time and the film aesthetics of andrei tarkovsky

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  • 8/18/2019 Time and the Film Aesthetics of Andrei Tarkovsky

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     HV,A t\I t ,,,,

    as not. the athletic and artistic alibi would merge, as with

    the

    otullipresent reproductions

    o

    classical statuary, discus-throwers and the

    liJ ;e tbat would remain a k ey term of tile gayimagiuary tOr generations.

    Similarly, it

    was

    no

    accident that, as early

    as

    the 1880s, the classical statue

    ora

    maratllOner

    in

    Berlin s Tiergarten became the focus of an important

    g y

    cruising

     re

    (Andreas

    Stemweile>t,

     Kunst

    w

    schwiiler Alltag

    in

    Micl me B o U ~ e d EI4of {ulo;

    Homosexuelle

    Frauen

    und

    Manner in Berlin

    /{J50·1950. GeschieJue Alltag wuf Kullur (Berlin: FrOHch   Kaufnmnn,

    1984), p. 76).

     

    course, the artistic alibi had remarkable staying: power

    despite

    its

    sub.mersionby the athletic alibi, supported

    its

    own crypto-gay

    publishing mini-industry

    in

    the 1950s and 1960s, and continues

    to have  

    clear judicial  n cultural

    Weight,

    as evidenced

    by

    the recent Mapplethorpe

    trial

    in

    Cincinnati.

    1

    Ricl:uud Dyer, Now You See it: Studies   nLesbian   ndGay Film

      London:

    Routledge, 1990),

    pp. 17-27.

    18 Linda Williams, Hardcore: Power Pleasure and

    tile

     Frenzy of the

    Visible (Berkeley: University of CaliforniaPress, 1989), pp. 34-57.

    He

    describes time

    in

    tenns of human

    memory

    and life-processes. This scts

    up a duality where time is cormected to memory and consciousl1ess and

    intimately

    expressed through

    nature, This notion of li me a s memflI Y

    will

    lead to a brief discussion of Henri Bergson s concept of duration as a

    comparative term to help understand Tarkovsky s aesthetics. The

    connection to a now neglected early 20th century philosopher is not

    obscurantism if one remembers the impact Bergson s thoughts had on

    modern art. With Bergsonism in tbe ai r modem

    art

    becamehaunted by the

    quest for

    an

    aesthetic to represent the

    flux

    of time and m.emory.

    A nd as Erwin Panovsky, Arnold Hauser and others bavc noted,

    film is the quintessential time-space art beeause time and space acquire

    qualities of the other. Througb

    montage

    time

    loses

    its irreversibility, it is

    Time, printed

    in

    its factual forms aod manifestations:

    such b the supreme idea of cinema as an art.. O n th at I

    bui ld my working

    hypothesis,

    both practical and

    theoretical (63)

    Time

    and the

    Film Aesthetics

    of

    Andrei Tarkovsky

    Andrei

    Tarkovsky was born in

    1932, in

    Laovrazhe, the

    lvanova

    dislrict of

    the

    Soviet

    Union.

    He  ie tIfty-four

    years

    later

    in

    1986,

    only

    months after the release of his last film, The Sacrifice. His prior films are

    iv ll s Childhood

    1962,

    Andrei Rublev 1966, Solaris 1971,

    The

    Mirror

      975 Stalker 1979, and Nostalghia 1983. Tarkovsky s films form an

    intensely personal

    and

    consistent oeuvre that

    have accumuhHed

    a loyal

    following

    in

    the West and

    (slOWly)

    in the

    East.

    Tarkovsky s written

    thoughts

    on

    film and art stm

    remain

    little

    discussed.

    This essay

    will

    look

    into Tarkovsky s aesthetics through both hisfUms and his scattered

    theoretical conjectures collected in Sculpting ill

    Time:

    Reflections on the

    Cinema (from

    which all

    subsequent quotes

    by

    Tarkovskyare

    taken) .

