature of Author Department of Civil Engineering, August 14, 1980 Certified by Thesis Supervisor Accepted by Chairman, Departmental Committee on Graduate Students of the Department of Civil Engineering. MASSACHUSETTS INSTIIUT: OF TECH ,VOG, OC T 9 1980

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A METHOD

PARTIALLY

TO PREDICT DEFORMATIONS FOR

DRAINED CONDITIONS IN BRACED

EXCAVATIONS

by

Theodore von Rosenvinge IV

B.S. Eng. Northeastern University

(1978)

Submitted in part

of the requirements

Master of

ial fulfillment

for the degree of

Science

at the

Massachusetts Institute of

(August 1980)

Q Theodore von Rosenvinge

Technology

IV

Signature of Author

Department of Civil Engineering, August 14, 1980

Certified by

Thesis Supervisor

Accepted by

Chairman, Departmental Committee on Graduate

Students of the Department of Civil Engineering.

MASSACHUSETTS INSTIIUT:OF TECH ,VOG,

OC T 9 1980

2

A METHOD TO PREDICT DEFORMATONS FOR

PARTIALLY DRAINED CONDITIONS IN

BRACED EXCAVATIONS

by

Theodore von Rosenvinge IV

Submitted to the Department of Civil Engineeringon August 14, 1980 in partial fulfillment of the

requirements for the degree of Master of Science inCivil Engineering

ABSTRACT

The purpose of this thesis is to develop a method topredict deformations in braced excavations, which includesthe effects of excess pore pressure dissipation. The timevariables considered are time for construction compared withtime required for pore pressure equilization due to alteredflow conditions and shear. The method will apply the StressPath Method to determine appropriate soil parameters to usein the existing finite element program, BRACE III in a waythat accounts for time effects.

The method will be applied to an actual case todemonstrate its applicability and illustrate its use.

Thesis Supervisor: Dr. William Allen Marr

Title: Research Associate

3

To M.E. and Marta

4

ACKNOWLEDGMENTS

The author is grateful to Dr. William Allen Marr for

his interest and guidance during the work on this thesis. The

author is also grateful to Professor T.W. Lambe for his support,

providing information and soil specimens tested for the case

study.

The author also wishes to acknowledge the generous advice

and discussion provided by Dr. Walter E. Jaworski of Northeast-

ern University during the early stages of this thesis.

Special thanks is due to my wife, M.E., and young daughter,

Marta for their patience during my education. M.E.'s tireless

hours on the word processor are gratefully acknowledged. The

sustaining humor was supplied by Marta's often welcome distrac-

tion while her father was working on his "thethiss". And a

note of thanks to my entire family for their continued support

and encouragement during the last several years.

5

TABLE OF CONTENTS

Page

TITLE PAGE

ABSTRACT

DEDICATION

ACKNOWLEDGEMENTS

TABLE OF CONTENTS

LIST OF TABLES

LIST OF FIGURES

CHAPTER ONE INTRODUCTION

1.0 INTRODUCTION

1.1 THESIS OBJECTIVE

1.2 THESIS SCOPE

CHAPTER TWO THE ROLE OF TIME

2.0 INTRODUCTION

2.1 STRESS PATHS

2.1.1 Undrained Shear

2.1.2 Dissipation of Pore Pressure Following

Shear

2.1.3 Stress Paths - Summary

2.2 THE PERFORMANCE OF BRACED EXCAVATIONS VS. TIME

2.2.1 Braced Excavations in Cohesionless Sand

2.2.2 Piping, Suffosion

2.2.3 Effects of Frost Action

2.2.4 Braced Excavations In Normally

Consolidated Clay

1

2

3

4

5

9

10

14

19

19

21

21

21

22

25

25

25

26

26

27

6

Page

CHAP

CHAP

2.2.5 Braced Excavations in Overconsolidated

Clay

2.2.6 Braced Excavation in Stiff Fissured Clay

2.2.7 Braced Excavation in Silt

2.3 METHODS OF ANALYSIS AND DESIGN

2.3.1 Semi - Empirical Methods

2.3.2 Finite Element Analysis

2.3.3 The Stress Path Method

2.4 CONCLUSIONS

TER THREE PROPOSED PRECEDURE FOR INCORPORATING TIME

IN THE PREDICTION OF THE PERFORMANCE OF A

BRACED EXCAVATION

3.0 INTRODUCTION

3.1 OUTLINE OF THE PROPOSED METHOD

TER FOUR CASE STUDY - PREDICTION OF THE PERFORMANCE

OF A BRACED EXCAVATION

4.0 INTRODUCTION

4.1 TYPE OF PREDICTION

4.2 PROJECT DESCRIPTION

4.2.1 General

4.2.2 Construction Schedule

4.3 SUBSURFACE CONDITIONS

4.3.1 Soil Conditions

4.3.2 Groundwater

4.4 NAKAGAWA PREDICTION

4.4.1 Initial Model of Field Situation

30

32

35

36

37

41

45

46

75

76

84

85

85

85

86

86

86

87

87

87

7

Page

4.4.2 Stress Paths from Initial BRACE III

Analysis 87

4.4.3 Laboratory Tests and Revised Soil

Profile 89

A. Soil Classification 89

B. Stress Path Tests 90

C. Coefficient of Consolidation 91

D. Revised Soil Profile 91

E. Contours of Equal Vertical Strain 95

4.4.4 Revised BRACE III Analysis for Partially

Drained Conditions 95

A. General 95

B. Computation of Partially Drained

Moduli 96

1. Undrained Shear Strains 96

2. Consolidation Strains Due to

Dissipation of Excess Pore Pressure

Within the Excavation 97

3. Consolidation Strains Due to

Dissipation of Excess Pore Pressure

Behind the Excavation 98

4. Contours of Moduli 100

5. Ko 102

6. Anisotropy 102

C. Predicted Loads, Deformations and

Stab i 1 ity 103

8

1. General

2. Deformations

3. Loads

4. Stability

CHAPTER FIVE SUMMARY AND CONCLUSIONS

5.0 GENERAL

Page

103

103

106

107

152

153

154

156

161

163

5.1 LIMITATIONS

5.2 SUGGESTIONSFORFURTHERRESEARCH

5.3 CONCLUSIONS

LIST OF SYMBOLS

REFERENCES

APPENDIX A GRAINSIZE PLOTS AND SQUARE ROOT OF TIME

CONSOLIDATION PLOTS - NAKAGAWA SOIL

SPECIMENS 167

APPENDIX B VERTICAL EFFECTIVE STRESS VERSUS DEPTH- 182

NAKAGAWA

9

LIST OF TABLES

Table No.

3.1

3.2

4.1

4.2

4.3

4.4

4.5

Title

GEOTECHNICAL PERFORMANCE

STRESS PATH METHOD

SOIL INDEX PROPERTIES, AND CLASSIFICATION

SUMMARY OF COEFFICIENT OF CONSOLIDATIONDATA FROM STRESS PATH TESTS

SUMMARY OF SHEAR STRENGTH DATA

SUMMARY OF DETERMINATION OF PARTIALLY

DRAINED STRESS STRAIN MODULI

SUMMARY OF STRENGTHS FOR AVERAGE ELEMENTS

IN STABILITY ANALYSIS

Page

81

82

115

121

124

129

151

10

LIST OF FIGURES

Figure No. Title Page

1.1 EFFECT OF FORCED DELAY ON A CRITICALCONSTRUCTION EVENT 20

2.1.1 EXAMPLE BRACED EXCAVATION GEOMETRY 48

2.1.2 STRESS PATHS FOR UNDRAINED UNLOADING OF

NORMALLY AND OVER CONSOLIDATED SOIL

ELEMENTS 49

2.1.3a STRESS PATHS FOR UNDRAINED UNLOADING

FOLLOWED BY PORE PRESSURE DISSIPATION FOR

NORMALLY CONSOLIDATED SOIL-NO DEWATERING 50

2.1.3b STRESS PATHS FOR UNDRAINED UNLOADING

FOLLOWED BY PORE PRESSURE DISSIPATION FOR

NORMALLY CONSOLIDATED SOIL-WITH DEWATERING 51

2.1.3c STRESS PATHS FOR UNDRAINED UNLOADING

FOLLOWED BY PORE PRESSURE DISSIPATION FOR

OVER CONSOLIDATED SOIL-NO DEWATERING 52

2.1.3d STRESS PATHS FOR UNDRAINED UNLOADING

FOLLOWED BY PORE PRESSURE DISSIPATION

FOR OVERCONSOLIDATED SOIL-WITH DEWATERING 53

2.1.4 DETERMINATION OF TOTAL HEAD SUBJECT TO

EXCAVATION AND/OR DEWATERING 54

2.1.5 STRESS PATHS FOR ACTIVE AND PASSIVE

CONDITIONS FOR NORMALLY AND

OVERCONSOLIDATED SOIL 55

2.2.1 STRESS PATHS FOR EXCAVATION IN COHESIONLESS

SAND 56

2.2.2 PIPING/SUFFOSION MECHANISMS 57

2.2.3 INCREASE IN STRUT LOAD VS. TIME FOR A

BRACED CUT IN STIFF FISSURED CLAY 58

2.2.4 VARIATION IN COEFFICIENT OF CONSOLIDATION 59

2.2.5 SOIL PROFILE, EXCAVATION, ANDINSTRUMENTATION DETAILS FOR A BRACED SLURRY

WALL IN SOFT CLAY, OSLO 60

2.2.6 SUMMARY OF OBSERVATIONS FOR BRACED CUT IN

SOFT CLAY, OSLO 61

11

Page2.2.7 STRESS DATA FOR PIEZOMETER P-i, BELOW THE

CAES FOUNDATION EXCAVATION 62

2.2.8 SOUTH COVE SUBWAY EXCAVATION TEST SECTIONPIEZOMETER P-4 63

2.2.9 STRUT LOAD AND PORE WATER PRESSURE VS. TIME-SOUTH COVE TEST SECTION 64

2.2.10 MEASURED AND PREDICTED STEADY STATE POREPRESSURES-SOUTH COVE TEST SECTION 65

2.2.11 TIME DEPENDENT BEHAVIOR OF TEST CUT INSTIFF FISSURED CLAY 66

2.2.12 EFFECT OF VARIATION OF TIME TO FAILURE ONSTRENGTH IN UNDRAINED TRIAXIAL TESTS 67

2.2.13 EXCAVATION PENETRATING SILT: MBTA TESTSECTIONS A & B 68

2.2.14 MEASURED AND PREDICTED PORE PRESSUREMBTA TEST SECTIONS A AND B 69

2.3.la TERZAGHI & PECK DESIGN ENVELOPES 70

2.3.1b TERZAGHI & PECK DESIGN ENVELOPES 71

2.3.2 CONSOLIDATION AT THE END OF ONE-DIMENSIONALEXCAVATION 72

2.3.3a CONTOURS OF NEGATIVE EXCESS PORE PRESSUREFOR TWO-DIMENSIONAL EXCAVATION 73

2.3.3b CONTOURS OF NEGATIVE EXCESS PORE PRESSUREFOR TWO-DIMENSIONAL EXCAVATION 74

3.1 CONTOURS OF EQUAL VERTICAL STRAIN 83

4.2.1 PLAN VIEW AND PROFILE OF NAKAGAWA SEWAGETREATMENT PLANT EXCAVATION - SITE B 110

4.2.2 SITE B CONSTRUCTION SCHEDULE 111

4.4.1 INITIAL PROFILE AND FINITE ELEMENT MESH 112

4.4.2 DETAIL OF FINITE ELEMENT MESH IN ZONE OFEXCAVATION 113

4.4.3 TYPICAL TOTAL STRESS PATHS INITIAL BRACE IIIANALYSIS LINEARLY ELASTIC MODULUS 114

12

PLASTICITY CHART

STRESS PATH TEST TC-1

STRESS PATH TEST TC-2

STRESS PATH TEST TE-1

STRESS PATH TEST TE-2

REVISED SOIL PROFILE

4.4.4

4.4. 5a

4.4. 5b

4.4. 5c

4.4. 5d

4.4.6

4.4.7

4.4. 8a

4.4 .8b

4.4. 8c

4.4.9

4.4.10

4.4.11

4.4. 12a

4.4. 12b

4.4.13

4.4. 14a

4.4. 14b

4.4.15

4.4.16

4.4.17

TEST RESULTS

STRAIN -

STRAIN -

STRAIN -

SIXTH EXCAVATION STAGE SIMPLIFIED PROFILE 128

SUPERPOSITION OF TOTAL STRESS PATHS ON

CONTOUR PLOT OF EQUAL STRAIN 131

DEPTH OF EXCAVATION VS. TIME 132

TIME FACTOR VS. AVERAGE DEGREE OF

CONSOLIDATION 133

NORMALIZED DEPDTH VS. CONSOLIDATION RATIO 133

NORMALIZED DEPTH VS. CONSOLIDATION RATIO FORTRIANGULAR INITIAL EXCESS PORE PRESSURE 134

VOLUMETRIC STRAIN VS DISSIPATION OF POREPRESSURE 135

VOLUMETRIC STRAIN VS. LOGARITHMIC DISSIPATIONOF PORE PRESSURE 1

CONTOURS OF MODULI - BRACE III ANALYSIS -REVISED RUN B

CONTOURS OF MODULI - BRACE III ANALYSIS -FINAL RUN C

DEFORMED FINITE ELEMENT MESH

Page116

117

118

119

120

122

123

125

126

127

UNDRAINED STRENGTH TRIAXIALVERSUS SAMPLE DEPTH

ESTIMATED CONTOURS OF EQUALCOMPRESSION

ESTIMATED CONTOURS OF EQUALCOMPRESSION

ESTIMATED CONTOURS OF EQUAL

EXTENSION

36

137

138

139

13

4.4.18

4.4.19

4.4.20

4.4.21

4.4.22

4.4.23

4.4.24

4.4.25

4.4.26

4.4.27

4.4.28

5.1

5.2

A. 1-A. 6

A.7-A. 14

B.1

SELECTED LINES OF LATERAL DISPLACEMENT

SELECTED LINES OF VERTICAL HEAVE

CONTOURS OF SHEAR STRESS

CONTOURS OF TOTAL SIGMA Z

CONTOURS OF TOTAL SIGMA X

CONTOURS SHOWING TRENDS OF NEGATIVE EXCESSPORE PRESSURE

COMPARISON OF PECK'S CHART WITH SETTLEMENTBEHIND THE NAKAGAWA EXCAVATION

ESTIMATED TOTAL STRESS DISTRIBUTION BEHINDTHE STEEL PILE WALL

TERZAGHI BASAL HEAVE ANALYSIS

SIXTH EXCAVATION STAGE - STABILITYANALYSIS

STRESS PATHS FOR STABILITY ANALYSIS

LINEAR VS. NON LINEAR STRESS STRAIN

HYPERBOLIC STRESS STRAIN CURVES

COMBINED GRAINSIZE ANALYSIS PLOTS

SQUARE ROOT OF TIME CONSOLIDATION PLOTS

VERTICAL EFFECTIVE STRESS VS. DEPTH,NAKAGAWA

Page140

141

142

143

144

145

146

147

148

149

150

159

160

168

174

183

14

CHAPTER ONE

INTRODUCTION

1.0 INTRODUCTION

An engineer should carefully consider the role of time

and specifically the role of excess pore pressure

dissipation, in designing and constructing "deep" or major

excavations. Design economy, safety, and the potential for

damage to the excavation and adjacent facilities can be

highly influenced by the effect of time on the response of

the soil mass.

Presently the usual practice of engineers is to idealize

the excavation or "unloading" case and assume "undrained" or

"drained" conditions. For excavations in clay the most

common approach is to use "undrained" strength and

deformation parameters for design. This approach assumes

the following:

(1) Construction occurs rapidly.

(2) No dissipation of excess pore pressure occurs

during construction (i.e., no drainage occurs).

(3) The soil strength is the in-situ undrained shear

strength.

The assumptions above are applicable only for an

"instantaneous" excavation. Actual excavations in cohesive

soils are not "instantaneous" and are partially drained.

15

Although for some situations (i.e. rapid temporary

excavation in soil with a very low permeability) the

undrained assumption is nearly valid at least for design

purposes, many major braced excavations are open for months

or even years. Significant pore pressure dissipation

following shear stressing of the soil or altered flow

conditions may occur. Undetected layers of pervious soil

may facilitate rapid drainage. As a consequence unpredicted

and significant increases or decreases in soil strength may

occur as well as variation in the stress/strain

characteristics of the soil with time.

Although relatively few studies of instrumented

excavations have been made to observe the effect of time on

the performance of braced cuts, some significant

observations have been made. To briefly summarize several

cases:

(1) Bjerrum & DiBiagio (1956) reported on an

experimental 4 meter deep trench in stiff-fissured

clay instrumented for the purpose of studying the

influence of time on earth pressure. They observed

the average force per meter as measured in the

struts increase from 2.3 tons/meter to 7.17

tons/meter over several months (Sept. to Dec.).

(2) Measurements from a braced slurry wall in stiff

Boston Blue Clay reported by Jaworski (1973)

indicate a gradual and significant increase in

16

earth pressure after excavation to the design

depth.

(3) DiBiagio & Roti (1972) reported earth and pore

pressure measurements for a braced slurry wall

excavation in soft clay. Significant decreases and

increases in earth and pore pressures during and

after completion of excavation to the final depth

were observed.

(4) Lambe (1968) reported piezometer data for an

excavation 22 feet deep penetrating an

overconsolidated medium Boston Blue Clay.

Negative excess pore pressures in the clay at the

bottom of the excavation decreased during the 24 day

period the cut was open. This indicated an overall

decrease in the strength of the soil as well as a

decreasing factor of safety with time.

The above observations reflect the fact that time is an

important variable to be recognized by the engineer.

Recently Clough & Osaimi (1979) investigated pore

pressure dissipation for excavations, including braced

excavations using a finite element model to determine how

long the undrained case was applicable. From the results

the authors concluded that pore pressure dissipation for

excavation in clay is likely to occur to a greater degree

than previously believed and that the undrained assumption

should be used with care.

17

Determining the degree to which dissipation of pore

pressure occurs for a given braced cut can be a complex and

difficult task. For sands time may be a factor with respect

to other phenomena such as soil transport (piping).

The engineer should attempt to assess the importance of

several variables prior to design:

(1) The rate of excavation and total time for which the

design support system is to be in service (i.e.

temporary or permanent).

(2) The character of altered groundwater conditions due

to the imposition of new boundary conditions and

groundwater control.

(3) The changes in total stress distribution due to

excavation.

(4) The effect of excess pore pressure dissipation

on the soil strength and deformation parameters.

(5) The effect of forced delay-(i.e. labor strikes etc).

Although construction time may be accurately estimated

for reasonable weather and contractor conditions unforseen

events such as labor strikes may unexpectably extend

construction time and hence influence performance.

Critical excavation events such as placing support or

bracing after an excavation stage can be most influenced by

such delays. Clough & Davidson (1977) report one case where

a final phase of construction (just prior to casting

and backfilling pile caps and slab) at the bottom of a

foundation excavation for a major office building, was

18

adversely affected by an unexpected delay. The slab was to

be used to support raker bracing for the sheet pile wall. A

carpenter strike delayed pile cap formwork for six days

during which the excavation stayed open and the walls crept

inward. After 20 centimeters of movement had occurred some

remedial support was applied by temporary filling of the

pile cap excavation to retard further movement. Eventually

over 30 centimeters of wall movement occurred. A large

crack appeared behind the wall. Figure 1.1 shows movement

versus time and the pertinent events for this excavation.

Corbet, Davies and Langford (1974) reported on a braced

excavation in stiff London Clay where a national building

workers strike led to delay of a critical period in the

excavation. Although the specific results of this delay are

not reported, the authors state that the delay was a cause

of concern for the stability of the excavation.

It is apparent to the author that the profession would

benefit from additional research and measurements of

excavation performance vs. time. The behavior of

excavations penetrating intermediate soils between the clay

and sand types such as silts, clayey silts and clayey sands

etc. are of particular interest. The demand for the

engineer to design with economy and safety warrant a better

understanding of the role of time and drainage on behavior of

soil subject to excavation unloading.