    As the title

    oftbe

    book indicates, time is the most important

    working principle

    for

    Tarkovsky:

    Donato Totaro

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    Tarkovsky also likens the time-pressure in a shot metaphorically

    to the rhythms of a brook, spate, river, waterfall, or ocean. This now of

    time can range from, quoting Tarkovsky, lazy and soporific to

    stOUtly

    and

    swift:

    The

    extent to wbich these metaphors are reflected in his films

    varies, but in mos t eases , l ike Andrei Rublev The

    Mirror

    Stalker and

    NQstalgllia the mise-en-scene works with and against tbe rhythmic How of

    natural phenomena, For example, the slow-motion tracking shot in   le

    Mirror whicb follows tbe right to left direction of a fierce wind blowing

    a(:ross bushes and toppling over objects on a table (this shot appears tWt

    i n t be film); the shot in  n rei Rubley_wbere a lef t to r ight camera

    movement follows the incidental background aclion of a stranded canoe

    Hoating downstream while the central action oc{;urs in the foreground; the

    scene

    follOWing

    the raid in AndreiRublev where the spiritual energy of an

    exchange between Rublev and the ghost of Theophanes is subtly

    underscored

    by

    hellish steam rising from the deatb-infcsted floor and

    descending dandelion seeds; Nostalghia s stunningopening scene where all

    the elements of the time-pressure (camera and figure movement., tnist, mm

    speed) come to a halt in a freeze frame. In the same   m the eonstal1t

    sound of rainfall on windows, ceilings and puddles creates an aural rhythm

    that reflects tbe solitude and overwbelming nostalgia that suffocates the

    transplanted Soviet.

    Hence the appearance

    of l i f e ~ p r o c e s s e s

    in Tatkovsky s mise-cn

    scene form a powerful visual tapestry that goes beyond theme

    or

    imagery to

    form and aesthetics. Tarkovsky relies

    on

    nature and natural phenomena to

    Rhythm, expressed

    by

    tbe time-pressure within lit shot, and not editing is the

    main formative elementof Tarkovsky s cinema.

    Time-pressure is p erhap s i mp ossi bl e t define in precise,

    analytical terms,

    but

    we c an c om e to a closer understanding of

     t

    by

    examining how  t

    is

    manifested, We know tbat the time that flows through

    a sbot is Tarkovsky s guide to film form, but is there a source point for this

    time-pressure? Is there SOlllctbing that TarkoYsky consistently relies on as a

    temporallrh

    y

    1bmic foundation? Tbe rhythm Tarkovsky spe.1ks of,

    the

    time

    tbrust that shapes each shot and consequently the editing, is predic. ited on

    the spont.:weous rhythms of nature and its forces: water, rain, wind, fire,

    tbg,snow, vegetation:

    Time andthe

    Film Aesthetics olAn/kef

    T lrkovsKy

     

    Rhythm in cinema is conveyed by the life of the object

    visibly recorded in the frame. Just as from the quivering

    of a reed you can

    teU

    what sort of current, what pressure

    t he re i s in a river, in the same wa y we know the

    movement of t ime from the flow

    of

    Ihe lift>process

    reproduced in the shot

     120

    ve time running through the shots makes the

    is

    no t

    determined·by the lengtb of tbe

    but by the pressure of the time that fUns

      17).

    No r can I

    accept

    t be n ot io n t ba t e di ti ng is t he m ai n

    formative element o f film, as th e protagonists o f

     montage cinema , following KulesboY and Eisenstein,

    maintained in the twenties, as if film was made on tbe

    editing table

     114 .

    spatUHized.

    Through th e m ov in g c am er a s pa ce l os es i ts static,

    homogeneous quality, it is temporalized (as in Cubist painting). Bergson

    was a major f igure of tbis time-based zeitgeist and influenced countless

    a rt is ts w ho w er e searching for ways to articulate

    time

    and

    memory

    aesthetically. Briefly then, Tarkovsky s aesthetics will be explained in

    terms o f

    time,

    duralion

    an d

    nature,

    My

    conclusion

    will

    hold

    that

    Tarkovsky s film aesthetic challenges viewer perception and cognition by

    shifting between

    or

    simultaneously representing inner

    and

    outer states

    of

    reality.

    rn charting the course of Soviet film history one will find a series

    of importaor connections between filmmaker and theorist The names

    Kulesbov, Eisenstein, Puoovkin, and Vertov stand oot as prominent ngures

    in the evolution of filln language. theory, film/politics. Although these four

    fllmmaker/thoorists are not singular

    in

    their visions they held the common

    belief that montage is cinema s main formative principle. Tarkovsky can

    be seen as continuing in this rich tradition of Soviet filmmaker/theorist, but

    changing its course,

    This opposition is best defmed against tbe early Eisenstein.

    In

    the

    essay  T he Cinematogaphic Principle and the Ideogram, written in 1929

    Eisenstein states: Cinematography is. first and foremost, montage,,2 .