19

1.1 THESIS OBJECTIVE

The objective of this thesis is to formulate and

apply a method which includes the effects of pore pressure

change with time to predict deformations of an excavation.

1.2 THESIS SCOPE

Following the discussion of the effect of time for

several simple cases, the significance of measurements

made over time for several braced excavations will be

discussed. Several current design and analysis approaches

will be discussed. A Stress Path Method approach will be

outlined and applied for a type A prediction of a case

study. This method will include a composite of finite

element analysis, and stress path testing of soil specimens

in the lab to predict the role of time in the study of a

deep braced excavation.

Strike

1_3

Poured Pile Caps-

Pile Caps Partially Filled With Soil

o East Sheetpile Wall

3 West Sheetpile Wall

Excavation of Pile Caps(-Ilm)

Excavation to Subgrade (-9.5m)

5

0.

30-

25:

20-

10

5-

w2Li

0

-J

ELAPSED TIME SINCE START OF EXCAVATION (DAYS)

EFFECT OF FORCED DELAY ON -A CRITICAL CONSTRUCTION E

Elevation Om

. 32

DAY 6

Elevation Om

DAY. 3

DAY 7-14FrOM CLOt&-CL" j CA'IDSON (9-17)

VENT FIG. 1.1

5.

0-

' ' ' 5 ' ' ' ' 'O ' ' ' '2 ' 1150' ' ' ' '

0

21

CHAPTER TWO

THE ROLE OF TIME

2.0 INTRODUCTION

In this chapter the effect of time on strength and

deformation for several simple examples will be discussed to

outline the importance of excess pore pressure dissipation

for braced excavations. Related observations and

measurements of pressure and time from the literature will

be discussed. Various current methods of analysis and

design will be reviewed on the basis of how the methods

incorporate time effects. Limitations and assumptions made

for each method are discussed.

2.1 STRESS PATHS

Use of stress paths and the Stress Path Method (Lambe

1967, Lambe & Marr 1979) provides an organized framework

within which the field problem can be studied. Stress paths

for field situations can be modeled using standard

laboratory tests, such as the three dimensional triaxial

test.

2.1.1 Undrained Shear

At this point it is convenient to refer to Figures 2.1.1

and 2.1.2 constructed by the writer. Shown in the figures

are an example of braced excavation geometry and total and

effective stress paths for normally and overconsolidated

clay soil elements adjacent to the excavation.

22

The total stress paths between points 1A and 1B and

between 2A and 2B represent the type of unloading typically

experienced by soil elements 1 and 2. The mode of total

stress change for element 2 at the center line of the

excavation is extension unloading. Soil element 1 behind

the wall experiences compression unloading or an "active"

stress condition.

Typical effective stress paths for the undrained shear

can be traced between points 1A and 1C and points 2A and 2C

on each p-q plot. The horizontal width of the shaded area

at any given value of q is the value of excess pore pressure

generated by shear.

The shaded region also represents the region within

which the effective stress paths lie for partially drained

conditions. There are an infinite number of possible

effective stress paths in this region. Rapid excavation in

a material such as silt for example, may exhibit partially

drained behavior.

2.1.2 Dissipation Of Pore Pressure Following Shear

Strength and stress-strain modulus of the soil are

dependent on the effective stress path. Since changes in

pore pressure directly affect the effective stress path,

these changes are important in the field and when estimating

soil parameters for design.

Figure 2.1.3a-d shows stress paths for the example

geometry of Figure 2.1.1 for typical overconsolidated and

23

normally consolidated clays. The plots in the figure

exhibit a range of situations bracketing the type of pore

pressure behavior likely to occur during and after

excavation to the design depth. A simplifying assumption is

made in order to draw these plots; undrained shear due to

excavation occurs first and then is followed by dissipation

of excess pore pressure.

Excess pore pressure results from the total stress

release due to excavation and/or from decrease in pore

pressure due to altered flow conditions (i.e. construction

dewatering). With respect to dissipation of excess pore

pressures the following qualitative conclusions can be made

after construction of the Figure 2.1.3 plots:

Normally Consolidated Clay

(1) 2.1.3a--This soil will undergo a minor decrease in

strength (i.e. move towards the failure envelope)

following dissipation of excess pore pressure to

the original pore water pressure. This occurs at

both the bottom of the excavation and behind the

excavation wall. Consolidation heave will occur.

(2) 2.1.3b-- Consolidation due to dissipation of

positive excess pore pressure caused by dewatering

will result in settlement. The soil will experience

an increase in strength with consolidation. Net

vertical strain will be higher with dewatering for

element 1 due to additional compressive strains at

24

constant shear stress. However the net vertical

strain for element 2 will be less than the strain

associated with no dewatering. If two dimensional

steady state flow conditions are attained the

steady-state pore pressure can be determined from

a flow net. Although it may be unlikely that full

steady state flow conditions will be reached, this

condition represents an outside bound.

(3) 2.1.3c--For an increasing over consolidation ratio

the effective stress path will shift to the right

due to the generation of large negative excess

pore pressures. Subsequent consolidation will

result in a substantial decrease in strength

and a consolidation heave.

(4) 2.1.3d--If the absolute value of change in pore

pressure due to altered flow conditions is equal

to or greater than the absolute value of the excess

pore pressure due to shear, the strength will

increase. Otherwise the strength will decrease

with time.

For a given excavation with excess pore pressures

generated by shear and dewatering the net excess pore

pressure can be estimated by super-imposing or adding the

two. Lambe (1968) discusses this. Figure 2.1.4

schematically illustrates the procedure for simplifying the

field situation.

252.1.3 Stress Paths---Summary

The use of stress paths to illustrate the various

possibilities assists the engineer in his judgement.

Qualitatively the pore pressure-strength-strain relation is

clarified in one's mind. Similarily Henkel (1970) uses

stress paths to illustrate active and passive earth

pressures for excavation in normally and highly

overconsolidated clays. For comparison, several of Henkel's

plots are reproduced in Figure 2.1.5 showing a slightly

different graphical portrayal of stress paths. Henkel

recognizes the utility in applying this type of approach as

an aid to the engineer in his understanding of how a given

excavation may behave.

2.2 THE PERFORMANCE OF BRACED EXCAVATIONS VS. TIME

Cohesive soils are assigned low permeabilities compared

to cohesionless soils which have high permeabilities. In

general for the time associated with most construction

projects involving loading or unloading of the soil or

changes in flow conditions, some degree of drainage occurs

in cohesive soils. For sands the condition of full drainage

is achieved rapidly.

2.2.1 Braced Excavations In Cohesionless Sand

For excavations in sand deposits steady-state seepage

conditions are achieved rapidly. Figure 2.2.1 shows stress

paths illustrating this behavior. Since sand has a

relatively high permeability pore pressure dissipation is

virtually instantaneous. The total stress path equals the

26

effective stress path and the steady state pore pressure can

be obtained from a flow net. Therefore time does not play a

significant role. Although the following two sections are

not specifically bound to the thesis objective, they serve

to illustrate the different type of role time plays in the

excavation in cohesionless soil (vs. cohesive soil).

2.2.2 Piping, Suffosion

Where silts and sands or gravels, are present, time

plays a role with respect to migration or erosion of soil

particles via high seepage gradients into the excavation.

This migration is referred to as piping or suffosion.

Figure 2.2.2 graphically illustrates the mechanisms

responsible for suffosion and/or piping. Peck (1969) points

out that inadequate groundwater control may lead to damaging

settlements resulting from migration of sand into the cut.

Over a period of time migration of silt size particles can

clog construction dewatering wells and render them

ineffective. Particles can also be piped through cracks or

holes in a sheet pile wall. Serious conditions can be

anticipated by field montoring of flow into and out (pump

effluent) of the excavation for the presence of suspended

soil particles. Also at the bottom of the excavation piping

failure by heave may occur. The mechanics of this phenomena

were elucidated by Terzaghi (1942) and discussed by Terzaghi

& Peck (1967) and D'Appolonia (1971).

2.2.3 Effects of Frost Action

Field observations have shown the effect of frost action

27

to be substantial. Several cases show the loads in the

struts may increase several fold. Pappas & Sevsmith 1

monitored performance of a deep braced cofferdam in

sensitive Leda clay. Abnormally large increases in strut

load were detected during December excavation. Since

heating of the adjacent soil resulted in rapid load

reduction, the problem was concluded to be one of frost

act ion.

DiBiagio & Bjerrum (1956) observed after ground freezing

within and at the surface of an excavation trench, decreases

in load in the upermost struts, and severe increases in the

lower bracing levels buckling some of the walers and

struts. Although reliable deformation measurements were not

available, visual observations led to the conclusion that an

upward expansion of the soil during freezing caused the

unusual changes in distribution of pressure. Figure 2.2.3

shows the dramatic time vs. strut load behavior.

Terzaghi & Peck (1967) report that braced cuts in Oslo &

Chicago were subjected to below freezing weather. They

observed earth pressures climb to magnitudes several times

greater than those prior to freezing.

Ground freezing as these cases illustrate can result in

unpredictable and radical behavior. Since the formation of

frost lenses is time dependent, the potential for damage can

be anticipated by monitoring the wall movements and strut

loads.

-------------------------------------------------------------IRefer to Clough and Davidson (1977)

282.2.4 Braced Excavations In Normally Consolidated Clay

For clays one expects a soft normally consolidated clay

to have a lower coefficient of consolidation than an

overconsolidated clay since this value is generally found to

be higher in recompression than in primary consolidation as

shown in Figure 2.2.4 for a varved clay. We would therefore

expect soft clay to dissipate excess pore pressures at a

slower rate.

At least one braced excavation case illustrates that for

normally consolidated clay the ideal undrained condition is

not sustained over the course of time for a temporary

excavation. DiBiagio and Roti (1972) measured the

magnitude of total earth pressure, pore pressure and

deformations of a braced slurry-trench wall in a soft clay

in Oslo. Below the clay the wall was keyed into a pervious

bedrock. Measurements were made before,during and after

excavation. Figure 2.2.5 shows the soil profile and

geometry of the excavation as well as the instrumentation

layout. Instrumentation included fifteen earth pressure

cells and two piezometers.

The measurements during the excavation stages shown in

Figure 2.2.6 indicate only minor decreases in pore pressure

occured until the excavation approached bedrock and

groundwater control was facilitated through this layer.

Consequently, the pore pressure at the bottom of the clay

was significantly reduced, accompanied by a marked reduction

in total earth pressure on the wall. The excavation

remained open to this depth for approximately 200 days. A

29

downward gradient in the clay contributed to consolidation

settlements during this period before the "sealing" of the

excavation bottom with the construction of a base slab. The

pore pressure built up steadily from this point on

decreasing the rate of settlement and increasing the total

earth pressure back towards its initial value.

Over the course of the construction of this excavation

the total earth pressure varied dramatically due primarily

to changes in pore pressures. For the center of the clay

layer, piezometer PZ-9 shows a small decrease in pore

pressure over the time of construction. Coupled with the

fact that the location of the resultant earth force moved

upward towards the center of the layer with time, this

writer concludes that this central point of the soft clay

behaved partially drained. As a practical matter, in this

specific zone the undrained assumption may be reasonable.

However, looking at the clay mass as a whole the assumption

is not correct as piezometer PZ-8 clearly shows. After

careful study, the writer concludes that because the

decrease in pore pressure in PZ-9 occurred before dewatering

and remained relatively constant, dewatering did not

significantly affect the center of the clay and the negative

increment of pore pressure was due solely to changes in

total stress. Conversely the lower portion of the clay

layer shows the effect of both changes in total stress and

changes in flow conditions.

30

Although admittedly this is only one case, it

illustrates that pore pressure dissipation can be a factor

even for impervious walls in soft clay. Dissipation of

positive excess pore pressures resulting from dewatering can

lead to large pressure decreases against the wall during

construction. More rapid dissipation of excess pore

pressures can be expected for sheet pile and other

non-slurry-trench walls which are characteristically more

permeable.

2.2.5 Braced Excavation In Overconsolidated Clay

Some interesting conclusions from field data suggest the

undrained assumption to be seriously in error for the

overconsolidated clay.

Referring now to Figure 2.2.7, Lambe (1968) observed

piezometer readings from the medium clay layer at the bottom

of a temporary braced excavation for the CAES building

foundation at MIT. The excavation was open for 24 days.

Very litle dewatering was attempted in this excavation. The

stress paths for a point at piezometer P-1 are reproduced in

the figure. Note that u. , is the pore pressure immediately

after excavation. Thereafter the pore pressure increased to

a value greater than u. but still less than u. (the

pre-excavation static porewater pressure). The dissipation

of negative excess pore pressure moves the effective stress

path towards failure and results in a consolidation heave.

It follows as Lambe concludes that there is a progressive

decrease in strength leading to a decreasing factor of

31

safety with time. Therefore the end of the unloading period

is the most critical time for this excavation. The end of

the unloading period is defined as just before the load is

replaced in the excavation. Hence, the most critical

condition occurs some time after completion of the

excavation.

Observations and measurements were made for braced

slurry-trench and sheet pile walls in stiff clay for a

subway excavation in Boston (see Figure 2.2.8). Pore

pressures, deformations and strut loads were measured.

Figure 2.2.9 shows a redrawn compilation of strut load and

pore pressure versus time for a test cross section at the

slurry wall. Observations of piezometers indicate

excavation was accompanied by steady decreases in water

pressure behind the wall from an initial total head of 106

feet decreasing to 82 feet measured in piezometer P-4 behind

the wall after the final cut had been made. Following mud

slab placement, axial strut loads increased steadily as did

pore water pressure measured in the piezometer P-4 as shown

in the figure. Since measurements showed very little

outward wall movement (less than 1 inch) the change in pore

water pressure can be associated with altered flow

conditions resulting from construction. Seepage through

wall panel joints was observed. Figure 2.2.10 shows

measured pore pressure vs. depth. Steady state seepage

predictions compared well with end of construction pore

pressure measurements. Hence, it can be argued that the

32

drained parameters,C and are more applicable for this "end

of construction" case.

In constrast to the slurry wall case in the soft clay in

Oslo, pore pressures throughout the stiff clay drop

significantly. Imposition of new boundary water pressure

conditions are met with a relatively quick drainage. Also

the strut loads at the end of excavation do not accurately

reflect the strut loads which the bracing will experience

over the life of the structure. The trend in the figure

shows an increase in strut load by a factor of approximately

1.5. Similar trends are seen in adjacent struts.

2.2.6 Braced Excavation In Stiff Fissured Clay

One interesting case for excavation in this type of soil

is the experimental trench in stiff marine clay Bjerrum &

DiBiagio (1956) studied. Figure 2.2.11 shows a section of

the excavation, corresponding soil profile and test data.

Strut loads during the Autumn (Sept. to mid Nov.) show a

gradual and marked increase followed by enormous winter load

increases attributed to frost action and previously

discussed in section 2.2.3 (see also Figure 2.2.3). Autumn

rainfall data compared to the total earth pressure show

sharp load increases following periods of rainfall. The

most intense period of rainfall is followed by the maximum

value of pore pressure observed for Autumn in mid November.

Pore pressures plotted in Figure 2.2.11 show the measured

pore pressure versus time over this period. The fissures in

the clay facilitate access of water to the clay mass. Total

33

stress release from excavation in fissured and weathered

clays can lead to further opening of the fissures and

increases in permeability. Prolonged construction under

such conditions leads to progressive weakening or softening,

as well as increases in the succeptibility of the soil to

rapid changes in pore pressure.

The effect of fissuring on stability is dramatically

illustrated by the short term slip failure of an unsupported

excavation in London Clay reported by Skempton and

LaRochelle (1965). The results of this study lend

understanding to braced excavation in stiff fissured clay as

well. The slip occurred shortly after excavation had been

completed. The estimated mobilized shear strength in the

clay mass was approximately 55% of the average undrained

strengths measured from triaxial tests. The authors

attributed the difference between the measured strengths in

the triaxial tests and the actual failure to (1) pore

pressure migration within the intact clay, and (2)

fissuring. It was shown that by increasing the time to

failure for the triaxial tests, strength decreased.

Conventional tests run at a time to failure of 15 minutes

correspond to strain rates much higher than and

unrepresentative of the strain rate due to excavation. This

influence of strain rate on strength is attributed to pore

pressure migration. Figure 2.2.12 shows the results of

strength versus time to failure for a series of undrained

triaxial tests performed to study this behavior. Secondly,

34

the authors conclude that at least five factors related to

the fissuring can weaken the clay during excavation.

Several of the important factors are, absorption of water

along fissures leading to increases in water content

(softening), reduction of strength to zero as fissures open,

and progressive failure.

Quantifying the effect of fissures and the rate of

softening on stability and deformation to predict

performance is difficult.

Corbet et al (1974), and Cole and Burland both reported

observations made for a raker braced diaphragm wall in a 20

meter deep excavation for a basement in stiff fissured

London Clay. In view of the uncertainties cited in the

previous paragraph, detailed construction performance

monitoring was undertaken. Wall movement and verticality

were monitored. Earth pressure however, was not monitored.

Several of the conclusions drawn by the authors after

observing the construction performance are reiterated below.

(1) Wall movements showed a clear time dependence.

(2) Early internal support placement is essential

to minimize movements.

(3) Performance monitoring is important for construction

control and is of research value for future exca-

vat ions.

(4) Inward wall movement is associated with a

progressive softening and reduction in stiffness

of the clay. The greatest reduction in stiff-

35

ness was found to be near the ground surface behind

the wall. This is attributed to the opening of

fissures due to lateral stress release.

In summary, one can clearly see that time is a very

significant factor for load and deformation behavior of

excavation in stiff fissured clay. Although additional

observations and measurements of field situations are needed

to advance our understanding of this case we can make

several conclusions of practical value at this time. The

undrained assumption is not applicable to excavations in

stiff fissured clay which remain open for several months,

construction performance monitoring is important and is

recommended, and minimizing construction time is desireable.

2.2.7 Braced Excavation in Silt

Very little well documented information on excavation

performance in silt has been reported in the literature.

Lambe (1969), et al, and MIT (1972) reported on a study of

two instrumented Boston subway cuts in fill overlying organ-

ic silt, underlain by glacial till as seen in Figure

2.2.13. The test sections, Section A and Section B were

monitored for stresses and deformation and compared against

predicted behavior. No significant strut load variation

with time was measured. However, one conclusion reached in

the studies was that for braced excavation in sands and

silts the pore pressure behind the excavation can be ex-

pected to be less than static due to construction. Some

agreement between the final measured pore pressures and

36

steady state pore pressures predicted by finite element

analysis (FEDAR, Taylor and Brown 1967) indicates the pore

pressure in the silt was probably in a transient state near

steady state. See Figure 2.2.14.

Although these two test sections penetrate silt, soil

conditions are not truly representative of an excavation in

silt due to the upper fill and stiff lower strata.

Therefore general conclusions by the writer regarding

excavation in silt cannot be made. However the cases are

representative of the fact that many excavations do

penetrate several soil types and cannot be easily

categorized.

These studies are valuable case histories. They

illustrate the type of construction monitoring data which

predictions of construction performance can be evaluated from.

As a result, our understanding of braced excavations can be

extended. The reader is referred to the references for

additional details. Use of finite element computer programs

like BRACE and FEDAR to model braced excavation and flow

respectively showed encouraging predictive capabilities.

2.3 METHODS OF ANALYSIS AND DESIGN

The following currently used methods of analysis and

design will be discussed as they relate to the incorporation

of time effects.

(1) Semi-empirical Methods

(2) Numerical Analysis Methods

(3) The Stress Path Method

37

2.3.1 Semi-empirical Methods

Several well known semi-empirical design methods are the:

(1) Terzaghi and Peck Method (1948, 1967)

(2) Tschebotarioff Method (1973)

(3) DM-7 (Navdocks) Method (1971)

These methods are similar and are commonly used in

practice. They are intended to estimate maximum lateral

strut loads. Only the Terzaghi and Peck Method (1967) will

be discussed to illustrate this design approach.

Terzaghi and Peck presented the original apparent

pressure envelopes in 1948 for braced excavations in sand or

in clay. Peck, Hansen & Thornburn (1974) is the most

recent published version. The design envelopes were

derived from classical earth pressure theory and actual

measurements of strut loads in excavations. Hence the

method is referred to as semiempirical. Difficulty in

reliably measuring stresses against the sheeting required

the apparent stress distribution to be inferred or

backfigured from the strut loads. The envelopes are

intended to give maximum values of strut load to be

experienced and are not truly representative of the actual

stress distribution. Over the years modifications and

adjustments have been made to accomodate newer observations

and experience. Figures 2.3.la and 2.3.1b show the design

envelopes of the Terzaghi and Peck Method for sand and clay.

The pressure envelope for sand is based in part on strut

load measurements for braced excavations in New York,

38

Munich, and Berlin. An equivalent uniform earth pressure

was fit through the apparent pressures in the excavation.

Several qualifications attend the application of this method

for sand.

(1) The authors emphasize that the diagram has been

developed from a limited number of excavations

varying in depth from 28' to 40'.

(2) The diagram is a pressure distribution for

estimating the maximum values of strut loads to be

expected for similar cuts.

(3) The groundwater level is assumed to be below the

bottom of the cut. Consequently, (in the writer's

opinion), seepage or static water pressures should

be added to the pressure distribution. Ries (1973)

points out that for impervious diaphram type walls

which typically retard drainage of the soil behind

the wall, this assumption (water level below cut)

is likely to be seriously in error.

For sands detrimental time related effects have been

associated with piping and piping heave at the bottom of the

excavation. This problem cannot simply be incorporated into

any pressure envelope. Application of the Terzaghi and Peck

method for sands must accompany an awareness of such

conditions. Also, in the writer's opinion the groundwater

pressures which may be experienced over the life of the

structure should be added especially since these pressures

can be substantial.

39

Several relevant facts one should be aware of when using

the clay envelopes of the Terzaghi and Peck method are

summarized below.

(1) Cuts are assumed to be temporary. The)=0 condition

or undrained condition is assumed to prevail.

Average undrained strength of the clay along the

side the cut is used.

(2) Although the data from the test cuts (Oslo and

Chicago) from which the envelopes evolved included

measurements showing large increases in strut load

due to freezing during cold weather, these

measurements were not used for formulation of the

envelopes. Therefore the effects of freezing

should be considered separately.

(3) The authors (1967) admit that due to little

available data on cuts in stiff intact clays, sandy

clays, and clayey sands etc., design envelopes have

yet to be worked out. However more recently, Peck

(1969) reports that the trapezoidal clay envelope

fit the measured values of five cuts in stiff clay

conservatively and therefore could be used as a

guideline. Peck suggests that limited data for at

least one deep cut in dense clayey sand and stiff

sandy clay shows drained behavior and the

appropriate drained strength parameters can be

input into an equation for Ka. Presumably, the

equation for earth pressure for excavation in sand

40

is then modified to include this expression.

(4) Use of the trapezoidal envelope for stiff fissured

clay is discussed by the authors (Terzaghi and Peck

1967, Peck 1969) in light of the measurements made

by DiBiagio and Bjerrum (1957) which showed time

dependent behavior. This case has been discussed

by the writer in earlier sections of this paper.

The authors suggested that the lower value for

maximum design pressure, .2WH be used if movements

of the sheeting are minimal and construction time

is short. If these conditions do not apply, use

of the higher pressure value of .4VH is recommended.

Hence Terzaghi and Peck, in an indirect way have

assigned some importance to time effects for stiff

fissured clay.

In summary, it is the writer's opinion that these

methods provide a useful guideline for estimating maximum

strut loads. The method has been tempered with experience

although to extend the scope of the Terzaghi and Peck method

more experience for a large variety of cuts is required.

The limitations of the method should be realized and may be

understood by studying the evolution of its formulation.

Major braced cuts open for extended periods should not be

designed on the basis of this method alone. The engineer's

understanding of the excavation problem may benefit by using

other more fundamental techniques.

41

2.3.2 Finite Element Analysis

Over recent years the advent of the high speed digital

computer has enabled numerical analysis to become a popular

and viable technique for solving complex engineering

problems

sets of

mathemat

sets of

complica

Appl

now well

Zienkiew

analys is

. The use of the electronic c

equations by matrix algebra al

icaly model problems in detail

equations could be set up but

ted to achieve practically by

ication and theory of the Fini

documented in the literature

icz 1967, Bathe and Wilson 197

. Subsequently, over the last

omputer to solve 1arge

lows the engineer to

* Previously such

the solution was too

hand.

te Element Method is

(Desai and Abel 1972,

6) for engineering

decade several finite

ent computer programs to model construction of braced

vations have been developed and used by several

stigators including Wong (1971), Jaworski (1973) and

gh and Duncan (1971).

Advantages of using this technique include:

(1) Complex soil and structure geometries and

properties can be modeled.

(2) Construction sequence and details can be simulat

(3) Detailed information on stress changes and

deformations can be obtained.

(4) Parameter studies can reveal the relative import

of input data (strengths, moduli, sheeting stiff

and penetration etc.) for a given excavation.

(5) Critical stages of excavation can be predicted.

elem

e xca

inve

Clou

ed.

ance

ness

42

Some limitations have yet to be overcome. One such

limitation lies in the difficulty in modeling the soil

structure interaction (i.e., soil sheeting interface).

Nevertheless, even in the relatively young stage of

development for finite element modeling of excavation,

encouraging results and insights have been gained. Indeed,

in practice, MIT (1972), Cole and Burland (1972), Palmer

and Kenney (1972), Clough and Tsui (1974), Duncan and Chang

(1970), and others have demonstrated the powerful

applicability of the method.

The finite element program developed at MIT for analysis

of excavation is called BRACE. The reader is referred to

the theses by Wong (1971) and Jaworski (1973) for details.

The program in its present form will model the stress strain

behavior of the soil via a linear or bi-linearly elastic

modulus. The program does not model the effects of time on

strength, modulus, loads or deformations. If necessary,

these effects must be indirectly considered by inputing soil

parameters which include the effect of time (e.g., pore

pressure dissipation). Conventional soil parameter input

for such a program is the undrained soil strength and

undrained modulus to model the undrained case (total stress

analysis) or drained parameters, C and for the drained

case (effective stress analysis).

Pore Pressure Dissipation

Recently, new insight into the evaluation of the

validity of the undrained assumption and total stress

43

analysis for excavation has been presented by Clough and

Osaimi (1979). The authors used the finite element

technique to model excavation sequence for given rates of

excavation (meters per day). The purpose of the study was

to show how pore pressure dissipation occurs during and

after excavation. The name of this computer program is

TIME-CONSTRUCT and at this writing is not available for

distribution (Clough 1980) since its documentation is not

complete. In any event, the published results by the

authors are of interest to the engineer and will be

discussed in the following paragraphs.

Using TIME-CONSTRUCT Clough and Osaimi analyzed several

cases. Results of the analysis of a one dimensional

excavation are shown in Figure 2.3.2. For wide excavation

the one dimensional unloading and drainage represent the

central protion of the bottom of the cut. The figure shows

that decreasing the excavation rate corresponds to an

increase in the percentage of consolidation at the end of

construction for the wide range of permeabilities analysed.

Figures 2.3.3a and b summarize the analysis results for

two dimensional excavation for cases of both linear and

nonlinear soil behavior. Contours of negative excess pore

pressure shown indicate that the pore pressure response at

the bottom of the excavation is essentially one

dimensional. Dissipation of the excess pore pressures will

occur vertically. Of general interest, in Figure 2.3.3a

contours of negative excess pore pressure for no wall in

44

place are shown for comparison with the supported excavation

in the linearly behaving soil. As would be expected the

presence of an impervious wall markedly inhibits

consolidation. Therefore we can conclude that for the

realistic case of a more pervious wall (sheetpile), the

magnitudes of negative excess pore pressure would be at

values somewhere between the two cases. In any event more

consolidation would occur for the sheet pile wall than for

the impermeable type.

Note that this analysis by Clough and Osaimi does not

consider the role of drainage due to dewatering which

accompanies excavation construction. As a result, the

dissipation of excess pore pressures due to shear alone will

produce an upward movement of the soil mass behind the

wall. Since measurements and observations for many case

studies consistently show settlement occurs behind the wall

with time, we can conclude for such excavations one or more

of the following:

(1) The dissipation of negative excess pore pressure

due to shear behind the wall is negated by equal

or larger positive excess pore pressures resulting

from dewatering.

(2) The heave movements are non-existent behind the

wall due to greater settlement resulting from

inward wall movement and/or loss of ground towards

the bottom of the excavation with time.

45

(3) Other factors including surcharging by traffic or

equipment as Clough & Osaimi suggest.

One important conclusion was drawn by Clough and Osaimi

as a result of their study. The undrained, "end of

construction" case is unlikely to occur even in thick

deposits of low permeability clay. They further note that

consolidation in the field is likely to occur more rapidly.

This latter conclusion is probably based on the commonly

accepted fact that consolidation in the field generally

occurs several times more rapidly than predicted by

available methods. Extrapolating test results using small

specimens in the lab in analyses of the field situation where

undetected drainage layers may exist may explain some of

the discrepancy.

2.3.3 The Stress Path Method

Lambe's Stress Path Method is a useful method for both

understanding and analyzing a given geotechnical engineering

problem. Lambe (1967) and Lambe and Marr (1979) describe

the fundamentals and applications of this method. By

selecting and analyzing representative or "average" soil

elements, one can attempt to estimate the stresses and

strains that will occur in the field for each phase of

construction.

For a supported excavation one can subject

representative soil specimens to the in-situ initial

stresses, apply the total stress changes associated with

excavation and measure the strains, pore pressures (and

46

hence, effective stresses), and coefficients of

consolidation and lateral earth pressure, K..

Of course the method has some limitations one should be

aware of. Sample disturbance affects measured values of

coefficient of consolidation, strength, and modulus. K,

determined from reloading to the initial stresses is not

truly representative of the initial K. in the field. Stress

path tests can be both expensive and difficult to run. Many

of these limitations however, are present to varying degrees

in the other methods available to the geotechnical

engineer. The advantages of the method outweigh the

limitations, particularly if the engineer is aware of the

limitations. The value and the applicability of this method

lie in the evaluation of the predicted versus measured

performance of actual geotechnical projects.

2.4 CONCLUSIONS

The measurements from the case histories cited from the

literature show that time effects (pore pressure

dissipation) are of significant importance in braced

excavation. For cohesive soils partially drained conditions

exist during construction and the undrained assumption is

only a design simplification which is in error and may be

seriously in error in some excavations.

Recent numerical techniques allow analysis which may

include the effects of time, but most use linear

stress-strain parameters. Other numerical techniques which

have non-linear parameter models, are expensive and

47

difficult to use and don't consider time effects. Although

Clough and Osaimi have developed a computer program

(TIME-CONSTRUCT), which considers non-linear and time

dependent stress strain behavior, their studies to date have

only treated a simple, hypothetical excavation.

Nevertheless their work is a significant advance in this

area of study. The writer looks forward to an evaluation of

predicted versus actual performance of an actual excavation

using TIME-CONSTRUCT.

The Stress Path Method provides a rational way to select

soil parameters which include time effects. One may combine

the Finite Element Method with the Stress Path Method. The

powerful numerical technique can be used to model sequential

excavation and obtain the complex stress distribution in

conjunction with the Stress Path Method used to determine

the appropriate soil parameter input. The deformations of

an excavation could then be predicted using this fundamental

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53

*K *Pof-

-____ Lt.,* - a xrDRANEt 54EARL

~140 cONSOUriOJ

pi

oELE.MA17A/ /

I(f ~-'

-1

~ATM /i--Z LJ-4O /uNE 4

Z-'S Cou4soubA1IoN

z'EWrERJAGREL'uzcES HEAV

Co ,IoLIO4-ioHEAVE-1-

ass s|

ELEMEAT 2

STRESS PATHS FOR UNDRAINED UNLOADING

FOLLOWED BY PORE PRESSURE DISSIPATION

FOR OVERCONSOLIDATED SOIL-WITH DEWATERING

FIG. 2.1.31

+

a

+

a-ESP

k-k 0

54

DEWATER

he-

ss5/7

//%\ ow w

o= hea.d drop

SZD(s ss)

EXCAVATE

time

06

h

aL=head~ drop

A h5 -h-LL( 6 -)

tofca/ /ead >

DEWATER + EXCAVATE t o-ti heoxd = h - G -as cdewoter- e xcvate

DETERMINATION OF TOTAL HEAD SUBJECT

- TO EXCAVATION AND/OR DEWATERING

a +er- La-mbe.(19618)

K0

r0

FIG. 2.14

iota/ /tead -lo

E X C AVAT

0 1000 2000

STRESS

3000 4000 5000 6000 7000

Oh; pSi

PATH FOR SPECIMEN 0* ACTIVE CASE

/ p

th P

250

20C

t5o

3.0 6m2.0

1.0-- 0

7 7' %

---

2500

2000

1500

Ov P-s I-

1000

50C

0

14000

12-000

8000

0 500 1000 5000

t1 pst

STRESS PATH FOR SPECIMEN N ACT!VE CASE

N P -

faces%- 7to .7p

.6 p

0

0 500 1000 1500 2000 2500 3000

0r, ps.

STRESS PATH FOR SPECIMEN N. PASSIVE CASE

AND PASSIVE CONDITIONS FOR NORMALLY ANDOVERCONSOLIDATED SOIL

0 2000 4000 e 6000 8000

Stress History For Specimens N Gnd 0

FROM HENIKEL (131O)

FIG. 2.1.5

L

5000

4000

3000

G00ps0

2000

A N0 -

T

I 30/

0.

0

soSC

5000I

40001

3000

O5 p s.I

2000

1000

0

b

N-I-fl

0 1000 2000 3000 4000 5000 6000 7000

hl1 P I.

STRESS PATH FOR SPECIMEN 0: PASSIVE CASE

STRESS PATHS FOR ACTIVE

4 000 -

2000-

~1-a

0

N.

TV ru

T> P o It-4I

+

l RVo,

10 0

FLOW NE T

ressire ot4 - e\eJQ oVI-h0ea.d heod Vecxd

STRESS PATHS FOR EXCAVATION IN COHESIONLESS SAND FIG. 2.2.1

4-EXCAV'ATtoM

Nun

U. (StATIC)

EtP

'V

1/

;u 171

4-5

-4

2a

hp,, . Y

pressure

Flow

-A] Movementof Fines into

Coarse Structure

Flow

Piping ofFines from

Coarse Structure

FRoM CLOuG6 a' DAvI1OSoij ('977)

PIPING/SUFFOSION MECHANISMS

F I G. 2.2.2

//IA\\WI/

U,

I.

FILL

SILT

-SAND.-. --

GRAVELLY'. B ,'SAND o - - -

. 5 6 - -.

58

06&CJ, Air teripero;breC C -- - - ~ p%

/ 02 0 2

EF-2-0- c

- E

c

'D level struts

- ---- --~ --- ---- ~ ---

C levei stru s

Q3

LA!~IA.erg -tr. lod .lt -e ~ cpr

Avercge strut lood, ion vrsus cepto0202 0C 202 0 2 202 0 2 4 6 2

LWIJ~H

'A' level struts

C D level struts

0-

I - A-mx vOd tes0-- Min. voues

0- E'level struts-

OF -- EXcavotion cod braccing cornpiefed0[ L.--Al wedges removed

-

.0

0--

* F level srt

.0 A

O__.. % '2 20 26 1 6 14 22 30 1 7 15 23 1 9 17 2 5 1 10 1 26 13 11

-19.15 seot.+ - Oct -Nov - -DeC 47956 Jan. - wi Feb.-

D/o/AG/a f V.TrAPUA (1957)

INCREASE IN STRUT LOAD VS. TIME FOR ABRACED CUT IN STIFF FISSURED CLAY F I G. 22.3

2-0-.0 __

7 -06-05-0

2. 0110

0L..

9-

7,6-5.4-

3.

2-I.

109.6-7-654.3.3-2

76

3.

2'I.

I -a ert -i , L- r.I I,1j0 .6I .aa

59

C

/2

A/o&7-HAMP7Zw VAKYEZ) dAY

(DD V /sSA97) I Ilt

'2- 2. - /0 Z 0 5-0 /00 20 00

0.8 __ ____ _ ___ _ ___ __ _____ CYtCLE_ _ _

-ruTA LOADING

I . II

2 5 /0 20 50 /00 CoO 4o

CA S c 7.EST -rs '\ AFTEZ LADO 973)

VARIATION IN COEFFICIENT OF CONSOLIDATION

FIG. 2.24

t t 1VK~..

0

I-LL

(-)

IV -IT

rS-61 ITS-62 S-631 T S-190

-- L- -L - - --------------------- -- ---- --- ------ -

2

EARTH PRESSURECELLS

E Water con!ent Unit UndrainedSSoil description weight shear strength Stt /m?

20 30 40 50 J /m3 1 2 3 . 5

FILL

CLAY CRUST 87

186 50 ---- 8- w 18-

185

1 89 5

SILTY CLAY-5 187 5

t 868

I 192 + V+i

187 7

194 11

-1 2 01 -

-112 - 20 ___2_184

208 li 2

w natural water content S = sensitivityw : liquid limit V z conewp= plastic limit z vane

-5'

6

71

81

101

11 1121

131

141

15 I

S - Settlement boltsP - Piezometer

-02

-3.6

ON'0

-14.1

-15.3--E

0 5 10

Scale, m

Typical soitl data Instrumentation details - Tdlefonhuset.

FROM DtAw'io ; RoTi (97Z.)

SOIL PROFILE, EXCAVATION, AND INSTRUMENTATION DETAILS FOR A BRACED SLURRYWALL IN SOFT CLAY, OSLO

F-IG. 2.2.5

Key

0-

5

E

0

w

-10

-15 _

P p_9z

61

0 100 200 300 /00 50c 600 700

nistollation cf Indr ottm 1

is B EARTH PRESSURE

16 *

.12 -

-- T0 I10 -~ , - . ---- d

--P ,-- 3

8--

5. C TOTAL FORCE

-200

041

T-. LOCATON

o~~~N a>r~ * i

0

038

0 130 rC C 0 0 0 0

ESUMMARYOF .OBSER.E PORE PRBECSSUR E

--.. . - . 2---------PP 9

2

E -1 F SETTLEMENT-

2 - -

Po'i 5-63 -'-" ...-

0 100 20C 30C 400 Soo 60070DAY NUMBER

Summary of observations from Dec 1969 to Sept 1971

FROM 1D'tB,,Aci0 Ren' (1577.)