    Many decades laterTarkovsky states:

    Leaving aside other important cultural and political variables, with

    this quote Tarkovsky is dearly severing himself from the Soviet tradition

    of montage hierarchy,

    Tarkovsky

    g oe s b ac k

    to

    Lumiere s

     rrivle

    a un

    Train

    as

    the

    momentWhen a new aesthetic principle in art was born:

    Uthe

    ability to take

      ~ i m p m · f l \ i o n

    of time (62), Out of

    thL \

    ability to imprint time grows the

    \ lClIDtJ fStJDflC of Tarkovsky s aesthetks: what he calls rhythm. This rhythm

    by calculated editing

    but

    by the sense

    of

    t ime, wbich

    calls

    t i m e ~ t h r u s t or t i m e ~ p r e s s u r e

    flowing tbrouglu shot:

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    Time as memory is simllar to

    bow

    Bergson explains duration: the

    flux of states

    within

    consciousness. For Bei'gs nthis signifies above aU

    else, indivisibility.

    Indivisibility can be interpreted cinetmlticaIly as a long take style

    that

    records

    real time

    or a

    simultaneous

    representation of different points

    in

    Time and memory merge

    into cach

    other; they

    are

    Ul of wind

    are staged,

    r e ~ s o o t

    or recreated there still remains

    the

    spontaneous element

    Of  nature'stimet within the filmic time. Each·

    of

    the natural events and

    elements *water, wind, fire,

    s n o w ~

    bave tbeir own sustained rhythm,

    Tarkovsky uses·tbese natural rhythms to express his own, that

    of

    bis

    characters and

    the

    tempornlshape

    of

    tile film.

    Editing stiU plays an important part in TarkoYsky's aesthetics

    but

    creative eletnenl comes from matching the varying t i m e ~ p r e s s f c s

    already estabHshed in each shot and not from clever or conceptual

    juxtapositioning. For example, in Tile Mirror bis most complex film

    structurally, Tarkovsky combineS bistorical and personal time  y

    intereutting childhood memory and political and culturnI history:

    the

    Spanish Civil War\ Russia-Germ.any in VlW2, Ibe Cultural Revoluliofl, the

    atomic bomb. Tbe surface separation between the personal and the

    historical is shattered

    by

    editing tbat carefully joins the various rhythms of

    the stock shots to staged shots

    In

    one

    segment

    he

    uses stock

    footage

    of Soviet soldiers crossing

    Lake Sivasb

    on

    fool. The integration of this documentary-time with

    Tarkovsky's time was so convincing that

    many

    people believed that

    the

    found footage was staged by Tarkovsky. The reason for this is because

    Tarkovskywas conscious of

    tbe

    time·pressure

    in

    this shot and

    took

    care in

    lin:k:iojt

    it to contiguous shots ofa similar

    rhytbm.

    Tafkovsky refers to film as if it were a living, breathing entity:

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    Time alUi tite FilmAesthetics   Andrei ] arlwvsky

    27

    Andrei looks into a room and from his point of view we see a pile of dirt

    and wateeon the middle of the floor. The image zooms in doser

    to

    the

    rubble, flattening the space which nowbccomes clearer.

     t

    is a Russian

    landscape, with mountains, earth and pockets of water. A zoom*in

    abstracts the size perspective and places us into Andrei's psychological

    state. The camera tilts up a mountain, A cut brings us out of this memory

    image

    and back

    to

    physical reality.

    The second example

    is

    tbe fanlous final shot of

    Noswighia.

    As the

    shot begins we

    see

    Andrei lying down

    in front

    of what appears

    1

    he

    his

    Russian bOlne.

    The

    camera slowly tracks

    back

    10 reveal that

    the

    Russian

    landscape is nestled

    wIthin an

    open

    Roman

    cathedral. To complete

    the

    power Of this fantastic image, rain and snow begin to faU

    in

    different planes

    of

    the frame. The camera is now static but the illusion

    is

    not complete.

    Somehow, perhaps through nuances in lighting or post-production work,

    the

    cathedral seems to shift in tone to match tbe grey/whiteness of the

    falling snow. The image progresses to a tonal harmony that echoes

    Andrei's earlier flashbacks to his homeland. Rhythm. the time-pressure

    within the shot, reaches perfection through the tonal harmony and the

    merging

    of

    dreanHime and real-time, The eudresull of this staggering

    shot is, aesthetically, the perfect marriage

    of

    form and content, and

    emotionally, a hauntingly beautiful and moving coda,

    A consequence of duration is

    that

    shifts between realms of

    reaUty

    make it difficult to be certain of the ontological nature of certain events,

    Happenings occur in Tarkovsky'.s ftlms thai eitber defy or stretch natural

    explanation: levitations, telepathic acts, temporalJspatial discontinuities,

    inexplicable natural phenomena. Ohjects, people, and events arc

    represented with mimetic accuracy yet something remains askew, pressing

    on

    tlte

    edge of natural and supernatural, dreanHimc

    and

    real-tUne. With

    TarkoYsky's duration there is a constant pull between Inner and outer

    worlds and few conventional cues to clearly separate

    the

    ontological status

    of events, Petrie in tile quoted essay believes that these ontological

    ambigui ties arc meant to shift tbe

    viewer s

    attention from the

    representational to the transcendental meaning of the recorded event

    ..