SUMMARY OF OBSERVATIONS FOR BRACED CUT IN SOFT CLAY, OSLO

F IG. 2.2.6

62

SI-2 T

S4 is-

+20 -

0 - IS-2 s___oSand /WAAA7AaywA

JS-3' WIS-1

Medium clay P5-25 o o-25 P1layer I

S4-39 -39 S2

layerclay P6-52ijo o-52%, P2

Soft clay-sand P3 -77;,layer III

Tif N -92BlBMf 0 -991,

2 -

B -

p, > (tons/m2) 10 20

2DL

STRESS PATH FOR PIEZOMETER P-1

BELOW THE CAES FOUNDATION EXCAVATION F G.2.7

-20

-40

-60-

-80

+

3 ,

12

N

N

Fl LL

HARDY E LLOW

CLAY

Very Stiff to

Stiff Boston

Blue Claywith Sand

Len sesIv

Stiff to

Medium

BostonBlue

CLAY

TILL

ROCK

70

122

ld

H *-

H ~-

-1*---

-- + H

_+ H

-+ H

Bottom of Excavation

ConcreteWall

STRUTS Z 12' C /C (3.6 M)

50FT

P-_

l80FT

STRUT WALF

B 14WF127 36WF170'C 14 WF 103 36WF 150D 14WF 176 36WF30

SOUTH COVE SUBWAY EXCAVATION TEST SECTION PIEZOMETER P-4

FIG. 2.2.8

0

7

22

0-0

-520-

1040-

15

/

/ /

V. /*/

DON BOSCO SCHOOL

///////

I-a.Wa

60-

100-

-20

30

(.,3

10FRom 3AWORSKi (1973)

, , ,3

b

Ut~~~ 44oSDE WALLSn Mo ao-

/ 00-

-44L&PPR L04". (a

-0

- -- -Zoo

-4 /00- - - ThTS R4jM0Y*D BEAM

48-

//0 - -//0I//0

/Ole 4- iA/Jr/AL.ocr /969

949

86

78 -78AFTEP, DATA FRoM .3AvOtKi (1973) -

AuG SEp OC-r NOV DOC JAN FES JAA. AP1 . AY E :3-"L.Y

9 1970

STRUT LOAD AND PORE WATER PRESSURE VS. TIME-SOUTH COVE SECTION

FIG. 2.29

65

PRESSURE HEAD (FT)

z

I-i

_j ww -120f 0

-10

00- -20

Medium

Boston

Blue

CLAY

-100

I TILL

/777

0 20 40A

0

< - P 4

PH-3 p_--

PH-4 N

-__ _____

60 80 100

INITIAL READINGS (3/69)

EXCAVATION COMPLETE (11/69)

FINAL READING (4/70)

P 5

P -- H(ON . OF EXCAVATION)

n--P6

STATiC

UssK walI =Kh

soil

P-I-H

FROM ~SAWORSKI (11-7)

MEASURED AND PREDICTED STEADY STATE

PORE PRESSURES-SOUTH COVE TEST SECTION F 1G. 2.2.10

FILL

Hd. Yet.

-CLAY

StiffBoston

Blue

CLAY

-30

80_h40

-50

-70

-80

-90

40-

20

Don Bosco High School

nu I0 ~ ~ P "7 I

.-PH -4 H -

I-

66

EA

E .

Open tiroe,' panel (2-0x 1-33m)E V, [p, Steei waling(.70NP)

E . Ock beading plre

E ~ - Screw type steel strutsEE

E Stee' re'erence s/QkC

0 2m0-9 M

E

4

MaxImLim winter strut lood(ton/m rur)0 ; 7 6 5 4 3 2 1 0

A -+

Max'mum frost penetration

4 Feb. C-.

27.ar..956

F-

0 1 2Distance scc'e rn

Autumn stru load (t m run)0 7 2 4 5

.. 15Nov

-25 Nov.

, Isept(Before excavation)

20 Sept.

Lines of zero pore wcter pressure

(Ju20 Sept? 21 Oct.T 5 Nov. FROM WERLLM

25 NO V. AN[) DSAGio (1950

TIME DEPENDENT BEHAVIOR OF TEST CUT IN STIFF FISSURED CLAY

FIG. 22.11

Water conten (%) B.lk density(ton/-' Shear stre-grh (ton/m2) Sens;-10 20 30 40 50 60 70 1-7 1- !-9 2-0 2-1 24 6 81012141618 tivity

PL LL

Uncor fined1 3compressior tests

I fIn1 /one boring 27

-_ _ -_--_-_-_-_-- - 30120

C, ~ 5i5

g

67

100%

80

"rheolog;cal" decrease in strength

ecrease due to 6")

60- -Block 6

2 31

20-

Water content41 increase in

0 A w

15 mns. 6 hrs. l aCy 2 5Time to failure t (fi scale)

c= rzor sirength, time to fcilure =15 mins.c1zsheor strength, tirr.e to failure = t

ROm sKEMP-roej Aus LAROCHELL1E J% >

EFFECT OF VARIATION OF TIME TO FAILURE

ON STRENGTH IN UNDRAINED TRIAXIAL TESTS

10 15 20 days

FG. 2.2.12

2c Z 29 psi. 2ct= 23 psi.

w %Le31-0 17 p.s. 30-9 - 14-5 psi.

31-0 -- 9-. p.si. 320 - 14 p-s-i.

- Shear zone

15 min. test p =30 ps 7 day test

c = 2100 ps.f. Ct= 170 0 ps.f.

Aj 4 9.3 51 .20-8 A = +0-6C

c

cl

68

At-/h SAM^' 5'(o p~s ) |

10

-50

/cc/e/03eH

71s T S-c1roN A

4 *5)',-i,

Se - -

4- -

O#9d7J / /

r /0 * 4/s/ o cr o pio

A- .e4 '/Oa0*~ cm/s, -

ro-.sc /7"58ro -, //7~ s

.$a*! /L .

/0,4 -'/Xie oGP-ay .5o7 C/ey A/5O7O'

7 5sr SEcf/oA B FRMo\ LAMBE 0570)

EXCAVATION PENETRATING SILT: MBTA TEST SECTIONS A & B

-50

L60

AoArxdrw*N

IL4

oc/47

T74 1

0.

/0.

&0.

#0.

GO -

K

NK

N

28I7m7 y

S.'leebn; SO./ A 1-4 cl"eceSee/c-/./

FIG. 2.2.173

... ,awn any,,-,,,,,

i- - lr7, 0 "*C

r

0

/0

20-

30

40

60 -

x M

0 StOfc, LIS

SteadySeepcpe , U4.5

Teas4jred 20 ft from wa//easured a/ong wo// //IG4/68

0 I 2 3 4

PPc'SLPE /N K/PS'/T 2

POPE PPESSUPE SEC 7/ON B

MEASURED AND PREDICTED PORE PRESSUREMBTA TEST SECTIONS A AND B FIG. 2.2.14

69

Steoy S..pgeBest Estrnoe-

Stoic , /4s0 x

K

Kj

AMLasured Pote Pressuresx 40 feet from wo//* /8 feet from wo/Io 9 feet from woll on 6/1/69

F/LL

S1L T

7LL

0 / 2 3PPESSLE' IN K/PS/FT 2

POPE PPESSUPE .ECT/ON A

0

/0 C

K

t~J

K

k

Q

FIL L

SILT

TILL

30-

40-

60- I I I I

GANDY CLAY5,CLAYEY SAN D5

STRUT --

H

O.65kH

K, = TAN2(i5-/)

TiER-AGHi AtN4DkCK (Ie7)

0.65KVH

K=TANz(45-/) I HTAN(+S-

PE.CK (tc3(3)

TERZAGHI & PECK DESIGN ENVELOPES

FIG. 23Ia

0

71=1 ":--

P0EC K, "ANSON A wTHORNBURN (1'314)

YT-4UT --- 4

H-4CFOPt N z--mg

,'~ '7,,,.'

o.751

CLAYSY H

N=c0.25H N H

0.75H

6.

fP~ f(~~/(

0.s H

0.15 H

L!

YH-c N *~oiZ' 47

YH -2j ozHN > 6 " 8, LARGE DEPTH 0 -HOF CLAY BELOW CUT

TERZAGHI & PECK DESIGN ENVELOPES

os H

0.25 H

FIG. 2.3.lb

'PECK (1%69)

TIME TO COMPLETE EXCAVATION0 5 daysA 50 dayso 500 days

Ift = 0.305m

80-k = C04 Cm/seC

60-

40- 10-6 cm/sec 1.5 x 10-5 cm/sec

20 - YO~8 cm/Sec-

0 2 40 2 4 6 8 10

RATE OF EXCAVATION

EXCAVATION

7VT50'

-I

. in ft/day

FROM CI0ot-H A, OSAIMI (979)

CONSOLIDATION AT THE END OF ONE-DIMENSIONAL EXCAVATION

FIG. 2.3.2

0

0Cl)

z

0

0

a0

CE

0LuLX00

k)

73

NS. '.(&T7

-500Imeavation Rate - 0.5 ft/day

K K - 10-8 o/cI y

3o crr_^ ll

wall

30

Vro- O"SPm (i9T7) ONTOURS OF EXCESS PORE PRESSURE (pof) AT THE END OF EXCAVATION.

CONTOURS OF NEGATIVE EXCESS PORE PRESSURE

FOR TWO-DIMENSIONAL EXCAVATION

FIG. 23.30

-500

-500

60 rr

Strut

K . 100

-2500

-ow

3o FT 40 $r

KI . 300

Cnod"ks ,,wmvbe-)

-2500

Ffw OSAIMI (s9TT) CODNiOURS OF EXCESS PORE PESURE (psf) AT THE ED OF EICAVATIO.

CONTOURS OF NEGATIVE EXCESS PORE PRESSURE

FOR TWO-DIMENSIONAL EXCAVATION

FIG. 2.3.3b

74

W- all

Strut Wall

'iT

75

CHAPTER THREE

PROPOSED PROCEDURE FOR INCORPORATING

TIME IN THE PREDICTION OF THE PERFORMANCE OF A

BRACED EXCAVATION

3.0 INTRODUCTION

In this chapter the writer outlines a proposed procedure

to incorporate a major time effect (pore pressure

dissipation) in the prediction of construction performance.

Acknowledging advantages of certain aspects of available

Finite Element techniques and the Stress Path Method, lead

the writer to use both in a composite procedure. Hence this

procedure integrates the use of a sophisticated computer

model as a tool for a Stress Path Method approach.

The fundamental basis for this method is the Stress Path

Method. The most recent edition is presented by Lambe and

Marr (1979). The basic principle behind the Stress Path

Method is the effective stress principle, which states that

the effective stress equals the total stress minus the pore

pressure.

TI

Soil behavior is dependent on the effective stress history

and future changes in effective stress.

Table 3.1 illustrates the types of geotechnical

problems; force, deformation, stability, and flow, which the

geotechnical engineer must face in practice. Generally, he

76

must predict the performance of constructed facility. Table

3.2 summarizes the steps used in the Stress Path Method to

predict performance for the classes of problems presented in

Table 3.1. The method developed in this chapter by the

writer follows the steps in Table 3.2 for force and

deformation.

3.1 OUTLINE OF THE PROPOSED METHOD

This procedure is an iteration whose solution can be

improved with each pass through the steps outlined. Actual

field performance measurements during construction can be

input to update or adjust the solution. The proposed

procedure is as follows:

Step Description

(1) Using a finite element computer program which

models braced excavation (i.e. BRACE), input

an initial geometry and initial soil and structure

properties (i.e. strength, moduli, pore pressure

parameters).

(2) From Step (1) obtain total stresses (approximate).

Ac~

(3) From Step (2) obtain usE(the excess pore pressure

generated by the change in total stress due to

excavation).

(4) Estimate u (the excess pore pressure resulting

from the altered flow conditions associated with

77

the excavation). A hand drawn flow net or other

method (FEDAR) may be necessary if steady state

conditions are anticipated.

(5) Run dissipation analysis for actual drainage

condition (i.e. one, two, or three way drainage)

with estimated coefficient of consolidation.

Estimate the percentage of dissipation, D.

(6) Select a representative element(s) or prediction

point and an undisturbed soil sample(s).

(7) Consolidate the soil specimeNs) to the estimated

in-situ stresses. Measure the coefficient of

consolidation.

(8) Shear the sample by applying a total stress pat

obtained for the representative element. In

other words apply ACrF. Measure the actual uE a

the shear strains 2S . The first set of tests

be sheared under conditions of no drainage. If

second set are executed after the first pass th

the procedure, partially drained tests may be

required.

(9) Using the results of (5) and of (7) and the

estimated time t for the excavation constructio

determine the percentage of dissipation,D.

(10) Then,

h

nd

might

a

rough

n,

AUJT~ D +_ 4UE)

1. One might use superposition as shown previously inFigure 2.1.4 to obtain the initial net excess pore press.

78

(11) Apply to the soil specimen. Measure the

consolidation strain, £c-

(12) Find;

E = ES+Ee

This is a convenient simplification of the actual,

partially drained behavior. Here it is assumed

that the summation of the strains for undrained

shear followed by consolidation are equal to the

strain for a partially drained stress path

terminating at the same final effective stress.

Later, one might use stress path tests with partial

drainage to refine the solution.

(13) Compute a soil modulusE and Poisson's ratio ,v;

V Eva ~ fL ~ 2EV

Here we assume that the actual stress strain curve

can be replaced with a single modulus passing

passing through the actual stress level.

(14) Re-input parameters established from the test data

into the computer program (BRACE). For a series of

tests, contours of equal strain can be plotted as

seen in Figure 3.1. From such plots moduli can be

determined for any element by plotting the total

79

stress path on this plot, estimating the

"undrained" strains and adding them to the

estimated consolidation strains.

(15) Check against original total stress paths and

reiterate procedure if necessary to refine solution.

Below are summarized the main simplifications and

assumptions made in the presentation of the method;

(1) Deformations for an undrained unloading followed

by consolidation to a final effective stress point

equal deformations for a partially drained stress

path terminating at the same final effective stress.

(2) The actual stress strain curve can be replaced with

single modulus passing through the actual stress

level.

(3) The dissipation analysis is not too affected by

details of initial pore pressure distribution.

(4) Contour plots of equal vertical strain can be

constructed similar to the plot for the normally

consolidated soil in Figure 3.1.

Obviously this method relies on a laboratory testing

technique to obtain a soil modulus. Sample disturbance and

other factors influence this value. Another limitation lies

in the difficulty in correctly assessing the pore pressure

dissipation. However the writer believes the application

of this Stress Path Method type technique is a rational

approach for obtaining input for the computer program. As

Finite Element parameter studies have shown for supported

80

excavation, notably the Palmer and Kenney (1971) study, the

soil deformation or stress strain modulus is found to have

the greatest influence on the solution. One of the proposed

method's main objectives is to obtain and use this modulus

in a way which considers the effect of pore pressure

dissipation.

81

Para -TYPE EXAMPLE Predicted meters

Needed

F

Forces,ET U, ()h

Wall

H s,EDeforma- H c w

v Au withOff-Shore Structure cycling

FSStability Dam F

FS

Natural Slope

q, ht

Flow Stability k-- - of soil

Flow through Dam particlesunderprtce

from Lambe and Marr (1979)

GEOTECHNICAL PERFORMANCE

TABLE 3.1

82

Step Force and deformation Stability Flow

(1) (2) (3) (4)

1 Estimate stress- Estimate location of Estimate flowstrain pattern surface of minimum pattern

stability2 Select average element or select several elements3 For selected element(s), determine stress paths for:

(a) Geological history, i.e., past; and (b) design lifeof structure, i.e., future

4 On soil existing at or near selected elements in field situationRun tests along stress paths determined in step 3(Orient samples for tests same as in field)(Use field permeant in flow tests)

5 Obtain stress strain Obtain strength or Obtain permeability;or modulus strength parameters Measure any

movement ofsoil fines

6 Force = f(stress) or Factor of safety = Determine flow netf(modulus) average strength/

average shear stressDeformation = Average shear stress Evaluate stability of

f(strain or) from: Force polygon; soil to flowf(modulus) or elastic analysis;

or frnite elementanalysis; orstress paths

from Lambe and Marr (1979)

STRESS PATH METHOD

TABLE

0

--I

H -t 2

Il

I I --

3

ba

b

1

0.

V

3

~1*~ -~

------2--

62

0.70

=. 2 %

0.071%

5

2= (kg/cm2)

LAN|LLMNILLAS CLAY FROM LAMSE 1 WHrTMAW (1963)

CONTOURS OF EQUAL VERTICAL STRAIN

FIG. 3.1

--7-

1 2

00~w~

I I

a , , 3 -,

S 0 w

-EN-

84

CHAPTER FOUR

ILLUSTRATION AND APPLICATION

OF THE PROPOSED PROCEDURE

TO A CASE STUDY

4.0 INTRODUCTION

To serve as a vehicle to develop and illustrate the

application of the method to handle partially drained

conditions outlined in chapter 3, the writer will make a

prediction of the performance of a braced cut in Tokyo,

Japan. The excavation is currently underway and is

scheduled to take over two years to reach a design depth of

29.5 meters. Specifically, the writer will attempt to

predict the loads and deformations for a critical excavation

stage. The excavation depth at this stage is approximately

20 meters.

It is emphazized that the available soil test data is

insufficient. Particularly lacking is adequate information

on the stress history of the deposit, as well as a lack of

good information pertaining to the character of the soil

below 45 meters. Initial groundwater conditions (i.e.

static or non-static) have not been measured. Summarizing

the missing information:

(1) stress history (oedometer tests)

(2) u.

(3) limited soil samples and tests

85

Nevertheless, the main purpose of this chapter is to

illustrate the proposed method and demonstrate its

applicability. In the process a prediction is made using

the available test and boring data.

4.1 TYPE OF PREDICTION

In Lambe's (1973) Rankine lecture "Predictions in Soil

Engineering", Lambe classified predictions as follows:

PREDICTION WHEN PREDICTION RESULTS AT TIME

TYPE MADE OF PREDICTION

A Before event ---------

B During event Not known

Bl During event Known

C After event Not known

C1 After event Known

The writer's prediction will be a classification A

prediction. A prediction of early stages of the excavation

currently underway would fall into the class B category.

The writer did not have measurements of performance of these

stages prior to prediction.

4.2 PROJECT DESCRIPTION

4.2.1 General

The excavation is for construction of a pumping station

facility for the Nakagawa Sewage Treatment Plant in Tokyo

86

and is designated site B. The excavation support system is

designed as a cross-lot braced, concrete filled pipe pile

wall. Plan dimensions of the excavation are approximately

79 meters long and 52.5 meters wide from wall to wall,

internal dimension. Cross lot bracing will have inter-

mediate vertical support derived from columns supported by

deep concrete piers. Within the excavation, lime

stabilization of the upper 25 meters of soil has been

executed. Figure 4.2.1 shows a plan view and cross secton

showing these construction details. Also shown are recent

boring locations.

4. 2.2 Cons truct ion Schedule

Figure 4.2.2 depicts the schedule for construction and

pertinent events during this period.

4.3 SUBSURFACE CONDITIONS

4.3.1 Soil Conditions

Limited preliminary soil data indicated that the soil

profile consists of intensely stratified deposits of

relatively soft sandy silt, fine sands, clayey silt and

silty clay extending to a depth of approximately 45 meters.

Below these lies a relatively dense stratum of sand and

sandy clay layers.

The cohesive soil deposits are of moderate to high

plasticity. Blow counts (blows/30cm) in the top 30 meters

of soil are typically less than 10, gradually increasing

below this depth to approximately 50 at a depth of 50 meters.

874.3.2 Groundwater

Groundwater level is encountered in borings at

approximately 1 to 1.5 meters below ground surface.

Elevation on the boring logs coincides with depth (i.e.

depth = 5 meters, elevation = -5 meters).Unfortunately it is

not known to which datum (i,e., sea level) these elevations

are referenced to.

Unfortunately initial pore pressure data are not

available to verify static or nonstatic groundwater

conditions at this site. Static groundwater conditions are

assumed in this study. It should be noted however, that

previous work in the Tokyo area by Lambe (1968) at a

Kawasaki City Site revealed that pore pressures were

non-static due to long term pumping from the lower acquifer

55 meters below the ground surface. The total head in this

layer was ultimately reduced to -5 meters. Therefore the

static initial condition assumption may be in error.

4.4 NAKAGAWA PREDICTION

4.4.1 Initial Model of Field Situation

Following the steps of the outlined procedure in Chapter

3 the writer selected an initial soil profile based on the

limited preliminary soil data. A finite element mesh was

developed to model this excavation using the BRACE III

computer program. The mesh geometry was organized to

closely model excavation and bracing levels as well as

simplified soil stratification. Areas of anticipated high

88

stress concentrations (i.e. e

modeled with smaller elements

lements adjacent to wall) are

The initial profile, and

finite element

is a detail of

excavation and

Linearly e

mesh are shown

the excavation

bracing levels

lastic stress s

in

and

to

tra i

the initial BRACE III analysis.

to henceforth as Run A. Values

E ,/W equal to 75 which corres

/St= 250. These values were us

deposit. Input values of Poiss

were selected for cohesive and

w

po

ed

on

co

Figure 4.4.1.

wall zone sh

model the fie

n moduli were

This run will

ere obtained

nds rough

to model

's Ratio

hes ion les

ly

th

of

s s

t

e

0

0

Figure 4.4.

owing the

ld situation.

employed for

be referred

using an

o a value of

ent ire

.45 and 0.40

ils,

respectively.

4.4.2 -Stress Paths

To check the re

(Run A) total stres

selected "average"

excavation. Severa

in Figure 4.4.3 for

stress paths illust

unloading one might

of the excavation.

near the wall, (e.g

paths become less e

path extended be twe

s

s

e

1

from Initial BRACE III Analysis

ults of the initial BRACE III analysis,

paths were plotted on p-q diagrams for

lements both behind and within the

of these total stress paths are shown

this linearly elastic analysis. The

rate the compre

expect behind

Within the exc

., element No.

asily categoriz

en the initial

ssion and extension type

the wall and at the bottom

avation for soil elements

345), the total stress

ed, although a s traight

and final points indicates

the simpler extension mode of unloading.

2

Etx

4.4.3 Laboratory Test

General

Five "undisturbed"

Shelby tubes and 7 jar

89

s And Revised Soil Profile

1 meter

samples

long, 8 cm diameter

from recent borings

brass

adjacent

to the excavation were made available to the writer for

stress path testing at MIT. In all, 4 anisotropically

consolidated undrained triaxial stress path tests, 10

Atterberg limit index tests, and 6 combined sieve analyses

(mechanical and hydrometer) were executed by the writer to

supplement the available information on soil conditions.

Visual classification and torvane tests were also made.

Results of one unconsolidated undrained triaxial test

performed at MIT were supplied by Mr. Matthew Southworth.

In addition to the above, results of six isotropically

consolidated compression tests performed in a Japanese lab

were also obtained.

Soil Classification

Table 4.1 summarizes the index

classification of the tube and jar

through A.6 in the appendix give c

for the combined sieve analyses.

plasticity chart . Atterberg Limit

properties and visual

samples. Figures A.1

omplete grain size plots

Figure 4.4.4 gives the

s plot near the A - line.

90

Stress Path Tests

Figures 4.4.4a through 4.4.4d illustrate results of the

stress path tests executed by the writer for four

"undisturbed" samples of sandy and clayey silts.

In order to simulate the stress changes that the writer

predicted would occur in the field the procedure in Chapter

3 was employed. Based on the length of construction time

for this project, it was assumed that consolidation due to

altered flow conditions would occur, particularly within the

excavation where construction dewatering is inevitable.

Consequently the testing procedure consisted of the

f o 1o w in g 3 steps.

(1) Consolidating the sampl

stress state.

(2) Shearing undrained via

unload ing

envelope w

sample).

Stress Pat

subs tantia

The tes

pressures

decrement

(3) Applying a

to simulat

to the failure

hile maintaini

This procedure

hs from BRACE

1 zones of loc

ts were stress

were allowed t

of

c

e

the coefficient

Unfortunately no tes

es to the estimated in situ

ompression

envelope (

ng integrit

reflects t

III Run A w

al yielding

controlled

o stabilize

applied stress.

hange in pore pre

post shear consol

of con

ts were

ssure (

ida t ion

solidation.

performed whe

or extension

define failure

y of the

he trends of

hich indicated

Pore

for each

back

and

pressure)

measure

re negative

91

excess pore pressures were allowed to dissipate although

this situation is likely to occur in the field as well.

This is mainly because the writer originally assumed deep

dewatering was to be implemented, later to learn that this

was not the plan. Not having a sufficient knowledge of the

initial pore pressure distribution in the field, initial

pre-shear effective stresses for the triaxial tests were

computed assuming static pore pressure conditions.

Admittedly, this assumption may be in error for the actual

case.

Coefficient of Consolidation

Table 4.2 summarizes values of coefficient of

consolidation computed from both pre-shear and post-shear

consolidation. Both square root of time and log time

methods were used. The small load increment ratios often

yielded type III curves (Ladd, 1973) for log time and the

time for 100% consolidation was difficult to obtain from

this type of plot. Thus, this writer has more confidence in

the reliability of square root of time CV data. Figures A.7

through A.14 show typical square root of time vs. volume

change plots for the triaxial tests.

Revised Soil Profile

Based on the recent soil borings (October 1979) and the

results of the tests run at MIT on the samples taken from

these borings a revised soil profile was constructed for the

prediction. The profile is shown in Figure 4.4.6. Strata

92

below 45 meters was inferred from older borings in the same

general area.

The strength profile shown in the figure was selected

for extension and compression unloading. The selection of

this simple profile was influenced by:

(1) available undrained strength data -- although

high Su/ T, values determined from triaxial tests

(to be discussed later)indicated some over-

consolidation , useful stress history data is

missing and would help put such data in

perspective. Other factors such as high strain

rate used in CIU compression tests and the

unquantified effects of the lime stablization of

soil may have increased the test strengths.

Because of the lack of better information on this

deep deposit, the writer used strength data from

the tests run at MIT, selecting the lower values of

Su/T-Y to represent the deposit.

(2) Limitations of the BRACE III computer program --

BRACE III is limited in the number of soil

materials that may be input. The writer elected to

use the maximum number (20) of materials to model

different moduli at the "cost" of assuming a simple

strength profile described by two values of the

ratio Su/0 0o.

The CIU compression tests shown in Figure 4.4.7 are

plotted with the triaxial tests performed at MIT. The wide

scatter of

attributed

of samples

sheared at.

was applied

time to fai

2.2.12), th

CIU tests,

likely give

because por

subs tantiat

performed b

significant

increments

93

strength from the Ja

to the wide range of

from a given depth w

The high strain ra

is also a source of

lure as Skempton and

e measured strength

tested at a strain r

unrepresentative an

e pressures are not

ed by the controlled

y the writer which i

ly longer time (15 +

as shown on Figure

panese CIU

confining

ere consoli

te at wh

error.

Laroche

will dec

ate of 0

d higher

allowed

stress,

ndicated

ich

By

1 le

rea

.5%

un

to

st

th

tests can be

pressures a series

dated to and

the shear stress

increasing the

showed (Figure

se. Similarly the

per minute most

drained strengths

equalize. This is

ress path tests

at it took a

5 minutes per increment,

4.4.5) for pore pressures to

equalize during undrained shear.

Consequently the writer applied a correction based on

the Skempton chart. First, strengths for the sample depths

extrapolated from each series of tests were obtained by

estimating the strength associated with the insitu

octahedral effective stress.

ocT 3

In other words for

samples retrieved from

example, if two undrained

a depth of 10 meters were

tests of

sheared at

94

consolidated pressures of 5 TSM and 10 TSM, and FOc-r in the

field was 6.3 TSM the approximated strength was extrapolated

in the following fashion:

This strength was then reduced by 20% to correct for the

excessively high strain rate. Table 4.3 summarizes the

corrected CIU strengths as well as the other triaxial test

data from the MIT tests. The agreement between the two is

good for the compression tests. The extension tests have

strengths equalling approximately 50% of the strength

measured in the compression tests.

In comparison, undrained triaxial test data on normally

consolidated Kawasaki Clay (P.I. = 40 + 10%) with a slightly

higher P.I. from Ladd et al (1965) show values of s

equalling .445 and .225 for compression and extension

respectively.

Although the strength data showing large Su/:,0 ratios

indicates that there is probably some overconsolidation from

18 to 28 meters, stress history data is not available to

define the degree of preconsolidation. As previously stated

because of the lack of sufficient data, for the purpose of

this study the strength for the undrained deposit will be

assumed to increase constantly with depth equal to 0.43 V,

for compression and 0.22&,o for extension. These values

agree well with Ladd et al (1965) although they may be

95

slightly conservative values in the light of test data

available from 18 to 28 meters.

Contours of Equal Vertical Strain

Based on the available CIU and CAU tests, plots of equal

vertical strain were constructed. Figures 4.4.8a and 4.4.8b

show contours of vertical strain on a p-q plot drawn through

the effective stress paths for the CIU tests. The two

stress path compression tests TC-1 and TC-2 are also plotted

and show reasonably good agreement. For extension unloading

the two stress path tests TE-1 and TE-2 are plotted on

Figure 4.4.8c and estimated contours of equal vertical

strain are averaged through these effective stress paths.

These plots will be used to extrapolate strains for various

loadings at any depth to obtain soil moduli.

4.4.4 Revised BRACE III Analysis for Partially Drained

Conditions

A. General

As previously stated, this prediction will address the

excavation when it has attained a 20 meter depth. One

reason for selecting this depth is illustrated with the help

of Figure 4.4.9. This figure shows a simplified soil

profile and the Nakagawa excavation geometry for the sixth

excavation stage (depth = 19.5 meters). At this depth,

bottom stability due to uplift becomes critical. A simple

computation for the geometry in the figure determines the

critical depth, ZCR for equilibrium of the soil mass against

uplift;

96

-Z br - (2- xu)Y'

- 45x I. - C4-5-1-S9 lO

~/cm 2.1MIETERS

At this excavation depth, the effective stress is zero

at 45 meters and the upward force equals the downward force

(i.e., the factor of safety is one).

Consequently this prediction will treat the loads and

deformations to be anticipated for a depth just prior to the

depth where bottom instability is imminent. Two new BRACE

III runs B and C are made for this prediction. For the

final Run C updated stresses from the previous run are used

to obtain moduli.

B.-Computation of Partially Drained Moduli

The partially drained moduli incorporate both undrained

and consolidation strains in the relation:

w h ere:

w h e r e:

ET = -crA. vCn TiA^L STRAW E o= - AL. VO&..u.MET IC SnTrA W

1) Undrained Shear Strains

Using the linearly elastic BRACE III RUN A, the writer

selected approximately 50 elements inside and outside of the

excavation and tabulated the values of total stress change

in terms of p-u0 and q for the initial and sixth excavation

97

stage. (Table 4.4 shows such tabulated values of stress for

the final BRACE III RUN C). Total stress paths are then

constructed from these values. Using the appropriate plot

of strain contours,(see Figure 4.4.10)the total stress path

(minus the static pore pressure) can be superimposed and the

undrained strains can be scaled off between contours along

the estimated effective stress path.

2) Consolidation Strains Due to Dissipation of Excess Pore

Pressure within the Excavation

Given the final effective stress point established by

the undrained shear, the excess pore pressure ~u. due to

shear (typically negative in this case) can be obtained by

subtracting the value of (p6 - u) for the sixth excavation

stage from the value of 'p. Refer to Figure 4.4.10.

The average degree of consolidation for this geometry is

estimated using one dimensional consolidation theory. Within

the excavation the impermeable wall is likely to inhibit

lateral drainage. The Terzaghi equation for the

dimensionless time factor Tv is;

CVtV H

For a depth of excavation equal to 20 meters the time

factor within the excavation is computed using:

-3 '(a) C 3 x 10 c-wn/sec-nd

selected as an average value from the stress path

test data

(b) t :.St 5 8 inoriths computed from

98

Figure 4.4.11 to represent an average time for

unloading similar to the procedure used to compute

settlement time for embankment loading (see Lambe &

Whitman p. 414 1969)

( c ) HA = (45- L(.s) - 2 = ..LS vneters

The drainage path length for the consolidating

cohesive layer. This assumes double drainage.

The time factor then equals 0.05 for this stage of

construction for the soil at the bottom of the excavation.

For a linear distribution of excess pore pressure this

will yield an average degree of consolidation of

approximately 2 % obtained from Figure 4.4.12a. Having

observed the dist

within the excava

considering the s

dimensional verti

pressure the writ

degree of dissipa

any depth or disc

excavation. (Ide

and constructed t

of excess pore pr

ribution of

tion to be

negative

reasonably

excess pore

linear and

pressure

also

tudy by Osaimi (1977) which indicates

cal

er

tio

ret

all

o r

ess

u

n

e

y

e

U

degree of dissipation Uz

pressure one estimates t

dissipated. This value

to be added to the posit

due to surficial or shal

dissipation o

ses Figures 4

for negative

element belo

a plot of Z

present the a

re.) By mult

t i

he

is

ive

low

me

ac

th

s t

tua

en

he

1

ta

excess

dewate

f nega

.4. 12b

exc es

w the

vs. Uz

c tua 1

iplyin

in it i

nega t i

bu late

por

ring

a one

tive excess pore

to approximate the

s pore pressure for

bottom of the

would be derived

initial distribution

g the specific

al excess pore

ve excess pressure

d (Table 4.4), later

e pressure dissipated,

within the excavation.

99

The excess pore pressure due to shallow dewatering can

be analyzed using Figure 4.4.13 for a change in piezometric

level at one drainage boundary only. This case also

experiences double drainage and therefore the time factor

will be the same as previously computed. The dissipated

excess pore pressures are obtained using this figure and are

computed for various depths and elements (AuD).

The summation of Au, + 6u = Au, gives a net value of

dissipated pore pressure in TSM. Using Figure 4.4.14a

and/or 4.4.14b based on the post-shear consolidation from

the series of stress path tests, volumetric and vertical

strain can be extrapolated for a given depth. Since stress

path tests with dissipation of negative excess pore pressure

were not run the plot in Figure 4.4.14a shows inferred lines

for this case. Since this is an unloading problem, the

strains due to dissipation of negative excess pore pressure

are not likely to be in the zone of primary consolidation

and therefore are likely to have a similar relationship to

changes in pore pressure (but opposite in sign) as the early

recompression stage of the stress path tests.

(3) Consolidation Due to Pore Pressure Dissipation Behind

the Excavation

The steel pile wall is assumed to be impermeable. The

steel interlocks between the piles have been grouted to

prevent leakage.

100

Below the lower silt layer the total head is assumed to

remain constant and this stratum is assumed to have free

access to a distant source of groundwater.

Given these assumptions, dewatering due to shallow

pumping within the excavation will not affect pore pressures

behind the wall.

The stress path test TC-1 indicates that the upper

organic silt has a coefficient of consolidation of

approximately 7 x 10 cm /sec. Computing a time factor for

this doubly drained stratum for the time associated with the

20 meter deep excavation we get:

T .0 1

and from Figure 4.4.12

U(k 12 */A'VG

similarly for the lower clayey silt we compute

.03

A'/G

Continuing with the use of one dimensional theory as was

used for within the cut, strains are estimated for consolida-

tion and added to the undrained strains obtained from the

contours of equal strain plots. See Table 4.4.

(4) Contours of Moduli

Contours of moduli can then be constructed across the

finite element grid using the tabulated values for the

101

discrete elements analyzed. Figure 4.4.15 shows the

contours of moduli in tons per square meter. Stress strain

moduli for the granular layers above and below the cohesive

soils were estimated using empirical formulas based on blow

count (Mitchell and Gardner, 1975) and compared with ranges

of modulus for granular soils in the literature. The

modulus in the layered lower sand and sandy clay stratum was

reduced from 1650 outside of the excavation to 1000 within

the excavation to recognize the fact that the shear stress

level in this interior zone is higher and therefore the

secant modulus will be lower.

The values of modulus from this plot were substituted

into the BRACE III computer program by initially assuming 14

soil materials (moduli) and assigning the appropriate values

of moduli to the finite elements. Total stresses from this

computer Run B were used to improve the solution by

determining new or updated moduli as shown in Figure

4.4.16 The final Run C was made using Fig. 4.4.16 and 20

materials. The current version of BRACE III will handle a

maximum of 20 soil materials. Ideally zones of soil with

similar modulus and Poisson's ratio would be contoured,

since these values can also be estimated as shown in Table

4.4 for the final run. Unfortunately, the current version

of BRACE III is as previously stated, limited to how many

materials may be input.

Ultimately the writer observed that in general

Poisson's ratio will follow the trends outlined below:

102

a) Zones Inside the Excavation

1) where dewatering prevails and the net excess

pore pressure is positive, dissipation will

tend to increase Poisson's ratio

2) where the net excess pore pressure is negative,

dissipation will tend to decrease Poisson's

ratio

b) Zones Outside of the Excavation

1) where the net excess pore pressure is positive

dissipation will tend to reduce Poisson's ratio

2) where the net excess pore pressure is negative,

dissipation will tend to increase Poisson's

ratio

Ultimately an average value of 0.49 was selected for the

cohesive soils, this value at the upper range of typical

values (0.2 - 0.5) usually used in finite element analysis

modeling of soil. In general the undrained strains in this

case tended to dominate the deformations.

(5) Ko

Ko = 0.5 for all soils was selected based on review of

stress path Ko consolidation data on these soils, the 1-sin

i equation and empirical correlations of Ko versus P.I.

(6) Anisotropy

To account for anisotropic shear strength, The Davis and

Christian (1971) yield criterion was used in BRACE III.

Also, any yielded Elements are assigned a modulus equalling

103

1 to 10% of the unyielded modulus, depending on the initial

modulus value.

C. Predicted ,Loads Deformations and Stability

(1) General

From the final BRACE III run, contours of

deformation and stress are shown in Figures 4.4.17

through 4.4.23. Figure 4.4.23 is a contour plot of

undissipated excess pore pressure and is intended

to show the approximate trends prior to

consolidation.

Related aspects of techniques used in the BRACE

III computer program to model the soil structure

interaction are discussed in this section.

(2) Deformations

Figure 4.4.17 illustrates the deformed geometry

after the sixth excavation stage. Inward movement

of the steel pile wall towards the excavation range

from 12 centimeters at the top of the wall to a

maximum of nearly 44 centimeters at a 27 meter

depth. Bottom heave varies from 40 centimeters

near the wall to 76 centimeters at the center

line. Figures 4.4.18 and 4.4.19 show selected

lines of lateral displacement and bottom heave,

respectively.

Maximum ground surface settlement behind the

excavation is 20 centimeters occurring 25 meters

behind the excavation. Figure 4.4.24 compares

104

ground surface settlement with Peck's chart. Note

the uncharacteristic heaving of the excavation

face. Ground surface settlement begins to occur at

a distance of 3 meters behind the excavation. In

the 3 meter wide zone between the wall and this

point a very small net upward movement occurs. In

the writer's opinion, since this is contrary to the

downward movements we would normally associate with

past experience, this lifting of the excavation

face is due in part to the way which the BRACE III

computer program models the soil-structure

interaction. When excavation release is simulated

the upward forces applied to the nodes on the newly

exposed surfaces of the excavation include an

upward force applied to the nodes shared by

sheeting elements. Consequently, as the bottom of

the excavation heaves, the sheeting may also heave

slightly.

This behavior is enforced by the technique

intended to allow the soil to slip behind the

wall. This technique involves setting the axial

stiffness of the sheeting equal to either the soil

stiffness, or zero above a selected level (usually

above the depth of excavation). BRACE III runs in

this study set the axial stiffness of the sheeting

equal to the soil stiffness.

105

Simulation of strut installation

fixing the node at which the strut is

the horizontal direction. A BRACE II

study by the writer comparing this me

fixing the node in both vertical

is made by

applied in

I computer

thod with

and horizontal

directions

directly b

method. A

mented in

the node i

approach.

modeling t

BRACE

install at i

a) no

b) ze

as a p

s trut

indicated that more settl

ehind the excavation face

ithough this technique was

the current BRACE III anal

n both directions may be a

Therein is evidence of th

he soil structure interact

III Input options used for

on in the final Run C

prestressing of stru

ro crushing of shims

ercentage of movement

level

inc

ts

(or

alr

ement

w i th

not

yses

more

e dif

ion.

s tru

occurs

the latter

imple-

fixing

realistic

ficulty in

t

luded:

timber wedges)

eady occurred at

Al th

employed

Run B, s

revised

ough

for

h im

Run

c

B

no pr

the i

rush i

( the

e

n

n

stres

itia 1

g was

first

s ing of the struts was

linearly elastic Run

set to 50%. The firs

of the two runs using

y drained modulus) showed

movements (up to 1 meter

agnified by the crushing o

Acknowledging this error,

C assumed no crushing of s

large inward

at a 20 meter

f the

the final BRACE

hims. Unfortu-

1

g

m

A and

t

the

partial

shee t in

depth)

shims.

III Run

106

nately, the writer does not have knowledge of the

actual prestressing and shimming techniques and

details for this excavation.

Movements above the excavation level are also

as Jaworski (1973) states, a function of bracing

details. The selection of the related input

parameters are usually drawn from the engineer's

experience or knowledge of actual performance in

the field.