    :

    4

    In the general sense this

    is

    true,

    since many of these ambigoous moments

    are Tarkovskian testimonies of faith in the spiritual and creative act.

    In

    a

    many eases the'se moments are also based

    in

    shifting states of

    consciousness,

    The play that exists

    in

    Tarkovsky'sfilms with interiors and

    exteriors reflects the inner/outer, mentallphysicaJduaUty of his aeslhetics.

    His films contain countless examples of locations that are in a state of

    limbo between interior and exterior. Rain and stlOW ~ p o n t n e o u s l y fall

    inside churches, houses, hotel rooms and makeshift dwellings. In an

    outstanding

    st Cne

    in

    The

    Mirror a ceiling begins to crumble into a shower

    of real-time and memory-lime, is

    TarkoYsky's durauOfkbased aesthetics.

    of

     t in Nostalglna. In the

    fm t

    example

    here

    are

    other

    ways in

    which Tarkovsky's

    camera

    style

    reproduces dWdUon: tbe moving camera as a visual expression

    of

    dreams

    ~ l ; m m ~ ~ s io flux; static long takes and agoniZingly slow movements

    orality; long takes that capture

    tbe

    same real-time

    in the shooting of a shot (like the

    cUmax

    in The

    ouage burns

    to

    the ground

    in

    one take); camera

    PSycbological time; and the moving camera that

    Dimato Totaro

    Bazin

    did), but a complete cinematic interpretation of Bergson

     s

    dt ratl

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  • 8/18/2019 Time and the Film Aesthetics of Andrei Tarkovsky

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    3 ema O

    T laro

      Sergei Eisenstein, Film Form Jay Leyda, ed. , t rans ., (New York:

    MeridallBooks, Inc 1957), p. 28.

    3 VladaPetric, hTarkovsky's Dream lmagery, ilm Quarterly voL 43,

    no.2, (Winter 8 9 ~ 9 Q p. 29,

    4 Petrie, 1 .32 .

    33

    Spectacles of

    Daily

      ife

    Up  o

     

    oint

     Cuba 1983

    Tomas Gutierrez Alea)

    Zuzana M.

    Pick

    To Tit60 with my best wishes for a prompt and

     u

    recovery, and in the hope you will soon challenge uS with

    many other wonderful films. Salud yabrazos

    To creme

    a revolutionary cinema

    was probably one of

    the

    most

    resolute slogans

    of

    the New Cinema of Latin America. Often

    misunderstood as a utopian and prescriptive formulation,

    it

    reflected the

    promise

    of

    a radical practice capable of breaking from dominant modes of

    filmmaking modeled on Hollywood cinema, Revolutionary cinema was

    conceived as always open, never complete, and capable of fostering links

    between filmmaker and spectator, between ideology and social change,

    Therefore, the movement developed participatory sWdtegies of production

    and reception in accordance to existing conditions within its diverse

    national cinemas.

    Tomas Gutierrez Alea is a Cuban filmmaker bes t known for

    Memories

     

    Underdevelopment (1968). His prestige as a director, bOlh

    within and outside his country, has been the result

    of

    a distinguished career

    spanning over

    the

    three decades. Tempting as it might   to rank him as an

    author, the well·deserved reputation

    of

    Gutierrez Alea furnishes only one

    critical key to appro.lch his films. His work can equally   projected into a

    broadened perspective tbat engages colleclive and subjective positions. I

    will

    look at Up to a Point  983 by taking into account its simultaneous

    inscriptions within

    the

    institutional and aesth.etic features of contemporary

    Cuban film, In other words,  will consider how the establishment of a

    statl.>funded agency bas structured production strategies, and howcbanges

    in the aesthetic conceptualization of Cuban filmmaking have affected the

    production and reception of tbis feature film.

    The production of

    Up

    to a Point wall preceded by the publication

    of a critical study written by Gutierrez Alca entitled The Viewer s Dialectic

    and fol lowed by a s tructura l re-organization within the Cuban I 'i lm