(3) Lo ad s

Figure 4.4.25 shows the strut loads and total

lateral stresses behind the wall. The negative

values in several struts can be attributed at least

in part to the lack of prestressing in the struts.

Furthermore, since for early stages of excavation

the sheeting typically behaves as a cantilever

followed by a more convex distribution of

displacement, the tendency for the top of the

sheeting is to bend back away from the excavation

during later excavation stages. This would give

negative load to a non-prestressed upper strut, as

indeed the upper two strut loads illustrate.

Consequently the load is shifted to the lower

struts. The unusual negative load in one of the

lower level struts is probably a result of several

factors. While lack of prestressing may contribute

to this result, Jaworski notes that four to five

107

sheeting elements between strut levels may be

required to accurately model the sheeting

behavior. Otherwise,uncharacteristic sheeting

forces may be transferred to the strut. Only two

to three sheeting elements were used between strut

levels in this study.

4., Stability

Stab il ity

is typically

analysis for

for an excava

analyzed using

shallow excava

tion of these d

Terzaghi's bot

tion (H/B< 1) a

imensions

tom heave

s shown

in Figure 4.4.26. Bjerrum and Eide would be used

for cases where H/B> 1.

basal sta

indicat in

meters.

beneficia

support p

of these

view area

For th

bility ana

g instabil

Also note

1, stabili

iers have

columns is

of the bo

e Nakagawa

lys is

ity a

that

z ing

been

a ppr

t tom

t

f

e

n

0

0

For comparison recall the

made in section 4.4.4A

an excavation level of 2

or both analyses any

ffects of the concrete

eglected. The plan area

ximately 13% of the plan

f the excavation.

excavation, the average

strength along the assumed failure surface can be

estimate

(1)

d by:

selecting several average elements along

the assumed failure surface

1

108

(2) constructing stress paths including the

effects of pore pressure dissipation

(3) selecting a strength for each element b

on an assumed failure loading path star

from the final effective stress point

determined in (2)

(4) average the strengths and input the Ter

equation for Factor of Safety shown in

Figure 4.4.26

The extended time for which this excavation

remains open has resulted in a dissipation of n

negative excess pore pressure for elements outs

of the excavation and for the majority of the

elements within the cut. Consequently, the soi

strength decreases with time as the soil swells

the water content increases. Hence in the

stability analysis the actual or "partially

drained" value of c is input into the equation

below. This method is used instead of the comp

used " 5= 0 concept where Su, the undrained

strength is substituted for c;

Factor of 1

Safety H -c/B

ased

t ing

zaghi

et

ide

a

and

monl y

Although the

simplification,

"I5= 0" approach is a convenient

if it is used for this case the

109

Factor of Safety may be unconservative.

Figure 4.4.27 shows the excavation geometry at the 20

meter stage and several "average" elements. Several of the

stress paths for these elements have been plotted in Figure

4.4.28 and an average strength selected from strengths

estimated from the stress paths is 8 TSM (refer to Table

4.5).

The r

Using the

29.5 mete

some erro

the s tres

different

strength

assumes)

depth is

esulting factor of safety using this method i

same strength for the final excavation depth

rs, the computed factor of safety is 1.1. Al

r is involved in making this extrapolation be

s paths for the "average" elements will be

as well as the strengths. In other words,

does not equal a constant (as the Terzaghi so

and the factor of safety for the full 29.5 me

probably overestimated.

s 1.6.

of

though

cause

lut ion

ter

110

NORTH

80-' M

APPROX. 4CROSS LO

3.250

2-1 - iiIK?~ Jz54 W"

LOFT BRACING

- 6~ 16 I 6 * 6 6 6~6 I 9 U ~TYTI

o1

3.25

80 7.013.2 5

1.52 M DIA.CONCRETEFILLED STEEL PIPE PILES

9.0 1 9.0 1 9.0 17.5 5.5 7-5 6- 15 7 t3.25

2-5 M DIA.VERTICALSUPPORT PILES TODEPTH OF 55 M. (TYP.)

PLAN VIEW

50-5 M±ZONE A

15MtZONE B VZONE A

(0.7M C/c -ALT 14MAND 25M DEEP HOLES

(.4 M C/C)

0.4M AUGER HOLESSTABILIZED WITH LLIME -25

,- *

CAST-IN- PLACE CONCRETE PIERSFOR VERTICAL SUPPORT COLUMNS

CROSS SECTION X-X

PLAN VIEW AND PROFILE OF NAKAGAWA SEWAGETREATMENT PLANT EXCAVATION - SITE B

FIG. 42.1

'-RIN

1-2.N

-i-I19.2SM

K

34-75M

15M±I

if "*/'-*"jjll1l1j.14-

-25-

I W f

w

wa

-0

-- 10

-20

-30

-40

50

L60

2

I

) & cnii

T I

, , , , , ,

SOIL5TAB i LlZ.)RIVE STEEL PtLE WALL

- 1 L'C6NCRETEF PIER 5

- 3.0

I . , , i I I I I I II I I I

1978 1979 1990

EXCAVATION STAGES - (ELEVATIONS M ETERS)

6. o -03.5 -14.0 -rr.0 -20.0 -e3.0 - 0- 29.5

1980 1991 19 3

SITE B CONSTRUCTION SCHEDULE

F IG. 42.2

ift,

38 ~s Wo 2ZZ

i-i~ I-r '9

"7

23g-3

'7

,7

G07 4--7q

5-04

5,01so

30

4ii49749'495444

4149489 -

4821 -4U.

44 9

4-9

s'l

4-1

4-0

38

37

'4

'3

2

Ci

"3

97

t4-

9+'

" -

9e'

95.

--32

30

3o

4

3

G.

(-7-

go'I

SAND350

$1~ L

.=W 0

SILT

aSAND

4) -35'SANDflCp =L35'

sf .3Z

0-

V20

30-

4o_

50 -

50

60

3-

33 44 0)

- ^

40

,A4-

N

'9

'4

-J

0

8

'9

8

I.,

'3I.N

'4

'I

1

ALL SOILS: Y-, =- %15-fCM E/,=75) K,=0.5

54

5-4

4-3

28

25

11)

/

2

4I

I"

-T73

.7'

70

INITIAL PROFILE AND FINITE ELEMENT MESH FIG.. 4.I

7

4-7

4-

45

44

f.

I

493

*

C'4-

08*

-V t ; t2,3

2 24

* e 9O

EXCAVfli BACM0 srAGE

/0-

20 -

30.

40

60

I II I I -I I I0 /0 20 zs 3o 40 So o 7o

DETAIL OF FINITE ELEMENT MESH IN ZONE OF EXCAVATION F IG.4.4.2

8

6

If

z

0

TYPICAL TOTAL STRESS PATHS INITIAL BRACE III

ANALYSIS LINEARLY ELASTIC MODULUS FIGAA.3

/06/ *

tJ

i~/ ~

- I

4

/0

I

4~1

a

115

ST = SHELBY TkAEE. MOTE: SANOy SPAfl>JF - No roiz'RAlZ

SOIL INDEX PROPERTIES, AND CLASSIFICATION

TABLE 4.1

-rMf A M P E uo S W

MIETEKS T/ ( 0/ .s,.e F

- ST .4 (.3 33 3o 2.7

-. 9 2-2 ST r.8.Z 59 'A0 O - 3- OZ-MH

1c30 3 51 44.Z 53 3/ 22 3.6' 22. "

21.4 2-2 ST 55.4 57 3/ Z( 3.2. - MW

2.o 0s.5- 5) 29 22 4. 3 CH -MR2-1 ST CTE-2)

-35 93 6 -- . ML

31.3 Z-Z 7AW - 38 2- (3

3+.o Z-1 Z- 40 5 41 3z 20 S 2 ML(TE-0

34-'> Z-Z .15' 37 2IZ 25 - 'z cL

4-2.15 z-Z _T Z_ 'sZ Z-zs*.5 - *3( H-

r I I

00

0

CH

7oeeV

_ _ MH _ - _ _

m a I I

50 go 70 80 CI0 /00

IJQLUD 41/-I7

PLASTICITY CHART

FIG. 4.4.4

K 56

z

U

/0

0

CL

x'7

4-

/0 .o 30 4o

i if

z

401 i --

oo Z- ---

o< MLG

'ESS-

~5?-

5- /0/5

P P T5M

-~ T/0 ' Zo

/5

/0

5

E

0/

(3 4. 5*

C0MWR~E~S seN')

/v7zs :

j. STRESS Cc1NT ot.LEID C K,.C(u)

2. BORt4G Z-2. DEPT" 10 MEnERS

STRESS PATH TEST TC-1 FI G..4.5

/

zg

FTL

u

3-

' ~7' 8

,~ -'a-

eZs'

/0

/ 0 /5 6Z-30 3z..

E

______S ___ __ ~_

5" /0

/

E Z

5-

A/oTES :

1. SrRsS COOT I.nLET- CiUC (u.)

2. BORIWG 3 DEPTH 19 METERS

30 >-5

STRESS PATH TEST TC-2

1.'

CT

/0

5-.

ESP

0

S

"-34 '4J~

~

~J)1.A) 0U

0 V-"

c

-1-sm

FIG.445b

~20

I I -

z5- -3--i

-/0C -A TMIJSIOhJ)

EvJEr CAIW .

3 I0

STRESS CONTR-kEk> Ciz. E (u.)

2. BoRiNG 2-I DEPTH 34 METEAS

P -F StSTRESS PATH TEST TE-1 FIG. 4.4.5c

zI-

0~

-

o-(

/~ 2. 3 35

[ _ _ _ _j _ _ _ _

U

t~7I

4

0I

I 2

/V

i

_

11 ~ j

s-+

i

zG Zs5 "N30

/0 ______________ /0_

6Z5-

0 __00 . pp SA 25

-/0 __ _ _ _ _ _ _ _

7

o-

in

5 3o

p

/0 -

~10

-.5-.

I

84- ' 7

(ExTEInsIL)

E V~P.TCA

k)0

NoTECS.*

I. STRLss CoNTRO LLED C<LE C.)

2. SoBC r-IG 2-) IDEPTH 28 tAETERS

FIG.445dSTRESS PATH TEST TE-2

U)I-

tvc

15'

Triaxial TC-1 TC-2 TE-1 TE-2Test

Depth m 10 19 74 28

FittingMethod log t V log t logt log t

0.27 0.30 7.1 1.1 4.5 0.74 0.26 0.60Pre-Shear 0.03 0.12 3.5 2.0 2.1 0.65 0.22 0.33

1.4 5.0 0.26 0.85 0.26 0.721.15

Average 0.15 0.21 3.0 2.7 2.3 1.3 0.25 0.55

1.3 3.1Post-Shear 0.08 1.8 4.6

0.06 5.0 2.0 0.602.8 0-30

Average 0.07 3.4 2.7 1.3

COEFFICIENT OF CONSOLIDATION CM/sEC x 10 -3

SUMMARY OF COEFFICIENT OF CONSOLIDATION

DATA FROM STRESS PATH TESTS TABLE 42

0 TV 4S MIEIA$ iMASO 4V

0

'I)

441~-114 So -

4-

4.0 -

60

B840VAIS 7-1, zz,-

- U..Aw. s6 P2AY

F/A/E 5/9A/D

a. etA

whelt& .9C YEYS

Y*/. 75c g

-rPUS 7. - , - .A1DI M . SA All)

LT. GAYF/*-. SAM01

Y eI.S 7C'f

SILT

3/uTY CL4

S-54AJD

.- ~AJO CY

r32*

soIL COAJnoafs FA.&tj 4Cl

040o A &)* A'A 04ri $SPM.G l5CAfE499L Aite4

8 oftims 3aopteW4 1-1

I >

01 I

0

bp'

o lo z6 3a 40

DG ~ L~

Wp WJI'

LK

0 20 40 (0W..ATAX COW-rsr *.

REVISED SOIL PROFILE

:1 U

K

19i.-- --

+ IT- AP

=.43I ASSU

TEMTc-TO

MED

3g.Z2

so s - ,e '- to cs~

F IG. 44.6

rI'Q

123

00

20su t/ma

30 40

= 5,10,20,&.46 t/mL

UNDRAINED STRENGTH:

TRIAXIAL TEST RESULTS VERSUS SAMPLE DEPTH

FHG.4.47

boring2-2-2

0-

10-

20-

.30]

40-

50-

60-

0-0

-- 0

Lu

Ca-EUU

cmuc-

CAUE-1u

I-10

I0

LUU

S /ow 46 /oZO46-

C7

124

DEP77 7uST - - a CtA7sm As rsmE

/o.zt C/aCU) 7.1 5.7 (AZTER.5) (75A4)

/0.31 C/uc-) 5.? -9 4 4 7

/0.3+ Lt1L() 3.9 43

o.3± CALUCc') 3.9 -3 - 43

/9.4± cia.c-G2 /*. -/45 7 93 . Z. >

/f.3 CA UaC(t) c. 0 / 7.e(, /0./ .51 TC-Z.

Zo.± c I tcL) /4. f / 8 /6.7 i/., .77-

26.4± cC C J-) 16.9 20 /0.Z ~ /3.7 /3.7 .66 @

29.3± CAWE (k) 4.6 22.0 // /4.7 .-27 -

34-3! coquE(u) 6.2 27.5 /3.7S( /8.3 - . 22

/3.0 Z8.3 /4./ /8. ? /0.1

I I ________ I _________ t ________ ________

.37

C/l" srREcA-N3. EXTRAPoA.ACO FROMl 4 SERI6s OF TESTS 4T D/FFEREA)-CoNF/A// AJG PRE.5.5$ ES (SEJE TEXT)

0 7,EsTs RUA/ AT o ST RAI /A) R 4TJE OF o.S; /, P.Q. MmotarE

SUMMARY OF SHEAR STRENGTH DATA

TABLE4.3

35-.3 t

3C

2E

2C

5 10 15 20 25 30 35 40 45

dep+h = 10.00- 1tO1 'm

0

2C

\u i

I r-I

.- 17- -_

)-

5 10 15 20 25 30p t /tIr

L -rc - I at ., %Lx I MT stcain

35 40 45 50

cdept1a. S I..9--.o '

ESTIMATED CONTOURS OF EQUAL STRAIN - COMPRESSION

FIG. 4418a

125

%

-(4

.) *Ir

q -t/I

5

C0

25

IE

i0

E

O

12630

5 10 15 20

-re- t bo - % 3 0 1 p t / dr

L i, 4*. STAa

3C

2C

2C

25 30 35 40 45bor qK 2.-i

deptK -z.00 - It.som

5 10 15 20 25 30 35 40 45

Ds

borvn ?.-I

de ptK = 35.o o -3S.To -m

ESTIMATED CONTOURS OF EQUAL STRAIN - COMPRESSION

FIG. 4.4.8S

1 1

-1

15

10

5

050

9 15

IC

C

p t /'Mz

i i

47.

-%

25-

20[ ll.

----

5

10 ---- --

TE-2 TE-

100

q t/m2 o -__

0 5 10 1S 20 25 30 35t/mO

ESTIMATED CONTOURS OF EQUAL STRAIN - EXTENSION FI .48

TY ,,,

CLAYEY SILT ~wfs 1 ~Fis5arny c,7 x 10 cm/s

CLAYEYSILT with

f sand lenssand 4hl Is

-3c = 3 x 10 cm /s

rN)

-GANDdSANDYCLAY L AYERS _

SIXTH EXCAVATION STAGE SIMPLIFIED PROFILE

FIGA4.9

0-

10-

20-LI)w -

F-

30-

0 40-

50-

6 0 i

-

-

~IS/ODE £XCAVATI O4

Xf Ja ag *Acff ulsusrsot aLi lt u -a 4LLO V CcE Ej

227T 31.3 Z5.( 7.9 135' Iz.5 io. 5 I.ss 4.o - 915 o.94 - 194 1.4 -oi -0.o4 -oo 1.4 o.-1 %.3 ~~.14 .63 382.

231 30.9 18.6 f..- 10.6 3.0 9.Z o.9 lc-. - 1(..o 69 - 6.1c -0.45 ~o.o -o.o -o.a. 1.S -0.9 ::8 ~0.32. .52. 333

2357 24.8 14.9 5.0 8.6 01 9.0 o4- 14.3 .24 ~-7.o 0.17 *3.5 2.9 *0 *.5 o-1 +o.I1 s.5 ~os 'I-C.1 '0.S .35 3S3

Z94 4,.,' U. B 81 5.0 13.) 9.4 I.S9 1.1 - -13.o o.-7Z - 9.4 -. 4 -.2-1 -. 0 -. 09 ~ -0.z t. 'sl- Z5 -93 45?.

290 29.'5 1. 5.9 10.1 -92 7.8 8.1 11.1 - -1.0 0.ot - 0.4 -0.4 -0-1 -o-oc-o.of 'I.I ~SC *l.o4 -. C4 .59 3.5'

29S Z1.8 13.1 4.4- 3.3 ~4.7 -5.S 0.19 IG.4 63 -130 o40- *.3 -7.3 +3.o + 4+ 4 o.4-7o +35 -. (, 3.3 .5 3o0

342 43 Z.I C1 7.7 9.8 8.4 9.8B 1.1 - -'1i. o.- - -11.Z -o.3 -o. -6. 4'o- lo-o a o -15 - C5

3+4 3(.3 2S . Z -7.3 & .+ -3.:3 7 r .3Z -- 1.0 0.6-4 -0-77 -0.7 ~0.c, -b-ov-o-oa 70.~ i - 6is 3/7 ./39 0.1:3 (S348 Z3.s 1.4 5.9 S'.2- - 3. -5.G 011 11- - -14bo o.z - -os -'s 3 -o- -oS -O..s -0 .o *-S . Z241 0.43 4SI

352 23.3 14.b 4.' 4- -11-0 -4.2 0.30 1S.3 .44 ~18.0 0.33 . -&.1 *a.9 Io 4-s +.2 . LX -4,5~ *Z.7S 4.A Z.47 0.G8 416

398 43S 24C.1 87 T.I f7.1 C.5- 1,8a 9.1 - 17. 0 72 -- -'1.2 -1?.z Z.3C /Z 7-t -.o5 tor -17 09S' ~.5. 2588

3-1 313 7.3. 7.9 r_9 5. 4-o i.ss- +.a - 181 o8 - _? - Z '_ Z6 07 0-c l os L4 -o(s ~.1-4 S405- l7. 94.1 S.(& 49 -7.3 -3:3 o .(.5 12.1 .03 -15 6.04f '04 0.7 0.3 -. 17 -oj -o4 -Z.3 4.15- -2-34 f.i1 -. 47 ~70

401 3o. 20.4 1. '.O -1.2 4.1 1.14 7.8 - o -01,5 - -0.14 -6-14 ~o4! -015 0 19 ~3.0 1-9 -3oIS' 1-495 .45 7Z3

427 39.3 Z3.4 7.9 6.9 3.2 -4.o i.5 4.0 -- 0 0.0 I - ~014 -0.96 ~.06 7~.oz oz -Z.S '1.-Z -Z.9Z 1.Z3 o.49 952

410 20.3 12.1 4.1 3.( -Kg. 4 -Z.z 0O(. 11-4 -7 Z9 o.8g 'IS- -15:1 14-1 ~-~1 ~.7 :51 -1.! 0o-~5 ~2.o7 f./8 0.09 409

454 435 12. I S-1 7.7 (-t 3.4 1.,R 1. - -7.v o:72. - ~12. -9I. IL 7. 1Z. ~%-z ~o.t o-67 ~.Z7 4 ' .17 39U.

4S5 31.3 Z3.( 1.9 r.. 2.4 -2- 1,S 4.0 - iZ.o .9 - -1.9 -1.9 -K . S -0-5 ~-S10 05 -/s- 1.45 .43 938145'1 34.6 20.4 .8 .o ~3.z -2.1 1.14 7.8 - 13.5 0.09s - o.z --. 2 O3 -'os ~ 03 -/.o *0.5- -/-1.3 ".47 -4. -7 8

4(. 74.% 18 6 .3 4.G -/o-o -25 0-57 /?.9 .08 -/1 0 . /.o -1.4 84 IL 7071-.5- -/ to.- -/.57 *o- .4-3 1/63z

483 35.3 73.6 7.9 4.I */.3 -/. /.SS i. o - 3-. o./( --. -Z./ /2 .64 .04. -0-s .ozr -. 54 #.j. 4o 3333

488 2M.3 17.4 5.9 - 7.Z "43 .?7 .I - o.o oo -0.4 oO -. 2 -o4 .4 -o 9- o .- f -1 . 8

414I Zb.3j /2.2 I±f.1 3.C -s.i-z.-ooC 174-

. COA4PESSE ISTR.AIS 455uMEo -PosTwE

23.o O.84 T;7

SUMMARY OF DETERMINATION OF PARTIALLYDRAINED STRESS STRAIN MODUI i TA BLE 4.4

~ 57 -/S I.07n -7.07 -. /g x0(607f- f -/9.81-0.7 1~/.7

BZH/MD EXCA9 V47TOA/

Eess ExCE0 QissfPorfb

M* fp.,.9. /aU AtY *-C 6 u Avet avc E,, E., IE44 E %f iEN E,/5 288 17.3 5.8 '7. /C S (-.7 88 o - -13 C1 013 -013 C> o a o a .46 - z o.us45 0-So 4-00

/9 34'i Zu.9 7o /2. o /9.3 9.3 /-3 0 - -2. o o08 08 0 0 0 +O-7 ~0.15 0. -~3 6Sb 388

ZI i / 0c /0.8 3.( .Z r.+ 08 0.4 o c.o 0 0 0. -zd,4 o4 .iS 0553:s

2 .S o z2.8 7.(p 13.11 Z1.1 9.Z 1.52 Z C 0.13 0 Z4 7U4 :4 7 0? 702 #61 -4 t0-78 7. I o.94 4-lb

7 Z5 5 /s3 5.1 8.6 /3.9 C.7 0.41 C - c> .o' o Cd c1 0 0 0 'o SS ~o.W "o-56 -obx o.Sb 5

30 13 ./ 2.7 4., 7-/ 4.6 C- - - ) 0 0 0 C 4 'i.2Y ~4 k.Z5~ 0.6-0 ZC

3( 3.8 l .4 /1-0 A9 e8 /.o 0 -- 3. .01 0 0.04- o 0 0 0 1. o.. -. 0., 0.5- 400

38 a. -7 3.7 7./ lo.1,'-S o-1 3. o 42. 0 /44 -/44 -/.35 -0.4& -4 Y/.I o5' *U.6 ~/.o 1.54 5-9~39 /3s 8. Z.I 4. 4.7 4. - - 0 0 C o 0 a 4 .4 -70 +14 -0.7 0.5- 2C

44 386 Z-8 ~7.( 3.1 /?./ /0.7 /.Z o - -4. 3 o..3 o ~oSZ -. 52 :3 - / -o 1/.8 -o. .79 -1/ OSI 3441

44 ZGS 17.1 .7 y 8 13-1 6.4' .8 0 - -3-1 0.01! 0 - 05 o s a /.4 ~. -. ~ 0.s-o 344

41 Z03 /Z.z +.b 70 -7& 4.3 0.3o 0 - -3.o 033 -1.0 -. 0 // -. 36 f73 .4 t.sz -13 /66 5,5-

5(. 38.0 Z7g 7.4 /5.1- /4-9 /1.3 /.Sz 0 - -(..o oa-3 c -0.78 -o.78 ,63 .o- 6f - Z, S /.Z 2.45 -/. z. os/ 3oo

59 IT-o 1. Z S4 q-3 /.9 . 0.7( a - -6-0 O.Oz 0 -a./ -0.10 0 0 0 /4 o.7 1.4 .7 o-So 38.

4S '.o r.o 2.0 3.4 5. / .7- 0.47 o - -2.0 C 0 0 0 0 0 (0 O5 zS SOS -. z5 OS-O 30o

97 414 24.8 e.3 14- %cb.5 - /.7f o - -i.o o-z c, -7.14 -7-14- -o.19 ~o.o6 0.0(. -Z.S '/.zf 'Z.4- 7.3/ zS 331

91 33.. Zo.Z 4.7 /0.1 //Z/ a - -- 5 -o4 0 -0.38 -08 4, 06 0 4O/4 .9.5 1.9 0-9S 0. -0 3S9q 7- 27.4 /6.4q 5 .4- 5.9 . o 0.79 0_ - c1. & _ -0. Z3 -0.23 -. / a .32 -3 z7 /-2__ -72 ss- S .5 4 43

75 i-4. /zs #8 z 73 8.i (-.2 0.37 a - -3.0 o.23 o ~o.7 -o.-7 0.4 - z - z /.0 -0.5 "0.8 -. 70 0.83 489

/3? 43.5 Z./ 8.7 /5-0 iz-.3 /5.9 /.g o _ - -1-o 6-76 0 - 12.5 -0.3C 0/Z -0.1Z '35 779 3.39 -/97 0.55 308

14- 139 3 ?_ /373'.1( 721 135 ._ - -15.U 0. . 0 .0 ~3jo -0/s -o.65 -O.- "3. Z -/. "3.15- -/(5' 0-5-2 .317

/45' Z13 /7.4 5.1 /0./ 5.0 9.4 0.9. 0 - -10. 0.61 0 -. / 1 0 0 OV5~ -6.7S /.57 ~o.7f aSo 333/5b 2/8 /3.1 4.4 75 /0.o 3.-7 0 0 __- -4.o 0.19 0 .7(. b7 '.7S- ~ 25 0+ #0.2 -4 45 C - /~

5-s 11 4.1 Z./ 3.( 5.0 2.0 0.9_ 0 ~0 -1.0 -o 0 6 o o L O o .o33 -0. -033 -o0S* o-D 300

£MitoR b'E 7- CapWUT-1- ( .RO5

TABLE 44( Cc. ork"LI)

0

MerE: o ~e tkEs ti' A/Or

'r"SP FPoA ORACE 22

RSP £S'4 TEO FRop-7Ms P*r T E-2 ~--- TEI

S. *'

\0OI1-0I

15 eI

- 5 10 15 20D t/ma

-0

_ - - -

27.

25 30_ __ 35

SUPERPOSITION OF TOTAL STRESS PATH

ON CONTOUR PLOT OF EQUAL STRAIN

F IG. 44.10

5t-

\0-1

5-1

t/mri

w

-O

TIME in MONTHS

-2

24

DEPTH OF EXCAVATION VS. TIME

FIG. 44.11

)

Lii

25-

30--

I I I I I I I I ~

4 4 4

___I >~~~~___I. I - A

1 20

0

20

4040

0

0

80 -

1000

4.4. 12 a

0.1 0.2 0.3 0.4 0.5Time factor T

0.6 0.7 0.8 0.9 1.0

TIME FACTOR VS. AVERAGE DEGREE OF CONSOLIDATION

AeY~Iu0 Ue/uo

4.LLA .LC4 7 77E1.

< T = 0

po 10 -0.15 00 0- 0.40 0P fh

0.60 - --- 0.848--

070.90

Y17

0.4 0.5 0.6Consolidation ratio U,

0 0.1 0.2 0.3 0.7 0.8 0.9 1.0

NORMALIZED DEPTH VS. CONSOLIDATION RATIO

FIG. 44.12

133

- --- --- -

-7

L _ __ - _ _- -_ _ __--_ _

0

42

N

1

2

4.4. 12b

P- -. XA,72-&

", '7! f'%

/E

~W~qVR/N6AT SUPPICF-11V714L k zx LRs FG/9.SA4Em1sU____

0.2 04 0.6 0.8

uz

NORMALIZED DEPTH VS. CONSOLIDATION RATIO FOR

TRIANGULAR INITIAL EXCESS PORE PRESSURE

FIG. 44.13

0

=4Z

0.5

1.0

1.5

2.00

0.1

0.2 0..4(.4 8

EXCESS4 3 . m rro A . L- E XcESS P. fEL. Z35

,4 U , -7.2 19--2F= o.% Tsm\ = LL eF// ~ A Lk~~ -~C 10 aoe =L Ss5 TSE~

_____~~~~~~ -I__ ____ =\L L 14 .3-i .-.

1.0

SLT

SAYtErs

I'2

d)

0

0i

.- 30

0.

x'-i,

5

4.

3

-2

______ ______ ______ ______ -I

S -20 -'

15 3-

;- -/0

I i -

I, -

E/IoA

RA-SEn)ER % SA5 Tie O56

/ s rcPAXh'

//,- P

3

-4--

5-

-i

5

slr~vss461

LLi

, I~ 10 t6

Nvo-r.E

DiSSIPATE -&L.(EXCU5S) DiSsiPAiE +AU, (ExCESS).

VOLUMETRIC STRAIN VS DISSIPATION OF PORE PRESSURE

F IG. 44.140

V

'I.)

0.

wI1oT"

U.)

IVeRrIcA S.T:WAIj ___

A A.S7PA 67ED

I

ov

z

I')10.0 Zo.0 30-0 40.05 0~

0.0 4 J4

.o

2.0

"3.

0zoo /.07

VOLUMETRIC STRAIN VS. LOGARITHMIC DISSIPATION OF PORE PRESSURE

FIG.4.4-14b

I

TS^

Z; v I r~tZ - "50 r '05- s -

4-a

4-00

ooors I-

CONTOURS OF MODULI - BRACE III ANALYSIS - REVISED RUN NO. B

FIG. 44.15

E CAA t,

400

oo

40-

TSAI

450

w

35o7-,400 Tsm

E 50 TTSA

E/000I,~ -s Z /=1650 TSM'

CONTOURS OF MODULI - BRACE III ANALYSIS - FINAL RUN C

FIG.4416

20

40

60

,\\\\\CA

'TF-

I 11

,E T!5^1

n

SCALE METERS

0 0 0 020 00

DEFORMED FINITE ELEMENT MESH

FIG.4.417

w v 0 0

/2 C0'4

4.-

SCALE AlErCRSp S I I

/0 /6 2o

-I

zs*

SELECTED LINES OF LATERAL DISPLACEMENT

0

F IG. 4.18

0 IV

0 9 S S0

0 0

.Is

SCA4E ^fCTERS

0 5 ,o /5~ Zo

SELECTED LINES OF VERTICAL HEAVE

FIG.4419

76I~

0 0 0 0

0

t+IXAr UM =0 . 3 /7 TsmA

MINI MUM = -12. 3835 Tsm

CONJTOUR INTERVAL - 0.900

( 1I Kil 2( 11r

.317

7

j _I ---

P7

OVN

SCAA.E METEkSI I p I I

00 is /0 2:5Z

CONTOURS OF SHEAR STRESS FIG. 44.20

7

/

/

0 0 0

C-)

MAXITMUM - 0 . 235 TSM TOTPL SiGMr7 LI+ MTNTMUM - -96. 860 TSMUONBJR I.NTLRVRL 7. 000 TSM

5'- o /0 20 is

CONTOURS OF TOTAL SIGMA Z

F !G.4-21

MRXIMUM - 0. 0 00 -rSme MINTMUM - 74. 760 TSM

CONTOUR INTERVAL 5. 000 T-Sm

TOTRL SIGMAi X -

O.0o

o.co

Go ---

-/-04-

SCALE AfE7ERS

fr.J

.Ls

05 7 /0 /5. ZO 25.CONTOURS OF TOTAL SIGMA X

FIGA4.22

Ii

S C S4D

MH XlJ MUM 21.500 TSMMINIMUM +0. 683 TsM

CONTOUR INTERVAL = 4. 000 rsM

S/0 ! zo rs

SCA.E -AIrERS

PORE PHESUPE (LuNjDs-sipATED)

V CU

.3

)

CONTOURS SHOWING TRENDS OF NEGATIVE EXCESS PORE PRESSURE

FIG.4423

0

9

I-'

*

PREDICTE D// BA CE iTI

=?,>FGUIe 4 f.0

146

3 Z aM-l(

Zone ISand and Soft to Hard ClayAverage Workmanship

Zone IIa) Very Soft to Soft Clay

1) Limited depth of clay below bottom ofexcavation

2) Significant depth of clay below bot-tom of excavation but Nb<Ncb

b) Settlements affected by construction dif-ficulties

Zone IIIVery Soft to Soft Clay to a significantdepth below bottom of excavation and withNb5 Ncb

COMPARISON OF PECK'S CHART WITH SETTLEMENTBEHIND THE NAKAGAWA EXCAVATION

FIG 4424

5E/7-4kE/xNT ADJACEArr Tco EYcAVAIO/AISPEC/< (1369)

V/S~TAA/CE FROMA EAcAVrrI/0

AMI/Uf DEPin OF rXC4vq7oN/

r IA0

V..

I~11z14)

LQ

7z

73RAr'E 77T STRU7T LOA)S AND 9H DISTR/iBtIOAw

Z= 317..S. L .

- 57.7 -- ,

- 40.3 -'

+2m. / -)

-8.03 -0

I 4L

ZO /0 0

'lN

/0

~Thuo

~0

r0 30 40

5T7xE5S -7r-S-l

ESTIMATED TOTAL STRESS DISTRIBUTION BEHIND

THE STEEL PILE WALL FIG. 4425

(w.I'' 57 T.,F ( Av'A

DEP VAe 4".'

rioA

4 --1

60 S'o 40 o0

SWAL -

148

L= Length

H

k--B-.

10

8

6

4

Factor of Safety = -;

0 1 2 -3

CNcy

H/B

Bottom Heave AnalysisB JERRUM

for Deep Excavations (H/B >1)-& EIDE (1956)

B

L/ / W

D

450

Factor of 1Safety H

C N cy- C/0.78

Factor of 1 CNcSafety H - C/0.7D

Bottom Heave Analysis for ShallowTERZAGHI (1943)

Excavations (H /B<1)-Fr-GuGE FQO M CLou44 CI SC.WA1Tr C19-1-7)

BASAL HEAVE ANALYSIS

F IG. 44.26

4 5

H0.7B7H + -

0.7 B

S Scuorcuor (BAL = 1)

B/L= 0. 5

0000,00 4-e-000", 00011-

Strip (B/IL=O)

B-50.- mrmes

Z r 80 sErRs

MlER

T

( 114 EXCA-ATlJM VTAGE

/7=fe r"+ -= a

I-

4,L- - - - - J

IA r 2 iS

represe t ... ....- - - - -

surfoTce 4 36

-I - .. .. - --

' 4

f,9,

/

E S. = - c /'..- c17,8

I ex .3

/.5 . 7 g

SIXTH EXCAVATION STAGE - STABILITY ANALYSIS

1.63

F IG.4.427

iN

-4-4

3

N

-45445"

1;;

1-r 0 r

FtGiTE EMEM4ESH .

G = T s.*I

A= '37 / .4' N% x C.3

-- -1

-A a

DR AlEb 8.EMAVI O v

AOWiER $ANJDY LA.CY~e 0

4-0.

/O 2

'ESP f 20T' SO

.-' AStA.Akrr.. FA ItI UPko.0 AfC7

XCA'4A1rof STAGE

A.OADiAIC7

SpoE PReITAL Ld,5,#/04P

ESITI AL LIoAJ~IuG

2o

STRESS PATHS FOR STABILITY ANALYSIS FIG.4+28

/0 -

%,TSM 0

/0-

s--

/0 -

10 30_

40

au,

o -. 04 -.04 /

0 -/1.4- -/.4 *

0 -. /7 -. 7 3

o e s /30

0

Z.0o

0.

-3/

0

-1.0

-.47

0

*.3/

0

0

/3-

4

7.5

4A4k TZ.A1S - ^AlrE. , 4,JO MTr C TOAJS S=STREA/7)Y

08 JSE0 ,,F aR &JE ,,V6,-O H E 0- 4o, - 33

AVG. 4-078.3

TABLE 4.5

D[P77/| ?.-u. 4J/q z4g Aub, siFL .

34

38

4o

43

293

376

397

4Z9

482Z

253

6.4

3.9

.76

9. z-

//./

5.0

5. 1

97

(.8

U111

0

0

0

0

0

OS

^-0

0

P - u.

-/2./

-' .

/70

-4.3

*0..6

31.75

44.o

24's

295'

4"-

34-. C

45t.

-510

2.6

3.6

/-3.

'3.0

"'/.?

-7-0

/.'

/9./

/2.7

5.3

3.4

/7.(.

Z9. 1

/7.,f

24.-

-0.B /04

0

0

a

0

0

f/.,/Y19

718

0

6.IT

o.57

0 77

/. Ao

/'.9 g

.0t

.42

0-'7

0

0t

.laz

au,,

-3. 5

-3-1

-/o

0

0

- 5-0

0

-208

-27.9-U.

0

41,9

0

0

0

0

(-4,

-- '- / . I

0

/o.'

zt .f

e

g.

152

CHAPTER 5

SUMMARY AND CONCLUSIONS

5.0 GENERAL

Review of

role of time i

case history

s important.

braced excavat

Dissipation o

ions show

f excess

s that the

pore

pressures,

response,

with time.

the best t

behavior,

environmen

Similarly,

d iss ipat io

which can

in braced

thes is

intende

effects

p

d

the major time effect influencing the

will

The

0 ften lead to a

writer conclude

echnology av

for the safe

t (general p

deformation

n. The magn

be tolerated

excavation,

resents

to bet

of pore

the fo

ter pre

pressu

decreas

s that

ailable because o

ty of the workers

ublic, existing s

s are also a func

itude of movement

and anticipated

particularly in u

rmulation and app

dict such movemen

re dissipation.

soil

e in factor of

an excavation

f thi

and

truc t

t ion

s and

are a

rban

1 icat

ts by

The a

safety

warrants

s time dependent

the surrounding

ures, etc.).

of pore pressure

deformations

major concern

areas. This

ion of a method

including the

pplication of

the method shows that one can combine the Stress Path Method

with the F

inc lud ing

consolidat

The as

braced exc

inite Element Method to obtain a powerful app

the effects of non-linear soil behavior and

ion.

sumption that undrained conditions prevail in

avation in cohesive soil need not be merely

roach

153

accepted for lack of another method. The proposed method to

model partially drained conditions can be applied. Although

it is illustrated for a major excavation, the method can

also be applied to less complicated problems on a simpler

scale to estimate stability and deformation. One does not

need a large finite element program to apply The Stress Path

Method. However for complex geometries such as the Nakagawa

Treatment Plant Excavation, the finite element program BRACE

III is a powerful tool, and the use of it is justified.

5.1 LIMITATIONS

One limitation of the proposed method as applied in

chapter four is that there is

work involved. However, compa

additional tests and testing t

not unreasonable. In this cas

construction performance was p

illustrate that for one to pre

excavation stages the entire p

each stage. A better approach

to execute the hand work for o

and then fit a polynomial curv

through the stress strain data

a significant

red

ime

e s

red

d ic

roc

to

t

i

t

e

to the al

the amou

udy only

cted. Fi

performa

dure must

model all

amount of hand

ternat

nt of

one s t

gure 5

nce of

be it

stage

iv

ha

ag

.1

0

er

s

ne or two excavation

e or hyperbolic

An

e of

ndwork

e of

helps

ther

ated f

would

stages

is

to

or

be

equation

initial modulus for the

r stages can be obtained from the undrained stress

test data. Kondner (1963), and Duncan and Chang

present and discuss utilization of the hyperbolic

(refer to Figure 5.2) where;

ear lie

strain

(1970)

model

154

The current version of BRACE III however, does not have

this capability to model such nonlinear stress strain

behavior, although the program could easily be modified.

As a practical matter one should be aware of several

limitations when using the proposed method.

(1) Large finite element computer programs such as

BRACE III require experience for proper useage and

effectiveness. It can also be expensi

program and analyze the results.

(2) Stress path tests are both expensive a

to run, although several carefully exe

path tests may be of significantly mor

a larger number of more common laborat

(e.g. UU Tests). Well known factors su

disturbance can significantly influenc

test results.

(3) Program modifications to make the prop

and BRACE III more compatible are need

modify and dimension the program to ha

many varied soil properties)

5.3 SUGGESTIONS FOR FURTHER RESEARCH

Some suggestions by the writer for further

work in this area of interest include:

(1) Additional studies of the type made by

Osaimi, applied to actual excavations,

ve to run the

nd difficult

cuted stress

e value than

ory tests

ch as sample

e laboratory

osed

ed (

nd 1 e

method

i.e.,

input of

research and

Cl

i.

ough and

e.,

predicted vs

deformations

actual performance (e.g.

). Such study for a variety of soil

155

conditions would help evaluate the appl icability of

the sophistica

hopefully broa

time in braced

(2) Evaluation and

paper, and oth

method by comp

For the Nakaga

oedometer test

test data avai

data and field

input can be r

(3) Improvement of

modeling in th

is an inherent

and sheeting e

Displacement c

inter-element

dimensional sh

dimensional el

wall elements

per node assum

elements have

maintain

position.

ted numerical technique,

den our understanding of

excavation.

updating of the predict

er predictions using the

arison with actual field

wa site, additional test

s) are needed because of

lable to date. From add

measur

ev ised

the so

e BRACE

s train

lements

ompatab

boundar

e e tin g

ements

wh ich

e cur

only

h

ve

tw

and

the role of

ion in this

proposed

results.

ing (i.e.

the limited

itional test

ements the BRACE III program

and the prediction updated.

il structure interaction

III computer program. There

incompatability between soil

(Jaworski 1973).

ility is not maintained along

ies between the one

elements and the two

of the soil continuum. The

ave three degrees of freedom

d deformed positions. Soil

o degrees of freedom and

straight boundaries in the deformed

156

(4) Develop Brace III program capability to model

nonlinear stress strain behavior, perhaps by

employing a subroutine which uses a hyperbolic

relationship as proposed by Kondner (1963).

5.4 CONCLUSIONS

The objective of this thesis was to formulate and

apply a method which includes the effects of pore pressure

change with time to predict deformation in an excavation.

This thesis shows that one can combine the Stress Path

Method to obtain soil parameters with the Finite Element

Method to perform analysis in a way that includes the

effect of time on deformation of a braced excavation. The

approach is outlined in Chapter 3 and applied in Chapter 4.

Advantages of the approach outlined in Chapter 3

are:

(1) Complex nonlinear time analysis is avoided.

(2) The fundamentals of the field problem are examined

by the engineer as he selects his input so that he

retains a feel for the problem.

(3) A few tests can be used and extrapolated to cover

an entire geometry.

The proposed approach is an iterative procedure. The

application to the example in Chapter 4 suggests that two

to three iterations give a reasonable solution, especially

for the overall deformations.

For the example case consisting of an excavation in a

157

clayey silt, the effect of time on deformations within

the excavation is significant although not major. Heave

and inward wall movements within the excavation appear to

increase by approximately 10 to 20 percent with consolida-

tion.

Within the top 8 meters (depth of 20 to 28 meters) of

the bottom of the excavation at the 20 meter excavation

depth, the negative excess pore pressures due to unloading

and the positive excess pore pressures due to shallow or

surficial dewatering, substantially offset each other.

This results in a relatively small net excess pore pressure

for this case. In other words, because of the dewatering

the dissipation of large negative excess pore pressure

and resulting heave is minimized.

For this particular soil the negative excess pore

pressures due to excavation are offset by the excess pore

pressures generated by surficial dewatering. Consequently,

the effects of time on predicted movement are relatively

small in this case. With other soils and other conditions

of flow, the effect of time on deformations could be con-

siderable.

In addition, for this particular case the example

shows that the undrained heave is large when compared to

the consolidation movements. For other situations invol-

ving higher factors of safety against bottom heave the

contribution of time to total deformation will be more

significant.

158

Again, a practical advantage of the proposed method

is that such fundamental behavior can be observed and

quantified by the engineer during his analysis of the

field situation.

DRAIMAGpE EC, V T- o ^> Po-AG- - - - -io A' - A-

I ro

*4

ClIRVE ) - ACTLA L

Ci'J\ E (3) -

BEHANJIOR. - FrTS ALL 5TAGES

TDE~L-ZEEh ~SEWWIFO APPLLCABLE Mr PREDICMlON

OF er EXCAVATicb sTAGE - LSIN9,T+E $AMEMotu.e.LU.S FoR- PREi'ou.5 EXCAVA~TON STAGES WLL

R ESLLLT 1 MJ AN O\JER-PREtkCTlON OF STR AiN.SIW C, $A tE S CANIT MoO .US FoR. >EEPER

5TAGES vJiLL RESLUT It-)AM UJDER-PREIt 'C-nONOF 5TRAIN MA-GllTUDE.

LINEAR VS. NON LINEAR STRESS/STRAIN FIG 51

159

A:G7G

8EQTCAL.

160

Asymptote = (a 1 - u3)lt 1/b

1

E' = 1/a Ct

Hyperbolic Stress-Strain Curve

C4

-4

U.)

4

U

-4

formed Hyperbolics-Strain Drve

b

Axial Strain, E

STRESS STRAIN CURVES

FRoim OSA/4/ /977

FI G. 5.2

Trans

Stres

HYPERBOL IC

161

LIST OF SYMBOLS

a Intercept of K line

C Cohesion intercept based on effective stress

CAU Anisotropically consolidated triaxial testsheared under undrained conditions

CRSC Constant rate of strain consolidation test

CAES Center for Advanced Engineering Study

CIU Isotropically consolidated triaxial testsheared under conditions of no drainage

c Coefficient of consolidationv

E. Initial tangent modulus

ESP Effective stress path

H Height of cut

h Elevation heade

h Pressure headp

h Total headt

Hd Length of drainage path

K Active earth pressure coefficient

K At rest earth pressure coefficient, horizontalground surface

OCR Overconsolidation ratio

P.I. Plasticity index

P 9 3X P T 4 ____

S Undrained shear strength of soil

TSP Total stress path

TSP-u0 Total stress path minus initial pore pressure

162

u Pore pressure

u Steady state pore pressure

ue Excess pore pressure

u D Excess pore pressure due to excavation unloading

u E Excess pore pressure due to dewatering

UU Unconsolidated undrained triaxial test

wn Water content, natural

wy Liquid limit

w Plastic limitP

z Depth

z Depth to water table

U Consolidation ratioz

U Average degree of consolidation

Slope of the K line

Unit weight

YT Total unit weight of soil

Unit weight of water

Strain

E Young's modulus

(Ty Total vertical stress

(Y Total horizontal stress

'3 o r Octahedral stress

Vertical effective stress

a Horizontal effective stress

y, Initial total and effective stresses, vertical

So, Initial total and effective horizontal stresses

Friction angle, friction angle based on effectivestress

163

REFERENCES

Bathe, K.J., Wilson, E.L.,

Element Analysis,

Numerical Mehtods in FinitePrentice-Hall 1976

Bjerrum,

Bjerrum,

L, and 0, EideExcavations in

(1956). "StabilityClay," Geotechnique

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L., C.J. Clausen, and J.M. Duncan, (1972). "Earth

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Art Report," Proc. of the Fifth European Conference

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Clough, G.W., and Davidson, R.R., "Effects of Construction

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Engineering, Technical Report No. CE-214, January

1977.

Clough, G.W., Duncan, J.M., "Finite Element Analysis of

Retaining Wall Behavior", JSMFD, ASCE, Vo. 97,

December 1971.

Clough, G.W., Personal Communication 1980

Clough, G.W., and Schmidt, B, "Design and Performance of

Excavations and Tunnels in Soft Clay", Dept. of

Civil Engineering, Technical Report No. CE-235, 1977

Clough, G.W.,ClayMeet

Tsui, Y., "Performance of Tied Back Walls in

", Paper presented at the National ASCE

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Cole, K.W., Burland, J.B., "Observations of Retaining Wall

Movements Associated With a Large Excavation",

Proc. 5th European Conf. on Soil Mech. and

Foundation Engineering,_Madrid 1972

B.O., Davies, R.V., Langford,

Diaphragm Wall at Kensington

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Inst. of Civil Eng., London,

A.D

andWall

197

., "A Load BearingChelsea Town Halls and Anchorages,5.

D'Appolo nia, David J., (1971). "Effects of FoundationConstruction on Nearby Structures," Pan AmericanConference on Soil Mechanics and Foundations,Puerto Rico, pp. 189-236.

Desai, C.S., Abel, J.F., Introduction to the Finite Element

Method, Van-Nostrand-Reinhold,

Department of the Navy (1971). " Design Manual DM-7"

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Corbet,

164

Davis, E.H., and Christian, J.T. (1971), "Bearing Capacityof Anisotropic Cohesive Soil", ASCE, JSMFD, Vol.97, Sm5,pp. 753-769.

Duncan, J.M. and Chang, C-Y.,"Nonlinear Analysisof Stress and Strain in Soils", JSMFD, ASCE,No.- SM5, Vol. 96, 1970.

Duncan, J.M., and Chang, C-y., "Analysis of Soil Movement

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Sept. 1970.

DiBiagio, E., and L. Bjerrum (1957). "Earth PressureMeasurements in a Trench Excavated in Stiff Marine

Clay," Proc. 4th Int. Conf. on Soil Mech. andFound. Eng., London, 2, pp. 196-202.

DiBiagio, E., Roti, J.A. "Earth Pressure Measurements on aBraced Sherry Wall in Soft Clay, Proc._5th EuropeanConf. Soil Mech. Found. Eng., Madrid 1972

Henkel, D.J., "Geotechnical Considerations of LateralStresses", State-of-the-Art Paper, presented at theSpecialty Conference on Lateral Stresses in theGround and Design of Earth Retaining Structures,ASCE, Cornell Univ. N.Y., June 22-24, 1970

Jaworski, Walter E., An Evaluation of the Performance of aBraced Excavation, Phd Thesis, M.I.T., June 1973

Kondner, R.L.,(1963), "Hyperbolic Stress Strain ResponseCohesive Soils," JSMFD, ASCE,VOL.89, No. SMI.

Ladd, C.C., (1973), "Estimating Settlements of StructuresSupported on Cohesive Soils", MIT Class Handout.

Ladd, C.C.. (1971), "Strength Parameters and Stress StrainParameters of Saturated Clays", MIT Class Handout.

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Lambe, T.W., Wolfskill, L.A., and Wong, I.H., "MeasuredPerformance of Braced Excavation," Journal of SoilMechanics and Foundations Division, ASCE, Vol. 96,May 1970, pp. 817-836.

Lambe, T.W., and Whitman, Soil Mechanics, Wiley & Sons,New York, 1969.

165

Lambe, T.W., "Interpretation of Field Data", paper from Proc.

of Lecture Series in Observational Methods in Soil

and Rock Engineering, University of Illinois, pp.

116-148, Dec. 1970.

Lambe, T.W., "Predictions in Soil Engineering", 13th Rawkine

Lecture, Geotechnique 23, No. 2, 149-202. 1973.

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Earth-Retaining Structures, pp. 149-218.

Lambe, T.W. (1968). "The Behavior of Foundations During

Construction", JSMFD, ASCE Vol. 94, No. SM1, pp 93.

Lambe, T.W., "The Stress Path Method", JSMFD, ASCE, Vol. 93,

No. SM6, Proc. Paper 5613, Nov. 1967.

Lambe, T.W., Marr, W.A. "The Stress Path Method, SecondEdition" JGED, ASCE, Vol. 105, No. GT6 pp. 727,June 1979

M.I.T., Dept of Civil Engineering, "M.I.T. Test SectionInstrumentation MBTA Haymarket - North ExtensionProject" Mass -MTD-2, March 1972.

Mitchell, J.K., and W.S. Gardner(1975), "In-Situ Measure-ment of Volume Change Characteristics,6th PSC,ASCE,pp. 379-391.

Peck, Hansen, and Thornburn, Foundation Engineering , Wiley,1974.

Osaimi, A.E. and G.W. Clough (1979) "Pore-Pressure

Dissipation During Excavation, Proc. of ASCE, JGED

Vol. 105, No. GT4, pp. 481-499.

Osaimi, A.E., "Finite Element Analysis of Time Dependent

Deformations and Pore Pressures in Excavations and

Embankments" Phd Thesis, Stanford University Dept.

of Civil Engineering 1977.

Palmer, J.H. Laverne, and Kenney, T.C. "Analytical Study of

a Braced Excavation in Weak Clay" Can. Geotechnical

Journal Vol. 9, No. 2 pp. 145-164 May 1972.

Peck, Ralph B., (1969). "Deep Excavations and Tunnelling in

Soft Ground," State-of-the-Art Volume, Seventh

International Conference on Soil Mechanics and

Foundation Engineering, Mexico City, pp. 259-281.

166

Ries, Carol, Predicting Lateral Earth Pressures for the

Design of Tie-Back Retaining Walls',' Master of

Science Thesis, M.T.T. 1974.

Skempton, A.W. and P. LaRochelle, (1965). "The Bradwell

Slip: A Short Term Failure in London Clay"

Geotechnique, No. 15 pp. 222-242.

Taylor, R.L. and Brown, C.B., "Darcy Flow Solutions

Free Surface, "Journal of the Hydraulics D

ASCE, Vol. 93, No. HYZ, pp. 25-33, 1967.

Withiv is ion

Terzaghi, K., Theoretical Soil Mechanics, John Wiley and

Sons, New York 1942.

Terzaghi, K. and R.B. Peck (1967). Soil Mechanics in

Engineering Practice, Wiley and Sons, New York.

Tschebotarioff, Gregory P., (1973). Foundations,Walls and Earth Structures, McGraw Hill,

RetainingNew York.

Wong, I.H., Analysis of Braced Excavations,M.I.T. 1971

Phd. Thesis,

Zienkiewicz, O.C., Cheung, Y.K., The Finite Element Method

in Structural and ContinuTm~Hicnics,~Ion~on,McGraw-Hill Publishing Co., Ltd 1967.

_

167

APPENDIX A

GRAINSIZE PLOTS AND SQUARE ROOT OF TIME

CONSOLIDATION PLOTS - NAKAGAWA SOIL SPECIMENS

U.S. STANDARD SIEVE SIZE

100

90

so

-U

z-I

mmm>0

j E 4 --

G)C

m m{ >

T0

60

50

40

30

20

t0

0100

2 IN. IIN.3/41N.1/2 N. NO.4

10

NQIO NQ20 NQ 40 NQ.6 NO.OO NO. 200

1.0 0.1 0.01

GRAIN SIZE IN MILLIMETERS

GRAVELCDBLESC 0

COARSE IE

SAND

ICOARSE1 MEDIUM FINESILT OR CLAY

UNIFIED SOIL CLASSIFICATION SYSTEM

TEST sYM MATERIAL SOURCENO, SOURC

S-I 0 - Tokyo, JapanL-1REMARKS

lakaiaga. Treatment PlantI,te 13

F6. A-

- - - - - - - - -~- - _ __

---...-.- ----.-.-.-.-.- I

. - . _ ___ -.-- - - -........._ -- _ -_

-_ I -__TI - -I- _

.-- - - - - - - -- - -

- - - - --

- -I -- -. _ _

-I - - - --- - - - - -. -

0.001

i

. - .

I

I

U.S. STANDARD SIEVE SIZE

0

r q

x

-4

< 0 -- m

O I

m z

XI -3 _j(flW

90

z

>0

IN. 3/41N.1/2 IN. NO.4 N .UO NQ.20 RQ.4OfQ6ON.IOO NO.20100

90

so

-0.01 0.001

GRAIN SIZE IN MILLIMETERS

GRAVEL SANDCDBLES SILT OR CLAY

COARSE FINE COARSE MEDIUM FINE

UNIFIED SOIL CLASSIFICATION SYSTEM

0 Tokyo, JapanA

Hakagawa Troatment Plant2ite B

FIG. A.Z

IN.

0.1

TO

60

50

40

30

20

10

0

I - i l l-- - -- I

- - t~-- - I 1 -

I--- - - - _

-- T T - r -I- T --I - - -_ _- -

I -T~ 1 I I

~ I - - ~ -- ~ ---- -I

--- -I F~ ---------_ _ _ I-I - -I-

100 10

TEST

N-2

REMARKSSYM. I MATERIAL SOURCE

I

2

1.0

I

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rf

mt

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m z ->

:4 >

F'

z

ci

CO01X

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90

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Io 0

60

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3D

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2 IN.U.S. STANDARD SIEVE SIZE

I IN. 34IN.1/2 IN. NO.4 NAI0 k.20 NO.40 NO.60 NO.100 O.200

I0 1.0 0.1GRAIN SIZE IN MILLIMETERS

OBBLES GRAVEL SAND SILT OR CLAYCOARSE COARS EA MEDIUM FINE

UNIFIED SOIL CLASSIFICATION SYSTEM

TEST SYM. MATERIAL SOURCE REMARKSNO. ___ ____________ ________ _

0-3 0 Tokyo, Japan Hakagawa Treatment PlantH-3 A Site B

- _ F/6. A.3

----- I - - T - - _ _

--- - -- - a-a

T - - T - - -- T -

- - a- - - - - - - - - -

- - - -- I- -- _-

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' 1 1

- -- -a g---

I j I I I I ______-

C

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100

90

90

V 70f"uAl

60so

50

40

30

rrI -IOV)>W

- -

y z

0 0C C

00

z

20

to

0100

U.S. STANDARD SIEVE SIZE

. . .N ./ .N12I 0 O 0 04 00N.0 O 0

---- -T-

- .1

- -T -

- -I I -- i 1

-- -F-

-- ~ -- --- - - -I ~ A

-- - -- - - - -

- - -F - - ~

GRAIN SIZE IN MILLIMETERS

09LE - GRAVEL SAND SILT OR CLAY00LSCOARSE FINE COARSEI MEDU FINE

UNIFIED SOIL CLASSIFICATION SYSTEM

TEST SYM. MATERIAL SOURCE REMARKSNO.

- Tokyo, Japan 1Jakarawa Treatment Plant11-4 A : itr B

6/G. A.4

1N IN 3'4!Nf/2 f Ni 4 N O 40 NO63NO.lOO m. O

0.01 0.001.0 0.110

t00

90

90

-4

TI

z

-4

;u -- acn w

r Gm z

x11

-3 v"(i

TO

60

so

40

30

20

to

0too

U.S. STANDARD SIEVE SIZEIN. IN.3/4 IN.1/2 IN. NO.4

10

N .10

1.0

NQ.20 NQ40NO.60NO.100 ON.200

0.1 0.01

GRAIN SIZE IN MILLIMETERS

GRAVEL SAND

UNIFIED SOIL CLASSIFICATION SYSTEM

TEST SYM MATERIAL SOURCE REMARKS

S-5 0 Tokyo, Japan-5 A

lakagrawa Tratment Plant:"I t f B

I - --- - - - - -- i --- .- -

- - - - - - - - - - - - -

___ T V1 T I --

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-- - - -l - - - -

-I -~-~ -

- I I - -'- ~ - ___- I I I - -- .-- -

0.001

1'0

f16.A.s

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1

2z

< G)Z

22

n >

c2

0 0,

>

uT -1 in~I

r -icn P

2IN. IIN.3'4IN./2 N. NO.4 NPO Np20 NQ40NQ6ONO.IOONO.2O

1.0 0.1 0.01

GRAIN SIZE IN MILLIMETERS

GRAVEL SAND

COARSE FINE COARSE MEDIUM FINE

UNIFIED SOIL CLASSIFICATION SYSTEM

TEST SYM. MATERIAL SOURCE REMARKSNO. ______________

s- 6 0 Tokyo, Japan Hakagawa Treatment PlantL-6 A Site B

90

0

TO

60

50

40

30

20

10

0

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T I I

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-. I - - - - - i- - - - - - - --

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/6. A.6F

0

/7a

1.40

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d,., -3- ' (

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F16. A if

182

APPENDIX B

VERTICAL EFFECTIVE STRESS VERSUS DEPTH - NAKAGAWA

183

0 10 20 30 40

TSM

NAKAGAWA

VERTICAL EFFECTIVE STRESS VS. DEPTH

FIG.B.I

uhrLU

LU

LU

0-

I0-L

20-

307

40+

50-

N

i